Measuring performance and effectiveness for Mäori ... - Te Puni Kokiri
Measuring performance and effectiveness for Mäori ... - Te Puni Kokiri
Measuring performance and effectiveness for Mäori ... - Te Puni Kokiri
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MÄTAURANGA KNOWLEDGE<br />
Ka möhio, ka mätau, ka ora: He ia körero<br />
<strong>Measuring</strong> <strong>per<strong>for</strong>mance</strong> <strong>and</strong> <strong>effectiveness</strong> <strong>for</strong> Mäori:<br />
Key themes from the literature
Mä te rongo, ka möhio; Mä te möhio, ka märama;<br />
Mä te märama, ka mätau; Mä te mätau, ka ora.<br />
Through resonance comes awareness; through awareness<br />
comes underst<strong>and</strong>ing; through underst<strong>and</strong>ing comes<br />
knowledge; through knowledge comes life <strong>and</strong> wellbeing.<br />
2<br />
R E A L I S I N G M Ä O R I P O T E N T I A L<br />
MÄTAURANGA KNOWLEDGE<br />
WHAKAMANA INFLUENCE<br />
RAWA RESOURCES<br />
+ + =<br />
TE IRA TANGATA LIFE QUALITY<br />
1 2 3 4<br />
1<br />
Mätauranga – Building of knowledge <strong>and</strong> skills.<br />
This area acknowledges the importance of knowledge to building<br />
confidence <strong>and</strong> identity, growing skills <strong>and</strong> talents <strong>and</strong> generating<br />
innovation <strong>and</strong> creativity. Knowledge <strong>and</strong> skills are considered as a<br />
key enabler of Mäori potential as they underpin choice <strong>and</strong> the power<br />
to act to improve life quality.<br />
2 Whakamana – Strengthening of leadership <strong>and</strong> decision-making.<br />
3 Rawa – Development <strong>and</strong> use of resources.<br />
4 <strong>Te</strong> Ira Tangata – The quality of life to realise potential.<br />
The framework above identifies three key<br />
enablers that are fundamental to Mäori achieving<br />
<strong>Te</strong> Ira Tangata (improved life quality) <strong>and</strong> realising<br />
their potential. All our written in<strong>for</strong>mation has<br />
been organised within these three key enablers<br />
or <strong>Te</strong> Ira Tangata.<br />
DISCLAIMER This publication is intended to provide in<strong>for</strong>mation on the matters contained<br />
herein. It has been written, edited <strong>and</strong> published <strong>and</strong> made available to all persons <strong>and</strong><br />
entities strictly on the basis that its authors, editors <strong>and</strong> publishers are fully excludedfrom<br />
any liability or responsibility by all or any of them in any way to any person or entity<br />
<strong>for</strong> anything done or omitted to be done by any person or entity in reliance, whether<br />
totally or partially, on the contents of this publication <strong>for</strong> any purposes whatsoever.<br />
© <strong>Te</strong> <strong>Puni</strong> Kökiri 2013 ISBN 0-478-34528-5 March 2013
C O N T E N T S<br />
2 EXECUTIVE SUMMARY<br />
5 INTRODUCTION<br />
5 Nature of the literature<br />
5 Key distinctions<br />
5 Methodology<br />
8 DEVELOPING AND REPORTING AGAINST MEASURES OF EFFECTIVENESS FOR MÄORI<br />
8 A key introductory question: why measure <strong>and</strong> report <strong>per<strong>for</strong>mance</strong> by ethnicity<br />
9 No one-size-fits-all – <strong>per<strong>for</strong>mance</strong> measurement is selective<br />
9 Guidance on measuring <strong>for</strong> Mäori<br />
10 <strong>Measuring</strong> <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori – what <strong>and</strong> whose benchmarks<br />
10 Different priorities <strong>and</strong> preferences of Mäori service users<br />
10 Involve citizens in the development of measures <strong>and</strong> reporting on <strong>per<strong>for</strong>mance</strong><br />
12 Measurement as part of <strong>per<strong>for</strong>mance</strong> improvement<br />
13 COMPARATIVE MEASURES – GOOD PRACTICE FOR MÄORI<br />
13 The importance of comparative analysis <strong>for</strong> Mäori<br />
13 Achieving meaningful comparisons between ethnic groups<br />
15 Capturing variation within Mäori<br />
16 Comparative impact measures or results<br />
17 Comparative analysis in particular types of measures<br />
20 MÄORI-SPECIFIC MEASURES AND THEIR CHARACTERISTICS<br />
20 The ability of Mäori to succeed as Mäori<br />
20 Mäori-specific measures are attuned to Mäori realities <strong>and</strong> Mäori world views<br />
21 Wellbeing <strong>for</strong> the individual <strong>and</strong> the group<br />
21 Measures capturing whänau advancement<br />
22 Strength-based measures of advancement in contemporary <strong>Te</strong> Ao Mäori<br />
23 Measures <strong>for</strong> Mäori as part of a measurement framework<br />
23 <strong>Te</strong> Hoe Nuku Roa <strong>and</strong> Hua Oranga frameworks<br />
25 KEY IMPLEMENTATION ISSUES FOR MEASURING PERFORMANCE FOR MÄORI<br />
25 Good quality data <strong>and</strong> robust data analysis<br />
25 Organisations need the right capability<br />
26 Staff need to feel confident of the reasons <strong>for</strong> measuring <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori<br />
27 The need <strong>for</strong> <strong>for</strong>ethought<br />
27 The need <strong>for</strong> long-term commitment<br />
27 The need <strong>for</strong> collaboration<br />
28 CONCLUSION<br />
29 GLOSSARY<br />
32 APPENDIX ONE<br />
34 APPENDIX TWO<br />
36 APPENDIX THREE<br />
38 BIBLIOGRAPHY<br />
1
EXECUTIVE SUMMARY<br />
2<br />
INTRODUCTION<br />
This report highlights the key themes of the<br />
literature on measuring <strong>and</strong> reporting on<br />
the <strong>per<strong>for</strong>mance</strong> of government services in<br />
relation to Mäori (or other indigenous people).<br />
It provides illustrative examples particularly in<br />
relation to employment services, but will be of<br />
interest to practitioners involved in measuring<br />
the <strong>per<strong>for</strong>mance</strong> of any government services<br />
that are provided to Mäori.<br />
The literature reviewed falls into three main<br />
categories: international academic literature,<br />
domestic academic literature, <strong>and</strong> domestic<br />
practitioner literature (particularly ‘official<br />
guidance’ on <strong>per<strong>for</strong>mance</strong> measurement from<br />
central agencies).<br />
Overall, there is relatively little literature about<br />
measuring or reporting on the <strong>per<strong>for</strong>mance</strong><br />
of government services in relation to Mäori or<br />
