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504 Information - Rockingham County Public Schools

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The Americans with Disabilities Amendments Act of 2008 (effective January 1, 2009) amended the<br />

Americans with Disabilities Act of 1990 and included a conforming amendment to the Rehabilitation Act<br />

of 1973.<br />

This handbook provides information for the implementation of the procedural provisions for services to<br />

students identified under §<strong>504</strong> of the Rehabilitation Act of 1973, as amended (§<strong>504</strong>). Components of this<br />

Act prohibit discrimination against disabled persons by school districts receiving federal financial<br />

assistance. This includes all programs and activities of the school district receiving federal funds,<br />

regardless of whether the specific program or activity involved is a direct recipient of federal funds.<br />

“Section §<strong>504</strong>” means that section of the Rehabilitation Act of 1973, as amended, which is designed to<br />

eliminate discrimination on the basis of disability in any program or activity receiving federal financial<br />

assistance.<br />

It is the intent of the <strong>Rockingham</strong> <strong>County</strong> <strong>Public</strong> School system to ensure that students who are disabled<br />

as defined under §<strong>504</strong> criteria are identified, evaluated and provided with appropriate educational<br />

services.<br />

Students may be disabled under this policy even though they do not require services pursuant to the<br />

Individuals with Disabilities Education Act (IDEA). In other words, a student may have a disabling<br />

condition (as defined by §<strong>504</strong>) but evidence no significant cognitive or academic impairment (thus not<br />

IDEA eligible) yet remain eligible for receipt of related services and/or accommodations.<br />

All procedural safeguards afforded to students with disabilities considered eligible under §<strong>504</strong> are<br />

guaranteed by the <strong>Rockingham</strong> <strong>County</strong> <strong>Public</strong> School system.<br />

NONDISCRIMINATION<br />

<strong>Rockingham</strong> <strong>County</strong> <strong>Public</strong> <strong>Schools</strong> does not discriminate against any individual for reasons of race,<br />

color, national origin, religion, sex (including pregnancy), gender, marital or economic status, age,<br />

disability, genetics, or veteran status. Furthermore, the school division does not retaliate against anyone<br />

who files a complaint of discrimination or participates in such a proceeding. The school division’s<br />

nondiscrimination policy is located at School Board Policy AC.<br />

ELIGIBILITY<br />

To be eligible under §<strong>504</strong>, a student must be “qualified” and “handicapped.” Under 324 C.F.R. §104.3(j)<br />

(1) of the regulations (as amended), “handicapped” (a term which has been replaced with “disabled”) is<br />

defined as follows:<br />

Any person who:<br />

• has a physical or mental impairment that substantially limits one or more major life activities;<br />

• has a record of such an impairment, or<br />

• is regarded as having such an impairment.<br />

The second and third sections cover persons with a history of a disability or persons who are perceived as<br />

having a disability. The second and third sections create a very different type of §<strong>504</strong> eligibility. While a<br />

“record of” an impairment or being “regarded as having” an impairment by the recipient give rise to antidiscrimination<br />

protection under §<strong>504</strong>, these two prongs do not trigger <strong>Rockingham</strong> <strong>County</strong> <strong>Public</strong><br />

School’s obligation to provide a free and appropriate public education (FAPE).<br />

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These two prongs are meant to reach situations where individuals either were or are “considered” to be<br />

disabled, and are currently being treated by others as if they were. Consequently, the only duty as to these<br />

students is to not discriminate against them on the basis of the history or perception of impairment.<br />

PHYSICAL OR MENTAL IMPAIRMENT<br />

The first prong of the definition of a disability focuses on current identified disabilities. A physical or<br />

mental impairment is defined as:<br />

• any physiological disorder or condition, cosmetic disfigurement, or anatomical loss affecting one<br />

or more of the following body systems: neurological; musculoskeletal; special sense organs;<br />

respiratory, including speech organs: cardiovascular; reproductive; digestive; genitor-urinary;<br />

hemic and lymphatic; skin and endocrine; or<br />

• any mental or psychological disorder, such as mental retardation, organic brain syndrome,<br />

emotional or mental illness, and specific learning disabilities.<br />

Unlike the Individuals with Disabilities Education Act (IDEA), §<strong>504</strong> does not list specific disability<br />

categories. While the “physical or mental impairment” language is designed to include virtually anything<br />

that can happen to your body or your mind, the narrowing of eligibility under §<strong>504</strong> occurs through the<br />

substantial limitation language (discussed below). That is, to be eligible, one must have:<br />

• the required impairment; and<br />

• the impairment must be of a certain level of severity in terms of its impact on the individual.<br />

Major Life Activities<br />

Major life activities include the following:<br />

• caring for one’s self<br />

• performing manual tasks<br />

• walking<br />

• seeing<br />

• hearing<br />

• speaking<br />

• breathing<br />

• learning<br />

• working<br />

• eating<br />

• sleeping<br />

• standing<br />

• lifting<br />

• bending<br />

• reading<br />

• concentrating<br />

• thinking<br />

• communicating<br />

In addition, major life activities also include the operation of a “major bodily function” including<br />

functions of immune system, normal cell growth, digestive, bowel, bladder, neurological, brain,<br />

respiratory, circulatory, endocrine, and reproductive functions.<br />

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The above list of major life activities is non-exhaustive.<br />

