Our MISSION AND VISION - SEHA
Our MISSION AND VISION - SEHA
Our MISSION AND VISION - SEHA
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Letter to Employees<br />
Dear Colleagues,<br />
Emiri Decree No. 10 of 2007, which established<br />
Abu Dhabi Health Services Company PJSC<br />
(<strong>SEHA</strong>), set out a number of goals and<br />
responsibilities of the new organization.<br />
Implied in these responsibilities is a duty of<br />
<strong>SEHA</strong> and its employees to always do the<br />
right thing when it comes to taking care of<br />
our customers and communities whom we<br />
serve.<br />
That is what these Standards of Conduct are about:<br />
knowing what the right thing is and then doing the right thing.<br />
As a healthcare worker, we know you take pride in what you do every day.<br />
You make a difference in people’s lives. There is great satisfaction in our work<br />
and we know you feel the same.<br />
You also know that our patients rely on us and their families entrust their loved<br />
ones to us and look to us to care for them in the same way they would if they<br />
had your skills and knowledge. The healthcare community is unique in this<br />
regard. We choose to apply the healing arts to serve others. It is a commitment<br />
to caring and our compassion that binds us together as colleagues and unites<br />
us in purpose.<br />
<strong>Our</strong> commitment to our patients means we have other obligations – to each<br />
other, to our partners, vendors and other parties who do business with us<br />
and our professional and other colleagues from other organizations and<br />
institutions who work in our corporate office and hospitals – and they to us. It<br />
also means that we must support one another as we render care, celebrate<br />
when we achieve a goal and at the same time make corrections or alert<br />
someone immediately when we have or become aware of a problem or an<br />
error. We cannot allow any of us to fail in our duty to our patients, as doing<br />
so may put them at risk and erode the trust which they have placed in us and<br />
which we have worked hard to earn. This will reflect poorly on our reputation,<br />
character and values and harm the pride we have in our organization and<br />
ourselves.<br />
behavioral rules we must apply every day in order to win the trust of those<br />
who have an interest in our company. Without exception, the Standards apply<br />
to every <strong>SEHA</strong> employee as well as all others who may work on behalf of or<br />
for the benefit of <strong>SEHA</strong> such as our vendors, suppliers, consultants, trainees,<br />
volunteers and our corporate board of directors. The Standards are a formula<br />
of necessary behavior to protect our patients and customers, their families,<br />
each other and each of our stakeholders. Unless we follow these Standards<br />
of Conduct we believe we cannot reach our mission of providing world-class<br />
healthcare.<br />
That is why we need to support each other in maintaining the Standards of<br />
Conduct. Never assume that something is someone else’s responsibility or<br />
that your manager or someone in a more senior position is aware of every<br />
situation you find concerning. We must all embrace the Standards and see<br />
that we each live up to its tenets. When in doubt, apply the following test:<br />
if you were to take an action that was questionable, would you like to see<br />
your picture and name in the newspaper the next day describing what you<br />
did Would the article praise your action or describe it as illegal, unethical or<br />
harmful to a patient, customer, a fellow employee or our stakeholders When<br />
in doubt, ask for guidance. We are all together in our mission and we succeed<br />
and fail as one. <strong>Our</strong> patients are relying on all of us.<br />
<strong>Our</strong> spirit as an organization comes from within each of us. I am proud to be<br />
a <strong>SEHA</strong> employee as I hope you are. We ask that you study these Standards<br />
of Conduct and make it part of your every-day work life.<br />
Sincerely,<br />
H.E. Saif Bader Haji Al Qubaisi<br />
Chairman<br />
Carl Vincent Stanifer<br />
Chief Executive Officer<br />
That is why we must exercise appropriate and ethical decision-making at all<br />
times and constantly focus on doing what is right and what is required of us.<br />
The Standards of Conduct outlined in the following pages describe the set of
Contents<br />
Purpose of our Standards of Conduct<br />
<strong>Our</strong> Mission and Vision<br />
Leadership Responsibilities<br />
Patient Care and Medical Treatment<br />
Outsourced Management of Hospitals and Services<br />
Medical Staff Rights and Obligations<br />
Patient Rights<br />
Conflicts of Interest<br />
Patient Information<br />
Work-Place Conduct<br />
Accurate Billing<br />
Medical Research<br />
Fraud and Misconduct<br />
Organisational Information and Property<br />
Accreditation and Regulatory Compliance<br />
Financial Accounts and Reporting<br />
Marketing and Advertising<br />
Regulatory Risk Management and Compliance Program<br />
Acknowledgment<br />
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7<br />
11<br />
15<br />
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PURPOSE OF OUR<br />
ST<strong>AND</strong>ARDS OF CONDUCT<br />
PURPOSE OF OUR ST<strong>AND</strong>ARDS OF CONDUCT<br />
Commitment and Common Purpose<br />
<strong>SEHA</strong> is committed to its employees, patients and shareholder, the Government<br />
of Abu Dhabi. As an organisation <strong>SEHA</strong> is made up of individuals bound by a<br />
common purpose and sharing a set of values and goals. The purpose of the<br />
Standards of Conduct is to identify and express on behalf of its employees<br />
those values and goals. It is what binds us together as colleagues, co-workers<br />
and individuals who wish always to do the right thing and as such build and<br />
maintain an organisation committed to the interests of its stakeholders.<br />
Guideline Relevant to our Work<br />
However, we believe that it is not enough to simply state general principles of<br />
how we must act. We must translate these general principles into guidelines<br />
that are relevant to our areas of work and responsibilities. We understand<br />
that every individual even when wanting to do the appropriate thing faces<br />
a multitude of conflicting choices in his or her work and the goal of these<br />
Standards of Conduct, along with the policies referred to herein, is to help<br />
guide us as to the proper actions which will be consistent with our agreed<br />
ethical standards, <strong>SEHA</strong> values and policies, strategic objectives and goals<br />
and the laws and regulations to which we are subject.<br />
Shared Responsiblity<br />
We also recognize that we have a shared interest in ensuring that our fellow<br />
colleagues and our partners with whom we contract to assist us in carrying out<br />
our functions act in accordance with these Standards. It is therefore necessary<br />
that in addition to helping us understand what we are supposed to do, we<br />
receive the proper amount and type of training and education, tell someone<br />
when we observe someone who is not following our shared Standards (or<br />
systems which might encourage others not to follow the Standards), take an<br />
action when we see something that is wrong and determine why and how we<br />
can continually improve our consistency with the Standards.<br />
Condition of Employment and Association<br />
Because we believe that these Standards of Conduct are critical to achieving<br />
our mission and vision, they are a condition of employment and association<br />
with <strong>SEHA</strong> and each of us, whether a director, officer, employee or contracting<br />
partner must sign an Acknowledgment that we have read, understand and<br />
will reflect these Standards in our daily work and services to <strong>SEHA</strong> and our<br />
patients.<br />
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<strong>Our</strong><br />
<strong>MISSION</strong> <strong>AND</strong> <strong>VISION</strong><br />
OUR <strong>MISSION</strong> <strong>AND</strong> <strong>VISION</strong><br />
<strong>SEHA</strong> was formed by the Government of Abu Dhabi in 2007 after it made<br />
a transformational decision to provide world-class healthcare to the citizens,<br />
residents and visitors of Abu Dhabi and the Middle East region.<br />
The creation of <strong>SEHA</strong> (along with Health Authority – Abu Dhabi, the health<br />
regulatory framework, the National Insurance Company - Daman and the<br />
health insurance laws) was one of the key steps in this plan. This therefore<br />
is <strong>SEHA</strong>’s mission: to continuously improve customer care to recognized<br />
international standards.<br />
In order to realise our mission, we must believe in and demonstrate the<br />
following values, which are at the core of our Standards of Conduct:<br />
• <strong>SEHA</strong> is an ethical organisation, meaning that before we take any action we<br />
ask ourselves “is this the right thing to do”<br />
• <strong>SEHA</strong> is a patient-centered organisation, meaning that before we take any<br />
action we ask ourselves “is this what is best for the patient (or our patients<br />
in general)”<br />
• <strong>SEHA</strong> is an innovative organisation, meaning that before we take any action<br />
we ask ourselves “is there a better way of doing things”<br />
Where we are required to take an action or make a decision in our work which<br />
is not referred to in the Standards, we may use these values to guide us as to<br />
the proper action or decision.<br />
While each of our <strong>SEHA</strong> corporate office and healthcare facilities or business<br />
entities (including Ambulatory Healthcare Services Division, Al Ain Hospital,<br />
Al Gharbia Regional Hospital, Al Rahba Hospital, Corniche Hospital, Mafraq<br />
Hospital, <strong>SEHA</strong> Dialysis Services, <strong>SEHA</strong> Revenue Cycle Management Services,<br />
Sheikh Khalifa Medical City and Tawam Hospital) may have its own identifiable<br />
mission and vision and expression of ethical principles, these must all be<br />
consistent with and support the principles expressed above. In this way we<br />
can ensure that through our collective efforts we will achieve our goal to<br />
become a world-class healthcare organisation.<br />
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LEADERSHIP RESPONSIBILITIES<br />
LEADERSHIP RESPONSIBILITIES<br />
The Standards of Conduct apply to every <strong>SEHA</strong> employee. However, because<br />
of their special position within the organisation, <strong>SEHA</strong> leadership consisting of<br />
directors, officers, department heads, supervisors and managers must lead<br />
