0.1 Klein-Gordon Equation 0.2 Dirac Equation
0.1 Klein-Gordon Equation 0.2 Dirac Equation
0.1 Klein-Gordon Equation 0.2 Dirac Equation
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[revised Oct 15, 2010]<br />
<strong>0.1</strong> <strong>Klein</strong>-<strong>Gordon</strong> <strong>Equation</strong><br />
The relativistic Schrödinger equation<br />
∂ µ ∂ ν ψ − m 2 ψ = 0<br />
became known as the <strong>Klein</strong>-<strong>Gordon</strong> equation after it was rejected by Schrödinger<br />
as a relativistic one particle generalization of the NR Schrödinger equation.<br />
To list three of its defects (1.) It has solutions of unbounded negative energy<br />
so that it predicts continuous radiative transitions, (2.) The only conserved<br />
current 4-vector ψ † ∂ ↔ µ ψ can have negative j 0 and cannot therefore be interpreted<br />
as a probability density, and (3.) When generalized to include<br />
interaction with the electromagnetic field, its predictions do not agree with<br />
the observed spectrum of the H-atom. (1.) is easily fixed in a context where<br />
ψ is viewed as a quantized field. (<strong>Dirac</strong> had a solution in a one particle<br />
context.) (2.) can be fixed by interpreting the current as a charge-current<br />
4-vector. (<strong>Dirac</strong>’s equation fixed it for spin 1 2 particles.) (3.) was fixed by<br />
<strong>Dirac</strong>. (It can also be used for spin 0 particles.)<br />
<strong>0.2</strong> <strong>Dirac</strong> <strong>Equation</strong><br />
<strong>Dirac</strong>’s solution to the lack of a positive definite probability density was to<br />
make the equation linear in the space and time derivatives. In doing so he<br />
found an equation that included the electron spin and accounted correctly for<br />
its magnetic moment. His idea was to express the energy as a linear form in<br />
the momentum and mass by introducing non-commuting coefficients, realized<br />
as matrices, and allowing ψ to become a multicomponent wave function.<br />
Now requiring E 2 = p 2 + m 2 gives<br />
E = β · p + αm.<br />
β i β j + β j β i = 2g ij<br />
αβ i + β i α = 0<br />
α 2 = 1, (1)<br />
1
i.e., α and β i are a set of 4 anticommuting matrices whose square is unity.<br />
In terms of derivatives the <strong>Dirac</strong> equation is:<br />
i∂ 0 ψ = −iβ i ∂ i ψ + αmψ<br />
To give it a covariant appearence (deceptive because the γ’s are numerical<br />
matrices that do not change under LT, but see below), introduce γ i = αβ i<br />
and γ 0 = α, multiply the equation by α and obtain<br />
The γ µ satisfy<br />
−iγ µ ∂ µ ψ + mψ = 0 (2)<br />
{γ µ , γ ν } = −2g µν (3)<br />
where {} means anticommutator. A possible explicit form is<br />
( )<br />
( )<br />
1 0<br />
0 σ<br />
γ 0 =<br />
γ i i<br />
=<br />
0 −1<br />
−σ i 0<br />
Each entry is a 2 by 2 matrix, making γ 4 by 4. An equivalent explicit form<br />
is<br />
( )<br />
( )<br />
0 1<br />
0 σ<br />
γ 0 =<br />
γ i i<br />
=<br />
1 0<br />
−σ i (5)<br />
0<br />
The first form is the standard form, good for taking the NR limit. The<br />
second form is the chiral form, good for neutrinos and things. Changing<br />
involves reshuffling components of ψ. Both forms can be represented as<br />
direct products of two sets of Pauli matrices τ i for the skeleton and σ i for<br />
