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RETURN TO WORK SERVICES - Workers' Compensation Board

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<strong>RETURN</strong> <strong>TO</strong> <strong>WORK</strong> <strong>SERVICES</strong><br />

SCHEDULE "C"<br />

Vocational Rehabilitation Services<br />

The maximum value the Services provided pursuant to this Schedule over the period<br />

July 1, 2013 to June 30, 2017 is $. Each party shall notify the other when the sum of<br />

the amount paid and payable under this Schedule is $. The WCB may amend the<br />

maximum value of this Schedule at any time, however, the Contractor shall not provide<br />

any Service which would require the WCB to pay more than the aggregate sum of $<br />

without such amendment.<br />

Vocational Rehabilitation Services shall be provided only at the Contractor’s current<br />

address(es): ____, or at the Worker’s work site or home address, and at no other<br />

location or facility without the prior written consent of the Health Care Consultant.<br />

I. SERVICE OVERVIEW<br />

1. Vocational Rehabilitation Services (VRS) are designed to address the return to<br />

work needs of the Worker to facilitate suitable, accessible, sustainable<br />

employment that maximizes the Worker’s earnings and supports claim closure.<br />

Vocational Rehabilitation Services may be delivered as part of:<br />

a) an integrated RTW program; or<br />

b) as a stand-alone Service depending on the circumstances of each case.<br />

II.<br />

SERVICE OBJECTIVES<br />

1. The objectives of VRS are to:<br />

a) optimize the Worker’s safe, appropriate, sustainable re-employment;<br />

b) maximize employability;<br />

c) minimize earnings loss; and<br />

d) promote the Worker’s responsibility and self-management in the reemployment<br />

process.


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III.<br />

SERVICE PRINCIPLES<br />

1. VRS shall be delivered in a structured, goal oriented fashion, and individualized<br />

to take into account the Worker’s functional abilities, education level, work<br />

experience, transferable skills, and interests.<br />

2. If modified duties with the pre-accident employer have been ruled out by the<br />

assessment process and work restrictions are anticipated, the Contractor is<br />

authorized to provide integrated VRS as part of a RTW program. The level of<br />

VRS shall be based on the anticipated work restrictions. The Contractor shall<br />

ensure that all interventions match the entitlement level as per the Claim Owner’s<br />

direction.<br />

3. The Contractor shall actively obtain and maintain up-to-date knowledge<br />

regarding employment opportunities and labor market trends that pertain to<br />

Alberta and specifically the Contractor’s local labor market. Labor market<br />

knowledge shall include: labor market trends, employer needs, job requirements,<br />

specific vocational training requirements, general education requirements,<br />

wages, employment environments, and availability of transportation.<br />

4. The Contractor shall strive to obtain the Worker’s active participation throughout<br />

the provision of VRS. The Contractor shall facilitate the Worker’s understanding<br />

and motivation by providing information and resources in a manner appropriate<br />

for the Worker’s individual needs, learning pace, and level of education.<br />

5. The Contractor shall maintain a VRS resource area for Workers that shall<br />

include, but is not limited to, the following:<br />

a) computer access for online work and research;<br />

b) faxing, copying, word processing, and printing services;<br />

c) local and long distance telephone access for exploring job leads;<br />

d) job board (updated on a weekly basis);<br />

e) resume templates and examples;<br />

f) resource materials for job leads and research (hand outs, videos, etc.); and<br />

g) access to vocational staff for coaching.<br />

6. The Contractor shall ensure that the Worker has access to the resource area on<br />

a daily basis for the duration of VRS.<br />

7. The Contractor shall communicate with and involve the Worker and Claim Owner<br />

in all aspects of the VRS process. The Contractor shall involve other<br />

stakeholders (family members, etc.), as appropriate.


- 3 -<br />

8. The Contractor shall demonstrate in their reporting that the Worker is making<br />

measurable progress toward their employment goals.<br />

9. The Contractor shall maximize Worker and Claim Owner satisfaction with the<br />

VRS process.<br />

10. The Contractor shall encourage the Worker to partake in actual job search<br />

activities during the planning phase including interviews with employers in the<br />

local labor market for the purpose of transferring newly acquired job search skills<br />

and aptitudes into practical situations.<br />

IV.<br />

ADMISSION CRITERIA<br />

1. The Contractor shall ensure that all of the following criteria are met prior to<br />

commencing Vocational Services:<br />

a) The Worker’s informed consent has been obtained via the Agreement to<br />

Participate form (HC-326).<br />

b) The Worker does not have a compensable or non-compensable issue that<br />

prohibits safe participation in Vocational Services.<br />

c) The Worker’s participation in Vocational Services will not place other Workers<br />

or the Contractor’s staff at risk.<br />

d) There is no evidence of illicit substance abuse or criminal behavior by the<br />

