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MÄTAURANGA KNOWLEDGE<br />

Ka möhio, ka mätau, ka ora: He ia körero<br />

<strong>Measuring</strong> <strong>per<strong>for</strong>mance</strong> <strong>and</strong> <strong>effectiveness</strong> <strong>for</strong> Mäori:<br />

Key themes from the literature


Mä te rongo, ka möhio; Mä te möhio, ka märama;<br />

Mä te märama, ka mätau; Mä te mätau, ka ora.<br />

Through resonance comes awareness; through awareness<br />

comes underst<strong>and</strong>ing; through underst<strong>and</strong>ing comes<br />

knowledge; through knowledge comes life <strong>and</strong> wellbeing.<br />

2<br />

R E A L I S I N G M Ä O R I P O T E N T I A L<br />

MÄTAURANGA KNOWLEDGE<br />

WHAKAMANA INFLUENCE<br />

RAWA RESOURCES<br />

+ + =<br />

TE IRA TANGATA LIFE QUALITY<br />

1 2 3 4<br />

1<br />

Mätauranga – Building of knowledge <strong>and</strong> skills.<br />

This area acknowledges the importance of knowledge to building<br />

confidence <strong>and</strong> identity, growing skills <strong>and</strong> talents <strong>and</strong> generating<br />

innovation <strong>and</strong> creativity. Knowledge <strong>and</strong> skills are considered as a<br />

key enabler of Mäori potential as they underpin choice <strong>and</strong> the power<br />

to act to improve life quality.<br />

2 Whakamana – Strengthening of leadership <strong>and</strong> decision-making.<br />

3 Rawa – Development <strong>and</strong> use of resources.<br />

4 <strong>Te</strong> Ira Tangata – The quality of life to realise potential.<br />

The framework above identifies three key<br />

enablers that are fundamental to Mäori achieving<br />

<strong>Te</strong> Ira Tangata (improved life quality) <strong>and</strong> realising<br />

their potential. All our written in<strong>for</strong>mation has<br />

been organised within these three key enablers<br />

or <strong>Te</strong> Ira Tangata.<br />

DISCLAIMER This publication is intended to provide in<strong>for</strong>mation on the matters contained<br />

herein. It has been written, edited <strong>and</strong> published <strong>and</strong> made available to all persons <strong>and</strong><br />

entities strictly on the basis that its authors, editors <strong>and</strong> publishers are fully excludedfrom<br />

any liability or responsibility by all or any of them in any way to any person or entity<br />

<strong>for</strong> anything done or omitted to be done by any person or entity in reliance, whether<br />

totally or partially, on the contents of this publication <strong>for</strong> any purposes whatsoever.<br />

© <strong>Te</strong> <strong>Puni</strong> Kökiri 2013 ISBN 0-478-34528-5 March 2013


C O N T E N T S<br />

2 EXECUTIVE SUMMARY<br />

5 INTRODUCTION<br />

5 Nature of the literature<br />

5 Key distinctions<br />

5 Methodology<br />

8 DEVELOPING AND REPORTING AGAINST MEASURES OF EFFECTIVENESS FOR MÄORI<br />

8 A key introductory question: why measure <strong>and</strong> report <strong>per<strong>for</strong>mance</strong> by ethnicity<br />

9 No one-size-fits-all – <strong>per<strong>for</strong>mance</strong> measurement is selective<br />

9 Guidance on measuring <strong>for</strong> Mäori<br />

10 <strong>Measuring</strong> <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori – what <strong>and</strong> whose benchmarks<br />

10 Different priorities <strong>and</strong> preferences of Mäori service users<br />

10 Involve citizens in the development of measures <strong>and</strong> reporting on <strong>per<strong>for</strong>mance</strong><br />

12 Measurement as part of <strong>per<strong>for</strong>mance</strong> improvement<br />

13 COMPARATIVE MEASURES – GOOD PRACTICE FOR MÄORI<br />

13 The importance of comparative analysis <strong>for</strong> Mäori<br />

13 Achieving meaningful comparisons between ethnic groups<br />

15 Capturing variation within Mäori<br />

16 Comparative impact measures or results<br />

17 Comparative analysis in particular types of measures<br />

20 MÄORI-SPECIFIC MEASURES AND THEIR CHARACTERISTICS<br />

20 The ability of Mäori to succeed as Mäori<br />

20 Mäori-specific measures are attuned to Mäori realities <strong>and</strong> Mäori world views<br />

21 Wellbeing <strong>for</strong> the individual <strong>and</strong> the group<br />

21 Measures capturing whänau advancement<br />

22 Strength-based measures of advancement in contemporary <strong>Te</strong> Ao Mäori<br />

23 Measures <strong>for</strong> Mäori as part of a measurement framework<br />

23 <strong>Te</strong> Hoe Nuku Roa <strong>and</strong> Hua Oranga frameworks<br />

25 KEY IMPLEMENTATION ISSUES FOR MEASURING PERFORMANCE FOR MÄORI<br />

25 Good quality data <strong>and</strong> robust data analysis<br />

25 Organisations need the right capability<br />

26 Staff need to feel confident of the reasons <strong>for</strong> measuring <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori<br />

27 The need <strong>for</strong> <strong>for</strong>ethought<br />

27 The need <strong>for</strong> long-term commitment<br />

27 The need <strong>for</strong> collaboration<br />

28 CONCLUSION<br />

29 GLOSSARY<br />

32 APPENDIX ONE<br />

34 APPENDIX TWO<br />

36 APPENDIX THREE<br />

38 BIBLIOGRAPHY<br />

1


EXECUTIVE SUMMARY<br />

2<br />

INTRODUCTION<br />

This report highlights the key themes of the<br />

literature on measuring <strong>and</strong> reporting on<br />

the <strong>per<strong>for</strong>mance</strong> of government services in<br />

relation to Mäori (or other indigenous people).<br />

It provides illustrative examples particularly in<br />

relation to employment services, but will be of<br />

interest to practitioners involved in measuring<br />

the <strong>per<strong>for</strong>mance</strong> of any government services<br />

that are provided to Mäori.<br />

The literature reviewed falls into three main<br />

categories: international academic literature,<br />

domestic academic literature, <strong>and</strong> domestic<br />

practitioner literature (particularly ‘official<br />

guidance’ on <strong>per<strong>for</strong>mance</strong> measurement from<br />

central agencies).<br />

Overall, there is relatively little literature about<br />

measuring or reporting on the <strong>per<strong>for</strong>mance</strong><br />

of government services in relation to Mäori or<br />

indigenous peoples. However, there is a larger<br />

body of domestic literature addressing the<br />

problem of measuring overall Mäori wellbeing<br />

(as opposed to the <strong>per<strong>for</strong>mance</strong> of particular<br />

services). This str<strong>and</strong> of the literature is included<br />

in this review, as it holds some lessons that can<br />

be applied to <strong>per<strong>for</strong>mance</strong> measurement.<br />

There is a clear opportunity to strengthen<br />

New Zeal<strong>and</strong>’s own official guidance, which<br />

contains little current advice about how to<br />

undertake <strong>per<strong>for</strong>mance</strong> measurement <strong>and</strong><br />

reporting in a way that is responsive to the<br />

needs of Mäori (or other ethnic groups). An<br />

opportunity exists to build on documents<br />

such as The Treasury’s 2012 guidance <strong>for</strong> the<br />

preparation of departmental annual reports.<br />

MEASURING PERFORMANCE FOR<br />

MÄORI IN ORDER TO IMPROVE<br />

SERVICES<br />

At present the government is implementing<br />

its Better Public Services re<strong>for</strong>ms, which<br />

aim towards better results achieved more<br />

efficiently. The corollary of this emphasis on<br />

results is that public service agencies need<br />

<strong>per<strong>for</strong>mance</strong> measurement systems that can<br />

track results <strong>and</strong> provide in<strong>for</strong>mation to drive<br />

service improvement.<br />

The domestic literature emphasised that there is<br />

a legitimate need to measure <strong>per<strong>for</strong>mance</strong> <strong>and</strong><br />

wellbeing <strong>for</strong> Mäori, who may have different<br />

needs – <strong>and</strong> different views of what makes<br />

<strong>for</strong> an effective service – from the majority<br />

population. Mäori authors argue strongly that it<br />

would be a mistake <strong>for</strong> government to behave<br />

as if ethnicity did not exist, as this would<br />

compromise the achievement of best outcomes<br />

(e.g. Durie, 2004).<br />

NEXUS BETWEEN INTERNATIONAL<br />

AND DOMESTIC ACADEMIC<br />

LITERATURE<br />

Who needs to know, <strong>and</strong> <strong>for</strong><br />

what purpose<br />

There is a nexus of views between the domestic<br />

<strong>and</strong> international academic literature:<br />

<strong>per<strong>for</strong>mance</strong> measurement is selective. What<br />

gets measured <strong>and</strong> how it gets measured<br />

depends on the interests of those engaged in<br />

commissioning <strong>and</strong> doing the measurement.<br />

Given the need to select between a wide<br />

range of possible measures, a key question in<br />

<strong>per<strong>for</strong>mance</strong> measurement should be “Who<br />

needs the in<strong>for</strong>mation, <strong>and</strong> <strong>for</strong> what purpose”<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


(Gill <strong>and</strong> Russell, 2011, p.8). As Durie expresses<br />

the question from a Mäori perspective: against<br />

what <strong>and</strong> whose benchmarks should Mäori<br />

gauge progress<br />

MÄORI PARTICIPATION IN THE<br />

PERFORMANCE MEASUREMENT<br />

PROCESS<br />

The international literature makes a very<br />

strong case <strong>for</strong> engaging citizens <strong>and</strong> service<br />

users in the design <strong>and</strong> development of<br />

<strong>per<strong>for</strong>mance</strong> measures. The more citizens<br />

are involved, the more public buy-in <strong>and</strong><br />

the more the in<strong>for</strong>mation will be used <strong>and</strong><br />

seen as credible. Similarly, Mäori writers<br />

emphasise the importance of engaging<br />

Mäori consumers to better underst<strong>and</strong> Mäori<br />

consumer needs <strong>and</strong> aspirations. <strong>Measuring</strong><br />

<strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori rests on ascertaining<br />

what Mäori value <strong>and</strong> consider to be an<br />

important or a positive outcome.<br />

Two main approaches to <strong>per<strong>for</strong>mance</strong><br />

measurement <strong>for</strong> Mäori<br />

The literature reflects two main approaches<br />

in measuring the <strong>effectiveness</strong> of government<br />

services <strong>for</strong> Mäori:<br />

• comparative measurement, which compares<br />

ethnic differences in universal or generic<br />

<strong>per<strong>for</strong>mance</strong> (e.g. the total rate of people<br />

exiting from the benefit system into<br />

employment, compared with the exit rate<br />

<strong>for</strong> Mäori clients); <strong>and</strong><br />

• Mäori-specific measurement, which is<br />

attuned to Mäori realities <strong>and</strong> world views,<br />

<strong>and</strong> which aims to assess <strong>per<strong>for</strong>mance</strong><br />

against Mäori norms.<br />

Discussion of comparative<br />

measurement<br />

Mäori academic literature affirms that<br />

comparative measures, particularly in<br />

combination with Mäori-specific measures,<br />

can provide useful in<strong>for</strong>mation. Other str<strong>and</strong>s<br />

of the domestic literature tend to concentrate<br />

only on comparative measurement.<br />

Common practice is to provide measurement<br />

in<strong>for</strong>mation that compares Mäori with<br />

non-Mäori. Some of the academic literature<br />

questions the validity of these comparisons,<br />

as ‘non-Mäori’ is not an ethnic group. A<br />

more valid comparison may be achieved by<br />

providing a full breakdown to compare results<br />

with those of other specific ethnic groups (i.e.<br />

Mäori, Pacific, <strong>and</strong> New Zeal<strong>and</strong> European).<br />

Characteristics of Mäori-specific<br />

measurement<br />

Mäori-specific measures might seek to capture<br />

results at the level of collectives rather than<br />

individuals. Capturing the perspectives of the<br />

individual Mäori client, the client’s whänau,<br />

<strong>and</strong> the service provider gives a robust<br />

perspective of what the service has achieved.<br />

There are many other ways in which the<br />

‘norms’ of <strong>Te</strong> Ao Mäori might be reflected<br />

in agencies’ <strong>per<strong>for</strong>mance</strong> measurement. For<br />

example, a measure of adequate housing<br />

might take into account the provision <strong>for</strong><br />

extended families <strong>and</strong> manuhiri.<br />

This is not to say, there is such a thing as a<br />

single, monolithic ‘Mäori view’ of what is<br />

important in service <strong>per<strong>for</strong>mance</strong> or overall<br />

Mäori wellbeing. Durie (2003a, p. 312)<br />

3<br />

E X E C U T I V E S U M M A R Y


4<br />

suggests that there are some commonlyheld<br />

views on these matters within Mäori<br />

society, but at the same time he <strong>and</strong> other<br />

Mäori academics emphasise diversity. As<br />

noted above, the engagement of Mäori in the<br />

development of <strong>per<strong>for</strong>mance</strong> measures will<br />

help to determine what is most important.<br />

Implementing Mäori-specific<br />

measurement<br />

Most agencies are not used to measuring<br />

<strong>per<strong>for</strong>mance</strong> in this way. Mäori-specific<br />

measures will require new data collection<br />

mechanisms or a reinterpretation of existing<br />

data. There may be some trial <strong>and</strong> error<br />

involved be<strong>for</strong>e the measures are introduced.<br />

OTHER USEFUL INFORMATION<br />

Overcoming barriers to <strong>per<strong>for</strong>mance</strong><br />

measurement <strong>for</strong> Mäori<br />

The domestic academic sources noted that<br />

<strong>per<strong>for</strong>mance</strong> measurement <strong>for</strong> Mäori can be<br />

highly politicised. It can also be hampered by a<br />

lack of good quality data on Mäori customers<br />

<strong>and</strong> robust analysis of ethnicity data.<br />

Overcoming these barriers requires agencies<br />

to: build the right technical <strong>and</strong> policy<br />

capability; exercise strong leadership; <strong>and</strong><br />

build an organisational culture that fosters<br />

<strong>and</strong> supports Mäori perspectives.<br />

Opportunities to use more<br />

sophisticated analysis<br />

It is important that agencies underst<strong>and</strong> the<br />

diversity of the Mäori population, <strong>and</strong> what<br />

that means <strong>for</strong> the delivery of their services.<br />

It should be possible to identify particular<br />

cohorts within the Mäori population that<br />

hold a particular stake in the services being<br />

delivered. Particular cohorts may be at greater<br />

risk of poor outcomes or lessened access<br />

to the services. One source suggests that<br />

agencies have the opportunity to employ<br />

a regression analysis of <strong>per<strong>for</strong>mance</strong> data<br />

to identify <strong>and</strong> address differences in the<br />

<strong>effectiveness</strong> of their own local offices.<br />

Collaboration<br />

Some of the literature notes that agencies<br />

who are serving the same clients should<br />

collaborate to improve data <strong>and</strong> share<br />

<strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation. This message of<br />

collaboration is entirely consistent with the<br />

government’s Better Public Services re<strong>for</strong>ms.<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


