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Original Paper<br />

Caries Res 2008;42:79–87<br />

DOI: 10.1159/000113160<br />

Received: June 4, 2007<br />

Accepted: October 29, 2007<br />

Published online: January 15, 2008<br />

Reproducibility and Accuracy of the<br />

ICDAS-II for Detection of Occlusal Caries<br />

in vitro<br />

a<br />

A. Jablonski-Momeni V. Stachniss b D.N. Ricketts c M. Heinzel-Gutenbrunner a<br />

K. Pieper a<br />

Departments of a Paediatric and Community Dentistry and b Operative Dentistry, Philipps University<br />

of Marburg, Marburg , Germany; c Section of Operative Dentistry, Fixed Prosthodontics and Endodontology,<br />

Dundee Dental School, University of Dundee, Dundee , UK<br />

Key Words<br />

Histology International Caries Detection and Assessment<br />

System Microscopy Occlusal caries Visual inspection<br />

detection of occlusal caries at varying stages of the disease<br />

process which are comparable to previously reported data<br />

using similar visual classification systems.<br />

Copyright © 2008 S. Karger AG, Basel<br />

Abstract<br />

Aim: The aim of this study was to assess inter- and intraexaminer<br />

reproducibility and accuracy in the detection and<br />

assessment of occlusal caries in extracted human teeth using<br />

a newly developed visual method for caries diagnosis<br />

(International Caries Detection and Assessment System,<br />

ICDAS-II). Serial sectioning and microscopy were used as the<br />

‘gold standard’. Methods: The occlusal surfaces of 100 teeth<br />

were examined by 4 dentists using the ICDAS-II graded<br />

scores 0–6. Thereafter the teeth were serially sectioned and<br />

assessed for depth of the lesion with two histological classification<br />

systems. Results: The weighted kappa values for<br />

inter- and intra-examiner reproducibility for the ICDAS-II<br />

examination were 0.62–0.83. There was a moderate relationship<br />

between the visual and both histological examinations<br />

(r s = 0.43–0.72). At the D1 diagnostic threshold (enamel and<br />

dentine lesions) specificity was 0.74–0.91 and sensitivity was<br />

0.59–0.73. At the D3 diagnostic threshold (dentine lesions)<br />

specificity was 0.82–0.94 and sensitivity was 0.48–0.83 for<br />

the 4 examiners. Conclusion: The ICDAS-II system has demonstrated<br />

reproducibility and diagnostic accuracy for the<br />

Dentists have a number of methods at their disposal<br />

for the clinical detection of dental caries on occlusal surfaces.<br />

Apart from purely visual and visual-tactile caries<br />

diagnosis, these include radiography, laser or light fluorescence-based<br />

methods and electrical impedance measurements.<br />

Unfortunately, where occlusal caries is concerned,<br />

a lesion which is reliably detected from a bitewing<br />

radiograph will be advanced, having extended into the<br />

middle third of dentine [Ricketts et al., 1995]. Whilst research<br />

into laser fluorescence methods has resulted in the<br />

production of a commercially available device for clinical<br />

use, a systematic review of the literature has shown that<br />

the majority of studies using it have been in vitro and that<br />

false positive results (low specificity) are a problem [Bader<br />

and Shugars, 2004]. Sheehy et al. [2001] have also<br />

commented that visual inspection seems better suited to<br />

epidemiological investigations than laser fluorescence,<br />

for example. Like the laser fluorescence device, electrical<br />

conductance methods for caries detection suffer from a<br />

lower specificity than clinical visual methods of caries<br />

Fax +41 61 306 12 34<br />

E-Mail karger@karger.ch<br />

www.karger.com<br />

© 2008 S. Karger AG, Basel<br />

0008–6568/08/0422–0079$24.50/0<br />

Accessible online at:<br />

www.karger.com/cre<br />

Dr. Anahita Jablonski-Momeni<br />

Department of Paediatric and Community Dentistry<br />

Philipps University of Marburg, Georg-Voigt-Strasse 3<br />

DE–35033 Marburg (Germany)<br />

Tel. +49 6421 286 3215, Fax +49 6421 286 6691, E-Mail momeni@staff.uni-marburg.de