Worker that will interfere with Vocational Services.<br />

2. The Contractor shall inform the Claim Owner immediately if any of the above<br />

admission criteria are not met.<br />

3. Only the Health Care Consultant may waive applicability of any of the above<br />

admission criteria.<br />

V. ADMISSION PROCESS<br />

1. For stand-alone V RS, upon receipt of the Referral form (FM733B) from the<br />

Claim Owner, the Contractor shall contact the Worker to schedule the first<br />

intervention.<br />

a) The Contractor shall orientate the Worker to the VRS process during the<br />

booking conversation including:<br />

i. provision of an outline of what the Worker should expect during VRS<br />

delivery (e.g., expected outcomes, etc.);<br />

ii. directions to the facility;


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iii. suggestions as to what kind of employment information to bring (e.g.,<br />

current resume, work history, etc.);<br />

iv. components and duration of the interventions; and<br />

v. any other appropriate information.<br />

b) The Contractor shall answer any questions the Worker may have about the<br />

VRS process.<br />

c) The Contractor shall facilitate any reasonable requirements that the Worker<br />

may have in order to attend VRS (e.g., accommodation, work schedules,<br />

interpretation arrangements) with the Claim Owner. Where such<br />

arrangements involve added costs, the Contractor shall advise the Claim<br />

Owner of any such requirements and seek approval prior to providing same.<br />

2. For integrated VRS, the Contractor shall determine the need for VRS within the<br />

first 5 working days of a RTW program admission. If VRS are required, the<br />

Contractor shall start VRS within the first 5 working days of an RTW program<br />

admission.<br />

VI.<br />

ATTENDANCE MANAGEMENT<br />

1. The Contractor shall minimize the occurrence of Worker absences during VRS<br />

by applying a comprehensive attendance management system as outlined in the<br />

Attendance Management Contract Guide (HC-502) including:<br />

a) orientating the Worker to the benefits of VRS;<br />

b) facilitating the removal of attendance barriers in conjunction with the Claim<br />

Owner; and<br />

c) notifying the Claim Owner of any Worker absences.<br />

VII.<br />

SERVICE PHASES AND INTERVENTIONS<br />

The Vocational Services Pathways were developed to serve as a guide to triage<br />

Workers into VRS. Refer to Vocational Services Pathways (HC-439) for a schematic<br />

diagram for triaging Workers into Vocational Rehabilitation Service streams.<br />

Planning Phase<br />

1. Planning Phase Objective<br />

a) The objective of the planning phase is to develop a specific RTW plan that will<br />

result in suitable, accessible, sustainable employability that maximizes the<br />

Worker’s earnings and supports claim closure.<br />

2. Planning Phase Admission Criteria


- 5 -<br />

a) The Contractor shall ensure that the general admission criteria continue to be<br />

met as outlined in Section IV Admission Criteria, and that the following criteria<br />

are met prior to commencing the planning phase:<br />

i. The Worker agrees to actively participate in planning phase interventions.<br />

ii. The Worker has restrictions that are anticipated or confirmed.<br />

iii. A Return to Work Skills Profile (RWSP) has been completed in order to<br />

assess the Worker’s transferable skills and abilities.<br />

3. Planning Phase Duration<br />

a) The Contractor shall make best efforts to complete the appropriate<br />

components of the planning phase (Career Counseling, Job Search Skills<br />

Development, and Resume) within twenty four (24) working days from the<br />

start of the planning phase. If the planning phase is expected to take longer<br />

than twenty four (24) working days, the Contractor shall alert the Claim Owner<br />

as soon as possible and obtain agreement from the Claim Owner about the<br />

expected duration of the planning phase.<br />

b) The Contractor shall make best efforts to complete the Career Counseling<br />

component and submit the Planning Phase report (C880) within 18 working<br />

days from the date of referral for VRS. The referral date is defined as per the<br />

VRS Discharge Data – Contract Reference Guide HC-322 for integrated and<br />

stand-alone VRS.<br />

4. Planning Phase Components<br />

a) The Contractor shall ensure that VRS are individually tailored to meet the<br />

needs of each Worker and may include any or all of the following<br />

interventions in the planning phase.<br />

i. Career Counseling<br />

• The purpose of Career Counseling is to provide Workers with one-onone<br />

assistance to identify a minimum of two (2) suitable and accessible<br />

walk-in job options that:<br />

- maximize the worker’s earning capacity;<br />

- are accessible in the Worker’s local job market;<br />

- are within the Worker’s identified functional abilities;<br />

- are suitable for the Worker’s work experience, transferable skills,<br />

and interests;<br />

- maximize utilization of the Worker’s existing skills and knowledge;<br />

and<br />

- are agreed to by the Claim Owner at the planning phase case<br />

conference(s).


