to Form 990 - The Pew Charitable Trusts

More documents

Recommendations

Info

562307147 Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response to any question in this Part VI m m m m m m m m m m m m m m m m X Section A. Governing Body and Management Form 990 (2010) Page 6 1a m m m m m m 1b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1a Enter the number of voting members of the governing body at the end of the tax year b Enter the number of voting members included in line 1a, above, who are independent 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? 3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? 4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? 5 Did the organization become aware during the year of a significant diversion of the organization's assets? 6 Does the organization have members or stockholders? 7a Does the organization have members, stockholders, or other persons who may elect one or more members of the governing body? b Are any decisions of the governing body subject to approval by members, stockholders, or other persons? 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following: a The governing body? b Each committee with authority to act on behalf of the governing body? 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m the organization's mailing address? If "Yes," provide the names and addresses in Schedule O m m m m m m m m m m m m 9 Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) a b m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 10a Does the organization have local chapters, branches, or affiliates? b If "Yes," does the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with those of the organization? 11a Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form? b Describe in Schedule O the process, if any, used by the organization to review this Form 990. 12a Does the organization have a written conflict of interest policy? If "No," go to line 13 b Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise to conflicts? c Does the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this is done 13 Does the organization have a written whistleblower policy? 14 Does the organization have a written document retention and destruction policy? 15 Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? The organization's CEO, Executive Director, or top management official m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Other officers or key employees of the organization If "Yes" to line 15a or 15b, describe the process in Schedule O. (See instructions.) 16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? b If "Yes," has the organization adopted a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization's exempt status with respect to such arrangements? Section C. Disclosure 17 18 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m I ATTACHMENT 2 List the states with which a copy of this Form 990 is required to be filed Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990T (501(c)(3)s only) available for public inspection. Indicate how you make these available. Check all that apply. X Own website Another's website X Upon request 19 Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financial statements available to the public. 20 State the name, physical address, and telephone number of the person who possesses the books and records of the HENRY B. BERNSTEIN 2005 MARKET STREET, SUITE 1700 PHILADELPHIA, PA 19103 organization:I 2155754794 JSA Form 990 (2010) 0E1042 1.000 8284CI 700P 4/12/2012 3:18:55 PM V 108.3 0166181 PAGE 6 13 12 2 3 4 5 6 7a 7b 8a 8b 10a 10b 11a 12a 12b 12c 13 14 15a 15b 16a 16b Yes X X X Yes X X X X X X X X X X No X X X X X X X X No
