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Surgical Advances in Pancreatic Cancer- Beat M. Künzli

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<strong>Surgical</strong> <strong>Advances</strong> <strong>in</strong> <strong>Pancreatic</strong> <strong>Cancer</strong><br />

<strong>Beat</strong> M. <strong>Künzli</strong>, Jörg Kleeff, and Helmut Friess<br />

Department of General Surgery, Kl<strong>in</strong>ikum rechts der Isar, Technische Universität<br />

München, Munich, Germany.<br />

Address for correspondence:<br />

Jörg Kleeff, MD<br />

Department of General Surgery<br />

Kl<strong>in</strong>ikum rechts der Isar, Technische Universität München<br />

Isman<strong>in</strong>gerstrasse 22<br />

81675 München<br />

Germany<br />

Phone: +49 89 4140 5098<br />

Fax:+49 89 4140 4870<br />

1


Introduction<br />

Despite improvements <strong>in</strong> diagnosis and therapy, pancreatic cancer is still a devastat<strong>in</strong>g<br />

disease, which is presently the fourth lead<strong>in</strong>g cause of cancer related deaths <strong>in</strong> Western<br />

countries. 1 Although significant efforts have been made, only little progress has been<br />

achieved <strong>in</strong> the last decades with respect to the overall survival of pancreatic cancer<br />

patients. It is still a challeng<strong>in</strong>g task to diagnose pancreatic cancer at an early stage that<br />

offers the chance of successful therapy. Thus, the overall resectability rate of pancreatic<br />

cancer is only 10 to 15%. 2 Rapid tumor progression, and a strik<strong>in</strong>g resistance to<br />

chemotherapy, radiotherapy, and targeted/biological therapies 3, 4 contribute to the poor<br />

prognosis. These facts together result <strong>in</strong> low tumor resectability rates after diagnosis,<br />

early tumor recurrence after resection, and poor overall survival rates. Even after<br />

potential curative resection, long term survival is not satisfactory with around 20%, but<br />

subgroup analyses of e.g. lymph node negative tumors that have been resected with<br />

negative marg<strong>in</strong>s demonstrate 5-year survival rates of about 40%. 5 In the last decade<br />

the surgical outcome has improved, mostly because of improv<strong>in</strong>g perioperative<br />

treatment. Birkmeyer et al. 6 demonstrated that operation related morbidity and mortality<br />

significantly decreases <strong>in</strong> centers with high patient load. This critical aspect of the value<br />

of centralization on the outcome of pancreatic surgery <strong>in</strong> “high volume <strong>in</strong>stitutions,” has<br />

been demonstrated <strong>in</strong> numerous studies. 7 The current mortality rate follow<strong>in</strong>g pancreatic<br />

resection is well below 5% 8 <strong>in</strong> specialized surgical centers. Improvements <strong>in</strong> multimodal<br />

therapy 9 comb<strong>in</strong>ed with more experienced surgical treatment of pancreatic cancer at<br />

high volume centers have improved the long-term survival as well as the quality of life of<br />

pancreatic cancer patients.<br />

2


Operations for tumors of the head of the pancreas<br />

Periampullary cancers account for about 5% of all gastro<strong>in</strong>test<strong>in</strong>al tract malignancies, 10<br />

which can be divided <strong>in</strong>to four groups of tumor entities: (i) periampullary tumors that<br />

orig<strong>in</strong>ate from the pancreas (pancreatic cancer), (ii) the mucosa of the ampulla of Vateri<br />

(ampullary carc<strong>in</strong>oma), (iii) the common distal bile duct (distal cholangiocellular<br />

carc<strong>in</strong>oma) or (iv) the mucosa of the duodenum (duodenal adenocarc<strong>in</strong>oma). The most<br />

common periampullary malignancy is pancreatic cancer, account<strong>in</strong>g for 3% of all<br />

gastro<strong>in</strong>test<strong>in</strong>al tumors. Carc<strong>in</strong>oma of the ampulla of Vateri is the second most common<br />

periampullary malignancy 11 . Distal cholangiocellular carc<strong>in</strong>oma is less frequent and<br />