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• On the day that the Contractor and the Worker start Career<br />

Counseling, the Contractor shall send an e-mail to the Claim Owner to<br />

inform them of the date that the Service started. This is necessary so<br />

that the Claim Owner can plan their tasks in the Career Counseling<br />

process.<br />

• The two (2) job options must be presented to the Claim Owner in a<br />

case conference at 12 to 14 working days after the start of the Career<br />

Counseling service. The case conference may involve the Provider<br />

and the Claim Owner only, or the worker also. A discussion about<br />

suitability, accessibility, and maximizing earning capacity is essential at<br />

this stage. To facilitate the discussion, the Provider must send the<br />

information about the job options and supporting Labour Market<br />

Analysis (LMA) or Employability Profile (EP) information to the Claim<br />

Owner at least 48 hours prior to the case conference. Agreement with<br />

the Claim Owner on these job options must be established before<br />

proceeding further.<br />

• The Contractor must present the best possible job options that they<br />

can identify. The goal is always to identify job options that pay 100%<br />

or more of the worker’s pre-accident earnings. If the identified job<br />

options don’t allow the worker to earn at least 75% of their pre-accident<br />

earnings, then the provider must state the reasons why they cannot<br />

identify walk-in job options with salaries at least 75% of the preaccident<br />

earnings (ie. Worker’s transferable skills, restrictions,<br />

education, geographic location, etc.). These reasons shall be<br />

documented and explained in the Planning Phase Report (C880).<br />

• The Contractor shall utilize LMA information from the WCB LMA<br />

database or EP information from the WCB Employability Profile<br />

Database (EPD) to support the two (2) job options. If LMA information<br />

is required and is not on the WCB LMA database to fit a particular job<br />

option, the Contractor shall request the appropriate LMA research to<br />

ensure there is LMA support for the two (2) job options.<br />

• The Provider shall compare the worker’s pre accident earnings with the<br />

post accident earnings of the job options and calculate the percentage<br />

of recovery of pre-accident earnings (Wage Quality) for the salaries of<br />

the two (2) job options and document it in the Planning Phase Report<br />

(C880).<br />

• In the Planning Phase Report (C880), the contractor shall document all<br />

the job options that were considered during the career counseling<br />

process and also document the reason why these options were not<br />

chosen as job options.<br />

• If the Claim Owner does not agree that the two (2) job options are<br />

suitable, accessible or maximize the worker’s earning capacity, the


- 7 -<br />

Contractor must identify two (2) other job options and present them to<br />

the Claim Owner in a second case conference. When the Contractor<br />

obtains agreement from the Claim Owner on the two (2) job options<br />

then further interventions can proceed.<br />

• If neither of the identified job options have a salary of at least 75% of<br />

pre-accident earnings, then the Provider, Claim Owner and Worker<br />

must consider other job options that will increase the worker’s post<br />

accident earnings. Even if the walk-in job options are at least 75% of<br />

pre-accident earnings, other options may be considered if they will<br />

increase the worker’s post accident earnings to 100%.<br />

• Other options such as Employer provided training, certification training,<br />

short term course work or long term academic retraining may be<br />

considered. However, judgment must be used to determine if the<br />

worker is a good candidate for academic retraining. An Academic<br />

Assessment may be used to help determine this, but consideration<br />

should first be given to the worker’s past educational history and<br />

academic success. When considering other options such as short or<br />

long term academic options, the Claim Owner and the Provider may<br />

decide to first conduct a case conference without the worker.<br />

• If the Contractor identifies that an academic retraining plan is<br />

appropriate to address the WCB’s Economic Loss Payment (ELP)<br />

liability, the Contractor shall present this plan with the job option that<br />

results from the plan, to the Claim Owner for consideration. If the<br />

Claim Owner agrees to consider an academic retraining plan, the<br />

Career Counseling will focus on the resulting occupation of the<br />

academic retraining. LMA or EP information for this occupation shall<br />

be provided to show that the expected salary after the retraining will<br />

significantly reduce or eliminate the WCB’s ELP liability.<br />

ii. Job Search Skills Development (JSSD)<br />

• The purpose of the JSSD is to assist the Worker in the:<br />

- organization, development, and implementation of a focused job<br />

search action plan; and<br />

- development and/or re-establishment of attitudes, personal<br />

characteristics, interpersonal skills, self-marketing skills, work<br />

behaviors, and general employment knowledge in order to facilitate<br />

effective job search strategies and a positive employment outcome.<br />

• The primary objectives of the JSSD are to:<br />

- motivate the Worker to participate in actual job search activities;


