Securities Industry Act - The Bahamas Laws On-Line - The ...

SECURITIES INDUSTRY [CH.363 – 3
PART VI
THE ISSUE OF SECURITIES TO THE PUBLIC:
PROSPECTUS
54. No issue to public without an approved prospectus.
55. Expert’s consent to issue of prospectus containing statement by him.
56. Registration of prospectus.
57. Civil liability for mis-statements in a prospectus.
58. Criminal liability for misstatements.
59. Deemed prospectus.
60. Interpretation of prospectus.
61. Application of sections 54 to 60.
62. Definition of private company.
63. Deemed public companies.
PART VII
REPORTING REQUIREMENTS
64. Company to file material change with Commission.
65. Issuer to file reports.
PART VIII
CONDUCT OF SECURITY BUSINESS
66. Conduct in trading.
67. Beneficial ownership of listed securities.
68. Broker-dealer may act in dual capacity.
69. Prohibition of false markets.
70. Market rigging transactions.
71. Inducement to purchase or sell securities by circulation of information.
72. Employment of deceptive devices.
73. Prohibition of use of confidential information.
74. Insider trading definitions.
75. Presumed insider.
76. Liability of insider.
77. Limitation and application.
78. Contract note.
79. Transfer of securities.
80. Offences under Part VIII.
PART IX
INTEREST IN SECURITIES OF PUBLIC AND LISTED
COMPANIES
81. Notification of acquisition and change of interest.
82. Notification of interest of directors, officers or substantial share-holders.
83. Interest in securities.
LRO 1/2002
STATUTE LAW OF THE BAHAMAS