detection and further research is required before they<br />

could be used in caries clinical trials [Longbottom and<br />

Huysmans, 2004].<br />

In epidemiological examinations, caries has usually<br />

been diagnosed according to the WHO standard, that is,<br />

lesions are recorded at the cavitation level. As defined by<br />

the WHO [1997], caries requires operative treatment (D 3<br />

level) when exposed dentine is visible or undermined<br />

enamel with softened margins can be felt. Such lesions<br />

are likely to be extensive, extending well into dentine,<br />

and rapidly progressive. Therefore, subtler indices are required<br />

which can also register lesions at an earlier noncavitated<br />

stage. This is the only way to establish a valid<br />

basis for caries management aimed at remineralisation of<br />

early enamel and dentine lesions. A system for clinical<br />

caries diagnosis would be ideal if on the one hand it could<br />

detect caries at an early stage and on the other provide<br />

practitioners with a basis for suitable therapies.<br />

The International Caries Detection and Assessment<br />

System (ICDAS) for clinical caries diagnosis was developed<br />

to provide clinicians, epidemiologists and researchers<br />

with an evidence-based system which would allow<br />

standardised data collection in different settings and better<br />

comparison between studies. The aim is to provide<br />

better understanding of caries and its management within<br />

the population and at an individual level [Pitts, 2004].<br />

ICDAS was developed on the basis of insights gained<br />

from a systematic review of the literature on clinical caries<br />

detection systems [Ismail, 2004] and other sources<br />

[Ekstrand et al., 1997, 2001, 2005; Fyffe et al., 2000a;<br />

Chesters et al., 2002; Ricketts et al., 2002]. Use of the<br />

ICDAS was intended to make subsequent studies more<br />

useful for comparison, reviews or meta-analyses and thus<br />

fulfil the requirements of evidence-based dentistry [Richards,<br />

2005].<br />

The aim of this in vitro study was to validate the<br />

ICDAS-II system for caries detection in pits and fissures<br />

using two histological classification systems used in previous<br />

studies. In addition, the reproducibility of the<br />

method was checked against a reference examiner who<br />

was familiar with the ICDAS-II system as well as intraexaminer<br />

reliability.<br />

Materials and Methods<br />

Sample Selection<br />

One hundred unrestored molar (n = 85) and premolar teeth<br />

(n = 15) were selected from a group of extracted teeth stored in<br />

thymol. These were cleaned carefully with a rotating brush and<br />

water and then stored in water.<br />

Table 1. ICDAS-II criteria<br />

ICDAS-II<br />

code<br />

Criteria<br />

0 Sound tooth surface: no evidence of caries after prolonged<br />

air drying (5 s)<br />

1 First visual change in enamel: opacity or discoloration<br />

(white or brown) is visible at the entrance to the pit or<br />

fissure after prolonged air drying, which is not or hardly<br />

seen on a wet surface<br />

2 Distinct visual change in enamel: opacity or discoloration<br />

distinctly visible at the entrance to the pit and fissure<br />

when wet, lesion must still be visible when dry<br />

3 Localized enamel breakdown due to caries with no visible<br />

dentine or underlying shadow: opacity or discoloration<br />

wider than the natural fissure/fossa when wet and<br />

after prolonged air drying<br />

4 Underlying dark shadow from dentine 8 localised<br />

enamel breakdown<br />

5 Distinct cavity with visible dentine: visual evidence of<br />

demineralisation and dentine exposed<br />

6 Extensive distinct cavity with visible dentine and more<br />

than half of the surface involved<br />

One to four easily re-located sites within the pit and fissure<br />

system of each tooth were chosen as potential investigation sites<br />

(total sites 181). Digital images of the occlusal surfaces were taken<br />

with the teeth surrounded by a right-angled coordinate system,<br />

