DCI-APPLICATION FORM-RESIDENT.pmd - Finapolis
DCI-APPLICATION FORM-RESIDENT.pmd - Finapolis
DCI-APPLICATION FORM-RESIDENT.pmd - Finapolis
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IN THE NATURE OF <strong>FORM</strong>2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS<br />
4. Do not send Application Forms by post; instead submit the<br />
same to a Member of the Syndicate, Trading Member of a<br />
Stock Exchange or Designated Branch of an SCSB, as the<br />
case may be. Applicants other than ASBA Applicants should<br />
not submit the Application Form directly to the Escrow<br />
Collection Bank(s).<br />
5. Do not submit incorrect details of the DP ID, Client ID and<br />
PAN or provide details for a beneficiary account which is<br />
suspended or for which details cannot be verified by the<br />
Registrar to the Issue. Do not submit the GIR number instead<br />
of the PAN.<br />
6. Do not pay the Application Amount in cash, by money order<br />
or by postal order or by stockinvest.<br />
7. Do not submit the Application Forms without the full<br />
Application Amount for the number of Bonds applied for.<br />
8. Do not submit Applications on plain paper or on incomplete<br />
or illegible Application Forms.<br />
9. Do not submit an Application in case you are not eligible to<br />
acquire Bonds under applicable law or your relevant<br />
constitutional documents or otherwise.<br />
10. Do not submit an Application that does not comply with the<br />
securities law of your respective jurisdiction.<br />
11. Do not submit an Application to the Escrow Collection<br />
Bank(s), unless such Escrow Collection Bank is a Designated<br />
Branch of a SCSB where the ASBA Account is maintained, in<br />
case of ASBA Application.<br />
Additional Instructions Specific to ASBA Applicants<br />
30. Dos:<br />
1. Check if you are eligible to Apply under ASBA;<br />
2. Ensure that you tick the ASBA option in the Application<br />
Form and provide correct details of your ASBA Account<br />
including bank account number/bank name and branch;<br />
3. Ensure that your Application Form is submitted either at a<br />
Designated Branch of a SCSB where the ASBA Account is<br />
maintained or with the Members of the Syndicate or Trading<br />
Members of the Stock Exchanges at the Specified Cities, and<br />
not directly to the Escrow Collection Bank(s) (assuming that<br />
such bank is not an SCSB) or to the Company or the Registrar<br />
to the Issue;<br />
4. Before submitting physical Application Form with the<br />
Member of the Syndicate at the Specified Cities ensure that<br />
the SCSB, whose name has been filled in the Application<br />
Form, has a branch in that centre.<br />
5. In case of ASBA Applications through Syndicate ASBA,<br />
before submitting the physical Application Form to a Member<br />
of the Syndicate, at the Specified Cities or Trading Member<br />
of the Stock Exchanges, ensure that the SCSB where the<br />
ASBA Account, as specified in the Application Form, is<br />
maintained has named at least one branch in that specified<br />
city for the Members of the Syndicate or Trading Members<br />
of the Stock Exchanges, as the case may be, to deposit<br />
Application Forms (A list of such branches is available at<br />
http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/<br />
Recognised-Intermediaries);<br />
6. Ensure that the Application Form is signed by the ASBA<br />
Account holder in case the ASBA Applicant is not the account<br />
holder; and<br />
7. Ensure that the ASBA Account holder has funds equal to<br />
the Application Amount in the ASBA Account before<br />
submitting the Application Form.<br />
8. Ensure that you have correctly ticked, provided or checked<br />
the authorisation box in the Application Form, or otherwise<br />
have provided an authorisation to the SCSB via the electronic<br />
mode, for blocking funds in the ASBA Account equivalent<br />
to the Application Amount mentioned in the Application<br />
Form; and<br />
9. Ensure that you have received an acknowledgement from<br />
the Designated Branch or the Member of the Syndicate or<br />
Trading Member of the Stock Exchanges, as the case maybe<br />
for submission of the Application Form.<br />
31. Don’ts:<br />
1. Do not submit the Application Amount in any mode other<br />
than through blocking of Application Amount in the ASBA<br />
Accounts;<br />
2. Do not submit the Application Form to the Members of the<br />
Syndicate or Trading Members of the Stock Exchanges, as<br />
the case may be, at a location other than the Specified Cities.<br />
3. Do not send your physical Application Form by post; instead<br />
submit the same to a Designated Branch of an SCSB or<br />
Member of the Syndicate or Trading Members of the Stock<br />
Exchanges, as the case may be, at the Specified Cities; and<br />
4. Do not submit more than five Application Forms per ASBA<br />
Account.<br />
ASBA Applications submitted to the Members of the Syndicate<br />
or Trading Members of the Stock Exchanges at the Specified<br />
Cities will not be accepted if the SCSB where the ASBA Account,<br />
as specified in the Application Form, is maintained has not named<br />
at least one branch at that specified city for the Members of the<br />
Syndicate or Trading Members of the Stock Exchanges, as the<br />
case may be, to deposit such Application Forms. A list of such<br />
branches is available at http://www.sebi.gov.in/sebiweb/home/list/<br />
5/33/0/0/Recognised-Intermediaries. See “Rejection of<br />
Applications” on page 146 of the Prospectus for information on<br />
rejection of Applications.<br />
For further instructions, Applicants are advised to read the<br />
Prospectus, Abridged Prospectus and Application Form.<br />
32. ADDITIONAL INSTRUCTIONS FOR APPLICANTS<br />
SEEKING ALLOTMENT OF BONDS IN PHYSICAL <strong>FORM</strong><br />
Any Applicant who subscribes to the Bonds in physical form<br />
shall undertake the following steps:<br />
16<br />
DREDGING CORPORATION OF INDIA LIMITED