by example and demonstrate every day and in every action consistency with<br />
not only the letter but the spirit and intent of the Standards.<br />
Leadership Standards<br />
Managers must, in fulfilling this obligation, ensure that those under their<br />
responsibility:<br />
• Comply with the Standards of Conduct<br />
• Have the necessary resources, training and information to be able to<br />
perform their tasks in accordance with the Standards<br />
• Feel able to come to their manager to discuss any issues regarding the<br />
Standards, including potential non-compliances by the employee or another<br />
person<br />
• Create and encourage an environment in which proper ethical and legal<br />
conduct exhibited by the Standards is the standard way of conducting their<br />
everyday activities<br />
Management of <strong>Our</strong> Valued Staff<br />
In managing their team and carrying out the work of their department,<br />
managers must always ensure that their team has the necessary information<br />
to make decisions, seeks advice and information from other departments on<br />
a timely basis, practices transparency in decisions and the information on<br />
which such decisions are based and demonstrates teamwork both within and<br />
across departments.<br />
Managers must treat their employees with respect, courtesy and with a view to<br />
the professional and personal development of employees. The success of <strong>SEHA</strong><br />
depends on allowing each employee to utilize his or her talents within their job<br />
scope to the fullest extent possible along with the appropriate freedom and<br />
responsibility to act within such job scope. <strong>SEHA</strong> human resources maintains<br />
policies regarding performance management and career development and<br />
managers must understand and apply these policies in respect of employees<br />
they manage.<br />
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Special training and educational programs for managers of the corporate<br />
office are provided by the Human Resources Department to ensure that our<br />
managers have excellent leadership skills and have the tools and guidance to<br />
be able to achieve these requirements. Leadership training is also provided to<br />
the managers of our <strong>SEHA</strong> healthcare facilities through their respective Human<br />
Resources Departments. Any manager who feels that he or she needs or would<br />
benefit from additional training, advice or assistance in relation to managing<br />
staff are encouraged to contact their Human Resources Department to discuss<br />
with one of our human resources professionals the resources available to<br />
them.<br />
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PATIENT CARE<br />
<strong>AND</strong> MEDICAL TREATMENT<br />
PATIENT CARE <strong>AND</strong> MEDICAL TREATMENT<br />
<strong>SEHA</strong> is committed to providing quality and predictable outcomes of care to<br />
each of its patients in a compassionate, respectful and culturally sensitive<br />
manner.<br />
Joint Commission International and Accreditation Standards<br />
<strong>SEHA</strong> has committed to have its facilities accredited by Joint Commission<br />
International, an international healthcare accrediting organisation. Each<br />
employee of an accredited facility must act in accordance with current Joint<br />
Commission International accreditation standards.<br />
In carrying out its commitment to its patients, each <strong>SEHA</strong> healthcare facility<br />
has a quality department whose job it is to ensure consistency of treatment<br />
and care among its patients. Each medical department and service also has<br />
standard operating procedures and policies which are designed to incorporate<br />
the appropriate procedures into the actions and activities of the individuals in<br />
the department. These include policies implementing the International Patient<br />
Safety Goals developed by Joint Commission International, which help the<br />
facility to:<br />
• Identify patients correctly<br />
• Improve effective communication<br />
• Improve the safety of high-alert medications<br />
• Eliminate wrong-site, wrong-patient, wrong-procedure surgery<br />
• Reduce the risk of health-acquired infections<br />
• Reduce the risk of patient harm from falls<br />
Standard Procedures and Guidelines<br />
Each department will utilise and follow standard operating procedures and are<br />
expected to share best practices standard operating procedures among other<br />
hospitals and physicians within the <strong>SEHA</strong> healthcare system through the <strong>SEHA</strong><br />
corporate office or directly with others. It is also the responsibility of the <strong>SEHA</strong><br />
corporate office (through its clinical affairs and operations divisions) to facilitate<br />
and ensure that such best practices are being practiced and shared.<br />
<strong>SEHA</strong> has adopted the use of clinical guidelines and protocols which are<br />
intended to ensure consistency of treatment and predictability of clinical<br />
outcomes. Clinical guidelines are implemented after a prescribed process<br />
set forth in the <strong>SEHA</strong> clinical guidelines policy to ensure they reflect current<br />
best evidence-based practices. According to the policy, any deviation from<br />
the guidelines must be based on documented reasons and included in the<br />
patient’s medical record.<br />
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Adverse Medical Events<br />
Medical treatment is not a risk free endeavour and in the unfortunate event<br />
that an unanticipated adverse event occurs in treatment, our medical staff will<br />
remain open, honest and keep the patients’ and their families interest as the<br />
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primary concern and focus. <strong>Our</strong> hospitals have policies for communicating<br />
with patients in such circumstances and these policies must be followed by<br />
all employees.<br />
All <strong>SEHA</strong> healthcare facilities must comply with a sentinel events policy which<br />
requires them to report to <strong>SEHA</strong> corporate office and to the health regulator<br />
in accordance with applicable health regulation unexpected occurrences<br />
involving death or serious physical or psychological injury (including loss of<br />
limb or organ function) or the risk thereof (i.e. where injury did not occur but<br />
nonetheless a recurrence of the processes would carry a significant chance of<br />
a serious adverse outcome the next time).<br />
Each hospital must fully and fairly conduct a root cause analysis intended<br />
to identify causes and contributing factors to the sentinel event and every<br />
employee participating in the root cause analysis must provide all assistance<br />
as necessary in an open, honest and forthright manner to ensure learning from<br />
the event and to prevent a similar occurrence in the future. A <strong>SEHA</strong> corporate<br />
office Sentinel Events Committee comprising a multifunctional team reviews<br />
all sentinel events and root cause analyses to ensure consistency in approach<br />
and quality and to act as a central knowledge base to facilitate sharing of best<br />
clinical practices.<br />
Systems Reviews<br />
<strong>SEHA</strong> corporate office (through its Clinical Affairs Division) implements clinical<br />
system reviews which are scheduled according to an annual plan based<br />
on clinical priorities or conducted on an immediate basis when there is an<br />
indication of need for improvement in a particular clinical program or service.<br />
In addition to assisting in identifying areas for improvement, clinical system<br />
reviews also indicate areas of excellent practice which can be shared across<br />
<strong>SEHA</strong> healthcare facilities. Medical staff and management of <strong>SEHA</strong> healthcare<br />
facilities must cooperate fully with those conducting system reviews to ensure<br />
that the benefits of such reviews are realised.<br />
Any <strong>SEHA</strong> colleague who believes that the patient and quality standards set<br />
forth above are not being met has a duty to notify the appropriate persons<br />
(including their manager, quality supervisor) and follow up with regard to their<br />
concern until it has been satisfactorily addressed.<br />
<strong>SEHA</strong> has implemented University HealthSystem Consortium Patient Safety<br />
Net (UHC PSN®) for recording, assessing and remediating clinical and other<br />
adverse patient incidents (including medication errors). <strong>SEHA</strong> colleagues must<br />
report and follow-up on all patient incidents in accordance with the incident<br />
reporting and management policy.<br />
Clinical Data<br />
All <strong>SEHA</strong> medical facilities have implemented clinical dashboards. This display<br />
tool provides clinicians and decision makers within <strong>SEHA</strong> with relevant and<br />
timely information to inform daily decisions that improve the quality of patient<br />
care.<br />
<strong>SEHA</strong> has implemented or is in the process of implementing quality improvement<br />
initiaitves in order to collect and assess clinical outcomes, including American<br />
College of Surgeons National Surgical Quality Improvement Program (ACS<br />
NSQIP®), American College of Cardiology National Cardiovascular Data<br />
Registry Program (NCDR®) and The Society of Thoracic Surgeons (STS) National<br />
Database Medical and other staff are obligated to ensure that all information<br />
which is included in the dashboard (much of which is automatically captured<br />
electronically from the Health Information Management System) is reliable<br />
and accurate.<br />
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OUTSOURCED MANAGEMENT<br />
OF HOSPITALS <strong>AND</strong> SERVICES<br />
OUTSOURCED MANAGEMENT OF HOSPITALS <strong>AND</strong> SERVICES<br />
Certain <strong>SEHA</strong> hospitals and medical and administrative services are<br />
managed on behalf of <strong>SEHA</strong> by international healthcare and business<br />
management services companies through management services agreements<br />
with <strong>SEHA</strong>.<br />
Under these management arrangements the senior management of such<br />
hospitals and services, referred to as key personnel (such as the Chief Executive<br />
Officer, Chief Operating Officer, Chief Medical Officer, Chief Nursing Officer and<br />
Chief Information Technology Officer), are employees of the management<br />
services company.<br />
Needs of Patients and Hospitals<br />
These individual managers of such hospitals or services and the management<br />
services companies must at all times put the needs of the hospital or service<br />
and <strong>SEHA</strong> patients first. This means that they must always:<br />