PART 1 : INTRODUCTION<br />

1.1 PURPOSE<br />

This review is intended to furnish key themes<br />

<strong>and</strong> findings that will assist practitioners<br />

involved in measuring <strong>and</strong> reporting on the<br />

<strong>per<strong>for</strong>mance</strong> of any government services that<br />

are provided to Mäori. It offers illustrative<br />

examples in relation to employment services,<br />

but is intended to be widely applicable across<br />

the government sector.<br />

1.2 NATURE OF THE LITERATURE<br />

The review covers the international <strong>and</strong><br />

domestic literature on measuring <strong>and</strong> reporting<br />

on the <strong>effectiveness</strong> of government services<br />

<strong>for</strong> Mäori. The literature reviewed falls into<br />

three main categories: international academic<br />

literature, domestic academic literature, <strong>and</strong><br />

practitioner literature (e.g. ‘official guidance’<br />

on <strong>per<strong>for</strong>mance</strong> measurement issued by central<br />

agencies <strong>and</strong> the Office of the Controller <strong>and</strong><br />

Auditor-General).<br />

1.3 KEY DISTINCTIONS<br />

Per<strong>for</strong>mance measurement refers to the<br />

process of measuring progress towards goals<br />

or outcome targets that are expected from<br />

a service or the activities of an agency. This<br />

entails assessing the cost-<strong>effectiveness</strong> with<br />

which ‘inputs’ (e.g. monetary <strong>and</strong> human<br />

resources) are turned into ‘outputs’ (e.g. goods<br />

<strong>and</strong> services provided to customers), <strong>and</strong> the<br />

<strong>effectiveness</strong> with which ‘outputs’ produce<br />

the desired impacts or outcomes. Per<strong>for</strong>mance<br />

measurement should concentrate on impacts<br />

<strong>and</strong> outcomes that are achievable <strong>and</strong><br />

reasonably within the delivery agency’s control.<br />

Table One on page 7 provides live examples of<br />

these kinds of <strong>per<strong>for</strong>mance</strong> measures.<br />

Population-level outcomes, such as changes<br />

in the national employment rate, are useful<br />

indicators of societal wellbeing, but are<br />

usually beyond the reach of <strong>per<strong>for</strong>mance</strong><br />

measurement (see Figure One, below). For<br />

example, it is reasonable to assume that Work<br />

<strong>and</strong> Income’s activities have some effect on<br />

the national employment rate, but impossible<br />

to measure or quantify that effect given the<br />

myriad of other influences on that indicator.<br />

Thus, the 2008 spike in unemployment<br />

was influenced more by global economic<br />

conditions than a change in the quality of<br />

any particular government service. Table<br />

One below provides a few examples of input,<br />

output <strong>and</strong> impact quality better practice<br />

measures <strong>for</strong> Mäori from agencies' recent<br />

accountability documents.<br />

Having made this distinction explicit, it is<br />

important to acknowledge that a significant<br />

amount of the domestic literature reviewed<br />

deals with the theory of measuring Mäori<br />

wellbeing, with many of the outcomes<br />

discussed being at a population level. This<br />

domestic literature is included in the review<br />

because many of its themes <strong>and</strong> lessons<br />

are also applicable to agency <strong>per<strong>for</strong>mance</strong><br />

measurement.<br />

1.4 METHODOLOGY<br />

This report represents a summary of five<br />

different str<strong>and</strong>s of literature review,<br />

undertaken simultaneously. This resulted in the<br />

following internal working papers, the findings<br />

of which have been brought together <strong>and</strong><br />

summarised in this report:<br />

• An international literature review (Gill <strong>and</strong><br />

Russell, 2011);<br />

5<br />

I N T R O D U C T I O N


6<br />

• A review of what the official requirements<br />

<strong>and</strong> primary guidance say about good<br />

practice in developing <strong>and</strong> reporting<br />

against <strong>effectiveness</strong> measures <strong>for</strong> outputs<br />

<strong>for</strong> Mäori (<strong>Te</strong> <strong>Puni</strong> Kökiri, 2011a);<br />

• A summary of good practice guidance <strong>and</strong><br />

requirements (<strong>Te</strong> <strong>Puni</strong> Kökiri, 2011b);<br />

• A desktop analysis of <strong>per<strong>for</strong>mance</strong><br />

reporting by the Ministry of Social<br />

Development (MSD) in relation to its Job<br />

Search Service 2002/03 to 2011/12 (<strong>Te</strong> <strong>Puni</strong><br />

Kökiri, 2011c); <strong>and</strong><br />

• Towards a Mäori perspective of good<br />

practice in developing <strong>and</strong> reporting<br />

against measure of <strong>per<strong>for</strong>mance</strong><br />

<strong>effectiveness</strong> <strong>for</strong> a front-line employment<br />

service <strong>for</strong> Mäori on the unemployment<br />

benefit (<strong>Te</strong> <strong>Puni</strong> Kökiri, 2012).<br />

More detail on each of the working papers,<br />

<strong>and</strong> the methodologies used, is presented in<br />

Appendix One.<br />

Other contributing factors<br />

( e.g.: world economy; contributions<br />

of other services <strong>and</strong> policies; etc ).<br />

Figure One – dimensions of a <strong>per<strong>for</strong>mance</strong> story<br />

D I M E N S I O N S O F M E A S U R A B L E P E R F O R M A N C E<br />

Inputs Outputs Impacts /<br />

Intermediate<br />

Outcomes<br />

Population-level<br />

Outcomes<br />

Resources that go<br />

into a service or<br />

programme<br />

Example:<br />

Increased capability<br />

to deliver a quality<br />

service <strong>for</strong> Mäori<br />

Relevant measures:<br />

• costs<br />

• staff trained<br />

<strong>and</strong> qualified<br />

• proprtion of<br />

Mäori staff<br />

• staff cultural<br />

competencies<br />

Goods <strong>and</strong> services<br />

supplied to<br />

stakeholders<br />

Example:<br />

x service provided to<br />

n number of Mäori<br />

customers<br />

Relevant service<br />

quality measures:<br />

• timeliness<br />

• accuracy<br />

• entry <strong>and</strong><br />

completion rates<br />

• quality st<strong>and</strong>ards<br />

• volume<br />

Immediate effect<br />

of outputs on<br />

stakeholders<br />

Example:<br />

The service made<br />

x difference to n<br />

number of Mäori<br />

clients<br />

Relevant quality<br />

impact measures:<br />

• % of clients<br />

demonstrating<br />

positive gains<br />

over time<br />

• % of target<br />

group reached<br />

D I F F I C U L T Y I N A T T R I B U T I O N<br />

Broader states<br />

or conditions of<br />

society, the economy<br />

or environment<br />

Example:<br />

Improvement<br />

in employment<br />

outcomes <strong>for</strong> Mäori<br />

Relevant measures:<br />

• % of Mäori<br />

working - age<br />

population in the<br />

labour <strong>for</strong>ce / not<br />

in the labour <strong>for</strong>ce<br />

• employment <strong>and</strong><br />

unemployment<br />

rates<br />

• customer<br />

satisfaction<br />

• coverage <strong>and</strong> % of<br />

target population<br />

reached<br />

• customer <strong>and</strong><br />

stakeholder<br />

satisfaction<br />

• NEET rates<br />

• income levels<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


Table One – examples of <strong>per<strong>for</strong>mance</strong> measures from agencies’ public reporting<br />

Inputs<br />

Input Result Source<br />

7<br />

Ministry of Social<br />

Development’s Aka Matua<br />

programme which supports<br />

Mäori <strong>and</strong> Pacific managers<br />

to complete a master’s<br />

degree in Public Policy<br />

Six Mäori <strong>and</strong> Pacific<br />

managers supported<br />

MSD Annual Report 2010/11<br />

Developed a Mäori cultural<br />

competency <strong>for</strong> their staff<br />

to enhance their capability<br />

to deliver <strong>for</strong> Mäori. To be<br />

embedded in <strong>per<strong>for</strong>mance</strong><br />

management, recruitment<br />

<strong>and</strong> personal development<br />

processes<br />

Not reported<br />

Ministry of Education<br />

Annual Report 2010/11<br />

Outputs<br />

Output target Budget st<strong>and</strong>ard Source<br />

90% of clients express<br />

satisfaction with Victim<br />

Support Services 1<br />

90% Vote Justice In<strong>for</strong>mation<br />

Supporting the Estimates<br />

2012/13<br />

Impacts<br />

Impact target Budget st<strong>and</strong>ard Source<br />

Reduce truancy rates <strong>for</strong><br />

frequent truants in Years<br />

9 <strong>and</strong> 10 by 1.0%, with<br />

separate targets <strong>for</strong> Mäori<br />

<strong>and</strong> Pacific.<br />

Mäori 2.5%<br />

Pacific 1.5%<br />

Vote Education<br />

In<strong>for</strong>mation Supporting the<br />

Estimates 2012/13<br />

Impact target Reported result Source<br />

The proportion of UB<br />

jobseekers who exit a main<br />

benefit into employment<br />

<strong>and</strong> achieve six months<br />

employment<br />

61.8% (not publicly<br />

reported by ethnicity)<br />

MSD Annual Report 2011<br />

1 Agency reporting does not generally provide ethnic breakdowns of output quality measures, such as customer satisfaction. See State<br />

Services Commission (2011a) <strong>for</strong> an analysis of Mäori customer satisfaction from the cross-Government Kiwis Count 2009 survey.<br />

I N T R O D U C T I O N


PART 2 : DEVELOPING AND REPORTING AGAINST<br />

MEASURES OF EFFECTIVENESS FOR MÄORI<br />

8<br />

2.1 A KEY INTRODUCTORY<br />

QUESTION: WHY MEASURE<br />

AND REPORT PERFORMANCE<br />

BY ETHNICITY<br />

It cannot be assumed the need to measure<br />

<strong>and</strong> report <strong>per<strong>for</strong>mance</strong> by ethnicity will be<br />

intuitively accepted. Much of the domestic<br />

academic literature notes that <strong>per<strong>for</strong>mance</strong><br />

measurement by ethnicity can be controversial,<br />

especially where Mäori are concerned. The<br />

official guidance material is thin on this<br />

question, with nothing comprehensive since<br />

guidance released by the Controller <strong>and</strong><br />

Auditor-General in 1998. It is there<strong>for</strong>e<br />

worthwhile to recap some of the main<br />

arguments in the literature pertaining to the<br />

necessity of measuring <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori.<br />

The importance to New Zeal<strong>and</strong><br />

of Mäori success<br />

A number of authors refer to the relatively<br />

young age structure of the Mäori population,<br />

meaning that Mäori will make up a greater<br />

proportion of the potential work<strong>for</strong>ce.<br />

Business New Zeal<strong>and</strong>’s Chief Executive has<br />

been quoted as saying: “If Mäori <strong>and</strong> Pasifika<br />

don't succeed in the next twenty years; New<br />

Zeal<strong>and</strong> will fail as a nation. It's that simple”<br />

(Human Rights Commission, 2011a, p.32). This<br />

being the case, it would be worth the ef<strong>for</strong>t<br />

<strong>for</strong> government agencies to ensure that their<br />

services are equally effective <strong>for</strong> Mäori.<br />

The realities of contemporary<br />

New Zeal<strong>and</strong><br />

Durie (2005b) suggests that policies,<br />

programmes <strong>and</strong> practices that purport to be<br />

“blind” to race <strong>and</strong> ethnicity mask diversity,<br />

compromise best outcomes <strong>and</strong> foster an<br />

assimilatory approach. Elsewhere (2004) he<br />

suggests that it is illusory to act as if race <strong>and</strong><br />

ethnicity do not play a large <strong>and</strong> increasing<br />

part in New Zeal<strong>and</strong> life.<br />

The drive <strong>for</strong> service improvement<br />

The government’s Better Public Services<br />

re<strong>for</strong>ms emphasise agencies working together<br />

towards the efficient achievement of<br />

enhanced results. Almost all of the ten “result<br />

areas” established by the government relate to<br />

social services of which Mäori are significant<br />

consumers. This creates further momentum<br />

<strong>for</strong> the public service to develop measurement<br />

systems that can: track results; provide<br />

in<strong>for</strong>mation to drive service improvement; <strong>and</strong><br />

assure taxpayers that government services are<br />

as effective as possible <strong>for</strong> all consumers.<br />

Mäori interest in <strong>per<strong>for</strong>mance</strong><br />

measurement<br />

Per<strong>for</strong>mance in<strong>for</strong>mation will also be of interest<br />

to members of ethnic groups themselves,<br />

who might like to know how they faring<br />

from government services, <strong>and</strong> who ought to<br />

be part of the conversation about ongoing<br />

improvements to those services. Several<br />

leading Mäori academics note this type of<br />

measurement is very important <strong>for</strong> Mäori.<br />

Rights-based arguments<br />

Collecting <strong>and</strong> analyzing data by ethnicity is<br />

supported by the recommendations of several<br />

UN Human Rights bodies (Callister, 2007;<br />

Human Rights Commission, 2011a, p.9). Mäori<br />

academic writers tend to see this approach as<br />

a legitimate equity endeavour, consistent with<br />

the Treaty of Waitangi.<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


2.2 NO ONE-SIZE-FITS-ALL –<br />

PERFORMANCE MEASUREMENT<br />

IS SELECTIVE<br />

Academic literature in agreement<br />

The international <strong>and</strong> domestic academic<br />

literature is mostly in agreement that there is<br />

no one-size-fits-all ‘best practice’ <strong>per<strong>for</strong>mance</strong><br />

measurement <strong>and</strong> management system. The<br />

international academic literature <strong>and</strong> some<br />

domestic academics emphasise that measuring<br />

<strong>per<strong>for</strong>mance</strong> is a social activity; it depends<br />

upon who wants to know the <strong>per<strong>for</strong>mance</strong><br />

story <strong>and</strong> <strong>for</strong> what purposes (Dormer, 2010;<br />

Durie <strong>and</strong> Kingi, 2010; Gill <strong>and</strong> Russell, 2011).<br />

Much of the international academic literature<br />

tends to emphasise that “<strong>per<strong>for</strong>mance</strong><br />

in<strong>for</strong>mation itself is not comprehensive or<br />

objective but incomplete <strong>and</strong> ambiguous. It is<br />

subject to selective measurement, presentation<br />

<strong>and</strong> interpretation based on the interests of<br />

the actors involved” (Moynihan (2008, p.24)<br />

discussed in Gill <strong>and</strong> Russell (2011, p.8).<br />

De Bruijn (2006, p.56) uses the metaphor of<br />

floodlighting a statue: “Illuminating the statue<br />

from several different perspectives creates<br />

a different image each time. Each image is<br />

correct but a single perspective always gives a<br />

distorted image.”<br />

The quest <strong>for</strong> best practice<br />

“This is in marked contrast with the<br />

practitioner literature which tends to<br />

emphasise ‘best practice’ <strong>and</strong> the associated<br />

notions of the golden thread or one integrated<br />

set of <strong>per<strong>for</strong>mance</strong>s in<strong>for</strong>mation” (Gill <strong>and</strong><br />