which allowed accurate recording and identification of the investigation<br />

sites ( fig. 1 ). Black and white copies of these, printed in<br />

draft quality on plain paper, were used by the examiners during<br />

this study and were only suitable for lesion location.<br />

Training in ICDAS-II<br />

Prior to the visual examination, the reference examiner<br />

(D.N.J.R.) trained 3 other examiners (K.P., V.S. and A.J.-M.) in<br />

the ICDAS-II classification system in a 2-hour session. The training<br />

involved a 30-min lecture on the ICDAS-II system and the<br />

importance of examining clean teeth when both wet and dry. The<br />

details of each score were discussed and a series of images of the<br />

occlusal surface and corresponding histological appearance were<br />

shown to demonstrate that small and subtle changes at the entrance<br />

to the fissure can correspond to marked histological<br />

changes. Following this a series of approximately 20 projected,<br />

magnified images of the occlusal surfaces of teeth with a range<br />

of appearances were discussed and a consensus ICDAS-II score<br />

assigned. This was followed by examination of approximately 20<br />

extracted teeth that were not included in the main study, representing<br />

all ICDAS-II scores. These teeth were initially examined<br />

blind to other examiners, followed by discussion and a consensus<br />

score given.<br />

80<br />

Caries Res 2008;42:79–87<br />

Jablonski-Momeni /Stachniss /Ricketts /<br />

Heinzel-Gutenbrunner /Pieper


ML<br />

b<br />

ML<br />

ML<br />

H<br />

<br />

a<br />

ML<br />

Fig. 1. Occlusal view of a molar tooth with right-angled triangle coordinating system. The length of the embedded<br />

coloured foil (grey in the printed version) allows accurate location of the section in the y-axis, using the<br />

formula H = 2(a – ML). The position of the lesion along each section can then be determined by the x-axis coordinate.<br />

Examiners<br />

The examiners were experienced dentists with an interest in<br />

cariology. The examiners had been qualified for 8, 20, 31 and 37<br />

years, 2 treated both paediatric and adult patients and 2 treated<br />

adults only. All examiners had a history of training in the assessment<br />

of histological sections of teeth. The reference examiner had<br />

been involved in numerous published studies using histological<br />

assessments comparable to those used in this study.<br />

Visual Examination<br />

The teeth were kept moist (in water) throughout the study other<br />

than drying for the examinations, when they were dried with<br />

a 3-in-1 syringe as required. Each examiner examined the teeth<br />

blind to each other according to the ICDAS-II criteria for occlusal<br />

caries ( table 1 , http://www.icdas.org/).<br />

After 3 weeks, 3 of the trained examiners re-examined all of<br />

the teeth in order to determine intra-examiner reproducibility.<br />

The reference examiner was not available to repeat the examinations,<br />

being abroad.<br />

Reproducibility/Accuracy of a Method for<br />

Caries Detection<br />

Caries Res 2008;42:79–87 81


Table 2. Criteria used in the histological examinations<br />

Score<br />

Criteria used in the Downer histological examination<br />

[Downer, 1975]<br />

Criteria used in the ERK histological examination<br />

[Ekstrand et al., 1997]<br />

0 No enamel demineralisation or a narrow surface zone of<br />

opacity (edge phenomenon)<br />

1 Enamel demineralisation limited to the outer 50% of the<br />

enamel layer<br />

2 Demineralisation involving the inner 50% of the enamel,<br />

up to the enamel-dentine junction<br />

No enamel demineralisation or a narrow surface zone of opacity<br />

(edge phenomenon)<br />

Enamel demineralisation limited to the outer 50% of the enamel<br />

layer<br />

Demineralisation involving between 50% of the enamel and outer<br />

third of the dentine<br />

3 Demineralisation involving the outer 50% of the dentine Demineralisation involving the middle third of the dentine<br />

4 Demineralisation involving the inner 50% of the dentine Demineralisation involving the inner third of the dentine<br />

