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INVENTORY OF FARMER<br />
STUDY GROUP INITIATIVES<br />
IN AFRICA<br />
A SYNTHESIS REPORT<br />
REPORT PREPARED FOR THE CONFERENCE ON<br />
FARMER STUDY GROUP INITIATIVES IN AFRICA<br />
KADOMA, ZIMBABWE, 5-9 November 2006<br />
Arnoud Braun<br />
F<strong>in</strong>al Report, 07 November 2006<br />
Endelea, Simon Vestdijkstraat 14, 6708 NW Wagen<strong>in</strong>gen, The Netherlands<br />
Tel. +31 (317) 451727; Fax. +31 (84) 7500302; Mobile: +31 (6) 30884640<br />
E-mail: arnoud.braun@planet.nl
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
TABLE OF CONTENTS<br />
ACKNOWLEDGEMENTS............................................................................. IV<br />
ABBREVIATIONS.......................................................................................... V<br />
1. INTRODUCTION ........................................................................................1<br />
2. METHODOLGY...........................................................................................3<br />
3. FARMER STUDY GROUPS – AN OVERVIEW FOR AFRICA ...................4<br />
Study Circles.................................................................................................................4<br />
Study Circles <strong>in</strong> north America and Western Europe................................................4<br />
African Study Circle experiences ..............................................................................6<br />
Farmer Field Schools.................................................................................................10<br />
FFS <strong>in</strong> Africa............................................................................................................10<br />
Local Learn<strong>in</strong>g Groups (IED Afrique) ....................................................................13<br />
Farmer-To-Farmer Tra<strong>in</strong><strong>in</strong>g Programme ..............................................................13<br />
Master Farmer Tra<strong>in</strong><strong>in</strong>g Scheme.............................................................................14<br />
Farmer-To-Farmer Extension ..................................................................................14<br />
Zaï Field Schools - Burk<strong>in</strong>a Faso.............................................................................14<br />
4. SYNTHESIS ..............................................................................................15<br />
Key Issues <strong>of</strong> FSGs.....................................................................................................15<br />
FSGs <strong>in</strong> the context <strong>of</strong> African demand-driven extension .....................................20<br />
Challenges and opportunities for FSGs ...................................................................21<br />
5. CONCLUSION.........................................................................................24<br />
6. REFERENCES ..........................................................................................25<br />
7. APPENDIXES ...........................................................................................28<br />
APPENDIX I Farmer Study Group Inventory Form, 2005...............................28<br />
APPENDIX II DESCRIPTION OF THE STUDY CIRCLE<br />
METHODOLOGY ....................................................................................................30<br />
A <strong>study</strong> circle program.............................................................................................30<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
A <strong>study</strong> circle … ......................................................................................................30<br />
Study circles are based on the follow<strong>in</strong>g pr<strong>in</strong>ciples.................................................30<br />
What are <strong>study</strong> circles right for?..............................................................................30<br />
Develop<strong>in</strong>g a <strong>study</strong> circle program..........................................................................31<br />
APPENDIX III<br />
SHORT DESCRIPTION OF THE FFS APPROACH............34<br />
APPENDIX II KEY FSG CONTACTS ...............................................................37<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
ACKNOWLEDGEMENTS<br />
This report on Farmer Study Groups <strong>in</strong> Africa is a synthesis report <strong>of</strong> two<br />
sub-sub-regional reports, one for Eastern and Southern Africa prepared by<br />
Davison Masendeke and a second for Central and West Africa prepared by<br />
Femke Gordijn. I am grateful to Femke and Dave for their hard work dur<strong>in</strong>g a<br />
difficult period to acquire <strong>in</strong>formation. Dur<strong>in</strong>g <strong>in</strong>formation collection many<br />
persons contacted were out <strong>of</strong> the <strong>of</strong>fice.<br />
Mak<strong>in</strong>g an <strong><strong>in</strong>ventory</strong> <strong>study</strong> about West en Central Africa could not have done<br />
without the help <strong>of</strong> people that work <strong>in</strong> this region and/or have experience <strong>in</strong><br />
this field <strong>of</strong> work. I would like to express a word <strong>of</strong> thanks to all <strong>of</strong> them:<br />
Ephraim Tekleab, Margriet Bredewold, Peter Ton, Herma Mulder, Annemarie<br />
van Paasen, Irene Guijt, William Settle, Ann Waters-Bayer, Brice Gbaguidi,<br />
Thea Hilhorst, Will Critchley, Marianna Wongtschowski, Henry Rene Diouf,<br />
Philippe de Leener, Jean-Marie Diop, Awa Faly Ba, Laurens van Veldhuizen,<br />
Femke Griffioen, Janice Jigg<strong>in</strong>s, Niels Rol<strong>in</strong>g. Thank’s to all these people this<br />
report was made.<br />
In East and Southern Africa I will like to thank the follow<strong>in</strong>g people: FAO<br />
Country Representatives and staff (too many to list) <strong>in</strong> Angola, Botswana,<br />
Burundi, the Congo, DR Congo, Kenya, Lesotho, Madagascar, Malawi,<br />
Mozambique, Namibia, Rwanda, South Africa, Swaziland, Tanzania, Uganda,<br />
Zambia, and Zimbabwe. I am also <strong>in</strong>debted to World Vision, SCC for<br />
provid<strong>in</strong>g data on FSGs.<br />
Various other persons <strong>in</strong> the countries covered, namely James Okoth,<br />
Julianus Thomas, Julia Chagunda, Betty Ch<strong>in</strong>yamunyamu, Marie Widengard,<br />
Patricia Mukumbuta, Jens, Christian Riise, Mike Connolly, Jan Venema,<br />
Salome Nakazwe, Joseph Rusike, Julian Smith, Dumile Bhebhe and others<br />
not mentioned, made the results <strong>of</strong> this survey possible.<br />
A special thanks goes to Torsten Andersson from the Regional Resource<br />
Centre <strong>of</strong> SIDA <strong>in</strong> Nairobi, Kenya, for provid<strong>in</strong>g the assignment to Endelea<br />
and for provid<strong>in</strong>g guidance to the survey.<br />
Comments on the <strong>in</strong>itial draft <strong><strong>in</strong>ventory</strong> were provided by SCC staff, which has<br />
been highly appreciated.<br />
Arnoud Braun<br />
Director<br />
Endelea<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
ABBREVIATIONS<br />
ADF<br />
Advanced Master Farmer<br />
AESA Agro-ecosystem Analysis<br />
ACDI Agricultural Cooperative Development International<br />
AfDB<br />
African Development Bank<br />
AGRITEX Agricultural Technical and Extension Services<br />
AMF<br />
Advanced Master <strong>farmer</strong><br />
AREX Agricultural Research and extension (formerly AGRITEX)<br />
CBOs Community-based organisations<br />
CFC<br />
Common Fund for Commodities<br />
CIS<br />
Centre for International Co-operation<br />
COIF Community-owned <strong>in</strong>novation funds<br />
COTTCO Cotton Company <strong>of</strong> Zimbabwe<br />
CRS<br />
Catholic Relief Services<br />
DANIDA Danish International Development Agency<br />
DFID<br />
UK Department for International Development<br />
DRC<br />
Danish Refugee Council<br />
DSFL Dry Season Feed<strong>in</strong>g <strong>of</strong> Livestock<br />
Dvet<br />
Department <strong>of</strong> veter<strong>in</strong>ary Services<br />
ETC<br />
ETC Adviesgroep Nederland (Leusden)<br />
EU<br />
European Union<br />
FAIR<br />
Farmer Access to Innovation Resources<br />
FAO<br />
The Food and Agriculture Organisation <strong>of</strong> the United Nations<br />
FFS<br />
Farmer Field School<br />
FLG<br />
Farmer Learn<strong>in</strong>g Group<br />
FSG<br />
Farmer Support Group<br />
FTF<br />
Farmer-to- Farmer<br />
GIS<br />
Geographical Information System<br />
GoK<br />
Government <strong>of</strong> Kenya<br />
GoN<br />
Government <strong>of</strong> Namibia<br />
GoZ<br />
Government <strong>of</strong> Zimbabwe<br />
ICM<br />
Integrated Crop Management<br />
ICRISAT International Centre for Research <strong>in</strong> the Semi Arid Tropics<br />
IED<br />
Innovations, Environnement et Développement<br />
IFAD<br />
International Fund for Agricultural Development<br />
IIED<br />
International Institute for Environment and Development<br />
IIRR<br />
International Institute <strong>of</strong> Rural Reconstruction<br />
IITA<br />
International Institute for Tropical Agriculture<br />
IK<br />
<strong>in</strong>digenous knowledge<br />
ILRI<br />
International Livestock Research Institute<br />
INMASP Integrated nutrient management to atta<strong>in</strong> susta<strong>in</strong>able productivity<br />
IPM<br />
Integrated Pest Management<br />
IPPM Integrated Production and Pest Management<br />
ISFs<br />
Innovation Support Funds<br />
IST<br />
International Support Team<br />
ISWNM Integrated Soil Water and Nutrient Management<br />
ITC<br />
International Trypanotolerant Centre<br />
JFFLS Junior Farmer Field and Life schools<br />
LBL<br />
Swiss Centre for Agricultural Extension<br />
MACO M<strong>in</strong>istry <strong>of</strong> Cooperatives<br />
MAFS M<strong>in</strong>istry <strong>of</strong> Agriculture and Fisheries<br />
MARD M<strong>in</strong>istry <strong>of</strong> Agriculture and Rural Development<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
MCP<br />
Multipurpose Consultancy<br />
MF<br />
Master <strong>farmer</strong><br />
MoA<br />
M<strong>in</strong>istry <strong>of</strong> Agriculture<br />
MoE<br />
M<strong>in</strong>istry <strong>of</strong> Education<br />
MoH<br />
M<strong>in</strong>istry <strong>of</strong> Home Affairs<br />
MPC<br />
Multipurpose Consultancy<br />
NARES National Agricultural Research and Extension Systems<br />
NGO<br />
Non governmental organisation<br />
NORAD Norwegian development co-operation<br />
NRM<br />
Natural Resource management<br />
NTPISSFM New approaches for technology, Policy and Institutions for Atta<strong>in</strong><strong>in</strong>g<br />
Susta<strong>in</strong>able Improvements <strong>in</strong> Soil fertility Management <strong>in</strong> drought<br />
prone areas <strong>of</strong> Zimbabwe<br />
ORAP Organisation for Rural Associations <strong>in</strong> Progress<br />
PAN<br />
Pesticide Action Network<br />
RF<br />
Rockefeller Foundation<br />
PI<br />
Plan International<br />
PLA<br />
People liv<strong>in</strong>g with HIV and AIDS<br />
PLWA People liv<strong>in</strong>g with AIDS<br />
PPD<br />
Plant Protection Department<br />
PROFEIS Promotion de l’experimentation et l’<strong>in</strong>novation paysannes au Sahel<br />
PROFIEET Promot<strong>in</strong>g Farmer Innovation and Experimentation <strong>in</strong> Ethiopia<br />
PROLINNOVA PROmot<strong>in</strong>g Local INNOVAtion <strong>in</strong> ecologically-oriented agriculture<br />
and Natural Resource Management<br />
PRONAF Projet Niébé pour l’Afrique<br />
R&D<br />
Research and Development<br />
RRD<br />
Resource Centre for Rural Development<br />
SAAZ Semi Arid Areas <strong>of</strong> Zimbabwe<br />
SACCO Sav<strong>in</strong>gs and Credit Cooperatives<br />
SCC<br />
Swedish Cooperative Center<br />
SC-UK Save the Children – United K<strong>in</strong>gdom<br />
SDC<br />
Switzerland’s agency for Development and Co-operation<br />
SIDA<br />
Swedish International Development cooperation<br />
STCP Susta<strong>in</strong>able Tree Crop Program<br />
ToT<br />
Tra<strong>in</strong><strong>in</strong>g <strong>of</strong> Tra<strong>in</strong>ers<br />
UNDP United Nations Development Programme<br />
USA<br />
United States <strong>of</strong> America<br />
USAID United States Agency for International Development<br />
WB<br />
World Bank<br />
WFP<br />
World Food Programme<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
1. INTRODUCTION<br />
Among African countries 1 there is currently a strong focus on develop<strong>in</strong>g<br />
more effective and efficient agricultural extension services, mov<strong>in</strong>g gradually<br />
from top-down extension approaches, where the <strong>farmer</strong> is considered a<br />
recipient <strong>of</strong> technologies derived from National Agricultural Research and<br />
Extension Systems (NARES) to more participatory approaches that are<br />
<strong>farmer</strong>-driven or <strong>farmer</strong>-centred, where the <strong>farmer</strong> is <strong>in</strong>volved <strong>in</strong> sett<strong>in</strong>g the<br />
research and extension agenda – empower<strong>in</strong>g the <strong>farmer</strong> <strong>in</strong> decision-mak<strong>in</strong>g.<br />
The pr<strong>in</strong>ciples, extent <strong>of</strong> <strong>farmer</strong> <strong>in</strong>volvement, learn<strong>in</strong>g methodologies differ<br />
from approach to approach and from country to country. In this <strong><strong>in</strong>ventory</strong> the<br />
focus is on Farmer Study Groups.<br />
Group <strong>study</strong> approaches build<strong>in</strong>g on the <strong>study</strong> circle concept have had<br />
enormous impact <strong>in</strong> other regions <strong>of</strong> the world, such as Europe and USA, and<br />
currently there are also emerg<strong>in</strong>g <strong><strong>in</strong>itiatives</strong> <strong>in</strong> Africa that provide valuable<br />
lessons and experiences for how <strong>farmer</strong>-driven <strong>study</strong> <strong>group</strong>s can contribute to<br />
effective demand-driven extension <strong>in</strong> Africa. Study <strong>group</strong>s provide an<br />
opportunity for people to learn together, to strengthen their opportunities for<br />
<strong>in</strong>fluenc<strong>in</strong>g their own situation <strong>in</strong> life, and to fill gaps <strong>of</strong> knowledge and<br />
<strong>in</strong>formation <strong>in</strong> society. By manag<strong>in</strong>g processes themselves, participants<br />
practice democracy and systems <strong>of</strong> shared power <strong>in</strong> which they come to<br />
conclusions or make decisions by talk<strong>in</strong>g, listen<strong>in</strong>g and understand<strong>in</strong>g.<br />
In view <strong>of</strong> scal<strong>in</strong>g-up <strong>study</strong> <strong>group</strong> <strong><strong>in</strong>itiatives</strong> <strong>in</strong> Sub-Saharan African counties,<br />
the Resource Centre fro Rural Development (RRD) <strong>of</strong> SIDA, the Food and<br />
Agriculture Organization <strong>of</strong> the UN (FAO) and the Swedish Cooperative<br />
Centre (SCC) plan to facilitate a shar<strong>in</strong>g <strong>of</strong> experiences among <strong>study</strong> <strong>group</strong><br />
<strong><strong>in</strong>itiatives</strong> <strong>in</strong> Sub-Saharan Africa, <strong>in</strong>clud<strong>in</strong>g a regional workshop for<br />
practitioners and policy makers. This <strong><strong>in</strong>ventory</strong> <strong>of</strong> <strong>farmer</strong> <strong>study</strong> <strong>group</strong><br />
<strong><strong>in</strong>itiatives</strong> has been carried out <strong>in</strong> preparation for these activities as a step <strong>in</strong><br />
identify<strong>in</strong>g potential stakeholders and develop key issues that can be<br />
elaborated further <strong>in</strong> upcom<strong>in</strong>g activities.<br />
Some <strong><strong>in</strong>itiatives</strong> that use <strong>farmer</strong>-driven <strong>study</strong> <strong>group</strong>s as an entry po<strong>in</strong>t for<br />
agricultural development and empowerment are Study Circles, Farmer Field<br />
Schools (FFS) 2 , Farmer to Farmer (FTF) Tra<strong>in</strong><strong>in</strong>g, Master Farmer Tra<strong>in</strong><strong>in</strong>g<br />
(MFT) and Local Learn<strong>in</strong>g Groups. These among other <strong><strong>in</strong>itiatives</strong> identified<br />
have been covered by this <strong>study</strong>.<br />
For the purpose <strong>of</strong> this <strong>study</strong> characteristics <strong>of</strong> Farmer Study Groups (FSG)<br />
have been def<strong>in</strong>ed as follows:<br />
• Groups <strong>of</strong> <strong>farmer</strong>s (10-30 persons).<br />
• The <strong>group</strong> meets regularly over a longer period <strong>of</strong> time.<br />
1 In the context <strong>of</strong> this <strong>study</strong> reference is made to Sub-Saharan Africa; whenever Africa is<br />
mentioned <strong>in</strong> this document, reference is made to the countries <strong>of</strong> Sub-Saharan Africa.<br />
2 Also <strong>in</strong>clud<strong>in</strong>g Farmer Field and Life Schools (FFLS) and Junior Farmer Filed and Life<br />
Schools (JFFLS).<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
• Learn<strong>in</strong>g and knowledge creation takes place through participatory<br />