the entries: the first set is (τ 3 , iτ 2 σ i ) and the second is (τ 1 , iτ 2 σ i ). Both<br />
forms (and others you can easily invent) satisfy Eq.(3). In both forms, the<br />
hermitian conjugate of γ 0 is γ 0 and of γ i is −γ i . A very useful relation valid<br />
for both forms is<br />
γ µ† = γ 0 γ µ γ 0 .<br />
0.3 Free Particle Solutions<br />
Look for solution in the form of an eigenstate of the energy-momentum vector:<br />
ψ = ψ 0 e ipx ,<br />
(4)<br />
2
where ψ 0 is a constant 4-component column vector (<strong>Dirac</strong> spinor). ψ 0 must<br />
satisfy (γ µ p µ + m)ψ 0 = 0. If ψ 0 has upper components χ and lower components<br />
χ ′ (both ordinary 2-component spinors), then the equation takes the<br />
form ( ) ( )<br />
−E + m ⃗σ · ⃗p χ<br />
−⃗σ · ⃗p E + m χ ′ = 0 (6)<br />
using the standard form for the γ-matrices and replacing p 0 by E. There is<br />
a non-trivial solution if the determinant is zero. To evaluate things with σ<br />
use the identity σ i σ j = δ ij + iɛ ijk σ k . The determinant is (−(E) 2 + ⃗p 2 + m 2 ) 2<br />
which has double roots at E = ± ω with ω = + √ ⃗p 2 + m 2 , implying two<br />
positive energy states and two negative energy states for each value of ⃗ k.<br />
Negative energy states are still present, but <strong>Dirac</strong> eliminated them by saying<br />
that they were full, so the exclusion principle forbade transitions to them.<br />
A hole in the negative energy ’sea’ behaves like positive particle of the same<br />
mass: positron.<br />
DISCUSS: motion of holes.<br />
A solution of Eq.(6) is obtained by taking χ to be an arbitrary twocomponent<br />
spinor. The equation then requires that χ ′ = ⃗σ · ⃗pχ/(E + m).<br />
Note that the equation implies that χ ′ ≈ vχ in the NR limit. (χ called large<br />
components and χ ′ small components.) We will return to these states when<br />
we treat the <strong>Dirac</strong> equation as a field equation.<br />
The physical meaning of states and operators clearer if we multiply the<br />
<strong>Dirac</strong> equation by γ 0 and identify p 0 with the Hamiltonian:<br />
H = p 0 = γ 0 γ i p i + γ 0 m,<br />
where p i can be interpreted either as the momentum operator or its eigenvalue.<br />
Clearly the spatial momentum commutes with H, but what about the<br />
angular momentum? Calculation shows that the orbital angular momentum<br />
⃗r × ⃗p does not commute with H. By inspecting the commutator, we can find<br />
that adding a term gives an operator that does commute with H:<br />
J i = ɛ ijk r j p k + i 4 ɛ ijkγ j γ k<br />
The explicit form of the second term is<br />
( )<br />
S i = 1 σi 0<br />
2<br />
0 σ i<br />
3
which can be identified with the spin. The total angular momentum J i =<br />
L i + S i commutes with H.<br />
As in NR QM, The plane wave solutions above are not eigenstates of<br />
any of the angular momentum operators. (For eigenstates of ⃗ J see the H-<br />
atom below.) There is however an important operator that commutes with<br />
H and can be well-defined, the helicity h = ⃗σ · ⃗p/|⃗p|. It has eigenvalues ±1,<br />
and by choosing χ to be one of its eigenstates, the full ψ will also be an<br />
eigenstate. The helicity is not Lorentz invariant, however, because a boost<br />
in the direction of the momentum can bring the particle to rest and reverse<br />
its momentum without changing its spin.<br />
0.4 Transformation<br />