• Be forthcoming with information when requested by authorised <strong>SEHA</strong><br />
personnel<br />
• Utilize the resources of <strong>SEHA</strong>, the hospital or other business entity with care<br />
and efficiency<br />
• Manage the employees of the hospital or other business entity on an equal<br />
basis whether or not management company employees<br />
• Avoid conflicts of interest between their obligations as managers of the<br />
hospital or service and their employment with or actions on behalf of the<br />
management services company and in cases where conflict cannot be<br />
avoided, prefer the interests of patients and the hospital or other business<br />
entity.<br />
We recognize the detailed terms of the contractual relationship and believe<br />
this obligation and the foregoing principles to be consistent with such terms.<br />
Required Standards of Key Personnel<br />
Each such key personnel must read, understand and comply with the terms<br />
of the management services agreement, including the standards of care<br />
set forth therein. These standards are set forth in detail in the contracts, and<br />
require that their actions conform to the law, <strong>SEHA</strong> policy, Joint Commission<br />
International or other applicable accreditation standards (if accredited<br />
thereunder), applicable hospital contractual requirements and good healthcare<br />
(or other managed services) practice defined with reference to standards of<br />
world-class healthcare and those of the manager’s other owned or managed<br />
facilities (in certain cases) or otherwise a highly skilled efficient and leading<br />
provider of such services.<br />
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OUTSOURCED MANAGEMENT OF HOSPITALS <strong>AND</strong> SERVICES<br />
Transparency<br />
The key personnel must in the performance of their duties to <strong>SEHA</strong> act at all<br />
times with transparency. This means that all decisions and actions taken by<br />
such personnel and the reasons for taking such decisions and actions must be<br />
open, made on a reasonable basis and be able to be disclosed upon request,<br />
including keeping or making proper records to support the foregoing.<br />
Steering Committee<br />
Each hospital or service managed by a management services company has a<br />
steering committee made up of representatives of <strong>SEHA</strong> and the management<br />
services company with the rights and responsibilities set forth in the agreement.<br />
The steering committee is the highest governing body representing the hospital<br />
or other business entity and is considered to be the steward of the hospital<br />
or business entity. As such, each representative of the steering committee is<br />
required to act in the best interests of the hospital or other business entity and<br />
acknowledges their fiduciary duties to the hospital or business entity in this<br />
regard.<br />
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MEDICAL STAFF RIGHTS<br />
<strong>AND</strong> OBLIGATIONS<br />
MEDICAL STAFF RIGHTS <strong>AND</strong> OBLIGATIONS<br />
<strong>Our</strong> medical staff are one of our most valuable resources. The importance of<br />
<strong>SEHA</strong>’s medical staff in achieving its vision of providing world-class healthcare<br />
requires that we place significant obligations upon and also provide important<br />
rights and protections to our medical staff.<br />
Medical Staff By-Laws<br />
All medical staff are subject to the provisions of medical staff by-laws<br />
implemented at their medical facility. These by-laws are standardized to a<br />
material extent across the <strong>SEHA</strong> health system. The medical staff by-laws<br />
provide procedures for the employment, credentialing and privileging of<br />
medical staff. These procedures must be carefully followed by hospital<br />
management to ensure that only the most qualified physicians are employed<br />
by <strong>SEHA</strong>.<br />
The medical staff by-laws also provide procedures for suspension, discipline<br />
and termination relating to medical care provided by medical staff. These<br />
include standard due process rights of peer review, hearings and appeals in a<br />
case where the physician’s right to practice may be affected.<br />
Legal Representation<br />
<strong>SEHA</strong> understands that from time to time patients will feel the need to seek<br />
legal recourse in relation to the outcome of their medical treatment (whether<br />
the treating physician was negligent in such treatment or not). <strong>SEHA</strong> has<br />
implemented detailed procedures for the legal protection and representation<br />
of medical staff who become involved in such legal proceedings. This<br />
includes the commitment of <strong>SEHA</strong>’s legal professionals to accompany medical<br />
professionals to investigations conducted by governmental authorities (such<br />
as the health regulator) and court proceedings. This policy requires <strong>SEHA</strong> to<br />
pay for legal costs and judicially awarded damages for medical malpractice<br />
on behalf of the medical professional except in cases of gross negligence or<br />
intentional act amounting to criminal misconduct.<br />
Treatment of Medical Staff<br />
<strong>SEHA</strong> does not tolerate physical or verbal harassment of our medical staff<br />
by patients or their families, other staff or visitors to the hospital. We require<br />
that all such persons treat our medical staff with respect and courtesy at all<br />
times, even in cases of stressful events and occurrences. Healthcare facilities<br />
are required to have a written policy and procedures for reporting of such<br />
incidents to their heads of security, legal advisor and/or other appropriate<br />
persons (for serious incidents on a twenty-four hour, seven days a week<br />
basis) and employees are required to report all cases of physical and verbal<br />
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MEDICAL STAFF RIGHTS <strong>AND</strong> OBLIGATIONS<br />
harassment to their supervisor immediately upon occurrence in accordance<br />
with such policy and procedures. <strong>SEHA</strong> commits to pursuing all legal remedies<br />
available against any person who commits criminal activities (such as assault)<br />
against our medical staff while performing their duties to <strong>SEHA</strong>.<br />
Medical Licenses and Privileges<br />
Medical staff who are required to maintain professional licenses, certifications<br />
or other credentials pursuant to health regulation or applicable law in order to<br />
practice are responsible for maintaining them in effect and must comply with<br />
all laws and regulations applicable to their professional practice at all times.<br />
Healthcare facilities must maintain effective processes and procedures for<br />
ensuring required licenses are in effect and appropriate privileges are granted<br />
and complied with.<br />
Providing Services in Non-<strong>SEHA</strong> Facilities<br />
All medical staff of <strong>SEHA</strong> (other than occasional visiting physicians and certain<br />
house staff such as interns and residents) are full-time employees of <strong>SEHA</strong><br />
and are expected to devote their full-time medical practices to <strong>SEHA</strong> and its<br />
patients. Exceptions may be made on a case-by-case basis for physicians<br />
who are UAE nationals and approved by <strong>SEHA</strong> corporate office in accordance<br />
with human resources policy (see the Conflicts of Interest section below).<br />
Any member of the medical staff who receives any notification that his or her<br />
license or other credentials has been suspended or that he or she is under<br />
investigation shall immediately notify the medical director/ chief medical<br />
officer or other member of facility management.<br />
Reporting to Police<br />
As a result of the nature of their duties, <strong>SEHA</strong> medical staff are occasionally<br />
required to treat individuals who have been involved in or who are victims of<br />
conduct which may be subject to criminal laws. All medical staff are required<br />
pursuant to <strong>SEHA</strong> policy on reporting to the Abu Dhabi police to report crimes<br />
or suspected crimes immediately upon becoming aware of them (or aware<br />
of facts which may indicate the occurrence of the foregoing) regardless of the<br />
identity of the patient. These include (but are not limited to) the following:<br />
• Pregnancy of any woman who is not married or is a minor<br />
• Abortion or attempted abortion contrary to law (eg. procedure outside of a<br />
medical facility without a physician)<br />
• Drug abuse or addiction to an illegal narcotic<br />
• Assault, sexual assault with intent to commit rape or murder, manslaughter<br />
or battery, intentional act causing death<br />
• Motor vehicle accident<br />
• Injury caused by employment or otherwise related to work<br />
• Injury sustained in a physical assault or altercation or through the use of<br />
any weapon<br />
If an employee is unsure whether the facts of which they are aware constitute<br />
a crime, the facts should be reported accurately to hospital security and the<br />
facility legal department who can make a determination as to whether a crime<br />
has occurred or likely occurred and must be reported to police.<br />
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PATIENT RIGHTS<br />
PATIENT RIGHTS<br />
Non-Discrimination<br />
<strong>SEHA</strong> does not differentiate in the admissions or treatment of patients based<br />
upon gender, race, religion, national origin, disability or type or amount<br />
of insurance held by a patient. In particular, once a patient is admitted or<br />
registered clinical staff and other staff at a <strong>SEHA</strong> medical facility may not make<br />
any determination regarding the care or treatment of a patient based upon<br />
whether they are a self-pay patient, covered by basic insurance or any other<br />
type of insurance.<br />
Patient Basic Rights<br />
Each patient is provided with a statement of the patient’s rights upon admission<br />
to a <strong>SEHA</strong> healthcare facility. The expression of statement of rights differs<br />
among facilities however they provide for the following basic rights:<br />
• To be attended to on a timely and courteous basis upon entering the<br />
facility<br />
• To know the risks, benefits and alternatives to proposed treatments<br />
• To receive information in easy to understand terms that will allow for an<br />
informed consent or refusal of the proposed procedure or treatment,<br />
including medications<br />
• To be provided information about physicians or other clinicians who will be<br />
providing care to the patient<br />
• The right to a second opinion or to have their care transferred to another<br />
