Surgical Advances in Pancreatic Cancer- Beat M. Künzli
Surgical Advances in Pancreatic Cancer- Beat M. Künzli
Surgical Advances in Pancreatic Cancer- Beat M. Künzli
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<strong>Surgical</strong> <strong>Advances</strong> <strong>in</strong> <strong>Pancreatic</strong> <strong>Cancer</strong><br />
<strong>Beat</strong> M. <strong>Künzli</strong>, Jörg Kleeff, and Helmut Friess<br />
Department of General Surgery, Kl<strong>in</strong>ikum rechts der Isar, Technische Universität<br />
München, Munich, Germany.<br />
Address for correspondence:<br />
Jörg Kleeff, MD<br />
Department of General Surgery<br />
Kl<strong>in</strong>ikum rechts der Isar, Technische Universität München<br />
Isman<strong>in</strong>gerstrasse 22<br />
81675 München<br />
Germany<br />
Phone: +49 89 4140 5098<br />
Fax:+49 89 4140 4870<br />
1
Introduction<br />
Despite improvements <strong>in</strong> diagnosis and therapy, pancreatic cancer is still a devastat<strong>in</strong>g<br />
disease, which is presently the fourth lead<strong>in</strong>g cause of cancer related deaths <strong>in</strong> Western<br />
countries. 1 Although significant efforts have been made, only little progress has been<br />
achieved <strong>in</strong> the last decades with respect to the overall survival of pancreatic cancer<br />
patients. It is still a challeng<strong>in</strong>g task to diagnose pancreatic cancer at an early stage that<br />
offers the chance of successful therapy. Thus, the overall resectability rate of pancreatic<br />
cancer is only 10 to 15%. 2 Rapid tumor progression, and a strik<strong>in</strong>g resistance to<br />
chemotherapy, radiotherapy, and targeted/biological therapies 3, 4 contribute to the poor<br />
prognosis. These facts together result <strong>in</strong> low tumor resectability rates after diagnosis,<br />
early tumor recurrence after resection, and poor overall survival rates. Even after<br />
potential curative resection, long term survival is not satisfactory with around 20%, but<br />
subgroup analyses of e.g. lymph node negative tumors that have been resected with<br />
negative marg<strong>in</strong>s demonstrate 5-year survival rates of about 40%. 5 In the last decade<br />
the surgical outcome has improved, mostly because of improv<strong>in</strong>g perioperative<br />
treatment. Birkmeyer et al. 6 demonstrated that operation related morbidity and mortality<br />
significantly decreases <strong>in</strong> centers with high patient load. This critical aspect of the value<br />
of centralization on the outcome of pancreatic surgery <strong>in</strong> “high volume <strong>in</strong>stitutions,” has<br />
been demonstrated <strong>in</strong> numerous studies. 7 The current mortality rate follow<strong>in</strong>g pancreatic<br />
resection is well below 5% 8 <strong>in</strong> specialized surgical centers. Improvements <strong>in</strong> multimodal<br />
therapy 9 comb<strong>in</strong>ed with more experienced surgical treatment of pancreatic cancer at<br />
high volume centers have improved the long-term survival as well as the quality of life of<br />
pancreatic cancer patients.<br />
2
Operations for tumors of the head of the pancreas<br />
Periampullary cancers account for about 5% of all gastro<strong>in</strong>test<strong>in</strong>al tract malignancies, 10<br />
which can be divided <strong>in</strong>to four groups of tumor entities: (i) periampullary tumors that<br />
orig<strong>in</strong>ate from the pancreas (pancreatic cancer), (ii) the mucosa of the ampulla of Vateri<br />
(ampullary carc<strong>in</strong>oma), (iii) the common distal bile duct (distal cholangiocellular<br />
carc<strong>in</strong>oma) or (iv) the mucosa of the duodenum (duodenal adenocarc<strong>in</strong>oma). The most<br />
common periampullary malignancy is pancreatic cancer, account<strong>in</strong>g for 3% of all<br />
gastro<strong>in</strong>test<strong>in</strong>al tumors. Carc<strong>in</strong>oma of the ampulla of Vateri is the second most common<br />
periampullary malignancy 11 . Distal cholangiocellular carc<strong>in</strong>oma is less frequent and<br />
duodenal adenocarc<strong>in</strong>oma of the periampullary region is only rarely seen. 12 The<br />