If we do an LT, the components of ψ get mixed like the components of a<br />
3-vector under rotation. The new wave function satisfies<br />
ψ ′ (x ′ ) = S(Λ)ψ(Λ −1 x ′ )<br />
by analogy with the similar equation for rotations. Note first that S must<br />
be a representation of the Lorentz group up to a phase. Starting with the<br />
<strong>Dirac</strong> equation in x, change variables to x ′ = Λx and multiply by S:<br />
−iSγ µ S −1 (∂ µ x ′ν )∂ ′ νSψ(Λ −1 x) + mSψ(Λ −1 x) = 0,<br />
where we used the chain rule and inserted S −1 S remembering that S acts in<br />
the same space as the γ’s and may not commute with them. The result is<br />
the <strong>Dirac</strong> equation in the new frame with the new wave function identified<br />
as above, provided S(Λ) satisfies the condition<br />
S −1 γ µ S = Λ µ ν γν (7)<br />
Since S(Λ) is a representation of the Lorentz Group, we can find it by finding<br />
its infinitesimal elements. Putting S = 1 + ɛ ab Σ ab ,<br />
(1 − ɛ ab Σ ab )γ µ (1 + ɛ ab Σ ab ) = (δ µ ν + ɛ abg µν G ab<br />
µν )γν<br />
By ansatz, the solution is found to be Σ ab = − 1 2γ a γ b . It is interesting to note<br />
the explicit forms of Σ for rotations<br />
( ) ⃗σ<br />
Σ ij = i k<br />
0<br />
2<br />
0 ⃗σ k .<br />
4
and for boosts<br />
Σ 0i = − 1 2<br />
( 0 ⃗σ<br />
k<br />
⃗σ k 0<br />
The i for rotations but not for boosts means that S is unitary for rotations<br />
but not for boosts. Good because spatial volume is preserved by rotations<br />
but not by boosts because of Lorentz contraction, so ψ † a ψ a is preserved by<br />
rotations but changed by boosts.<br />
Thus ψ † ψ is not a scalar. However, it is easy to show using γ µ† = γ 0 γ µ γ 0<br />
that ψ † γ 0 ψ does not change under an infinitesimal LT, and therefore under<br />
any LT. It therefore satisfies the condition S ′ (x) = S(Λ −1 x) that defines it<br />
as a scalar. This is important enough to warrant special notation:<br />
ψ = ψ † γ 0 .<br />
)<br />
.<br />
Using Eq.(7), you should be able to prove the following<br />
ψψ is a scalar.<br />
ψγ µ ψ is a vector.<br />
ψγ µ γ ν ψ is a second rank tensor.<br />
Other covariants can be expressed with the aid of the matrix<br />
γ 5 = iγ 0 γ 1 γ 2 γ<br />
( )<br />
3<br />
0 1<br />
=<br />
1 0<br />
( ) −1 0<br />
=<br />
0 1<br />
in standard form<br />
in chiral form<br />
You can prove<br />
ψγ 5 ψ is a pseudoscalar<br />
ψγ µ γ 5 ψ is a pseudovector (axial vector).<br />
It is also true that covariants with 3 γ’s can be expressed in terms of the<br />
others.<br />
5
0.5 NR Limit<br />
Nothing better shows the physics buried in the <strong>Dirac</strong> equation than taking<br />
the NR limit. To understand, we must add the coupling of the <strong>Dirac</strong> electron<br />
to the electromagnetic field (discussion below in <strong>Dirac</strong> <strong>Equation</strong> as a Field<br />
<strong>Equation</strong>).<br />
γ µ (−i∂ µ + eA µ ) ψ + mψ = 0 (8)<br />
or in Hamiltonian form<br />
H = −eA 0 ψ + γ 0 γ i (p i + eA i )ψ + mγ 0 ψ (9)<br />
Thus Hψ = Eψ in two-component form with E moved to left is<br />
( m − eA 0 − E ⃗σ · (⃗p + eA)<br />
⃗ ) ( ) χ<br />
⃗σ · (⃗p + eA)<br />
⃗ −m − eA 0 − E χ ′ = 0.<br />
Eliminate χ ′ in favor of χ, and A 0 = φ:<br />
(<br />
(m − E − eφ) + ⃗σ · ⃗Π 1<br />
m + E + eφ<br />
)<br />
⃗σ · ⃗Π χ = 0 (10)<br />