- 8 -<br />

- develop and/or enhance the Worker’s potential for job placement<br />

through increased job search and maintenance skills and improved<br />

outlook;<br />

- provide the Worker with an interactive learning environment in<br />

which the necessary attitudes, personal characteristics,<br />

interpersonal skills, self-marketing skills, work behaviors, and<br />

general employment knowledge necessary for conducting an active<br />

job search can be acquired; and<br />

- ensure the Worker has the skills and knowledge required to<br />

successfully participate in actual job search activities; and develop<br />

and/or enhance the Worker’s job sustainability skills.<br />

• The JSSD shall, at a minimum, include the following training modules:<br />

a) Productive job search strategies:<br />

o networking skills (in person or via the telephone);<br />

o accessing non-advertised jobs; and<br />

o goal setting and motivation.<br />

b) Researching potential employers:<br />

o organizing a job search; and<br />

o using technology and other resources.<br />

c) Marketing the job searcher and his/her skills:<br />

o resumes, cover letters, application forms;<br />

o dressing for success; and<br />

o interviews and follow-ups.<br />

d) Maintaining a job:<br />

o<br />

o<br />

o<br />

o<br />

conflict resolution;<br />

managing multiple priorities;<br />

personal hygiene; and<br />

building a strong work ethic.<br />

iii. Resume<br />

• The contractor shall submit a copy of the Worker’s resume to the WCB<br />

when it is completed.<br />

• The purpose of the Resume is to generate potential employer(s)<br />

interest in interviewing the Worker.


- 9 -<br />

• The primary objectives of the Resume are to:<br />

- provide a documented summary of the Worker’s education and<br />

occupational qualifications, experiences, skills, and<br />

accomplishments;<br />

- provide the Worker with a self-marketing tool to be utilized with<br />

potential employers;<br />

- generate potential employer(s) interest in arranging a meeting with<br />

the Worker to acquire more information and/or provide an<br />

employment offer; and<br />

- ensure the Worker’s resume is completed in an acceptable and<br />

effective format.<br />

• The Resume shall, whenever appropriate, identify the Worker’s:<br />

- job search goal;<br />

- contact information such as name, address, and telephone number;<br />

- education and career development activities such as training<br />

programs, apprenticeships, licenses, and certificates;<br />

- work experience including identification of key duties and<br />

responsibilities (may include part-time and temporary positions);<br />

- skills;<br />

- awards, certificates, etc;<br />

- volunteer and community related activities; and<br />

- references or the indication that references are available on<br />

request.<br />

• The Contractor shall ensure that the Worker’s resume does not<br />

contain:<br />

- typing, spelling or grammatical errors;<br />

- any false or inaccurate information (to the best of the Contractor’s<br />

knowledge); and<br />

- any inappropriate personal information such as age, gender, marital<br />

status, etc.


- 10 -<br />

Implementation Phase<br />

1. Implementation Phase Objective<br />

a) The objective of the implementation phase is to obtain employment that is, in<br />

the WCB’s opinion, suitable, accessible, sustainable and maximizes the<br />

Worker’s earning capacity and supports claim closure.<br />

b) Suitable means the employment:<br />

i. is consistent with the Worker’s abilities (mental and/or physical);<br />

ii. can accommodate the Worker’s restrictions (mental and/or physical); and<br />

iii. utilizes the Worker’s transferable skills and education.<br />

c) Accessible means the employment:<br />

i. is reasonably accessible within the Worker’s locale or may be with<br />

appropriate relocation;<br />

ii. considers if the Worker lives in a major urban centre or a rural area; and<br />

iii. considers if the Worker has a history of traveling to work.<br />

d) Sustainable means the employment is consistent with the Worker’s abilities<br />

and restrictions (mental and/or physical) so that the Worker can safely work in<br />

that position indefinitely.<br />

e) Maximizes earning capacity means the employment:<br />

i. represents the maximum amount of earnings possible given the Worker’s<br />

capabilities;<br />

ii. reflects the rate and hours of the Worker prior to the accident; and<br />

iii. has the potential for wage increases.<br />

f) Claim closure means the employment provides an opportunity for the Worker<br />

to be re-established in gainful employment.<br />

2. Implementation Phase Admission Criteria<br />

a) The Contractor shall ensure that the general admission criteria as outlined in<br />

Section IV Admission Criteria continue to be met, and that the following<br />

criteria are met prior to commencing the implementation phase:<br />

b) The Worker agrees to actively participate in a job.<br />

c) The Worker has achieved diagnostic and medical closure.