indigenous peoples. However, there is a larger<br />
body of domestic literature addressing the<br />
problem of measuring overall Mäori wellbeing<br />
(as opposed to the <strong>per<strong>for</strong>mance</strong> of particular<br />
services). This str<strong>and</strong> of the literature is included<br />
in this review, as it holds some lessons that can<br />
be applied to <strong>per<strong>for</strong>mance</strong> measurement.<br />
There is a clear opportunity to strengthen<br />
New Zeal<strong>and</strong>’s own official guidance, which<br />
contains little current advice about how to<br />
undertake <strong>per<strong>for</strong>mance</strong> measurement <strong>and</strong><br />
reporting in a way that is responsive to the<br />
needs of Mäori (or other ethnic groups). An<br />
opportunity exists to build on documents<br />
such as The Treasury’s 2012 guidance <strong>for</strong> the<br />
preparation of departmental annual reports.<br />
MEASURING PERFORMANCE FOR<br />
MÄORI IN ORDER TO IMPROVE<br />
SERVICES<br />
At present the government is implementing<br />
its Better Public Services re<strong>for</strong>ms, which<br />
aim towards better results achieved more<br />
efficiently. The corollary of this emphasis on<br />
results is that public service agencies need<br />
<strong>per<strong>for</strong>mance</strong> measurement systems that can<br />
track results <strong>and</strong> provide in<strong>for</strong>mation to drive<br />
service improvement.<br />
The domestic literature emphasised that there is<br />
a legitimate need to measure <strong>per<strong>for</strong>mance</strong> <strong>and</strong><br />
wellbeing <strong>for</strong> Mäori, who may have different<br />
needs – <strong>and</strong> different views of what makes<br />
<strong>for</strong> an effective service – from the majority<br />
population. Mäori authors argue strongly that it<br />
would be a mistake <strong>for</strong> government to behave<br />
as if ethnicity did not exist, as this would<br />
compromise the achievement of best outcomes<br />
(e.g. Durie, 2004).<br />
NEXUS BETWEEN INTERNATIONAL<br />
AND DOMESTIC ACADEMIC<br />
LITERATURE<br />
Who needs to know, <strong>and</strong> <strong>for</strong><br />
what purpose<br />
There is a nexus of views between the domestic<br />
<strong>and</strong> international academic literature:<br />
<strong>per<strong>for</strong>mance</strong> measurement is selective. What<br />
gets measured <strong>and</strong> how it gets measured<br />
depends on the interests of those engaged in<br />
commissioning <strong>and</strong> doing the measurement.<br />
Given the need to select between a wide<br />
range of possible measures, a key question in<br />
<strong>per<strong>for</strong>mance</strong> measurement should be “Who<br />
needs the in<strong>for</strong>mation, <strong>and</strong> <strong>for</strong> what purpose”<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
(Gill <strong>and</strong> Russell, 2011, p.8). As Durie expresses<br />
the question from a Mäori perspective: against<br />
what <strong>and</strong> whose benchmarks should Mäori<br />
gauge progress<br />
MÄORI PARTICIPATION IN THE<br />
PERFORMANCE MEASUREMENT<br />
PROCESS<br />
The international literature makes a very<br />
strong case <strong>for</strong> engaging citizens <strong>and</strong> service<br />
users in the design <strong>and</strong> development of<br />
<strong>per<strong>for</strong>mance</strong> measures. The more citizens<br />
are involved, the more public buy-in <strong>and</strong><br />
the more the in<strong>for</strong>mation will be used <strong>and</strong><br />
seen as credible. Similarly, Mäori writers<br />
emphasise the importance of engaging<br />
Mäori consumers to better underst<strong>and</strong> Mäori<br />
consumer needs <strong>and</strong> aspirations. <strong>Measuring</strong><br />
<strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori rests on ascertaining<br />
what Mäori value <strong>and</strong> consider to be an<br />
important or a positive outcome.<br />
Two main approaches to <strong>per<strong>for</strong>mance</strong><br />
measurement <strong>for</strong> Mäori<br />
The literature reflects two main approaches<br />
in measuring the <strong>effectiveness</strong> of government<br />
services <strong>for</strong> Mäori:<br />
• comparative measurement, which compares<br />
ethnic differences in universal or generic<br />
<strong>per<strong>for</strong>mance</strong> (e.g. the total rate of people<br />
exiting from the benefit system into<br />
employment, compared with the exit rate<br />
<strong>for</strong> Mäori clients); <strong>and</strong><br />
• Mäori-specific measurement, which is<br />
attuned to Mäori realities <strong>and</strong> world views,<br />
<strong>and</strong> which aims to assess <strong>per<strong>for</strong>mance</strong><br />
against Mäori norms.<br />
Discussion of comparative<br />
measurement<br />
Mäori academic literature affirms that<br />
comparative measures, particularly in<br />
combination with Mäori-specific measures,<br />
can provide useful in<strong>for</strong>mation. Other str<strong>and</strong>s<br />
of the domestic literature tend to concentrate<br />
only on comparative measurement.<br />
Common practice is to provide measurement<br />
in<strong>for</strong>mation that compares Mäori with<br />
non-Mäori. Some of the academic literature<br />
questions the validity of these comparisons,<br />
as ‘non-Mäori’ is not an ethnic group. A<br />
more valid comparison may be achieved by<br />
providing a full breakdown to compare results<br />
with those of other specific ethnic groups (i.e.<br />
Mäori, Pacific, <strong>and</strong> New Zeal<strong>and</strong> European).<br />
Characteristics of Mäori-specific<br />
measurement<br />
Mäori-specific measures might seek to capture<br />
results at the level of collectives rather than<br />
individuals. Capturing the perspectives of the<br />
individual Mäori client, the client’s whänau,<br />
<strong>and</strong> the service provider gives a robust<br />
perspective of what the service has achieved.<br />
There are many other ways in which the<br />
‘norms’ of <strong>Te</strong> Ao Mäori might be reflected<br />
in agencies’ <strong>per<strong>for</strong>mance</strong> measurement. For<br />
example, a measure of adequate housing<br />
might take into account the provision <strong>for</strong><br />
extended families <strong>and</strong> manuhiri.<br />