Histological Preparation<br />

For histological examination the roots were resected from the<br />

teeth just apical to the cementum-enamel junction. The crowns<br />

of the teeth were then dehydrated by serially submerging them in<br />

increasing concentrations of alcohol solutions (40, 60, 80, 100,<br />

100%) for 12 h in each. This progressive dehydration of the tooth<br />

reduced damage and facilitated penetration of an alcohol/light<br />

cure acrylic (1: 1) mix (Technovit 7200 VLC, Heraeus Kulzer, Germany)<br />

into which the tooth was placed for 36 h. The acrylic was<br />

then light cured for 10 h (Histolux, Exakt, Germany).<br />

To further reduce section damage and aid mounting of the<br />

specimen for the three-dimensional cutting technique [Stachniss,<br />

2005], the teeth underwent a second stage of embedding in an<br />

acrylic tube which was filled with acrylic (Technovit 7200 VLC)<br />

to completely cover the tooth. Because visual access to the occlusal<br />

surface and investigation sites was now impaired, an accurate<br />

coordinating system was required to correctly assign each section<br />

to the corresponding position within the tooth. To achieve this,<br />

the cut root face was placed on a triangle of foil of known dimensions<br />

(a = 9 mm), height (b = 18 mm) and angle ( = 63.5°) prior<br />

to placement of the specimen in the acrylic tube and the second<br />

embedding stage ( fig. 1 ). The base (a) of the triangle was aligned<br />

with the mesial surface of the tooth and ran parallel with the occlusal<br />

surface. The embedded tooth together with the foil triangle<br />

were then serially sectioned in a buccolingual direction. Each embedded<br />

section therefore contained a section of the coloured foil<br />

in the form of a distinct line in relation to the cut root face. If the<br />

length of the coloured line at the base of the section was ML<br />

( fig. 1 ), the formula H = 2(a – ML) gives the height (H) or y coordinate<br />

of the section. The correct sections could then be determined<br />

for each investigation site, using the x coordinate recorded<br />

on the digital photograph of the occlusal surface. Prior to histological<br />

examination the sections were ground and polished on<br />

waterproof silicon carbide paper (1,200, 2,400 and 4,000 grit; Hermens<br />

or Wirz, Germany) to a specimen thickness of 200 ( 8 30)<br />

m (checked with a digital micrometer; Müller, Germany). In total<br />

11–15 sections were produced per crown and 1–4 sections were<br />

available to view for each investigation site.<br />

Histological Examination<br />

For each investigation site the selected sections were examined<br />

by all 4 examiners using a binocular microscope (Wild Heerbrugg<br />

AG, Gais, Switzerland) using ! 16 magnification and reflected<br />

light. Two different histological classification systems [Downer,<br />

1975; Ekstrand et al., 1997] were used to record caries severity at<br />

each investigation site and this was carried out blindly to the other<br />

examiners ( table 2 ).<br />

Up to 4 sections were available which could be assigned to each<br />

investigation site. A histological score was given to each section<br />

and the worst/deepest score was taken as the definitive score for<br />

further analysis. For each investigation site and each histological<br />

classification system the results from all 4 examiners were then<br />

compared to achieve a consensus score for each site. Where 3 or<br />

more examiners agreed on the histological score, this was taken<br />

as consensus. Where there was greater disagreement, the sections<br />

were reviewed by all examiners and after discussion a consensus<br />

was reached. Caries extent was based upon colour and structural<br />

changes in enamel and dentine, with emphasis being placed on<br />

differentiating carious changes from protective changes of the<br />

pulp-dentine complex, such as tubular sclerosis and reactionary<br />

dentine formation.<br />

Data Management and Statistical Evaluation<br />

Both the ICDAS-II and histology scores were recorded on special<br />

sheets and later transferred to an Excel table. Multiple investigation<br />

sites on a single tooth do not represent statistically independent<br />

data. To ensure that statistical analysis was based on independent<br />

data, one site was randomly chosen (SPSS 14.0) for<br />

each tooth with more than one investigation site, and used as the<br />

score for that tooth.<br />

For the ICDAS-II scores, interexaminer reproducibility was<br />

calculated for all pairs of examiners and intra-examiner reproducibility<br />