- 11 -<br />

d) The Worker is functionally able to participate in an active job search.<br />

e) The Claim Owner has approved the job options that shall be utilized during<br />

the job search.<br />

f) The Worker has signed off on the resume (if provided in the planning phase).<br />

3. Implementation Phase Duration<br />

a) Implementation phase interventions shall be made available for up to five (5)<br />

days per week.<br />

b) Implementation phase interventions shall be made available for a maximum<br />

of twelve (12) consecutive calendar weeks as per Claim Owner authorization.<br />

c) The Contractor shall confirm the length of eligible Supported Job Search<br />

duration at the initiation of the implementation phase.<br />

d) The Contractor shall make best efforts to achieve implementation phase<br />

deliverables as soon as possible in the authorized duration timeframe.<br />

4. Implementation Phase Component<br />

a) Supported Job Search (SJS)<br />

i. The purpose of SJS is to provide intensive and individualized assistance<br />

during a Worker’s job search activities in order to maximize the Worker’s<br />

opportunity to secure appropriate employment.<br />

ii. The SJS shall, at a minimum, consist of the Contractor:<br />

• reviewing the availability and appropriateness of local job market<br />

employment opportunities with the Worker at least on a weekly basis;<br />

• developing potential employment placements through direct and<br />

indirect promotional opportunities with employers located within the<br />

Worker’s local job market (including training on the job opportunities);<br />

• identifying and developing job opportunities for the Worker through<br />

comprehensive and direct employer contacts;<br />

• developing, maintaining, and utilizing an established bank of employer<br />

contacts in order to facilitate the Worker with an employment outcome;<br />

• conducting debriefing interviews with the Worker and/or prospective<br />

employers;


- 12 -<br />

• providing one-on-one vocational coaching, instruction, and guidance to<br />

the Worker as required;<br />

• assisting the Worker with resume revisions;<br />

• assisting the Worker with cover letter development and/or revisions;<br />

• marketing the Worker directly to prospective employers;<br />

• providing the Worker with networking opportunities with other job<br />

searchers at the Contractor’s site;<br />

• recognizing and reinforcing positive behaviors and/or actions<br />

demonstrated by the Worker;<br />

• motivating the Worker and ensuring the Worker’s active participation in<br />

the job search;<br />

• focusing on the job options that were developed in the planning phase;<br />

• conducting cold calls to employers;<br />

• researching the local labor market for potential and/or actual job leads<br />

(i.e. hidden and unhidden job markets);<br />

• information interviews with employers in the local labor market; and<br />

• networking with employers, Workers, and other resources.<br />

iii. The Contractor shall have the Worker complete an Employer Contact<br />

report (C472) on a weekly basis during the implementation phase. The<br />

Contractor shall:<br />

• review the Employer Contact report (C472) with the Worker on a<br />

weekly basis to ensure the job search activities are focused on<br />

appropriate and previously identified job recommendations (e.g., within<br />

the Worker’s physical restrictions);<br />

• ensure Employer Contact reports (C472) are submitted to the WCB on<br />

a weekly basis.<br />

iv. The Contractor shall, as appropriate, provide potential employers with<br />

information on the WCB’s Training on the Job (<strong>TO</strong>J) Program**.<br />

v. The Contractor shall contact the Claim Owner immediately if a potential<br />

employer expresses interest in or availability of <strong>TO</strong>J opportunities for the<br />

Worker.


- 13 -<br />

vi. The Contractor may, at the Claim Owner’s request, discuss with the<br />

potential employer the training requirements and length of the <strong>TO</strong>J<br />

Program based on the Worker’s required amount of training.<br />

vii. The Contractor shall not negotiate the WCB subsidy schedule with the<br />

Worker and/or <strong>TO</strong>J employer. If the need for negotiation of a subsidy<br />

schedule is identified, the Contractor shall immediately contact the Claim<br />

Owner and advise the Claim Owner of the negotiation need.<br />

** Training on the Job Program is a WCB sponsored program to provide Workers, who are not able to return to pre-accident<br />

employment due to compensable work restrictions, with skill development and work experience.<br />

viii. The Contractor shall convene an implementation phase mid point case<br />

conference prior to the Worker’s discharge date. The Contractor shall<br />

review the phase deliverables with the Worker (in person) and Claim<br />

Owner via teleconference.<br />

Supplementary Assessments<br />

1. The following interventions may be provided with Claim Owner authorization<br />

as supplementary assessments to obtain additional information to support<br />

interventions that are appropriate for the Worker.<br />

a) Academic Assessments<br />

• The purpose of the Academic Assessment is to evaluate a Worker’s<br />

suitability for and probability of successful completion of training and/or<br />

educational upgrading based on the Worker’s intellect, aptitudes, and<br />

interests.<br />

• The primary objectives of the Academic Assessment are to:<br />

- provide a range (e.g., average, high average) and/or percentile<br />

ranking of the Worker’s intelligence (IQ testing);<br />

- provide a wide range screening measurement for achievement<br />

based on reading recognition, spelling and arithmetic; and<br />

- provide a quantitative measure of the Worker’s general aptitudes to<br />

perform various job functions.<br />

• The Academic Assessment shall, at a minimum, involve completion of:<br />

- Wechsler Adult Intelligence Scale IV (WAIS-IV); and<br />

- Wide Range Achievement Test IV (WRAT-IV).<br />

• The Contractor shall ensure that validated and published test protocols<br />

are adhered to for each test (i.e. WAIS-IV, WRAT-IV).