This is not to say, there is such a thing as a<br />
single, monolithic ‘Mäori view’ of what is<br />
important in service <strong>per<strong>for</strong>mance</strong> or overall<br />
Mäori wellbeing. Durie (2003a, p. 312)<br />
3<br />
E X E C U T I V E S U M M A R Y
4<br />
suggests that there are some commonlyheld<br />
views on these matters within Mäori<br />
society, but at the same time he <strong>and</strong> other<br />
Mäori academics emphasise diversity. As<br />
noted above, the engagement of Mäori in the<br />
development of <strong>per<strong>for</strong>mance</strong> measures will<br />
help to determine what is most important.<br />
Implementing Mäori-specific<br />
measurement<br />
Most agencies are not used to measuring<br />
<strong>per<strong>for</strong>mance</strong> in this way. Mäori-specific<br />
measures will require new data collection<br />
mechanisms or a reinterpretation of existing<br />
data. There may be some trial <strong>and</strong> error<br />
involved be<strong>for</strong>e the measures are introduced.<br />
OTHER USEFUL INFORMATION<br />
Overcoming barriers to <strong>per<strong>for</strong>mance</strong><br />
measurement <strong>for</strong> Mäori<br />
The domestic academic sources noted that<br />
<strong>per<strong>for</strong>mance</strong> measurement <strong>for</strong> Mäori can be<br />
highly politicised. It can also be hampered by a<br />
lack of good quality data on Mäori customers<br />
<strong>and</strong> robust analysis of ethnicity data.<br />
Overcoming these barriers requires agencies<br />
to: build the right technical <strong>and</strong> policy<br />
capability; exercise strong leadership; <strong>and</strong><br />
build an organisational culture that fosters<br />
<strong>and</strong> supports Mäori perspectives.<br />
Opportunities to use more<br />
sophisticated analysis<br />
It is important that agencies underst<strong>and</strong> the<br />
diversity of the Mäori population, <strong>and</strong> what<br />
that means <strong>for</strong> the delivery of their services.<br />
It should be possible to identify particular<br />
cohorts within the Mäori population that<br />
hold a particular stake in the services being<br />
delivered. Particular cohorts may be at greater<br />
risk of poor outcomes or lessened access<br />
to the services. One source suggests that<br />
agencies have the opportunity to employ<br />
a regression analysis of <strong>per<strong>for</strong>mance</strong> data<br />
to identify <strong>and</strong> address differences in the<br />
<strong>effectiveness</strong> of their own local offices.<br />
Collaboration<br />
Some of the literature notes that agencies<br />
who are serving the same clients should<br />
collaborate to improve data <strong>and</strong> share<br />
<strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation. This message of<br />
collaboration is entirely consistent with the<br />
government’s Better Public Services re<strong>for</strong>ms.<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
PART 1 : INTRODUCTION<br />
1.1 PURPOSE<br />
This review is intended to furnish key themes<br />
<strong>and</strong> findings that will assist practitioners<br />
involved in measuring <strong>and</strong> reporting on the<br />
<strong>per<strong>for</strong>mance</strong> of any government services that<br />
are provided to Mäori. It offers illustrative<br />
examples in relation to employment services,<br />
but is intended to be widely applicable across<br />
the government sector.<br />
1.2 NATURE OF THE LITERATURE<br />
The review covers the international <strong>and</strong><br />
domestic literature on measuring <strong>and</strong> reporting<br />
on the <strong>effectiveness</strong> of government services<br />
<strong>for</strong> Mäori. The literature reviewed falls into<br />
three main categories: international academic<br />
literature, domestic academic literature, <strong>and</strong><br />
practitioner literature (e.g. ‘official guidance’<br />
on <strong>per<strong>for</strong>mance</strong> measurement issued by central<br />
agencies <strong>and</strong> the Office of the Controller <strong>and</strong><br />
Auditor-General).<br />
1.3 KEY DISTINCTIONS<br />
Per<strong>for</strong>mance measurement refers to the<br />
process of measuring progress towards goals<br />
or outcome targets that are expected from<br />
a service or the activities of an agency. This<br />
entails assessing the cost-<strong>effectiveness</strong> with<br />
which ‘inputs’ (e.g. monetary <strong>and</strong> human<br />
resources) are turned into ‘outputs’ (e.g. goods<br />
<strong>and</strong> services provided to customers), <strong>and</strong> the<br />
<strong>effectiveness</strong> with which ‘outputs’ produce<br />
the desired impacts or outcomes. Per<strong>for</strong>mance<br />
measurement should concentrate on impacts<br />
<strong>and</strong> outcomes that are achievable <strong>and</strong><br />
reasonably within the delivery agency’s control.<br />
Table One on page 7 provides live examples of<br />
these kinds of <strong>per<strong>for</strong>mance</strong> measures.<br />
Population-level outcomes, such as changes<br />
in the national employment rate, are useful<br />
indicators of societal wellbeing, but are<br />
usually beyond the reach of <strong>per<strong>for</strong>mance</strong><br />
measurement (see Figure One, below). For<br />
example, it is reasonable to assume that Work<br />
<strong>and</strong> Income’s activities have some effect on<br />
the national employment rate, but impossible<br />
to measure or quantify that effect given the<br />
myriad of other influences on that indicator.<br />
Thus, the 2008 spike in unemployment<br />
was influenced more by global economic<br />
conditions than a change in the quality of<br />
any particular government service. Table<br />
One below provides a few examples of input,<br />
output <strong>and</strong> impact quality better practice<br />
measures <strong>for</strong> Mäori from agencies' recent<br />
accountability documents.<br />
Having made this distinction explicit, it is<br />
important to acknowledge that a significant<br />
amount of the domestic literature reviewed<br />
deals with the theory of measuring Mäori<br />
wellbeing, with many of the outcomes<br />
discussed being at a population level. This<br />
domestic literature is included in the review<br />
because many of its themes <strong>and</strong> lessons<br />