learn<strong>in</strong>g methods i.e. experiential learn<strong>in</strong>g, problem-based learn<strong>in</strong>g,<br />
tra<strong>in</strong><strong>in</strong>g for transformation, etc.<br />
• Farmers set the agenda for the learn<strong>in</strong>g activities, and follow a<br />
curriculum or learn<strong>in</strong>g schedule/plan.<br />
• The entry po<strong>in</strong>t for learn<strong>in</strong>g is with<strong>in</strong> the scope <strong>of</strong> rural development<br />
usually focus<strong>in</strong>g on an agricultural enterprise/value cha<strong>in</strong>, but even<br />
non-agricultural topics may be addressed by the <strong>group</strong>.<br />
• The expected outcome <strong>of</strong> such <strong>group</strong>s should be both agricultural<br />
enhancements as well as empowerment and <strong>group</strong> management skills.<br />
• If external resource persons are <strong>in</strong>volved (such as extension staff or<br />
researchers) they should only have a facilitat<strong>in</strong>g role, i.e not be seen as<br />
leaders <strong>of</strong> the activity.<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
2. METHODOLGY<br />
A team <strong>of</strong> three persons 3 carried out this FSG <strong><strong>in</strong>ventory</strong>. For practical<br />
reasons and for the purpose <strong>of</strong> this <strong>study</strong> Africa was divided <strong>in</strong> two regions,<br />
(1) Eastern and Southern Africa, and (2) Central and West Africa, the former<br />
be<strong>in</strong>g ma<strong>in</strong>ly Anglophone, the latter ma<strong>in</strong>ly Francophone.<br />
Information search and collection for this <strong><strong>in</strong>ventory</strong> was done through a<br />
literature search, an Internet search and by contact<strong>in</strong>g persons and projects<br />
by e-mail and/or telephone. Specific contacts that were known to be work<strong>in</strong>g<br />
with FSG were sent the general background <strong>of</strong> the <strong><strong>in</strong>ventory</strong>, the FSG<br />
def<strong>in</strong>ition, general data requirements for the <strong><strong>in</strong>ventory</strong> and an FSG <strong><strong>in</strong>ventory</strong><br />
form 4 (Appendix I) and were asked to (1) fill <strong>in</strong> the FSG <strong><strong>in</strong>ventory</strong> form, and (2)<br />
to provide a general overview <strong>of</strong> each FSG <strong>in</strong>itiative. Sub-regional reports for<br />
Eastern and Southern Africa (Masendeke, 2006) and Central and West Africa<br />
(Gordijn, 2006) were produced, conta<strong>in</strong><strong>in</strong>g all the detailed <strong><strong>in</strong>ventory</strong><br />
<strong>in</strong>formation for various projects per methodology, as collected through the<br />
<strong><strong>in</strong>ventory</strong> forms. The author acknowledges that this <strong>study</strong> may not cover all<br />
FSGs <strong>in</strong> Africa, s<strong>in</strong>ce the <strong><strong>in</strong>ventory</strong> has not been exhaustive and has largely<br />
focussed on <strong>study</strong> circles and Farmer Field Schools. Any additional FSG<br />
methodologies, which are not covered by this <strong><strong>in</strong>ventory</strong>, but should be<br />
<strong>in</strong>cluded, can be communicated to the author.<br />
Collected <strong>in</strong>formation and data was scrut<strong>in</strong>ised to ascerta<strong>in</strong> that the <strong>group</strong><br />
methods complied with the FSG def<strong>in</strong>ition. Further consultations clarified grey<br />
areas such as the topical scope <strong>of</strong> learn<strong>in</strong>g, FSG pr<strong>in</strong>ciples and method <strong>of</strong><br />
learn<strong>in</strong>g. Information and data was synthesized, <strong>group</strong><strong>in</strong>g similar FSGs us<strong>in</strong>g<br />
ma<strong>in</strong>ly pr<strong>in</strong>ciples and the learn<strong>in</strong>g methodology or scope. Further analysis<br />
was done to identify key issues, challenges and opportunities for each <strong>of</strong> the<br />
<strong>group</strong>s.<br />
The various identified <strong>study</strong> <strong>group</strong> <strong><strong>in</strong>itiatives</strong> have been analysed to identify<br />
common or differ<strong>in</strong>g elements among the programmes, <strong>in</strong>clud<strong>in</strong>g aspects<br />
such as learn<strong>in</strong>g tools/methods applied, required facilitation, cost elements,<br />
impact <strong>of</strong> <strong>in</strong>terventions, ma<strong>in</strong>stream<strong>in</strong>g <strong>in</strong> government, market focus, <strong>in</strong>clusion<br />
<strong>of</strong> HIV/AIDS and other livelihood aspects <strong>in</strong> the learn<strong>in</strong>g.<br />
An evaluation was also done to what extent and <strong>in</strong> what way <strong>farmer</strong> <strong>study</strong><br />
<strong>group</strong>s fit <strong>in</strong>to the discussion <strong>in</strong> African countries on demand-driven extension<br />
services and privatisation.<br />
Based on the gathered <strong>in</strong>formation a synthesis <strong>of</strong> some key issues,<br />
challenges and opportunities has been made. This synthesis could be used<br />
as basis for further discussions and experience shar<strong>in</strong>g among the various<br />
actors <strong>in</strong>volved <strong>in</strong> <strong>farmer</strong> <strong>study</strong> <strong>group</strong> programmes, and that could serve as<br />
conference themes for an upcom<strong>in</strong>g <strong>study</strong> <strong>group</strong> conference.<br />
3 Team composition: Arnoud Braun (coord<strong>in</strong>ator), Davison Masendeke (Eastern and Southern<br />
Africa) and Femke Gordijn (Central and West Africa).<br />
4 The FSG <strong><strong>in</strong>ventory</strong> form <strong>in</strong>cludes a description <strong>of</strong> the program/<strong>in</strong>stitution, geographical<br />
scope, -the pr<strong>in</strong>ciples <strong>of</strong> the <strong>group</strong> <strong>study</strong> models, topical scope <strong>of</strong> the learn<strong>in</strong>g, materials<br />
published, brief cost estimate, general experiences and lessons learnt, and contact persons.<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
3. FARMER STUDY GROUPS – An<br />
overview for Africa<br />
Study Circles<br />
Study circles provide an opportunity for people to learn together, to strengthen<br />
their opportunities for <strong>in</strong>fluenc<strong>in</strong>g their own situation <strong>in</strong> life, and to fill gaps <strong>of</strong><br />
knowledge and <strong>in</strong>formation <strong>in</strong> society. A <strong>group</strong> <strong>of</strong> people meet regularly for a<br />
period <strong>of</strong> time, most <strong>of</strong>ten once per week, to <strong>study</strong> a certa<strong>in</strong> subject or theme<br />
or to take part <strong>in</strong> a practical activity. Study circles are characterized by<br />
democratic values and are based upon the participants' tak<strong>in</strong>g responsibility<br />
for the work. Together they plan their studies, based on their own needs and<br />
<strong>in</strong>terests. An important part <strong>of</strong> the <strong>study</strong> circle methodology is the exchange <strong>of</strong><br />
experiences and ideas between participants and their own analysis <strong>of</strong> the<br />
subject studied where learn<strong>in</strong>g is based on the collected wisdom <strong>of</strong> the <strong>group</strong>.<br />
By manag<strong>in</strong>g the process themselves, participants practice democracy, and<br />
systems <strong>of</strong> shared power, where participants come to conclusions or make<br />
decisions by talk<strong>in</strong>g, listen<strong>in</strong>g and understand<strong>in</strong>g.<br />
Unlike the traditional classroom – <strong>in</strong> which <strong>in</strong>equality affects the<br />
student/teacher relationship, <strong>in</strong> a <strong>study</strong> circle the technical expert has no more<br />
status than other <strong>group</strong> members. Often, there is a facilitator whose job is not<br />
to master the subject the <strong>group</strong> is discuss<strong>in</strong>g, but to keep the learn<strong>in</strong>g process<br />
go<strong>in</strong>g. Study circles focus on self-realization and social transformation by<br />
encourag<strong>in</strong>g participants to blossom as <strong>in</strong>dividuals and to br<strong>in</strong>g about change<br />
<strong>in</strong> society.<br />
A detailed description <strong>of</strong> the <strong>study</strong> circle methodology as developed by the<br />
Study Circle Resource Centre (http://www.<strong>study</strong>circles.org/) is provided <strong>in</strong><br />
Appendix II. The materials on this web site are based on “Organiz<strong>in</strong>g<br />
Community-wide Dialogue for Action and Change”, a comprehensive guide to<br />
develop a community-wide <strong>study</strong> circle program from start to f<strong>in</strong>ish (Campbell<br />
et al., 2001).<br />
Some positive aspects <strong>of</strong> the <strong>study</strong> circles (Campbell et al., 2001) are:<br />
• A simple way to establish direct contact with the grassroots level.<br />
• Promotion <strong>of</strong> frank and open discussions.<br />
• Build<strong>in</strong>g <strong>of</strong> self-confidence and awareness creation.<br />
• Equip<strong>in</strong>g people with new ideas.<br />
• Development <strong>of</strong> critical analysis<br />
• Promotion <strong>of</strong> teamwork<br />
Study Circles <strong>in</strong> north America and Western Europe<br />
United States <strong>of</strong> America<br />
Study Circles orig<strong>in</strong>ate from the civic and labour movements <strong>of</strong> the early<br />
1900’s <strong>in</strong> the United States <strong>of</strong> America and Canada. In 1989 the Study Circle<br />
4
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Resource Centre (SCRC) 5 was established <strong>in</strong> the USA to f<strong>in</strong>d ways for all<br />
k<strong>in</strong>ds <strong>of</strong> people to engage <strong>in</strong> dialogue and problem solv<strong>in</strong>g on critical social<br />
and political issues. SCRC helps communities by giv<strong>in</strong>g them the tools to<br />
organize productive dialogue, recruit diverse participants, f<strong>in</strong>d solutions, and<br />
work for action and change. SCRC works with many k<strong>in</strong>ds <strong>of</strong> communities, on<br />
many different issues. In a large-scale <strong>study</strong> circle programme, people all over<br />
a neighborhood, city, county, school district, or region meet <strong>in</strong> diverse <strong>study</strong><br />
circles over the same period <strong>of</strong> time. All the <strong>study</strong> circles work on the same<br />
issue and seek solutions for the whole community. At the end <strong>of</strong> the circles,<br />
people from all the <strong>group</strong>s work together on the action ideas that come out <strong>of</strong><br />
the <strong>study</strong> circles.<br />
The ma<strong>in</strong> activities <strong>of</strong> the SCRC are to:<br />
• Provide consultation to community leaders, free <strong>of</strong> charge, at every stage<br />
<strong>of</strong> creat<strong>in</strong>g a <strong>study</strong> circle program. This <strong>in</strong>cludes advice on: how to develop<br />
a strong, diverse organiz<strong>in</strong>g coalition; how to set program goals and f<strong>in</strong>d<br />
ways to assess progress; how to develop or customize discussion guides;<br />
establish<strong>in</strong>g the community’s capacity to tra<strong>in</strong> facilitators; connect<strong>in</strong>g<br />
dialogue to action and change.<br />
• Publish how-to materials that are easy to use. These <strong>in</strong>clude: a<br />
comprehensive guide to organiz<strong>in</strong>g community-wide <strong>study</strong> circle programs;<br />
a guide to tra<strong>in</strong><strong>in</strong>g facilitators; and <strong>study</strong> circle guides on a wide range <strong>of</strong><br />
issues.<br />
The Netherlands<br />
The history <strong>of</strong> Dutch <strong>study</strong> circles reaches back to the late n<strong>in</strong>eteenth century.<br />
Stories are known from that era about <strong>farmer</strong>s who came together for<br />
<strong>in</strong>stance after church on Sunday to discuss the season-related affairs on their<br />
farms. They would talk about everyday bus<strong>in</strong>ess but also about the prospects<br />
<strong>of</strong> <strong>in</strong>novations like the <strong>in</strong>troduction <strong>of</strong> maize or fertiliser. Farmer <strong>study</strong> <strong>group</strong>s<br />
have been popular <strong>in</strong> the Netherlands s<strong>in</strong>ce they first started. Horticulture saw<br />
the first consolidation, with such <strong>group</strong>s becom<strong>in</strong>g the backbone <strong>of</strong> knowledge<br />
management for growers <strong>of</strong> vegetables, flowers and ornamentals <strong>in</strong><br />
glasshouses. In this sector, research and extension could not produce results<br />
quickly enough for <strong>farmer</strong>s. So <strong>farmer</strong>s sought other ways to develop<br />
knowledge and exchange <strong>in</strong>formation on <strong>in</strong>novations, pr<strong>in</strong>cipally through<br />
<strong>study</strong> circles or <strong>group</strong>s (Guijt and Proost, 2002).<br />
Dutch agriculture today conta<strong>in</strong>s <strong>study</strong> circles or <strong>group</strong>s with a range <strong>of</strong><br />
features. The smallest <strong>group</strong>s consist <strong>of</strong> no more than eight to twelve<br />
members. They focus on a specific crop or sector or on a related topic, such<br />
as market<strong>in</strong>g or soil fertilisation. The largest <strong>group</strong>s can be found <strong>in</strong> dairy<br />
farm<strong>in</strong>g with 80 to 100 <strong>farmer</strong>s who meet a few times dur<strong>in</strong>g the w<strong>in</strong>ter.<br />
Sweden<br />
5 A project <strong>of</strong> The Paul J. Aicher Foundation, a private, nonpr<strong>of</strong>it, nonpartisan foundation<br />
whose mission is "to advance deliberative democracy and improve the quality <strong>of</strong> public life <strong>in</strong><br />
the United States." Annual budget: $1.4 million. SCRC's core budget is underwritten by The<br />
Paul J. Aicher Foundation.<br />
5
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Sweden imported the idea <strong>of</strong> <strong>study</strong> circles from the USA at the end <strong>of</strong> the 19th<br />
century, when the approach was put forward as an answer to poverty and<br />
illiteracy <strong>in</strong> rural Sweden and to engage the society <strong>in</strong> democracy. In Sweden<br />
today the <strong>study</strong> circle is the most typical form <strong>of</strong> liberal adult education. Every<br />
year one-third <strong>of</strong> the Swedish adult population is engaged <strong>in</strong> some form <strong>of</strong><br />
adult education through <strong>study</strong> circles. The government has subsidized this<br />
form <strong>of</strong> education s<strong>in</strong>ce 1947. The <strong>study</strong> circle concept has developed <strong>in</strong>to a<br />
broader education movement called “Education for the people” designed for<br />
personal growth and social responsibility. In Sweden this process has been<br />
shown to strongly contribute to democratic development <strong>in</strong> society and to be<br />
one <strong>of</strong> the ma<strong>in</strong> contribut<strong>in</strong>g factors to the village movement, which has lead<br />
to thousand <strong>of</strong> active local community <strong>group</strong>s organised as networks and<br />
associations, and to the development <strong>of</strong> one <strong>of</strong> the world’s strongest <strong>farmer</strong><br />
cooperative movements.<br />
African Study Circle experiences<br />
After the successful <strong>in</strong>troduction <strong>of</strong> the Study Circle concept <strong>in</strong> Sweden, s<strong>in</strong>ce<br />
1997 the Swedish Cooperative Centre (SCC) has progressively promoted the<br />
concept and methodology as a tool for tra<strong>in</strong><strong>in</strong>g and education among its<br />
partner organisations <strong>in</strong> Southern, and more recently also <strong>in</strong> Eastern Africa<br />
(see Table 1). By then the Zimbabwe Farmers Union (ZFU), the oldest SCC<br />
local partner <strong>in</strong> the region had already been us<strong>in</strong>g <strong>study</strong> circles for seven<br />
years. Currently six SCC local partner organisations and two SCC directly<br />
implemented projects are us<strong>in</strong>g the methodology. Three new partner<br />
organisations <strong>in</strong> South Africa and one <strong>in</strong> Malawi are <strong>in</strong> the process <strong>of</strong><br />
develop<strong>in</strong>g and <strong>in</strong>corporat<strong>in</strong>g the methodology <strong>in</strong> their tra<strong>in</strong><strong>in</strong>g and education<br />
programmes.<br />
In the SCC Southern Africa programme the <strong>study</strong> circle concept has<br />
developed <strong>in</strong>to a ma<strong>in</strong> vehicle for agricultural development. In the African<br />
context the <strong>study</strong> circle is a small learn<strong>in</strong>g <strong>group</strong> <strong>of</strong> people (5-15) that come<br />
together to learn about a particular subject <strong>in</strong> which they are all <strong>in</strong>terested and<br />