562307147 Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Form 990 (2010) Page 7 Part VII Section A. Check if Schedule O contains a response to any question in this Part VII m m m m m m m m m m m m m m m m m m m m m Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year. % % List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation. Enter 0 in columns (D), (E), and (F) if no compensation was paid. % % List all of the organization's current key employees, if any. See instructions for definition of "key employee." List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable compensation (Box 5 of Form W2 and/or Box 7 of Form 1099MISC) of more than $100,000 from the organization and any related organizations. List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations. List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons. Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee. (A) (B) (C) (D) (E) (F) Name and Title Average hours per week (describe hours for related organizations in Schedule O) Position (check all that apply) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee Former Reportable compensation from the organization (W2/1099MISC) Reportable compensation from related organizations (W2/1099MISC) Estimated amount of other compensation from the organization and related organizations (1) ROBERT H. CAMPBELL DIRECTOR AND BOARD CHAIR 6.00 X X 21,000. 0. 0. (2) J. HOWARD PEW II DIRECTOR 3.00 X 21,000. 65,000. 0. (3) SUSAN W. CATHERWOOD DIRECTOR 3.00 X 21,000. 63,500. 0. (4) GLORIA TWINE CHISUM DIRECTOR 3.00 X 21,000. 0. 0. (5) ARTHUR E. PEW III LEGACY DIRECTOR 3.00 X 1,000. 0. 0. (6) J.N. PEW IV, M.D. DIRECTOR 3.00 X 21,000. 76,500. 0. (7) MARY CATHARINE PEW, M.D. DIRECTOR 3.00 X 22,000. 0. 0. (8) R. ANDERSON PEW DIRECTOR 3.00 X 21,000. 75,000. 0. (9) SANDY FORD PEW DIRECTOR 3.00 X 22,000. 63,500. 0. (10) ROBERT G. WILLIAMS DIRECTOR 3.00 X 22,000. 68,500. 0. (11) ETHEL BENSON WISTER DIRECTOR 3.00 X 21,000. 38,000. 0. (12) ARISTIDES W. GEORGANTAS DIRECTOR 3.00 X 23,000. 58,000. 0. (13) J.N. PEW, 3RD LEGACY DIRECTOR 3.00 X 0. 30,000. 0. (14) REBECCA W. RIMEL PRESIDENT AND CEO 50.00 X X 708,722. 0. 443,156. (15) HENRY B. BERNSTEIN MD FINANCE & TREASURER 50.00 X 322,633. 0. 47,829. (16) MICHAEL J. DAHL MD PLN, RESEARCH, LEGAL & SEC 50.00 X 325,570. 0. 50,592. JSA 0E1041 1.000 ATTACHMENT 3 X Form 990 (2010) 8284CI 700P 4/12/2012 3:18:55 PM V 108.3 0166181 PAGE 7
Page 1 and 2: Form ½½´ Return of Organization
Page 3 and 4: Form 990 (2010) Page 3 Part IV 1 2
Page 5: Form 990 (2010) Page 5 Part V State
Page 9 and 10: JSA Form 990 (2010) Page 9 Part VII
Page 11 and 12: Form 990 (2010) Page 11 Part X Asse
Page 13 and 14: SCHEDULE A (Form 990 or 990BEZ) Dep
Page 15 and 16: 562307147 Support Schedule for Orga
Page 17 and 18: Schedule A (Form 990 or 990EZ) 2010
Page 19 and 20: Schedule B (Form 990, 990EZ, or 990
Page 49 and 50: 562307147 Part IIBA Complete if the
Page 51 and 52: 562307147 Schedule C (Form 990 or 9
Page 53 and 54: 562307147 Organizations Maintaining
Page 55 and 56: Schedule D (Form 990) 2010 56230714
Page 57 and 58:
Schedule D (Form 990) 2010 Page 5 P
Page 59 and 60:
SCHEDULE F (Form 990) Statement of
Page 61 and 62:
562307147 Grants and Other Assistan
Page 63 and 64:
Schedule F (Form 990) 2010 Page 4 F
Page 65 and 66:
THE PEW CHARITABLE TRUSTS 562307147
Page 67 and 68:
SCHEDULE G (Form 990 or 990BEZ) Sup
Page 69 and 70:
m m m m m m m m m m m m m m m m m m
Page 71 and 72:
SCHEDULE I (Form 990) Grants and Ot
Page 73 and 74:
Page 75 and 76:
Page 77 and 78:
Page 79 and 80:
Page 81 and 82:
Page 83 and 84:
Page 85 and 86:
Page 87 and 88:
Page 89 and 90:
Page 91 and 92:
562307147 Grants and Other Assistan
Page 93 and 94:
562307147 Officers, Directors, Trus
Page 95 and 96:
SCHEDULE K (Form 990) Department of
Page 97 and 98:
SCHEDULE L (Form 990 or 990BEZ) Dep
Page 99 and 100:
SCHEDULE M (Form 990) I Noncash Con
Page 101 and 102:
SCHEDULE O (Form 990 or 990BEZ) Dep
Page 103 and 104:
Schedule O (Form 990 or 990EZ) 2010
Page 105 and 106:
Page 107 and 108:
Page 109 and 110:
Page 111 and 112:
Page 113 and 114:
Page 115 and 116:
Page 117 and 118:
Page 119 and 120:
Page 121 and 122:
SCHEDULE R (Form 990) Department of
Page 123 and 124:
562307147 Identification of Related
Page 125 and 126:
562307147 Schedule R (Form 990) 201
Page 127 and 128:
562307147 Schedule R (Form 990) 201
Page 129 and 130:
Form 990T (2010) Page 2 Part III Ta
Page 131 and 132:
Form 990T (2010) Page 4 Schedule G
show all

to Form 990 - The Pew Charitable Trusts

Create successful ePaper yourself

Delete template?

Save as template?