Russell, 2011, p.8). Commenting on best<br />

practice in the international literature review<br />

Gill <strong>and</strong> Russell (2011, p.8) noted that “Pollitt<br />

<strong>and</strong> Bouckaert, (2003) suggest: What we are<br />

dealing with here is best described as a kind<br />

of a religion ... a system of belief founded on<br />

faith (sourced from OECD, 2009, p.36)”.<br />

Official <strong>per<strong>for</strong>mance</strong> measurement<br />

requirements <strong>and</strong> guidance in the New<br />

Zeal<strong>and</strong> state sector can be regarded as<br />

statements of ‘practitioner best practice’<br />

(see, State Services Commission <strong>and</strong> Treasury,<br />

2008; The Treasury, 2008; Controller <strong>and</strong><br />

Auditor- General, 2008, 2009a, 2009b, 2011).<br />

However, that guidance is not consistent.<br />

See, <strong>for</strong> example the FABRIC <strong>per<strong>for</strong>mance</strong><br />

measurement principles in State Services<br />

Commission <strong>and</strong> Treasury (2008); revised<br />

audit requirements in Controller <strong>and</strong> Auditor-<br />

General (2009a); <strong>and</strong> Controller <strong>and</strong> Auditor-<br />

General (1998) guidance, discussed below.<br />

There is no current or up-to-date<br />

comprehensive guidance <strong>for</strong> measuring<br />

the <strong>effectiveness</strong> of mainstream services<br />

or outputs <strong>for</strong> Mäori within the corpus of<br />

technical requirements that agencies are<br />

required to use <strong>for</strong> measuring <strong>per<strong>for</strong>mance</strong>.<br />

2.3 GUIDANCE ON MEASURING<br />

FOR MÄORI<br />

The most relevant guidance in this area was<br />

released by the Controller <strong>and</strong> Auditor-General<br />

in 1998. It advised agencies to:<br />

• estimate total service dem<strong>and</strong> trends (is it<br />

growing or shrinking), how many customers<br />

are repeat users <strong>and</strong> the characteristics of<br />

major customer groups;<br />

• identify the proportion of their customer<br />

base that is Mäori (by age <strong>and</strong> gender)<br />

in different regions or districts. This<br />

in<strong>for</strong>mation is important <strong>for</strong> ascertaining<br />

coverage measures;<br />

9<br />

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10<br />

• monitor <strong>and</strong> evaluate: proposals <strong>for</strong><br />

improvements to systems, service design<br />

<strong>and</strong> policy; service uptake <strong>and</strong> impact on<br />

Mäori by age <strong>and</strong> gender <strong>and</strong> region, or<br />

urban/rural; the extent to which the service<br />

has met Mäori needs <strong>and</strong> expectations; <strong>and</strong><br />

capability to improve outcomes <strong>for</strong> Mäori;<br />

• produce <strong>per<strong>for</strong>mance</strong> measures to assess<br />

progress towards objectives <strong>and</strong> outputs<br />

<strong>and</strong> changes in outcomes <strong>for</strong> Mäori; <strong>and</strong><br />

• include appropriate service delivery<br />

st<strong>and</strong>ards <strong>for</strong> Mäori in contractual<br />

arrangements with providers.<br />

Guidance to departments on preparing annual<br />

reports states that: “Departments should also<br />

consider how significant achieving outcomes<br />

<strong>for</strong> different population groups is in achieving<br />

Ministerial priorities <strong>and</strong> whether the annual<br />

report should specifically cover progress <strong>for</strong><br />

different population groups” (The Treasury,<br />

2010, 2012a, p.8).<br />

2.4 MEASURING PERFORMANCE<br />

FOR MÄORI – WHAT AND WHOSE<br />

BENCHMARKS<br />

Several domestic academic writers, including<br />

Humpage (2002) <strong>and</strong> Durie <strong>and</strong> Kingi (2010),<br />

concur with the international literature that<br />

measuring <strong>per<strong>for</strong>mance</strong> is highly subjective.<br />

<strong>Measuring</strong> outcomes <strong>and</strong> <strong>per<strong>for</strong>mance</strong> <strong>for</strong><br />

Mäori from a Mäori perspective in turn rests<br />

on ascertaining <strong>and</strong> measuring what Mäori<br />

consider to be important <strong>and</strong> not anyone else<br />

(Humpage, 2002).<br />

<strong>Measuring</strong> the <strong>per<strong>for</strong>mance</strong> of a mainstream<br />

service <strong>for</strong> Mäori starts from the question:<br />

Who wants to know <strong>and</strong> why And what do<br />

or would Mäori (consumers) regard as good<br />

<strong>per<strong>for</strong>mance</strong> Mäori have their own views on<br />

what constitutes good <strong>per<strong>for</strong>mance</strong> including<br />

outcomes from mainstream services <strong>and</strong> an<br />

agency <strong>for</strong> Mäori. This is supported in the<br />

international literature which found – “what<br />

managers’ think is important in terms of<br />

<strong>per<strong>for</strong>mance</strong> can often differ from what<br />

citizen <strong>and</strong> service users think is important.<br />

This can generate what Ho (2008, p.206) terms<br />

as an undesirable “<strong>per<strong>for</strong>mance</strong> perception<br />

gap” (Gill <strong>and</strong> Russell, 2011, p.9). Similarly,<br />

Gill <strong>and</strong> Russell (2011, p.13) suggest “what<br />

is ‘good’ will in turn depend on whose<br />

perspective is being privileged”.<br />

2.5 DIFFERENT PRIORITIES<br />

AND PREFERENCES OF MÄORI<br />

SERVICE USERS<br />

The State Services Commission’s analysis of<br />

its Kiwis Count 2009 survey confirmed that<br />

Mäori held a slight difference in expectations<br />

of public services. “Whilst the drivers of<br />

satisfaction <strong>for</strong> Mäori are the same as <strong>for</strong> the<br />

New Zeal<strong>and</strong> population overall, except that<br />

‘the service experience met your expectations’<br />

is not a driver <strong>for</strong> Mäori. Being treated fairly<br />

is the most important driver <strong>for</strong> Mäori” (State<br />

Services Commission, June 2011a, p.12).<br />

2.6 INVOLVE CITIZENS IN THE<br />

DEVELOPMENT OF MEASURES AND<br />

REPORTING ON PERFORMANCE<br />

The case <strong>for</strong> engaging with citizens<br />

There are common threads across the<br />

literature reviewed <strong>for</strong> engaging Mäori as<br />

citizens <strong>and</strong> significant users of services in<br />

decisions about what to measure <strong>and</strong> what is<br />

good <strong>per<strong>for</strong>mance</strong>. The international literature<br />

lends support to the view that <strong>per<strong>for</strong>mance</strong><br />

measurement systems need to include the<br />

perspectives of everyone involved, including<br />

citizens <strong>and</strong> clients (de Lancer Julnes 2001;<br />

Ho, 2008; OECD, 2009 discussed in Gill <strong>and</strong><br />

Russell, 2011).<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


“In brief there is a prima facie case <strong>for</strong><br />

engaging citizens <strong>and</strong> service users in the<br />

design <strong>and</strong> development of <strong>per<strong>for</strong>mance</strong><br />

measures. The more citizens are involved the<br />

more buy-in <strong>and</strong> the more likely it will be used<br />

<strong>and</strong> credible” (Ho, 2008). This engagement<br />

may also build the public capital of the<br />

organisation concerned by reducing public<br />

apathy about the public service” (Gill <strong>and</strong><br />

Russell, 2011, p.9).<br />

This point is stated in another way by Thomas<br />

(2006, p.66) “<strong>per<strong>for</strong>mance</strong> measurement …<br />

should involve consultation with the key<br />

stakeholders <strong>and</strong> the public at large, so<br />

that the results of the PMM [Per<strong>for</strong>mance<br />

Measurement Management] system have more<br />

legitimacy <strong>and</strong> support, especially among the<br />

people most directly affected by programs”.<br />

Although silent on specific user groups,<br />

official guidance emphasises the importance<br />

of agencies engaging with stakeholders <strong>and</strong>/<br />

or significant user groups of services to agree<br />

on the appropriate measures, including direct<br />

measures of quality (Controller <strong>and</strong> Auditor-<br />

General, 2002, 2009; The Treasury, 2008).<br />

External measures of output quality that focus<br />

on the purchaser or consumers of the output<br />

are a better test of real <strong>per<strong>for</strong>mance</strong> rather<br />

than the st<strong>and</strong>ards set <strong>and</strong> evaluated by the<br />

provider itself (The Treasury, 2008).<br />

The case <strong>for</strong> engaging Mäori<br />

Kingi (2003) argues that: measures need to<br />

consider what is important or relevant to<br />

the Mäori individuals receiving the service;<br />

<strong>and</strong> outcomes <strong>for</strong> Mäori derive from a Mäori<br />

world view. (Durie, Kingi <strong>and</strong> Graham 2012,<br />

p.42) recently advised “that <strong>effectiveness</strong><br />

was in part linked to an agency’s ability to<br />

engage successfully with Mäori……It was<br />

further stressed that engagement must be<br />

meaningful <strong>and</strong> viewed as an opportunity to<br />

better underst<strong>and</strong> the needs of Mäori <strong>and</strong><br />

to ensure that outcomes <strong>for</strong> Mäori are fully<br />

maximised”. They also emphasise, at page 32,<br />

that “consumer satisfaction measures [are]<br />

based on the simple premise that consumer<br />

needs <strong>and</strong> preferences should be met. To<br />

improve access to, <strong>and</strong> use of public services,<br />

Mäori preferences, choices <strong>and</strong> decisions must<br />

be fully considered”.<br />

Williams (2000) <strong>and</strong> Kawharu (2001, p.2)<br />

suggest at the very least, any discussion about<br />

outcomes <strong>and</strong> government <strong>effectiveness</strong> <strong>for</strong><br />

Mäori should allow Mäori to participate in the<br />

decision about what kind of measure is used<br />

Humpage (2002, p.193).<br />

Reporting to Mäori <strong>and</strong> the wider<br />

public on <strong>per<strong>for</strong>mance</strong><br />

Both the international literature generally (de<br />

Lancer, 2001; de Bruijn, 2006, p.59; Thomas,<br />

2006, p.63; OECD, 2009), <strong>and</strong> domestic<br />

literature emphasise the importance of<br />

using <strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation to reflect<br />

on <strong>per<strong>for</strong>mance</strong> <strong>and</strong> improve the service<br />

delivery <strong>effectiveness</strong> <strong>and</strong> reporting results<br />

to stakeholders. The 1998 Controller <strong>and</strong><br />

Auditor-General guidance required agencies<br />

to provide feedback to Mäori. However, it does<br />

not specify which Mäori.<br />

Durie <strong>and</strong> Kingi (2010) suggest <strong>for</strong> reporting to<br />

Mäori at least against Mäori-specific impact<br />

measures, it is important that Mäori clients <strong>and</strong><br />

participants receive reported in<strong>for</strong>mation on<br />

their overall progress, or lack of it.<br />

“If outcome measures are to be useful,<br />

in<strong>for</strong>mation concerning their use <strong>and</strong><br />

application must be made available<br />

to Mäori….[service providers]. Such<br />

in<strong>for</strong>mation dissemination mechanisms<br />

will necessarily require a broad range of<br />

strategies. The costs associated with this<br />

process, <strong>and</strong> training in particular, will<br />

also need to be considered” (Durie <strong>and</strong><br />

Kingi, 2010, p.32).<br />

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2.7 MEASUREMENT AS PART OF<br />

PERFORMANCE IMPROVEMENT<br />

Under official requirements agencies<br />

are expected to make full <strong>and</strong> good use<br />

of <strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation in their<br />

accountability documents, as part of a cycle<br />

of continuous improvement <strong>and</strong> review.<br />

This is consistent with the expectation that<br />

departments will take a systematic approach<br />

to continuous improvement <strong>and</strong> actively seek<br />

opportunities to learn from benchmarking<br />

studies (Controller <strong>and</strong> Auditor-General, 1999,<br />

p.107; State Services Commission, 2010b).<br />

Sources in the international <strong>and</strong> domestic<br />

literature including from Mäori academics<br />

concur that the process <strong>for</strong> good <strong>per<strong>for</strong>mance</strong><br />

measurement is an iterative journey. This<br />

means periodically assessing whether the data<br />

being collected remains the most relevant to<br />

collect (Controller <strong>and</strong> Auditor-General, 2002,<br />

p.51), <strong>and</strong> whether the measures are capturing<br />

the most significant aspects of <strong>per<strong>for</strong>mance</strong><br />

<strong>for</strong> their Minister <strong>and</strong> stakeholders, <strong>and</strong> <strong>for</strong><br />

their own continuous improvement (Controller<br />

<strong>and</strong> Auditor-General, 2002, 2008, 2009b, 2011;<br />

The Treasury, 2008).<br />

The Treasury (2008, p.16) suggests that<br />

perfect measures are rare. Kingi (2003, p.9)<br />

suggests that <strong>for</strong> most outputs “the possibility<br />

of an optimal outcome is also unrealistic. A<br />

questionnaire cannot <strong>for</strong> example ask ‘as a<br />

result of an intervention are you now cured’.<br />

That is of course unless cure is the most<br />

probable or expected outcome”. He adds: “We<br />

must remember the measurement is not the<br />

endpoint rather an indicator of whether or not<br />

the prime objective … has been satisfied.”<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


PART 3 : COMPARATIVE MEASURES –<br />

GOOD PRACTICE FOR MÄORI<br />

3.1 THE IMPORTANCE OF<br />

COMPARATIVE ANALYSIS<br />

FOR MÄORI<br />

Mäori academics Durie <strong>and</strong> Kingi (2010)<br />

emphasise that comparative measures<br />

<strong>for</strong> Mäori are important <strong>for</strong> measuring<br />

<strong>effectiveness</strong> <strong>and</strong> impacts <strong>for</strong> Mäori. Universal<br />

indicators (e.g. the total employment rate)<br />

without comparative measures are insufficient<br />

measures of need <strong>and</strong> outcome (Durie, 2005b).<br />

The purposes of comparative measurement can<br />

include ensuring:<br />

• the <strong>effectiveness</strong> <strong>and</strong> efficiency of<br />

government services in achieving the aims of<br />

those services, such as meeting Ministerial<br />

priorities (The Treasury, 2012a, p.8); <strong>and</strong><br />

• equitable outcomes between different<br />

population groups (OECD, 2009; Human<br />

Rights Commission, 2010; 2011a, p.12).<br />

3.2 ACHIEVING MEANINGFUL<br />

COMPARISONS BETWEEN<br />

ETHNIC GROUPS<br />

Mäori vs. non-Mäori comparisons<br />

Mäori compared to non-Mäori is the most<br />

commonly used comparative measure. The<br />

Department of Corrections, <strong>for</strong> example, gives<br />

such a measure in its annual report in relation<br />

to the successful completion of communitybased<br />

sentences <strong>and</strong> orders.<br />

However, Mäori academic authors have<br />

criticised this approach because:<br />

• Durie suggests: “Sometimes more relevant<br />

benchmarks may be found with other iwi,<br />

or in other indigenous communities. It is<br />

misleading to use crude comparisons with<br />

non-Mäori as a type of shorth<strong>and</strong> <strong>for</strong> best<br />

outcomes, or to assume that Mäori/non-<br />

Mäori comparisons always provide useful<br />

in<strong>for</strong>mation about Mäori progress” (Durie,<br />

2003a, p.202);<br />

• ‘non-Mäori’ is not an ethnic group, but<br />

a collection of specific ethnic groups<br />

experiencing disparate outcomes; <strong>and</strong><br />

• it may mask differing results achieved <strong>for</strong><br />

different ethnic groups such as between<br />

Europeans <strong>and</strong> Pacific peoples, the latter<br />

of whom are much closer to Mäori in socioeconomic<br />

status than other groups included<br />

in the non-Mäori category (Statistics New<br />

Zeal<strong>and</strong>, 2001a, p.90, 2001b, pp.63-71;<br />

Humpage, 2002, pp.178-9).<br />

Full analysis by ethnicity as<br />

better practice<br />

Comparing Mäori against other specific ethnic<br />

groups is more consistent with ensuring equity<br />

between those groups. Such an approach<br />

is endorsed by the OECD (2009) <strong>and</strong> UN<br />

Committee <strong>for</strong> the Elimination of Racial<br />

Discrimination (Human Rights Commission,<br />

2010, p.3-4; 2011a, p.12). “Another function of<br />

the outcome indicators may be as a check on<br />

the crucial social issue of equity. Are individual<br />

clients in similar situations being treated<br />

equally .... Such measures might reasonably<br />

cover the distribution of key services by socioeconomic<br />

groups” (OECD, 2009, p.83).<br />

Equity <strong>and</strong> discrimination<br />

The concern about equity is all the more<br />

important in view of the need to counter<br />

discrimination, which does occur in New<br />

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14<br />

Zeal<strong>and</strong> according to a number of the<br />

sources. Several sources state that Mäori<br />

experience racial discrimination in the labour<br />

market (Alex<strong>and</strong>er, Genc <strong>and</strong> Ja<strong>for</strong>ullah,<br />

