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Mediation: an approach to resolving workplace issues - CIPD

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Confidentiality at UCL<strong>an</strong><br />

<strong>Mediation</strong> was confidential on all sides. The only exception <strong>to</strong> this was a potentially unlawful act<br />

or where there was evidence of a serious risk <strong>to</strong> health <strong>an</strong>d safety. The media<strong>to</strong>r would h<strong>an</strong>d-write<br />

two copies of the agreement between the parties (there were no pho<strong>to</strong>copies) <strong>an</strong>d leave the room<br />

with nothing. Written records of the proceedings were not kept. The HR or line m<strong>an</strong>ager only knew<br />

particip<strong>an</strong>ts’ names if they had passed the case <strong>to</strong> the mediation service, but they did not receive <strong>an</strong>y<br />

formal feedback other th<strong>an</strong> that the case had been completed. However, where a mutual agreement<br />

reached by the particip<strong>an</strong>ts needed support from the line m<strong>an</strong>ager, the particip<strong>an</strong>ts would take<br />

responsibility for discussing this with them. The scheme m<strong>an</strong>ager would record the names, but keep<br />

them in confidence, in case they returned for further mediation. Statistics were provided at the end of<br />

each year <strong>to</strong> record the number of cases dealt with <strong>an</strong>d the success rates. No names or confidential<br />

information were released as part of this process. If the mediation identified that someone should<br />

have some training, that formed part of the agreement.<br />

Confidentiality<br />

Anything said during the mediation is confidential<br />

<strong>to</strong> the parties, <strong>an</strong>d <strong>an</strong>ything said that the parties<br />

would not otherwise have known c<strong>an</strong>not be used<br />

in <strong>an</strong>y other context. They may choose <strong>to</strong> reveal<br />

some or all of what has occurred during the<br />

mediation <strong>to</strong> colleagues, or their m<strong>an</strong>agers, but<br />

only if all parties agree. Typically this agreement <strong>to</strong><br />

share would cover situations where others need <strong>to</strong><br />

be involved as part of the agreement, for example<br />

if a m<strong>an</strong>ager needs <strong>to</strong> agree training. The only<br />

non-voluntary exceptions are where, for example,<br />

a potentially unlawful act has been committed or<br />

there is a serious risk <strong>to</strong> health <strong>an</strong>d safety.<br />

Future legal proceedings<br />

What happens during the mediation c<strong>an</strong>not be<br />

used in future legal proceedings without agreement<br />

from both parties. In theory, a media<strong>to</strong>r could be<br />

ordered <strong>to</strong> give evidence at a tribunal or a court<br />

of law. However, in practice, courts prefer <strong>to</strong><br />

protect the confidentiality of the mediation process<br />

because without that protection they realise that<br />

people would be less willing <strong>to</strong> use mediation.<br />

10<br />

MEDIATION: AN APPROACH TO RESOLVING WORKPLACE ISSUES

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