physician or healthcare facility if they are not satisfied with the care or<br />
medical opinion provided<br />
• To receive reasonable responses to reasonable requests for services<br />
• To leave the hospital against the advice of the attending physician<br />
• To examine and receive an explanation of the bill for services or consumables<br />
received<br />
• To receive a copy of their medical records<br />
• To have any complaint they may make acknowledged, fully investigated<br />
and be provided with a timely response<br />
• To be provided care at the end of their life which is respectful and<br />
compassionate<br />
Patients’ rights (other than in respect of care) also apply to persons who may<br />
have legal guardianship or responsibility for healthcare decisions on behalf of<br />
such patient.<br />
Patient Satisfaction and Complaints<br />
<strong>SEHA</strong> cares about its patients’ satisfaction with our services and we take their<br />
views and concerns seriously through monitoring patient satisfaction and<br />
responding to customer complaints.<br />
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Each year <strong>SEHA</strong> conducts a satisfaction survey of individuals who have<br />
attended a <strong>SEHA</strong> medical facility as an inpatient or outpatient, receiving their<br />
input and ratings on a number of important criteria. The survey approach and<br />
questions are consistent from year to year in order to allow <strong>SEHA</strong> to compare<br />
results over a long-term time frame and accurately monitor and respond to<br />
trends which may occur in our services.<br />
<strong>SEHA</strong> (through the facilities or otherwise) maintains a customer complaints<br />
department assigned to receive and respond to customer complaints. A<br />
customer complaints policy sets out the required procedures and actions<br />
employees and those assigned to respond to complaints must take. The policy<br />
requires that <strong>SEHA</strong> staff respond fully and accurately to all patient complaints<br />
and to elevate complaints which are not addressed to the satisfaction of the<br />
patient.<br />
In accordance with our approach to patient complaints, employees are<br />
expected to treat all patient complaints with the utmost care and attention<br />
in a constructive manner in order to alleviate concerns of patients which can<br />
be addressed immediately and to ensure that future occurrences of service<br />
failures can be minimised or avoided or to improve upon services to meet<br />
patient expectations.<br />
Emergency Treatment<br />
<strong>SEHA</strong> maintains policies regarding the provision, in accordance with health<br />
regulation and applicable law, of emergency medical treatment to those who<br />
enter a <strong>SEHA</strong> facility. <strong>SEHA</strong> medical staff must, regardless of whether such<br />
patient is covered by health insurance or the ability of such patient to pay<br />
for medical treatment, provide all such care and treatment as necessary to<br />
stabilize the patient and ensure that no loss of life or permanent damage<br />
occurs and to obtain the best possible medical outcome for the condition.<br />
In emergency cases, medical screening may not be delayed to inquire about<br />
the patient’s ability to pay including obtaining or verifying insurance information<br />
or advising the patient of his or her financial responsibility for payment of<br />
services rendered if he or she receives emergency treatment. <strong>SEHA</strong> contracts<br />
with health insurers are consistent with the requirement to provide emergency<br />
treatment to beneficiaries without requiring prior guarantee of payment from<br />
the insurer.<br />
PATIENT RIGHTS<br />
Under the bylaws of the Federal Law on Organ Transplant approved by the<br />
UAE Health Council of the Ministry of Health, physicians may follow a patient’s<br />
written directives in his or her will to donate organs following death. In certain<br />
circumstances such organs will be permitted to be donated upon the irreversible<br />
cessation of brain functioning due to injury or illness (considered death of a<br />
patient) which can only be determined by a committee of specialized physicians<br />
in accordance with the bylaws. The law and the <strong>SEHA</strong> policy implementing the<br />
law in this regard must be strictly adhered to by all medical staff.<br />
Obligation to Provide Public Medical Services<br />
As the public healthcare provider <strong>SEHA</strong> medical facilities must provide certain<br />
services regardless of whether they are able to make a profit or cover costs<br />
of such services. Examples of these services may include trauma, burn unit,<br />
emergency and VIP services. While it is anticipated that these services will<br />
be paid for by the Government of Abu Dhabi through a funded mandate all<br />
medical facilities and healthcare professionals must continue to provide such<br />
services to the same standards as other areas of care.<br />
Documentation of Medical Care and Treatment<br />
All care provided to patients must be properly documented and entered<br />
into the patient’s medical record as required by <strong>SEHA</strong> patient information<br />
confidentiality, management and security policy and professional standards<br />
(such as those of Joint Commission International).<br />
Registration and Discharge<br />
Optimal patient care as well as efficient utilization of hospital resources are<br />
required of each <strong>SEHA</strong> hospital. Achieving these requirements begins with<br />
proper patient admission and discharge procedures. Each <strong>SEHA</strong> facility has<br />
established policies for the admission, discharge and referral of all patients<br />
who present themselves for care. Admission staff must ensure that proper<br />
documentation in accordance with applicable law and facility policy is obtained<br />
and maintained regarding the medical condition, history and needs of each<br />
patient.<br />
End of Life and Organ Donation<br />
Currently under applicable law (consistent with Sharia law) medical staff are<br />
prohibited from ending a patient’s life for any reason, even if requested by the<br />
patient or his or her guardian or custodian on compassionate grounds. As<br />
such, advanced directives of a patient requesting non-resuscitation or other<br />
non-interventions will not be permitted to be acted upon by medical staff of a<br />
<strong>SEHA</strong> healthcare facility.<br />
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CONFLICTS OF INTEREST<br />
CONFLICTS OF INTEREST<br />
External Personal and Financial Interests<br />
Employees have an obligation in performing their work to put the interests of<br />
<strong>SEHA</strong> ahead of their own personal and financial interests. As such, employees<br />
must not have or maintain any personal interest or financial interest which is<br />
incompatible or may appear to be incompatible with the interests of <strong>SEHA</strong>.<br />
Although it is not possible to list the possible ways in which a conflict of interest<br />
may arise, it may derive from knowing someone personally, having access<br />
to certain information, serving in more than one capacity or being personally<br />
involved in something. Some simple examples may include:<br />
• Being a board member or executive of a company which supplies products<br />
or services to <strong>SEHA</strong><br />
• Having an interest in a personal or family business which competes with<br />
<strong>SEHA</strong><br />
Employees may also be considered to have a conflict of interest if their offwork<br />
activities or obligations hinder or distract the employee from carrying out<br />
his or her work obligations. Examples of this may include:<br />
• Owning or being a partner in a business which requires devotion of a<br />
material commitment<br />
• Providing teaching services which take a significant amount of time<br />
If an employee believes that he or she may have a conflict of interest in respect<br />
of any material decisions to be made on behalf of the company, he or she<br />
must in accordance with <strong>SEHA</strong>’s conflict of interest policy report the conflict of<br />
interest to their legal or compliance officer and remove themselves from the<br />
decision making capacity.<br />
An employee wishing to undertake any activity which may or which may be<br />
considered to be a conflict of interest must get the prior approval of <strong>SEHA</strong><br />
(through their legal or compliance officer who is required to keep a log of<br />
such requests and approvals). Approval of such activities will not excuse the<br />
expected level of performance of a staff in regard to their duties to <strong>SEHA</strong>.<br />
Employees who work in departments or functions which are at the greatest risk<br />
of conflicts of interest (such as procurement or others who interact regularly with<br />
vendors or make purchasing decisions) must complete an annual declaration<br />
disclosing any conflicts of interest in accordance with the company’s conflict<br />
of interest policy.<br />
Relationship with Contractors<br />
When conducting business with vendors or suppliers to <strong>SEHA</strong>, it is expected<br />
that employees will make decisions that are in the best interests of <strong>SEHA</strong>.<br />
Employees must maintain impartial relationships with <strong>SEHA</strong>’s vendors and<br />
other contracting parties and be motivated solely to acquire goods, purchase<br />
services and make other transactions on terms most favourable to <strong>SEHA</strong>.<br />
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Care must be taken to avoid even the appearance of favoritism on behalf of a<br />
vendor or supplier due to personal or professional relationships.<br />
Accepting Gifts and Other Items<br />
Employees are prohibited from soliciting tips, personal gratuities or gifts from<br />
patients and vendors. Occasionally medical and other staff will be offered<br />
gifts by patients or contractors (including potential contractors). In certain<br />
cases (particularly in VIP patient services) these gifts may be significant. <strong>SEHA</strong><br />
encourages the excellent service which may lead a patient or other party<br />
to express his or her gratitude by offering gifts. However, we must keep in<br />
mind the importance of not appearing to perform our medical services in the<br />
expectation of receiving any such gifts (other than the normal patient charges)<br />
or allowing any external rewards to affect the impartiality of our judgment.<br />
In this spirit, non-monetary gifts such as baskets of edible items, flowers,<br />
or promotional materials with low monetary value may be accepted if they<br />
appear to be genuinely and voluntarily offered, are shared among all relevant<br />