- 14 -<br />

• The Contractor shall ensure that the WAIS-IV is completed under the<br />

supervision of a licensed Psychologist in Alberta and that the<br />

Psychologist has provided written interpretation and approval of the<br />

results.<br />

• The Contractor shall be responsible for the following Academic<br />

Assessment cycle times:<br />

- The Academic Assessment shall be conducted within two (2)<br />

working days of the confirmed referral; and<br />

- An Academic Assessment report (C761) shall be submitted to the<br />

WCB within five (5) working days of the completion of the<br />

assessment.<br />

• The Academic Assessment report (C761) shall be completed in<br />

accordance with the Academic Assessment Report Contract<br />

Reference Guide (HC-335).<br />

b) Specialized Assessment/Service<br />

• The Contractor may perform a specialized assessment/intervention with<br />

prior written approval from the Health Care Consultant.<br />

VIII.<br />

DISCHARGE CRITERIA<br />

1. If one or more of the following criteria are met, the Worker shall be discharged<br />

from the Service:<br />

a) The Worker has achieved an appropriate RTW placement.<br />

b) The Worker has reached the maximum Vocational Services length of stay.<br />

c) The Worker voluntarily withdraws or is removed from the Services by the<br />

Claim Owner.<br />

IX.<br />

REPORTING<br />

1. Service reports/forms include:<br />

a) Referral form (FM733) – for stand alone Vocational Services<br />

b) Vocational Services memo (C963) – for customized reporting<br />

c) Planning Phase report (C880)<br />

d) Implementation Phase Initial Case Conference (C959)


- 15 -<br />

e) Implementation Phase Progress report (C881)<br />

f) Implementation Phase Discharge report (C888)<br />

g) Employer Contact report (C472)<br />

h) Academic Assessment (C761)<br />

2. All reports shall be typed and follow the standardized format as outlined in the<br />

contract reference guides.<br />

3. The Contractor shall prepare and forward a draft Planning Phase Report (C880)<br />

and include it in their invitation for a case conference with the Claim Owner to<br />

discuss the job options. The draft C880 shall contain at minimum the completed<br />

section of the C880 called “Return to Work Plan – Summary of Job Options”.<br />

4. The Contractor shall prepare and forward a finalized Planning Phase report<br />

(C880) to the WCB within two (2) working days of the final planning phase case<br />

conference and after the Claim Owner has agreed to the proposed job options.<br />

A copy of the report shall also be faxed or mailed to the Worker. The report shall<br />

be completed as per the format and guidelines outlined in the Planning Phase<br />

report Contract Reference Guide (HC-336).<br />

5. The Contractor shall prepare and forward an Implementation Phase Initial Case<br />

Conference (C959) to the WCB during the first week of the implementation<br />

phase. A copy of the report shall also be faxed or mailed to the Worker. The<br />

report shall be completed as per the format and guidelines outlined in the<br />

Implementation Phase Initial Case Conference Contract Reference Guide (HC-<br />

409).<br />

6. The Contractor shall prepare and forward an Implementation Phase Progress<br />

report (C881) to the WCB at the mid point (6 weeks) of the implementation<br />

phase. A copy of the report shall also be faxed or mailed to the Worker. The<br />

report shall be completed as per the format and guidelines outlined in<br />

Implementation Phase Progress Contract Reference Guide (HC-660). If the<br />

Worker is discharged prior to the mid point of the implementation phase, the<br />

Progress report (C881) is not required. In this case, only the Implementation<br />

Phase Initial Case Conference (C959) and Implementation Phase Discharge<br />

report (C888) are required.<br />

7. The Contractor shall prepare and forward an Implementation Phase Discharge<br />

report (C888) to the WCB within two (2) working days of the Worker’s discharge.<br />

A copy of the report shall also be faxed or mailed to the Worker. The report shall<br />

be completed as per the format and guidelines outlined in the Implementation<br />

Phase Discharge Contract Reference Guide (HC-337)


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8. Reports shall be faxed to the Claim Owner as follows:<br />

• Within Edmonton to: 780-427-5863<br />

• Outside Edmonton to: 1-800-661-1993<br />

9. The WCB may monitor the content and quality of the Service reports on a<br />

continuous basis. The Contractor shall be required to participate in report quality<br />

assurance activities during the term of the Contract as and when directed by the<br />

WCB.<br />

X. STAFFING<br />

All VRS interventions shall be conducted by a vocational counsellor with the<br />

following qualifications:<br />

• Post secondary education in the social sciences or a related field and training<br />

in career counselling, job development, and placement. Experience and<br />

equivalencies are acceptable.


