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<strong>WHO</strong> <strong>Prequalification</strong> <strong>of</strong><br />

<strong>Medicines</strong> <strong>Programme</strong><br />

General overview and update<br />

Milan Smid, M.D., Ph.D.<br />

Slides benefiting from presentations <strong>of</strong> <strong>WHO</strong> PQP colleagues and BioBridge Strategies<br />

<strong>WHO</strong> PQP tutorial, 27 th September, 2012, Mumbai


UN <strong>Prequalification</strong> <strong>Programme</strong><br />

for Priority Essential <strong>Medicines</strong><br />

Action plan <strong>of</strong> UN from 2001 for expanding<br />

access to selected priority medicines<br />

Objective:<br />

• To ensure quality, efficacy and safety <strong>of</strong> medicines<br />

procured using international funds (e.g. GFTAM,<br />

UNITAID) to serve patients in developing countries<br />

Components:<br />

• Evaluation <strong>of</strong> Quality, Safety and Efficacy <strong>of</strong> prioritised Essential<br />

medicines (FPPs and APIs), inspections <strong>of</strong> manufacturers and<br />

monitoring <strong>of</strong> the products after their prequalification.<br />

• <strong>Prequalification</strong> <strong>of</strong> quality control laboratories.<br />

• Building capacity <strong>of</strong> regulators, manufacturers and quality control<br />

laboratories.<br />

2<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

2


Categories <strong>of</strong> medicines invited<br />

• Primary categories <strong>of</strong> medicines:<br />

– HIV/AIDS<br />

– Malaria<br />

– Tuberculosis<br />

• Later added:<br />

– Reproductive health<br />

– Influenza<br />

– Acute diarrhoea<br />

– Neglected tropical diseases<br />

• Potentially other categories <strong>of</strong> products, if there is the need<br />

• <strong>Prequalification</strong> also applicable for APIs!<br />

• Published in invitations for Expression <strong>of</strong> Interest<br />

(EOI) on <strong>Prequalification</strong> website<br />

3<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

3


5 th Invitation for EOI, May 2010<br />

Reproductive health medicines (1)<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

4


3 rd Invitation for EOI<br />

Active Pharmaceutical Ingredients<br />

Therapeutic area<br />

HIV/AIDS<br />

Malaria<br />

Tuberculosis<br />

Invited Active Pharmaceutical Ingredients<br />

Abacavir, Atazanavir, Darunavir, Didanosine, Efavirenz, Emtricitabine,<br />

Etravirine, Lamivudine, Lopinavir, Nelfinavir, Nevirapine, Raltegravir,<br />

Ritonavir, Stavudine, Ten<strong>of</strong>ovir, Zidovudine<br />

Amodiaquine, Artemether, Artesunate, Dihydroartemisinin,<br />

Lumefantrine, Mefloquine, Piperaquine, Pyrimethamine, Pyronaridine,<br />

Sulfadoxine<br />

Amikacin, Capreomycin, Cycloserine, Ethambutol, Ethionamide,<br />

Isoniazid, Kanamycin, Lev<strong>of</strong>loxacin, Moxifloxacin, Ofloxacin, Para-<br />

Aminosalicylic Acid (PAS), Prothionamide, Pyrazinamide, Rifampicin,<br />

Streptomycin, Terizidone<br />

Reproductive<br />

health<br />

Neglected tropical<br />

diseases<br />

Desogestrel, Estradiol, Ethinylestradiol, Etonogestrel, Levonorgestrel,<br />

Medroxyprogesterone, Mifepristone, Misoprostol, Norethisterone,<br />

Norgestrel, Oxytocin<br />

Diethylcarbamazine, Mebendazole<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

5


Two prequalification routes<br />

Invitation for<br />

expression <strong>of</strong> Interest<br />

Expression <strong>of</strong> Interest<br />

Medicine not<br />

assessed by SRA<br />

Medicine assessed<br />

by SRA<br />

Dossier and SMF<br />

submitted for assessment<br />

<strong>WHO</strong> assessment<br />

and inspections<br />

organized<br />

Valid for innovators and generics<br />

SRA registration<br />

(assessment and<br />

compliance check)<br />

Simplified review<br />

Compliance <strong>Prequalification</strong> Acceptance<br />

6<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

6


Essential steps <strong>of</strong> PQ evaluation procedure<br />

• Need is specified and agreed by <strong>WHO</strong> treatment programmes<br />