was calculated for the trained examiners using weighted<br />

Cohen’s kappa (using linear weights).<br />

For each examiner, the relationship between the visual scoring<br />

system and both of the histological scoring systems (Downer and<br />

ERK) was assessed using the Spearman rank correlation. The<br />

consensus Downer histology was used to calculate sensitivity and<br />

specificity at the D1 and D3 diagnostic threshold. At the D1 diag-<br />

82<br />

Caries Res 2008;42:79–87<br />

Jablonski-Momeni /Stachniss /Ricketts /<br />

Heinzel-Gutenbrunner /Pieper


nostic threshold all histological scores 1–4 were classed as caries<br />

and each ICDAS-II cut-off was used to calculate sensitivity and<br />

specificity for each examiner. Similarly for the D3 diagnostic<br />

threshold histological scores 3 and 4 were classed as caries only<br />

and sensitivity and specificity calculated at each ICDAS-II cutoff.<br />

The ERK histology, using the classification 2–3 as a histological<br />

threshold, was also used to calculate sensitivity and specificity<br />

for each ICDAS-II cut-off. Using these sensitivity and specificity<br />

values ROC analyses were carried out at the D1, D3 and ERK<br />

2–3 thresholds for each examiner.<br />

Table 3. Inter- and intra-examiner reproducibilities for visual<br />

ICDAS-II examinations<br />

Weighted kappa<br />

examiner 1 examiner 2 examiner 3 examiner 4<br />

Examiner 1 0.82 0.74 0.77<br />

Examiner 2 0.78 a 0.70 0.74<br />

Examiner 3 0.74 a 0.62<br />

Examiner 4<br />

0.83 a<br />

a<br />

Intra-examiner data in italics.<br />

R e s u l t s<br />

Initially, 100 teeth and up to 4 sections per independent<br />

investigation site were planned for investigation,<br />

but, owing to section damage on some teeth and to some<br />

not being scored by all examiners, only 93 investigation<br />

sites and 201 corresponding sections were available for<br />

analysis (14 investigations sites had 1 section, 54 had 2<br />

sections, 21 had 3 sections and 4 had 4 sections). The<br />

number of sections per investigation site was dictated by<br />

the size and spread of the lesion.<br />

Three or more examiners agreed on the histological<br />

assessment in 89% of investigation sites when using the<br />

Downer classification and 84% of investigation sites when<br />

using the ERK classification. The interexaminer weighted<br />

kappa values were 0.66–0.75 for the Downer classification<br />

and 0.60–0.74 for the ERK classification. Where disagreement<br />

occurred, a consensus decision was made following<br />

discussion and this was used in subsequent<br />

analyses.<br />

Table 3 shows the intra- and interexaminer reproducibilities<br />

(kappa values) for the visual ICDAS-II examinations.<br />

Table 4 shows the distribution of ICDAS-II data crosstabulated<br />

with both the Downer and ERK histological<br />

scores (consensus) for the independent investigation sites<br />

included in this study for the reference examiner. Table 5<br />

Table 4. Cross tables showing the relationship between the<br />

ICDAS-II scores for examiner 1 and the consensus decision for<br />

Downer and ERK histological classification systems for the independent<br />

data<br />

ICDAS-II<br />

0 1 2 3 4 5 6<br />

Downer histological score<br />

0 15 7 0 0 0 0 0 22<br />

1 4 4 4 1 0 0 0 13<br />

2 2 4 6 1 0 1 1 15<br />

3 0 5 5 14 6 6 0 36<br />

4 0 0 0 0 2 4 1 7<br />

Total 21 20 15 16 8 11 2 93<br />

ERK histological score<br />

0 15 7 0 0 0 0 0 22<br />

1 4 4 4 1 0 0 0 13<br />

2 2 5 10 9 2 2 1 31<br />

3 0 4 1 6 4 6 0 21<br />

4 0 0 0 0 2 3 1 6<br />

Total 21 20 15 16 8 11 2 93<br />

Table 5. Spearman’s correlation coefficients: visual versus histological scores<br />

Spearman’s correlation coefficient<br />

examiner 1 examiner 2 examiner 3 examiner 4 all examiners<br />

Visual versus Downer histological scores 0.60 0.72 0.59 0.48 0.58<br />

Visual versus ERK histological scores 0.58 0.68 0.54 0.43 0.54<br />

Reproducibility/Accuracy of a Method for<br />

Caries Detection<br />

Caries Res 2008;42:79–87 83


Table 6. Area under the ROC curve, optimum sensitivity and specificity and corresponding ICDAS-II threshold used, for each examiner<br />

at each diagnostic threshold (D1, D3 and ERK 2–3)<br />

D1 diagnostic threshold<br />

AUC (SE) CI opt.<br />

sens.<br />

D3 diagnostic threshold<br />

opt.<br />

spec.<br />

ICDAS<br />

cut-off<br />

AUC (SE) CI opt.<br />

sens.<br />

opt.<br />

spec.<br />

ICDAS<br />

cut-off<br />

Examiner 1 0.85 (0.05) 0.75–0.94 0.71 0.91 1–2 0.88 (0.04) 0.81–0.96 0.79 0.90 2–3<br />