SUBSTANTIAL LIMITATION<br />

To have a disability an individual must be substantially limited in performing a major life activity as<br />

compared to most people in the general population. An impairment need not prevent, or significantly or<br />

severely restrict, the individual in performing a major life activity to be considered “substantially<br />

limiting.” The determination of whether an individual is experiencing a substantial limitation in<br />

performing a major life activity is a common-sense assessment based on comparing an individual’s ability<br />

to perform a specific major life activity (which could be a major bodily function) with that of most people<br />

in the general population.<br />

Thus, in order to qualify as an individual with a disability, there must be a physical or mental impairment<br />

that “substantially limits” a “major life activity” such as caring for one's self, performing manual tasks,<br />

walking, seeing, hearing, speaking, breathing, learning, reading, concentrating, thinking, communicating,<br />

sleeping, eating, lifting, bending, working and a condition affecting the operation of a major bodily<br />

function such as the immune system, normal cell growth, digestive, bowel, or bladder functions. This list<br />

of major life activities is not exhaustive.<br />

The §<strong>504</strong> regulations do not contain a definition of substantial limitation. The Department of Education<br />

has declined to define the term but has indicated that the determination of whether a particular impairment<br />

substantially limits a major life activity is left up to a student’s §<strong>504</strong> team.<br />

The phrase “major life activities” is calculated to include “those basic activities that the average person in<br />

the general population can perform with little or no difficulty.” The student need not have a disability<br />

limiting the major life activity of learning to qualify. The student may not have a disability that adversely<br />

affects the ability to learn, yet may require assistance from the school system to access learning. For<br />

instance, a child may have a very severe asthma condition (affecting the major life activity of breathing)<br />

that requires regular medication and regular use of an inhaler while in school. Without regular<br />

administration of the medication and inhaler, the student cannot remain in school, thus learning and<br />

breathing is impacted. The §<strong>504</strong> plan could, at a minimum, formally address the use of the inhaler.<br />

A major life activity is substantially limited when the “individual’s important life activities are restricted<br />

as to the conditions, manner or duration under which an individual can perform a particular major life<br />

activity as compared to the condition, manner or duration under which the average person in the general<br />

population can perform the major life activity.” The comparison defining eligibility is relative to<br />

“average potential,” not “best” conceivable in the absence of a disability. The limitation does not need to<br />

be active (may be in remission) and “mitigating measures” (such as medication or hearing aids) should<br />

not negate eligibility. The corrective effects of mitigating measures cannot be considered in determining<br />

whether or not a person is disabled. The regulations list the following factors for use in evaluating<br />

whether someone is substantially limited in a major life activity:<br />

• “The nature and severity of the impairment;<br />

• the duration or expected duration of the impairment; and<br />

• the permanent or long-term impact, or the expected permanent or long-term impact of or<br />

resulting from the impairment.”<br />

The determination of whether an impairment substantially limits a major life activity shall be made<br />

without regard to the ameliorative effects of mitigating measures.”<br />

Mitigating measures include:<br />

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• Medication;<br />

• Medical supplies, equipment, or appliances;<br />

• Low-vision devices (not including ordinary prescription wear);<br />

• Prosthetics;<br />

• Hearing aids, implants, and devices;<br />

• Mobility devices;<br />

• Oxygen therapy equipment and supplies;<br />

• Assistive technology;<br />

• “Reasonable accommodations;”<br />

• Auxiliary aides or services, including interpreters for the hearing impaired and readers for the<br />

visually impaired; and<br />

• Learned behavioral or adaptive neurological modifications.<br />

The effects of mitigating measures may not be taken into account in determining whether a student’s<br />

impairment results in a substantial limitation, except eye glasses and contacts. Thus, when evaluating<br />

whether a student is eligible under §<strong>504</strong>, the team must consider the supposed or hypothetical degree of<br />

limitation in the absence of medication or other mitigating measures.<br />

As such, while considering a student’s eligibility under §<strong>504</strong>, it is appropriate to consider the necessity<br />

for a systematic and consistently implemented battery of modifications, over an extended period of time,<br />

in order to have the student’s needs met as adequately as non-disabled students. If such a systematic,<br />

long-term battery is not necessary, then §<strong>504</strong> eligibility may not be appropriate.<br />

A student with a temporary disability (e.g., burns, broken limbs, short-term illness, etc.) might be eligible<br />

under §<strong>504</strong>. Temporary disabilities must be resolved on a case-by-case basis, taking into consideration<br />

both the duration (or expected duration) of the impairment and the extent to which it actually limits a<br />

major life activity. Note that the Virginia Department of Education does allow for identification as a<br />

student with a §<strong>504</strong> qualifying disability as a temporary condition relative to the availability of specific<br />

accommodations for Standards of Learning (SOL) assessments.<br />

THE §<strong>504</strong> PROCESS<br />

1. Child Find<br />

<strong>Rockingham</strong> <strong>County</strong> <strong>Public</strong> <strong>Schools</strong> maintains on-going child find activities in an effort to identify and<br />

locate every qualified individual residing in <strong>Rockingham</strong> <strong>County</strong> who is not receiving a public education.<br />

An annual notice is provided through local publication that acts to notify disabled students and their<br />

parents of the obligation to provide a free appropriate public education. This does not extend, however, to<br />

students whose parents have unilaterally placed them in a private or home-schooling setting. With regard<br />

to such students, once the school system has offered the student a free appropriate public education, it has<br />

no responsibility to provide “educational services to students not enrolled in the public school program<br />

based on the personal choice of the parent or guardian” (OCR, 1993 [Hinds <strong>County</strong> School Board]) under<br />

§<strong>504</strong> regulations.<br />

2. Referral<br />

An initial evaluation may be generated on any child, aged two to twenty-one, inclusive, who resides<br />

within <strong>Rockingham</strong> <strong>County</strong>. This includes migrant and homeless children, children attending private<br />

schools (including home instructed), and students suspected of being disabled even though they are<br />

advancing from grade to grade. All such students, whether enrolled in public school or not, shall be<br />