want to learn more about. The <strong>group</strong> identifies someone amongst them, the<br />
<strong>study</strong> circle leader, who is responsible for facilitat<strong>in</strong>g the discussion and<br />
learn<strong>in</strong>g <strong>in</strong> the <strong>group</strong>. The <strong>study</strong> circle leader is not a teacher but only a<br />
facilitator. The Study Circle leader is tra<strong>in</strong>ed by the Study Group<br />
facilitator/Organiser on how to manage the learn<strong>in</strong>g process. This type <strong>of</strong><br />
<strong>farmer</strong>-to-<strong>farmer</strong> tra<strong>in</strong><strong>in</strong>g is an important element for the cost-effective and<br />
broad outreach seen <strong>in</strong> especially Zimbabwe. In essence <strong>study</strong> circles are<br />
community or member driven. Groups use <strong>study</strong> materials to guide and<br />
enhance the learn<strong>in</strong>g process. The material could be <strong>in</strong> written form such as<br />
handbooks adapted for <strong>study</strong> circles (e.g. the Small Holder Drought Mitigation<br />
self-<strong>study</strong> materials), pamphlets, magaz<strong>in</strong>es or an audiotape. Study material<br />
is meant to provide the necessary additional factual/technical <strong>in</strong>formation to<br />
the <strong>group</strong>. The emphasis for learn<strong>in</strong>g <strong>in</strong> the <strong>group</strong> is focussed on discussion,<br />
analys<strong>in</strong>g the factual <strong>in</strong>formation, experiment<strong>in</strong>g and relat<strong>in</strong>g it to own<br />
practical experience. A <strong>study</strong> <strong>group</strong> meets regularly for 2-3 hours to discuss<br />
and learn about their topic <strong>of</strong> <strong>in</strong>terest. Topics covered by <strong>study</strong> circles are not<br />
only agricultural topics but also issues that are <strong>of</strong> concern to them as a <strong>group</strong><br />
or as a community such as health, HIV/AIDS, sav<strong>in</strong>gs and credit and human<br />
6
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
rights. By work<strong>in</strong>g <strong>in</strong> <strong>group</strong>s <strong>of</strong> mixed ages and sex <strong>in</strong> a participatory and<br />
democratic manner, these <strong>group</strong>s also stimulate collective action and<br />
<strong>in</strong>dividual self-confidence. A <strong>study</strong> circle is completed once the <strong>group</strong> f<strong>in</strong>ished<br />
<strong>study</strong><strong>in</strong>g the particular topic. A <strong>study</strong> season usually stretches over two<br />
months dur<strong>in</strong>g the low peaks <strong>of</strong> farm<strong>in</strong>g activities. Next <strong>study</strong> season, new<br />
<strong>study</strong> circles starts with new topic based on the choice <strong>of</strong> the members <strong>of</strong> the<br />
<strong>group</strong>. Farmers that have completed their studies <strong>in</strong> a <strong>study</strong> circle may be<br />
awarded a certificate to acknowledge their accomplishment.<br />
Visible impact <strong>of</strong> <strong>study</strong> circles <strong>in</strong> SCC supported projects particularly <strong>in</strong><br />
Zambia and Zimbabwe has steered <strong>in</strong>terest from other NGOs to use the<br />
methodology with their partners, which also <strong>in</strong>cludes the government<br />
extension service. Examples are World Vision <strong>in</strong> Zimbabwe and PLAN<br />
International <strong>in</strong> Zambia. Organisations <strong>in</strong>dicate that the ma<strong>in</strong> reasons why<br />
they f<strong>in</strong>d the method attractive are that:<br />
• Participation <strong>in</strong> <strong>study</strong> circles motivates people and empowers them to<br />
make demands for certa<strong>in</strong> services.<br />
• In <strong>study</strong> circles awareness and learn<strong>in</strong>g is from with<strong>in</strong> the <strong>group</strong> rather<br />
than from outside and therefore promotes self reliance.<br />
• The method is cost effective. You do not require a full time resource<br />
person, transportation <strong>of</strong> participants over long distances or costs for the<br />
venue. You can also reach more people particularly women.<br />
In response to demand from organisations us<strong>in</strong>g the method SCC <strong>in</strong> 2004<br />
established a Regional Resource Centre (RRC), which is based <strong>in</strong> Lusaka.<br />
The ma<strong>in</strong> role <strong>of</strong> the RRC is to support <strong>study</strong> circle activities through<br />
facilitat<strong>in</strong>g tra<strong>in</strong><strong>in</strong>g and access to <strong>study</strong> circle facilitation guides.<br />
7
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Table 1. Characterisitcs <strong>of</strong> African Study Circles <strong><strong>in</strong>itiatives</strong> 6<br />
Country Project Implemet<strong>in</strong>g Institutions Donors<br />
Year<br />
started<br />
Year<br />
ended<br />
MTs<br />
(Cumm.) Facilitators FSGs<br />
Farmers<br />
Tra<strong>in</strong>ed Contacts<br />
Kenya Community<br />
Empowerment and<br />
Enterprise Development<br />
through Cooperatives<br />
SCC, MoCDM SCC 2002 2005 30 96 179 nda George Onyango,<br />
george.onyango@<strong>africa</strong>onl<strong>in</strong>e.co.ke<br />
Malawi<br />
Capacity Build<strong>in</strong>g and<br />
Member Mobilisation<br />
Mozambique Farmers' Bus<strong>in</strong>ess<br />
Development and<br />
Capacity Build<strong>in</strong>g Project<br />
Malawi Union <strong>of</strong> Sav<strong>in</strong>gs<br />
and Credit<br />
SCC 2002 2005 26 32 236 nda A. Ngwira, muscogm@eomw.net<br />
UCAMA SCC 2004 On-go<strong>in</strong>g 1 16 18 266 Saide Mapundo,<br />
saide77@hotmail.com<br />
Uganda<br />
FETAS/YEECO<br />
Uganda Cooperative<br />
Alliance<br />
SCC 2001 On-go<strong>in</strong>g 67 418 1795 nda Stephen Mus<strong>in</strong>guzi,<br />
smus<strong>in</strong>guzi@uca.co.ug<br />
Uganda National Farmers<br />
Federation<br />
Zambia<br />
Eco-Regional<br />
Development Project<br />
Kasisi Agriculture Tra<strong>in</strong><strong>in</strong>g<br />
Centre<br />
SCC 2001 On-go<strong>in</strong>g 4 206 80 884 Aust<strong>in</strong> Chilala<br />
Local Level Farmers<br />
Bus<strong>in</strong>ess Development<br />
Project<br />
Zambia National Farmers<br />
Union<br />
SCC 2001 On-go<strong>in</strong>g 50 nda 1234 13450<br />
Zimbabwe<br />
Agricultural Support<br />
Programme<br />
MFP-Katete<br />
Smallholders Drought<br />
Mitigation Programme<br />
Ramboll Natura<br />
(consortium leader)<br />
Zambia National Farmers<br />
Union<br />
District Inter-sectoral<br />
Committees<br />
??? WVI, AREX, LPD, RDCs,<br />
Dvet<br />
Market Facilitation Project Zimbabwe National<br />
Farmers Union<br />
SCC 2003 2007 - 221 421 nda Reynolds Shula, rshula@asp.org.zm<br />
SCC 2005 On-go<strong>in</strong>g 1 4 8 nda<br />
SCC 1997 On-go<strong>in</strong>g 84 614 16328 ncda Marcus Hakutangwi,<br />
marcus.hakutangwi@sccrosa.org<br />
DFID 2002 On-go<strong>in</strong>g 385 5901 819 17477 Marcus Hakutangwi,<br />
marcus.hakutangwi@sccrosa.org<br />
SCC 2004 On-go<strong>in</strong>g 1 28 5 nda Elijah Mwale,<br />
znfupetauke@zamtel.zm<br />
6 This <strong>in</strong>formation was compiled based on the <strong><strong>in</strong>ventory</strong> <strong>in</strong>formation as presented <strong>in</strong> the sub-regional report for Eastern and Southern Africa<br />
(Masendeke, 2006).<br />
9
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Farmer Field Schools<br />
The Farmer Field School (FFS) grew out <strong>of</strong> the Tra<strong>in</strong><strong>in</strong>g and Visit (T&V) process<br />
<strong>in</strong> 1988 through improvements needed at the time to address the national threat<br />
<strong>of</strong> a rice <strong>in</strong>sect outbreak <strong>in</strong> Indonesia that depended on local complex decision<br />
mak<strong>in</strong>g by <strong>farmer</strong>s <strong>in</strong> their fields. Under T&V, schooled extension staff were<br />
expected to be experts deliver<strong>in</strong>g messages from research to <strong>farmer</strong>s, but many<br />
messages were <strong>in</strong>appropriate, too simple and the messengers not local experts.<br />
This “technology transfer” model was not function<strong>in</strong>g to manage large-scale<br />
outbreaks <strong>of</strong> the rice brown planthopper which threatened rice self-sufficiency <strong>in</strong><br />
Asia, nor were the more than US$150 million <strong>in</strong> pesticide subsidies (FFS<br />
programmes cost significantly less). In FFS, extension staff became “facilitators”<br />
who assisted men and women <strong>farmer</strong>s to merge local <strong>in</strong>digenous knowledge with<br />
modern scientific rice ecological knowledge. The changed relationship honored<br />
local <strong>farmer</strong> expertise and allowed for better relationship with their external<br />
extension staff while encourag<strong>in</strong>g new ecological science to be <strong>in</strong>corporated <strong>in</strong>to<br />
decision mak<strong>in</strong>g. In these traditional cultures, it was also culturally <strong>in</strong>appropriate<br />
for young extension staff to <strong>in</strong>struct older <strong>farmer</strong>s but not culturally <strong>in</strong>appropriate<br />
for them to lead learn<strong>in</strong>g activities. Other FFS changes <strong>in</strong>cluded promotion <strong>of</strong><br />
<strong>farmer</strong> facilitators who were <strong>of</strong>ten considered better than external extension<br />
agents because they knew local terms (e.g. terms from that particular village<br />
related to particular <strong>in</strong>sects, pathogens, etc.) and knew participants better. The<br />
hands-on nature <strong>of</strong> FFS experiential learn<strong>in</strong>g is merely a good educational<br />
practice <strong>of</strong> us<strong>in</strong>g more senses <strong>in</strong> a learn<strong>in</strong>g process. The FFS form and structure<br />
therefore grew from the practical need for field observation and decision mak<strong>in</strong>g<br />
practice, use <strong>of</strong> a facilitative leader, or formation <strong>of</strong> a local <strong>group</strong> to self-organise<br />
the <strong>study</strong> field and participants. Weekly (most annual crops and livestock), biweekly<br />
(some long-term crops) or monthly (most perennial crops) regular<br />
schedules <strong>of</strong> meet<strong>in</strong>g developed as a compromise between learn<strong>in</strong>g cycles<br />
based on crop management tim<strong>in</strong>g and <strong>farmer</strong> schedules. It should be noted that<br />
models such as functional literacy, children’s primary health care and other<br />
practical programmes were used dur<strong>in</strong>g design processes under an adult<br />
education team leader. Appendix III provides a short practical description <strong>of</strong> the<br />
FFS approach.<br />
FFS <strong>in</strong> Africa 7<br />
After a brief <strong>in</strong>troduction <strong>in</strong> Sudan <strong>in</strong> 1993 and Kenya <strong>in</strong> 1995, a larger-scale<br />
launch <strong>of</strong> the FFS approach <strong>in</strong> Africa actually started <strong>in</strong> Zimbabwe <strong>in</strong> 1997. FFSs<br />
are presently be<strong>in</strong>g conducted by a wide range <strong>of</strong> <strong>in</strong>stitutions <strong>in</strong> Africa, <strong>in</strong>clud<strong>in</strong>g<br />
FAO, DANIDA, many national governments, and numerous NGOs. Unique<br />
challenges have arisen while attempt<strong>in</strong>g to apply this approach, first developed <strong>in</strong><br />
Asia, <strong>in</strong> Africa. At its <strong>in</strong>troduction <strong>in</strong> Africa the focus <strong>of</strong> FFSs was on <strong>in</strong>tegrated<br />
production and pest management (IPPM) because <strong>of</strong> the relatively low levels <strong>of</strong><br />
production and pesticide usage. Cotton, vegetables and tobacco are the largest<br />
7 For detailed <strong>in</strong>formation on FFS development <strong>in</strong> Africa, see Appendix II <strong>of</strong> Braun et al. (2006)<br />
10
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
recipients <strong>of</strong> pesticide treatments. For example, <strong>in</strong> cotton IPPM, most <strong>farmer</strong>s<br />
conclude that they are over-us<strong>in</strong>g pesticides and under-us<strong>in</strong>g quality seed,<br />
irrigation and fertilisers.<br />
In rice IPPM as well,<br />
<strong>farmer</strong>s learn to improve<br />
yields without <strong>in</strong>creas<strong>in</strong>g<br />
use <strong>of</strong> (or beg<strong>in</strong>n<strong>in</strong>g to<br />
use) costly pesticides.<br />
In Africa the problem <strong>of</strong><br />
pesticide use was less<br />
apparent and as a result<br />
several <strong>in</strong>novations have<br />
taken place s<strong>in</strong>ce FFSs<br />
were <strong>in</strong>troduced from<br />
Asia. First is the<br />
<strong>in</strong>clusion <strong>of</strong> more health<br />
and nutrition “special<br />
topics” due to the low<br />
level <strong>of</strong> awareness by<br />
<strong>farmer</strong>s about the<br />
dynamics <strong>of</strong> diseases<br />
such as HIV/AIDS and<br />
malaria that are crippl<strong>in</strong>g<br />
many rural communities.<br />
Basic nutrition, water<br />
boil<strong>in</strong>g, <strong>in</strong>test<strong>in</strong>al<br />
parasites and women’s<br />
reproductive health are<br />
<strong>in</strong>cluded <strong>in</strong> FFSs by non-<br />
IPPM extension <strong>of</strong>ficers<br />
or NGO guest<br />
facilitators. Perhaps the<br />
most excit<strong>in</strong>g <strong>in</strong>novation,<br />
Table 2. Summary data <strong>of</strong> FFS implementation<br />
<strong>in</strong> Africa (1993-2005); for detailed <strong>in</strong>formation<br />
see Appendix II <strong>of</strong> Braun et al. (2006)<br />
Country Start Facilitators/ Farmers FFS<br />
Year Tra<strong>in</strong>ers tra<strong>in</strong>ed<br />
Angola 2005 nda nda Nda<br />
Ben<strong>in</strong> 2001 125 ~1500 80<br />
Burk<strong>in</strong>a Faso 2001 > 217 > 6,253 360<br />
Cameroon 2003 58 nda 64<br />
DR Congo 2002 848 11,281 357<br />
Ethiopia 1999 > 500 > 2210 ~571<br />
Gambia 2004 nda nda Nda<br />
Ghana 1996 nda nda Nda<br />
Ivory Coast nda 41 nda 126<br />
Kenya 1996 ~1,660 nda ~2300<br />
Madagascar nda nda nda Nda<br />
Malawi 2001 32 nda >77<br />
Mali 1997 >179 >7,693 >430<br />
Mozambique 2001 >158 ~1,605 243<br />
Namibia 2004 40 240 8<br />
Niger 2001 ~50 ~500 25<br />
Nigeria 2001 >90 >1,000 >57<br />
Rwanda 2005 nda nda nda<br />
Senegal 2000 >277 >6,468 >370<br />
Sierra Leone 2003 260 18,400 736<br />
South Africa nda nda Nda Nda<br />
Sudan 1993 1,626 4,197 >812<br />
Tanzania 1997 >456 >10,000 >560<br />
Togo 2004 30 307 12<br />
Uganda 1999 >290 nda >500<br />
Zambia 1999 ~382 ~1,900 ~140<br />
Zimbabwe 1997 166 >3,500 >480<br />
Source: Braun et al. (2006)<br />
developed by womens’ <strong>group</strong>s <strong>in</strong> Western Kenya, are “commercial plots” which<br />
are <strong>group</strong> production plots adjacent to the FFS learn<strong>in</strong>g plots. Such commercial<br />
plots allow the <strong>group</strong>s to raise funds and become self-f<strong>in</strong>anc<strong>in</strong>g <strong>in</strong> their activities.<br />
Efforts are underway to <strong>in</strong>stitutionalise these commercial plots <strong>in</strong> the FFSs so<br />
that they will be largely self-f<strong>in</strong>anced from the outset <strong>of</strong> programs. The<br />
International Fund for Agricultural Development (IFAD) is fund<strong>in</strong>g a four-country<br />
effort to develop the methodology by work<strong>in</strong>g with these <strong>in</strong>novative FFS <strong>group</strong>s.<br />
As a result <strong>of</strong> the <strong>in</strong>terests shown by <strong>farmer</strong>s <strong>in</strong> health and nutrition, FAO,<br />
Wagen<strong>in</strong>gen University and Research Centre (WUR) and other <strong>in</strong>stitutions are <strong>in</strong><br />
the process <strong>of</strong> adapt<strong>in</strong>g the approach to work with vector-borne diseases (Van<br />
den Berg and Knols, 2006) such as malaria and bilharzia, particularly <strong>in</strong> West<br />
Africa. The gender and development service <strong>of</strong> FAO has put a large effort <strong>in</strong><br />
11
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
adapt<strong>in</strong>g the approach <strong>in</strong> the area <strong>of</strong> health, particularly on HIV/AIDS and, also<br />
work<strong>in</strong>g with young orphans. These so-called Farmer Life Schools (FLS) and<br />
Junior Farmer Field and Life Schools (JFFLS) have built on the experience <strong>in</strong><br />
Cambodia; pilots are tak<strong>in</strong>g place <strong>in</strong> Kenya, Mozambique, Namibia, South Africa,<br />
Zambia and Zimbabwe (Djeddah, 2005).<br />
ILRI started adapt<strong>in</strong>g the FFS approach <strong>in</strong> Kenya <strong>in</strong> 2001 for similarly complex<br />
situations like animal health and production (M<strong>in</strong>jauw et al., 2002). As a result <strong>of</strong><br />
the demand for livestock activities, ILRI now provides tra<strong>in</strong><strong>in</strong>g and capacity<br />
build<strong>in</strong>g support <strong>in</strong> various other countries, such as Tanzania, Uganda, Pakistan,<br />
Costa Rica and others.<br />