are also applicable to agency <strong>per<strong>for</strong>mance</strong><br />
measurement.<br />
1.4 METHODOLOGY<br />
This report represents a summary of five<br />
different str<strong>and</strong>s of literature review,<br />
undertaken simultaneously. This resulted in the<br />
following internal working papers, the findings<br />
of which have been brought together <strong>and</strong><br />
summarised in this report:<br />
• An international literature review (Gill <strong>and</strong><br />
Russell, 2011);<br />
5<br />
I N T R O D U C T I O N
6<br />
• A review of what the official requirements<br />
<strong>and</strong> primary guidance say about good<br />
practice in developing <strong>and</strong> reporting<br />
against <strong>effectiveness</strong> measures <strong>for</strong> outputs<br />
<strong>for</strong> Mäori (<strong>Te</strong> <strong>Puni</strong> Kökiri, 2011a);<br />
• A summary of good practice guidance <strong>and</strong><br />
requirements (<strong>Te</strong> <strong>Puni</strong> Kökiri, 2011b);<br />
• A desktop analysis of <strong>per<strong>for</strong>mance</strong><br />
reporting by the Ministry of Social<br />
Development (MSD) in relation to its Job<br />
Search Service 2002/03 to 2011/12 (<strong>Te</strong> <strong>Puni</strong><br />
Kökiri, 2011c); <strong>and</strong><br />
• Towards a Mäori perspective of good<br />
practice in developing <strong>and</strong> reporting<br />
against measure of <strong>per<strong>for</strong>mance</strong><br />
<strong>effectiveness</strong> <strong>for</strong> a front-line employment<br />
service <strong>for</strong> Mäori on the unemployment<br />
benefit (<strong>Te</strong> <strong>Puni</strong> Kökiri, 2012).<br />
More detail on each of the working papers,<br />
<strong>and</strong> the methodologies used, is presented in<br />
Appendix One.<br />
Other contributing factors<br />
( e.g.: world economy; contributions<br />
of other services <strong>and</strong> policies; etc ).<br />
Figure One – dimensions of a <strong>per<strong>for</strong>mance</strong> story<br />
D I M E N S I O N S O F M E A S U R A B L E P E R F O R M A N C E<br />
Inputs Outputs Impacts /<br />
Intermediate<br />
Outcomes<br />
Population-level<br />
Outcomes<br />
Resources that go<br />
into a service or<br />
programme<br />
Example:<br />
Increased capability<br />
to deliver a quality<br />
service <strong>for</strong> Mäori<br />
Relevant measures:<br />
• costs<br />
• staff trained<br />
<strong>and</strong> qualified<br />
• proprtion of<br />
Mäori staff<br />
• staff cultural<br />
competencies<br />
Goods <strong>and</strong> services<br />
supplied to<br />
stakeholders<br />
Example:<br />
x service provided to<br />
n number of Mäori<br />
customers<br />
Relevant service<br />
quality measures:<br />
• timeliness<br />
• accuracy<br />
• entry <strong>and</strong><br />
completion rates<br />
• quality st<strong>and</strong>ards<br />
• volume<br />
Immediate effect<br />
of outputs on<br />
stakeholders<br />
Example:<br />
The service made<br />
x difference to n<br />
number of Mäori<br />
clients<br />
Relevant quality<br />
impact measures:<br />
• % of clients<br />
demonstrating<br />
positive gains<br />
over time<br />
• % of target<br />
group reached<br />
D I F F I C U L T Y I N A T T R I B U T I O N<br />
Broader states<br />
or conditions of<br />
society, the economy<br />
or environment<br />
Example:<br />
Improvement<br />
in employment<br />
outcomes <strong>for</strong> Mäori<br />
Relevant measures:<br />
• % of Mäori<br />
working - age<br />
population in the<br />
labour <strong>for</strong>ce / not<br />
in the labour <strong>for</strong>ce<br />
• employment <strong>and</strong><br />
unemployment<br />
rates<br />
• customer<br />
satisfaction<br />
• coverage <strong>and</strong> % of<br />
target population<br />
reached<br />
• customer <strong>and</strong><br />
stakeholder<br />
satisfaction<br />
• NEET rates<br />
• income levels<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
Table One – examples of <strong>per<strong>for</strong>mance</strong> measures from agencies’ public reporting<br />
Inputs<br />
Input Result Source<br />
7<br />
Ministry of Social<br />
Development’s Aka Matua<br />
programme which supports<br />
Mäori <strong>and</strong> Pacific managers<br />
to complete a master’s<br />
degree in Public Policy<br />
Six Mäori <strong>and</strong> Pacific<br />
managers supported<br />
MSD Annual Report 2010/11<br />
Developed a Mäori cultural<br />
competency <strong>for</strong> their staff<br />
to enhance their capability<br />
to deliver <strong>for</strong> Mäori. To be<br />
embedded in <strong>per<strong>for</strong>mance</strong><br />
management, recruitment<br />
<strong>and</strong> personal development<br />
processes<br />
Not reported<br />
Ministry of Education<br />
Annual Report 2010/11<br />
Outputs<br />
Output target Budget st<strong>and</strong>ard Source<br />
90% of clients express<br />
satisfaction with Victim<br />
Support Services 1<br />
90% Vote Justice In<strong>for</strong>mation<br />
Supporting the Estimates<br />
2012/13<br />
Impacts<br />
Impact target Budget st<strong>and</strong>ard Source<br />
Reduce truancy rates <strong>for</strong><br />
frequent truants in Years<br />
9 <strong>and</strong> 10 by 1.0%, with<br />
separate targets <strong>for</strong> Mäori<br />
<strong>and</strong> Pacific.<br />
Mäori 2.5%<br />
Pacific 1.5%<br />
Vote Education<br />
In<strong>for</strong>mation Supporting the<br />
Estimates 2012/13<br />
Impact target Reported result Source<br />
The proportion of UB<br />
jobseekers who exit a main<br />
benefit into employment<br />
<strong>and</strong> achieve six months<br />
employment<br />
61.8% (not publicly<br />
reported by ethnicity)<br />
MSD Annual Report 2011<br />
1 Agency reporting does not generally provide ethnic breakdowns of output quality measures, such as customer satisfaction. See State<br />
Services Commission (2011a) <strong>for</strong> an analysis of Mäori customer satisfaction from the cross-Government Kiwis Count 2009 survey.<br />
I N T R O D U C T I O N
PART 2 : DEVELOPING AND REPORTING AGAINST<br />
MEASURES OF EFFECTIVENESS FOR MÄORI<br />
8<br />
2.1 A KEY INTRODUCTORY<br />
QUESTION: WHY MEASURE<br />
AND REPORT PERFORMANCE<br />
BY ETHNICITY<br />
It cannot be assumed the need to measure<br />
<strong>and</strong> report <strong>per<strong>for</strong>mance</strong> by ethnicity will be<br />
intuitively accepted. Much of the domestic<br />