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XI.<br />

SERVICE DELIVERABLES<br />

1. The Contractor shall use reasonable efforts to meet the following cycle times:<br />

a) Confirmed referral date to Service initiation – three (3) working days.<br />

b) Academic Assessment confirmed referral date to Academic Assessment<br />

admission – two (2) working days.<br />

c) Academic Assessment completion date to Academic Assessment report<br />

distribution – five (5) working days.<br />

2. The Contractor shall use reasonable efforts to meet the following service<br />

expectations on a consistent basis:<br />

a) Generation of reports and distribution to involved stakeholders (i.e. Claim<br />

Owner and Worker) – 100% of cases.<br />

b) Involvement of the Claim Owner in planning and implementation phase case<br />

conferences – Target = 100% of cases.<br />

c) Involvement of the Worker in planning and implementation phase case<br />

conferences – Target = 75% of cases.<br />

3. The Contractor shall use its best efforts to meet the following outcome<br />

expectations on a consistent basis:<br />

a) Service evaluation data shall be submitted in the agreed format within the<br />

expected timeframe as per the Discharge Data Collection Reference Guide<br />

(HC-322).<br />

b) Implementation phase placement rate – Target = 70%<br />

c) Percent of placements with post accident wage of equal to or greater than<br />

75% of the pre-accident wage – Target = 76.5%<br />

d) Placement sustainability rate – Target = 75%<br />

e) Worker satisfaction rate – Target = 80%<br />

f) Worker satisfaction survey response rate – Target = 70%


- 18 -<br />

XII.<br />

SERVICE EVALUATION<br />

1. Service evaluation data shall be collected for Service discharges using the<br />

Vocational Services Data Collection Sheet (Form HC-315). This data shall be<br />

submitted to Health Care Services (HCS) on a monthly basis [within fifteen (15)<br />

days of month end].<br />

2. Worker Satisfaction Surveys shall be administered to Workers at the completion of<br />

the planning phase (HC-316) and at mid point of the implementation phase (HC-<br />

317).<br />

3. It is the responsibility of the Contractor to ensure that the Worker Satisfaction<br />

Survey (HC-316 and HC-317) distribution process is followed to ensure Worker<br />

confidentiality as outlined in the Worker Satisfaction Survey Reference Guide (HC-<br />

503). Return envelopes for the Worker Satisfaction Surveys will be provided by<br />

Health Care Services.<br />

4. Evaluation data shall be submitted via an electronic file to Health Care Services c/o<br />

Evaluation Unit.<br />

a) Electronic file data shall be submitted in SPSS (sav) format using the file<br />

specifications provided by Health Care Services.<br />

b) All data shall be specified via categories and definitions outlined in the<br />

Discharge Data Collection Reference Guide (Form HC-322).<br />

c) The unique identifier in each file sent to HCS shall be the Worker’s claim<br />

number. Satisfaction surveys do not require the claim number, however, the<br />

discharge date and phase type is required.<br />

d) It is the Contractor’s responsibility to ensure that all evaluation data submitted to<br />

HCS is timely, complete and accurate. Random file audits will be conducted by<br />

HCS to ensure the accuracy of data submission.<br />

5. HCS may edit the content of data collection forms in order to meet changing service<br />

evaluation needs. Any changes shall be made with Contractor input.<br />

6. Monthly scorecards shall be provided by HCS to the Contractor outlining outcomes<br />

for all Services.<br />

7. The evaluation unit of Health Care Services may monitor Service processes and<br />

outcomes on a continuous basis. If outcomes fall below acceptable benchmark<br />

standards, the Contractor will be required to participate in quality improvement<br />

initiatives including service evaluation, action planning and follow-up.