2003; Durie, 2005b; Robinson, Cormack <strong>and</strong><br />

Cram, 2007, p.33; NZIER, 2009), <strong>and</strong> that<br />

perceptions of ethnicity <strong>and</strong> skin colour are<br />

linked with this disadvantage (see Chang, <strong>and</strong><br />

Dodd, 2001; Dannette et al., 2011; Carter <strong>and</strong><br />

Gunasekara, 2012).<br />

The Human Rights Commission (2010) has<br />

issued guidance emphasising that measures<br />

must be:<br />

• necessary to address disadvantage or<br />

ensure equality with other members of the<br />

community <strong>for</strong> groups against whom it is<br />

unlawful to discriminate;<br />

• carried out in good faith, <strong>and</strong> tailored to<br />

reduce the actual disadvantage of the<br />

group it is aimed at;<br />

• proportional to the degree of underrepresentation<br />

or disadvantage; <strong>and</strong><br />

• temporary –“lasting only until the issue<br />

it is designed to address is substantively<br />

resolved”.<br />

Illustrative examples: measures that would lend themselves to ethnic comparisons<br />

A number of employment outcome measures currently in use would be suitable <strong>for</strong> comparison<br />

between Mäori <strong>and</strong> other specific ethnic groups (i.e. New Zeal<strong>and</strong> European <strong>and</strong> Pacific peoples):<br />

• the labour <strong>for</strong>ce participation rate;<br />

• the employment <strong>and</strong> unemployment rate; <strong>and</strong><br />

• the not in employment or education or training (includes caregivers) rate (NEET).<br />

NEET rates can be employed not only as an outcome measure but also as a coverage measure, <strong>for</strong><br />

example the percentage of NEET accessing a particular service.<br />

Table Two – NEET type measures from MSD’s 2012/15 Statement of Intent (SOI)<br />

Ministry outcome - More young people are in education, training <strong>and</strong> work<br />

Intermediate<br />

Outcome<br />

Measure Target Comment /<br />

Current Result<br />

More young<br />

people are in<br />

education, training<br />

or employment<br />

without needing<br />

a benefit<br />

The proportion of Youth Services (Youth<br />

Payment) recipients or Youth Services<br />

(NEET) participants, who gained a main<br />

benefit within three months of exiting<br />

either service<br />

Decreasing<br />

proportion<br />

New measures<br />

<strong>for</strong> 2012/13<br />

The proportion of Youth Services (NEET)<br />

participants who are in full-time<br />

education, approved training or workbased<br />

learning, leading to at least an<br />

NCEA Level 1 qualification<br />

Decreasing<br />

proportion<br />

New measures<br />

<strong>for</strong> 2012/13<br />

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3.3 CAPTURING VARIATION<br />

WITHIN MÄORI<br />

Identifying consumers most<br />

likely to benefit<br />

There is considerable diversity <strong>and</strong><br />

heterogeneity within the Mäori population.<br />

Underst<strong>and</strong>ing this diversity is essential<br />

<strong>for</strong> policy making. For example Leggatt-<br />

Cook (2008) found that gender differences<br />

in pathways <strong>and</strong> types of employment are<br />

particularly significant <strong>for</strong> women who<br />

identify as Mäori only. Policies may have<br />

different effects on Mäori living in different<br />

circumstances. 2 “Services need to take into<br />

account different types of variation within the<br />

Mäori population”, such as geographic <strong>and</strong><br />

gender differences (Ringold, 2005, p.7).<br />

While it may be easy to assume that Mäori<br />

ethnicity is a proxy <strong>for</strong> lower socio-economic<br />

status, Durie (2005b, pp.24-5) urges caution. He<br />

argues that ethnicity <strong>and</strong> socio-economic status<br />

are both relevant considerations in <strong>per<strong>for</strong>mance</strong><br />

measurement, but are not the same thing:<br />

“The strong relationship between ethnicity<br />

<strong>and</strong> adverse socio-economic circumstances<br />

has sometimes led to an assumption that<br />

one is a proxy measure <strong>for</strong> the other. Being<br />

Mäori, <strong>for</strong> example, is often seen as a<br />

synonym <strong>for</strong> being poor <strong>and</strong> being poor<br />

is sometimes seen as the distinguishing<br />

characteristics of Mäori <strong>and</strong> Pacific peoples.<br />

While there is a significant correlation<br />

between the two measures – ethnicity<br />

<strong>and</strong> socio-economic status – they do not<br />

measure the same phenomena… Recent<br />

research, however, has demonstrated<br />

that not only is class distinguishable from<br />

ethnicity, but that universal indicators by<br />

themselves are insufficient measures of need<br />

<strong>and</strong> outcome”.<br />

The literature variously identifies specific<br />

cohorts within the Mäori population who<br />

may be at particular risk of adverse outcomes.<br />

These include:<br />

• those with low or very low family<br />

or household income levels (Durie,<br />

2005b; Danette et al., 2011; Carter <strong>and</strong><br />

Gunasekara, 2012);<br />

• those with no qualifications or qualifications<br />

less than Level 4 on the New Zeal<strong>and</strong><br />

Qualification Framework (MSD, 2003a,<br />

2007, 2008a, 2008b, 2008c; Dixon <strong>and</strong><br />

Crichton, 2007; NZIER, 2009);<br />

• single men with the above variables <strong>and</strong>/or<br />

with drug <strong>and</strong> alcohol problems or a prison<br />

conviction (The Salvation Army, 2006); <strong>and</strong><br />

• Mäori living in rural areas without access<br />

to employment or education opportunities<br />

accessible to Mäori living in cities (Ringold<br />

(2005, p.7) drawing upon Maani, 2002).<br />

Targets <strong>for</strong> Mäori including <strong>for</strong> those<br />

with ‘high’ need, at the service level<br />

The Treasury (2004) has suggested that<br />

if services to reduce ethnic gaps are not<br />

accompanied by services to the ‘needy’ in<br />

other population groups, there could be<br />

arguments that people with similar needs are<br />

not receiving the same treatment. It suggests<br />

the best option is to capture <strong>per<strong>for</strong>mance</strong> <strong>for</strong><br />

Mäori (<strong>and</strong> other ethnic groups), by ethnicity<br />

<strong>and</strong> another indicator of need. The rationale<br />

<strong>for</strong> such targets need to be fully understood<br />

by the agency <strong>and</strong> sector. The targets need to<br />

be supported with leadership, <strong>and</strong> adequate<br />

resources to monitor, evaluate <strong>and</strong> reflect on<br />

<strong>per<strong>for</strong>mance</strong> (The Treasury, 2004, 2006).<br />

15<br />

2 See also Cunningham et al. (2006).<br />

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16<br />

‘Sole’ vs. ‘mixed’ Mäori – different<br />

shades of Mäori ethnicity<br />

There is debate in the literature on the merit<br />

of capturing outcome <strong>per<strong>for</strong>mance</strong> within<br />

ethnic groups by intra-ethnic variation to get<br />

a fuller picture of the complexity of outcomes<br />

across <strong>and</strong> within ethnic groups.<br />

In favour of such an analysis, Humpage<br />

(2002, pp.180-1) suggests:<br />

“Because ‘sole’ Mäori are more likely to be<br />

distributed among the deprived deciles than<br />

‘mixed’ Mäori. Yet when the ‘sole’ Mäori<br />

category is used alone, figures are underestimated.<br />

Ideally, ‘sole; ‘mixed’ <strong>and</strong> ‘total’<br />

Mäori categories should be combined to<br />

show the ‘bigger picture, starting with the<br />

simplest (‘total’) <strong>and</strong> gradually moving on<br />

to more complex <strong>and</strong> detailed (‘sole’ <strong>and</strong><br />

‘mixed’) analysis, because reliance on either<br />

external or internal indicators can favour<br />

one interpretation of the disparity issue…<br />

MOH (2001:24) asserted that combining<br />

these categories would avoid very simple ‘on<br />

average’ conclusions being made in an area<br />

where considerable complexity exists”. 3<br />

However, Kukutai (2004) says such an approach<br />

is limited. In differentiating needs within<br />

the Mäori population, a critical variable is<br />

orientation towards the Mäori ethnic group<br />

(e.g. the group a person identifies most strongly<br />

with). This dynamic cannot be captured in<br />

a crude ‘sole’ Mäori versus ‘mixed’ Mäori<br />

dichotomy. Durie et al. (2003b, p.100) suggest<br />

“the only significant differences lie between<br />

Mäori who identify as Mäori (either solely or in<br />

combination with other ethnicities) <strong>and</strong> those<br />

who are descended from Mäori but identify as<br />

non-Mäori (Kukutaki, 2003)”. <strong>Te</strong> <strong>Puni</strong> Kökiri<br />

concludes there<strong>for</strong>e that any analysis involving<br />

disaggregation of this nature should be<br />

approached with caution.<br />

3.4 COMPARATIVE IMPACT<br />

MEASURES OR RESULTS<br />

Multiple sources, including official<br />

requirements, MSD’s Per<strong>for</strong>mance<br />

Improvement Framework Review, <strong>and</strong><br />

writings by Mäori academics, emphasise the<br />

importance of impact measures. Impacts are<br />

to be directly linked or attributable to the<br />

entity’s activities.<br />

Examples of impact measures <strong>for</strong><br />

employment services<br />

There is a range of generic impact type<br />

measures in MSD’s 20012/15 <strong>and</strong> 2011/14<br />

SOIs <strong>for</strong> their employment service Job Search<br />

Service <strong>and</strong> its Appropriation Tailored Sets of<br />

Services to help people into work or achieve<br />

independence (see Appendix Three).<br />

It is also notable that these measures are<br />

capable of disaggregation by ethnicity, but<br />

such an analysis is not provided. MSD’s<br />

Per<strong>for</strong>mance Improvement Framework<br />

(PIF) review noted difficulties in outcome<br />

monitoring <strong>and</strong> evaluation, <strong>and</strong> suggested<br />

some improvements in that regard (State<br />

Services Commission, May 2011b, pp.34-5).<br />

However, that review did not address MSD’s<br />

<strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori.<br />

From an academic perspective, Gill <strong>and</strong> Dormer<br />

(2011, p. 297) suggest Work <strong>and</strong> Income<br />

staff generally perceive that paying benefit<br />

entitlements <strong>and</strong> placing people in jobs is<br />

not complex or difficult to measure, but the<br />

organisation’s role in social development is.<br />

Although “social development outcomes are<br />

3 Sole Mäori are those who are identified in the data as having only Mäori ethnicity, ‘mixed’ Mäori are those identified in the data<br />

as having Mäori <strong>and</strong> at least one other ethnicity), <strong>and</strong> total Mäori (the total of all those with Mäori ethnicity).<br />

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quantified in the annual Social report, sense<br />

is made of this in<strong>for</strong>mation via subjective<br />

evaluation (“gut feeling”) rather than by the<br />

application of a <strong>for</strong>mal logic of cause <strong>and</strong><br />

effect” (Dormer, 2010, p.55).<br />

Illustrative examples:<br />

potential impact measures <strong>for</strong><br />

employment services <strong>for</strong> Mäori<br />

The literature identifies several<br />

meaningful impact measures <strong>for</strong><br />

Mäori receiving employment services<br />

including measuring:<br />

• incremental steps to employment<br />

such as addressing health or training<br />

barriers <strong>and</strong> increasing participation<br />

<strong>and</strong> having this reflected in outcome<br />

measures <strong>and</strong> contracting guidelines<br />

(MSD, 2003a, 2008a, 2008b, 2008c);<br />

• the <strong>effectiveness</strong> of sequential<br />

interventions (Perry, 2007);<br />

• whether exiting a benefit marks<br />

a move to employment, <strong>and</strong> if so,<br />

the impact of that employment<br />

on individual <strong>and</strong> whänau/family<br />

wellbeing (see Englert, 2001;<br />

Stolte, 2006; MSD, 2007; Dixon<br />

<strong>and</strong> Crichton, 2007) <strong>and</strong> long-term<br />

employment <strong>and</strong> income prospects.<br />

Best way to measure the impact of<br />

an intervention <strong>for</strong> Mäori is through<br />

multiple perspectives<br />

Durie <strong>and</strong> Kingi (2010) emphasise the best<br />

way to measure the impact of an intervention<br />

<strong>for</strong> Mäori is through data from multiple<br />

perspectives, such as the Mäori client, the<br />

service provider, <strong>and</strong> family/whänau member,<br />

with quantified weightings <strong>for</strong> their responses.<br />

By obtaining the perspectives of these three<br />

key stakeholders a more balanced impression<br />

of outcome could be obtained. It is possible to<br />

measure impact status at several points in the<br />

service delivery process: at assessment, while in<br />

receipt of the service <strong>and</strong> on exiting the service.<br />

3.5 COMPARATIVE ANALYSIS IN<br />

PARTICULAR TYPES OF MEASURES<br />

The whole range of <strong>per<strong>for</strong>mance</strong> measures<br />

included in figure one (see above, Part 1) lend<br />

themselves to comparative measurement.<br />

It is worth discussing briefly the literature<br />

that relates to measures of coverage <strong>and</strong><br />

accessibility; customer satisfaction; <strong>and</strong> the<br />

comparative <strong>per<strong>for</strong>mance</strong> of different service<br />

delivery sites.<br />

Coverage <strong>and</strong> service accessibility<br />

Coverage or reach are important measures of<br />

service adequacy <strong>for</strong> Mäori, as they focus on<br />

customer accessibility or uptake of services.<br />

“Coverage really matters. Outputs must reach<br />

the groups or area where need exist”, <strong>and</strong><br />

“poor ability to target effective outputs on<br />

areas of need will limit value <strong>for</strong> money” (The<br />

Treasury, 2008, p.11 <strong>and</strong> p.5).<br />

The domestic literature on public services<br />

shows that Mäori are more likely to experience<br />

greater barriers to accessing state services<br />

than some other population groups (State<br />

Services Commission, 2011a, pp.6, 12) 4 .<br />

Examples of coverage measures include:<br />

percentage of population in need of receiving<br />

the output; percentage of target group who<br />

meet entry criteria; percentage of target group<br />

who did not access or use the service; <strong>and</strong><br />

transit time (or other barrier to use).<br />

17<br />

4 See also: Ministerial Advisory Committee on a Mäori Perspective <strong>for</strong> the Department of Social Welfare, 1988; <strong>Te</strong> <strong>Puni</strong> Kökiri,<br />