staff in the department (to the extent capable of being shared) and would<br />
not influence, or reasonably appear to others to be capable of influencing,<br />
the employee’s business judgment in conducting affairs with the patient or<br />
vendor.<br />
If the value of the gift is substantial or there is any question regarding whether<br />
the gift meets the standards referred to above, the employee must seek prior<br />
approval from his or her supervisor and/or the legal or compliance officer or<br />
refuse the gift and promptly return the gift to the contracting party or patient.<br />
Offering Gifts<br />
The rules for offering gifts by employees to others are the same as acceptance<br />
of gifts. As such, employees may not give to any person or firm who is<br />
conducting business with or who seeks to conduct business with <strong>SEHA</strong> any<br />
item of value except for those items noted above.<br />
Meals and Entertainment<br />
Building and maintaining good business relationships based on appropriate<br />
factors is recognized by <strong>SEHA</strong> as a valuable aspect of doing business. In the<br />
course of such relationships employees may be offered or wish to offer to<br />
others entertainment and meals. These offers may be made or accepted<br />
provided that they are reasonable in monetary amount (for example, AED<br />
300 per person) and frequency (for example, every two months or less) and<br />
there is a reasonable expectation among the employee and other party<br />
of reciprocation. Any question as to the reasonableness of an expenditure<br />
or offered expenditure should be discussed before acceptance with the<br />
employee’s supervisor in consultation with their legal or compliance officer.<br />
Medical Staff Commissions<br />
No medical staff or other employee may receive anything of value in return<br />
CONFLICTS OF INTEREST<br />
for utilizing a product, equipment, medication or consumable in his or her<br />
practice or at the facility.<br />
Vendor Sponsorship<br />
Attendance at conferences in which travel costs, hotel costs or other perquisites<br />
from such companies are paid by any company is permissible in accordance<br />
with the requrements of <strong>SEHA</strong> conflicts of interest policy regarding relevance<br />
of event to a business need and reasonableness of expenses (including<br />
entertainment and number of nights lodging) following the approval of a staff<br />
member’s supervisor and management. All requests and approvals must be<br />
reported to the legal or compliance officer who is required to keep a log of<br />
such requests and approvals.<br />
Patient Referrals<br />
<strong>SEHA</strong> requires that its physicians, medical staff and management provide the<br />
best care to patients without financial or other inappropriate considerations<br />
affecting any patient care decisions. <strong>SEHA</strong> maintains strict policies regarding<br />
the referral of patients to or from <strong>SEHA</strong> facilities. <strong>SEHA</strong> and its employees may<br />
not:<br />
• Pay any other person a fee or offer anything of value for referring patients<br />
to it<br />
• Receive a fee or accept anything of value for referring any patient to another<br />
healthcare provider or facility<br />
• Refer a patient to any healthcare facility or service in which the referring<br />
physician or medical staff or any member of his or her immediate family has<br />
a financial or ownership relationship, including for any healthcare services,<br />
such as laboratory, radiology, physical therapy or inpatient or outpatient<br />
medical services<br />
Outside Employment<br />
Department heads and managers above such level may not be employed<br />
by any other healthcare entity, contractor or supplier of <strong>SEHA</strong> while employed<br />
by <strong>SEHA</strong>. During personal (non-working) time other employees may work for<br />
other companies, including healthcare entities, contractors or suppliers to <strong>SEHA</strong><br />
provided it does not interfere with or adversely affect their job responsibilities<br />
and performance with <strong>SEHA</strong> and is permitted by applicable law (including<br />
immigration laws). Currently, immigration law does not permit any person<br />
employed pursuant to a work visa to work outside of such person’s sponsorship<br />
including during time off or whether it is paid or unpaid (voluntary).<br />
Physicians employed by <strong>SEHA</strong> and who are UAE Nationals may in accordance<br />
with human resources policy practice in other medical facilities following their<br />
official <strong>SEHA</strong> working hours subject to approval by their <strong>SEHA</strong> medical facility<br />
and the Corporate Office (Clinical Affairs) and to the on-going conditions set<br />
out in the policy.<br />
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PATIENT INFORMATION<br />
PATIENT INFORMATION<br />
Confidentiality<br />
In attending and being treated at a <strong>SEHA</strong> medical facility either as an<br />
outpatient or inpatient, information about the patient’s medical condition,<br />
history, medication, family background, treatment and personal and insurance<br />
information is requested from or recorded about the patient. A necessary<br />
condition for proper treatment is effective and open communication with<br />
patients, which is only possible if patients are confident that such information<br />
will remain confidential and will be properly used.<br />
<strong>SEHA</strong> maintains a detailed patient information confidentiality, management<br />
and security policy which reflects applicable laws and health regulations and<br />
best international practices and provides requirements and procedures as to<br />
how to maintain the confidentiality of patient information, who is permitted<br />
to have access to such information and how and under what circumstances<br />
such information may be disclosed. The policy defines confidential information<br />
as not only the written (or electronic) medical record but also observations and<br />
verbal communications regarding the patient and which identifies the patient<br />
or which allows a person receiving the information to determine the patient’s<br />
identity.<br />
In accordance with the policy, employees may only use, obtain and disclose to<br />
others confidential patient information:<br />
• Which is strictly necessary for them to perform their work function and for the<br />
purposes of treatment, payment or healthcare operations<br />
• Necessary for business purposes, such as implementing information<br />
technology systems or outsourced services arrangements, pursuant to a<br />
written confidentiality and use agreement<br />
• Required by a regulatory authority or judicial authority such as the court or<br />
police in an investigation pursuant to an official written request<br />
• Which has been consented to in writing by the patient<br />
Granting access to <strong>SEHA</strong> data systems (including those accessible to <strong>SEHA</strong><br />
through the internet) by any means is prohibited except in accordance with<br />
the patient information confidentiality, management and security policy.<br />
Each facility has appointed a health information manager who is responsible<br />
for maintaining the procedures, documentation and systems relating to<br />
confidentiality and disclosure of patient information and ensuring the<br />
confidentiality of such information.<br />
Document Retention<br />
Patient records must be retained for periods set forth in the policy, depending<br />
upon the particular circumstances. This may be for a period of years or<br />
indefinitely (for example, in the case of United Arab Emirates Nationals).<br />
Employees should consult the patient information confidentiality, management<br />
and security policy before destroying any medical records.<br />
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WORK-PLACE CONDUCT<br />
WORK-PLACE CONDUCT<br />
Discrimination and Harassment<br />
All employees have the right to work in a safe and respectful environment<br />
free of discrimination and harassment based on gender, nationality, religion,<br />
race or ethnic origin or other characteristics. All colleagues must treat each<br />
other with courtesy, fairness and respect. Inappropriate jokes, comments and<br />
other behavior based on such characteristics are also not permitted. <strong>SEHA</strong><br />
will take all required action to fairly and objectively address complaints of<br />
discrimination, harassment or other forms of inappropriate behaviors.<br />
In addition, physicians, nurses or other hospital employees who observe or<br />
are otherwise made aware of disruptive behavior by a physician are required<br />
to document the behavior and report it to the facility human resources<br />
department, legal or compliance officer or a member of facility management,<br />
who must act on such report. Disruptive behavior is considered to be any<br />
conduct which disrupts the smooth operation of the hospital, poses a threat<br />
to patient care or exposes the hospital, <strong>SEHA</strong> or employees to liability or the<br />
potential for adverse effect on their reputation.<br />
Criminal and Dangerous Activities<br />
Criminal or dangerous activities are not permitted on <strong>SEHA</strong> or hospital property.<br />
All cases of such activity (including theft, assault and other violent behavior) and<br />
attempts at such activity must immediately be reported to the head of hospital<br />
security, facility human resources department, a legal or compliance officer or<br />
member of hospital management. No person is permitted to bring onto <strong>SEHA</strong><br />
or hospital property any dangerous, harmful or potentially harmful weapons,<br />
devices or materials and employees are required to report any violation of<br />
this policy immediately upon becoming aware of such to the aforementioned<br />
persons.<br />
Substance Use and Mental Acuity<br />
In addition to adhering to the religious requirements of the United Arab<br />
Emirates, to protect the interests of our employees and patients <strong>SEHA</strong> is<br />
committed to an alcohol and illegal drug free environment. Non-permitted<br />
substances include alcohol, illegal drugs or prescription medication intended<br />
for another person or for a purpose not medically necessary at the time of<br />
taking such medication.<br />
All employees while on the job or <strong>SEHA</strong> premises must be free of any such nonpermitted<br />
substance or any substance which may impair the job performance<br />
or endanger the safety of any other person.<br />
It is recognized that employees may take prescription or over-the-counter<br />
medications from time to time to alleviate temporary medical conditions<br />