where we used the abbreviation ⃗ Π = ⃗p+e ⃗ A. To get to the NR limit, subtract<br />
the rest energy from E to get the NR energy W = E − m and write the<br />
denominator<br />
1<br />
2m + (W + eφ) ≈ 1<br />
2m − 1<br />
1<br />
(W + eφ) +<br />
4m2 8m (W + 3 eφ)2 + . . .<br />
First term in () in Eq.(10) is O(mv 2 ); second is O(mv 2 ) plus m times higher<br />
powers of v 2 . Using the commutator [p i + eA i , p j + eA j ] = −ieF ij and the<br />
identity σ i σ j = g ij + iɛ ijk σ k , and keep terms up to order mv 2 , this becomes<br />
(<br />
−W − eφ + 1 Π<br />
2m ⃗ 2 + e )<br />
⃗σ<br />
m 2 · ⃗B χ = 0. (11)<br />
This is the Pauli equation for a spinning NR particle. The last term is<br />
the interaction of the spin magnetic moment with the magnetic field. The<br />
magnetic moment is (e/m) S ⃗ rather than the orbital (e/2m) L, ⃗ indicating the<br />
g-factor of 2 put in by hand in pre-<strong>Dirac</strong> times and justified a postiori as the<br />
Thomas precession.<br />
6
In higher order, the equivalence of DE to Pauli equation is approximate<br />
because the energy eigenvalue appears in the expansion of the second term<br />
in Eq.(10) so that is does not have the same form as the Pauli equation.<br />
Nonetheless, we can obtain an approximate Pauli equation from the next<br />
term in the expansion above as follows:<br />
− 1<br />
4m 2 (⃗σ · ⃗Π)(W + eφ)(⃗σ · ⃗Π) = − 1<br />
4m 2 (⃗σ · ⃗Π) 2 (W + eφ) − 1<br />
4m 2 (⃗σ · ⃗Π)[eφ, ⃗σ · ⃗Π].<br />
It is correct to order v 4 to replace W + eφ in the first term on the right by<br />
(⃗σ · ⃗Π) 2 according to Eq.(11). In the absence of a magnetic field ⃗ A = 0, the<br />
result is the order v 4 relativistic kinetic energy correction −p 4 /8m 3 . Taking<br />
the commutator in the second term and using the σ i σ j identity yields<br />
second =<br />
ie<br />
4m (δ 2 ij + iɛ ijk σ k )Π i ∂ j φ<br />
in which the first term is known as the Darwin term and the second is the<br />
spin-orbit term which was added phonomenologically to the Pauli equation<br />
in the olden days. To appreciate the physical significance of these terms, let’s<br />
specialize to A ⃗ = 0, whence the Darwin term becomes<br />
Darwin = − ie<br />
4m 2 (∇2 φ − ⃗ E · ⃗∇).<br />
This spin independent term represents a relativistic correction to the effective<br />
potential which has obscure experimental consequences. For the pure<br />
coulomb field, the first term is a delta function which shifts the energy of H-<br />
atom s-states. The significance of the spin-orbit term appears if we specialize<br />
to central potentials φ(r) where it becomes<br />
SO = −<br />
e 1 ∂φ<br />
⃗σ · ⃗L.<br />
4m 2 r ∂r<br />
COMMENT<br />
A more systematic and elegant way of approaching the NR approximation<br />
is the Foldy-Wouthuysen (FW) transformation. The idea is to make a unitary<br />
transformation of the states and operators, ψ = Uψ and O F W = UOU † with<br />
UU † = 1, such that the new Hamiltonian is block diagonal, decoupling the<br />
upper and lower components and giving separate two-component equations<br />
for each. For a free particle, this is accomplished by<br />
√<br />
m + ω<br />
U =<br />
2ω + γ i p<br />
√ i<br />
,<br />
2ω(ω + m)<br />
7
in which ω is the operator + √ ⃗p 2 + m 2 which commutes with ⃗p. It is easily<br />
verified that UU † = 1, and a lengthy calculation shows that the FW<br />