duodenal adenocarc<strong>in</strong>oma of the periampullary region is only rarely seen. 12 The<br />

relatively poor prognosis for periampullary carc<strong>in</strong>omas, exclud<strong>in</strong>g pancreatic head<br />

cancers, with five-year survival rates vary<strong>in</strong>g between 24 and 50%, still rema<strong>in</strong>s a<br />

challenge. 12<br />

One limitation for studies report<strong>in</strong>g on periampullary carc<strong>in</strong>omas, exclud<strong>in</strong>g pancreatic<br />

cancer is that these studies conta<strong>in</strong> only relatively small numbers of study subjects. 11-13<br />

Nevertheless, the standard therapy of choice for all entities of periampullary carc<strong>in</strong>omas<br />

is a partial pancreatoduodenectomy (PD), irrespective of the underly<strong>in</strong>g histology. 12<br />

Despite their low <strong>in</strong>cidence rates, ampullary, cholangiocellular, and duodenal cancers<br />

are attract<strong>in</strong>g attention due to their suspected diverse biological behavior lead<strong>in</strong>g to<br />

improved survival rates <strong>in</strong> comparison to pancreatic cancer. 10, 12 In the next passages of<br />

this chapter, we will focus on the therapy modalities for pancreatic cancer.<br />

The majority of all pancreatic cancers (approximately 60%) arise <strong>in</strong> the head of the<br />

pancreas. In these cases a partial pancreatoduodenectomy (classical Kausch-Whipple<br />

procedure) or a pylorus preserv<strong>in</strong>g pancreatoduodenectomy is considered the gold<br />

standard for surgical therapy. Cameron et al. 5 demonstrated <strong>in</strong> a retrospective review of<br />

1000 pancreaticoduodenectomies- performed by a s<strong>in</strong>gle surgeon- the management and<br />

outcome of these patients. The evolution of this operative procedure was also analyzed<br />

over 5 decades, demonstrat<strong>in</strong>g a significant drop <strong>in</strong> median operative time and <strong>in</strong> the<br />

postoperative hospital stay from <strong>in</strong>itially 17 to 9 days. The mortality rate <strong>in</strong> this series<br />

was 1%. The overall 5-year survival rate was 18%, for the lymph-node negative patients<br />

it <strong>in</strong>creased to 32% and for lymph-node negative patients with negative resection<br />

marg<strong>in</strong>s it reached 41%. 5 This study demonstrates on the basis of a large patient<br />

3


population, how the improvements <strong>in</strong> surgery as well as advances <strong>in</strong> peri and<br />

postoperative care can <strong>in</strong>crease the long term survival rates of patients with pancreatic<br />

cancer treated by pancreatoduodenectomy. This operation has become safe and<br />

effective, with low hospital mortality rates. The question which type of the<br />

pancreatoduodenectomy suits best has been controversially discussed. However,<br />

several randomized controlled studies have been performed, compar<strong>in</strong>g the classical<br />

Kausch-Whipple with the pylorus-preserv<strong>in</strong>g pancreatoduodenectomy.<br />

Classical Kausch-Whipple vs. pylorus preserv<strong>in</strong>g pancreatoduodenectomy (PD)<br />

The classical procedure for operat<strong>in</strong>g on pancreatic head masses was the Kausch-<br />

Whipple operation that consists of the resection of the pancreatic head, the duodenum<br />

along with a distal gastrectomy, cholecystectomy, removal of the distal common bile duct<br />

segment, proximal jejunum, and en-bloc resection of regional lymph nodes. With the re<strong>in</strong>troduction<br />

of the pylorus-preserv<strong>in</strong>g pancreaticoduodenectomy, a modified procedure<br />

without resection of the pylorus and the distal part of the stomach, a controversial debate<br />

on what should be the standard pancreatic head resection had started early. 14 Initial<br />

studies reported a higher <strong>in</strong>cidence of complications, such as delayed gastric empty<strong>in</strong>g<br />

and concerns about less oncological effectiveness of the pylorus-preserv<strong>in</strong>g procedure.<br />