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eferred to the Director, Pupil Personnel or designee in order to initiate the process of determining<br />

eligibility for §<strong>504</strong> services.<br />

An evaluation must be conducted prior to the initial provision of §<strong>504</strong> services and prior to a subsequent<br />

significant change in placement to a student with a suspected disability. The evaluation components must<br />

be “sufficiently comprehensive” to identify all of the child’s special education and related services needs<br />

and must include a classroom observation or, in the case of a child of less than school age or out of<br />

school, a group member shall observe the child in an environment appropriate for a child of that age. Test<br />

materials must be validated for the specific purpose for which they are used and administered by trained<br />

personnel. Test materials must be designated to assess specific areas of educational need, and cannot<br />

merely be a general measure of intelligence.<br />

When a test is administered to a student with impaired sensory, manual, or speaking skills, the tests<br />

selected and administered should measure the student’s aptitude or achievement level rather than the<br />

student’s impaired sensory, manual, or speaking skills.<br />

School staff, a child’s parent(s)/guardian(s)/surrogate(s), a physician, community service agency, or any<br />

other source (in conjunction with parental permission) may generate a referral for an initial evaluation.<br />

It is the responsibility of the Student Study Committee (SCC) to determine, following intervention, if<br />

appropriate, if there is a suspicion of a disability. This determination follows a review of:<br />

• existing evaluation data;<br />

• current classroom-based assessments and observations;<br />

• information provided by the implementation of the intervention plan;<br />

• and information provided by the parent(s).<br />

This is the appropriate procedure to follow for all referrals, regardless of the point of origin. The SSC has<br />

no time constraints limiting exploration of alternatives within the general education program. When and<br />

if it becomes obvious that reasonable intervention strategies have not been effective and there is a<br />

concomitant suspicion of a disability, then the SSC has three (3) days to forward the referral to the<br />

Director of Pupil Personnel Services.<br />

Should the SSC not recommend an evaluation, resulting in parental objection, the prior written notice<br />

form (Form 90.10) must be completed and a copy presented to the parents. This occurs only in the<br />

absence of parental agreement, not when there is a lack of consensus among school staff.<br />

Upon receipt of the referral for evaluation, the Director, Pupil Personnel Services or designee shall assign<br />

assessment components. The sixty-five (65) business day timeline begins with the date of the referral to<br />

the Director (inclusive of the three day notification timeline).<br />

The 65 business day timeline shall not apply to the school division if:<br />

• the parent(s) of the child repeatedly fail or refuse to produce the child for the evaluation;<br />

• the child enrolls in a school served by the division (including private schools) after the required<br />

65 business day timeline has begun and prior to a determination by the previous school division<br />

as to whether the child is a child with a disability (“sufficient progress” to ensure prompt<br />

completion of the evaluation must be in effect); or<br />

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• the parent(s) and the eligibility group agree in writing to extend the 65-day timeline to obtain<br />

additional data.<br />

The SSC shall obtain permission for evaluation from the parent(s)/guardian(s)/surrogate(s) and select the<br />

appropriate assessment components. The committee chairperson will:<br />

• complete Forms 30.00, 30.01, 30.02, and 30.03 (if signed at the meeting) and send to the<br />

Director of Pupil Personnel Services;<br />

• student study Forms 20.40 and 20.45 should accompany the referral;<br />

• give the parent(s) a copy of the §<strong>504</strong> Procedural Safeguard Requirements;<br />

• assign a “case manager” to oversee compliance with the assessment timelines; and<br />

• provide reasonable notice to the parent(s) of the date, time, and place of the eligibility meeting in<br />

compliance with state and federal regulations.<br />

The school principal has the primary responsibility for obtaining permission for the formal assessment<br />

and notifying the Director of Pupil Personnel Services. The referral must be accompanied by parental<br />

permission and the requested assessment components.<br />

Parental consent for the initial evaluation shall not be construed as consent for initial provision of special<br />

education and related services.<br />

If the parent(s) refuse permission for the proposed evaluation or parts of the evaluation, the SSC may:<br />

• accept the parent(s) decision and provide instructional leadership and consultation to the<br />

classroom teacher in an attempt to address the referral concerns; or<br />

• appeal the parental refusal to the Director of Pupil Personnel Services who may choose to<br />

employ regulatory mechanisms to obtain consent.<br />

Once consent has been secured and components assigned, the school system has sixty-five (65) business<br />

days to complete the assessment proceedings. A written copy of the evaluation report shall be provided to<br />

the parent(s) at the time of the meeting.<br />

At any time during the evaluation process the parent(s)/guardian(s)/surrogate(s) may request<br />

termination of the evaluation. It is recommended that such a request be presented in writing.<br />

However, if unable to obtain a written termination request, then the SSC must reconvene and<br />

document the request in the minutes. Such a request may be accepted or appealed as noted above.<br />

2. Referral<br />

The referral procedures are identical to those employed through the IDEA proceedings, including the use<br />

of the student study committee, intervention plans, and component selection options.<br />

3. Evaluation<br />

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Initial/Triennial Evaluations<br />

The procedures regarding the evaluation of a student for determination of eligibility under §<strong>504</strong> are<br />

similar to those under IDEA. This includes evaluation component(s) selection, maintaining reasonable<br />

timelines, and prior notice requirements.<br />

Evaluation does not necessarily mean, “test.” In the §<strong>504</strong> context, “evaluation” refers to a gathering of<br />

data or information from a variety of sources so that the eligibility committee can make a decision<br />

following deliberations (Form 50.20). Although the usual avenue for consideration of §<strong>504</strong> eligibility<br />

would be that of following IDEA eligibility procedures there may be occasion when health information or<br />

medical diagnosis, for example, in combination with deficient academic performance data that clearly is<br />

related to the diagnosed condition (disability) may preclude the necessity of a more thorough evaluation.<br />