relatively poor prognosis for periampullary carc<strong>in</strong>omas, exclud<strong>in</strong>g pancreatic head<br />
cancers, with five-year survival rates vary<strong>in</strong>g between 24 and 50%, still rema<strong>in</strong>s a<br />
challenge. 12<br />
One limitation for studies report<strong>in</strong>g on periampullary carc<strong>in</strong>omas, exclud<strong>in</strong>g pancreatic<br />
cancer is that these studies conta<strong>in</strong> only relatively small numbers of study subjects. 11-13<br />
Nevertheless, the standard therapy of choice for all entities of periampullary carc<strong>in</strong>omas<br />
is a partial pancreatoduodenectomy (PD), irrespective of the underly<strong>in</strong>g histology. 12<br />
Despite their low <strong>in</strong>cidence rates, ampullary, cholangiocellular, and duodenal cancers<br />
are attract<strong>in</strong>g attention due to their suspected diverse biological behavior lead<strong>in</strong>g to<br />
improved survival rates <strong>in</strong> comparison to pancreatic cancer. 10, 12 In the next passages of<br />
this chapter, we will focus on the therapy modalities for pancreatic cancer.<br />
The majority of all pancreatic cancers (approximately 60%) arise <strong>in</strong> the head of the<br />
pancreas. In these cases a partial pancreatoduodenectomy (classical Kausch-Whipple<br />
procedure) or a pylorus preserv<strong>in</strong>g pancreatoduodenectomy is considered the gold<br />
standard for surgical therapy. Cameron et al. 5 demonstrated <strong>in</strong> a retrospective review of<br />
1000 pancreaticoduodenectomies- performed by a s<strong>in</strong>gle surgeon- the management and<br />
outcome of these patients. The evolution of this operative procedure was also analyzed<br />
over 5 decades, demonstrat<strong>in</strong>g a significant drop <strong>in</strong> median operative time and <strong>in</strong> the<br />
postoperative hospital stay from <strong>in</strong>itially 17 to 9 days. The mortality rate <strong>in</strong> this series<br />
was 1%. The overall 5-year survival rate was 18%, for the lymph-node negative patients<br />
it <strong>in</strong>creased to 32% and for lymph-node negative patients with negative resection<br />
marg<strong>in</strong>s it reached 41%. 5 This study demonstrates on the basis of a large patient<br />
3
population, how the improvements <strong>in</strong> surgery as well as advances <strong>in</strong> peri and<br />
postoperative care can <strong>in</strong>crease the long term survival rates of patients with pancreatic<br />
cancer treated by pancreatoduodenectomy. This operation has become safe and<br />
effective, with low hospital mortality rates. The question which type of the<br />
pancreatoduodenectomy suits best has been controversially discussed. However,<br />
several randomized controlled studies have been performed, compar<strong>in</strong>g the classical<br />
Kausch-Whipple with the pylorus-preserv<strong>in</strong>g pancreatoduodenectomy.<br />
Classical Kausch-Whipple vs. pylorus preserv<strong>in</strong>g pancreatoduodenectomy (PD)<br />
The classical procedure for operat<strong>in</strong>g on pancreatic head masses was the Kausch-<br />
Whipple operation that consists of the resection of the pancreatic head, the duodenum<br />
along with a distal gastrectomy, cholecystectomy, removal of the distal common bile duct<br />
segment, proximal jejunum, and en-bloc resection of regional lymph nodes. With the re<strong>in</strong>troduction<br />
of the pylorus-preserv<strong>in</strong>g pancreaticoduodenectomy, a modified procedure<br />
without resection of the pylorus and the distal part of the stomach, a controversial debate<br />
on what should be the standard pancreatic head resection had started early. 14 Initial<br />
studies reported a higher <strong>in</strong>cidence of complications, such as delayed gastric empty<strong>in</strong>g<br />
and concerns about less oncological effectiveness of the pylorus-preserv<strong>in</strong>g procedure.<br />
Meanwhile, randomized controlled trials as well as a meta-analysis have demonstrated<br />
that both perioperative morbidity and long-term outcome are equal for the classical<br />
Kausch-Whipple and the pylorus preserv<strong>in</strong>g PD. 15, 16 Even though the question which<br />