Hamiltonian reduces to<br />
( )<br />
ω 0<br />
H F W =<br />
.<br />
0 −ω<br />
Thus the upper components represent the positive energy solutions and the<br />
lower components represent the negative energy solutions.<br />
Although the momentum operator is not altered by the FW transformation,<br />
since U commutes with ⃗p, the position operator is modified and<br />
becomes a non-local operator in a way that is difficult to calculate in this<br />
context. This is an indication of the fact that it is not possible to form a<br />
state that is localized to a single point using positive energy solutions only.<br />
At best, the paritcle can be localized to within a Compton wavelength m −1 .<br />
It is possible to do a FW transformation for particle subject to potentials,<br />
but it must be done sucessively for each higher order in v 2 . Omit it here.<br />
0.6 H Atom<br />
0.6.1 Hamiltonian<br />
The relativistic treatment of the H-atom is a major success of the <strong>Dirac</strong><br />
theory. More generally, we treat a particle in a central field in the absence of<br />
a magnetic field. In particular, we neglect the (weak) magnetic field due to<br />
the nuclear magnetic moment. With the <strong>Dirac</strong> equation γ 0 (−i∂ 0 + eA 0 )ψ +<br />
γ i ∂ i ψ + mψ = 0 as a starting point, we rewrite in the form of a Schrödinger<br />
equation i∂ t ψ = Hψ with the Hamiltonian<br />
H = γ 0 γ i p i − α r + γ0 m<br />
( )<br />
m −<br />
α<br />
⃗σ · ⃗p<br />
=<br />
r<br />
⃗σ · ⃗p −m − α (12)<br />
r<br />
where α = e 2 /4π is the fine structure constant, value approximately 1/137.<br />
−α/r can be replaced by any central potential −eφ(r) or V (r).<br />
0.6.2 Conserved Quantities<br />
As noted earlier, the total angular momentum ⃗ J is conserved. Therefore we<br />
can have simultaneous eigenstates of J 2 , J z , and H. in addition, the parity<br />
8
is conserved. The operator P defined by P ψ(⃗r) = ψ(−⃗r) does not commute<br />
with the Hamiltonian because it changes the sign of the momentum operator.<br />
However P = γ 0 P does commute. Note that P commutes with the spin<br />
operator S i = i 4 ɛ ijkγ j γ k , so it does not change its value. This is proper<br />
because the spin, like the orbital angular momentum, should be a good axial<br />
vector and not change sign under space reflection. According to NRQM,<br />
operators J 2 , L 2 , and J z have eigenstates, generally denoted by Ylj m. j can<br />
be either l + 1 2 or l − 1 2 . We introduce the quantity ω with values ±1 such<br />
that j = l + 1 2ω. The parity P of the eigenstate is (−1) j− ω 2 so that states<br />
with different values of ω have different parity. We denote the eigenstates by<br />
Yωj m and they satisfy<br />
J 2 Y m ωj = j(j + 1)Y m ωj<br />
J z Y m ωj = mY m ωj<br />
L 2 Y m ωj = (j − ω 2 )(j − ω 2 + 1)Ym ωj<br />
PY m ωj = (−1) j− ω 2 Y<br />
m<br />
ωj<br />
Don’t need to know their explicit forms.<br />
0.6.3 Eigenstates<br />
Look for solutions that are simultaneous eigenstates of H, P, and angular<br />
momentum. Since P = γ 0 P looks like<br />
( )<br />
P 0<br />
P =<br />
,<br />
0 −P<br />
the parity of the upper components is opposite to the parity of the lower<br />
components. Our eigenstate must look like<br />
ψ = 1 ( ) f(r)Y<br />
m<br />
ωj<br />
r ig(r)Y−ωj<br />