Meanwhile, randomized controlled trials as well as a meta-analysis have demonstrated<br />

that both perioperative morbidity and long-term outcome are equal for the classical<br />

Kausch-Whipple and the pylorus preserv<strong>in</strong>g PD. 15, 16 Even though the question which<br />

procedure should be performed for pancreatic head cancer is not def<strong>in</strong>itively answered,<br />

both procedures can be recommended for resection of cancer aris<strong>in</strong>g <strong>in</strong> the head of the<br />

pancreas, accord<strong>in</strong>g to the most recent available data.<br />

Distal pancreatectomy<br />

Tumors that arise <strong>in</strong> the body or tail of the pancreas can be operated with a distal<br />

pancreatectomy. The distal pancreatectomy consists of the removal of the portion of the<br />

pancreas extend<strong>in</strong>g to the left of the midl<strong>in</strong>e but does not <strong>in</strong>clude resection of the<br />

duodenum and the distal bile duct. The advantage of this procedure, compared to the<br />

PD procedure, is that a pancreatic anastomosis is not needed <strong>in</strong> most cases. Therefore<br />

the distal pancreatectomy has been considered as a simpler surgical procedure <strong>in</strong><br />

4


comparison to a pancreaticoduodenectomy. However, pancreatic fistulas occur <strong>in</strong> 10-<br />

20% of cases and result <strong>in</strong> <strong>in</strong>creased postoperative morbidity, length of hospital stay,<br />

and overall costs. 17 In a recent retrospective study, stapler closure of the pancreatic<br />

remnant has been reported to be associated with significantly higher fistula rates. 18<br />

Therefore, randomized controlled trials have been <strong>in</strong>itiated to identify the best technique<br />

for closure of the pancreatic stump.<br />

Another important aspect of distal pancreatectomy is the often concomitantly performed<br />

splenectomy. Schwarz et al. 19 showed that the median survival of patients undergo<strong>in</strong>g<br />

distal pancreatectomy with curative <strong>in</strong>tention for pancreatic cancer was 17.8 months<br />

without splenectomy and 12.2 months with splenectomy. The en-bloc resection the<br />

spleen was believed to be necessary due to regional lymph nodes and the close relation<br />

of the splenic artery and ve<strong>in</strong> to the body of the pancreas. Hence, splenic preservation<br />

was thought to compromise the oncological resection. Schwarz et al. recommended<br />

therefore that the spleen should be preserved unless the splenic capsule was directly<br />

<strong>in</strong>volved, or nodal clearance required a splenectomy. 19<br />

Total pancreatectomy<br />

In order to improve postoperative outcome, the radical total pancreatectomy has been<br />

<strong>in</strong>troduced to the treatment of pancreatic head cancer. Obviously, this more radical<br />

approach with resect<strong>in</strong>g the whole gland would <strong>in</strong>clude the elim<strong>in</strong>ation of multifocal<br />

disease and complications emanat<strong>in</strong>g from the pancreatic remnant (e.g. pancreatic<br />

fistula). Furthermore, the additional resection of the body and tail of the pancreas would<br />

<strong>in</strong>crease the possibilities for a more extensive lymphadenectomy around the body and<br />

tail of the pancreas as well as tumor resection adjacent to the retroperitoneum. However,<br />

recent studies revealed that the occurrence of multicentric pancreatic cancer is fairly<br />

uncommon, occurr<strong>in</strong>g <strong>in</strong> less than 10% of cases. 20 Moreover, randomized trials on<br />

extended lymphadenectomy showed no significant oncological benefits, especially<br />

because lymph nodes around the body and tail of the gland are rarely <strong>in</strong>volved with<br />

metastatic disease from pancreatic head cancer. In contrast, the removal of the entire<br />

pancreas results <strong>in</strong> severe endocr<strong>in</strong>e and exocr<strong>in</strong>e <strong>in</strong>sufficiency. In terms of studies,<br />

Muller et al. 21 reported that total pancreatectomy had a surgical morbidity of 24% and an<br />

overall mortality rate of 4.8%. The global health status of patients, that have undergone<br />

a total pancreatectomy was after 23 months comparable to that of pylorus preserv<strong>in</strong>g<br />