It is important to remember, however, that diagnosis of an impairment does not, in and of itself, define<br />

disability.<br />

A reevaluation is required “periodically” (e.g., every three years) for each student identified under §<strong>504</strong><br />

regulations, as amended. The evaluation shall be initiated no less than sixty-five (65) business days prior<br />

to the third anniversary of the date eligibility was last determined.<br />

As per current practice, the initial and first triennial review of the eligibility decision must consist of a<br />

complete evaluation. The second triennial review assessment components are determined by the SSC. If<br />

the SSC concludes that no additional evaluation components are necessary a parent of the student must be<br />

informed of the right to request evaluation components and must provide consent to the decision not to<br />

acquire additional assessment data. This will continue to be accomplished with the “30 series” forms. An<br />

eligibility group meeting will be convened to acknowledge continued eligibility. Form 50.20 with<br />

accompanying minutes will be sent to the Director, Pupil Personnel Service or designee.<br />

A change in the disability classification of a student requires an evaluation, regardless of circumstances.<br />

Procedures for a Triennial Re-Evaluation:<br />

1. The Director of Pupil Personnel Services (or designee) will initiate all triennials and secure<br />

parental consent.<br />

2. Pupil Personnel Services staff will notify the principal and special education teacher of the<br />

students need for a triennial re-evaluation.<br />

3. Each individual responsible for an assessment component should complete the evaluation by the<br />

date indicated on the referral form (30.00).<br />

Assessment Component(s) Determination<br />

Review of existing evaluation data (“status review”)<br />

As part of the triennial evaluation, the SSC, or a representative subgroup of the group [including regular<br />

education teachers and parent(s)/guardian(s)/surrogate(s), as appropriate], will:<br />

(a)<br />

review the reason for the triennial review, if applicable, and existing evaluation data on<br />

the student, including:<br />

• evaluations and information provided by the parent(s) of the child;<br />

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• current classroom-based assessments and observations; and<br />

• observations by teachers and related services providers; and<br />

(b)<br />

identifies, on the basis of the above review, and input from the student’s parent(s), what<br />

additional data, if any, are needed to determine:<br />

• whether the child continues to have a particular disability or has any additional<br />

disabilities;<br />

• the present level of performance and educational needs of the student;<br />

• whether the student continues to need special education and related services; and<br />

• whether any modifications to the special education and related services are needed to<br />

enable the student to meet the measurable annual goals set out in the §<strong>504</strong> plan and to<br />

participate, as appropriate, in the general curriculum.<br />

By state regulation, if no additional data is necessary to continue eligibility and with no change relative<br />

to the child’s current §<strong>504</strong> classification, this review may be conducted without a meeting. However,<br />

“best practice” will continue to be the scheduling and completion of an eligibility group meeting.<br />

Minutes of the meeting, albeit brief, along with Form 50.20, will be sent to the Director, Pupil Personnel<br />

Services or designee.<br />

Although not regulatory, there should be a historical record of at least two sets of evaluation data prior to<br />

approving such a decision.<br />

Parent permission is not required to conduct this review, however, parental approval of the decision not to<br />

obtain any additional data is mandatory. So, in other words, we will continue to obtain consent to<br />

conduct the review by the eligibility group even when no additional data is requested or necessary to<br />

continue eligibility under the existing classification.<br />

If no additional data is requested, this process shall be considered the triennial evaluation. As such, an<br />

eligibility meeting will be convened to acknowledge this decision and to document staff and parental<br />

approval (Form 50.20). If additional assessment data is necessary to conduct the review, the Director,<br />

Pupil Personnel Services or designee must assign the evaluation components within sixty-five (65)<br />

business days of the triennial anniversary of the prior (most recent) eligibility group meeting.<br />

Parental refusal to participate in the triennial evaluation process must be forwarded to the Director, Pupil<br />

Personnel Services for procedural review.<br />

Review Assessments<br />

A. A review of a student’s §<strong>504</strong> classification should be conducted when:<br />

• A child’s parent(s) or school staff submits a request. This request should be submitted<br />

through the Student Study Committee and Form 20.40; 20.45; 30.00; 30.01; 30.02; 30.03 sent<br />

to the Director, Pupil Personnel Services.<br />

• If conditions warrant a review of the student’s educational needs at an earlier date other than<br />

the scheduled triennial evaluation.<br />

B. Relative to component selection, a review assessment is conducted in the same manner as an<br />

initial evaluation.<br />

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C. Parental refusal to participate in the review process must be forwarded to the Director, Pupil<br />

Personnel services for procedural review.<br />

“Transfer” Evaluations<br />

In keeping with state and federal regulations, a student who is entering the <strong>Rockingham</strong> <strong>County</strong> <strong>Public</strong><br />

School division as a “transfer” student with a disability and a §<strong>504</strong> plan from another division or school<br />

within the state of Virginia is not required to receive a complete special education evaluation. The first<br />

triennial review, however, must, pending parental consent, consist of the psychological, educational, and<br />

sociocultural evaluations, at a minimum.<br />

If, upon review of existing records, the SSC feels that an evaluation should be initiated immediately, or at<br />

any time before the anniversary of the triennial review date, consent may be sought to begin the process.<br />

It is not mandatory to wait until the triennial review date before seeking consent to evaluate. Such an<br />

evaluation request should be treated as a “review” assessment and all procedures noted above should be<br />

followed accordingly.<br />

Out-of-state transfers continue to require a complete (classroom observation, educational, psychological,<br />

sociocultural) evaluation upon arrival.<br />

If a transfer evaluation is necessary or requested, the school is responsible for completing the following:<br />

• secure a copy of the student’s §<strong>504</strong> plan from the sending district or the parent(s);<br />

• hold a §<strong>504</strong> plan meeting to complete the §<strong>504</strong> Interim Services Agreement form<br />