m , (13)<br />
where the i and 1/r are put in for convenience. The following identities ease<br />
the calculation along. Try to prove them, but proofs will be provided in class.<br />
ˆr is the unit radial vector.<br />
i.)<br />
⃗σ · ⃗p = −i⃗σ · ˆr∂ r +<br />
9<br />
i⃗σ · ˆr<br />
⃗σ ·<br />
r<br />
⃗L
ii.) ⃗σ · ˆr commutes with ⃗ J and changes parity, so you can prove<br />
⃗σ · ˆrY m ωj = −Y m −ωj<br />
iii.) Since ⃗σ · ⃗L = J 2 − L 2 − 1 4 ⃗σ2 , it is easy to get<br />
⃗σ · ⃗L Y m ωj = (ωj + 1 2 ω − 1) Ym ωj<br />
Putting the Hamiltonian and the wave function together, we obtain the<br />
coupled equations<br />
0.6.4 Solution<br />
f ′ − ω(j + 1 2 )<br />
r<br />
g ′ + ω(j + 1 2 ) g −<br />
r<br />
At r = ∞ both f and g satisfy the equation<br />
(<br />
f − m + E + α )<br />
g = 0 (14)<br />
r<br />
(<br />
m − E − α )<br />
f = 0 (15)<br />
r<br />
f ′′ − (m 2 − E 2 )f = 0<br />
which has decaying solution f = e −√ m 2 −E 2r , suggesting the new dimensionless<br />
radial variable<br />
ρ = √ m 2 − E 2 r<br />
Introducing this variable and new independent variables such that f = F e −ρ<br />
and g = Ge −ρ brings the equations to the form<br />
dF<br />
dρ − F − βF ρ<br />
− 1 ν G − αG ρ<br />
dG<br />
dρ − G + βG ρ<br />
− νF + αF ρ<br />
= 0<br />
= 0<br />
(16)<br />
in which ν stands for √ (m − E)/(m + E) and β stands for ω(j+ 1 2 ). Examination<br />
of the equations near ρ = 0 shows F and G must behave as ρ s where<br />
s = √ β 2 − α 2 , a power which is less than |β| (≥1) by something of the order<br />
of α 2 . Introducing<br />
F (ρ) = ∑ a p ρ s+p<br />
p=0<br />
10
and a similar series for G with coefficients b p leads to the following recursion<br />
relation<br />
(s + p + 1)a p+1 − a p − βa p+1 − 1 ν b p − αb p+1 = 0<br />
(s + p + 1)b p+1 − b p + βb p+1 − νa p + αa p+1 = 0<br />
The series must terminate to avoid generating the exponentially increasing<br />
solution. If p is the index of the highest power of ρ before termination, then<br />
we can deduce that a p = −νb p from the fact that a p+1 and b p+1 are both zero<br />
while a p and b p are non-zero. If we use this relation in the recursion relations<br />
above with p → p − 1, we find that all the coefficients can be eliminated and<br />
a quadratic equation for ν obtained:<br />
The appropriate solution is positive:<br />
αν 2 + 2(p + s)ν − α = 0.<br />
ν = − p + s<br />
α<br />
√ (p ) 2 + s<br />
+ + 1<br />
α<br />
It is then a matter of algebra to deduce from this that<br />
E =<br />
m<br />
√<br />
1 + α2<br />
(p+s) 2<br />
To make sense of this and to compare it to the NR result, we can expand it in<br />
powers of α = e 2 /4π ≈ 1/137, noting the dependence of s = √ (j+ 1 2) 2 − α 2<br />
on α. The final result is<br />
E = m<br />
(1 − α2<br />
2n 2 − α4<br />
2n 4 ( n<br />
j+ 1 2<br />
− 3 4<br />
)<br />
)<br />
+ O(α 6 ) ,<br />
in which n stands for p + j + 1 2. After the rest energy, the α 2 term is the<br />
Rydberg energy calculated in NR QM and the α 4 term is the relativistic<br />
correction. In all orders the energy depends only on j and n, so some but<br />
not all of the ’accidental’ degeneracy of the H atom remains. DISCUSSION<br />
11
0.7 <strong>Dirac</strong> <strong>Equation</strong> as a Field <strong>Equation</strong><br />
Although the <strong>Dirac</strong> equation is somewhat sucessful as a one particle equation,<br />