5


pancreatoduodenectomies, although quality of life (QoL) was reduced. They concluded,<br />

that total pancreatectomy can be a treatment option for selected patients. 21 In<br />

conclusion, total pancreatectomy should not be performed rout<strong>in</strong>ely for pancreatic head<br />

cancer. Rare exceptions may <strong>in</strong>clude tumor extension to the body/ tail of the pancreas<br />

and the presence of an atrophic, soft and friable pancreatic parenchyma for which an<br />

anastomosis is not considered safe.<br />

Venous resection<br />

The specific anatomic position <strong>in</strong> close proximity to the portal ve<strong>in</strong>, the celiac trunk,<br />

superior mesenteric vessels, comb<strong>in</strong>ed with the extensive and aggressive growth<br />

behavior predisposes pancreatic carc<strong>in</strong>oma to affect or even <strong>in</strong>filtrate these structures.<br />

Therefore venous resections were suggested <strong>in</strong> order to obta<strong>in</strong> complete tumor<br />

resections and avoid R1 or even R2 resections. Recent studies <strong>in</strong>dicate that venous<br />

resections can be performed without <strong>in</strong>creased morbidity and mortality. 22 However, data<br />

on long-term survival after venous resection are less clear. A recent systematic review<br />

on portal ve<strong>in</strong> resection reported a median survival of only 13 months follow<strong>in</strong>g<br />

resection. In this study patients were treated from 1965 to 2003 and positive resection<br />

marg<strong>in</strong>s occurred <strong>in</strong> about 40% of cases. 23 Better survival rates have been<br />

demonstrated <strong>in</strong> some s<strong>in</strong>gle center studies. 22 Irrespectively, numerous studies have<br />

shown that partial resection of the portal ve<strong>in</strong>/superior mesenteric ve<strong>in</strong> can be carried<br />

out safely, without the risk of <strong>in</strong>creased morbidity/mortality. In addition, a randomized<br />

multicenter trial compar<strong>in</strong>g resection and radiochemotherapy for locally resectable<br />

<strong>in</strong>vasive pancreatic cancer reported a median survival of >17 months <strong>in</strong> the surgically<br />

treated group versus 11 months <strong>in</strong> the radiochemotherapy arm. 24 These studies together<br />

demonstrate that venous <strong>in</strong>filtration should not be considered a contra<strong>in</strong>dication for<br />

resection <strong>in</strong> pancreatic cancer if a potential curative resection can be achieved. This<br />

strategy has also been adopted <strong>in</strong> current guidel<strong>in</strong>es <strong>in</strong> the USA as well as <strong>in</strong> Europe.<br />

Extended lymphadenectomy<br />

Attempts have been made to decrease the high local recurrence rate follow<strong>in</strong>g<br />

pancreatic cancer resection by perform<strong>in</strong>g a more radical lymph-node dissection. The<br />

rationale for this approach was the observation of affected lymph nodes <strong>in</strong> the paraaortic<br />

6


egion encapsulated between the celiac trunk and the orig<strong>in</strong> of the superior mesenteric<br />

artery. 25 Therefore, the idea to radically operate and remove all these lymph- nodes<br />

seemed to be an appropriate approach. Indeed, <strong>in</strong>itial retrospective studies on extended<br />

radical lymphadenectomy <strong>in</strong> cancer of the pancreatic head reported a survival benefit <strong>in</strong><br />

comparison to standard resection. 26 However randomized controlled trials revealed<br />

different result. In fact, overall morbidity with diarrhea and delayed gastric empty<strong>in</strong>g<br />

tended to occur more frequently after extended lymphadenectomy. A study by Yeo et al.<br />

27<br />

demonstrated comparable mortality and survival rates, whereas morbidity was<br />

significantly <strong>in</strong>creased <strong>in</strong> the extended lymphadenectomy group with <strong>in</strong>creased rates of<br />

postoperative diarrhea and result<strong>in</strong>g malnutrition. 28 This study failed to report differences<br />