(Form 50.36) and refer the student to the Student Study Committee to initiate a transfer<br />

student evaluation. Inform the parent(s) that the placement is temporary (30 calendar days)<br />

pending evaluation and eligibility results, and, if appropriate, a new §<strong>504</strong> plan is written;<br />

• secure parent permission to evaluate (Forms 30.00, 30.01, 30.02, 30.03 and 20.45);<br />

• a transfer assessment is conducted in the same manner as an initial evaluation;<br />

• send a copy of Form 50.36 (interim §<strong>504</strong> plan) and consent series (Forms 30.00, 30.01,<br />

30.02, 30.03 and 20.45) along with the current §<strong>504</strong> plan attached to the Director, Pupil<br />

Personnel Services; and<br />

• complete Special Education Student Enrollment Change (Form 50.40) and send to the<br />

Director, Pupil Personnel Services.<br />

4. Services (The §<strong>504</strong> Plan)<br />

In the §<strong>504</strong> context “services” simply means individually planned (accommodations). It usually does not<br />

mean taking the student out of the regular classroom and placing elsewhere. Since §<strong>504</strong> students<br />

typically have less severe disabilities than their IDEA counterparts, they will very likely not require the<br />

high level of modifications or separate classes sometimes required for students in special education.<br />

For the child with an attention deficit (ADHD) served under §<strong>504</strong>, for example, “services” may include<br />

such things as an assignment book, preferential seating, or reduced assignments.<br />

A §<strong>504</strong> education plan is utilized to define the instructional accommodations. The purpose of the §<strong>504</strong><br />

plan is to accommodate the student in the regular classroom so that the student has equal access to the<br />

educational benefits of the school’s program. More succinctly, it is a plan created and maintained<br />

pursuant to the procedural requirements of the §<strong>504</strong> regulations that gives the disabled student an equal<br />

chance to succeed in the classroom.<br />

9


The plan is developed by a group of persons knowledgeable about the student, the meaning of the<br />

evaluation data, and the placement options. This committee, known as the §<strong>504</strong> plan team, should consist<br />

of, at a minimum:<br />

• a building level administrator, or designee;<br />

• a regular education teacher;<br />

• specialists, as necessary;<br />

• the student, as appropriate;<br />

• a parent/guardian/surrogate, as available.<br />

PROCEDURAL SAFEGUARDS AND DISCIPLINE<br />

The procedural safeguards afforded to students and parents under §<strong>504</strong> are much less extensive than those<br />

under the Individuals with Disabilities Education Act (IDEA). In brief, each school district “shall<br />

establish and implement, with respect to actions regarding the identification, evaluation or educational<br />

placement of persons who, because of handicap, need or are believed to need special instruction or related<br />

services, a system of procedural safeguards.”<br />

These safeguards include:<br />

• Notice (which includes a “child find” statement, notice of procedural safeguards, prior<br />

notice of evaluations and meetings, and notice of the results/actions taken at §<strong>504</strong> meetings;<br />

• An opportunity for the parent/guardian/surrogate of the student to examine relevant records;<br />

• An impartial hearing with an opportunity for participation by the parent/guardian/ surrogate and<br />

representation by legal counsel; and<br />

• A review procedure.<br />

The Drug/Alcohol Exception<br />

A student currently engaged in the illegal use of drugs or alcohol is not protected under §<strong>504</strong> when the<br />

disciplinary actions of school staff are based on that student’s current use of illegal drugs or alcohol.<br />

According to regulation, “for purposes of programs and activities providing educational services, local<br />

educational agencies may take disciplinary actions pertaining to the use or possession of illegal drugs or<br />

alcohol against any disabled student who currently is engaging in the illegal use of drugs or in the use of<br />

alcohol to the same extent that such disciplinary action is taken against nondisabled students.<br />

Furthermore, the due process procedures shall not apply to such disciplinary action.” No manifestation<br />

determination meeting is required.<br />

Possession of a controlled substance, when the student is not a current user, is another matter. When the<br />

misconduct of a §<strong>504</strong> disabled student centers on possession of illegal drugs and not use of illegal drugs<br />

then a manifestation determination must occur. This is because mere possession of a controlled substance<br />

does not result in a loss of §<strong>504</strong> protections unless the student is also currently using the controlled<br />

substance. If it is determined that the drug possession is not a manifestation of the disability then the<br />

student can be disciplined to the same extent as if the nondisabled student was the offender.<br />

If it is determined that the possession of illegal drugs is a manifestation of the disability the student may<br />

not be removed from the current educational setting.<br />

However, the §<strong>504</strong> team may change the student’s placement to an appropriate interim alternative<br />

educational setting, regardless of the manifestation determination finding, for not more than 45 days if the<br />

student knowingly possessed, sold, or solicited the sale of a controlled substance while at school or at a<br />

school function.<br />

10


The “10-Day Rule” and Manifestation Determination<br />

Similar to suspension and expulsion of a student with a disability under IDEA it is necessary to conduct a<br />

manifestation determination meeting and provide procedure safeguards notice for a §<strong>504</strong> disabled student<br />

when:<br />

• The suspension/expulsion will be for more than 10 consecutive school days; or<br />