procedure should be performed for pancreatic head cancer is not def<strong>in</strong>itively answered,<br />
both procedures can be recommended for resection of cancer aris<strong>in</strong>g <strong>in</strong> the head of the<br />
pancreas, accord<strong>in</strong>g to the most recent available data.<br />
Distal pancreatectomy<br />
Tumors that arise <strong>in</strong> the body or tail of the pancreas can be operated with a distal<br />
pancreatectomy. The distal pancreatectomy consists of the removal of the portion of the<br />
pancreas extend<strong>in</strong>g to the left of the midl<strong>in</strong>e but does not <strong>in</strong>clude resection of the<br />
duodenum and the distal bile duct. The advantage of this procedure, compared to the<br />
PD procedure, is that a pancreatic anastomosis is not needed <strong>in</strong> most cases. Therefore<br />
the distal pancreatectomy has been considered as a simpler surgical procedure <strong>in</strong><br />
4
comparison to a pancreaticoduodenectomy. However, pancreatic fistulas occur <strong>in</strong> 10-<br />
20% of cases and result <strong>in</strong> <strong>in</strong>creased postoperative morbidity, length of hospital stay,<br />
and overall costs. 17 In a recent retrospective study, stapler closure of the pancreatic<br />
remnant has been reported to be associated with significantly higher fistula rates. 18<br />
Therefore, randomized controlled trials have been <strong>in</strong>itiated to identify the best technique<br />
for closure of the pancreatic stump.<br />
Another important aspect of distal pancreatectomy is the often concomitantly performed<br />
splenectomy. Schwarz et al. 19 showed that the median survival of patients undergo<strong>in</strong>g<br />
distal pancreatectomy with curative <strong>in</strong>tention for pancreatic cancer was 17.8 months<br />
without splenectomy and 12.2 months with splenectomy. The en-bloc resection the<br />
spleen was believed to be necessary due to regional lymph nodes and the close relation<br />
of the splenic artery and ve<strong>in</strong> to the body of the pancreas. Hence, splenic preservation<br />
was thought to compromise the oncological resection. Schwarz et al. recommended<br />
therefore that the spleen should be preserved unless the splenic capsule was directly<br />
<strong>in</strong>volved, or nodal clearance required a splenectomy. 19<br />
Total pancreatectomy<br />
In order to improve postoperative outcome, the radical total pancreatectomy has been<br />
<strong>in</strong>troduced to the treatment of pancreatic head cancer. Obviously, this more radical<br />
approach with resect<strong>in</strong>g the whole gland would <strong>in</strong>clude the elim<strong>in</strong>ation of multifocal<br />
disease and complications emanat<strong>in</strong>g from the pancreatic remnant (e.g. pancreatic<br />
fistula). Furthermore, the additional resection of the body and tail of the pancreas would<br />
<strong>in</strong>crease the possibilities for a more extensive lymphadenectomy around the body and<br />
tail of the pancreas as well as tumor resection adjacent to the retroperitoneum. However,<br />
recent studies revealed that the occurrence of multicentric pancreatic cancer is fairly<br />
uncommon, occurr<strong>in</strong>g <strong>in</strong> less than 10% of cases. 20 Moreover, randomized trials on<br />
extended lymphadenectomy showed no significant oncological benefits, especially<br />
because lymph nodes around the body and tail of the gland are rarely <strong>in</strong>volved with<br />
metastatic disease from pancreatic head cancer. In contrast, the removal of the entire<br />
pancreas results <strong>in</strong> severe endocr<strong>in</strong>e and exocr<strong>in</strong>e <strong>in</strong>sufficiency. In terms of studies,<br />
Muller et al. 21 reported that total pancreatectomy had a surgical morbidity of 24% and an<br />
overall mortality rate of 4.8%. The global health status of patients, that have undergone<br />
a total pancreatectomy was after 23 months comparable to that of pylorus preserv<strong>in</strong>g<br />
5
pancreatoduodenectomies, although quality of life (QoL) was reduced. They concluded,<br />