the idea of a filled sea of negative energy states is bizarre, and is also<br />
not applicable to particles of integral spin that do not satisfy the exclusion<br />
principle. The integral spin particles also do not have a consistent quantum<br />
treatment with positive definite probability density. There were other difficulties<br />
such a the <strong>Klein</strong> paradox. Therefore the <strong>Dirac</strong> equation came to be<br />
regarded as a field equation to be subjected to a form of canonical quantization<br />
just like the scalar and electromagnetic fields. To realize this, we must<br />
have a Lagrangian for the <strong>Dirac</strong> equation. A Lagrangian density that serves<br />
is<br />
L = iψγ µ ∂ µ ψ − mψψ (17)<br />
It is easily verified that the equations of motion arising from this are the<br />
<strong>Dirac</strong> equation and its conjugate:<br />
i∂ µ ψγ µ + mψ = 0<br />
When we come to construct the Hamiltonian, however, there are pathological<br />
elements in the calculation. For example, the momentum conjugate to ψ is<br />
identically zero, and the momentum conjugater to ψ is<br />
Π = ∂L<br />
∂∂ 0 ψ<br />
= iψγ 0<br />
Since the momentum conjugate to ψ is iψ † , a coordinate, we are dealing with<br />
a constrained system. Though there are sophisticated methods to deal with<br />
such constraints, we will follow a simple practical method and consider only<br />
ψ to be a coordinate in the Lagrangian. When we construct the Hamiltonian<br />
as<br />
H = Π∂ 0 ψ − L,<br />
We find that the resulting Hamiltonian does not involve time derivatives,<br />
and that these could not be eliminated anyway as in the previous examples<br />
because the canonical momentum does not contain time derivatives. Despite<br />
these peculiarities, the Hamiltonian density derived above leads to the<br />
Hamiltonian<br />
∫<br />
H = d 3 xψ ( † iγ 0 γ i ∂ i + γ 0 m ) ψ,<br />
12
expressed in terms of the fields. Although this looks like the expectation<br />
value of the <strong>Dirac</strong> Hamiltonian in the single particle theory, it now signifies<br />
the field Hamiltonian with ψ and ψ interpreted as fields to be quantized later.<br />
0.7.1 <strong>Dirac</strong> Field in Fourier Space<br />
To formulate the theory in Fourier space, we begin by expressing ψ as a sum<br />
of free particle solutions of the free <strong>Dirac</strong> equation. Denote the two positive<br />
energy solutions by<br />
ψ = u s ( ⃗ k)e i⃗ k⃗x e −iωt<br />
and the two negative ones by<br />
ψ = ṽ s ( ⃗ k)e i⃗ k⃗x e iωt<br />
with the usual definition of ω and s = 1, 2. The tilde is used because we will<br />
later wish to redefine the negative energy states to make them more easily<br />
identifiable as antiparticle states. Because u s and ṽ s are eigenstates of the<br />
Hermitian H belonging to different eigenvalues, they satisfy u † s (⃗ k)ṽ s ′( ⃗ k) = 0.<br />
They can also be chosen orthogonal among themselves by appropriate choices<br />
of the spinor χ in Eq.(??). This can be done simply by choosing the χ s ’s<br />
to be orthogonal. However, unless the χ’s are eigenstates of the helicity<br />
h = σ · ˆp which is conserved by the free H, the resulting u’s or v’s will not<br />
be eigenstates of any component of the spin even though χ is always such an<br />