The water and soil services <strong>of</strong> FAO, <strong>in</strong> collaboration with ICRISAT and national<br />
extension, have been especially active <strong>in</strong> Eastern and Southern Africa<br />
develop<strong>in</strong>g FFSs for soil husbandry, m<strong>in</strong>imum tillage conservation agriculture,<br />
soil conservation, water harvest<strong>in</strong>g and water moisture management <strong>in</strong> ra<strong>in</strong>-fed<br />
systems (Hughes and Venema, 2005; FAO/IIRR, 2006), and a project <strong>in</strong> Kenya<br />
will also start to tackle land degradation. These new field schools comb<strong>in</strong>e both<br />
educational and participatory technology development (PTD) methods.<br />
In West Africa FFS developments have largely rema<strong>in</strong>ed <strong>in</strong> deepen<strong>in</strong>g IPPM and<br />
diversification to other crops – cowpea by IITA though Projet Niébé pour l’Afrique<br />
(PRONAF) and cocoa by IITA through Susta<strong>in</strong>able Tree Crop Program (STCP).<br />
After the <strong>in</strong>troduction <strong>in</strong> West Africa <strong>in</strong> Ghana <strong>in</strong> 1996 a steady <strong>in</strong>crease <strong>in</strong> the<br />
number <strong>of</strong> West African countries has occurred s<strong>in</strong>ce, ma<strong>in</strong>ly thanks to a number<br />
<strong>of</strong> regional programmes.<br />
Also <strong>in</strong> Africa, FFSs are becom<strong>in</strong>g the foundation <strong>of</strong> field-based food security<br />
programmes and tak<strong>in</strong>g on a new role. Under IPM, <strong>farmer</strong>s learn to better<br />
manage their crop for efficient use <strong>of</strong> resources (time, <strong>in</strong>puts, etc.). After the FFS,<br />
which is typically one to two seasons, <strong>farmer</strong>s graduate with new skills. In fact,<br />
many <strong>group</strong>s <strong>of</strong> <strong>farmer</strong>s <strong>in</strong> FFSs decide to cont<strong>in</strong>ue their <strong>group</strong> as some type <strong>of</strong><br />
<strong>in</strong>formal or formal association as they have built trust and confidence together.<br />
This is a natural occurrence not unlike the emergence <strong>of</strong> alumni associations or<br />
the cont<strong>in</strong>uity <strong>of</strong> Lions or Rotary Clubs. A new trend that is emerg<strong>in</strong>g is market<strong>in</strong>g<br />
networks <strong>in</strong> FFSs that cooperate as a larger unit (Khisa and He<strong>in</strong>emann, 2005;<br />
KIT/Faida MaLi/IIRR, 2006). FFS networks <strong>in</strong> Western Kenya consist <strong>of</strong> about<br />
3,000 <strong>farmer</strong>s per district and have won supermarket contracts for IPM tomatoes.<br />
The skills required for shipp<strong>in</strong>g the right quality and quantity at the right time are<br />
new to these <strong>farmer</strong>-owned networks and therefore the FFS curriculum is mov<strong>in</strong>g<br />
towards management topics as well.<br />
A critical role <strong>of</strong> FFSs is the ability to up-scale by spread<strong>in</strong>g out. A programme for<br />
250,000 <strong>farmer</strong>s over 5 years is planned <strong>in</strong> Sierra Leone, another for over a<br />
million <strong>farmer</strong>s <strong>in</strong> Kenya and larger programmes <strong>in</strong> Tanzania. Up-scal<strong>in</strong>g is<br />
possible because <strong>farmer</strong>s can lead the largely hands-on activities <strong>of</strong> a welldesigned<br />
FFS. In these programmes, the FFS complements other methodologies<br />
<strong>in</strong>clud<strong>in</strong>g <strong>farmer</strong>-to-<strong>farmer</strong> methods that have been found to be best for<br />
straightforward see-and-do methods such as water harvest<strong>in</strong>g and storage as<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
well as PTD methods for production systems where new solutions emerge from<br />
collaboration between <strong>farmer</strong>s and researcher experts – the successful<br />
Agricultural Technology and Information Response Initiative (ATIRI) activities by<br />
the Kenya Agricultural Research Institute (KARI) are a model system. Radio and<br />
other mass media play a role for motivation and <strong>in</strong>formation exchange especially<br />
where <strong>farmer</strong> <strong>in</strong>terviews are used.<br />
Local Learn<strong>in</strong>g Groups (IED Afrique 8 )<br />
Local Learn<strong>in</strong>g Groups have evolved as a methodology developed <strong>in</strong> the IIED<br />
West African Drylands Programme. The overall objective <strong>of</strong> this programme is<br />
promot<strong>in</strong>g better and more susta<strong>in</strong>able livelihoods for people <strong>in</strong> Africa’s<br />
drylands 9 . It <strong>in</strong>volves carry<strong>in</strong>g out research together with African and European<br />
partners on policy issues <strong>of</strong> direct concern to poor people liv<strong>in</strong>g <strong>in</strong> Africa, and<br />
build<strong>in</strong>g the capacities <strong>of</strong> these and other <strong>group</strong>s to act on the results <strong>of</strong> this<br />
knowledge <strong>in</strong> an <strong>in</strong>formed and equitable manner.<br />
The programme covers six ma<strong>in</strong> fields:<br />
• Land rights and tenure<br />
• Manag<strong>in</strong>g the commons<br />
• Legal empowerment for secure resource access<br />
• Support<strong>in</strong>g pastoral civil society<br />
• Enhanc<strong>in</strong>g dryland livelihoods and market opportunities <strong>in</strong> a globalis<strong>in</strong>g world<br />
• Mak<strong>in</strong>g decentralisation work<br />
With<strong>in</strong> these ma<strong>in</strong> fields, there are Farmer Support Group <strong><strong>in</strong>itiatives</strong> <strong>in</strong> the form <strong>of</strong><br />
Learn<strong>in</strong>g Groups, particularly <strong>in</strong> the “mak<strong>in</strong>g decentralisation work” subprogramme.<br />
These Local Learn<strong>in</strong>g Groups are particularly useful for reconcil<strong>in</strong>g<br />
divergent positions between different actors over shared resources and, if<br />
properly managed, they provide a very powerful <strong>in</strong>strument for address<strong>in</strong>g issues<br />
<strong>of</strong> conflict, equity and susta<strong>in</strong>able resource management. Through this approach,<br />
it is possible to create the conditions for <strong>in</strong>formed dialogue at different levels -<br />
local, national and regional. This tool was designed <strong>in</strong> Phase I <strong>of</strong> the programme,<br />
tested and applied pr<strong>in</strong>cipally <strong>in</strong> Senegal and, to a lesser extent Mali and Burk<strong>in</strong>a<br />
Faso. Phase II will aim to dissem<strong>in</strong>ate this approach <strong>in</strong> other countries and<br />
provide backstopp<strong>in</strong>g support <strong>in</strong> its adaptation and use.<br />
Farmer-To-Farmer Tra<strong>in</strong><strong>in</strong>g Programme<br />
This is an extension approach that uses demonstration plots as a learn<strong>in</strong>g tool for<br />
a <strong>group</strong> <strong>of</strong> <strong>farmer</strong>s usually organised <strong>in</strong>to clubs. Facilitators are drawn from<br />
8 From 1 September 2005, IIED Sahel has become an <strong>in</strong>dependent organisation named IED<br />
Afrique (IED: Innovations, Environnement et Développement)<br />
9 The Drylands Programme focues on the dryland belt <strong>of</strong> Sub-Saharan Africa, particularly the<br />
Sahel (Burk<strong>in</strong>a Faso, Mali, Niger and Senegal), several coastal countries <strong>in</strong> West Africa (Ghana,<br />
Côte d’Ivoire, Ben<strong>in</strong>, Nigeria), East Africa (Kenya, Tanzania, Uganda) and the Horn (Ethiopia).<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
<strong>farmer</strong>s who are tra<strong>in</strong>ed to facilitate learn<strong>in</strong>g. The clubs meet once a week for<br />
tra<strong>in</strong><strong>in</strong>g which ends with a visit to the demonstration plot where <strong>farmer</strong>s observe<br />
and discuss crop management requirements. These have been reported <strong>in</strong><br />
Malawi only.<br />
Master Farmer Tra<strong>in</strong><strong>in</strong>g Scheme<br />
This is probably the oldest <strong>group</strong> approach that started <strong>in</strong> 1920 and is still on<br />
go<strong>in</strong>g. The approach where a <strong>group</strong> <strong>of</strong> 25-30 <strong>farmer</strong>s undergo a two-year tra<strong>in</strong><strong>in</strong>g<br />
programme <strong>in</strong> crop production, farm mach<strong>in</strong>ery, farm management and livestock<br />
is exclusive to Zimbabwe. Farmers have to practice what they learn as a <strong>group</strong> <strong>in</strong><br />
their <strong>in</strong>dividual fields. The number <strong>of</strong> sessions attended and what the <strong>farmer</strong><br />
practices <strong>in</strong> their <strong>in</strong>dividual plot forms the basis for qualify<strong>in</strong>g for a Master Farmer<br />
Certificate. Literate <strong>farmer</strong>s can proceed to a second stage- Advanced Master<br />
Farmer Scheme where there is a written exam at the end <strong>of</strong> a year to get an<br />
Advanced Master Farmer Certificate. The <strong>group</strong> meets twice a month four hours.<br />
The approach uses modules as tra<strong>in</strong><strong>in</strong>g materials. The theoretical tra<strong>in</strong><strong>in</strong>g is<br />
usually followed by demonstrations where possible.<br />
Farmer-To-Farmer Extension<br />
Zaï Field Schools - Burk<strong>in</strong>a Faso<br />
In the village <strong>of</strong> Somyanga <strong>in</strong> Yatenga Region (Burk<strong>in</strong>a Faso), Ousséni Zoromé<br />
<strong>in</strong>itiated the “Zaï Field School” approach. In 1992, he started tra<strong>in</strong><strong>in</strong>g some local<br />
<strong>farmer</strong>s how to make good Zaï 10 . This <strong>farmer</strong>-to-<strong>farmer</strong> extension developed on<br />
the <strong>in</strong>itiative <strong>of</strong> <strong>farmer</strong>s, which have now become service providers without<br />
remuneration for their time. This programme is implemented without a donor or<br />
implement<strong>in</strong>g organisation other than the <strong>in</strong>novative <strong>farmer</strong> himself: Ousséni<br />
Zoromé. Topical scope <strong>of</strong> learn<strong>in</strong>g is rehabilitat<strong>in</strong>g degraded land, soil fertility for<br />
grow<strong>in</strong>g millet and sorghum and re-establish woodlands. (Ouedraogo, A. and<br />
Sawadogo, H. 2000. Three models <strong>of</strong> extension by <strong>farmer</strong> <strong>in</strong>novators <strong>in</strong> Burk<strong>in</strong>a<br />
Faso. LEISA Magz<strong>in</strong>e 16-2: 21-22.)<br />
Regard<strong>in</strong>g the costs: each <strong>farmer</strong> <strong>group</strong> pays a contribution <strong>of</strong> 5000 CFA (US$ 8)<br />
to become a member <strong>of</strong> a regional union.<br />
Formal researchers and extensionists who have witnessed the success <strong>of</strong> this<br />
<strong>in</strong>itiative recognise that it is a practical model for participatory <strong>in</strong>novation<br />
development that puts the <strong>farmer</strong>s at the centre <strong>of</strong> a self-directed process <strong>of</strong><br />
learn<strong>in</strong>g and shar<strong>in</strong>g. Farmers <strong>in</strong> Yatenga Region and <strong>in</strong> other parts <strong>of</strong> the<br />
densely populated Central Plateau <strong>of</strong> Burk<strong>in</strong>a Faso are becom<strong>in</strong>g <strong>in</strong>creas<strong>in</strong>gly<br />
<strong>in</strong>terested <strong>in</strong> Zaï.<br />
10 Zaï is a plant<strong>in</strong>g pit with a diameter <strong>of</strong> 20-40 cm and a depth <strong>of</strong> 10-20 cm<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
4. SYNTHESIS<br />
This <strong><strong>in</strong>ventory</strong> <strong>of</strong> Farmer Study Groups has a large bias towards <strong>study</strong> circles<br />
and FFS 11 . Both <strong>study</strong> circles and FFS have potential to be scaled-up and<br />
<strong>in</strong>stitutionalised through ma<strong>in</strong>stream agricultural development programmes and<br />
through <strong>farmer</strong>/producer organisations. This section deals with key issues,<br />
challenges and opportunities, <strong>in</strong> light <strong>of</strong> scal<strong>in</strong>g-up, <strong>in</strong>stitutionalistion and<br />
demand-driven extension. Table 3 presents some key differences and similarities<br />
<strong>of</strong> Farmer Study Group approaches, <strong>in</strong>clud<strong>in</strong>g aspects such as learn<strong>in</strong>g<br />
tools/methods, facilitation and focus areas.<br />
Key Issues <strong>of</strong> FSGs<br />
Adult education pr<strong>in</strong>ciples. Both <strong>study</strong> circles and FFSs rely for their effects on<br />
the development <strong>of</strong> learner-centred curricula for experiential learn<strong>in</strong>g that takes<br />
place <strong>in</strong> the field, allow<strong>in</strong>g producers to observe, measure, analyse, assess and<br />
<strong>in</strong>terpret key (agro-ecosystem) relationships as the basis for mak<strong>in</strong>g <strong>in</strong>formed<br />
management decisions. The adult education concepts and pr<strong>in</strong>ciples 12 that<br />
underlie the design <strong>of</strong> curricula and <strong>of</strong> the learn<strong>in</strong>g cycle process have proven<br />
robust <strong>in</strong> all areas where FFSs have been developed. Study Circles largely rely<br />
for their success on wide community <strong>in</strong>volvement, demonstrat<strong>in</strong>g that the whole<br />
community is welcome and needed.<br />
Wide range <strong>of</strong> curricula. Study circles and FFSs have developed a wide range <strong>of</strong><br />
agricultural and non-agricultural curricula and learn<strong>in</strong>g processes. However, the<br />
orig<strong>in</strong>s <strong>of</strong> both approaches rema<strong>in</strong> different. The <strong>study</strong> circle concept <strong>in</strong> Africa<br />
had a broad range <strong>of</strong> entry po<strong>in</strong>ts from the onset – rang<strong>in</strong>g from agricultural<br />
topics to HIV/Aids, f<strong>in</strong>ancial management, market<strong>in</strong>g and leaderships skills. The<br />
FFS concept – orig<strong>in</strong>at<strong>in</strong>g from a fail<strong>in</strong>g extension system to cope with a pest<br />
problem <strong>in</strong> rice – has spread widely over the African cont<strong>in</strong>ent and has been<br />
adapted for a wide range <strong>of</strong> crops other than rice (<strong>in</strong>clud<strong>in</strong>g tree crops such as<br />
bananas, various high value crops such as vegetables and fruits, <strong>in</strong>dustrial crops<br />
such as cotton and cocoa). S<strong>in</strong>ce the <strong>in</strong>troduction <strong>in</strong> Africa FFS curricula and<br />
learn<strong>in</strong>g processes have also been further developed for the livestock sector<br />
(dairy<strong>in</strong>g, veter<strong>in</strong>ary care, poultry and <strong>in</strong>tegrated rice-duck systems, goat<br />
husbandry, aquaculture and fish<strong>in</strong>g), for land productivity issues (land and water<br />
management, soil fertility, land degradation), for a range <strong>of</strong> social and health,<br />
such as food security, HIV/AIDS and vector-born diseases, and environmental<br />
issues, such as water quality. These <strong>in</strong>novations have brought new types <strong>of</strong><br />
participants with<strong>in</strong> its ambit, <strong>in</strong>clud<strong>in</strong>g school children. In the course <strong>of</strong> the<br />
spread, adaptations have been made not only to suit the content and specific<br />
11 The sub-regional reports (Gordijn, 2006; Masendeke, 2006) largely focus on <strong>study</strong> circles and<br />
FFS.<br />
12 Adult-education concepts and pr<strong>in</strong>ciples used <strong>in</strong> FFS are expla<strong>in</strong>ed <strong>in</strong> CIP-UPWARD (2003)<br />
and Module 1.1 <strong>of</strong> FAO/IIRR (2006)<br />
15
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Table 3. Major differences and similarities <strong>in</strong> the FSG <strong><strong>in</strong>itiatives</strong> 13<br />
Parameter FFS Study Circles Farmer to <strong>farmer</strong><br />
Target <strong>farmer</strong>s and<br />
type <strong>of</strong> approach<br />
• Smallholder <strong>farmer</strong>s<br />
• Group approach<br />
• All categories <strong>of</strong><br />
<strong>farmer</strong>s<br />
Learn<strong>in</strong>g method/tool • Experiment<strong>in</strong>g/compari<br />
ng technologies<br />
• Participat<strong>in</strong>g and do<strong>in</strong>g<br />
• Discover<strong>in</strong>g<br />
• Experienc<strong>in</strong>g<br />
• Based on the subject<br />
<strong>of</strong> learn<strong>in</strong>g –crop,<br />
livestock<br />
Tra<strong>in</strong><strong>in</strong>g venue • Subject <strong>of</strong> learn<strong>in</strong>g<br />
field, crop, animal,<br />
rangeland<br />
Focus areas • Crops/livestock and<br />
associated discipl<strong>in</strong>es<br />
• HIV and AIDS<br />
• Bus<strong>in</strong>ess<br />
entrepreneurial skills<br />
• Capacity build<strong>in</strong>g<br />
• Entrepreneurial skills<br />
• Smallholder <strong>farmer</strong>s<br />
• Group approach<br />
• All categories <strong>of</strong> <strong>farmer</strong>s<br />
• Observations<br />
