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Growing_the_Best_and_Brightest._The_Drivers_of_Research_Excellence

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<strong>Growing</strong> <strong>the</strong> best <strong>and</strong> brightest March 2014<br />

Harvey (2002) explored <strong>the</strong> drivers <strong>of</strong><br />

performance <strong>of</strong> medical <strong>and</strong> medical-research<br />

groups. Case studies were developed from semistructured<br />

interviews which explored <strong>the</strong> history,<br />

structure, strategy, culture, outputs <strong>and</strong> impacts<br />

<strong>of</strong> <strong>the</strong> research group. A quantitative survey was<br />

also administered which included topics such as:<br />

generation <strong>of</strong> grants; fellowships; publications;<br />

contribution to individual career <strong>and</strong> research<br />

group development; <strong>and</strong> scientific impact.<br />

Harvey found that finding, motivating <strong>and</strong><br />

retaining talent was one <strong>of</strong> a number <strong>of</strong> drivers<br />

<strong>of</strong> research excellence (including strong<br />

leadership, <strong>and</strong> strong links between <strong>the</strong>ory <strong>and</strong><br />

practice). 8<br />

~<br />

Similarly, papers by Hiltrop (1999) <strong>and</strong> Horwitz<br />

(2003), show that recruitment practices also<br />

affect commercial performance in firms.<br />

Proactive recruitment practices are seen to be<br />

particularly important.<br />

~<br />

Hiltrop (1999) explores some <strong>of</strong> <strong>the</strong> strategies<br />

<strong>and</strong> techniques that organisations are using to<br />

attract <strong>and</strong> retain talent. HR managers <strong>and</strong><br />

personnel <strong>of</strong>ficers in 115 multinational <strong>and</strong> 204<br />

domestic companies located in Western Europe<br />

were asked to complete a structured<br />

questionnaire containing 67 statements about<br />

<strong>the</strong> management policies <strong>and</strong> practices <strong>of</strong> <strong>the</strong>ir<br />

firm. Three groups <strong>of</strong> company were created to<br />

analyse <strong>the</strong> results: those with high, medium <strong>and</strong><br />

low ability to attract <strong>and</strong> retain talent – as<br />

considered by a group <strong>of</strong> seven management <strong>and</strong><br />

executive search consultants. <strong>The</strong>y find that<br />

those with a high ability to attract <strong>and</strong> retain<br />

talent outperform <strong>the</strong>ir competitors in terms <strong>of</strong><br />

<strong>the</strong> level <strong>of</strong> teamwork <strong>and</strong> openness between coworkers,<br />

<strong>the</strong> training <strong>and</strong> development<br />

opportunities <strong>the</strong>y <strong>of</strong>fer to employees, <strong>and</strong> <strong>the</strong><br />

degree <strong>of</strong> pro-activity in HR planning. 9<br />

Horwitz et al. (2003) explores <strong>the</strong> most <strong>and</strong> least<br />

effective HR strategies used by knowledge<br />

intensive firms for attracting, motivating <strong>and</strong><br />

retaining workers. <strong>The</strong> authors administered a<br />

questionnaire to firms in Singapore <strong>and</strong> received<br />

44 usable responses. Based on self-reported<br />

success, <strong>the</strong> most effective strategies for<br />

attracting workers included <strong>of</strong>fering a highly<br />

8<br />

Harvey (2002), “<strong>The</strong> determinants <strong>of</strong> research group<br />

performance: towards Mode 2”, Journal <strong>of</strong><br />

Management Studies.<br />

9<br />

Hiltrop (1999), “<strong>The</strong> quest for <strong>the</strong> best: human resource<br />

practices to attract <strong>and</strong> retain”, European<br />

Management Journal.<br />

10<br />

Horwitz (2003), “Finders, keepers? Attracting,<br />

motivating <strong>and</strong> retaining knowledge workers”, Human<br />

Resource Management Journal.<br />

competitive salary, proactive selection <strong>and</strong><br />

recruitment initiatives, <strong>and</strong> funded internal staff<br />

development. 10<br />

~<br />

Finally, <strong>the</strong>re is a large recruitment relatedliterature,<br />

which shows that <strong>the</strong><br />

characteristics <strong>and</strong> experiences <strong>of</strong> individual<br />

researchers, influences research productivity.<br />

Papers show that <strong>the</strong> presence <strong>of</strong> “stars”, along<br />

with a highly cited Head <strong>of</strong> Department, can<br />

raise departmental performance.<br />

~<br />

Dunar <strong>and</strong> Lewis (1998) examined <strong>the</strong> factors<br />

that contribute to <strong>the</strong> research productivity <strong>of</strong><br />

doctoral-granting universities in <strong>the</strong> US. <strong>The</strong>y<br />

studied both individual-level drivers (such as <strong>the</strong><br />

age <strong>and</strong> experience <strong>of</strong> researchers) <strong>and</strong> facultylevel<br />

drivers (such as faculty size). Using data<br />

from <strong>the</strong> National <strong>Research</strong> Council, <strong>the</strong> authors<br />

found that faculties with more “full pr<strong>of</strong>essors”<br />

<strong>and</strong> “stars” materially enhanced departmental<br />

research performance. <strong>The</strong>y assume that full<br />

pr<strong>of</strong>essors are tenured, experienced <strong>and</strong> mature<br />

senior faculty. To measure <strong>the</strong> presence <strong>of</strong> “star”<br />

faculty <strong>the</strong>y used a National <strong>Research</strong> Council<br />

constructed Gini coefficient for publications. <strong>The</strong><br />

Gini coefficient measures <strong>the</strong> publication<br />

concentration on a single or small number <strong>of</strong><br />

faculty. If each member <strong>of</strong> staff is producing <strong>the</strong><br />

same number <strong>of</strong> papers <strong>the</strong> coefficient will be<br />

low, at <strong>the</strong> o<strong>the</strong>r extreme, if all <strong>the</strong> papers in a<br />

department were being produced by one person<br />

<strong>the</strong> coefficient would be high. 11<br />

Gonzalez-Brambila <strong>and</strong> Veloso (2007)<br />

considered how researcher age influences<br />

research output <strong>and</strong> impact. Using a dataset <strong>of</strong><br />

Mexican researchers, <strong>the</strong>y found that a<br />

researcher’s publishing peaks at around 53 years<br />

old, but overall found that age does not have a<br />

substantial influence on research output <strong>and</strong><br />

impact relative to o<strong>the</strong>r factors such as<br />

pr<strong>of</strong>essorial level <strong>and</strong> subject area. 12<br />

Similarly to Dunar <strong>and</strong> Lewis, Witte <strong>and</strong> Rogge<br />

(2010) studied <strong>the</strong> individual-level drivers <strong>of</strong><br />

research excellence. Based on <strong>the</strong> output data on<br />

81 Belgian researchers <strong>and</strong> researcher<br />

interviews, <strong>the</strong>y found that higher research<br />

performance is achieved by those who: are<br />

female, have a PhD, are affiliated with one or<br />

11<br />

Dunar <strong>and</strong> Lewis (1998), “Determinants <strong>of</strong> research<br />

productivity in higher education”, <strong>Research</strong> in Higher<br />

Education.<br />

12<br />

Gonzalez-Brambila <strong>and</strong> Veloso (2007), “<strong>The</strong><br />

determinants <strong>of</strong> research output <strong>and</strong> impact: a study <strong>of</strong><br />

Mexican researchers”, <strong>Research</strong> Policy.

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