Examiner 2 0.86 (0.05) 0.77–0.94 0.73 0.83 1–2 0.87 (0.04) 0.80–0.95 0.69 0.90 2–3<br />

Examiner 3 0.73 (0.06) 0.62–0.84 0.59 0.78 1–2 0.87 (0.04) 0.80–0.94 0.48 0.94 2–3<br />

Examiner 4 0.80 (0.05) 0.70–0.90 0.73 0.74 1–2 0.88 (0.04) 0.80–0.95 0.83 0.82 2–3<br />

AUC = Area under the curve; SE = standard error; CI = 95% confidence interval; opt. sens. = optimum sensitivity; opt. spec. = optimum<br />

specificity.<br />

shows the Spearman’s correlation coefficient for ICDAS-<br />

II visual examination for each examiner, for both Downer<br />

and ERK histological scores. It is generally accepted<br />

that a correlation coefficient of 0.7 or above represents a<br />

strong relationship between two variables.<br />

Table 6 shows the area under the curve for each examiner,<br />

the optimum sensitivity and specificity and the<br />

ICDAS-II cut-off that resulted in this outcome, for the<br />

D1, D3 and ERK 2–3 diagnostic thresholds.<br />

At the D1 diagnostic threshold the optimum sensitivity<br />

and specificity for each examiner was obtained using<br />

ICDAS-II cut-off 1–2. To correctly reflect the D1 diagnostic<br />

threshold all lesions including those with an<br />

ICDAS-II code 1 should have been classed as caries. However,<br />

when this was done, sensitivity was high (mean =<br />

0.89, min. = 0.76, max. = 0.96), but specificity was low<br />

(mean = 0.52, min. = 0.39, max. = 0.61).<br />

The D3 diagnostic threshold used the enamel-dentine<br />

junction to differentiate sound and caries, whereas the<br />

ERK 2–3 diagnostic threshold was deeper, between the<br />

outer third of dentine and middle third of dentine and yet<br />

the same ICDAS-II cut-off gave the optimum sensitivity<br />

and specificity. If a higher ICDAS-II cut-off of 3–4 was<br />

used to reflect this increased severity of lesion when validated<br />

with the ERK 2–3 histological threshold a mean<br />

sensitivity of 0.60 (min. = 0.56, max. = 0.64) and mean<br />

specificity of 0.90 (min. 0.84, max. 0.94) were obtained.<br />

Discussion<br />

Occlusal caries accounts for the majority of new lesions<br />

in the permanent dentition of children, adolescents<br />

and young adults. Whilst one of the most readily accessible<br />

tooth surfaces, it has a complex invaginated anatomy,<br />

which makes caries detection more difficult. There<br />

are numerous treatment options for occlusal caries and<br />

ultimately the aim is to link detection, diagnosis and appropriate<br />

treatment and this study addresses the first step<br />

in this process.<br />

To date little has been published on the visual ICDAS-<br />

II system, but other similar scoring systems have previously<br />

been used. In one study an interexaminer kappa<br />

value of 0.91 and intra-examiner kappa value of 0.9 was<br />

found between 2 examiners using an eight-point scoring<br />

system for diagnosing occlusal caries [Ekstrand et al.,<br />

1995]. Using a five-point scoring system, kappa values of<br />

0.54–0.69 were found for interexaminer reproducibility<br />

of 3 examiners and 0.73–0.89 for intra-examiner agreement<br />

[Ekstrand et al., 1997]. In another study using the<br />

same system, kappa values of 0.47–0.61 between 3 examiners<br />

and 0.56–0.68 for intra-examiner reproducibility<br />

were achieved [Reis et al., 2004]. A recent study which<br />

also used a four-point system for 8 examiners [Souza-<br />

Zaroni et al., 2006], found kappa values of 0.35–0.5<br />

for interexaminer and 0.81–0.85 for intra-examiner reproducibility.<br />

The reproducibility achieved with the<br />

ICDAS-II seven-point scoring system in this study compared<br />

favourably with those cited. However, it is likely<br />

that the cited studies reported unweighted kappa values,<br />

like Ekstrand [1997], since they did not mention weighting.<br />

If we compare the unweighted kappas from the<br />

present study (interexaminer 0.32–0.61; intra-examiner<br />

0.54–0.65), the differences disappear. Although intra-examiner<br />

kappa values could not be calculated for<br />

the reference examiner, this examiner had used the<br />

ICDAS-II system extensively and achieved acceptable<br />

intra-examiner kappa values in a previously published<br />

84<br />

Caries Res 2008;42:79–87<br />

Jablonski-Momeni /Stachniss /Ricketts /<br />

Heinzel-Gutenbrunner /Pieper


ERK 2–3 diagnostic threshold<br />

AUC (SE) CI opt.<br />