that total pancreatectomy can be a treatment option for selected patients. 21 In<br />
conclusion, total pancreatectomy should not be performed rout<strong>in</strong>ely for pancreatic head<br />
cancer. Rare exceptions may <strong>in</strong>clude tumor extension to the body/ tail of the pancreas<br />
and the presence of an atrophic, soft and friable pancreatic parenchyma for which an<br />
anastomosis is not considered safe.<br />
Venous resection<br />
The specific anatomic position <strong>in</strong> close proximity to the portal ve<strong>in</strong>, the celiac trunk,<br />
superior mesenteric vessels, comb<strong>in</strong>ed with the extensive and aggressive growth<br />
behavior predisposes pancreatic carc<strong>in</strong>oma to affect or even <strong>in</strong>filtrate these structures.<br />
Therefore venous resections were suggested <strong>in</strong> order to obta<strong>in</strong> complete tumor<br />
resections and avoid R1 or even R2 resections. Recent studies <strong>in</strong>dicate that venous<br />
resections can be performed without <strong>in</strong>creased morbidity and mortality. 22 However, data<br />
on long-term survival after venous resection are less clear. A recent systematic review<br />
on portal ve<strong>in</strong> resection reported a median survival of only 13 months follow<strong>in</strong>g<br />
resection. In this study patients were treated from 1965 to 2003 and positive resection<br />
marg<strong>in</strong>s occurred <strong>in</strong> about 40% of cases. 23 Better survival rates have been<br />
demonstrated <strong>in</strong> some s<strong>in</strong>gle center studies. 22 Irrespectively, numerous studies have<br />
shown that partial resection of the portal ve<strong>in</strong>/superior mesenteric ve<strong>in</strong> can be carried<br />
out safely, without the risk of <strong>in</strong>creased morbidity/mortality. In addition, a randomized<br />
multicenter trial compar<strong>in</strong>g resection and radiochemotherapy for locally resectable<br />
<strong>in</strong>vasive pancreatic cancer reported a median survival of >17 months <strong>in</strong> the surgically<br />
treated group versus 11 months <strong>in</strong> the radiochemotherapy arm. 24 These studies together<br />
demonstrate that venous <strong>in</strong>filtration should not be considered a contra<strong>in</strong>dication for<br />
resection <strong>in</strong> pancreatic cancer if a potential curative resection can be achieved. This<br />
strategy has also been adopted <strong>in</strong> current guidel<strong>in</strong>es <strong>in</strong> the USA as well as <strong>in</strong> Europe.<br />
Extended lymphadenectomy<br />
Attempts have been made to decrease the high local recurrence rate follow<strong>in</strong>g<br />
pancreatic cancer resection by perform<strong>in</strong>g a more radical lymph-node dissection. The<br />
rationale for this approach was the observation of affected lymph nodes <strong>in</strong> the paraaortic<br />
6
egion encapsulated between the celiac trunk and the orig<strong>in</strong> of the superior mesenteric<br />
artery. 25 Therefore, the idea to radically operate and remove all these lymph- nodes<br />
seemed to be an appropriate approach. Indeed, <strong>in</strong>itial retrospective studies on extended<br />
radical lymphadenectomy <strong>in</strong> cancer of the pancreatic head reported a survival benefit <strong>in</strong><br />
comparison to standard resection. 26 However randomized controlled trials revealed<br />
different result. In fact, overall morbidity with diarrhea and delayed gastric empty<strong>in</strong>g<br />
tended to occur more frequently after extended lymphadenectomy. A study by Yeo et al.<br />
27<br />
demonstrated comparable mortality and survival rates, whereas morbidity was<br />
significantly <strong>in</strong>creased <strong>in</strong> the extended lymphadenectomy group with <strong>in</strong>creased rates of<br />
postoperative diarrhea and result<strong>in</strong>g malnutrition. 28 This study failed to report differences<br />
<strong>in</strong> 1, 3, and 5-year survival rates. 28 A meta-analysis of standard and extended<br />
lymphadenectomy <strong>in</strong> pancreaticoduodenectomy for pancreatic cancer <strong>in</strong>clud<strong>in</strong>g three of<br />