• A series of suspensions that total more than 10 days may also trigger the manifestation<br />

determination requirement. As with students identified under IDEA, if a group of short<br />

suspensions creates a pattern of exclusion then this would constitute a change in placement. This<br />

is done on a case-by-case basis. If a group of short-term suspensions creates a pattern of<br />

exclusion then this constitutes a change in placement and a manifestation determination must<br />

occur before further disciplinary actions occur. The Office for Civil Rights has identified some of<br />

the key factors in determining patterns of exclusion. These include length of each suspension, the<br />

proximity of the suspension to one another, the nature of the misconduct, and the total amount of<br />

time the student is excluded from school.<br />

The group of individuals making the determination of causality must have available information that<br />

competent professionals would require when making such a decision. This would include attendance and<br />

academic records, psychological and sociocultural evaluation data, behavior plans, discipline records,<br />

staff observations, annotative records, etc. It is important that the information considered is recent<br />

enough to afford an understanding of the student’s current behavior. If evaluations were completed more<br />

than 12 months prior to the act requiring disciplinary action, a re-evaluation may be an appropriate course<br />

of action.<br />

Students who qualify under §<strong>504</strong> may not be subjected to a disciplinary change in placement for more<br />

than 10 days unless the appropriate manifestation determination committee first determines that the<br />

behavior giving rise to the discipline was not caused by the student’s disabling condition or to an<br />

inappropriate placement.<br />

Removals for less than 10 days can be effected without §<strong>504</strong> committee approval. However, a series of<br />

small removals over the course of the school year that exceeds 10 total days may constitute a pattern of<br />

exclusions, which is itself, a significant change in placement. As such, a manifestation determination<br />

review and procedural safeguards notice are required.<br />

Compliance Procedures<br />

Division Coordinator for §<strong>504</strong> of the Rehabilitation Act of 1973, as amended (Director, Pupil Personnel<br />

Services):<br />

• Coordinates district efforts to comply with §<strong>504</strong> regulations;<br />

• Assures publication of “Child Find” notice and distributes copy for posting at all district sites;<br />

• Reviews §<strong>504</strong> plan if proposed accommodations require resources beyond the school level;<br />

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• Accepts and reviews §<strong>504</strong> complaints, organizes and conducts investigations, and attempts to<br />

resolve any concerns/complaints;<br />

• Organizes district response to any complaint filed with the Office for Civil Rights; and<br />

• Coordinates impartial hearing, including notification and ensuring compliance with time frames.<br />

Principal or designee (student study chairperson; school §<strong>504</strong> coordinator):<br />

• Coordinates school efforts to comply with §<strong>504</strong> regulations (including training of school staff);<br />

• Assures posting of “Child Find” notice annually;<br />

• Maintains the “student study” referral process;<br />

• Consults with the district §<strong>504</strong> coordinator as needed; and<br />

• Accepts and reviews school §<strong>504</strong> complaints, organizes and conducts investigations, and attempts<br />

to resolve any complaints/concerns before a grievance is filed with the district coordinator. All<br />

Section §<strong>504</strong> complaints are to be sent to the Division §<strong>504</strong> Coordinator.<br />

Filing a Complaint (Grievance):<br />

The complainant should use the “§<strong>504</strong> Complaint of Discrimination” form to make a complaint of<br />

discrimination. However, any written correspondence noting the name of the complainant, school where<br />

student attends, complainant contact information, dates of alleged discrimination, names of individuals<br />

who discriminated against the student, a description of the incidents of alleged discrimination, and a<br />

signature of the complainant will be accepted. The “§<strong>504</strong> Complaint of Discrimination” form, or similar<br />

correspondence, should be submitted to the school principal. The principal will, in turn, notify the<br />

division §<strong>504</strong> coordinator.<br />

Grievance Procedure<br />

Persons who believe that the school division has discriminated against them because of their disability<br />

and thus violated §<strong>504</strong> of the Rehabilitation Act or the Americans with Disabilities Act (ADA) can file a<br />

written grievance with the school division’s §<strong>504</strong> Coordinator. Once a written grievance is received, the<br />

school division will investigate the allegations contained in the written grievance in an effort to reach a<br />

prompt and equitable resolution.<br />

A grievance may be filed by a student, the student’s parent or parents, or a school division employee. A<br />

grievance must meet the following requirements:<br />

The grievance must be in writing. At a minimum, it must contain (1) the nature of the grievance; (2) the<br />

facts upon which the grievance is based, including a list of all witnesses; (3) the remedy requested; and<br />

(4) the complainant’s signature and the date the grievance is filed.<br />

The written grievance must be filed with the school division’s §<strong>504</strong> Coordinator (“coordinator”) at the<br />

following address:<br />

Section §<strong>504</strong> Coordinator<br />

12


<strong>Rockingham</strong> <strong>County</strong> <strong>Public</strong> <strong>Schools</strong><br />

100 Mount Clinton Pike<br />

Harrisonburg, VA 22802<br />

The grievance should be reported as soon as possible and within thirty (30) school days of the occurrence.<br />

This time frame may be lengthened for extraordinary circumstances.<br />

The complainant must have the opportunity to present verbal and written evidence.<br />

The coordinator or designee will independently investigate the allegations to determine whether the<br />

school division is in compliance with §<strong>504</strong> and the ADA. The coordinator or designee will provide a<br />

written report of the investigation generally within thirty (30) school days of receipt of the complaint.<br />

The report should include the following information.<br />

A statement of the complainant’s allegation and the remedy sought;<br />

A statement of facts as contended by each party;<br />

A narrative describing attempts to resolve the grievance;<br />

A list of the witnesses interviewed and the documents reviewed during the investigation;<br />

A statement of facts as determined by the coordinator or designee with reference to the evidence<br />

to support each fact;<br />

The coordinator or designee’s conclusion as to whether the allegations are valid; and<br />

If the coordinator or designee does determine that the allegations are valid, the report should<br />

include any corrective action determined by the coordinator or designee.<br />

An extension of the (30) school day time limit may occur if necessary as determined by the coordinator or<br />

designee. The complainant will be notified in writing of the extended time limit.<br />