or symptoms. Such medications could, taken in the prescribed dose or<br />
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excess dosage, affect or impair performance or skills required to do the job.<br />
Employees must act responsibly when taking such medications and if they<br />
become aware that such medication may be affecting their performance or<br />
tasks, immediately notify their supervisor and cease such activities.<br />
WORK-PLACE CONDUCT<br />
Health and Safety<br />
The health and safety of employees relating to their working environment and<br />
practices are of prime concern to <strong>SEHA</strong>. As such, <strong>SEHA</strong> maintains policies and<br />
procedures which are compliant with applicable laws and regulations intended<br />
to minimise workplace accidents and ensure a safe working environment. All<br />
employees must:<br />
• Become familiar with and understand how these policies apply to their<br />
specific job responsibilities<br />
• Comply with these policies and applicable laws and regulation<br />
• Abide by safe operating procedures and workplace practices and be<br />
responsible for guarding their own and their co-workers’ workplace safety<br />
• Report to their supervisor or safety officer any workplace injury or condition<br />
or practice they perceive to be unsafe, unhealthy or hazardous to employees<br />
or patients<br />
The corporate office and all business entities are required to maintain a safety<br />
management program.<br />
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ACCURATE BILLING<br />
ACCURATE BILLING<br />
We make every effort to submit accurate and truthful bills for our services and<br />
we bill only for services that were actually provided and properly documented<br />
and coded.<br />
Accurate Coding and Billing<br />
We have implemented policies, procedures and systems to facilitate accurate<br />
coding and billing to insurance providers, government payers and individual<br />
patients. These policies are in accordance with healthcare regulation and the<br />
insurance law.<br />
All <strong>SEHA</strong> colleagues who are responsible for coding and billing for medical<br />
services provided by <strong>SEHA</strong> must adhere to these policies and procedures. We<br />
prohibit any employee from knowingly presenting or causing to be presented<br />
false or misleading claims for payment or approval or engaging or participating<br />
in intentional misrepresentation or deception intended to influence any<br />
entitlement or payment under any health insurance reimbursement agreement<br />
or scheme. Claims must reflect only the actual services ordered, documented<br />
and performed. Coding of diagnoses and procedures must be in accordance<br />
with applicable coding guidelines and procedures of health regulation.<br />
Management of healthcare facilities and revenue cycle management services<br />
are responsible for taking all necessary action to prevent coding and billing<br />
mistakes and duplication of claims.<br />
Discovery of Errors<br />
If an employee notices or becomes aware of an error on a bill, he or she is<br />
required to immediately notify a supervisor in their department or the billing<br />
department. An investigation is then performed and the bill is corrected. If<br />
the bill has already been submitted to the insurance provider, the insurance<br />
provider is notified and a refund is provided. If <strong>SEHA</strong> is notified by an insurer<br />
or other third party of an error in a bill, it will promptly investigate and correct<br />
such error.<br />
If the results of an investigation determine that an employee has negligently or<br />
dishonestly caused or contributed to a billing or reimbursement claims error,<br />
the employee will be subject to appropriate sanctions, including dismissal.<br />
On-going monitoring and auditing of billing procedures is required to be<br />
performed by the responsible managers at each facility and revenue cycle<br />
management services business entity (as applicable) and by internal audit<br />
in accordance with <strong>SEHA</strong>’s coding compliance program and accurate billing<br />
policies.<br />
Medical Records<br />
In support of our accurate billing, medical records must provide reliable<br />
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documentation of the services we render. It is important that all individuals who<br />
contribute to medical records provide and record accurate information and do<br />
not destroy any information considered part of the official medical record. This<br />
includes physicians who must accurately, clearly and completely document<br />
their treatment and services in a timely manner. Each <strong>SEHA</strong> facility is required<br />
to provide sufficient training to physicians and other medical staff regarding<br />
proper medical entries and recording of medical treatment information.<br />
ACCURATE BILLING<br />
Funded Mandates<br />
<strong>SEHA</strong> expects to receive reimbursement from the Government of Abu Dhabi<br />
through The National Insurance Company – Daman, Department of Finance or<br />
other governmental authorities for certain programs and activities which may<br />
not be profitable but are required to be provided by <strong>SEHA</strong> as part of its public<br />
healthcare obligations. These “funded mandates” are based on cost estimates<br />
and projections prepared by <strong>SEHA</strong> facilities with the oversight and assistance<br />
of the corporate office. <strong>SEHA</strong> requires that all employees and individuals<br />
involved in preparing such funded mandates report all costs accurately and<br />
based on good faith estimates and complete and reliable data.<br />
All requests for reimbursement must not duplicate other costs which are<br />
reimbursed by the Government under another funded mandate or program,<br />
by a health insurer or billed directly to a patient.<br />
<strong>SEHA</strong> healthcare facilities and the corporate office will continue to review<br />
profitability of services in relation to these funded mandates and a healthcare<br />
facility may not terminate or reduce any services which are subject to such<br />
mandates without the approval of the corporate office.<br />
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MEDICAL RESEARCH<br />
MEDICAL RESEARCH<br />
Ethical and Legal Standards<br />
<strong>SEHA</strong> hospitals and physicians sponsor and participate in medical research,<br />
investigation and clinical trials. The benefits of <strong>SEHA</strong>’s research program extend<br />
to patients and the field of medical research in Abu Dhabi, the United Arab<br />
Emirates and the Middle East. While we believe that it is important to obtain<br />
the benefits of such research, we also believe that it is equally important to<br />
conduct research in an ethical manner in accordance with all applicable<br />
health regulations and international ethical standards.<br />
Ethics and Research Committee<br />
<strong>SEHA</strong> maintains research policies which reflect the principles and requirements<br />
of ethical research and which protect the rights of patients and research<br />
subjects. Before any research is conducted which involves patients or other<br />
individuals as subjects, the sponsor of such research (the physician in charge<br />
of the research) must obtain approval of the hospital ethics and research<br />
committee or other committee designated to review and approve such<br />
research (sometimes also called the Institutional Review Board or IRB).<br />
Research Subject Rights<br />
The sponsor conducting the research must fully inform all individuals<br />
participating in research of their rights and important information regarding the<br />
research. These include the benefits, side effects, risks and discomforts which<br />
may result from the research, the alternatives to such treatment which may be<br />
available (in cases such as experimental drugs or treatments which may be<br />
the last resorted to option for certain patients), the right of the patient to receive<br />
timely information and updates regarding their current condition and the right<br />
to withdraw from research at any time. The individuals must be fully informed<br />
of the procedures to be followed during the research, particularly in cases<br />
of experimental research. Failure to participate or withdrawal from research<br />
may not prejudice or affect the right of the patient to continue to be treated by<br />
<strong>SEHA</strong> and its medical staff. Prior to conducting research, the individual must<br />
provide his or her written informed consent which must be retained pursuant<br />
to applicable <strong>SEHA</strong> policy and laws.<br />
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Conflicts of Interest<br />
Researchers must not be subject to any conflicts of interest in conducting<br />
research. This means that they may not have any personal or financial<br />
interest in the outcome of the research and must not accept any gifts, financial<br />
rewards or incentives or other items of value from medical companies who<br />
may sponsor such research.<br />
MEDICAL RESEARCH<br />
Financial support for research studies from private industry (such as<br />
pharmaceutical companies and medical device manufacturers) while<br />
permissible under certain circumstances is subject to strict rules and<br />
requirements under <strong>SEHA</strong>’s research policies.<br />
Information and Intellectual Property Rights<br />
The publication and dissemination of the results of the research are subject<br />
to strict <strong>SEHA</strong> policies. Such results must be accurate, not misleading and be<br />
based on the results of the research study.<br />
All ownership and intellectual property rights arising from the research will be<br />
the property of <strong>SEHA</strong>, unless otherwise agreed with the researcher or sponsor<br />
of the research and all researchers will be required to enter into an agreement<br />
with <strong>SEHA</strong> providing for such intellectual property rights.<br />
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FRAUD <strong>AND</strong> MISCONDUCT<br />
FRAUD <strong>AND</strong> MISCONDUCT<br />
Harmful Effects of Fraud and Misconduct<br />
<strong>SEHA</strong> and its employees recognise the importance of detecting and preventing<br />
inappropriate or improper financial losses, including loss of financial<br />
opportunity, through intentional, negligent, careless or unintentional acts or<br />
omissions.<br />
We understand that such losses and the actions which cause them can<br />
individually or over time have serious negative and damaging effects on our<br />
business, employees and stakeholders through financial losses, damage to<br />
the reputation of <strong>SEHA</strong> and employees and loss of trust of <strong>SEHA</strong>’s stakeholders<br />