1996a, 1996b; Ministerial Inquiry into Department of Work <strong>and</strong> Income, 2000.<br />

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18<br />

Customer satisfaction measures<br />

Whilst the international literature identified<br />

a range of common customer satisfaction<br />

measures of <strong>effectiveness</strong> of services it “is not<br />

clear whether these expectations are equally<br />

shared by indigenous people in New Zeal<strong>and</strong><br />

when utilising public services” (Gill <strong>and</strong><br />

Russell, 2011, p.15). Mäori may have different<br />

priorities <strong>and</strong> perceptions of service quality.<br />

The State Services Commission’s 2009 Kiwis<br />

Count Survey (also discussed above at section<br />

2.5) found the drivers of satisfaction <strong>for</strong><br />

service quality were slightly different <strong>for</strong><br />

Mäori, relative to non-Mäori. Mäori were a<br />

little less satisfied with the quality of services<br />

than non-Mäori. Mäori rated 19 out of 26<br />

frequently used services as low quality (SSC,<br />

2011a, p 11), <strong>and</strong> reported lower levels of trust<br />

in public services than non-Mäori.<br />

The report recommended to improve the<br />

experience of Mäori customers, agencies<br />

need to ensure “staff are competent, keep<br />

their promises <strong>and</strong> treat Mäori fairly. Earlier<br />

research has shown that <strong>for</strong> Mäori; staff being<br />

non-judgemental <strong>and</strong> treating people with<br />

respect are key elements of fair treatment”<br />

(State Services Commission, 2011a, p.17).<br />

Durie et al. (2012, p.32) drew upon He Taura<br />

Tieke, a framework <strong>for</strong> effective health services<br />

<strong>for</strong> Mäori, to identify the following aspects of<br />

service delivery that are important to Mäori<br />

consumers:<br />

• access;<br />

• in<strong>for</strong>mation;<br />

• in<strong>for</strong>med choice;<br />

• trust <strong>and</strong> respect; <strong>and</strong><br />

• participation <strong>and</strong> seamlessness.<br />

Other literature (Donnell <strong>and</strong> Social Programme<br />

Evaluation Unit, Department of Social Welfare,<br />

1985; <strong>Te</strong> <strong>Puni</strong> Kökiri, 1996a, p.18, 1996b, 2009;<br />

Ministerial Inquiry into the Department of Work<br />

<strong>and</strong> Income, 2000; Englert, 2001; The Salvation<br />

Army, 2006, p.64; State Services Commission,<br />

2009a; Whänau Ora Task<strong>for</strong>ce, 2009) added<br />

the following characteristics:<br />

• privacy;<br />

• full underst<strong>and</strong>able in<strong>for</strong>mation disclosure;<br />

• consistent in<strong>for</strong>mation across phone<br />

channels <strong>and</strong> sites;<br />

• staff <strong>and</strong> in<strong>for</strong>mation that is sensitive to<br />

Mäori world views <strong>and</strong> cultural practices;<br />

• staff adequately trained <strong>and</strong> knowledgeable<br />

about other services; <strong>and</strong><br />

• an extended focus not just on the<br />

individual Mäori consumer but if possible<br />

so that whänau can use <strong>and</strong> strengthen<br />

their own resources <strong>and</strong> expertise.<br />

The State Services Commission encourages<br />

agencies to use the Common Measurements<br />

Tool 5 <strong>for</strong> ascertaining customer satisfaction<br />

(State Services Commission, 2010b).<br />

5 The tool allows state sector agencies to measure client satisfaction <strong>and</strong> identify service delivery improvements <strong>for</strong> service users<br />

in a <strong>for</strong>mat that can allow international benchmarking with Canada <strong>and</strong> other jurisdictions that adopt it.<br />

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Raising <strong>per<strong>for</strong>mance</strong> between<br />

sites/offices<br />

19<br />

Drawing upon Molsely <strong>and</strong> Moller’s (2007)<br />

study of employment services in Germany the<br />

international literature review highlighted a<br />

st<strong>and</strong>ard finding that there is considerable<br />

variation in the relative efficiency of individual<br />

sites or local offices (Gill <strong>and</strong> Russell, 2011,<br />

p.18). Regression analysis may be able to<br />

unpack the relative contributions of different<br />

variables in explaining differences in results<br />

achieved. Hence there is scope <strong>for</strong> agencies<br />

that deliver front-line services to Mäori to<br />

raise the average <strong>per<strong>for</strong>mance</strong> of individual<br />

office sites by increasing the <strong>per<strong>for</strong>mance</strong><br />

of the lowest quartile of local offices to the<br />

national average.<br />

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PART 4 : MÄORI-SPECIFIC MEASURES AND<br />

THEIR CHARACTERISTICS : THE LESSONS<br />

FROM LITERATURE ON MÄORI WELLBEING<br />

20<br />

4.1 THE ABILITY OF MÄORI TO<br />

SUCCEED AS MÄORI<br />

A number of Mäori authors argue that Mäori<br />

wellbeing should be measured against Mäorispecific<br />

outcome indicators that are derived<br />

from their own culture <strong>and</strong> resources.<br />

In <strong>Te</strong> <strong>Puni</strong> Kökiri’s view, this argument can be<br />

equally valid <strong>for</strong> the measurement of agency<br />

or service <strong>per<strong>for</strong>mance</strong>. If only comparative<br />

measures are used, this assumes that Mäori<br />

must become ‘as good as’ other ethnic<br />

groups, when Mäori may aspire to be better<br />

or different. This has been called at times a<br />

deficit approach (Durie, 2003a, p.202; Durie<br />

et al., 2012, p.45).<br />

4.2 MÄORI-SPECIFIC MEASURES<br />

ARE ATTUNED TO MÄORI REALITIES<br />

AND MÄORI WORLD VIEWS<br />

Durie (2003a, 2006) argues the Mäori-specific<br />

approach moves away from a comparative<br />

approach. The aim is not to compare Mäori<br />

with non-Mäori (or any other specific ethnic<br />

group), but to assess norms that are attuned<br />

to Mäori realities <strong>and</strong> Mäori world views<br />

(Durie, 2006). Durie argues that although<br />

universal indicators <strong>and</strong> measures can<br />

be applied to Mäori, as they can to other<br />

populations, there are additional unique<br />

characteristics of Mäori that require special<br />

measurement. Although Mäori are far<br />

from homogenous: “There are nonetheless<br />

sufficient commonalities to warrant<br />

treatment as a distinctive population…..”<br />

(Durie, 2003a, p. 312).<br />

Capturing participation as Mäori requires the<br />

use of Mäori-specific measures related to<br />

personal wellbeing. Mäori-specific measures<br />

are attuned to contemporary Mäori realities<br />

<strong>and</strong> Mäori world views (Durie, 2004). It<br />

is important to note the emphasis on<br />

contemporary Mäori society, as indigenous<br />

cultures are dynamic <strong>and</strong> responsive to the<br />

realities <strong>and</strong> needs of ‘their time’ (Henriksen,<br />

2008, p.36).<br />

Examples of Mäori-specific<br />

measurement<br />

For instance, a Mäori-specific measure of<br />

adequate housing might take into account<br />

the level of provision <strong>for</strong> extended families<br />

<strong>and</strong> manuhiri. A measure of educational<br />

attainment might include measures that<br />

relate to the use <strong>and</strong> knowledge of Mäori<br />

language. Similarly Mäori-specific indicators<br />

<strong>for</strong> employment might include employment in<br />

Mäori-designated positions, participation in<br />

affirmative action programmes or participation<br />

in employment that supports Mäori cultural<br />

development (Durie, 2003a, p.315). It may<br />

also include ascertaining if the employment<br />

supported Mäori staff to be Mäori (e.g.<br />

whether the employment supports te reo<br />

Mäori in the workplace, <strong>and</strong> other Mäori<br />

cultural practices, such as leave or flexible<br />

working hours <strong>for</strong> tangi <strong>and</strong> other cultural<br />

responsibilities).<br />

The challenges posed by existing<br />

data collection methods<br />

In a similar vein, <strong>and</strong> in the context of<br />

measuring <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori, Statistics<br />

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New Zeal<strong>and</strong> (2002) explains that historically<br />

governments have had their own reasons<br />

to collect statistics on Mäori, <strong>and</strong> that<br />

this has meant that Mäori statistics have<br />

tended to meet specific government needs<br />

(concurring with Durie’s view), rather than<br />

overall development aspirations of Mäori.<br />

Mäori statistics tend to represent non-Mäori<br />

analytical frameworks <strong>and</strong> philosophical<br />

approaches, fail to represent Mäori realities,<br />

<strong>and</strong> are based on the underlying assumptions<br />

that some Mäori have questioned the<br />

relevance of that data.<br />

4.3 WELLBEING FOR THE<br />

INDIVIDUAL AND THE GROUP<br />

A key difference between Mäori writings <strong>and</strong><br />

the domestic <strong>and</strong> international literature is<br />

their emphasis on measuring wellbeing <strong>for</strong> not<br />

just the individual but the group. Durie has<br />

consistently argued that indicators should be<br />

able to capture both the individual <strong>and</strong> the<br />

group (see Durie, 2003c; Durie et al., 2005c).<br />

Durie (2003a) suggests that in order to promote<br />

positive Mäori participation in society as<br />

Mäori 6 <strong>and</strong> in Mäori society, Mäori-specific<br />

measures must include some measurement at<br />

a level wider than the individual; otherwise<br />

they will not adequately reflect a Mäori<br />

world view. Humpage (2002, pp.192-3) notes:<br />

“Key indicators of economic status such<br />

as…..employment……do not account <strong>for</strong> the<br />

collective economic status of whänau (extended<br />

family), hapu <strong>and</strong> iwi. Nor do they take note of<br />

the culturally significant relationships between<br />

individuals <strong>and</strong> hapu/iwi or other Mäori groups<br />

(Kawharu, 2001, pp.3-4)”.<br />

4.4 MEASURES CAPTURING<br />

WHÄNAU ADVANCEMENT<br />

Whänau – the foundation Mäori<br />

institution <strong>and</strong> most effective<br />

change agent<br />

Durie <strong>and</strong> several other Mäori academics<br />

(Durie, 2003a, 2003c, 2006; Durie, Fitzgerald,<br />

Kingi <strong>and</strong> Stevenson, 2003b; Durie et al.,<br />

2005c; Durie <strong>and</strong> Kingi, 2010) say that<br />

measuring the impact of a service on a client’s<br />

whänau is important because whänau is the<br />

foundation Mäori institution. Whänau has the<br />

potential to point its own members towards<br />

good outcomes in both the generic <strong>and</strong> Mäori<br />

sense. Whänau have also been identified as<br />

the most sustainable <strong>and</strong> effective agents of<br />

change <strong>for</strong> Mäori.<br />

The strength of using both individual<br />

<strong>and</strong> whänau measures<br />

Client <strong>and</strong> whänau impact measures (<strong>for</strong><br />

service delivery) should include three different<br />

perspectives of the impact or outcome<br />

achieved, those of: the client <strong>and</strong> service<br />

provider; <strong>and</strong> a member of the client’s<br />

whänau. This would involve ascertaining their<br />

views of progress or lack thereof, against<br />

pretested questions at practical intervals<br />

(Durie <strong>and</strong> Kingi, 2010, p.36).<br />

The theory of measuring<br />

whänau impacts<br />

There<strong>for</strong>e what is needed are measures that<br />

ascertain: how an intervention impacts<br />

on Mäori customers’ wellbeing as Mäori,<br />

<strong>and</strong> their relationships with their whänau<br />

21<br />

6 Mäori participation in society is about being able to participate while retaining a Mäori identity (Durie, 2003a, p.309).<br />

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22<br />

including their capacity to per<strong>for</strong>m those tasks<br />

expected of whänau (Durie <strong>and</strong> Kingi, 2010);<br />

<strong>and</strong> the status of whänau by assessing their<br />

capacities to per<strong>for</strong>m those tasks expected of<br />

whänau (Durie, 2003c). Key characteristics of<br />

whänau relationships are: collective identity,<br />

interdependence, mutuality, reciprocity <strong>and</strong><br />

shared responsibility within a Mäori context.<br />

Whänau is more than the socio-economic<br />

status of individual members. A whänau’s<br />

strengths or weaknesses cannot be fully<br />

measured by adding together the sum total of<br />

indicators based on the circumstances of its<br />

individual members.<br />

Durie et al. (2012, p.39) suggest Mäori-specific<br />

wellbeing measures (whänau or otherwise)<br />

are likely to have maximum utility if they are<br />

able to be applied across a range of agencies,<br />

sectors, <strong>and</strong> organisations, regardless of the<br />

size or operational design.<br />

4.5 STRENGTH-BASED<br />

MEASURES OF ADVANCEMENT IN<br />

CONTEMPORARY TE AO MÄORI<br />

A measure of Mäori wellbeing <strong>and</strong> other<br />

Mäori specific measures should emphasise<br />

progressive advancement rather than the<br />

management of adversity. Several Mäori<br />

authors see this as relevant to aspirations<br />

towards self-determination. O’Sullivan (2006,<br />

p.7) asserts that “Mäori perceive development<br />

as development as Mäori, not advancement<br />

by assimilation”. In other words, development<br />

<strong>for</strong> Mäori “includes their desire to take charge<br />

of their own development [as Mäori, not just<br />

as citizens]; an ongoing interest in selfdetermination,<br />

autonomy, <strong>and</strong> involvement<br />

in policies <strong>and</strong> programmes that affect them”<br />

(Ringold, 2005, p.8). Mäori have their own<br />

perception of their world <strong>and</strong> how it should<br />

evolve. Durie (2003a, p.312) points out that<br />

under the Mäori-specific approach the aim<br />

is to assess outcomes <strong>for</strong> Mäori against<br />

contemporary norms common amongst Mäori,<br />

not to compare Mäori with any other ethnic<br />

population group or collective of groups.<br />

Care is needed to ensure the measures reflect<br />

the diverse cultural realities of Mäori <strong>and</strong> are<br />

not shaped by views which are outdated, too<br />

constrained, or out of alignment with the<br />

contemporary environment (Durie <strong>and</strong> Kingi,<br />

2012, p.40).<br />

Integrated approach<br />

Models of Mäori development <strong>and</strong> social<br />

advancement have all stressed the need <strong>for</strong> an<br />

integrated approach to <strong>Te</strong> Ao Mäori outcome<br />

states. “A deficit in any of the domains would<br />

constitute an unhealthy position (<strong>for</strong> Mäori<br />

at least) <strong>and</strong> irrespective of how favourable<br />

the other outcome domains are. To this end,<br />

Mäori measures of <strong>effectiveness</strong> are likely to<br />

be mutually reliant – that is a positive outcome<br />

might only be achieved when all constructs<br />

show positive gains” (Durie et al., 2012,<br />

p.41). Agencies need to do more to: recognise<br />

Mäori potential <strong>and</strong> capacity <strong>and</strong> strengths,<br />

particularly within the community; <strong>and</strong> use<br />

that in<strong>for</strong>mation to address Mäori concerns<br />

(Durie et al., 2012, p.42). Durie et al. (2012,<br />

p.50) argue that agencies should explore the<br />

“opportunities to exploit the positive aspects of<br />

Mäori society, Mäori endeavour, Mäori culture<br />

or Mäori success…” Their work <strong>and</strong> Hua Oranga<br />

also suggests that agencies with a provider arm<br />

might be best placed to trail such measures.<br />

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4.6 MEASURES FOR MÄORI<br />