academic literature notes that <strong>per<strong>for</strong>mance</strong><br />
measurement by ethnicity can be controversial,<br />
especially where Mäori are concerned. The<br />
official guidance material is thin on this<br />
question, with nothing comprehensive since<br />
guidance released by the Controller <strong>and</strong><br />
Auditor-General in 1998. It is there<strong>for</strong>e<br />
worthwhile to recap some of the main<br />
arguments in the literature pertaining to the<br />
necessity of measuring <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori.<br />
The importance to New Zeal<strong>and</strong><br />
of Mäori success<br />
A number of authors refer to the relatively<br />
young age structure of the Mäori population,<br />
meaning that Mäori will make up a greater<br />
proportion of the potential work<strong>for</strong>ce.<br />
Business New Zeal<strong>and</strong>’s Chief Executive has<br />
been quoted as saying: “If Mäori <strong>and</strong> Pasifika<br />
don't succeed in the next twenty years; New<br />
Zeal<strong>and</strong> will fail as a nation. It's that simple”<br />
(Human Rights Commission, 2011a, p.32). This<br />
being the case, it would be worth the ef<strong>for</strong>t<br />
<strong>for</strong> government agencies to ensure that their<br />
services are equally effective <strong>for</strong> Mäori.<br />
The realities of contemporary<br />
New Zeal<strong>and</strong><br />
Durie (2005b) suggests that policies,<br />
programmes <strong>and</strong> practices that purport to be<br />
“blind” to race <strong>and</strong> ethnicity mask diversity,<br />
compromise best outcomes <strong>and</strong> foster an<br />
assimilatory approach. Elsewhere (2004) he<br />
suggests that it is illusory to act as if race <strong>and</strong><br />
ethnicity do not play a large <strong>and</strong> increasing<br />
part in New Zeal<strong>and</strong> life.<br />
The drive <strong>for</strong> service improvement<br />
The government’s Better Public Services<br />
re<strong>for</strong>ms emphasise agencies working together<br />
towards the efficient achievement of<br />
enhanced results. Almost all of the ten “result<br />
areas” established by the government relate to<br />
social services of which Mäori are significant<br />
consumers. This creates further momentum<br />
<strong>for</strong> the public service to develop measurement<br />
systems that can: track results; provide<br />
in<strong>for</strong>mation to drive service improvement; <strong>and</strong><br />
assure taxpayers that government services are<br />
as effective as possible <strong>for</strong> all consumers.<br />
Mäori interest in <strong>per<strong>for</strong>mance</strong><br />
measurement<br />
Per<strong>for</strong>mance in<strong>for</strong>mation will also be of interest<br />
to members of ethnic groups themselves,<br />
who might like to know how they faring<br />
from government services, <strong>and</strong> who ought to<br />
be part of the conversation about ongoing<br />
improvements to those services. Several<br />
leading Mäori academics note this type of<br />
measurement is very important <strong>for</strong> Mäori.<br />
Rights-based arguments<br />
Collecting <strong>and</strong> analyzing data by ethnicity is<br />
supported by the recommendations of several<br />
UN Human Rights bodies (Callister, 2007;<br />
Human Rights Commission, 2011a, p.9). Mäori<br />
academic writers tend to see this approach as<br />
a legitimate equity endeavour, consistent with<br />
the Treaty of Waitangi.<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
2.2 NO ONE-SIZE-FITS-ALL –<br />
PERFORMANCE MEASUREMENT<br />
IS SELECTIVE<br />
Academic literature in agreement<br />
The international <strong>and</strong> domestic academic<br />
literature is mostly in agreement that there is<br />
no one-size-fits-all ‘best practice’ <strong>per<strong>for</strong>mance</strong><br />
measurement <strong>and</strong> management system. The<br />
international academic literature <strong>and</strong> some<br />
domestic academics emphasise that measuring<br />
<strong>per<strong>for</strong>mance</strong> is a social activity; it depends<br />
upon who wants to know the <strong>per<strong>for</strong>mance</strong><br />
story <strong>and</strong> <strong>for</strong> what purposes (Dormer, 2010;<br />
Durie <strong>and</strong> Kingi, 2010; Gill <strong>and</strong> Russell, 2011).<br />
Much of the international academic literature<br />
tends to emphasise that “<strong>per<strong>for</strong>mance</strong><br />
in<strong>for</strong>mation itself is not comprehensive or<br />
objective but incomplete <strong>and</strong> ambiguous. It is<br />
subject to selective measurement, presentation<br />
<strong>and</strong> interpretation based on the interests of<br />
the actors involved” (Moynihan (2008, p.24)<br />
discussed in Gill <strong>and</strong> Russell (2011, p.8).<br />
De Bruijn (2006, p.56) uses the metaphor of<br />
floodlighting a statue: “Illuminating the statue<br />
from several different perspectives creates<br />
a different image each time. Each image is<br />
correct but a single perspective always gives a<br />
distorted image.”<br />
The quest <strong>for</strong> best practice<br />
“This is in marked contrast with the<br />
practitioner literature which tends to<br />
emphasise ‘best practice’ <strong>and</strong> the associated<br />
notions of the golden thread or one integrated<br />
set of <strong>per<strong>for</strong>mance</strong>s in<strong>for</strong>mation” (Gill <strong>and</strong><br />
Russell, 2011, p.8). Commenting on best<br />
practice in the international literature review<br />
Gill <strong>and</strong> Russell (2011, p.8) noted that “Pollitt<br />
<strong>and</strong> Bouckaert, (2003) suggest: What we are<br />
dealing with here is best described as a kind<br />
of a religion ... a system of belief founded on<br />
faith (sourced from OECD, 2009, p.36)”.<br />
Official <strong>per<strong>for</strong>mance</strong> measurement<br />
requirements <strong>and</strong> guidance in the New<br />
Zeal<strong>and</strong> state sector can be regarded as<br />
statements of ‘practitioner best practice’<br />
(see, State Services Commission <strong>and</strong> Treasury,<br />
2008; The Treasury, 2008; Controller <strong>and</strong><br />
Auditor- General, 2008, 2009a, 2009b, 2011).<br />
However, that guidance is not consistent.<br />
See, <strong>for</strong> example the FABRIC <strong>per<strong>for</strong>mance</strong><br />