four randomized controlled trials confirmed the data from Yeo et al. 27 and Farnell et al. 28<br />
<strong>in</strong>dicat<strong>in</strong>g no significant differences between the standard and extended procedure. 29<br />
There were no differences <strong>in</strong> morbidity and mortality rates, with a trend towards higher<br />
<strong>in</strong>cidence of delayed gastric empty<strong>in</strong>g for extended lymphadenectomy. 29 Although the<br />
available randomized studies are underpowered and lack cl<strong>in</strong>ical standardization<br />
regard<strong>in</strong>g the extent of lymphadenectomy, adequate randomized controlled trials that<br />
would be needed to determ<strong>in</strong>e any potential survival benefit, are highly impractical.<br />
Therefore, extended radical lymphadenectomy should not be performed rout<strong>in</strong>ely.<br />
Does R1 resection limits surgical practice?<br />
A key factor for long- term survival of patients with resected pancreatic cancer is a<br />
complete tumor resection with negative resection marg<strong>in</strong>s (R0 resection). Although R0<br />
resection rates have been reported <strong>in</strong> up to 75% <strong>in</strong> large surgical series, most patients<br />
develop local and/or distant recurrences which could be caused by microscopic residual<br />
disease (R1 resection) at the time of resection. Us<strong>in</strong>g new standardized pathological<br />
process<strong>in</strong>g techniques and protocols, a recent study by Esposito et al. 30 displayed R1<br />
resection rates for pancreatic cancer of up to 76%. The most common anatomical site<br />
for evidence of tumor remnants was the posterior marg<strong>in</strong>. In contrast, the R1 resection<br />
rate was 14% (carried out by the same team of surgeons) when no standardized<br />
protocol was used. 30 These results demonstrate the particular need of a thorough and<br />
standardized pathological exam<strong>in</strong>ation of pancreatic cancer specimen, <strong>in</strong> order to allow<br />
7
a precise <strong>in</strong>vestigation and def<strong>in</strong>ition of prognostic relevant histopathological markers.<br />
Furthermore, these data f<strong>in</strong>ally <strong>in</strong>fluence the decision mak<strong>in</strong>g with respect to therapeutic<br />
options such as adjuvant therapy.<br />
Conclusion<br />
In the last decades major pancreatic operations have evolved <strong>in</strong>to safe and standard<br />
surgical procedures. Most progress has been made <strong>in</strong> peri and postoperative practices<br />
and treatment modalities. Therefore, <strong>in</strong> high-volume centers, surgery for pancreatic<br />
cancer is safe with morbidity and mortality rates that are not different from other major<br />
gastro<strong>in</strong>test<strong>in</strong>al surgeries. The 5-year survival has <strong>in</strong>creased to 15%- 25% follow<strong>in</strong>g<br />
resection of pancreatic cancer. However, the notable breakthrough has not yet come<br />
and the overall prognosis of pancreatic cancer has barely changed over the years.<br />
Future studies and potentially multimodal therapies are be<strong>in</strong>g established <strong>in</strong> order to<br />
improve long- term survival of pancreatic cancer patients. Adjuvant chemotherapy with<br />
either 5-FU or gemcitab<strong>in</strong>e has been shown to improve prognosis <strong>in</strong> resectable<br />
pancreatic cancer. Comb<strong>in</strong>ations of chemoradiation and <strong>in</strong>terferon- α as well as novel<br />
biological therapies present promis<strong>in</strong>g future perspectives <strong>in</strong> the treatment of pancreatic<br />
cancer. Extensive surgery should be critically evaluated, extensive/radical<br />
lymphadenectomy has not shown to improve prognosis; however, an isolated portal ve<strong>in</strong><br />
<strong>in</strong>volvement on the other hand does not represent a contra<strong>in</strong>dication for tumor resection.<br />
More extensive surgery on metastatic 31 and recurrent disease 32 rema<strong>in</strong>s questionable,<br />
although some studies seem promis<strong>in</strong>g.<br />
8
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