AS PART OF A MEASUREMENT<br />

FRAMEWORK<br />

Mäori outcomes require multiple dimensions<br />

<strong>and</strong> indicators/measures of <strong>per<strong>for</strong>mance</strong><br />

reflecting the holistic nature <strong>and</strong> concepts of<br />

Mäori wellbeing. Mäori-specific or cultural<br />

measures might best be employed as part<br />

of a framework to measure improvement<br />

in Mäori outcomes. The framework should<br />

capture wellbeing <strong>for</strong> the individual <strong>and</strong> Mäori<br />

groups, such as whänau (as discussed above),<br />

<strong>and</strong> the Mäori population as a whole. Ideally<br />

the framework would capture indicators <strong>and</strong><br />

measures of advancement <strong>for</strong> other significant<br />

Mäori groups such as hapu <strong>and</strong> iwi.<br />

Developing <strong>and</strong> trialling a framework<br />

In building such a framework, Durie <strong>and</strong> Kingi<br />

(2010, p.31) suggest practitioners need to start<br />

from an analysis of what the literature says<br />

are important outcomes or impacts from an<br />

intervention <strong>for</strong>, <strong>and</strong> according to, Mäori clients.<br />

As with mainstream universal <strong>and</strong><br />

comparative measures, such a framework of<br />

Mäori-specific measures would need to be<br />

trialled prior to implementation. Importantly,<br />

this would help to refine the outcome or<br />

impact dimensions that are important to<br />

Mäori clients <strong>and</strong> the key aspects of whänau<br />

advancement to be captured.<br />

Durie et al. (2012, p.41) also point out that<br />

either new data collection mechanisms will be<br />

needed or the reinterpretation or analysis of<br />

existing in<strong>for</strong>mation will be required.<br />

4.7 TE HOE NUKU ROA AND HUA<br />

ORANGA FRAMEWORKS<br />

The literature review found a limited number<br />

of Mäori-measurement framework examples<br />

in the public domain. Significant frameworks<br />

were <strong>Te</strong> Hoe Nuku Roa <strong>and</strong> Hua Oranga,<br />

the groundbreaking indigenous health<br />

measurement framework in the health sector.<br />

The Hua Oranga framework has impact<br />

measures which capture Mäori customer cultural<br />

enhancement (or not) during, <strong>and</strong> at the end of<br />

an intervention (Durie <strong>and</strong> Kingi, 2010).<br />

<strong>Te</strong> Hoe Nuku Roa was developed from a<br />

longitudinal Massey University study involving<br />

550 households <strong>and</strong> is in use in the health<br />

<strong>and</strong> housing sectors. It is a study built on<br />

a relational framework made up of four<br />

interacting axes: paihere tangata (human<br />

relationships); <strong>Te</strong> Ao Mäori (Mäori culture<br />

<strong>and</strong> identity); ngä ähuatanga noho-ä-tangata<br />

(social-economic circumstances); <strong>and</strong> ngä<br />

whakanekeneke (change over time). Each axis<br />

<strong>for</strong>ms a pütake (root), from which subsets,<br />

ngä peka (branches), take <strong>for</strong>m, resulting in<br />

ngä rau (leaves), the areas of inquiry that will<br />

provide essential in<strong>for</strong>mation both to quantify<br />

<strong>and</strong> qualify ngä peka <strong>and</strong> ngä pütake.<br />

The benefit of this framework is one axis<br />

can be linked with items on the other. This<br />

provides <strong>for</strong> the creation of a more complete<br />

profile of Mäori than has been possible in<br />

the past. Most descriptions of Mäori have<br />

suffered from cross-sectional limitations<br />

<strong>and</strong> a single sectoral interest (<strong>Te</strong> Pümanawa<br />

Hauora Research Centre <strong>for</strong> Mäori Health <strong>and</strong><br />

Development, undated). 7<br />

23<br />

7 In 2009 the study applied the Healthy Housing Index to 80 homes in the Nelson/Marlborough region, gathering<br />

in<strong>for</strong>mation on the structure <strong>and</strong> conditions of various homes.<br />

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Illustrative example: applying elements of <strong>Te</strong> Hoe Nuku Roa to employment<br />

By way of illustration as to how the framework could be used in a multitude of settings,<br />

key points of connection between measuring the <strong>effectiveness</strong> of a mainstream employment<br />

service <strong>for</strong>, <strong>and</strong> with, Mäori, <strong>and</strong> the <strong>Te</strong> Hoe Nuku Roa framework are underlined in<br />

Table Three below.<br />

Table Three - <strong>Te</strong> Hoe Nuku Roa framework<br />

Ngä Pütake<br />

Axes<br />

Ngä Peka<br />

Subsets<br />

Ngä Rau<br />

Focused units of inquiry<br />

Axis 1<br />

Paihere Tangata<br />

Human Relationships<br />

Individual<br />

Family<br />

Household<br />

Whänau<br />

Household<br />

Roles <strong>and</strong> relationships<br />

Whänau cohesion<br />

Interdependence<br />

Axis 2<br />

<strong>Te</strong> Ao Mäori<br />

Mäori Identity<br />

Mana ake<br />

(personal identity)<br />

Taonga tuku iho<br />

(cultural heritage)<br />

Ngä rawe a Rangi räua kö Papa<br />

(natural resources)<br />

Whakanohohanga Mäori<br />

(Mäori institutions)<br />

Ethnic affiliation<br />

Language<br />

Tikanga<br />

L<strong>and</strong><br />

Fisheries<br />

Forests<br />

Environment<br />

Marae<br />

Hapu activities<br />

Iwi links<br />

Axis 3<br />

Ngä ähuatanga noho ä tangata<br />

Socio-economic circumstances<br />

Oranga tangata (wellbeing)<br />

Whai taonga (societal st<strong>and</strong>ing)<br />

Whai huanga (economic position)<br />

Health<br />

Education<br />

Housing<br />

Employment<br />

Lifestyles<br />

Income<br />

Axis 4<br />

Ngä Whaka-nekeneketanga<br />

Change over time<br />

Changing household dynamics<br />

Wider interactions<br />

Shift in cultural identity<br />

Altered circumstances<br />

Mobility<br />

Stability<br />

Realisation of aspirations<br />

Vulnerability Impact of external factors<br />

New groupings<br />

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PART 5: KEY IMPLEMENTATION ISSUES FOR<br />

MEASURING PERFORMANCE FOR MÄORI<br />

5.1 GOOD QUALITY DATA AND<br />

ROBUST DATA ANALYSIS<br />

The availability of reliable data will be a<br />

key challenge <strong>for</strong> agencies in carrying out<br />

<strong>per<strong>for</strong>mance</strong> measurement by ethnicity (Durie<br />

et al, 2012; Ringold, 2005).<br />

Ethnicity data<br />

The fluid nature of ethnicity poses one of the<br />

main challenges. People in New Zeal<strong>and</strong>, as<br />

in other countries, may change the ways in<br />

which they identify themselves over time, or<br />

they may identify themselves differently in<br />

different environments, such as at work <strong>and</strong> at<br />

home (Statistics New Zeal<strong>and</strong>, 2005).<br />

Ethnicity data is based on self-identification,<br />

but that self-identification, <strong>for</strong> a variety of<br />

reasons, is not always possible. When selfidentification<br />

is not possible, proxy responses<br />

are often collected. This creates inaccuracies<br />

because in these cases the individual has<br />

their ethnicity identified by a third party<br />

on their behalf, based on the third party’s<br />

perception of the individual’s ethnic identity.<br />

Nonetheless, agencies are expected to comply<br />

with Statistics New Zeal<strong>and</strong>’s classification<br />

st<strong>and</strong>ards on ethnicity.<br />

Kukutai (2004) suggests agencies ought<br />

to be more <strong>for</strong>thcoming on how Mäori is<br />

defined, <strong>and</strong> the assumptions about why <strong>and</strong><br />

how it is deployed. There are guidelines <strong>for</strong><br />

the state sector on how to use the non-<br />

Mäori group in ethnicity statistics (Statistics<br />

New Zeal<strong>and</strong>, 2005).<br />

Many mainstream services would benefit from<br />

Mäori-inclusive evaluations (Thomas, 2002),<br />

which would provide in<strong>for</strong>mation that in<strong>for</strong>ms<br />

improvement. There would also be benefit<br />

in agencies sharing data sets <strong>and</strong> the results<br />

of evaluations to build an evidence base<br />

about progress towards desired longer term<br />

outcomes (State Services Commission, 2011b).<br />

5.2 ORGANISATIONS NEED THE<br />

RIGHT CAPABILITY<br />

In order to maintain ethnicity data quality,<br />

agencies need the right leadership, <strong>and</strong> technical<br />

<strong>and</strong> policy expertise to drive dem<strong>and</strong> <strong>for</strong> it.<br />

Leadership<br />

When agencies set ethnicity targets they<br />

need to be supported by a champion at senior<br />

management level (The Treasury, 2004, 2006).<br />

Mäori under-represented in key<br />

public sector roles<br />

One of the main themes that emerges from<br />

the literature is the under-representation of<br />

Mäori in the public service in many influential<br />

roles: chief executive; senior management;<br />

middle management; policy; professional; <strong>and</strong><br />

technical roles (State Services Commission,<br />

2003a, 2010a, 2010c, 2011c; Human Rights<br />

Commission, 2011a). A number of sources note<br />

that diversity is important <strong>for</strong> <strong>effectiveness</strong><br />

of public services (OECD, 2009 discussed in<br />

State Services Commission, 2010c, <strong>and</strong> Human<br />

Rights Commission (2011a, p.32).<br />

Durie (2004, p.6) suggests that: “Increasing<br />

the level of direct involvement of Mäori in<br />

the State is important <strong>and</strong> can be justified<br />

on several grounds but unless the ef<strong>for</strong>t<br />

leads to demonstrable benefits <strong>for</strong> Mäori the<br />

exercise becomes one of primarily creating<br />

equal employment opportunities rather than<br />

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26<br />

specifically advancing Mäori people. The<br />

equal employment goal is not insignificant<br />

but it is a different aim from achieving best<br />

outcomes <strong>for</strong> Mäori.” One impediment is the<br />

“innate tendency <strong>for</strong> a dominant group to<br />

tend to appoint people like themselves <strong>and</strong><br />

listen more to people like themselves – often<br />

unaware of the bias involved” (State Services<br />

Commission (2004), discussed in Human<br />

Rights Commission (2011a, p.33).<br />

Durie et al. (2012, p.44) suggest that <strong>for</strong><br />

agencies that have high numbers of Mäori<br />

clients, one measure of an effective Mäori<br />

work<strong>for</strong>ce is the extent to which the agency<br />

has a corresponding high number of Mäori<br />

staff employed at various levels, particularly at<br />

managerial or senior levels.<br />

The responsibility of all<br />

public servants<br />

It is also worth noting that <strong>effectiveness</strong> <strong>for</strong><br />

Mäori is not just the responsibility of Mäori<br />

staff, but a Crown responsibility <strong>for</strong> all public<br />

servants (Ministerial Advisory Committee on a<br />

Mäori Perspective <strong>for</strong> the Department of Social<br />

Welfare, 1988, pp.78-9; Love, 2001, discussed<br />

in Humpage, 2002, p.186; The Families<br />

Commission, 2012). Durie et al. (2012, p.44)<br />

place importance not just on the numbers<br />

of Mäori staff in key positions, but also the<br />

extent to which all staff throughout an agency<br />

underst<strong>and</strong> Mäori perspectives.<br />

Systems <strong>and</strong> structures<br />

Systems <strong>and</strong> structures can also play a<br />

part. For example, policy advice is often not<br />

developed with the implications of Mäori <strong>and</strong><br />

Pacific peoples in mind, <strong>and</strong> there is currently<br />

no requirement to show Cabinet that policy<br />

advice has considered the direct or indirect<br />

implications of that advice <strong>for</strong> Mäori (Human<br />

Rights Commission, 2011a, p.31).<br />

Organisational culture needs to foster<br />

<strong>and</strong> support Mäori perspectives<br />

Durie et al. (2012, p.44) suggest what is needed<br />

is an organisational culture that fosters <strong>and</strong><br />

supports Mäori perspectives, <strong>and</strong> that Mäori<br />

in senior positions are able to maintain their<br />

“Mäori-ness” without compromise.<br />

5.3 STAFF NEED TO FEEL<br />

CONFIDENT OF THE REASONS<br />

FOR MEASURING PERFORMANCE<br />

IN RELATION TO MÄORI (OR ANY<br />

OTHER ETHNIC GROUP)<br />

Focusing on Mäori can be<br />

politically contentious<br />

The arguments in favour of measuring<br />

<strong>per<strong>for</strong>mance</strong> in relation to Mäori have been<br />

stated above in Part One. Nevertheless, it can<br />

be difficult <strong>for</strong> the state sector <strong>and</strong> the wider<br />

public to accept the legitimacy of difference<br />

<strong>and</strong> indigenous aspirations (O’Sullivan,<br />

2006, p.8). Humpage (2008) suggests this<br />

is because focusing on Mäori or addressing<br />

ethnic inequity to improve the socio-economic<br />

status of Mäori tends to be perceived by the<br />

press <strong>and</strong> much of the state sector generally,<br />

as privileging Mäori on the basis of race<br />

over others. Humpage’s views are shared<br />

by O’Sullivan (2006) <strong>and</strong> the Human Rights<br />

Commission (2011a).<br />

In view of the above factors, government<br />

agencies can experience pressure to report<br />

on what is safe <strong>and</strong> easily measurable, with<br />

<strong>per<strong>for</strong>mance</strong> indicators <strong>for</strong> improving outcomes<br />

<strong>for</strong> Mäori selected to ensure they do not<br />

embarrass the chief executive or minister<br />

(Humpage (2008, pp 418-9). See also Gill<br />

<strong>and</strong> Russell, 2011). This also creates tensions<br />

between the purposes of collecting in<strong>for</strong>mation<br />

<strong>for</strong> accountability <strong>and</strong> <strong>for</strong> service improvement.<br />