• Invitation for Expression <strong>of</strong> Interest (EOI) is published<br />

• Interested parties submit dossiers – 'Expression <strong>of</strong> interest'<br />

• Dossiers receive initial screening<br />

• Full dossiers are assessed<br />

• Inspections are conducted at manufacturing sites and at CROs<br />

• Samples are tested, if needed<br />

• If outcome is positive, pharmaceutical product is listed on the<br />

website, including product information (SPC, PIL),<br />

assessment report (<strong>WHO</strong>PAR) and inspection report<br />

(<strong>WHO</strong>PIR)<br />

7<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

7


Steps in <strong>WHO</strong> prequalification<br />

I<br />

Expression<br />

<strong>of</strong> Interest<br />

Assessment<br />

Additional information<br />

and data<br />

Compliance<br />

Product dossier<br />

SMF<br />

<strong>Prequalification</strong><br />

Inspections<br />

Corrective<br />

actions<br />

Compliance<br />

Maintenance and monitoring<br />

8<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

8


Essential steps <strong>of</strong> monitoring <strong>of</strong> PQ product<br />

• Variations to the dossier <strong>of</strong> prequalified product<br />

• Sampling and Testing<br />

• Re-inspections<br />

• Requalification<br />

• Management <strong>of</strong> complaints<br />

• De-listing or suspension (if and when appropriate)<br />

9<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

9


Principles<br />

• Same principles apply as for national regulatory<br />

approvals by stringent authorities<br />

– Data on quality (FPP, API)<br />

– Data on efficacy and safety or interchangeability<br />

– Compliance with GMP (FPP, API), GCP/GLP<br />

(bioequivalence studies)<br />

– Benefits prevail risks<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

10


Assessment <strong>of</strong> product dossiers<br />

• One week meeting at least every 2 months, team <strong>of</strong><br />

pr<strong>of</strong>essionals from NMRAs<br />

– Botswana, Canada, China, Congo, Ethiopia, France, Georgia, Germany,<br />

Ghana, Israel, Italy, Kenya, Malaysia, Netherlands, New Zealand, Portugal,<br />

Singapore, Spain, South Africa, Sweden, Switzerland, Tanzania, Uganda, UK,<br />

Zambia, Zimbabwe ...<br />

• Combined with capacity building<br />

• Quality assurance <strong>of</strong> outcomes<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

11


Inspections<br />

• Team <strong>of</strong> inspectors for each inspection<br />

• <strong>WHO</strong> PQ inspector plus PIC/S member country plus local<br />

country inspector (observer)<br />

• Some cases – capacity building (recipient country)<br />

• Preparation includes SMF, product information,<br />

inspection reports, complaints etc<br />

• Inspections are product oriented and include data<br />

verification<br />

• APIs and Bioequivalence studies inspected based on risk<br />

assessment<br />

1<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

12


Standards<br />

• <strong>WHO</strong> standards as defined in <strong>WHO</strong> guidelines are applied in<br />

prequalification process<br />

• If these not exist, ICH guidelines are applied<br />

• In case <strong>of</strong> need, guidelines <strong>of</strong> stringent regulatory authorities<br />

involved in ICH process<br />

• Pharmacopoeias (Ph.Int., USP, BP, Ph.Eur., JP) as minimum<br />

standard<br />

– Depending on product, assessors may ask for additional tests or<br />

tightening limits<br />

• <strong>WHO</strong> GMP guidelines (compatible with PIC/S; references to<br />

pharmacopoeias, e.g. harmonized monographs)<br />

• <strong>WHO</strong> GCP guidelines + Additional guidance for organizations<br />