measurement principles in State Services<br />
Commission <strong>and</strong> Treasury (2008); revised<br />
audit requirements in Controller <strong>and</strong> Auditor-<br />
General (2009a); <strong>and</strong> Controller <strong>and</strong> Auditor-<br />
General (1998) guidance, discussed below.<br />
There is no current or up-to-date<br />
comprehensive guidance <strong>for</strong> measuring<br />
the <strong>effectiveness</strong> of mainstream services<br />
or outputs <strong>for</strong> Mäori within the corpus of<br />
technical requirements that agencies are<br />
required to use <strong>for</strong> measuring <strong>per<strong>for</strong>mance</strong>.<br />
2.3 GUIDANCE ON MEASURING<br />
FOR MÄORI<br />
The most relevant guidance in this area was<br />
released by the Controller <strong>and</strong> Auditor-General<br />
in 1998. It advised agencies to:<br />
• estimate total service dem<strong>and</strong> trends (is it<br />
growing or shrinking), how many customers<br />
are repeat users <strong>and</strong> the characteristics of<br />
major customer groups;<br />
• identify the proportion of their customer<br />
base that is Mäori (by age <strong>and</strong> gender)<br />
in different regions or districts. This<br />
in<strong>for</strong>mation is important <strong>for</strong> ascertaining<br />
coverage measures;<br />
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• monitor <strong>and</strong> evaluate: proposals <strong>for</strong><br />
improvements to systems, service design<br />
<strong>and</strong> policy; service uptake <strong>and</strong> impact on<br />
Mäori by age <strong>and</strong> gender <strong>and</strong> region, or<br />
urban/rural; the extent to which the service<br />
has met Mäori needs <strong>and</strong> expectations; <strong>and</strong><br />
capability to improve outcomes <strong>for</strong> Mäori;<br />
• produce <strong>per<strong>for</strong>mance</strong> measures to assess<br />
progress towards objectives <strong>and</strong> outputs<br />
<strong>and</strong> changes in outcomes <strong>for</strong> Mäori; <strong>and</strong><br />
• include appropriate service delivery<br />
st<strong>and</strong>ards <strong>for</strong> Mäori in contractual<br />
arrangements with providers.<br />
Guidance to departments on preparing annual<br />
reports states that: “Departments should also<br />
consider how significant achieving outcomes<br />
<strong>for</strong> different population groups is in achieving<br />
Ministerial priorities <strong>and</strong> whether the annual<br />
report should specifically cover progress <strong>for</strong><br />
different population groups” (The Treasury,<br />
2010, 2012a, p.8).<br />
2.4 MEASURING PERFORMANCE<br />
FOR MÄORI – WHAT AND WHOSE<br />
BENCHMARKS<br />
Several domestic academic writers, including<br />
Humpage (2002) <strong>and</strong> Durie <strong>and</strong> Kingi (2010),<br />
concur with the international literature that<br />
measuring <strong>per<strong>for</strong>mance</strong> is highly subjective.<br />
<strong>Measuring</strong> outcomes <strong>and</strong> <strong>per<strong>for</strong>mance</strong> <strong>for</strong><br />
Mäori from a Mäori perspective in turn rests<br />
on ascertaining <strong>and</strong> measuring what Mäori<br />
consider to be important <strong>and</strong> not anyone else<br />
(Humpage, 2002).<br />
<strong>Measuring</strong> the <strong>per<strong>for</strong>mance</strong> of a mainstream<br />
service <strong>for</strong> Mäori starts from the question:<br />
Who wants to know <strong>and</strong> why And what do<br />
or would Mäori (consumers) regard as good<br />
<strong>per<strong>for</strong>mance</strong> Mäori have their own views on<br />
what constitutes good <strong>per<strong>for</strong>mance</strong> including<br />
outcomes from mainstream services <strong>and</strong> an<br />
agency <strong>for</strong> Mäori. This is supported in the<br />
international literature which found – “what<br />
managers’ think is important in terms of<br />
<strong>per<strong>for</strong>mance</strong> can often differ from what<br />
citizen <strong>and</strong> service users think is important.<br />
This can generate what Ho (2008, p.206) terms<br />
as an undesirable “<strong>per<strong>for</strong>mance</strong> perception<br />
gap” (Gill <strong>and</strong> Russell, 2011, p.9). Similarly,<br />
Gill <strong>and</strong> Russell (2011, p.13) suggest “what<br />
is ‘good’ will in turn depend on whose<br />
perspective is being privileged”.<br />
2.5 DIFFERENT PRIORITIES<br />
AND PREFERENCES OF MÄORI<br />
SERVICE USERS<br />
The State Services Commission’s analysis of<br />
its Kiwis Count 2009 survey confirmed that<br />
Mäori held a slight difference in expectations<br />
of public services. “Whilst the drivers of<br />
satisfaction <strong>for</strong> Mäori are the same as <strong>for</strong> the<br />
New Zeal<strong>and</strong> population overall, except that<br />
‘the service experience met your expectations’<br />
is not a driver <strong>for</strong> Mäori. Being treated fairly<br />
is the most important driver <strong>for</strong> Mäori” (State<br />
Services Commission, June 2011a, p.12).<br />
2.6 INVOLVE CITIZENS IN THE<br />
DEVELOPMENT OF MEASURES AND<br />
REPORTING ON PERFORMANCE<br />
The case <strong>for</strong> engaging with citizens<br />
There are common threads across the<br />
literature reviewed <strong>for</strong> engaging Mäori as<br />
citizens <strong>and</strong> significant users of services in<br />
decisions about what to measure <strong>and</strong> what is<br />
good <strong>per<strong>for</strong>mance</strong>. The international literature<br />
lends support to the view that <strong>per<strong>for</strong>mance</strong><br />
measurement systems need to include the<br />
perspectives of everyone involved, including<br />
citizens <strong>and</strong> clients (de Lancer Julnes 2001;<br />
Ho, 2008; OECD, 2009 discussed in Gill <strong>and</strong><br />
Russell, 2011).<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
“In brief there is a prima facie case <strong>for</strong><br />
engaging citizens <strong>and</strong> service users in the<br />
design <strong>and</strong> development of <strong>per<strong>for</strong>mance</strong><br />
measures. The more citizens are involved the<br />
more buy-in <strong>and</strong> the more likely it will be used<br />
<strong>and</strong> credible” (Ho, 2008). This engagement<br />