The <strong>for</strong>mer implies some risk averseness, while<br />

the latter implies a willingness to innovate (Gill<br />

<strong>and</strong> Schmidt, 2011, p.16).<br />

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5.4 THE NEED FOR FORETHOUGHT<br />

Much of the international literature notes that<br />

developing good <strong>per<strong>for</strong>mance</strong> measures <strong>and</strong><br />

reporting requires a lot of <strong>for</strong>ethought around<br />

the behavioural implications that might result<br />

from particular indicators (Gill <strong>and</strong> Russell,<br />

2011, pp.10-12, 36-42). The international<br />

literature clearly identified examples of<br />

gaming <strong>and</strong> cheating in the delivery of<br />

employment services, <strong>and</strong> associated with<br />

<strong>per<strong>for</strong>mance</strong> measures of ethnicity based on<br />

administration data. 8<br />

More broadly the international literature noted<br />

the dynamics established by <strong>per<strong>for</strong>mance</strong><br />

measurement of <strong>per<strong>for</strong>mance</strong> management<br />

means that four perverse laws operate, namely<br />

the laws of:<br />

• decreasing <strong>effectiveness</strong> (the system<br />

is perverted);<br />

• mushrooming (the system is bloated);<br />

• collective blindness (myopia based on<br />

short-sighted putting too much weight on<br />

production figures); <strong>and</strong><br />

• preserving perverted systems (i.e.<br />

insufficient incentives <strong>for</strong> ab<strong>and</strong>oning the<br />

system) (de Bruijn (2006, p.37) discussed in<br />

Gill <strong>and</strong> Russell, 2011, p.11).<br />

While it is not the topic of this literature<br />

review, international sources provided some<br />

useful advice about reducing perverse strategic<br />

behaviour (see, <strong>for</strong> example, de Bruijun, 2006).<br />

5.5 THE NEED FOR LONG-TERM<br />

COMMITMENT<br />

Successfully measuring <strong>and</strong> improving<br />

<strong>effectiveness</strong> <strong>for</strong> Mäori requires agencies to<br />

have a consistent <strong>and</strong> long-term commitment<br />

to measuring <strong>and</strong> improving outcomes <strong>for</strong><br />

Mäori. This commitment is needed because<br />

changes in high level outcome states can<br />

take a long time to materialise. Other<br />

contributing factors include the challenging<br />

nature of improving high level outcomes <strong>for</strong><br />

Mäori (Humpage, 2002, 2008; Human Rights<br />

Commission, 2011a). Developing robust Mäorispecific<br />

<strong>per<strong>for</strong>mance</strong> measures <strong>for</strong> the benefit of<br />

Mäori consumers of the service can take years.<br />

The <strong>Te</strong> Hua Oranga measurement framework tool<br />

took 10 years of trialling to develop.<br />

5.6 THE NEED FOR COLLABORATION<br />

Strong leadership is also required in order to<br />

ensue “a whole of government approach if<br />

the needs of diverse population groups are<br />

to be addressed effectively” (Human Rights<br />

Commission, 2011a, p.33).<br />

“The ability of an agency to work<br />

collaboratively with other agencies was<br />

considered essential <strong>and</strong> a critical measure of<br />

<strong>effectiveness</strong> (<strong>for</strong> measuring <strong>effectiveness</strong> from<br />

a <strong>Te</strong> Ao Mäori perspective), as was the ability<br />

of an agency to put in place interventions that<br />

were more holistic in nature <strong>and</strong> addressed<br />

multiple needs” (Durie et al., 2012, p.45). Many<br />

of the social issues experienced by Mäori<br />

consumers of social services are complex (as<br />

with other clients), often linked to a broad<br />

range of concerns, not able to be addressed<br />

by a single agency or even single intervention<br />

<strong>and</strong> there<strong>for</strong>e require integrated <strong>and</strong><br />

comprehensive solutions. This is particularly<br />

true <strong>for</strong> agencies that seek to facilitate a<br />

whänau approach to resolve problems, <strong>and</strong><br />

measure <strong>effectiveness</strong> <strong>for</strong> Mäori consumers<br />

<strong>and</strong> their whänau (Durie, et al., 2012).<br />

27<br />

8 One example was the use of unnecessary interventions targeted at the easy-to-place job seekers in order to improve the<br />

recorded <strong>per<strong>for</strong>mance</strong> of the measures. The list of hazards relevant to employment services includes:<br />

• cheating <strong>and</strong> gaming (Radnor, 2008);<br />

• creating unintended consequences (see Nun, Bickkerstaffe <strong>and</strong> Mitchell, 2009, on negative externalities);<br />

• excessive costs relative to the benefits (de Bruijn, 2006); <strong>and</strong><br />

• displacement leading to worthwhile activities being de-prioritised (discussed in Gill <strong>and</strong> Russell, 2011, p.17).<br />

K E Y I M P L E M E N T A T I O N I S S U E S F O R M E A S U R I N G P E R F O R M A N C E F O R M Ä O R I


PART 6 : CONCLUSION<br />

28<br />

In summarising the domestic academic<br />

opinion, three main reasons emerge <strong>for</strong><br />

measuring agency <strong>and</strong> service <strong>per<strong>for</strong>mance</strong><br />

in relation to Mäori:<br />

• This <strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation can feed<br />

continuous improvement to government<br />

services, increasing the transparency,<br />

efficiency <strong>and</strong> <strong>effectiveness</strong> of government<br />

spending.<br />

• Mäori, as indigenous people <strong>and</strong> Treaty<br />

partners, may have different interests <strong>and</strong><br />

preferences, meaning that universal <strong>and</strong><br />

comparative <strong>per<strong>for</strong>mance</strong> measurement<br />

may not always provide the best<br />

in<strong>for</strong>mation.<br />

• Focusing on Mäori to achieve equity is<br />

consistent with our international human<br />

rights obligations <strong>and</strong> is endorsed by the<br />

UN Committee <strong>for</strong> the Elimination of Racial<br />

Discrimination <strong>and</strong> the OECD.<br />

Notwithst<strong>and</strong>ing these arguments, a focus<br />

on Mäori can be politically contentious <strong>and</strong><br />

requires some determination <strong>and</strong> leadership. In<br />

some cases, it also requires more sophisticated<br />

data capture <strong>and</strong> analysis, meaning that<br />

agencies would have to invest in their systems,<br />

capability, <strong>and</strong> organisational culture.<br />

In a significant nexus between the<br />

international <strong>and</strong> domestic academic<br />

literature, both sets of opinion conclude that<br />

there is no ‘one-size-fits-all’ <strong>per<strong>for</strong>mance</strong><br />

measurement framework. Designing a<br />

successful framework should take into account<br />

the needs of the stakeholders, including<br />

citizens <strong>and</strong> service users. Engaging those<br />

stakeholders can add legitimacy <strong>and</strong> public<br />

<strong>and</strong> political buy-in to the measures.<br />

Engaging with Mäori communities on these<br />

matters may bring into focus the need <strong>for</strong><br />

Mäori-specific measures, which measure<br />

progress against Mäori-determined priorities<br />

<strong>and</strong> cultural preferences.<br />

It is clear that comparative measurement of<br />

ethnic differences in universal outcomes (e.g.<br />

the national employment rate) remains a valid<br />

tool. Some authors sound a caution against<br />

using traditional methods of comparative<br />

measurement in a way that would produce<br />

a ‘disparity’ analysis. Some also recommend<br />

providing full ethnic comparison (i.e. Mäori;<br />

New Zeal<strong>and</strong> Europeans; <strong>and</strong> Pacific people),<br />

which offers a richer picture than the<br />

traditional Mäori/non-Mäori analysis.<br />

If there is a serious disconnection within<br />

the literature, it is between the academic<br />

literature <strong>and</strong> the ‘official requirements.’ The<br />

official requirements lack up-to-date advice<br />

on collecting <strong>and</strong> analysing <strong>per<strong>for</strong>mance</strong><br />

in<strong>for</strong>mation about Mäori or other ethnicities.<br />

The last comprehensive set of guidance from<br />

one of the central agencies was issued in<br />

1998, by the Controller <strong>and</strong> Auditor-General.<br />

This points the way to further work. The<br />

government is implementing its Better Public<br />

Services re<strong>for</strong>ms, which aim towards better<br />

results achieved more efficiently. It has<br />

set specific targets <strong>for</strong> improved outcomes<br />

from services of which Mäori are significant<br />

consumers. It would be timely, then, to<br />

consider the findings of this literature review<br />

in the development of guidance <strong>and</strong> advice to<br />

the state sector.<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


GLOSSARY<br />

Aspirational goals<br />

Expected <strong>per<strong>for</strong>mance</strong> that will not be<br />

achieved in the next year.<br />

Attribution<br />

The extent to which an impact or outcome<br />

can be directly assigned to the activities<br />

undertaken by an agency or agencies.<br />

Capability<br />

What an organisation needs in terms of access<br />

to leadership, people, culture, relationships,<br />

processes <strong>and</strong> technology, physical assets, <strong>and</strong><br />

structures to efficiently deliver the goods <strong>and</strong><br />

services required to achieve the results sought<br />

by the entity - whether those results are set by<br />

reference to government policy or by statute.<br />

Cost-<strong>effectiveness</strong><br />

Describes the relationship between the level<br />

of resources used (costs) <strong>and</strong> progress toward<br />

a predetermined outcome (effect). The terms<br />

‘cost-<strong>effectiveness</strong>’ <strong>and</strong> ‘interventions’ are<br />

not <strong>for</strong>mally defined in legislation, so a broad<br />

interpretation should be taken consistent<br />

with the expectation that the major activities<br />

that entities carry out add real value at a<br />

reasonable cost. Assessing cost-<strong>effectiveness</strong>,<br />

<strong>and</strong> identifying cost-<strong>effectiveness</strong> intentions,<br />

involves entities tracking <strong>per<strong>for</strong>mance</strong> over<br />

time to allow readers to underst<strong>and</strong> whether<br />

the costs of services are justified by the<br />

impact <strong>and</strong> outcome results produced.<br />

Dimensions of <strong>per<strong>for</strong>mance</strong><br />

Are the aspects or properties of <strong>per<strong>for</strong>mance</strong><br />

that a particular <strong>per<strong>for</strong>mance</strong> measure can<br />

address. They include, but are not limited to,<br />

quantity, quality, timeliness, location, <strong>and</strong> cost.<br />

Disaggregation<br />

The process of deconstructing an output<br />

or outcome into their component parts, or<br />

reporting <strong>per<strong>for</strong>mance</strong> separately <strong>for</strong> different<br />

groups, e.g. population groups or product lines.<br />

Effectiveness<br />

The difference agencies make through the<br />

services they provide. Effectiveness focuses on<br />

the impact that has been achieved through<br />

the delivery of one or more outputs.<br />

Efficiency<br />

The price of producing a unit of output<br />

(‘technical efficiency’). Alternatively, it can<br />

mean the proportion of output reaching target<br />

groups (‘allocative efficiency’). To make valid<br />

comparisons the outputs or output mixes<br />

being compared must be homogenous.<br />

Elements of non-financial<br />

<strong>per<strong>for</strong>mance</strong> reporting<br />

Include inputs, outputs, impacts, <strong>and</strong><br />

outcomes, which can be measured <strong>for</strong> the<br />

purpose of reporting <strong>and</strong> assessing the entity’s<br />

<strong>per<strong>for</strong>mance</strong>.<br />

Equal employment opportunity<br />

For the purposes of section 58 of the State<br />

Sector Act an equal opportunities programme<br />

means a programme that is aimed at the<br />

identification <strong>and</strong> elimination of all aspects<br />

of policies, procedures, <strong>and</strong> other institutional<br />

barriers that cause or perpetuate, or tend to<br />

cause or perpetuate, inequality in respect to the<br />

employment of any persons or group of persons.<br />

Intervention<br />

Interventions include legislation, policies,<br />

transfers, programmes <strong>and</strong> service delivery<br />

arrangements.<br />

29<br />

G L O S S A R Y


30<br />

Impact<br />

The contribution made to an outcome by a<br />

specified set of outputs, or actions, or both.<br />

Impacts are the contributions made to an<br />

outcome by a specified set of outputs. Often<br />

referred to as “intermediate outcomes”, they<br />

represent the relatively immediate or direct<br />

effect on stakeholders of the entity’s outputs.<br />

Intermediate outcome<br />

Articulates the effect that an agency’s<br />

services <strong>and</strong> interventions are having on New<br />

Zeal<strong>and</strong>ers. Intermediate outcomes allow an<br />

agency or sector to determine what difference<br />

it is making through the services it is providing<br />

with its outputs, <strong>and</strong> to discern progress<br />

towards the achievement of outcomes.<br />

Intervention logic<br />

The strategic <strong>and</strong>/or operational articulation<br />

of how one or more interventions will produce<br />

desirable outcomes <strong>for</strong> New Zeal<strong>and</strong>ers,<br />

including valid measures of success at the<br />

output, intermediate outcome <strong>and</strong> outcome<br />

levels of <strong>per<strong>for</strong>mance</strong>.<br />

Main measures<br />

Are the medium-term (at least threeyear)<br />

measures the entity uses to assess<br />

<strong>and</strong> report on its impacts, outcomes, or<br />

objectives, <strong>and</strong> the cost-<strong>effectiveness</strong> of its<br />

interventions. Main measures can cover the<br />

entity’s organisational health <strong>and</strong> capability<br />

to per<strong>for</strong>m its functions <strong>and</strong> conduct its<br />

operations effectively, <strong>and</strong> any other matters<br />

necessary to underst<strong>and</strong> its operating<br />

intentions <strong>and</strong>, <strong>for</strong> government departments,<br />

direction specified by their minister.<br />

Objectives<br />

The term “objectives” recognises that not<br />

all outputs <strong>and</strong> activities <strong>and</strong> departmental<br />

functions are intended to achieve “outcomes”<br />

as that term is defined above. Some<br />

outputs <strong>and</strong> activities <strong>and</strong> departmental<br />

functions – such as ministerial servicing,<br />

or managing certain core Parliamentary<br />

or government processes like drafting<br />

legislation or appointing departmental chief<br />

executives – do not target a direct societal,<br />

economic or environmental effect, <strong>and</strong> their<br />

<strong>effectiveness</strong> should not be judged on that<br />

basis. Nevertheless, they can be important in<br />

the context of departmental <strong>per<strong>for</strong>mance</strong>, <strong>and</strong><br />

if so should be reported on.<br />

Outcome<br />

A state or condition of society, the economy or<br />

the environment <strong>and</strong> includes a change in that<br />

state or condition.<br />

Outputs<br />

Outputs are final goods <strong>and</strong> services – that<br />

is, they are supplied to someone outside the<br />

entity. They should not be confused with<br />

goods <strong>and</strong> services produced entirely <strong>for</strong><br />

consumption within the department. Output<br />

classes are groups of similar outputs.<br />

St<strong>and</strong>ard<br />

An intended level of <strong>per<strong>for</strong>mance</strong> within<br />

a stated timeframe.<br />

Whänau<br />

Can mean a whakapapa whänau (a whänau<br />

tied together by kinship) or a kaupapa whänau<br />

(a group tied together by other kinds of shared<br />

interests). It is possible to use similar outcome<br />

sets <strong>and</strong> measures <strong>for</strong> both.<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