• Discussions based on<br />
experiences<br />
• Demonstrations<br />
• Study materials, booklets,<br />
field visits, exchange <strong>of</strong><br />
<strong>farmer</strong> experiences are an<br />
important <strong>in</strong>put<br />
• One <strong>of</strong> the <strong>group</strong> members<br />
( leader) who is accepted /<br />
chosen by the <strong>group</strong> and<br />
tra<strong>in</strong>ed facilitates the<br />
discussion<br />
• Shade<br />
• Demonstration site<br />
• Crops/livestock and<br />
associated discipl<strong>in</strong>es<br />
• HIV and AIDS<br />
• Capacity build<strong>in</strong>g<br />
• Bus<strong>in</strong>ess entrepreneurial<br />
skills<br />
• Market<strong>in</strong>g<br />
tra<strong>in</strong><strong>in</strong>g programme<br />
• Small holder <strong>farmer</strong>s<br />
l<strong>in</strong>ked to <strong>farmer</strong><br />
associations<br />
• Group approach<br />
• Observations<br />
• Discussions on<br />
Demonstrations<br />
• Teach<strong>in</strong>g/lectur<strong>in</strong>g<br />
• Shade, Demonstration<br />
site<br />
• Crops/livestock and<br />
associated discipl<strong>in</strong>es<br />
• HIV and AIDS<br />
Master <strong>farmer</strong> Tra<strong>in</strong><strong>in</strong>g<br />
Scheme<br />
• Small holder <strong>farmer</strong>s<br />
• Group approach<br />
• Tends to favour wellto-do<br />
<strong>farmer</strong>s<br />
• Demonstrations<br />
• Teach<strong>in</strong>g/Lectur<strong>in</strong>g/list<br />
en<strong>in</strong>g<br />
• Tra<strong>in</strong><strong>in</strong>g shade<br />
• Demonstration site<br />
• Crops/livestock and<br />
associated discipl<strong>in</strong>es<br />
• Farm management<br />
• Mechanisation<br />
Conventional extension<br />
approach 14<br />
• Small holder <strong>farmer</strong>s<br />
• Individual.<br />
• Group approach<br />
• Tends to favour wellto-do<br />
<strong>farmer</strong>s<br />
• Lectur<strong>in</strong>g / Teach<strong>in</strong>g /<br />
Listen<strong>in</strong>g<br />
• Demonstrations<br />
• Discussions<br />
• Tra<strong>in</strong><strong>in</strong>g shade<br />
• Demonstration site<br />
• Crops/livestock and<br />
associated discipl<strong>in</strong>es<br />
• Farm management<br />
• Mechanisation<br />
13 Adapted from Masendeke (2006)<br />
14 Included for comparison s<strong>in</strong>ce it is still the most commonly used extension approach <strong>in</strong> the region.<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Table 3. Major differences and similarities <strong>in</strong> the <strong>study</strong> <strong>group</strong> <strong><strong>in</strong>itiatives</strong> (cont<strong>in</strong>ued)<br />
Parameter FFS Study Circles Farmer to <strong>farmer</strong><br />
tra<strong>in</strong><strong>in</strong>g programme<br />
Meet<strong>in</strong>g schedule • Meet<strong>in</strong>gs are<br />
• Usually have a fixed day • Usually have a fixed<br />
scheduled to co<strong>in</strong>cide decided upon by the <strong>group</strong> day decided upon by<br />
with critical<br />
the <strong>group</strong><br />
management<br />
requirements <strong>of</strong><br />
enterprise<br />
• Most meet<strong>in</strong>gs<br />
targeted at critical<br />
stage <strong>of</strong> enterprise<br />
Duration <strong>of</strong> course • Season long<br />
• Complete <strong>study</strong><br />
Curriculum<br />
development process<br />
and ownership<br />
Farmer and their role<br />
<strong>in</strong> the learn<strong>in</strong>g<br />
process<br />
• Farmer orig<strong>in</strong>ated<br />
• Learner centred<br />
• Participator<br />
• Contributor<br />
• Decision maker<br />
Facilitator • Usually drawn from<br />
government extension<br />
systems and NGOs <strong>in</strong><br />
the first year<br />
• Include <strong>farmer</strong><br />
facilitators <strong>in</strong><br />
subsequent years<br />
• Depends on the number <strong>of</strong><br />
sessions that the <strong>group</strong><br />
chooses to cover and the<br />
depth <strong>of</strong> coverage<br />
• Usually 10 sessions<br />
• Farmer orig<strong>in</strong>ated<br />
• Farmer learn<strong>in</strong>g needs<br />
centred<br />
• Participator<br />
• Contributor<br />
• Decision maker<br />
• Season long • 2 years to complete<br />
ord<strong>in</strong>ary master <strong>farmer</strong><br />
and another 1 year for<br />
AMF<br />
• Tra<strong>in</strong><strong>in</strong>g and Crop<br />
production Units<br />
orig<strong>in</strong>ated<br />
• Tra<strong>in</strong><strong>in</strong>g material<br />
centred<br />
• Participator<br />
• Contributor<br />
• Decision maker<br />
Master <strong>farmer</strong> Tra<strong>in</strong><strong>in</strong>g<br />
Scheme<br />
Conventional extension<br />
approach 15<br />
• Scheduled • Adhoc<br />
• Extension/program<br />
orig<strong>in</strong>ated<br />
• Tra<strong>in</strong><strong>in</strong>g scheme<br />
programme centred<br />
• Passive Participator<br />
• Management decisions<br />
usually prescribed<br />
• Study Circle leader/<strong>farmer</strong> • Farmer tra<strong>in</strong>ers • Government extension<br />
system<br />
• Cont<strong>in</strong>uous and not<br />
focused.<br />
• Repetitive year <strong>in</strong> year<br />
out<br />
• Extension orig<strong>in</strong>ated<br />
• None existent<br />
• Observer<br />
• Listener<br />
• Management decisions<br />
prescribed<br />
• Government extension<br />
systems<br />
• NGOs<br />
15 Included for comparison s<strong>in</strong>ce it is still the most commonly used extension approach <strong>in</strong> the region.<br />
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Table 3. Major differences and similarities <strong>in</strong> the <strong>study</strong> <strong>group</strong> <strong><strong>in</strong>itiatives</strong> (cont<strong>in</strong>ued)<br />
Parameter FFS Study Circles Farmer to <strong>farmer</strong><br />
tra<strong>in</strong><strong>in</strong>g programme<br />
Facilitator and their<br />
role<br />
Expertise <strong>of</strong><br />
Facilitator on the<br />
subject<br />
Qualification to<br />
participate<br />
Evaluation and<br />
adoption<br />
• Facilitates learn<strong>in</strong>g<br />
• Spends time help<strong>in</strong>g<br />
<strong>farmer</strong>s conv<strong>in</strong>ce<br />
themselves that a<br />
given technology works<br />
• Expert <strong>in</strong> the subject at<br />
hand<br />
• Practically tra<strong>in</strong>ed over<br />
a long season period<br />
on the subject<br />
• None discrim<strong>in</strong>atory<br />
• No preconditions set<br />
• Together with <strong>farmer</strong>s<br />
• Adoption <strong>farmer</strong>’s<br />
choice<br />
• Facilitates learn<strong>in</strong>g<br />
• Encourages open<br />
discussion, prob<strong>in</strong>g<br />
search<strong>in</strong>g to arrive at<br />
<strong>farmer</strong>s own conclusions<br />
• Tra<strong>in</strong>ed <strong>in</strong> most areas to be<br />
covered<br />
• Usually theoretically tra<strong>in</strong>ed<br />
over a short period <strong>of</strong> time<br />
• None discrim<strong>in</strong>atory<br />
• No preconditions set<br />
• Together with <strong>farmer</strong>s<br />
• Adoption <strong>farmer</strong>’s choice<br />
• Facilitates learn<strong>in</strong>g<br />
• Teaches/ lectures<br />
• Strives to conv<strong>in</strong>ce<br />
<strong>farmer</strong>s that a given<br />
technology works<br />
• Tra<strong>in</strong>ed <strong>in</strong> most areas<br />
to be covered<br />
• Usually theoretically<br />
tra<strong>in</strong>ed over a short<br />
period <strong>of</strong> time<br />
• None discrim<strong>in</strong>atory<br />
• Need to belong to the<br />
Association<br />
• Together with <strong>farmer</strong>s<br />
• Adoption- peer<br />
pressure from<br />
Association colleagues<br />
Master <strong>farmer</strong> Tra<strong>in</strong><strong>in</strong>g<br />
Scheme<br />
• Teaches/lectures<br />
• Has to conv<strong>in</strong>ce the<br />
<strong>farmer</strong> that they need<br />
to attend 24 session<br />
and pass to qualify<br />
• Generally tra<strong>in</strong>ed <strong>in</strong><br />
Agriculture<br />
• A jack <strong>of</strong> all trades and<br />
master <strong>of</strong> none<br />
• Need to be able to<br />
write to advance to<br />
AMF<br />
• Evaluated by extension<br />
us<strong>in</strong>g a MF tra<strong>in</strong>ee<br />
Record Book<br />
• Adoption <strong>in</strong>fluenced by<br />
the need to pass the<br />
evaluation.<br />
Conventional extension<br />
approach 16<br />
• Teaches/lectures<br />
• Spends their time<br />
try<strong>in</strong>g to conv<strong>in</strong>ce<br />
<strong>farmer</strong>s that a given<br />
technology works<br />
• Generally tra<strong>in</strong>ed <strong>in</strong><br />
Agriculture<br />
• A jack <strong>of</strong> all trades and<br />
master <strong>of</strong> none<br />
• Evaluation usually<br />
<strong>of</strong>fice work<br />
• Adoption - persuasion,<br />
<strong>in</strong>fluenced by<br />
Extension for salary<br />
<strong>in</strong>crements/<br />
advancement<br />
16 Included for comparison s<strong>in</strong>ce it is still the most commonly used extension approach <strong>in</strong> the region.<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
purpose but also <strong>in</strong> the methodology. Innovations here <strong>in</strong>clude community-based<br />
selection <strong>of</strong> participants, “commercial plots” that enable participants to recover<br />
(some <strong>of</strong>) the costs <strong>of</strong> runn<strong>in</strong>g a school, <strong>farmer</strong> facilitators, spatially clustered<br />
FFFs, and a range <strong>of</strong> community-based <strong>in</strong>stitutional developments that capitalize<br />
on the self-confidence and leadership capacities created through the FFSs.<br />
Quality. Farmer Field Schools are vulnerable to loss <strong>of</strong> quality (and thus impact)<br />
<strong>in</strong> terms <strong>of</strong> (i) poor and <strong>in</strong>appropriate curriculum design, (ii) <strong>in</strong>adequate attention<br />
to the quality <strong>of</strong> the learn<strong>in</strong>g process, and (iii) poor or <strong>in</strong>appropriate facilitation. A<br />
crucial element <strong>in</strong> the implementation <strong>of</strong> FFS programmes is a tra<strong>in</strong><strong>in</strong>g <strong>of</strong><br />
facilitators (ToF) course by experienced tra<strong>in</strong>ers 17 . Such a course is preferably<br />
season-long, but as a consequence <strong>of</strong> decreas<strong>in</strong>g budgets, such course are<br />
reduced to short courses to a m<strong>in</strong>imum <strong>of</strong> two weeks. Backstopp<strong>in</strong>g <strong>of</strong> FFS<br />
programmes is <strong>of</strong>ten not carried out by such experienced MTs, which<br />
consequently reduces the quality <strong>of</strong> the programme.<br />
Costs. Study circles are relatively cheap <strong>in</strong> comparison to FFS, although no<br />
usable data <strong>of</strong> <strong>study</strong> circles were available to make a comparison. In Africa FFS<br />
are still largely criticized for be<strong>in</strong>g too expensive (as an extension method). If<br />
FFS are considered an (non-formal adult) educational method, costs are<br />
relatively low compared to traditional education systems. No comparative studies<br />
<strong>of</strong> FFS and other approaches have been done <strong>in</strong> Africa. Moreover, if costs were<br />
to be compared among approaches, a relation to the impact achieved –<br />
economic, social, environmental and production – would be required.<br />
Impact. Impact assessments <strong>of</strong> <strong>study</strong> circles <strong>in</strong> Africa have not been carried out<br />
so far. Masendeke (2006) reports that <strong>study</strong> circles have generally considerably<br />
<strong>in</strong>creased yields, created powerful <strong>in</strong>dependent <strong>farmer</strong>s, <strong>in</strong>creased skills and<br />
<strong>in</strong>creased pr<strong>of</strong>its. FFS impact studies have only sparsely been done and reported<br />
(Mureithi et al., 2005; Mwagi et al., 2003) and do not have a wide (geographical<br />
and <strong>in</strong>stitutional) coverage for justified conclusions. Two studies are <strong>in</strong> process,<br />
an ILRI <strong>study</strong> <strong>of</strong> a livestock FFS project <strong>in</strong> Kenya and an IFPRI <strong>study</strong> <strong>of</strong> FFS<br />
programmes <strong>in</strong> East Africa. Despite the fact that impact is not quantitatively<br />
proven at national level through research, the current rush to support FFS and<br />
<strong>study</strong> circles is based more on direct field observation 18 .<br />
Susta<strong>in</strong>ability. A concern is the susta<strong>in</strong>ability <strong>of</strong> FFS and <strong>study</strong> circle impacts.<br />
There is <strong>in</strong>sufficient long time series data to assess this def<strong>in</strong>itively but the weight<br />
<strong>of</strong> the global evidence so far suggests a potential for significant longer-term<br />
impact. With<strong>in</strong> the FFS approach <strong>in</strong> Africa this appears to be achieved pr<strong>in</strong>cipally<br />
through the <strong>in</strong>stitutional <strong>in</strong>novations FFS alumni are able to set <strong>in</strong> place – for<br />
<strong>in</strong>stance the FFS networks <strong>in</strong> Western Kenya (Gustafson, 2004; Khisa and<br />
17 All experienced tra<strong>in</strong>ers, also called “Master Tra<strong>in</strong>ers”, should have followed at least a seasonlong<br />
tra<strong>in</strong><strong>in</strong>g<br />
18 Organisations that have taken up FFS mention that the start<strong>in</strong>g po<strong>in</strong>t for them to take up the<br />
approach was the “word <strong>of</strong> mouth” go<strong>in</strong>g on at local level i.e. <strong>farmer</strong>s and field staff see<strong>in</strong>g FFS<br />
projects and putt<strong>in</strong>g pressure on their local coord<strong>in</strong>ators to <strong>in</strong>clude FFS and then this demand<br />
transmitt<strong>in</strong>g to higher levels.<br />
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Arnoud R. Braun<br />
He<strong>in</strong>emann, 2005; KIT/Faida MaLi/IIRR, 2006) or the development <strong>of</strong> selff<strong>in</strong>anc<strong>in</strong>g<br />
mechanisms (Okoth et al., 2002). The chances <strong>of</strong> such <strong>in</strong>novations<br />
occurr<strong>in</strong>g appear to be strengthened if care is given <strong>in</strong> the implementation phase<br />
to the longer term prospects (e.g. <strong>in</strong> the processes and criteria used for<br />
participant selection and site selection), follow up support is given to <strong>farmer</strong><br />
facilitators and FFS alumni, and <strong>farmer</strong>-driven network development is<br />
encouraged.<br />
Up-scal<strong>in</strong>g. Study circles and FFS are <strong>in</strong> high demand by <strong>farmer</strong>s, NGOs,<br />
<strong>farmer</strong>/producer organisations and projects <strong>in</strong> Africa at the moment.<br />
FFS have spread to almost all countries around the cont<strong>in</strong>ent, with programmes<br />
implemented by a vast number and type <strong>of</strong> organisations. Implementation <strong>of</strong> FFS<br />
projects and programmes has largely been through government organisations 19<br />
and NGOs. Up-scal<strong>in</strong>g <strong>of</strong> FFS through large scale governement programmes<br />
and ma<strong>in</strong>stream<strong>in</strong>g has not yet occurred <strong>in</strong> Africa. A large programme <strong>in</strong> Kenya<br />
with 30,000 <strong>farmer</strong>s is still small compared to the population <strong>of</strong> <strong>farmer</strong>s and<br />
should not be expected to have national impact – although local impact is<br />
present. The <strong>in</strong>ertia <strong>of</strong> T&V “technology transfer” <strong>in</strong> most countries has yet to<br />
subside so there are yet to be any adult education national efforts us<strong>in</strong>g FFS that<br />
might register national impact. Tanzania is about to set-<strong>of</strong>f with a national<br />
programme 20 , which has an “empowerment” component that is based on<br />
pr<strong>in</strong>ciples and concepts <strong>of</strong> Farmer Field Schools – among other approaches<br />
(URT, 2003). In Uganda FFS are slowly be<strong>in</strong>g up-scaled through the National<br />
Agricultural Advisory Services (NAADS) Programme, particularly <strong>in</strong> a number <strong>of</strong><br />
districts <strong>in</strong> Eastern Uganda through an NGO named Africa 2000 Network.<br />
Producer and <strong>farmer</strong> organizations are now also start<strong>in</strong>g-up pilot FFS<br />
programmes, which is another<br />
The <strong>study</strong> circle concept has a different mode <strong>of</strong> ma<strong>in</strong>stream<strong>in</strong>g – through <strong>farmer</strong><br />
or producer organizations. Hav<strong>in</strong>g been <strong>in</strong>troduced through the cooperative<br />
movement <strong>in</strong> Sweden, <strong>in</strong>troduction through cooperatives and <strong>farmer</strong>/producer<br />
organizations has been the most logical step. Although various projects and<br />
programmes have implemented a large number <strong>of</strong> <strong>study</strong> circles (Table 1),<br />
national coverage is still modest.<br />
FSGs <strong>in</strong> the context <strong>of</strong> African demand-driven extension<br />
The trend among governments <strong>in</strong> East Africa is to promote demand-driven and<br />