may also build the public capital of the<br />
organisation concerned by reducing public<br />
apathy about the public service” (Gill <strong>and</strong><br />
Russell, 2011, p.9).<br />
This point is stated in another way by Thomas<br />
(2006, p.66) “<strong>per<strong>for</strong>mance</strong> measurement …<br />
should involve consultation with the key<br />
stakeholders <strong>and</strong> the public at large, so<br />
that the results of the PMM [Per<strong>for</strong>mance<br />
Measurement Management] system have more<br />
legitimacy <strong>and</strong> support, especially among the<br />
people most directly affected by programs”.<br />
Although silent on specific user groups,<br />
official guidance emphasises the importance<br />
of agencies engaging with stakeholders <strong>and</strong>/<br />
or significant user groups of services to agree<br />
on the appropriate measures, including direct<br />
measures of quality (Controller <strong>and</strong> Auditor-<br />
General, 2002, 2009; The Treasury, 2008).<br />
External measures of output quality that focus<br />
on the purchaser or consumers of the output<br />
are a better test of real <strong>per<strong>for</strong>mance</strong> rather<br />
than the st<strong>and</strong>ards set <strong>and</strong> evaluated by the<br />
provider itself (The Treasury, 2008).<br />
The case <strong>for</strong> engaging Mäori<br />
Kingi (2003) argues that: measures need to<br />
consider what is important or relevant to<br />
the Mäori individuals receiving the service;<br />
<strong>and</strong> outcomes <strong>for</strong> Mäori derive from a Mäori<br />
world view. (Durie, Kingi <strong>and</strong> Graham 2012,<br />
p.42) recently advised “that <strong>effectiveness</strong><br />
was in part linked to an agency’s ability to<br />
engage successfully with Mäori……It was<br />
further stressed that engagement must be<br />
meaningful <strong>and</strong> viewed as an opportunity to<br />
better underst<strong>and</strong> the needs of Mäori <strong>and</strong><br />
to ensure that outcomes <strong>for</strong> Mäori are fully<br />
maximised”. They also emphasise, at page 32,<br />
that “consumer satisfaction measures [are]<br />
based on the simple premise that consumer<br />
needs <strong>and</strong> preferences should be met. To<br />
improve access to, <strong>and</strong> use of public services,<br />
Mäori preferences, choices <strong>and</strong> decisions must<br />
be fully considered”.<br />
Williams (2000) <strong>and</strong> Kawharu (2001, p.2)<br />
suggest at the very least, any discussion about<br />
outcomes <strong>and</strong> government <strong>effectiveness</strong> <strong>for</strong><br />
Mäori should allow Mäori to participate in the<br />
decision about what kind of measure is used<br />
Humpage (2002, p.193).<br />
Reporting to Mäori <strong>and</strong> the wider<br />
public on <strong>per<strong>for</strong>mance</strong><br />
Both the international literature generally (de<br />
Lancer, 2001; de Bruijn, 2006, p.59; Thomas,<br />
2006, p.63; OECD, 2009), <strong>and</strong> domestic<br />
literature emphasise the importance of<br />
using <strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation to reflect<br />
on <strong>per<strong>for</strong>mance</strong> <strong>and</strong> improve the service<br />
delivery <strong>effectiveness</strong> <strong>and</strong> reporting results<br />
to stakeholders. The 1998 Controller <strong>and</strong><br />
Auditor-General guidance required agencies<br />
to provide feedback to Mäori. However, it does<br />
not specify which Mäori.<br />
Durie <strong>and</strong> Kingi (2010) suggest <strong>for</strong> reporting to<br />
Mäori at least against Mäori-specific impact<br />
measures, it is important that Mäori clients <strong>and</strong><br />
participants receive reported in<strong>for</strong>mation on<br />
their overall progress, or lack of it.<br />
“If outcome measures are to be useful,<br />
in<strong>for</strong>mation concerning their use <strong>and</strong><br />
application must be made available<br />
to Mäori….[service providers]. Such<br />
in<strong>for</strong>mation dissemination mechanisms<br />
will necessarily require a broad range of<br />
strategies. The costs associated with this<br />
process, <strong>and</strong> training in particular, will<br />
also need to be considered” (Durie <strong>and</strong><br />
Kingi, 2010, p.32).<br />
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2.7 MEASUREMENT AS PART OF<br />
PERFORMANCE IMPROVEMENT<br />
Under official requirements agencies<br />
are expected to make full <strong>and</strong> good use<br />
of <strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation in their<br />
accountability documents, as part of a cycle<br />
of continuous improvement <strong>and</strong> review.<br />
This is consistent with the expectation that<br />
departments will take a systematic approach<br />
to continuous improvement <strong>and</strong> actively seek<br />
opportunities to learn from benchmarking<br />
studies (Controller <strong>and</strong> Auditor-General, 1999,<br />
p.107; State Services Commission, 2010b).<br />
Sources in the international <strong>and</strong> domestic<br />
literature including from Mäori academics<br />
concur that the process <strong>for</strong> good <strong>per<strong>for</strong>mance</strong><br />
measurement is an iterative journey. This<br />
means periodically assessing whether the data<br />
being collected remains the most relevant to<br />
collect (Controller <strong>and</strong> Auditor-General, 2002,<br />
p.51), <strong>and</strong> whether the measures are capturing<br />
the most significant aspects of <strong>per<strong>for</strong>mance</strong><br />
<strong>for</strong> their Minister <strong>and</strong> stakeholders, <strong>and</strong> <strong>for</strong><br />
their own continuous improvement (Controller<br />
<strong>and</strong> Auditor-General, 2002, 2008, 2009b, 2011;<br />
The Treasury, 2008).<br />
The Treasury (2008, p.16) suggests that<br />
perfect measures are rare. Kingi (2003, p.9)<br />
suggests that <strong>for</strong> most outputs “the possibility<br />
of an optimal outcome is also unrealistic. A<br />
questionnaire cannot <strong>for</strong> example ask ‘as a<br />
result of an intervention are you now cured’.<br />
That is of course unless cure is the most<br />
probable or expected outcome”. He adds: “We<br />
must remember the measurement is not the<br />