- 19 -<br />

XIII.<br />

PAYMENT AND SCHEDULE OF FEES<br />

1. Services shall be invoiced utilizing the Vocational Services Invoice (C749).<br />

2. HCS may conduct random audits of Worker discharges and related Service rates<br />

to monitor the accuracy of Contractor billing. Should any discrepancy in what<br />

rate has been billed versus actual Worker length of stay be discovered, the WCB<br />

may terminate this Agreement forthwith without limiting other remedies that may<br />

be available at law.<br />

3. The WCB shall pay the rates below for cases in which the Worker was<br />

discharged from a Vocational Services:<br />

Service<br />

Fee<br />

Return to Work Planning $620.00<br />

Job Search Skills Development $360.00<br />

Resume $210.00<br />

Supported Job Search $905.00<br />

Academic Assessment - WAIS IV and WRAT IV $480.00<br />

4. The WCB shall pay No Show/Cancellation Fees as follows:<br />

Service<br />

Cancellations<br />

(< 24 hours notice)<br />

No Show<br />

Academic Assessment 90% of total $432.00 100% of total $480.00<br />

5. No show/cancellation fees shall only be paid if the Contractor has made<br />

reasonable efforts to utilize the associated staff in another billable fashion and is<br />

unable to do so.<br />

6. The WCB shall pay the following incentives in cases where planning or<br />

implementation phase Services assisted the Worker in securing employment<br />

(placement).<br />

Incentive<br />

Fee<br />

Placement Wage is 100% or more than DOA earnings $1,000.00<br />

Placement Wage is 90% to 99% of DOA earnings $850.00<br />

Placement Wage is 80% to 89% of DOA earnings $750.00<br />

Placement Wage is 75% to 79% of DOA earnings $500.00<br />

Placement Sustainability for 60 days $700.00<br />

a) The Contractor shall be eligible to receive a Placement Wage Incentive<br />

payment provided that:<br />

i. there is evidence that the Contractor assisted with the employment<br />

placement during Vocational Services; and


- 20 -<br />

ii. the Worker started employment within two (2) weeks of being discharged<br />

from the planning or implementation phase.<br />

b) If the Worker’s annual pre-accident earnings were greater than the applicable<br />

maximum insurable earnings on the date of accident, the maximum insurable<br />

earnings shall be deemed to be the Worker’s Pre-accident Earnings to<br />

determine if a Placement Wage Incentive is payable.<br />

c) The Contractor shall be eligible to receive a Placement Sustainability<br />

Incentive payment provided that:<br />

i. there is evidence that the Contractor assisted with the employment<br />

placement during Vocational Services; and<br />

ii. the Worker started employment within two (2) weeks of being discharged<br />

from the planning or implementation phase; and<br />

iii. the Worker was not entitled to receive any of the following rate based<br />

benefits from the WCB during a period of sixty (60) calendar days after the<br />

date the Worker returned to work in their placement position:<br />

• TD-01 (Temporary Total Disability Benefits<br />

• VR-01 (Interim Program Allowance Benefits)<br />

• VR-02 (Retraining Allowance)<br />

• VR-04 (Re-Employment Assistance Benefits)<br />

7. The Health Care Services evaluation unit will generate placement wage and<br />

placement sustainability incentive payments [Incentive Invoice (C1022)] on behalf<br />

of the Contractor on a monthly basis.<br />

8. Health Care Services may conduct random audits of the cycle time incentives to<br />

monitor the accuracy of Contractor evaluation data submissions.<br />

9. Any work not expressly contemplated by this Agreement shall require advance<br />

authorization by the Health Care Consultant. If so authorized, all reporting,<br />

payment and evaluation requirements of this Agreement shall apply.<br />

10. The WCB may deny payment of any invoice where the Contractor has failed to<br />

obtain proper approval of Services. Where the WCB denies payment because the<br />

required approval process was not followed by the Contractor, the Contractor shall<br />

not bill the Worker for the same.


- 21 -<br />

11. Provided that the required Services were provided and a complete invoice is<br />

submitted for the Services provided to Workers, the WCB shall pay the Contractor<br />

the invoiced amount within thirty (30) calendar days of receipt of such invoice.<br />

Failure to submit evaluation data may result in withholding of payment.<br />

12. The WCB will not pay late charges on any outstanding balances.<br />

13. The WCB shall reimburse the Contractor for associated mileage and meal costs for<br />

Services provided outside of the city limits at the same rate and upon the same<br />

terms as the WCB reimburses its own employees which rates are currently as<br />

follows:<br />

Mileage<br />

Breakfast<br />

Lunch<br />

Dinner<br />

$ 0.49/kilometre<br />

$ 9.00 – leaves before 7:00 a.m. and arrives after 8:30 a.m.<br />

$13.00 – leaves before 11:30 a.m. and arrives after 1:00 p.m.<br />

$22.00 – leaves before 5:30 p.m. and arrives after 7:00 p.m.<br />

14. The WCB shall pay the Professional’s travelling time outside of the city limits at a<br />

rate of $78.00 per hour.<br />

15. The Contractor shall utilize the Invoice Contract Reference Guide (Form HC-500)<br />

to guide the billing process.

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