decentralized services for resource poor <strong>farmer</strong>s <strong>in</strong> l<strong>in</strong>e with the concepts and<br />
pr<strong>in</strong>ciples worked out by the Neuchatel Group (Neuchatel Group, 2002;<br />
Christoplos, 2003; Chipeta, 2006). There are several <strong>in</strong>novative and progressive<br />
<strong><strong>in</strong>itiatives</strong> go<strong>in</strong>g on <strong>in</strong> the region such as NAADS <strong>in</strong> Uganda, ASSP <strong>in</strong> Tanzania,<br />
and NALEP and KAPP <strong>in</strong> Kenya. The Sub-Saharan Africa National Agricultural<br />
Advisory Services (SSANAAS) network was established <strong>in</strong> 2004 and provides a<br />
19 With technical assistance <strong>of</strong> FAO or other organisations.<br />
20 Known as the Agricultural Services Support Programme<br />
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Arnoud R. Braun<br />
forum for Government policy makers from a wide range <strong>of</strong> African countries to<br />
share experiences on agricultural advisory services.<br />
While demand-driven extension is now widely believed to improve the<br />
effectiveness <strong>of</strong> conventional extension approaches it still rema<strong>in</strong>s unclear how<br />
demand-driven services can be put <strong>in</strong>to practice effectively (Neuchatel Group,<br />
2004). Further, as the system <strong>of</strong> extension changes, <strong>in</strong>creased attention is given<br />
to the question what k<strong>in</strong>d <strong>of</strong> services are <strong>in</strong> demand by <strong>farmer</strong>s. In addition,<br />
<strong>in</strong>creased knowledge about poor people’s livelihoods has shown that the poor<br />
draw on multiple strategies to secure a livelihood that go far beyond simply<br />
production (Farr<strong>in</strong>gton et al., 2002; Christoplos, 2003), and extension therefore<br />
needs to adjust accord<strong>in</strong>gly.<br />
To achieve agricultural and rural development new approaches to extension are<br />
needed that make better use <strong>of</strong> knowledge among <strong>farmer</strong>s, and provide them<br />
with a stronger voice to demand for advice and services, and negotiat<strong>in</strong>g power<br />
(Christoplos, 2003). Emergent questions are how poor, weak and vulnerable<br />
<strong>group</strong>s can be strengthened to experiment, enhance, share and spread their own<br />
knowledge and how they better can articulate their needs. This requires a shift<br />
from previous perceptions where <strong>farmer</strong>s were seen ma<strong>in</strong>ly as ‘adopters’ or<br />
‘rejecters’ <strong>of</strong> technologies but not as providers <strong>of</strong> knowledge and improved<br />
practices (Leeuwis, 2000). One <strong>of</strong> the ma<strong>in</strong> goals <strong>of</strong> demand-driven extension is<br />
to develop <strong>in</strong>dependent producer organisations that can articulate demands and<br />
negotiate for services. However, such organisations cannot be established from<br />
the outside, but have to grow from the ground though social mobilisation.<br />
Various programmes and <strong><strong>in</strong>itiatives</strong> <strong>in</strong> the region are <strong>in</strong>volved <strong>in</strong> <strong>farmer</strong> education<br />
<strong>in</strong> which various aspects <strong>of</strong> demand-driven extension are be<strong>in</strong>g applied. The<br />
concept <strong>of</strong> community participation is generally very well <strong>in</strong>corporated <strong>in</strong> such<br />
<strong><strong>in</strong>itiatives</strong>. However, participatory tools and methods are <strong>of</strong>ten limited to <strong>in</strong>itial<br />
community development activities, such as vision<strong>in</strong>g <strong>of</strong> goals, identification <strong>of</strong><br />
problems, opportunities and <strong>in</strong>tervention priorities. Actual tra<strong>in</strong><strong>in</strong>g and capacity<br />
build<strong>in</strong>g activities that follow are <strong>of</strong>ten done through conventional tra<strong>in</strong><strong>in</strong>g <strong>in</strong><br />
which an expert tra<strong>in</strong>s <strong>farmer</strong>s on the identified topics. There has not been a<br />
widespread recognition <strong>of</strong> problem-based, experiential learn<strong>in</strong>g techniques, nor<br />
has there generally been recognition for the fact that facilitat<strong>in</strong>g such type <strong>of</strong><br />
learn<strong>in</strong>g <strong>of</strong>ten requires very different set <strong>of</strong> skills by the field worker than the ones<br />
<strong>of</strong> the traditional extension worker. Even though agriculture is a good entry po<strong>in</strong>t<br />
for community development, it is imperative that extension provision broadens<br />
out to cover a larger spectrum <strong>of</strong> livelihood issues.<br />
Challenges and opportunities for FSGs<br />
Chang<strong>in</strong>g extension systems. Extension staff who long have been <strong>in</strong>volved <strong>in</strong><br />
T&V type <strong>of</strong> extension approaches tend to have a strong technical bias and even<br />
though participation is a common concept for most staff, they still <strong>of</strong>ten lack<br />
capacity to put participatory learn<strong>in</strong>g <strong>in</strong>to practice. This affects the level to which<br />
<strong>study</strong> <strong>group</strong> <strong><strong>in</strong>itiatives</strong> are demand-driven and <strong>farmer</strong>-centred. In FFS this is a<br />
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Arnoud R. Braun<br />
serious challenge due to the key role extension staffs play as facilitators <strong>of</strong> FFS.<br />
However, even <strong>in</strong> <strong>study</strong> circles this challenge appears s<strong>in</strong>ce <strong>group</strong>s <strong>of</strong>ten <strong>in</strong>vite<br />
guest speakers when technical gaps arise. Well-tra<strong>in</strong>ed <strong>farmer</strong>s are <strong>of</strong>ten better<br />
facilitators as they are more practical, have the respect <strong>of</strong> the community and<br />
know local conditions better.<br />
Agricultural extension worldwide is undergo<strong>in</strong>g a major transition and shift <strong>in</strong><br />
paradigm, where participatory learn<strong>in</strong>g and <strong>group</strong> approaches are be<strong>in</strong>g put<br />
forward as means to improve effectiveness <strong>of</strong> extension. In this context <strong>farmer</strong><br />
<strong>study</strong> <strong>group</strong> approaches have a great potential <strong>in</strong> <strong>of</strong>fer<strong>in</strong>g policy makers and<br />
development actors concrete approaches for putt<strong>in</strong>g the new extension paradigm<br />
<strong>in</strong>to practice.<br />
Agricultural extension have historically been largely executed though the public<br />
sector and M<strong>in</strong>istries <strong>of</strong> Agriculture. However, both FFS and <strong>study</strong> circle<br />
<strong><strong>in</strong>itiatives</strong> have shown that as extension becomes more <strong>farmer</strong>-driven and<br />
community based, the scope <strong>of</strong> learn<strong>in</strong>g quickly broadens up to cover aspects far<br />
beyond the mandate <strong>of</strong> <strong>in</strong>dividual government agencies. This constitutes a<br />
challenge for <strong>study</strong> <strong>group</strong> <strong><strong>in</strong>itiatives</strong> s<strong>in</strong>ce one might end up with a situation<br />
where the technical scope becomes so broad that the <strong><strong>in</strong>itiatives</strong> suddenly<br />
becomes “everybody’s and nobody’s” bus<strong>in</strong>ess, and l<strong>in</strong>e m<strong>in</strong>istries might f<strong>in</strong>d it<br />
difficult to justify <strong>in</strong>vestment <strong>in</strong> such programmes. Broad-based truly <strong>farmer</strong>centred<br />
<strong>study</strong> <strong>group</strong> <strong><strong>in</strong>itiatives</strong> run by the public sector require high level<br />
cooperation among Government m<strong>in</strong>istries, such as education, agriculture, health<br />
etc. <strong>in</strong> order to respond effectively to all <strong>farmer</strong>s’ demands and such cooperation<br />
is still lack<strong>in</strong>g <strong>in</strong> many countries, where l<strong>in</strong>e m<strong>in</strong>istries <strong>of</strong>ten work <strong>in</strong> isolation.<br />
Decentralisation is underway <strong>in</strong> many African countries, and this provides a great<br />
opportunity for community-based <strong>study</strong> programmes, <strong>in</strong> which <strong>farmer</strong>s are the<br />
ma<strong>in</strong> actors <strong>in</strong> organis<strong>in</strong>g and carry<strong>in</strong>g out learn<strong>in</strong>g activities, s<strong>in</strong>ce it makes it<br />
easier for local <strong>group</strong>s to access fund<strong>in</strong>g, as <strong>in</strong> for example the case <strong>of</strong> NAADS<br />
<strong>in</strong> Uganda. FSGs have been found to work best <strong>in</strong> the context <strong>of</strong> a progressive<br />
demand-driven extension policy process, <strong>in</strong> which accountability among<br />
extension staff is towards <strong>farmer</strong>s rather than towards their superiors (<strong>of</strong>ten<br />
achieved by allow<strong>in</strong>g <strong>farmer</strong>s to decide about the allocations <strong>of</strong> extension funds)<br />
and when there is a policy environment that encourages organizational growth<br />
and favorable market conditions for smallholders. For example the<br />
complementarities between the NAADS system <strong>in</strong> Uganda and FFS have been<br />
found to cater for greater impact than each <strong>of</strong> the two systems could have<br />
achieved separately, <strong>in</strong> which FFS supports local learn<strong>in</strong>g and build<strong>in</strong>g a social<br />
capital base while NAADS provides the right <strong>in</strong>stitutional and policy framework<br />
for <strong>farmer</strong>s to move a step further (Friis-Hansen, 2005).<br />
Up-scal<strong>in</strong>g and <strong>in</strong>stitutionalization <strong>of</strong> <strong>study</strong> circles and FFS is an irreversible<br />
process – <strong>farmer</strong>s’ demand for both approaches demands the need to especially<br />
support <strong>in</strong>stitutionalisation. Up-scal<strong>in</strong>g and <strong>in</strong>stitutionalisation can be done <strong>in</strong> two<br />
ways, through ma<strong>in</strong>stream<strong>in</strong>g 1) <strong>in</strong> <strong>farmer</strong> or producer organisations, or 2)<br />
through agricultural development programmes. However, such ma<strong>in</strong>stream<strong>in</strong>g<br />
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Arnoud R. Braun<br />
requires major shifts <strong>in</strong> policies; policies that support <strong>farmer</strong>-centred learn<strong>in</strong>g<br />
approaches (see section on chang<strong>in</strong>g extension systems above). In the majority<br />
<strong>of</strong> the Eastern and Southern African countries the FFS approach is considered<br />
an extension system, yet some (see Braun et al., 2006) consider the FFS<br />
approach more an education approach than an extension approach. This<br />
education concept can be found <strong>in</strong> the “empowerment” component <strong>of</strong> the ASSP<br />
<strong>in</strong> Tanzania (URT, 2004), <strong>in</strong> which <strong>farmer</strong> learn<strong>in</strong>g approaches are be<strong>in</strong>g scaledup<br />
and <strong>in</strong>stitutionalised to empower <strong>farmer</strong>s/producers with the objective to<br />
ensure they can demand for services fro the extension system. Obviously the<br />
ASSP example should not be seen as a blue-pr<strong>in</strong>t – each country, region or<br />
district has a specific context, which needs specific solutions. However, specific<br />
mechanisms and strategies used <strong>in</strong> <strong>study</strong> circles and FFS need to be considered<br />
when scal<strong>in</strong>g-up and <strong>in</strong>stitutionalis<strong>in</strong>g – the ma<strong>in</strong> ones are:<br />
• The presence <strong>of</strong> sufficient quality master tra<strong>in</strong>ers.<br />
• Quality and susta<strong>in</strong>able (season-) long tra<strong>in</strong><strong>in</strong>g <strong>of</strong> facilitators.<br />
• Favourable policy environment <strong>of</strong> government and/or <strong>farmer</strong>/producer<br />
organisations.<br />
• National coord<strong>in</strong>ation, network<strong>in</strong>g and <strong>in</strong>formation exchange.<br />
• Susta<strong>in</strong>ability mechanisms and strategies such as (semi-)self-f<strong>in</strong>anc<strong>in</strong>g<br />
through revolv<strong>in</strong>g funds (<strong>group</strong>, enterprises, long-term environmental).<br />
• Quality control and backstopp<strong>in</strong>g mechanisms and strategies.<br />
• Coord<strong>in</strong>ated curriculum development.<br />
• Tra<strong>in</strong><strong>in</strong>g material development/updat<strong>in</strong>g.<br />
• Innovative methodologies and strategies to reduce costs.<br />
• Research on impact.<br />
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Arnoud R. Braun<br />
5. CONCLUSION<br />
The <strong><strong>in</strong>ventory</strong> shows that there are a multitude <strong>of</strong> <strong><strong>in</strong>itiatives</strong> <strong>in</strong> the regions<br />
apply<strong>in</strong>g <strong>study</strong> <strong>group</strong> approaches, with great success. However, many <strong>of</strong> these<br />
experiences have not been well documented nor evaluated for impact. They also<br />
do not seem to appear <strong>in</strong> the ongo<strong>in</strong>g policy discussions. Study <strong>group</strong><br />
stakeholders have been weak at document<strong>in</strong>g experiences and raise awareness<br />
about the methods developed. Therefore there is a great need for deliberate<br />
impact documentation and advocacy to br<strong>in</strong>g <strong>study</strong> <strong>group</strong> learn<strong>in</strong>g <strong>in</strong>to the policy<br />
agenda <strong>in</strong> agricultural extension.<br />
Even though the various <strong>study</strong> <strong>group</strong> approaches <strong>in</strong> this <strong><strong>in</strong>ventory</strong> have many<br />
common aspects, there are some major differences that make the approaches<br />
suit different purposes. For example the <strong>study</strong> circle approach provides an<br />
excellent forum for self-learn<strong>in</strong>g and suit simple topics with available best<br />
practices that can be put <strong>in</strong>to <strong>study</strong> materials. However, for technical aspects that<br />
are highly site specific, and where no clear answers exist the FFS approach<br />
provides an excellent forum for <strong>farmer</strong>s to actively experiment and discover their<br />
own solutions to problems.<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
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6. References<br />
Aicher, P., 1990. The Study Circle experience <strong>in</strong> Sweden compared with the<br />
United States. Journal <strong>of</strong> the Folk Education Association <strong>of</strong> America 15-2:<br />
17-23.<br />
Braun, Arnoud R., J. Jigg<strong>in</strong>s, N. Rol<strong>in</strong>g, H. van den Berg and P. Snijders, 2006. A<br />
Global Survey and Review <strong>of</strong> Farmer Field School Experiences. F<strong>in</strong>al<br />
Draft.<br />
Campbell, S., A. Malick, and M. McLoy, 2001. Organiz<strong>in</strong>g community-wide<br />
dialogue for action and change: A step-by-step process. Topsfield<br />
Foundation, Pomfret, CT<br />
Chipeta, S., 2006. Demand driven agricultural advisory services. Nechatel<br />
Group, L<strong>in</strong>dau, Switzerland.<br />
Christoplos, I., 2003. Common framework fo support<strong>in</strong>g pro-poor extension.<br />
Nechatel Group, L<strong>in</strong>dau, Switzerland.<br />
CIP-UPWARD, 2003. Farmer Field Schools: From IPMN to Platforms for<br />
Learn<strong>in</strong>g and Empowerment. International Potato Center – Users’<br />
Perspectives With Agricultural Research and Development, Los Banos,<br />
Laguna, Phillipp<strong>in</strong>es. 87 pp.<br />
Davis, K., 2006. Farmer Field Schools: A Boon or Bust for Extension <strong>in</strong> Africa?<br />
Journal <strong>of</strong> International Agricultural and Extension Education 13-1: 91-97.<br />
Djeddah, C., 2005. Junior Farmer Field and Life Schools: Empower<strong>in</strong>g orphans’<br />
and vulnerable children. Draft Concept Note. FAO, Rome, Italy. 13 pp.<br />
FAO/IIRR, forthcom<strong>in</strong>g 2006. Discovery-based Learn<strong>in</strong>g on Land and Water<br />
Management – A Practical Guide for Farmer Field Schools. FAO, Rome,<br />
Italy.<br />
Farr<strong>in</strong>gton, J., I. Christoplos, A. Kidd and M. Beckman, 2002. Can extension<br />
contribute to rural poverty reduction? Synthesis <strong>of</strong> six-country <strong>study</strong>.<br />
Agricultural Research and Extension Network Paper 123.<br />
Friis-Hansen, E., 2005, Agricultural development among poor <strong>farmer</strong>s <strong>in</strong> Soroti<br />
district, Uganda: Impact assessment <strong>of</strong> agricultural technology, <strong>farmer</strong><br />
empowerment and changes <strong>in</strong> opportunity structures, DIIS, Denmark<br />