performing in vivo bioequivalence studies (compatible with ICH)<br />

1<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

13


Adapting the CTD-NDS (new drug)<br />

to CTD-ANDS (generic)<br />

Regional<br />

Admin<br />

Information<br />

Module 1<br />

Not Part <strong>of</strong><br />

the CTD<br />

Module 2<br />

Quality<br />

Overall<br />

Summary<br />

Nonclinical<br />

Overview<br />

Nonclinical<br />

Summary<br />

Clinical<br />

Overview<br />

Clinical<br />

Summary<br />

The CTD<br />

Quality<br />

Nonclinical<br />

Study Reports<br />

Clinical<br />

Study Reports<br />

Module 3 Module 4 Module 5<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

14


Demonstration <strong>of</strong> bioequivalence<br />

Bioequivalence study<br />

or<br />

PD studies<br />

Clinical<br />

studies<br />

ONLY EXCEPTIONAL!<br />

In vitro<br />

methods<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

15


<strong>WHO</strong> BCS-based biowaiver<br />

Active substances selected for biowaiving<br />

by <strong>WHO</strong><br />

HIV/AIDS:<br />

• Lamivudine (BCS 3)<br />

• Stavudine (BCS 1)<br />

• Zidovudine (BCS 1)<br />

• Abacavir sulphate<br />

(BCS 3)<br />

• Emtricitabine (BCS 1)<br />

TB:<br />

• Lev<strong>of</strong>loxacin (BCS 1)<br />

• Ofloxacin (BCS 1)<br />

• Ethambutol ((BCS 3)<br />

• Isoniazid (BCS 3)<br />

• Pyrazinamide (BCS 3)<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

16


Time to PQP Approval<br />

• The time to PQP approval can vary significantly but is influenced<br />

principally by the quality <strong>of</strong> the application and company response<br />

time<br />

• The mean time to approval in 2011 was 24 months<br />

– 8.4 months PQP processing time (35%)<br />

– 15.6 months manufacturer response time (65%)<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

17


Outcomes <strong>of</strong> PQ procedure<br />

Information in public domain:<br />

http://www.who.int/prequal/<br />

• List <strong>of</strong> PQ medicinal products<br />

• <strong>WHO</strong>PAR (SPC, PIL, labelling)<br />

• <strong>WHO</strong>PIR (both FPP and API)<br />

• Notices <strong>of</strong> Concern and Suspensions<br />

• Information on progress <strong>of</strong> assessment procedure and<br />

inspections<br />

• Supportive documents: <strong>WHO</strong> guidelines, description <strong>of</strong><br />

PQ procedure, training materials<br />

1<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

18


PQP update<br />

Mumbai, 27 Sept, 2012<br />

19


Prequalified medicines<br />

1 June 2012<br />

+ 93 listed based on the<br />

– approval by US FDA = 16 (HIV only)<br />

– tentative approval by US FDA = 73 (HIV only)<br />

– approval within Canada's Access to <strong>Medicines</strong> Regime = 1 (HIV)<br />

– approval by EMA according to Article 58 = 3 (2 HIV + 1 Malaria)<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

20


Prequalified medicines according to<br />

countries <strong>of</strong> manufacture (1 June 2012)<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

21


Capacity building - objectives<br />

• Good quality submissions for PQ supported by<br />

compliance with "good practices"<br />

– platform for improvement <strong>of</strong> drug development, manufacturing,<br />

documentation and quality control<br />

• Fast regulatory approvals <strong>of</strong> PQ medicines in recipient<br />

countries<br />

– technical education <strong>of</strong> regulators as a platform for strengthening<br />

expertise, regulatory efficiency and networking<br />

• Reliable quality monitoring<br />

– technical education <strong>of</strong> staff <strong>of</strong> QCLs to strengthen expertise,<br />

effectiveness <strong>of</strong> quality monitoring and networking<br />

PQP standards and PQP example support strengthening<br />

<strong>of</strong> regulatory systems and capacity <strong>of</strong> manufacturers in<br />

general<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

22


PQP update<br />

Mumbai, 27 Sept, 2012<br />

23


TBS<br />

2,<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

24


PQP update<br />

Mumbai, 27 Sept, 2012<br />

25


Technical Assistance<br />

• Provision <strong>of</strong> expert consultants to<br />

– Manufacturers<br />

– Quality control laboratories<br />

– Regulators<br />

• Assistance focuses on<br />

– GMP, GCP or GLP compliance<br />

– Dossier development<br />

• Assistance is separated from the assessment /<br />

inspections and may be followed by specific trainings<br />

2<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

26


Conditions for provision <strong>of</strong> technical<br />

Manufacturers:<br />

assistance<br />

• Participation in the prequalification programme,<br />

• Found to be capable and willing to improve<br />

• Location in a developing country<br />

Products:<br />

• Inclusion in the list <strong>of</strong> expression <strong>of</strong> interest<br />