<strong>in</strong> 1, 3, and 5-year survival rates. 28 A meta-analysis of standard and extended<br />

lymphadenectomy <strong>in</strong> pancreaticoduodenectomy for pancreatic cancer <strong>in</strong>clud<strong>in</strong>g three of<br />

four randomized controlled trials confirmed the data from Yeo et al. 27 and Farnell et al. 28<br />

<strong>in</strong>dicat<strong>in</strong>g no significant differences between the standard and extended procedure. 29<br />

There were no differences <strong>in</strong> morbidity and mortality rates, with a trend towards higher<br />

<strong>in</strong>cidence of delayed gastric empty<strong>in</strong>g for extended lymphadenectomy. 29 Although the<br />

available randomized studies are underpowered and lack cl<strong>in</strong>ical standardization<br />

regard<strong>in</strong>g the extent of lymphadenectomy, adequate randomized controlled trials that<br />

would be needed to determ<strong>in</strong>e any potential survival benefit, are highly impractical.<br />

Therefore, extended radical lymphadenectomy should not be performed rout<strong>in</strong>ely.<br />

Does R1 resection limits surgical practice?<br />

A key factor for long- term survival of patients with resected pancreatic cancer is a<br />

complete tumor resection with negative resection marg<strong>in</strong>s (R0 resection). Although R0<br />

resection rates have been reported <strong>in</strong> up to 75% <strong>in</strong> large surgical series, most patients<br />

develop local and/or distant recurrences which could be caused by microscopic residual<br />

disease (R1 resection) at the time of resection. Us<strong>in</strong>g new standardized pathological<br />

process<strong>in</strong>g techniques and protocols, a recent study by Esposito et al. 30 displayed R1<br />

resection rates for pancreatic cancer of up to 76%. The most common anatomical site<br />

for evidence of tumor remnants was the posterior marg<strong>in</strong>. In contrast, the R1 resection<br />

rate was 14% (carried out by the same team of surgeons) when no standardized<br />

protocol was used. 30 These results demonstrate the particular need of a thorough and<br />

standardized pathological exam<strong>in</strong>ation of pancreatic cancer specimen, <strong>in</strong> order to allow<br />

7


a precise <strong>in</strong>vestigation and def<strong>in</strong>ition of prognostic relevant histopathological markers.<br />

Furthermore, these data f<strong>in</strong>ally <strong>in</strong>fluence the decision mak<strong>in</strong>g with respect to therapeutic<br />

options such as adjuvant therapy.<br />

Conclusion<br />

In the last decades major pancreatic operations have evolved <strong>in</strong>to safe and standard<br />

surgical procedures. Most progress has been made <strong>in</strong> peri and postoperative practices<br />

and treatment modalities. Therefore, <strong>in</strong> high-volume centers, surgery for pancreatic<br />

cancer is safe with morbidity and mortality rates that are not different from other major<br />

gastro<strong>in</strong>test<strong>in</strong>al surgeries. The 5-year survival has <strong>in</strong>creased to 15%- 25% follow<strong>in</strong>g<br />

resection of pancreatic cancer. However, the notable breakthrough has not yet come<br />

and the overall prognosis of pancreatic cancer has barely changed over the years.<br />

Future studies and potentially multimodal therapies are be<strong>in</strong>g established <strong>in</strong> order to<br />

improve long- term survival of pancreatic cancer patients. Adjuvant chemotherapy with<br />

either 5-FU or gemcitab<strong>in</strong>e has been shown to improve prognosis <strong>in</strong> resectable<br />

pancreatic cancer. Comb<strong>in</strong>ations of chemoradiation and <strong>in</strong>terferon- α as well as novel<br />

biological therapies present promis<strong>in</strong>g future perspectives <strong>in</strong> the treatment of pancreatic<br />

cancer. Extensive surgery should be critically evaluated, extensive/radical<br />

lymphadenectomy has not shown to improve prognosis; however, an isolated portal ve<strong>in</strong><br />

<strong>in</strong>volvement on the other hand does not represent a contra<strong>in</strong>dication for tumor resection.<br />

More extensive surgery on metastatic 31 and recurrent disease 32 rema<strong>in</strong>s questionable,<br />

although some studies seem promis<strong>in</strong>g.<br />

8


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