Gallagher, K.D., 2003. Fundamental elements <strong>of</strong> a <strong>farmer</strong> field school. LEISA<br />
Magaz<strong>in</strong>e 19-1: 5-6.<br />
Gallagher, K.D., and Arnoud R. Braun, 2006. Demystify<strong>in</strong>g Farmer Field School<br />
Concepts.<br />
Gordijn, F., 2006. Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – Sub-<br />
Regional Report: Central and West Africa. F<strong>in</strong>al Draft.<br />
Guijt, I. and J. Proost, 2002. Monitor<strong>in</strong>g for social learn<strong>in</strong>g. In: Leeuwis, C. and R.<br />
Pyburn (Eds.). Wheelbarrows Full <strong>of</strong> Frogs: Social Learn<strong>in</strong>g <strong>in</strong> Rural<br />
Resource Management. The Netherlands. Kon<strong>in</strong>kljke Van Gorcum Ltd.,<br />
The Netherlands. Pp. 215-231.<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Gustafson, D.J., 2004. Support<strong>in</strong>g the Demand for Change: Recent Project<br />
Experience with Farmer Learn<strong>in</strong>g Grants <strong>in</strong> Kenya. In: Rivera, W., and G.<br />
Alex. Demand-Driven Approaches to Agriculture Extension. Agriculture<br />
and Rural Development Discussion Paper 10. World Bank, Wash<strong>in</strong>gton,<br />
USA.<br />
Hughes, O. and J.H. Venema (eds), 2005. Integrated soil, water and nutrient<br />
management <strong>in</strong> semi-arid Zimbabwe. Farmer Field Schools Facilitators'<br />
Manual, Vol 1. FAO, Harare, Zimbabwe.<br />
Khisa, G. and E. He<strong>in</strong>eman, 2004. Farmer Empowerment through Farmer Field<br />
Schools: A Case Study <strong>of</strong> IFAD/FAO IPPM FFS Programme <strong>in</strong> Kenya.<br />
Paper presented at the NEPAD-IGAD Conference on Agricultural<br />
Successes <strong>in</strong> the Greater Horn <strong>of</strong> Africa, Nairobi, Kenya, 22-25 November<br />
2004. 13 pp.<br />
KIT/Faida MaLi/IIRR, 2006. Farmer Field School Networks <strong>in</strong> Western Kenya. In:<br />
Cha<strong>in</strong> empowerment: Support<strong>in</strong>g African <strong>farmer</strong>s to develop markets.<br />
Royal Tropical Institute, Amsterdam; Faida Market L<strong>in</strong>k, Arusha; and<br />
International Institute <strong>of</strong> Rural Reconstruction, Nairobi. p. 94-99.<br />
Leeuwis, C., 2000. Re-conceptualiz<strong>in</strong>g participation for susta<strong>in</strong>able rural<br />
development. Towards a negotiation approach. Development and Change<br />
31-5: 931-959.<br />
Masendeke, D., 2006. Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa –<br />
Sub-Regional Report: Eastern and Southern Africa. F<strong>in</strong>al Draft.<br />
M<strong>in</strong>jauw, B., H.G. Muriuki and D. Romney, 2002. Development <strong>of</strong> the Farmer<br />
Field School Methodology for Smallholder Dairy Farmers <strong>in</strong> Kenya. Paper<br />
presented at International Learn<strong>in</strong>g Workshop on Farmer Field Schools<br />
(FFS): Emerg<strong>in</strong>g Issues and Challenges, 21-25 October 2002,<br />
Yogyakarta, Indonesia.<br />
Mureithi, J. G., G.O. Mwagi, D.K. Bunyatta, E. Nyambati, N. Kidula and J.<br />
Wamuongo, 2005. Farmer field school approach for scal<strong>in</strong>g-up agricultural<br />
technologies <strong>in</strong> Kenya: Experiences <strong>of</strong> the soil management project.<br />
Paper presented at the 10 th Southern and Eastern African Association for<br />
Farm<strong>in</strong>g Systems Research-Extension (SEAAFSRE), Lilongwe, Malawi.<br />
Mwagi, G. O., C.A. Onyango, J.G. Mureithi and P.C. Mungai, 2003. Effectiveness<br />
<strong>of</strong> FFS approach on technology adoption & empowerment <strong>of</strong> <strong>farmer</strong>s: A<br />
case <strong>of</strong> <strong>farmer</strong> <strong>group</strong>s <strong>in</strong> Kisii District, Kenya. Proceed<strong>in</strong>gs <strong>of</strong> the 21 st<br />
Annual Conference <strong>of</strong> the Soil Science Society <strong>of</strong> East Africa, Eldoret,<br />
Kenya.<br />
Neuchatel Group, 2002. Common framework on f<strong>in</strong>anc<strong>in</strong>g agricultural and rural<br />
extension. Nechatel Group.<br />
Neuchatel Group, 2004. M<strong>in</strong>utes <strong>of</strong> the 10th Annual meet<strong>in</strong>g <strong>of</strong> the Neuchatel<br />
Inititaive – Aarhus, 2004. Neuchatel Group, Aarhus, Denmark.<br />
Okoth, J.R., G.S. Khisa and J. Thomas, 2002. The Journey towards Selff<strong>in</strong>anced<br />
Farmer Field Schools <strong>in</strong> East Africa. Paper presented at<br />
26
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
International Learn<strong>in</strong>g Workshop on Farmer Field Schools (FFS): Emerg<strong>in</strong>g<br />
Issues and Challenges, 21-25 October 2002, Yogyakarta, Indonesia.<br />
Oliver, L.P., 1987. Study Circles: Com<strong>in</strong>g Together for Personal Growth and<br />
Social Change. Seven Locks Press, Cab<strong>in</strong> John, MD.<br />
Ouedraogo, A. and H. Sawadogo, 2000. Three models <strong>of</strong> extension by <strong>farmer</strong><br />
<strong>in</strong>novators <strong>in</strong> Burk<strong>in</strong>a Faso. LEISA Magz<strong>in</strong>e 16-2: 21-22.<br />
URT, 2004. Tanzania Agricultural Services Support Programme - Programme<br />
Document and IFAD Appraisal Report, Work<strong>in</strong>g Paper Supplement I:<br />
Farmer Empowerment. 82 pp.<br />
Van den Berg, H. and B.G.J. Knols, 2006. The <strong>farmer</strong> field school: A method for<br />
enhanc<strong>in</strong>g the role <strong>of</strong> rural communities <strong>in</strong> malaria control? Malaria<br />
Journal 5-3.<br />
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7. APPENDIXES<br />
APPENDIX I<br />
2005<br />
Project/Programme Name:<br />
Donor(s):<br />
Implement<strong>in</strong>g <strong>in</strong>stitution(s):<br />
Country 22 :<br />
Start<strong>in</strong>g year <strong>of</strong> FSG project activities:<br />
End year <strong>of</strong> FSG Project activities:<br />
Total project fund<strong>in</strong>g:<br />
Farmer Study Group 21 Inventory Form,<br />
Year<br />
[Adm<strong>in</strong>istrative<br />
Unit]<br />
No. Master<br />
Tra<strong>in</strong>ers<br />
No. tra<strong>in</strong>ed<br />
facilitators<br />
No. tra<strong>in</strong>ed <strong>farmer</strong><br />
facilitators<br />
No. implemented<br />
FSGs<br />
Description <strong>of</strong> the Project/Programme:<br />
FSG pr<strong>in</strong>ciples:<br />
21 For the purpose <strong>of</strong> this <strong><strong>in</strong>ventory</strong> Farmer Study Groups are def<strong>in</strong>ed as:<br />
• Groups <strong>of</strong> <strong>farmer</strong>s (10-30 pers)<br />
• The <strong>group</strong> meets regularly over a longer period <strong>of</strong> time<br />
• Learn<strong>in</strong>g and knowledge creation takes place through participatory learn<strong>in</strong>g methods i.e<br />
experiential learn<strong>in</strong>g, problem based learn<strong>in</strong>g, tra<strong>in</strong><strong>in</strong>g for transformation etc.<br />
• Farmers set the agenda for the learn<strong>in</strong>g activities, and follow a curriculum or learn<strong>in</strong>g<br />
schedule/plan.<br />
• The entry po<strong>in</strong>t for learn<strong>in</strong>g is with <strong>in</strong> the scope <strong>of</strong> rural development usually focus<strong>in</strong>g on an<br />
agricultural enterprise/value cha<strong>in</strong>, but even non-agricultural topics may be addressed by the<br />
<strong>group</strong>.<br />
• The expected outcome <strong>of</strong> such <strong>group</strong>s should be both agricultural enhancements as well as<br />
empowerment and <strong>group</strong> management skills.<br />
• If external resource persons are <strong>in</strong>volved (such as extension staff or researchers) they should only<br />
have a facilitat<strong>in</strong>g role, i.e not be seen as leaders <strong>of</strong> the activity.<br />
22 If a FSG approach is implemented <strong>in</strong> more countries, fill <strong>in</strong> a form for each country.<br />
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Topical scope <strong>of</strong> the learn<strong>in</strong>g:<br />
Materials published 23<br />
Brief cost estimate:<br />
General experiences and lessons learnt:<br />
Contacts:<br />
23 Include a s<strong>of</strong>t copy <strong>of</strong> the publications. Else send a hard copy by fax to +31 (84) 7500302<br />
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APPENDIX II DESCRIPTION OF THE STUDY CIRCLE<br />
METHODOLOGY 24<br />
Study Circles are at the heart <strong>of</strong> a process for public dialogue and community<br />
change. This process beg<strong>in</strong>s with community organiz<strong>in</strong>g, and is followed by<br />
facilitated, small-<strong>group</strong> dialogue that leads to a range <strong>of</strong> outcomes. Study circles<br />
don't advocate a particular solution. Instead, they welcome many po<strong>in</strong>ts <strong>of</strong> view<br />
around a shared concern.<br />
A <strong>study</strong> circle program...<br />
• is organized by a diverse <strong>group</strong> <strong>of</strong> people from the whole community.<br />
• <strong>in</strong>cludes a large number <strong>of</strong> people from all walks <strong>of</strong> life.<br />
• has easy-to-use, fair-m<strong>in</strong>ded discussion materials.<br />
• uses tra<strong>in</strong>ed facilitators who reflect the community’s diversity.<br />
• moves a community to action when the <strong>study</strong> circles conclude.<br />
A <strong>study</strong> circle …<br />
• is a small, diverse <strong>group</strong> <strong>of</strong> 8 to 12 people.<br />
• meets together for several, two-hour sessions.<br />
• sets its own ground rules. This helps the <strong>group</strong> share responsibility for the<br />
quality <strong>of</strong> the discussion.<br />
• is led by an impartial facilitator who helps manage the discussion. He or she<br />
is not there to teach the <strong>group</strong> about the issue.<br />
• starts with personal stories, then helps the <strong>group</strong> look at a problem from many<br />
po<strong>in</strong>ts <strong>of</strong> view. Next, the <strong>group</strong> explores possible solutions. F<strong>in</strong>ally, they make<br />
plans for action and change.<br />
Study circles are based on the follow<strong>in</strong>g pr<strong>in</strong>ciples...<br />
• Involve everyone. Demonstrate that the whole community is welcome and<br />
needed.<br />
• Embrace diversity. Reach out to all k<strong>in</strong>ds <strong>of</strong> people.<br />
• Share knowledge, resources, power, and decision mak<strong>in</strong>g.<br />
• Comb<strong>in</strong>e dialogue and deliberation. Create public talk that builds<br />
understand<strong>in</strong>g and explores a range <strong>of</strong> solutions.<br />
• Connect deliberative dialogue to social, political, and policy change.<br />
What are <strong>study</strong> circles right for?<br />
While there are many important issues and causes, not all <strong>of</strong> them lend<br />
themselves to large-scale community-wide dialogue and problem solv<strong>in</strong>g. Issues<br />
that work best for a community-wide <strong>study</strong> circle program…<br />
24 Source: http://www.<strong>study</strong>circles.org/ ; the web site materials have been adapted from Campbell<br />
et al. (2001)<br />
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• relate to the concerns and daily lives <strong>of</strong> many different types <strong>of</strong> people <strong>in</strong> the<br />
community – that is, they are genu<strong>in</strong>ely public issues.<br />
• capture widespread public attention because they are timely.<br />
• are best addressed by many people through multiple forms <strong>of</strong> social, political,<br />
and policy change, <strong>in</strong>clud<strong>in</strong>g:<br />
o changes <strong>in</strong> <strong>in</strong>dividual behavior and attitudes<br />
o new relationships and networks<br />
o <strong>in</strong>stitutional changes<br />
o changes <strong>in</strong> public policy<br />
Develop<strong>in</strong>g a <strong>study</strong> circle program<br />
Overview<br />
When gett<strong>in</strong>g started, it’s <strong>of</strong>ten helpful to th<strong>in</strong>k about <strong>study</strong> circle programs <strong>in</strong><br />
three phases:<br />
• Comprehensive community organiz<strong>in</strong>g (team development, plann<strong>in</strong>g,<br />
recruitment)<br />
• Dialogue (<strong>study</strong> circles)<br />
• Change (personal, collective, and policy-level change)<br />
No s<strong>in</strong>gle organization or person can create an effective program without help.<br />
To ensure diverse, large-scale participation, the program organiz<strong>in</strong>g must be<br />
driven by a <strong>group</strong> <strong>of</strong> community leaders and organizations who mirror the<br />
diversity <strong>of</strong> the whole community.<br />
Ready to get started? Take the first steps:<br />
Comprehensive community organiz<strong>in</strong>g<br />
Leaders approach community organiz<strong>in</strong>g <strong>in</strong> a variety <strong>of</strong> ways, depend<strong>in</strong>g on the<br />
local situation, the issue at hand, the political climate and the people <strong>in</strong>volved.<br />
Study circle organizers approach their work with the follow<strong>in</strong>g pr<strong>in</strong>ciples <strong>in</strong> m<strong>in</strong>d:<br />
• The most effective efforts are lead by a cross-sector <strong>group</strong> <strong>of</strong> leaders who<br />
come from all parts <strong>of</strong> the community and hold a range <strong>of</strong> viewpo<strong>in</strong>ts.<br />
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• These organizers <strong>in</strong>clude traditional leaders/decision-makers, who are part <strong>of</strong><br />
the power structure, and non-traditional or grass-roots leaders, who may be<br />
perceived to be outside the "power structure."<br />
• Measurable action and change is more likely to happen when key leaders are<br />
on board from the beg<strong>in</strong>n<strong>in</strong>g.<br />
• Change is more last<strong>in</strong>g and effective when it happens at many levels—<br />
<strong>in</strong>dividual, <strong>group</strong>, <strong>in</strong>stitutional, and policy.<br />
Here are some resources to help you take the first steps <strong>in</strong> organiz<strong>in</strong>g your<br />
steer<strong>in</strong>g committee:<br />
• Gett<strong>in</strong>g started<br />
• Build a strong and diverse team<br />
• Plan and carry out communications<br />
• Develop a budget and plan for fundrais<strong>in</strong>g<br />
• Document and evaluate your program<br />
• Recruit participants and form diverse <strong>group</strong>s<br />
• Recruit, tra<strong>in</strong>, and support facilitators<br />
Dialogue<br />
Study circle programs embody an approach to community change that puts<br />
small-<strong>group</strong> facilitated dialogue at the center. Study circles work because they<br />
br<strong>in</strong>g different k<strong>in</strong>ds <strong>of</strong> people together around a public concern, and create a<br />
space that enables constructive, respectful conversation. Circles meet over time,<br />
and people develop trust and relationships, as well as a shared understand<strong>in</strong>g <strong>of</strong><br />
the issue under discussion.<br />
The dialogue is guided by tra<strong>in</strong>ed facilitators who manage the discussion and<br />
make room for all voices. Study circles rely on ground rules, created by the<br />
<strong>group</strong>, to help make the conversation work for everyone.<br />
Study circles use discussion materials which set up a framework for the<br />
conversation. People beg<strong>in</strong> with personal stories, move on to a discussion <strong>of</strong> the<br />
issue, <strong>in</strong>clud<strong>in</strong>g data or other relevant factual material. Participants exam<strong>in</strong>e the<br />
issue from many po<strong>in</strong>ts <strong>of</strong> view, consider many possible approaches, and<br />
ultimately, develop ideas for action and change.<br />
Here are some resources to help you learn more:<br />
• Plan the kick<strong>of</strong>f<br />
• F<strong>in</strong>d sites and handle logistics<br />
• Hold a round <strong>of</strong> <strong>study</strong> circles<br />
Connect<strong>in</strong>g dialogue to action and change<br />
Study circle dialogues lead to a range <strong>of</strong> possible outcomes. Early on, organizers<br />
consider questions like “What are we hop<strong>in</strong>g to accomplish? “What would<br />
success look like <strong>in</strong> our community?” and “How can we support the ideas that<br />
are generated through <strong>study</strong> circles?”<br />
All k<strong>in</strong>ds <strong>of</strong> change can result from a <strong>study</strong> circle program:<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
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• Changes <strong>in</strong> <strong>in</strong>dividual behaviors, beliefs, and attitudes<br />
• New relationships and networks<br />
• Institutional changes<br />
• Changes <strong>in</strong> public policy<br />
• Plan for action, <strong>in</strong>clud<strong>in</strong>g action forum<br />
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Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
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APPENDIX III SHORT DESCRIPTION OF THE FFS<br />
APPROACH 25<br />
In general, Farmer Field Schools (FFS) consist <strong>of</strong> <strong>group</strong>s <strong>of</strong> people with a<br />
common <strong>in</strong>terest, who get together on a regular basis to <strong>study</strong> the “how and why”<br />