A P P E N D I C E S


APPENDIX ONE<br />

32<br />

INFORMATION ON THE WORKING/<br />

BACKGROUND RESEARCH PAPERS<br />

FOR THIS REVIEW<br />

The international literature review<br />

This review was commissioned by <strong>Te</strong> <strong>Puni</strong><br />

Kökiri from the Institute of Policy Studies (IPS)<br />

at Victoria University; IPS literature analysis<br />

<strong>for</strong> <strong>Te</strong> <strong>Puni</strong> Kökiri on <strong>per<strong>for</strong>mance</strong> measures to<br />

improve service <strong>effectiveness</strong> <strong>for</strong> Mäori (Gill<br />

<strong>and</strong> Russell, 2011). <strong>Te</strong> <strong>Puni</strong> Kökiri supplied IPS<br />

with 48 recent contributions <strong>and</strong> 20 older<br />

sources from the international literature on<br />

<strong>per<strong>for</strong>mance</strong> measurement <strong>and</strong> management.<br />

• Internet searches were completed using a<br />

variety of search engines.<br />

• The reference sections of all the most<br />

pertinent literature were reviewed, <strong>and</strong> any<br />

relevant leads were pursued.<br />

• Several of the leading authors in<br />

the <strong>per<strong>for</strong>mance</strong> management <strong>and</strong><br />

measurement field were approached <strong>for</strong><br />

any references they were aware of that<br />

might be of relevance. 9<br />

• The IPS literature review supplemented <strong>Te</strong><br />

<strong>Puni</strong> Kökiri’s literature review with a further<br />

30 articles or monographs.<br />

The official requirements review<br />

That report analysed canvassed 25 official<br />

primary guidance <strong>and</strong> requirement reports.<br />

There is no one up to-date “master document”<br />

to guide <strong>per<strong>for</strong>mance</strong> measurement on<br />

the public sector intranet in this area. The<br />

number of official requirements <strong>and</strong> guidance<br />

documents add to subject matter complexity.<br />

The summary requirements report<br />

The summary report summarised the above<br />

review <strong>and</strong> elaborated slightly with a few<br />

additional sources. The summary report<br />

covered: development requirements;<br />

principles; working out what to measure;<br />

hierarchy of measures; st<strong>and</strong>ards <strong>and</strong> targets;<br />

testing; <strong>per<strong>for</strong>mance</strong> management systems;<br />

data collection; reporting requirements <strong>for</strong><br />

2011/12 accountability documents; leadership<br />

expectations; issues; <strong>and</strong> barriers.<br />

Employment-specific examples<br />

(“the desktop report”)<br />

This report analysed MSD’s <strong>per<strong>for</strong>mance</strong><br />

reporting of its front-line services: <strong>for</strong> the<br />

appropriations: 10<br />

• Output Class D2.Output Expense: Services<br />

to minimise the duration of unemployment<br />

<strong>and</strong> move people into work (used from<br />

2002/03 to 2007/8); <strong>and</strong><br />

• Tailored sets of services to help people into<br />

work <strong>and</strong> achieve independence (used from<br />

2008/09 onwards).<br />

9 The leading authors approached included Professor Patria de Lancer Julnes from the University of Baltimore, Associate Professor<br />

Alfred Tat-Kei Ho from Kansas University. Associate Professor Alfred Tat-Kei Ho confirmed this was internationally groundbreaking<br />

work <strong>and</strong> were keen to find out how <strong>Te</strong> <strong>Puni</strong> Kökiri got on (Ho, personal communication, 2011). Professor de Lancer Julnes, one<br />

of the world’s leading academics in this area, confirmed: “[She had] not come across any research that deals with <strong>per<strong>for</strong>mance</strong><br />

measurement <strong>and</strong> monitoring <strong>for</strong> indigenous people. In fact, research on the inclusion of monitories in any kind of government<br />

endeavours tends to be scant” (de Lancer, personal communication, 2011).<br />

10 The Appropriation averaged just under $450 million per annum.<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


The “Mäori Perspective” Report<br />

33<br />

This report was prepared by Kim Aiomanu,<br />

Monitoring Senior Analyst at <strong>Te</strong> <strong>Puni</strong> Kökiri. It<br />

consulted over 100 academic <strong>and</strong> practitioner<br />

reports <strong>and</strong> publications, sourced by <strong>Te</strong> <strong>Puni</strong><br />

Kökiri library <strong>and</strong> internet searches. Dr <strong>Te</strong><br />

Kani Kingi was asked to provide a comment<br />

on the report. He found that it “captures the<br />

main issues very well <strong>and</strong> it’s an excellent<br />

examination of the key issues <strong>for</strong> Mäori”<br />

(Kingi, personal communication, 2012).<br />

A P P E N D I X O N E


APPENDIX TWO<br />

34<br />

HUA ORANGA<br />

This framework/tool was developed in a<br />

mental health context, but upon examination<br />

<strong>Te</strong> <strong>Puni</strong> Kökiri believes it has potential to be<br />

adopted <strong>and</strong> adapted to other contexts, such<br />

as employment services the latter being an<br />

illustrative service examined in this<br />

literature review.<br />

HUA ORANGA MEASUREMENT<br />

QUESTIONS<br />

Particularly useful base-line questions from<br />

Hua Oranga that could be adopted <strong>for</strong><br />

measuring the <strong>effectiveness</strong> of a mainstream<br />

employment service (like Job Search Service)<br />

<strong>for</strong> Mäori, from a holistic Mäori view of<br />

wellbeing are presented in the following table.<br />

ELEMENTS<br />

The tool proposes:<br />

• A more accurate impression of outcome<br />

could be obtained by capturing the client’s<br />

<strong>and</strong> clinician’s (or the person doing the<br />

intervention) impressions of outcome<br />

<strong>per<strong>for</strong>mance</strong>, along with the views of<br />

whänau. Key stakeholders are: clients;<br />

the service provider; <strong>and</strong> a member of the<br />

client’s whänau.<br />

• Four domains of outcome reflecting the<br />

holistic nature <strong>and</strong> concepts of Mäori<br />

health <strong>and</strong> wellbeing.<br />

• Five end points in the treatment process at<br />

which it makes sense to measure outcomes<br />

(assessment, inpatient, outpatient treatment,<br />

community care <strong>and</strong> discharge). The end<br />

points align with contemporary service<br />

structures <strong>and</strong> appreciate the need <strong>for</strong> a<br />

dynamic tool, capable of responding to a<br />

number of consumer treatment variables.<br />

• A set of questions that could be adopted <strong>for</strong><br />

measuring the <strong>effectiveness</strong> of a mainstream<br />

service like Job Search Service <strong>for</strong> Mäori<br />

from a holistic Mäori view of wellbeing.<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


Illustrative examples of Hua Oranga base-line questions that could be<br />

trialled <strong>for</strong> employment services<br />

35<br />

Table Four - Hua Oranga measurement questions<br />

Dimensions<br />

Questions <strong>for</strong> the dimensions<br />

Wairua Client –<br />

As a result of the<br />

intervention do<br />

you feel<br />

Service provider –<br />

As a result of the<br />

intervention does the<br />

client feel<br />

Whänau –<br />

As a result of the<br />

intervention does<br />

your relative/whänau<br />

member feel<br />

1 Dignity, respect More valued as a person<br />

2 Cultural identity Stronger in yourself as Mäori<br />

3 Personal contentment More content within yourself<br />

4 Spiritually<br />

(non-physical experience)<br />

Healthier from a spiritual point of view<br />

Dimensions<br />

Questions <strong>for</strong> the dimensions<br />

Whänau Client -<br />

As a result of the<br />

intervention do<br />

you feel<br />

Service provider -<br />

As a result of the<br />

intervention does the<br />

client feel<br />

Whänau–<br />

As a result of the<br />

intervention does your<br />

relative feel<br />

1 Communication More able to communicate with your whänau<br />

2 Relationships More confident in your relationships with other people<br />

3 Mutuality Clearer about the relationships with your whänau<br />

4 Social participation More able to participate in your community<br />

A P P E N D I X T W O


APPENDIX THREE<br />

36<br />

Illustrative examples of generic impact measures <strong>for</strong> employment services<br />

Examples of generic impact measures <strong>for</strong> employment services from MSD’s recent SOIs are<br />

set out in Tables Five <strong>and</strong> Six below.<br />

Table Five - Measures <strong>for</strong> employment services from MSD’s 2012/15 SOI<br />

Ministry outcome - More people get into work <strong>and</strong> out of welfare dependency<br />

Intermediate Outcome Measure Target Comment/current Result<br />

Fewer clients are reliant<br />

on welfare<br />

The proportion of clients<br />

who get work be<strong>for</strong>e they<br />

require a benefit<br />

Increasing proportion New measures <strong>for</strong> 2012/13<br />

The proportion of clients<br />

who are working part time<br />

Increasing proportion New measures <strong>for</strong> 2012/13<br />

The proportion of clients<br />

who cancel their benefit <strong>and</strong><br />

exit into employment<br />

Increasing proportion New measures <strong>for</strong> 2012/13<br />

Fewer clients require a<br />

benefit long term<br />

The proportion of clients<br />

that are work ready<br />

Increasing proportion New measures <strong>for</strong> 2012/13<br />

The proportion of clients<br />

who remain on a working<br />

age benefit <strong>for</strong> longer than<br />

12 months<br />

Decreasing proportion New measures <strong>for</strong> 2012/13<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


Table Six - Measures <strong>for</strong> employment services from MSD’s 2011/14 SOI<br />

37<br />

Ministry outcome - More people get into work <strong>and</strong> stay in work<br />

Intermediate<br />

Outcome<br />

Measure Current Historic states<br />

<strong>and</strong> trends<br />

More clients get work<br />

be<strong>for</strong>e they require a<br />

benefit<br />

Proportion of people who do not require<br />

benefits within 28 days of attending a<br />

Work <strong>for</strong> You seminar:<br />

• Youth<br />

48.5%<br />

Increasing<br />

• General<br />

43.1%<br />

Increasing<br />

More clients are<br />

assisted to be workready<br />

Proportion of people who participated<br />

in the Job Search Service who do not<br />

remain on Unemployment Benefit <strong>for</strong><br />

longer than 13 weeks<br />

45.2% Increasing<br />

More clients are<br />

preparing <strong>for</strong> work<br />

Proportion of people who participated<br />

in the Job Search Service who do not<br />

remain on Unemployment Benefit <strong>for</strong><br />

longer than 13 weeks<br />

45.2% Increasing<br />

More clients are<br />

preparing <strong>for</strong> work<br />

Average cumulative time spent in<br />

employment (over a 12-month period)<br />

by people who exit:<br />

Unemployment Benefit<br />

38.6 weeks<br />

Increasing<br />

Work-ready Domestic Purposes Benefit<br />

<strong>and</strong> Sickness Benefit<br />

36.4 weeks<br />

Increasing<br />

More employers<br />

employ our clients<br />

Number of Unemployment benefit<br />

job seekers who get work through<br />

employer <strong>and</strong> industry partnership<br />

programmes <strong>and</strong> services <strong>and</strong> cancel<br />

their benefit<br />

New measure <strong>for</strong><br />

2011/2012<br />

New measure -<br />

no trend available<br />

A P P E N D I X T H R E E


BIBLIOGRAPHY<br />

38<br />

Alex<strong>and</strong>er, W., M. Genc <strong>and</strong> M. Ja<strong>for</strong>ullah (2003) Mäori Disadvantage in the Labour Market,<br />

Dunedin: Department of Economics, School of Business, University of Otago of New Zeal<strong>and</strong><br />

Biddulph, F., J. Biddulph <strong>and</strong> C. Biddulph (2003) Best evidence Synthesis: The Complexity of<br />

Community <strong>and</strong> Family Influences on Children’s Achievement in New Zeal<strong>and</strong>, Wellington:<br />

Ministry of Education<br />

Callister, P. (2007) Special Measures to Reduce Ethnic Disadvantage in New Zeal<strong>and</strong>, Wellington:<br />

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<strong>and</strong> reporting against measures of <strong>per<strong>for</strong>mance</strong> <strong>and</strong> <strong>effectiveness</strong> <strong>for</strong> a front line mainstream<br />

employment service <strong>for</strong> Mäori on the unemployment benefit, Wellington: <strong>Te</strong> <strong>Puni</strong> Kökiri<br />

The Families Commission (2012) Safety of Subsequent Children Mäori Children <strong>and</strong> Whanäu<br />

A review of selected literature, Wellington: The Families Commission, http://www.<br />

familiescommission.org.nz/publications/research-reports/safety-of-subsequent-children<br />

The Treasury (2004) The Use of Ethnicity in Targeting, Wellington: The Treasury<br />

The Treasury (2006) Use of targets to Improve Health System Per<strong>for</strong>mance: English NHS<br />

Experience <strong>and</strong> Implications <strong>for</strong> New Zeal<strong>and</strong> Working Paper 06/06, Wellington: The Treasury,<br />

http://www.treasury.govt.nz/publications/research-policy/wp/2006/06-06/<br />

The Treasury (2008) Demonstrating Per<strong>for</strong>mance A Primer <strong>for</strong> Expenditure Review, Wellington:<br />

The Treasury, http://www.treasury.govt.nz/publications/guidance/reporting/demonstrating/<br />

The Treasury (2010) Preparing the Annual Report <strong>Te</strong>chnical <strong>and</strong> Process Guide <strong>for</strong> Departments,<br />

Wellington: The Treasury<br />

The Treasury (2012a) Preparing the Annual Report <strong>Te</strong>chnical <strong>and</strong> Process Guide <strong>for</strong> Departments,<br />

Wellington: The Treasury<br />

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Zeal<strong>and</strong>, Briefing to the Minister of Finance, Wellington: The Treasury, http://www.treasury.<br />

govt.nz/publications/in<strong>for</strong>mationreleases/income-deprivation<br />

The Salvation Army (2006) Forgotten People: Men on their own, Manukau: The Salvation Army<br />

Policy Unit <strong>and</strong> Parliamentary Unit, http://salvationarmy.org.nz/uploads/ForgottenPeople.pdf<br />

Thomas, P. (2006) Per<strong>for</strong>mance measurement, reporting, obstacles <strong>and</strong> accountability,<br />

ANU Press: Canberra<br />

Whänau Ora Task<strong>for</strong>ce (2009) Whänau Ora: A Whänau-Centred Approach to Mäori Wellbeing: A<br />

Discussion Paper, Wellington: Ministry of Social Development<br />

Williams, J. Justice (2000) ‘Building the Constitution Conference’ in C. James (ed), Building the<br />

Constitution, Wellington: Institute of Policy Studies, Victoria University of Wellington<br />

T E P U N I K Ö K I R I<br />

M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E


<strong>Te</strong> <strong>Puni</strong> Kökiri, <strong>Te</strong> <strong>Puni</strong> Kökiri House<br />

143 Lambton Quay, Wellington 6011, New Zeal<strong>and</strong><br />

PO Box 3943, Wellington 6140, New Zeal<strong>and</strong><br />

PHN Waea 04 819 6000 FAX Waea Whakaahua 04 819 6299<br />

www.tpk.govt.nz

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