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DCI-APPLICATION FORM-RESIDENT.pmd - Finapolis

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IN THE NATURE OF <strong>FORM</strong>2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS<br />

4. Do not send Application Forms by post; instead submit the<br />

same to a Member of the Syndicate, Trading Member of a<br />

Stock Exchange or Designated Branch of an SCSB, as the<br />

case may be. Applicants other than ASBA Applicants should<br />

not submit the Application Form directly to the Escrow<br />

Collection Bank(s).<br />

5. Do not submit incorrect details of the DP ID, Client ID and<br />

PAN or provide details for a beneficiary account which is<br />

suspended or for which details cannot be verified by the<br />

Registrar to the Issue. Do not submit the GIR number instead<br />

of the PAN.<br />

6. Do not pay the Application Amount in cash, by money order<br />

or by postal order or by stockinvest.<br />

7. Do not submit the Application Forms without the full<br />

Application Amount for the number of Bonds applied for.<br />

8. Do not submit Applications on plain paper or on incomplete<br />

or illegible Application Forms.<br />

9. Do not submit an Application in case you are not eligible to<br />

acquire Bonds under applicable law or your relevant<br />

constitutional documents or otherwise.<br />

10. Do not submit an Application that does not comply with the<br />

securities law of your respective jurisdiction.<br />

11. Do not submit an Application to the Escrow Collection<br />

Bank(s), unless such Escrow Collection Bank is a Designated<br />

Branch of a SCSB where the ASBA Account is maintained, in<br />

case of ASBA Application.<br />

Additional Instructions Specific to ASBA Applicants<br />

30. Dos:<br />

1. Check if you are eligible to Apply under ASBA;<br />

2. Ensure that you tick the ASBA option in the Application<br />

Form and provide correct details of your ASBA Account<br />

including bank account number/bank name and branch;<br />

3. Ensure that your Application Form is submitted either at a<br />

Designated Branch of a SCSB where the ASBA Account is<br />

maintained or with the Members of the Syndicate or Trading<br />

Members of the Stock Exchanges at the Specified Cities, and<br />

not directly to the Escrow Collection Bank(s) (assuming that<br />

such bank is not an SCSB) or to the Company or the Registrar<br />

to the Issue;<br />

4. Before submitting physical Application Form with the<br />

Member of the Syndicate at the Specified Cities ensure that<br />

the SCSB, whose name has been filled in the Application<br />

Form, has a branch in that centre.<br />

5. In case of ASBA Applications through Syndicate ASBA,<br />

before submitting the physical Application Form to a Member<br />

of the Syndicate, at the Specified Cities or Trading Member<br />

of the Stock Exchanges, ensure that the SCSB where the<br />

ASBA Account, as specified in the Application Form, is<br />

maintained has named at least one branch in that specified<br />

city for the Members of the Syndicate or Trading Members<br />

of the Stock Exchanges, as the case may be, to deposit<br />

Application Forms (A list of such branches is available at<br />

http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/<br />

Recognised-Intermediaries);<br />

6. Ensure that the Application Form is signed by the ASBA<br />

Account holder in case the ASBA Applicant is not the account<br />

holder; and<br />

7. Ensure that the ASBA Account holder has funds equal to<br />

the Application Amount in the ASBA Account before<br />

submitting the Application Form.<br />

8. Ensure that you have correctly ticked, provided or checked<br />

the authorisation box in the Application Form, or otherwise<br />

have provided an authorisation to the SCSB via the electronic<br />

mode, for blocking funds in the ASBA Account equivalent<br />

to the Application Amount mentioned in the Application<br />

Form; and<br />

9. Ensure that you have received an acknowledgement from<br />

the Designated Branch or the Member of the Syndicate or<br />

Trading Member of the Stock Exchanges, as the case maybe<br />

for submission of the Application Form.<br />

31. Don’ts:<br />

1. Do not submit the Application Amount in any mode other<br />

than through blocking of Application Amount in the ASBA<br />

Accounts;<br />

2. Do not submit the Application Form to the Members of the<br />

Syndicate or Trading Members of the Stock Exchanges, as<br />

the case may be, at a location other than the Specified Cities.<br />

3. Do not send your physical Application Form by post; instead<br />

submit the same to a Designated Branch of an SCSB or<br />

Member of the Syndicate or Trading Members of the Stock<br />

Exchanges, as the case may be, at the Specified Cities; and<br />

4. Do not submit more than five Application Forms per ASBA<br />

Account.<br />

ASBA Applications submitted to the Members of the Syndicate<br />

or Trading Members of the Stock Exchanges at the Specified<br />

Cities will not be accepted if the SCSB where the ASBA Account,<br />

as specified in the Application Form, is maintained has not named<br />

at least one branch at that specified city for the Members of the<br />

Syndicate or Trading Members of the Stock Exchanges, as the<br />

case may be, to deposit such Application Forms. A list of such<br />

branches is available at http://www.sebi.gov.in/sebiweb/home/list/<br />

5/33/0/0/Recognised-Intermediaries. See “Rejection of<br />

Applications” on page 146 of the Prospectus for information on<br />

rejection of Applications.<br />

For further instructions, Applicants are advised to read the<br />

Prospectus, Abridged Prospectus and Application Form.<br />

32. ADDITIONAL INSTRUCTIONS FOR APPLICANTS<br />

SEEKING ALLOTMENT OF BONDS IN PHYSICAL <strong>FORM</strong><br />

Any Applicant who subscribes to the Bonds in physical form<br />

shall undertake the following steps:<br />

16<br />

DREDGING CORPORATION OF INDIA LIMITED

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