sens.<br />

opt.<br />

spec.<br />

ICDAS<br />

cut-off<br />

0.84 (0.04) 0.76–0.93 0.84 0.75 2–3<br />

0.84 (0.05) 0.75–0.93 0.80 0.79 2–3<br />

0.86 (0.04) 0.78–0.94 0.64 0.90 2–3<br />

0.84 (0.04) 0.76–0.92 0.88 0.68 2–3<br />

study [Ekstrand et al., 1997] using comparable visual<br />

criteria. Interexaminer kappa values between the reference<br />

examiner and 3 trained examiners were also acceptable<br />

( table 3 ).<br />

Histological validation of caries and in particular occlusal<br />

caries is notoriously difficult as preparing thin sections<br />

entails tooth tissue loss. Simply hemisecting a tooth<br />

through the lesion may not pass through the deepest aspect<br />

of the lesion in question. Taking a single section<br />

through an investigation site is also problematic if only<br />

one side of the section is examined as the depth of a lesion<br />

will vary from one side of a section to another [Ricketts<br />

et al., 1998]. Whilst only one side of the section was viewed<br />

in this study because of the mounting technique used, the<br />

sections were serial and the side viewed on one section<br />

corresponded to the side not viewed on the preceding<br />

section. These problems arise because of the three-dimensional<br />

nature of the spread of caries dictated by the<br />

complex anatomy of the occlusal surface. A lesion may<br />

originate at one site on the surface of the tooth but spread<br />

obliquely and non-symmetrically beneath the tooth surface.<br />

To overcome this problem and to record the deepest<br />

aspect of the lesion from where it originated at the investigation<br />

site, 1–4 sections were used depending on the<br />

severity of the lesion. The use of the coordinate system<br />

ensured accurate location of each section and thus that<br />

the lesion on the section originated from the investigation<br />

site in question. Because of the mode of spread alluded<br />

to above, it could be argued that the appearance at<br />

one site may influence the decision at another. For example,<br />

if one site was obviously carious, the likelihood of<br />

an adjacent site also being carious and recorded as such<br />

is much higher. The data collected at multiple sites cannot<br />

therefore be regarded as independent. To overcome this<br />

problem one investigation site per tooth was randomly<br />

selected for analysis.<br />

In previous studies comparing both visual classification<br />

systems and histological classification systems of increasing<br />

lesion severity, the relationships between the<br />

two variables have been strong, with Spearman correlation<br />

coefficients of 0.87 for an eight-point visual scale<br />

[Ekstrand et al., 1995] and 0.87–0.93 for a five-point visual<br />

scale [Ekstrand et al., 1997]. In this study the relationship<br />

between the ICDAS-II visual classification system<br />

and either histological classification system was not<br />

as strong (r s = 0.48–0.72 using Downer histology and<br />

0.43–0.68 for ERK histology).<br />

For comparison with other studies using similar visual<br />

classification systems or different novel technologies,<br />

the Downer histology was used in the ROC analyses<br />

for each examiner at the D1 and D3 diagnostic threshold<br />

and the ERK histology was used similarly at the 2–3<br />

threshold. For all examiners the ICDAS-II system produced<br />

areas under the ROC curves in excess of 0.7.<br />

At the D1 diagnostic threshold the mean sensitivity<br />

and specificity of the ICDAS-II were 0.69 and 0.82, respectively<br />

( table 6 ). The sensitivity was found to be higher<br />

than that reported in a previous study using a different<br />

eight-point visual scale and three groups of examiners<br />

[Fyffe et al., 2000b] where sensitivity ranged between 0.46<br />

and 0.5. The specificity in this study was similar to that<br />

reported by Fyffe et al. [2000b], who found specificities<br />

of 0.66–0.86. However, in this study optimum sensitivity<br />

and specificity were achieved at the ICDAS-II cut-off 1–2<br />

and not 0–1, which would have been consistent with the<br />

D1 diagnostic threshold. When the 0–1 cut-off was used,<br />

sensitivity was high (mean = 0.89), but specificity was low<br />

(mean = 0.52). This means that a large number of sound<br />

sites were incorrectly scored as carious and this may have<br />