<strong>of</strong> a particular topic. The topics covered can vary considerably - from IPM,<br />
organic agriculture, animal husbandry, and soil husbandry, to <strong>in</strong>come-generat<strong>in</strong>g<br />
activities such as handicrafts. The FFS, however, are particularly suited for field<br />
studies, where specific hands-on management skills and conceptual<br />
understand<strong>in</strong>g (based on non-formal adult education pr<strong>in</strong>ciples) is required. So<br />
what are the essential elements <strong>of</strong> a FFS? Below is a list <strong>of</strong> elements that<br />
commonly appear <strong>in</strong> successful FFS programmes:<br />
The <strong>group</strong>. A <strong>group</strong> <strong>of</strong> people with a common <strong>in</strong>terest form the core <strong>of</strong> the FFS.<br />
The <strong>group</strong> may be mixed with men and women together, or separated,<br />
depend<strong>in</strong>g on culture and topic. The <strong>group</strong> could be an established one, such as<br />
a self-help, women’s, or youth <strong>group</strong>. Participatory technology <strong>group</strong>s, for<br />
example, sometimes undertake a season <strong>of</strong> <strong>study</strong> <strong>in</strong> FFSs before start<strong>in</strong>g their<br />
research. The FFS tends to strengthen exist<strong>in</strong>g <strong>group</strong>s or may lead to the<br />
formation <strong>of</strong> new <strong>group</strong>s. Some FFS <strong>group</strong>s do not cont<strong>in</strong>ue after the <strong>study</strong><br />
period. The FFS is not developed with the <strong>in</strong>tention <strong>of</strong> creat<strong>in</strong>g a long-term<br />
organisation - although it <strong>of</strong>ten becomes one.<br />
The field. FFSs are about practical, hands-on topics. In the FFS, the field is the<br />
teacher, and it provides most <strong>of</strong> the tra<strong>in</strong><strong>in</strong>g materials like plants, pests, soil<br />
particles and real problems. Any new “language” learned <strong>in</strong> the course <strong>of</strong> <strong>study</strong><br />
can be applied directly to real objects, and local names can be used and agreed<br />
on. Farmers are usually much more comfortable <strong>in</strong> field situations than <strong>in</strong><br />
classrooms. In most cases, communities can provide a <strong>study</strong> site with a shaded<br />
area for follow-up discussions.<br />
The facilitator. Each FFS needs a technically competent facilitator to lead<br />
members through the hands-on exercises. There is no lectur<strong>in</strong>g <strong>in</strong>volved, so the<br />
facilitator can be an extension <strong>of</strong>ficer or a Farmer Field School graduate.<br />
Extension <strong>of</strong>ficers with different organisational backgrounds, for example<br />
government, NGOs and private companies, have all been <strong>in</strong>volved <strong>in</strong> FFS. In<br />
most programmes, a key objective is to move towards <strong>farmer</strong> facilitators,<br />
because they are <strong>of</strong>ten better facilitators than outside extension staff - they know<br />
the community and its members, speak a similar language, are recognised by<br />
members as colleagues, and know the area well. From a f<strong>in</strong>ancial perspective,<br />
<strong>farmer</strong> facilitators require less transport and other f<strong>in</strong>ancial support than formal<br />
extensionists. They can also operate more <strong>in</strong>dependently (and therefore<br />
cheaply), outside formal hierarchical structures.<br />
All facilitators need tra<strong>in</strong><strong>in</strong>g. Extension facilitators need season-long tra<strong>in</strong><strong>in</strong>g to<br />
(re)learn facilitation skills, learn to grow crops with their own hands, and develop<br />
25 Adapted from Gallagher (2003).<br />
34
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
management skills such as fund-rais<strong>in</strong>g and development <strong>of</strong> local programmes.<br />
Computer literacy is <strong>of</strong>ten <strong>in</strong>cluded <strong>in</strong> the tra<strong>in</strong><strong>in</strong>g <strong>of</strong> facilitators, especially for<br />
prepar<strong>in</strong>g local tra<strong>in</strong><strong>in</strong>g materials, budgets and project proposals. Email is also<br />
becom<strong>in</strong>g more widely available. Once the facilitators have completed their<br />
tra<strong>in</strong><strong>in</strong>g and are lead<strong>in</strong>g the FFS process, it is easy to identify capable <strong>farmer</strong>s<br />
who are <strong>in</strong>terested <strong>in</strong> becom<strong>in</strong>g facilitators. Farmer Field School graduates are<br />
usually given special <strong>farmer</strong> facilitator tra<strong>in</strong><strong>in</strong>g (10-14 days) to improve technical,<br />
facilitation and organisational skills.<br />
The curriculum. The FFS curriculum follows the natural cycle <strong>of</strong> its subject, be it<br />
crop, animal, soil, or handicrafts. For example, the cycle may be “seed to seed”<br />
or “egg to egg”. This approach allows all aspects <strong>of</strong> the subject to be covered, <strong>in</strong><br />
parallel with what is happen<strong>in</strong>g <strong>in</strong> the FFS member’s field. For example, rice<br />
transplant<strong>in</strong>g <strong>in</strong> the FFS takes place at the same time as <strong>farmer</strong>s are<br />
transplant<strong>in</strong>g their own crops - the lessons learned can be applied directly. One<br />
key factor <strong>in</strong> the success <strong>of</strong> the FFS has been that there are no lectures – all<br />
activities are based on experiential (learn<strong>in</strong>g-by-do<strong>in</strong>g), participatory, hands-on<br />
work. This builds on adult learn<strong>in</strong>g theory and practice. Each activity has a<br />
procedure for action, observation, analysis and decision mak<strong>in</strong>g. The emphasis<br />
is not only on “how” but also on “why”. Experience has shown that structured,<br />
hands-on activities provide a sound basis for cont<strong>in</strong>ued <strong>in</strong>novation and local<br />
adaptation, after the FFS itself has been completed. It is also one <strong>of</strong> the ma<strong>in</strong><br />
reasons that <strong>farmer</strong> facilitators can easily run FFSs - once they know how to<br />
facilitate an activity, the outcomes become obvious from the exercise itself.<br />
Activities are sometimes season-long experiments – especially those related to<br />
soils or plant physiology (for example soil or variety trials, plant compensation<br />
trials). Other activities <strong>in</strong> the curriculum <strong>in</strong>clude 30-120 m<strong>in</strong>utes for specific<br />
topics. Icebreakers, energisers, and team/organisation build<strong>in</strong>g exercises are<br />
also <strong>in</strong>cluded <strong>in</strong> each session. The curriculum <strong>of</strong> many FFSs is comb<strong>in</strong>ed with<br />
other topics. In Kenya, for example, the FFSs follow a one-year cycle <strong>in</strong>clud<strong>in</strong>g<br />
cash crops, food crops, chickens or goats and special topics on nutrition,<br />
HIV/AIDS, water sanitation and market<strong>in</strong>g. FFSs for literacy are also promoted<br />
where there is a need.<br />
The programme leader. Most FFS programmes exist with<strong>in</strong> a larger<br />
programme, run by government or a civil society organisation. It is essential to<br />
have a good programme leader who can support the tra<strong>in</strong><strong>in</strong>g <strong>of</strong> facilitators, get<br />
materials organised for the field, solve problems <strong>in</strong> participatory ways and nurture<br />
field staff facilitators. This person needs to keep a close watch on the FFSs for<br />
potential technical or human relations problems. They are also the person likely<br />
to be responsible for monitor<strong>in</strong>g and evaluation. The programme leader must be<br />
a good leader and an empower<strong>in</strong>g person. He or she is the key to successful<br />
programme development and needs support and tra<strong>in</strong><strong>in</strong>g to develop the<br />
necessary skills.<br />
F<strong>in</strong>anc<strong>in</strong>g. FFSs can be expensive or low-cost, depend<strong>in</strong>g on who implements<br />
them and how they are conducted. Due to high allowances, transportation costs<br />
35
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
and several layers <strong>of</strong> supervision programmes can end up be<strong>in</strong>g expensive<br />
(about US$30-50 per <strong>farmer</strong>). Obviously, the greater the distance that facilitators<br />
need to travel to get to the field, the higher the cost <strong>of</strong> transport. Transport is one<br />
<strong>of</strong> the biggest costs <strong>in</strong> any extension programme. However, <strong>in</strong> FFS programmes<br />
tra<strong>in</strong><strong>in</strong>g is a key recurrent component, which takes up a large portion <strong>of</strong> the<br />
budget. When the FFS is carried out by local organisations and <strong>farmer</strong><br />
facilitators, <strong>in</strong>itial start-up costs may be moderate, but the runn<strong>in</strong>g costs will be<br />
much lower (about US$1-20 per <strong>farmer</strong>). A trend <strong>in</strong> East Africa is to manage<br />
small commercial plots alongside the FFS <strong>study</strong> plots, so that the FFS can<br />
actually raise more funds than it uses for <strong>in</strong>puts and stationery. In some cases <strong>in</strong><br />
East Africa <strong>farmer</strong>s have also cost-shared tra<strong>in</strong><strong>in</strong>g expenses by buy<strong>in</strong>g their own<br />
exercise books, <strong>of</strong>fer<strong>in</strong>g tra<strong>in</strong><strong>in</strong>g sites and other locally available tra<strong>in</strong><strong>in</strong>g<br />
materials (e.g. plant<strong>in</strong>g materials and labour).<br />
36
APPENDIX II KEY FSG CONTACTS 26<br />
Name Function 27 Institution Address Telephone E-mail<br />
Study Circles/Groups<br />
Andersson, Car<strong>in</strong>a Regional Director SCC, Regional Office<br />
for Eastern Africa<br />
Box 45767 GPO, Nairobi,<br />
Kenya<br />
+254 (20) 4182430 car<strong>in</strong>a.andersson@scckenya.or.ke<br />
Andersson, Torsten Regional Advisor RRD, SIDA -<br />
Embassy <strong>of</strong> Sweden<br />
P.O. Box 30600<br />
00100 Nairobi, Kenya<br />
+254 (20) 4234000 torsten.andersson@sida.se<br />
Bhebhe, Dumile +263 (9) 8842168 dumile_bhebhe@wvi.org<br />
Chilala, Aust<strong>in</strong> KATC POBox 30652, Lusaka,<br />
Zambia<br />
+260 (1) 233101<br />
+260 (1) 97808709<br />
(mobile)<br />
Dube, Francis +263 (9) 8842168 francis_dube@wvi.org<br />
Hakutangwi, Marcus<br />
Coord<strong>in</strong>ator, Regional<br />
Study Circle Support<br />
and Smallholder<br />
Drought Mitigation<br />
Programmes<br />
SCC, Regional Office<br />
for Southern Africa<br />
70 Liv<strong>in</strong>gstone Avenue,<br />
Iverona Gardens, Harare,<br />
Zimbabwe<br />
Mapundo, Saide Project Officer UCAMA P.O. Box 138, Chimoio,<br />
Mozambique<br />
Msemakweli, Leonard Uganda Co-operative POB ox 2215, Kampala,<br />
Alliance Ltd<br />
Uganda<br />
+263 (4) 707494<br />
+263 (114) 10078 (mobile)<br />
+256 (41) 258898<br />
+256 (77) 591976 (mobile)<br />
marcus.hakutangwi@sccrosa.org<br />
saide77@hotmail .com<br />
lmsemakweli@uca.co.ug<br />
Mukumbuta, Patricia<br />
Mus<strong>in</strong>guzi, Stephen<br />
Zambia Country<br />
Coord<strong>in</strong>ator/<br />
Regional Study Circle<br />
Coord<strong>in</strong>ator<br />
Study Circle Initiative<br />
Co-ord<strong>in</strong>ator<br />
SCC, Regional Office<br />
for Southern Africa,<br />
Zambia Office<br />
Uganda Co-operative<br />
Alliance Ltd<br />
P.O. Box 32012, Lusaka,<br />
Zambia<br />
POBox 2215, Kampala,<br />
Uganda<br />
+260 (1) 260577 Patricia.Mukumbuta@sccfo.org.zm<br />
+256 (41) 258898<br />
+256 (77) 451574 (mobile)<br />
smus<strong>in</strong>guzi@uca.co.ug<br />
Mut<strong>in</strong>da, Gerald gerald.mut<strong>in</strong>da@<strong>africa</strong>onl<strong>in</strong>e.co.ke<br />
Mwale, Elijah ZNFU Agribus<strong>in</strong>ess<br />
Box 560213, Petauke, +260 (6) 371260<br />
znfupetauke@zamtel.zm<br />
Manager<br />
Zambia<br />
+260 (97) 394129 (mobile)<br />
Ngwira, A. Malawi Union <strong>of</strong><br />
Sav<strong>in</strong>gs and Credit<br />
Malawi +265 (1) 756 000 muscogm@eomw.net<br />
amngwira@hotmail.com<br />
26 Other FSG contacts are provided for each project <strong>in</strong> the sub-regional reports (Griffioen, 2006; Masendeke, 2006)<br />
27 In relation to this FSG <strong><strong>in</strong>ventory</strong><br />
37
Inventory <strong>of</strong> Farmer Study Group Initiatives <strong>in</strong> Africa – A Synthesis Report<br />
Arnoud R. Braun<br />
Name Function 28 Institution Address Telephone E-mail<br />
Study Circles/Groups<br />
Onyango, George Programme Officer -<br />
Agricultural Production,<br />
Food Security and<br />
Bus<strong>in</strong>ess Developmen<br />
SCC, Regional Office<br />
for Eastern Africa<br />
P.O. Box 45767, GPO-00100<br />
Nairobi, Kenya<br />
+254 (20) 4180201/37<br />
+254 (733) 497444<br />
(mobile)<br />
george.onyango@<strong>africa</strong>onl<strong>in</strong>e.co.ke<br />
Widengård, Marie Study Circle Officer SCC, Regional Office<br />
for Southern Africa,<br />
Zambia Office<br />
Farmer Field Schools 29<br />
Alimi, Rahim<br />
FFS Resource Person<br />
– Togo<br />
Assefa, Fantahun FFS Resource Person -<br />
Ethiopia<br />
Braun, Arnoud FFS Resource Person FFS Foundation /<br />
Endelea<br />
David, Sonii<br />
Researcher / FFS<br />
Resource Person -<br />
West Africa<br />
Duveskog, Deborah FFS Resource Person /<br />
Programme Officer<br />
Friis-Hansen, Esbern FFS Resource Person /<br />
Researcher<br />
PO Box 32012<br />
Lusaka, Zambia<br />
+260 (1) 260577<br />
+260 (97) 650982 (mobile)<br />
marie.widengard@sccfo.org.zm<br />
Togo adourahimalimi@yahoo.fr<br />
Ethiopia Fat46@ethionet.et<br />
Simon Vestdijkstraat 14<br />
6708 NW Wagen<strong>in</strong>gen<br />
The Netherlands<br />
+31 (317) 451727 arnoud.braun@<strong>farmer</strong>fieldschool.net<br />
STCP, IITA Yaounde, Cameroon s.david@cgiar.org<br />
FAOR-Kenya POBox 30470<br />
Nairobi, Kenya<br />
+254 (20) 2725069 Deborah.Duveskog@fao.org<br />
Danish Institute for Copenhagen, Denmark efh@diis.dk<br />
International Studies<br />
Gallagher, Kev<strong>in</strong> FFS Resource Person /<br />
Programme Officer<br />
Garba Hama, Mohamed FFS Resource Person -<br />
West Africa /<br />
Programme Officer<br />
Gbaguidi, Brice FFS Master Tra<strong>in</strong>er /<br />
FFS Resource Person<br />
West Africa<br />
Khalid, Arwa FFS Resource Person -<br />
Sudan<br />
Macamo, Eugenio FFS Resource Person<br />
– Mozambique /<br />
Programme Officer<br />
Special Programme<br />
for Food Security,<br />
FAO<br />
Viale delle Terme di<br />
Caracalla<br />
00100 Rome, Italy<br />
Enda Pronat BP 28221<br />
Dakar, Senegal<br />
+39 (06) 57056269 Kev<strong>in</strong>.Gallagher@fao.org<br />
+221 8225565 hamag@enda.sn<br />
PRONAF, IITA Ben<strong>in</strong> b.gbaguidi@cgiar.org<br />
Sudan arwa94@hotmail.com<br />
FAO-Mozambique Mozambique eugenio.macamo@fao.org<br />
28 In relation to this FSG <strong><strong>in</strong>ventory</strong><br />
29 This list conta<strong>in</strong>s the ma<strong>in</strong> contacts for each country. A complete list <strong>of</strong> FFS contacts can be found on the FFSnet database<br />
(http://<strong>in</strong>fobridge.org/ffsnet/)<br />
38
Name Function 30 Institution Address Telephone E-mail<br />
Farmer Field Schools 31<br />
Masendeke, Davison<br />
AREX<br />
Government<br />
Programme Officer /<br />
FFS Resource Person<br />
– Zimbabwe<br />
Mudhara, Maxwell FFS Resource Person<br />
– South Africa<br />
Ngeve, Jacob<br />
FFS Resource Person<br />
– Cameroon<br />
Nzeza, Koko FFS Resource Person -<br />
DRC/ Programme<br />
Officer<br />
Okoth, James FFS Master Tra<strong>in</strong>er /<br />
Programme Officer /<br />
FFS Resource Person<br />
– Uganda<br />
Randriarilala, Thierry FFS Resource Person<br />
– Madagascar /<br />
Programme Officer<br />
Settle, William<br />
FFS Resource Person<br />
– West Africa /<br />
Programme Officer<br />
Thomas, Julianus FFS Master Tra<strong>in</strong>er /<br />
Programme Officer /<br />
FFS Resource Person<br />
– Tanzania<br />
Yajima, Midori<br />
FFS Resource Person<br />
– Malawi / Researcher<br />
PO Box 1927, Bulawayo,<br />
Zimbabwe<br />
+263 91 360144 (cell)<br />
+263 9 884199 (bus)<br />
+263 9 483 982 (home)<br />
davemas@mweb.co.zw<br />
South Africa mudhara@ukzn.ac.za<br />
Cameroon jmngeve2000@yahoo.fr<br />
FAO-DR Congo DR Congo fa<strong>of</strong>fs.rdc@ic.cd,<br />
ckokonzeza@yahoo.fr<br />
FAO-Uganda<br />
GCP/RAF/399/IFA - FFS<br />
Programme<br />
PO Box 521<br />
Kampala<br />
Uganda<br />
+256 (41) 349916/7 (<strong>of</strong>fice)<br />
+256 (772) 442773<br />
(mobile)<br />
James.okoth@fao.org<br />
FAO-Madagascar Madagascar thierry.randriarilala@fao.mg<br />
FAO/AGPP<br />
FAO-Tanzania<br />
Bunda College / WUR<br />
Rome<br />
Italy<br />
Bukoba<br />
Tanzania<br />
Lil<strong>in</strong>gwe<br />
Malawi<br />
William.settle@fao.org<br />
+255 (741/8) 233423 ffskagera@hotmail.com<br />
+265 (8) 547233 (mobile) midori.yajima@gmail.com<br />
30 In relation to this FSG <strong><strong>in</strong>ventory</strong><br />
31 This list conta<strong>in</strong>s the ma<strong>in</strong> contacts for each country. A complete list <strong>of</strong> FFS contacts can be found on the FFSnet database<br />
(http://<strong>in</strong>fobridge.org/ffsnet/)<br />
39