The complainant shall have an opportunity to make a written appeal to the school division’s<br />

superintendent within ten (10) school days of receiving the coordinator’s report. Following an appeal, the<br />

superintendent or the superintendent’s designee will review the complainant’s appeal along with the<br />

coordinator’s report and then respond in writing to the complainant within thirty (30) school days of<br />

receiving the appeal. The superintendent or the superintendent’s designee shall either confirm or<br />

disapprove the coordinator or designee’s decision.<br />

An extension of the thirty (30) school day time limit may occur if necessary as determined by the<br />

superintendent or the superintendent’s designee. The complainant will be notified in writing of the<br />

extended time limit.<br />

Procedures for an Impartial Hearing Under §<strong>504</strong> of the Rehabilitation Act of 1973, as amended<br />

1. Issues giving rise to a hearing: A hearing may be requested by any current student or<br />

parent based on a disagreement concerning the identification, evaluation, and educational<br />

placement of a student.<br />

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2. Requesting a hearing: Requests for hearings shall be made in writing and directed to the<br />

district level §<strong>504</strong> coordinator. A hearing must be requested within 90 days of the<br />

dispute giving rise to the hearing.<br />

3. Appointment of a hearing officer: A hearing officer will be appointed by the district<br />

level §<strong>504</strong> coordinator. The hearing officer may not be an employee of <strong>Rockingham</strong><br />

<strong>County</strong> <strong>Public</strong> <strong>Schools</strong> and will not be directly related to the complaint. The hearing<br />

officer will be appointed with 10 days of receipt of a request for a hearing.<br />

Pre-hearing Procedures:<br />

The hearing officer is responsible for the following matters prior to the hearing:<br />

• Scheduling the hearing date and location and notification to the parties;<br />

• Ascertaining whether the parties will be represented by counsel at the hearing; and<br />

• Insuring that the hearing is accurately recorded by tape, digital recording or transcript.<br />

Hearing Procedures:<br />

• The parties have the following rights in a hearing:<br />

o To be represented by counsel at their own expense;<br />

o To present evidence and question witnesses.<br />

• For hearings requested on behalf of students, the student may attend the hearing.<br />

• The hearing officer shall insure, in connection with the hearing, the following matters:<br />

o An atmosphere conducive to impartiality and fairness;<br />

o The appointment of a surrogate parent by the school division, if appropriate;<br />

o Maintenance of an accurate record of the proceedings;<br />

o Issuance of a written decision to all parties setting forth findings of fact and conclusions<br />

of law based on the evidence presented in the hearing; and<br />

o The decision must be issued within 45 calendar days of receipt of the request for a<br />

hearing unless continued for good cause at the request of either party.<br />

§<strong>504</strong> Review Procedure (Appeal)<br />

A. Any party aggrieved by the hearing officer’s decision may appeal the decision to a review officer.<br />

See 34 C.F.R. § 104.36.<br />

B. An appeal may be noted by an aggrieved party by filing a written notice with the<br />

coordinator within thirty (30) calendar days of the date of the decision issued by the<br />

hearing officer.<br />

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C. An impartial review officer must be appointed by the coordinator from the same list from<br />

which the initial hearing officer was appointed and within five (5) school days of the<br />

request for review.<br />

D. The review officer shall:<br />

1. examine the record of the hearing;<br />

2. seek additional evidence, if necessary;<br />

3. afford the opportunity for written or oral argument<br />

4. advise the parties of the right to be represented by counsel at their own expense during<br />

the review proceedings; and<br />

5. issue a written decision.<br />

E. The review officer shall uphold the initial decision unless it is found to be arbitrary or capricious,<br />

contrary to law, or not supported by evidence.<br />

F. The review officer’s decision must be issued within thirty (30) school days of receipt of the<br />

request for an appeal, unless continued at the request of a party. A continuance can be granted by<br />

the review officer upon a showing of good cause. A copy of the decision must be sent to all<br />

parties.<br />

G. The record of the administrative hearings shall be sent by the review officer to the coordinator<br />

upon the issuance of the decision.<br />

H. The coordinator is responsible for maintaining all records of hearings and transmittal to court in<br />

the event of judicial proceedings.<br />

I. Any party aggrieved by the review officer’s decision may file a civil action in a court of<br />

appropriate jurisdiction. See 29 U.S.C. § 794a.<br />

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Questions and Answers<br />

There may be occasion when an IDEA-eligible student simultaneously maintains a disability which<br />

does not rise to the level of a special education disability but which could be described as qualifying<br />

for §<strong>504</strong> accommodations. Should such a student receive services through both an IEP and a §<strong>504</strong><br />

plan?<br />

No. While IDEA-eligible students also technically qualify as eligible under §<strong>504</strong>, any special education<br />

and related services would be provided under the auspices of the IDEA, not §<strong>504</strong> of the Rehabilitation<br />

Act. Any accommodations that would be provided through a §<strong>504</strong> plan would be included in the IEP.<br />

The IDEA is a much more specific and comprehensive law created to address such disabilities. To<br />

provide services under both §<strong>504</strong> and IDEA would be to treat one portion of the student’s body/mind<br />

differently than another, with one receiving substantial rights while the other receives much fewer rights.<br />

As long as a student is eligible under IDEA, a §<strong>504</strong> committee does not meet on the child.<br />

What about a §<strong>504</strong>-eligible student receiving direct special education instructional services through<br />

a §<strong>504</strong> plan rather than an IEP?<br />

No. The Rehabilitation Act of 1973 (as amended) does not specifically prohibit such services. However,<br />

although not specifically stated, such action is likely in violation of the funding provisions of IDEA, Part<br />

B in that §<strong>504</strong>-eligible students are not IDEA-eligible and, therefore, cannot avail themselves of services<br />

funded by IDEA. If a student requires such a degree of support in order to benefit from a public<br />

education, then the student should generally be eligible by the criteria defined in the IDEA. Thus, an IEP<br />

would be developed to address the more comprehensive needs of the student. §<strong>504</strong> is accommodationoriented<br />

only, no direct educational services should generally be provided through a §<strong>504</strong> plan.<br />