eigenstate. In fact, the components of the spin are not conserved by the free<br />
<strong>Dirac</strong> Hamiltonian unless they are in the direction of the momentum. We<br />
normalize the states to satisfy the orthonormality relations<br />
u † s( ⃗ k)u s ′( ⃗ k) = 2ωδ ss ′,<br />
ṽ † s (⃗ k)ṽ s ′( ⃗ k) = 2ωδ ss ′,<br />
u † s (⃗ k)ṽ s ′( ⃗ k) = 0.<br />
Beginning with the superposition<br />
∫ (<br />
ψ(x) = a s ( ⃗ k)u s ( ⃗ k)e i⃗k·⃗x + ˜b s ( ⃗ k)ṽ s ( ⃗ )<br />
k)e i⃗ k·⃗x<br />
˜dk ∑ s<br />
where the quantities with tildes will be modified in anticipation of their role<br />
as antiparticle amplitudes. Since an antiparticle associated with a negative<br />
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energy state of momentum ⃗ k has momentum − ⃗ k, we change to − ⃗ k in the<br />
integral over ˜b. Then we redefine ṽ s (− ⃗ k) to be v s ( ⃗ k) and ˜b s (− ⃗ k) to b † s (⃗ k). The<br />
latter takes account of the fact that after quantization a and a † annihilate<br />
and create particles respectively. Annihilation of a particle in a negative<br />
energy state creates an antiparticle there. so the roles of the operator and<br />
its conjugate are interchanged. The expansion for ψ now looks like<br />
∫ (<br />
ψ(x) = a s ( ⃗ k)u s ( ⃗ k)e i⃗k·⃗x + b † s( ⃗ k)v s ( ⃗ )<br />
k)e −i⃗ k·⃗x<br />
(18)<br />
˜dk ∑ s<br />
It is easy to substitute this expansion into the Hamiltonian to obtain<br />
∫ (<br />
H = ω a † s (⃗ k)a s ( ⃗ k) − b s ( ⃗ )<br />
k)b † s (⃗ k)<br />
˜dk ∑ s<br />
(19)<br />
using the fact that u s and v s are eigenstates of H D that satisfy the above<br />
orthonormality relations. It should be possible to prove that the Lagrangian<br />
has a form something like<br />
∫ ( i<br />
)<br />
L = ˜dk (a † ȧ + bḃ† − ȧ † a − ḃb† ) − 1<br />
2<br />
2ω(a † a + bb † ) .<br />
Perhaps you can prove it with the aid of the following identities involving the<br />
solutions u s ( ⃗ k) and v s ( ⃗ k), which we also list for future reference. Involving<br />
bars:<br />
Involving ± ⃗ k:<br />
u s ( ⃗ k)u s ′( ⃗ k) = 2mδ ss ′<br />
v s ( ⃗ k)v s ′( ⃗ k) = −2mδ ss ′<br />
u s ( ⃗ k)v s ′( ⃗ k) = 0<br />
Involving γ i k i :<br />
u † s (⃗ k)v s ′(− ⃗ k) = 0<br />
v † s (⃗ k)u s ′(− ⃗ k) = 0 (20)<br />
u s ( ⃗ k)γ i k i u s ′( ⃗ k) = 2 ⃗ k 2 δ ss ′<br />
v s ( ⃗ k)γ i k i v s ′( ⃗ k) = 2 ⃗ k 2 δ ss ′<br />
u s ( ⃗ k)γ i k i v s ′( ⃗ k) = 2ω√<br />
⃗k 2<br />
δ ss ′<br />
(21)<br />
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This Lagrangian leads to solutions a( ⃗ k) = a 1 ( ⃗ k)e −iωt and b( ⃗ k) = b 1 ( ⃗ k)e −iωt<br />
where a 1 ( ⃗ k) and b 1 ( ⃗ k) are constants.<br />
The free <strong>Dirac</strong> field can also be written as a superposition of the time<br />
dependent solutions:<br />
∫<br />
ψ(x) =<br />
˜dk<br />
(a s ( ⃗ k)u s ( ⃗ k)e ikx + b † s (⃗ k)v s ( ⃗ )<br />
k)e −ikx<br />
with 4-dimensional k and x in analogy to the similar forms for the scalar and<br />
electromagnetic fields. The Hamiltonian has the same expression in terms of<br />
the a’s and b’s as in the previous time independent expansion, With the aid<br />
of the orthogonality relations between u’s and v’s, The expansion of ψ can<br />
be inverted to express a s ( ⃗ k) and b † s (⃗ k) in terms of ψ(x):<br />
∫<br />
a s ( ⃗ k) = d 3 xu † s( ⃗ k)e −ikx ψ(x)<br />
∫<br />
b † s (⃗ k) = d 3 xv s † (⃗ k)e ikx ψ(x)<br />
15