and the community.<br />
Fraud and Misconduct Policy<br />
<strong>SEHA</strong> has therefore through its policies and expectations set a zero-tolerance<br />
policy for all conduct which might lead to improper financial or other economic<br />
loss to <strong>SEHA</strong> and is either intentional or negligent. In order to effectively carry<br />
out its expectations, <strong>SEHA</strong> has fraud and misconduct policies which define the<br />
type of conduct which is prohibited and encourages employees and others<br />
who interact with <strong>SEHA</strong> to report suspected violations of the policies. The intent<br />
of the policies is to detect, prevent and respond to instances of fraud and<br />
misconduct.<br />
The actions which are prohibited under the policy are:<br />
• Fraud and Theft - misrepresentation or deception with the intention<br />
of inducing a person to act to his or her financial detriment and acts of<br />
common theft, including taking or appropriating property which belongs to<br />
the company or to which the company is entitled<br />
• Corruption - giving an advantage to a third party in a way inconsistent with<br />
one’s official duties or the interests of <strong>SEHA</strong> in exchange for some personal<br />
benefit<br />
• Bribery – accepting or giving (or offering to accept or give) a private benefit<br />
in exchange for official, public action<br />
• Misconduct - a violation of law, regulation, <strong>SEHA</strong> policy or unethical business<br />
conduct which causes or may cause economic harm or loss, including<br />
waste, abuse and failing to act with accountability, independence and<br />
honesty and integrity<br />
• Waste - thoughtless or careless expenditure, consumption, mismanagement,<br />
use, or squandering of <strong>SEHA</strong> owned or operated resources to the detriment<br />
of <strong>SEHA</strong>, either by action or inaction (such as lost opportunity)<br />
• Abuse - excessive or improper use of <strong>SEHA</strong> assets, using <strong>SEHA</strong> assets for<br />
one’s own gain or use or abuse of one’s position or authority for personal<br />
gain<br />
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• Accountability – failing to make decisions or taking actions (a) in a transparent<br />
manner including with respect to the reasons for such decisions and actions,<br />
(b) on a basis which is supportable and reasonable and not arbitrary or for<br />
a purpose which is contrary to the best interests of <strong>SEHA</strong> and (c) on the basis<br />
of all information internally and externally reasonably required or available<br />
• Independence – failing to act in a manner which is independent (and with<br />
the appearance of independence) of <strong>SEHA</strong> contracting parties<br />
• Honesty and integrity – failing to act honestly, with integrity and otherwise<br />
in accordance with the Standards of Conduct in his or her work-related<br />
activities<br />
Reporting<br />
Employees and everyone working for or on behalf of <strong>SEHA</strong> are required to<br />
report any actual, suspected or potential occurrences of unethical actions,<br />
fraud and misconduct of which they become aware though any source of<br />
information.<br />
Employees and everyone working for or on behalf of <strong>SEHA</strong><br />
are also encouraged to report anything of which they become aware which<br />
may indicate weaknesses or potential problems in policies, procedures or<br />
systems relating to fraud controls or which could indicate fraud risks.<br />
FRAUD <strong>AND</strong> MISCONDUCT<br />
policies and fraud contorl policies will be carried out. If the investigation<br />
determines that fraud or misconduct has occurred, <strong>SEHA</strong> will take appropriate<br />
disciplinary actions against those who have committed or contributed to such<br />
acts.<br />
Use of Organisational Assets<br />
The assets of <strong>SEHA</strong> are to be used only for the benefit of the organisation.<br />
Each employee must ensure that organisational assets are used for proper<br />
purposes and not for the personal benefit of an employee. Assets include<br />
tangible assets such as physical plant, equipment, corporate funds, medicines,<br />
medical supplies, office supplies and intangible assets such as time, business<br />
information and strategies and financial data.<br />
Improper use or removal of any company assets, including transfer of any<br />
assets to another person for personal financial gain or otherwise than in the<br />
ordinary course of business, is considered to be a non-compliance with the<br />
Standards of Conduct.<br />
Use of telephones, printers, photocopies and internet during working hours for<br />
personal use must be kept to a reasonable minimum.<br />
Reports may be made by an employee to his or her direct supervisor or<br />
manager in his or her function or to the Corporate Compliance and Ethics<br />
Manager. Reports made to a supervisor or manager must promptly thereafter<br />
be reported to the Corporate Compliance and Ethics Manager.<br />
Reports by contractors and other third parties working for or on behalf of <strong>SEHA</strong><br />
must be made to the <strong>SEHA</strong> Corporate Compliance and Ethics Manager.<br />
Reporting may be made anonymously by employees or<br />
contractors such that the name and identity of the reporting person may not be<br />
known. All employees to whom occurrences are reported are required to take<br />
all reasonable measures to and must (unless required otherwise by senior<br />
management or pursuant to applicable law) maintain the confidentiality of<br />
the reporting person and must provide or assist in providing assurances to<br />
the employee that he or she will not be retaliated against for reporting their<br />
suspicion of wrongdoing.<br />
Investigation and Discipline<br />
Before any determination that an employee has committed any act of fraud or<br />
misconduct, an investigation in accordance with the rules of human resources<br />
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ORGANISATIONAL INFORMATION<br />
<strong>AND</strong> PROPERTY<br />
ORGANISATIONAL INFORMATION <strong>AND</strong> PROPERTY<br />
While we are performing our employment duties at <strong>SEHA</strong> (whether in an<br />
administrative office, a clinical setting or elsewhere) we are given or gain<br />
access to information belonging to other employees or the company. There<br />
is an expectation that such information will not be disclosed outside of the<br />
capacity in which we have been provided access or used for any purpose<br />
detrimental to our colleagues or the company.<br />
Business Information<br />
Like any business or person, <strong>SEHA</strong> and its employees (and their predecessors)<br />
have worked hard to create and grow a company of value. Part of this value<br />
comes from the unique proprietary rights which <strong>SEHA</strong>, as an organisation,<br />
is able to use in its business. In order to protect these proprietary rights it<br />
is necessary that <strong>SEHA</strong> employees follow the policies which <strong>SEHA</strong> maintains<br />
in relation to business information and intellectual property, the principles of<br />
which are based on the law of the United Arab Emirates.<br />
<strong>SEHA</strong> business information, such as strategic plans and objectives, financial<br />
and operating data, performance of <strong>SEHA</strong> and its healthcare facilities,<br />
healthcare statistics, partnership information (such as our relationship with<br />
vendors, suppliers and hospital managers) and contract information are<br />
owned by <strong>SEHA</strong> and, until publicly disclosed in press announcements or<br />
annual reports to the general public, is non-public information. As such, the<br />
following is prohibited:<br />
• Use of <strong>SEHA</strong> information for personal gain<br />
• Disclosure of <strong>SEHA</strong> confidential information outside of the organisation<br />
• Sharing such information with colleagues except on a professional basis or<br />
whose jobs require such information<br />
We must not remove such business information (including on a personal<br />
computer or media storage device) from <strong>SEHA</strong> premises unless authorized to<br />
do so as part of our job duties and when doing so must take precautions to<br />
keep such information and devices on which information might be contained<br />
safe and secure. In addition, <strong>SEHA</strong> employees may not engage in any illegal<br />
or unethical acts in order to gain such information from <strong>SEHA</strong>’s competitors or<br />
hire any employee of a competitor with the purpose of obtaining confidential<br />
or proprietary business information. Competitors’ personnel, customers or<br />
suppliers should not be urged or coerced to disclose confidential information<br />
nor shall such information be sought from former employees of competitors<br />
hired by <strong>SEHA</strong>.<br />
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Employee Information<br />
Employees have disclosed to the organisation personal information as part of<br />
the hiring and (in the case of medical employees) credentialing and privileging<br />
process, including nationality, birth date, marital status, details about<br />
dependents, educational qualifications and work experience and previous<br />
employers. In addition, during the course of working at <strong>SEHA</strong> additional<br />
employment information is created about employees such as salary and<br />
other compensation, performance reviews, disciplinary actions and warnings,<br />
leaves and sick leaves.<br />
ORGANISATIONAL INFORMATION <strong>AND</strong> PROPERTY<br />
All employee information is confidential and must not be used outside the<br />
human resources department (in accordance with its business requirements)<br />
without the express consent of the person about whom the information relates.<br />
We must therefore be very careful in discussions with our colleagues or others<br />
outside the office so that we do not intentionally or inadvertently disclose or<br />
refer to such information about others (including in conversations sometimes<br />
referred to as “gossip”) or in storing such information where it can be accessed<br />
by unauthorized persons. If we become aware of any information that we are<br />
not authorised to have or are unsure of how to handle a situation which may<br />
involve a privacy or confidentiality issue, we must talk to our human resources<br />
department or our manager in accordance with human resources policy.<br />
Use of Recording Devices<br />
As a healthcare provider, our environment is often sensitive and personal for<br />
our patients and colleagues who have an expectation of privacy within our<br />