What about receipt of related services through a §<strong>504</strong> plan?<br />

Yes, but with caution. If there is a physical condition that requires occupational therapy, physical<br />

therapy, or specialized transportation services to access the general curriculum (and thus benefit from a<br />

public education), then yes. Otherwise, no. (It should be noted that this is not an exhaustive list of<br />

related services).<br />

What about consideration of §<strong>504</strong> eligibility when a student is determined to be no longer eligible<br />

for receipt of special education and related services under IDEA criteria?<br />

When a student is dismissed from receipt of special education and related services eligibility committees<br />

sometimes mistakenly believe that the student will, through §<strong>504</strong>, continue to receive the same level of<br />

services previously enjoyed with the IEP.<br />

Remember that unless the student meets the eligibility requirements of prong one of §<strong>504</strong> (current<br />

physical or mental impairment) there is no requirement to continue to provide FAPE as defined in the<br />

IDEA. A former IDEA student certainly has a record of a disability, but that only entitles the student to<br />

nondiscrimination protection.<br />

Substantial limitation becomes an important point of discussion for the eligibility committee. A former<br />

IDEA-eligible student with a learning disability, for example, who is exited because there is no longer<br />

evidence of a processing disorder, as required for IDEA eligibility, may still harbor a prognosis of<br />

academic failure. This student may qualify under prong one of §<strong>504</strong> eligibility criteria. However,<br />

various direct instructional services previously provided by the IEP are no longer available.<br />

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May an independent educational evaluation be requested for a §<strong>504</strong> eligibility disagreement?<br />

No, only through IDEA procedures.<br />

Are there any impairments which automatically qualify a student for protection under §<strong>504</strong>?<br />

No. An impairment in and of itself does not qualify a student for protection under §<strong>504</strong>. The impairment<br />

must substantially limit one or more major life activities in order to qualify for protection.<br />

Does a medical diagnosis suffice as an evaluation for the purpose of providing FAPE under §<strong>504</strong>?<br />

No. A physician’s medical diagnosis may be considered among other sources in evaluating a student with<br />

a disability or believed to have a disability which substantially limits a major life activity. For example, a<br />

student who has a physical or mental impairment would not be considered a student in need of services<br />

under §<strong>504</strong> if the impairment does not in any way limit the student’s ability to learn or perform any other<br />

major life activity, or only results in some minor limitation in that regard. Other sources to be considered,<br />

along with the medical diagnosis, include aptitude and achievement tests, teacher recommendations,<br />

physical condition, social and cultural background, and adaptive behavior.<br />

How should a school division handle an outside evaluation? Do all data brought to an eligibility<br />

group need to be considered and given equal weight?<br />

The result of an outside evaluation is only one source to consider. The eligibility group must draw from a<br />

variety of sources in the evaluation process. All significant factors related to the learning process must be<br />

considered. <strong>Information</strong> from all sources must be documented and considered by knowledgeable group<br />

members. The weight of the information is determined by the group given the student’s individual<br />

circumstances.<br />

What is the school division’s responsibility under §<strong>504</strong> toward a student with a §<strong>504</strong> plan who<br />

transfers from another district?<br />

If a student with a disability transfers in with a §<strong>504</strong> plan, the plan should be reviewed by the student<br />

study committee (SSC). If found to be appropriate, the division must adopt and implement the plan or<br />

create a new plan. If found to be inappropriate, the SSC should implement a referral for an evaluation to<br />

determine which educational program is appropriate for the student.<br />

What are the responsibilities of regular education teachers with respect to implementation of §<strong>504</strong><br />

plans? What are the consequences if the division fails to implement the plans?<br />

Regular education teachers must implement the provisions of §<strong>504</strong> plans when those plans govern the<br />

teacher’s treatment of students for whom they are responsible. If the teachers fail to implement the plans,<br />

such failure can cause the division to be in noncompliance.<br />

What is the difference between a regular education intervention plan and a §<strong>504</strong> plan?<br />

A regular education intervention plan (e.g., ASSIST) is appropriate for a student who does not have a<br />

disability or is not suspected of having a disability but may be facing challenges in school. Such<br />

intervention plans may be implemented routinely under the guidance of the school’s student study<br />

committee prior to a referral for special education and related services (including §<strong>504</strong> accommodations).<br />

Following implementation of an intervention plan, and accompanying revisions, the SSC is responsible<br />

for initiating a referral, if appropriate. In addition to the SSC, other regular education intervention<br />

17


methods, including before-school and after-school programs, tutoring programs, and mentoring programs<br />

may also be implemented. A regular education plan cannot be a substitute for a §<strong>504</strong> plan. If the student<br />

qualifies under §<strong>504</strong>, a §<strong>504</strong> plan must be developed for the student.<br />

Definitions:<br />

Coordinator:<br />

Corrective Action:<br />

Day:<br />

Grievance:<br />

Grievant:<br />

Respondent:<br />

Division level administrator who is knowledgeable about the availability of<br />

resources of the school system.<br />

Decision rendered by the hearing officer identifying actions to be implemented<br />

by the school division.<br />

A calendar day unless otherwise indicated as a business day or school day.<br />

A complaint of discrimination.<br />

Party filing the grievance.<br />

Party who investigates and answers the grievance (school principal or designee).<br />

§<strong>504</strong>: §<strong>504</strong> of the Rehabilitation Act of 1973, as amended, is a federal law that protects<br />

qualified individuals from discrimination based on their disability. The<br />

nondiscrimination requirements of the law apply to organizations (such as school<br />

divisions) that receive financial assistance from a federal department or agency.<br />

§<strong>504</strong> defines the rights of individuals with disabilities to participate in, and have<br />

access to, program benefits and services.<br />

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