• High value for Public Health purpose<br />

• Poor representation on the <strong>Prequalification</strong> list.<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

27


Technical assistances in countries<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

28


Frequent misunderstandings<br />

• Manufacturers/manufacturing sites are<br />

prequalified<br />

• PQP issues <strong>WHO</strong> GMP certificates<br />

• PQP provides direct financial support<br />

• <strong>Prequalification</strong> gives right to succeed in tenders<br />

• PQ substitutes national authorization<br />

(registration) in recipient countries<br />

• All medicines used in treatment <strong>of</strong> HIV/AIDS and<br />

tropical diseases are invited for PQ<br />

• Prequalified medicines may bear <strong>WHO</strong> logo<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

29<br />

29


PQP update<br />

Mumbai, 27 Sept, 2012<br />

30


Principles <strong>of</strong> proposed process<br />

• Availability <strong>of</strong> PQP assessment, inspection outcomes and<br />

advice to facilitate national regulatory decisions making<br />

(registrations, variations, withdrawals)<br />

• No interference with national legislation, decision making<br />

process and regulatory fees<br />

• Co-operation among product manufacturer (PQP holder),<br />

NMRA in interested country and PQP to overcome<br />

confidentiality issues and assure information flow<br />

• Procedure applicable for individual products<br />

• Procedure voluntary for manufacturers and NMRAs<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

31


Steps <strong>of</strong> the procedure: agreement<br />

Interested NMRAs agree<br />

to participate in the procedure<br />

PQP lists committed NMRAs<br />

on its website<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

32


Steps <strong>of</strong> the procedure: registration<br />

PQ product is submitted for national registration<br />

to NMRA participating in the procedure<br />

NMRA is informed about the interest to follow PQP<br />

Manufacturer informs PQP about national submission<br />

and<br />

gives consent with information sharing<br />

Participating NMRA confirms its interest to<br />

participate in procedure for specific product<br />

PQP shares with participating NMRA<br />

outcomes <strong>of</strong> assessment and inspections<br />

Participating NMRA reviews <strong>WHO</strong> PQP outcomes,<br />

decides within 90 days decides upon the national<br />

registration and informs PQP about its decision<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

33


Win-win outcomes for all stakeholders<br />

• NMRAs<br />

– Availability <strong>of</strong> <strong>WHO</strong> assessment and inspection outcomes to<br />

support national decisions<br />

– Opportunity for learning from experienced assessors<br />

– Saving internal capacities<br />

– Demonstrating NMRA efficiency<br />

• <strong>WHO</strong><br />

– Prequalified medicines are faster available to patients<br />

• Procurers<br />

– Faster start <strong>of</strong> procurement<br />

• Manufacturers<br />

– Harmonized data for PQ and national registration<br />

– Facilitated interaction with NMRAs in assessment and<br />

inspections<br />

– Accelerated registration<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

34


Expert Review Panel (ERP)<br />

• A panel <strong>of</strong> experts hosted by <strong>WHO</strong> since 2009<br />

• Assesses the potential risks/benefits associated with the<br />

use <strong>of</strong> FPPs that are not yet <strong>WHO</strong>-prequalified or SRAauthorized<br />

• Eligibility criteria for dossier submission: product<br />

manufactured in GMP compliant site and dossier submitted to<br />

and accepted for review by <strong>WHO</strong> PQP or a SRA<br />

• Assesses abbreviated product dossiers submitted by<br />

manufacturers (questionnaire + annexes)<br />

• Makes time limited recommendations: validity maximum 12<br />

months-contracts can be signed any time up to one year<br />

ERP status does not replace <strong>WHO</strong> PQ/SRA approval<br />

but should be seen as a step towards <strong>WHO</strong> PQ/SRA approval<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

35


Products reviewed by the ERP since 2009<br />

Data from Dec 2011<br />

• 5 rounds completed<br />

• 348 product dossiers were submitted and<br />

reviewed by ERP;<br />

• 69 products were permitted for use for a one<br />

year period;<br />

• during the ERP period validity:<br />

– 30 products have been <strong>WHO</strong> prequalified<br />

– 7 products have been authorized by an SRA<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