premises. Recording devices such as phone cameras, webcams, and video<br />
cameras therefore may not be used in our work environment, unless prior<br />
authorisation has been given by the department manager and is for a proper<br />
purpose such as marketing, business or training.<br />
If an image has been captured unintentionally by any recording device, the<br />
image may not be distributed from the recording device.<br />
A <strong>SEHA</strong> employee who becomes aware of a breach of this policy must report<br />
it within twenty-four hours to his or her manager.<br />
Copying and Printing Documents<br />
When printing or copying documents containing confidential or sensitive<br />
information, <strong>SEHA</strong> colleagues must not leave such documents unattended<br />
and they should immediately be removed from the copying or printing area or<br />
discarded in a confidential manner.<br />
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ACCREDITATION<br />
<strong>AND</strong> REGULATORY COMPLIANCE<br />
ACCREDITATION <strong>AND</strong> REGULATORY COMPLIANCE<br />
Accreditation<br />
The majority of <strong>SEHA</strong> healthcare facilities, including its medical clinics, are or<br />
are planned to become accredited by Joint Commission International. Other<br />
accreditations of <strong>SEHA</strong> healthcare services such as Laboratory Accreditation<br />
Program by the College of American Pathologists, AABB Blood Bank<br />
Accreditation, Society of Chest Pain Centers Accreditation and Accreditation<br />
Council for Graduate Medical Education (ACGME) are also achieved, planned<br />
or under review. Following the applicable accreditation periods the facility or<br />
service must become re-accredited in accordance with the accrediting body’s<br />
procedures in order to maintain accreditation status.<br />
During the accreditation and re-accreditation process, all employees<br />
are required to cooperate fully and forthrightly with all such accrediting<br />
organizations’ staff and all information requested must be accurate and not<br />
misleading (including providing all other information required to make the<br />
information provided understood and accurate). No action may be taken, either<br />
directly or indirectly, to mislead any surveyor or other staff of the accrediting<br />
body.<br />
Employees are required to comply with the accreditations standards of all<br />
applicable accrediting bodies necessary to maintain accreditation.<br />
Regulatory Compliance and Risk Management<br />
The provision of healthcare in the United Arab Emirates, like in all developed<br />
nations, is a highly regulated industry. Governmental bodies regulating<br />
healthcare in Abu Dhabi include the federal government of the United Arab<br />
Emirates, the government of the Emirate of Abu Dhabi, the Ministry of Health<br />
and the Health Authority – Abu Dhabi. In addition to healthcare regulation, there<br />
are laws, regulations and mandatory guidelines applicable to other business<br />
areas of <strong>SEHA</strong> including company laws, laws regulating environment and<br />
occupational health and safety, criminal and civil laws, building development<br />
and construction laws, billing and healthcare insurance laws and many<br />
others.<br />
<strong>SEHA</strong> corporate office, healthcare facilities and all employees must comply<br />
with all such applicable laws, regulations, guidelines and other mandatory<br />
rules of government authorities. Any employee who witnesses or suspects any<br />
non-compliance with any laws, regulations or other mandatory rules should<br />
report the non-compliance or suspected non-compliance to his or her direct<br />
supervisor or manager or the legal officer of the corporate office or healthcare<br />
facility in accordance with <strong>SEHA</strong>‘s reporting policy and systems.<br />
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Surveys and Investigations<br />
As part of the healthcare licensing process of healthcare facilities and health<br />
professionals, Health Authority – Abu Dhabi may conduct surveys, inspections<br />
and investigations of the healthcare facility or medical staff. Employees:<br />
• Must cooperate with inspectors conducting such inspections and provide<br />
information requested in accordance with <strong>SEHA</strong> policy relating to disclosure<br />
of information to regulatory authorities<br />
• May not destroy, conceal or alter any documents<br />
• May not make misleading or untrue statements to an inspector<br />
• Must not obstruct others from providing accurate information or mislead or<br />
delay the provision of records or information to the inspector<br />
ACCREDITATION <strong>AND</strong> REGULATORY COMPLIANCE<br />
If there is any question regarding any procedure which should be followed or<br />
a response to any request of an inspector by an employee, the employee may<br />
call their facility legal advisor or corporate office legal advisor, whose contact<br />
details are posted on the intranet.<br />
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FINANCIAL ACCOUNTS<br />
<strong>AND</strong> REPORTING<br />
FINANCIAL ACCOUNTS <strong>AND</strong> REPORTING<br />
Employees responsible for recording or preparing accounting and financial<br />
transactions and accounts are required to do so with integrity, accuracy and<br />
care. The Chief Financial Officer and senior management are required to<br />
certify that <strong>SEHA</strong> financial statements represent fairly the financial position and<br />
results of <strong>SEHA</strong> in respect of the applicable accounting period and are free<br />
from material misstatements.<br />
Any employee certifying financial information or statements or providing<br />
information for the purposes of allowing such employees to provide such<br />
certification must ensure that the certification or information is true to the best<br />
of his or her knowledge (based on all necessary due diligence and information<br />
required to honestly and in good faith make such statement or allow such<br />
person to make such statement).<br />
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MARKETING <strong>AND</strong> ADVERTISING<br />
MARKETING<br />
<strong>SEHA</strong> operates in a competitive environment, providing our services to<br />
consumers and communities. We may use marketing and advertising<br />
activities to educate the public, provide information to the community, increase<br />
awareness of our services or the performance of our hospitals and clinical<br />
departments, to recruit colleagues and to communicate our image and<br />
positive reputation.<br />
We strive to present only truthful, fully informative and non-deceptive<br />
information in these materials and announcements. All marketing practices<br />
must be conducted in truth with accuracy and fairness. Any marketing<br />
information regarding available services, capabilities and treatment outcomes<br />
must be substantiated and straightforward. We never make result-oriented<br />
guarantees or other promises regarding treatments.<br />
In accordance with Ministry of Health guidelines and policy we must obtain<br />
pre-approval from the Ministry of Health for all advertisements relating to<br />
medical services and products.<br />
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REGULATORY RISK MANAGEMENT<br />
<strong>AND</strong> COMPLIANCE PROGRAM<br />
COMPLIANCE PROGRAM<br />
<strong>SEHA</strong> has initiated a regulatory risk management and compliance program<br />
which includes <strong>SEHA</strong> corporate office and all business entities and healthcare<br />
facilities. Its goal is to ensure compliance with all external laws, regulations,<br />
guidelines and policies (called regulatory sources) as well as internal<br />
policies which are applicable to <strong>SEHA</strong> and its employees (along with the<br />
regulatory sources called compliance sources). Compliance can only be<br />
attained through a culture of practice. <strong>Our</strong> regulatory risk management<br />
and compliance program will be implemented and maintained with the<br />
cooperation of many different institutions both within and outside of our<br />
organization.<br />
The elements of this program are:<br />
• Availability of all applicable compliance sources to employees on an online<br />
platform and on a continually monitored and updated basis<br />
• Useful summaries, guides and training material for the priority compliance<br />
sources available to employees<br />
• Assessment of the regulatory and compliance risks applicable to <strong>SEHA</strong><br />
which forms the basis of the allocation of compliance resources and the<br />
strategic and operational direction of the program<br />
• Development and updating of policies and procedures which reflect<br />
applicable compliance sources<br />
• Training and education designed to help employees understand and<br />
carry out their activities in a manner which is consistent with applicable<br />
compliance sources<br />
• Monitoring and enforcement of compliance sources and policies, including<br />
the Standards of Conduct (including disciplinary and remedial actions in<br />
respect of non-compliances)<br />
• Reporting and responding to non-compliances in accordance with the<br />
reporting policies and systems<br />
Reporting<br />
Employees and any third parties we deal with are required to report any<br />
actual, suspected or potential non-regulatory issues, breaches or violations to<br />
the Corporate Compliance and Ethics Manager. Issues and non-compliances<br />
related to regulatory sources are required to be reported to a legal officer of<br />
the corporate office or healthcare facility.<br />
Non-Compliance with the Standards of Conduct<br />
All inviduals who do not adhere to the Standards of Conduct will be subject<br />
to discplinary and remedial action appropriate in the circumstances. The<br />
discipline imposed will be determined in accordance with human resources<br />
and compliance policy and will consist of one or more of the following:<br />
• Oral or written warning<br />
• Written reprimand<br />
• Suspension<br />
• Termination<br />
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• Restitution
Acknowledgement<br />
Employees and third parties working for, or on behalf of <strong>SEHA</strong> and its healthcare<br />
facilities will be required to acknowledge (either electronically or manually)<br />
that they have read and understand the <strong>SEHA</strong> Standards of Conduct which<br />
summarizes mandatory policies of Abu Dhabi Health Services Company PJSC,<br />
and that they agree to abide by the Standards and all mandatory policies of<br />
the organization.<br />
59<br />
Abu Dhabi Health Services Company PJSC ( <strong>SEHA</strong> ), Standards of Conduct
Rev: May 2012