been due to stained sites, areas of fluorosis or developmental<br />

defects being incorrectly scored as caries. It is important<br />

to question what impact this would have clinically.<br />

From table 4 it can be seen that the sound sites<br />

that were incorrectly scored as carious were given a low<br />

ICDAS-II score which would not require operative treatment.<br />

The worse clinical outcome would therefore be giving<br />

prevention to a sound site, which in a high-risk patient<br />

would be of benefit.<br />

In this study, at the D3 diagnostic threshold mean sensitivity<br />

was 0.70 and specificity was 0.89 using ICDAS-II<br />

scores 2–3 to differentiate sound sites from those with<br />

dentine caries ( table 6 ). These are similar to those reported<br />

by Downer [1989], who in a review of the literature<br />

found that trained and experienced examiners using a<br />

Reproducibility/Accuracy of a Method for<br />

Caries Detection<br />

Caries Res 2008;42:79–87 85


visual method of diagnosis can detect dentine caries with<br />

a sensitivity in excess of 0.6 and a specificity in excess of<br />

0.8 in a sample of borderline lesions.<br />

In the Downer histology the enamel-dentine junction<br />

is taken as a diagnostic threshold to calculate diagnostic<br />

accuracy at the D3 level (code 2–3), whereas in the ERK<br />

histological system the enamel-dentine junction is not<br />

used and the histological threshold 2–3 corresponds to<br />

deeper dentine lesions (a threshold between outer third<br />

of dentine and middle third of dentine). Despite this, similar<br />

levels of sensitivity and specificity were obtained<br />

when the same ICDAS-II cut-off 2–3 was used. Using<br />

these ICDAS-II cut-offs and ERK histological threshold<br />

allowed comparison with previous work where higher<br />

sensitivity (0.92–0.97) and specificity (0.85–0.93) values<br />

were obtained [Ekstrand et al., 1997]. In the present study,<br />

when a higher ICDAS-II cut-off 3–4 was used, specificity<br />

values increased to a mean of 0.90 at the expense of sensitivity,<br />

which fell to a mean of 0.60. However, the level of<br />

overall accuracy (sensitivity plus specificity) was of the<br />

same order of magnitude as when ICDAS-II cut-off 2–3<br />

was used.<br />

A review of studies that included the validation of diagnostic<br />

techniques against a histological gold standard<br />

[Ie and Verdonschot, 1994] showed that visual inspection<br />

performed comparatively poorly for occlusal caries diagnosis<br />

compared to electrical resistance measurements<br />

and fibre-optic transillumination. In addition to this, another<br />

systematic review of the literature has shown that<br />

for visual examination specificity is high but sensitivity<br />

is low [Bader et al., 2001]. In these two reviews meta-analyses<br />

have either not been carried out or the results should<br />

be regarded with caution because of the heterogeneity of<br />

the studies included. However, it would appear that in<br />

general, visual examination has been regarded as poor for<br />

caries detection. In contrast, this study has shown that by<br />

meticulously examining clean dry teeth sensitivity of a<br />

visual examination can be improved after a short training<br />

period.<br />

In summary, after a relatively short training period 3<br />

examiners were able to achieve results using the ICDAS-<br />

II system that were comparable to that of the examiner<br />

carrying out the training. The ICDAS-II system demonstrated<br />

reproducibility and diagnostic accuracy for the<br />

detection of occlusal caries at varying stages of the disease<br />

process comparable to those published in previous<br />

studies using similar visual criteria. The moderate to<br />

strong relationship with histological extent also demonstrates<br />

its potential to monitor lesions with time. With the<br />

development of more extensive and advanced training<br />

packages and calibration exercises there may be scope to<br />

improve the reproducibility and accuracy further. In addition,<br />

such packages would allow further dissemination<br />

of ICDAS-II, allowing data from clinical studies in primary<br />

dental care, clinical trials and epidemiological surveys<br />

to have greater clarity and comparability for metaanalyses.<br />

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