36


Reported Procurement information<br />

http://www.theglobalfund.org/en/procurement/pqr/<br />

Over 1, 400 million* US$ <strong>of</strong> transactions reported in the PQR system<br />

• Products/Manufacturers distribution<br />

ARV<br />

Branded:<br />

34%<br />

Antimalarial<br />

Branded:<br />

70%<br />

anti-TB<br />

Branded:<br />

22%<br />

Generic:<br />

66%<br />

Generic:<br />

30%<br />

Generic:7<br />

8%<br />

Sophie Logez, GFATM, March 2011<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

37


COUNTRIES RECEIVING COMMODITIES<br />

US$1.1Billion UNITAID funds<br />

HIV / AIDS<br />

51 recipient<br />

countries<br />

Malaria<br />

29 recipient<br />

countries<br />

> US$600 mil > US$300 mil<br />

Tuberculosis<br />

76 recipient<br />

countries<br />

> US$200 mil<br />

- Cross cutting programs: US$109 m for PQ <strong>of</strong> drugs &<br />

diagnostics and transversal programs<br />

Lorenzo Witherspoon, UNITAID, March 2011<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

38


What kind <strong>of</strong> investments does a company have<br />

to make to in seeking prequalification <strong>of</strong> a product?<br />

Bioequivalence<br />

Formulation<br />

development<br />

Stability studies<br />

Dossier preparation<br />

Capital<br />

Clinical and analytical studies to validate the<br />

equivalence to the established comparator<br />

If a company does not have a product on the<br />

market, it has to develop the formulation as<br />

specified by the EOI.<br />

Stability studies have to be carried out on multiple<br />

batches <strong>of</strong> material for climatic zone IV<br />

PQP requires CTD format <strong>of</strong> dossier and few<br />

additional specific documents and has well-defined<br />

requirements. The preparation and support require<br />

investment <strong>of</strong> personnel.<br />

Money may be needed for investment in both R&D<br />

and manufacturing equipment as well as quality<br />

control systems. Capital is also needed for facilities<br />

upgrades and construction <strong>of</strong> new facilities.<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

39


Investments varies depending on the experience <strong>of</strong> a<br />

company<br />

Inexperienced<br />

Bioequivalence<br />

Dossier Preparation<br />

Capital<br />

High<br />

High<br />

High<br />

Local manufacturer<br />

Bioequivalence<br />

Dossier Preparation<br />

Capital<br />

Medium - High<br />

Medium<br />

Low - Medium<br />

Global company<br />

Bioequivalence<br />

Dossier Preparation<br />

Low<br />

Low<br />

Capital $ 0<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

40


Potential benefits for manufacturers<br />

• Participation in tender procedures organized by national and<br />

international procurers and financial pr<strong>of</strong>it<br />

• Recognition as being <strong>WHO</strong> listed company<br />

• Demonstration <strong>of</strong> social responsibility<br />

• Facilitated registration in some recipient countries<br />

• Reduction <strong>of</strong> inspections from recipient countries<br />

• Possibility to be assisted by expert consultants (GMP, dossier,<br />

BE)<br />

• Learning process improving company's chance to succeed<br />

with submissions to SRAs<br />

• Identified sources <strong>of</strong> quality assured APIs<br />

• Potential additional incentives (pro-export and pricing policies)<br />

4<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

41


Who should you contact at the <strong>WHO</strong><br />

<strong>Prequalification</strong> <strong>of</strong> <strong>Medicines</strong> <strong>Programme</strong><br />

• General enquiries: Jacqueline Sawyer, Liaison Officer,<br />

sawyerj@who.int<br />

• Dossier submission and assessment: Dr Matthias Stahl, Head<br />

<strong>of</strong> Assessments, stahlm@who.int<br />

• <strong>Prequalification</strong> <strong>of</strong> APIs: Dr Antony Fake, fakea@who.int<br />

• Inspections: Ian Thrussell, Head <strong>of</strong> Inspections,<br />

thrusselli@who.int<br />

• Training and technical assistance: Dr Milan Smid,<br />

smidm@who.int<br />

• <strong>Prequalification</strong> <strong>of</strong> medicines quality control laboratories: Dr<br />

Jitka Sabartova, sabartovaj@who.int<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

42


Thank you for the attention<br />

smidm@who.int<br />

4<br />

PQP update<br />

Mumbai, 27 Sept, 2012<br />

43

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