endpoint rather an indicator of whether or not<br />
the prime objective … has been satisfied.”<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
PART 3 : COMPARATIVE MEASURES –<br />
GOOD PRACTICE FOR MÄORI<br />
3.1 THE IMPORTANCE OF<br />
COMPARATIVE ANALYSIS<br />
FOR MÄORI<br />
Mäori academics Durie <strong>and</strong> Kingi (2010)<br />
emphasise that comparative measures<br />
<strong>for</strong> Mäori are important <strong>for</strong> measuring<br />
<strong>effectiveness</strong> <strong>and</strong> impacts <strong>for</strong> Mäori. Universal<br />
indicators (e.g. the total employment rate)<br />
without comparative measures are insufficient<br />
measures of need <strong>and</strong> outcome (Durie, 2005b).<br />
The purposes of comparative measurement can<br />
include ensuring:<br />
• the <strong>effectiveness</strong> <strong>and</strong> efficiency of<br />
government services in achieving the aims of<br />
those services, such as meeting Ministerial<br />
priorities (The Treasury, 2012a, p.8); <strong>and</strong><br />
• equitable outcomes between different<br />
population groups (OECD, 2009; Human<br />
Rights Commission, 2010; 2011a, p.12).<br />
3.2 ACHIEVING MEANINGFUL<br />
COMPARISONS BETWEEN<br />
ETHNIC GROUPS<br />
Mäori vs. non-Mäori comparisons<br />
Mäori compared to non-Mäori is the most<br />
commonly used comparative measure. The<br />
Department of Corrections, <strong>for</strong> example, gives<br />
such a measure in its annual report in relation<br />
to the successful completion of communitybased<br />
sentences <strong>and</strong> orders.<br />
However, Mäori academic authors have<br />
criticised this approach because:<br />
• Durie suggests: “Sometimes more relevant<br />
benchmarks may be found with other iwi,<br />
or in other indigenous communities. It is<br />
misleading to use crude comparisons with<br />
non-Mäori as a type of shorth<strong>and</strong> <strong>for</strong> best<br />
outcomes, or to assume that Mäori/non-<br />
Mäori comparisons always provide useful<br />
in<strong>for</strong>mation about Mäori progress” (Durie,<br />
2003a, p.202);<br />
• ‘non-Mäori’ is not an ethnic group, but<br />
a collection of specific ethnic groups<br />
experiencing disparate outcomes; <strong>and</strong><br />
• it may mask differing results achieved <strong>for</strong><br />
different ethnic groups such as between<br />
Europeans <strong>and</strong> Pacific peoples, the latter<br />
of whom are much closer to Mäori in socioeconomic<br />
status than other groups included<br />
in the non-Mäori category (Statistics New<br />
Zeal<strong>and</strong>, 2001a, p.90, 2001b, pp.63-71;<br />
Humpage, 2002, pp.178-9).<br />
Full analysis by ethnicity as<br />
better practice<br />
Comparing Mäori against other specific ethnic<br />
groups is more consistent with ensuring equity<br />
between those groups. Such an approach<br />
is endorsed by the OECD (2009) <strong>and</strong> UN<br />
Committee <strong>for</strong> the Elimination of Racial<br />
Discrimination (Human Rights Commission,<br />
2010, p.3-4; 2011a, p.12). “Another function of<br />
the outcome indicators may be as a check on<br />
the crucial social issue of equity. Are individual<br />
clients in similar situations being treated<br />
equally .... Such measures might reasonably<br />
cover the distribution of key services by socioeconomic<br />
groups” (OECD, 2009, p.83).<br />
Equity <strong>and</strong> discrimination<br />
The concern about equity is all the more<br />
important in view of the need to counter<br />
discrimination, which does occur in New<br />
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Zeal<strong>and</strong> according to a number of the<br />
sources. Several sources state that Mäori<br />
experience racial discrimination in the labour<br />
market (Alex<strong>and</strong>er, Genc <strong>and</strong> Ja<strong>for</strong>ullah,<br />
2003; Durie, 2005b; Robinson, Cormack <strong>and</strong><br />
Cram, 2007, p.33; NZIER, 2009), <strong>and</strong> that<br />
perceptions of ethnicity <strong>and</strong> skin colour are<br />
linked with this disadvantage (see Chang, <strong>and</strong><br />
Dodd, 2001; Dannette et al., 2011; Carter <strong>and</strong><br />
Gunasekara, 2012).<br />
The Human Rights Commission (2010) has<br />
issued guidance emphasising that measures<br />
must be:<br />
• necessary to address disadvantage or<br />
ensure equality with other members of the<br />
community <strong>for</strong> groups against whom it is<br />
unlawful to discriminate;<br />
• carried out in good faith, <strong>and</strong> tailored to<br />
reduce the actual disadvantage of the<br />
group it is aimed at;<br />
• proportional to the degree of underrepresentation<br />
or disadvantage; <strong>and</strong><br />
• temporary –“lasting only until the issue<br />
it is designed to address is substantively<br />
resolved”.<br />
Illustrative examples: measures that would lend themselves to ethnic comparisons<br />
A number of employment outcome measures currently in use would be suitable <strong>for</strong> comparison<br />
between Mäori <strong>and</strong> other specific ethnic groups (i.e. New Zeal<strong>and</strong> European <strong>and</strong> Pacific peoples):<br />
• the labour <strong>for</strong>ce participation rate;<br />
• the employment <strong>and</strong> unemployment rate; <strong>and</strong><br />
• the not in employment or education or training (includes caregivers) rate (NEET).<br />
NEET rates can be employed not only as an outcome measure but also as a coverage measure, <strong>for</strong><br />
example the percentage of NEET accessing a particular service.<br />
Table Two – NEET type measures from MSD’s 2012/15 Statement of Intent (SOI)<br />
Ministry outcome - More young people are in education, training <strong>and</strong> work<br />
Intermediate<br />
Outcome<br />
Measure Target Comment /<br />
Current Result<br />
More young<br />
people are in<br />
education, training<br />
or employment<br />
without needing<br />
a benefit<br />
The proportion of Youth Services (Youth<br />
Payment) recipients or Youth Services<br />
(NEET) participants, who gained a main<br />
benefit within three months of exiting<br />
either service<br />
Decreasing<br />
proportion<br />
New measures<br />
<strong>for</strong> 2012/13<br />
The proportion of Youth Services (NEET)<br />
participants who are in full-time<br />
education, approved training or workbased<br />
learning, leading to at least an<br />
NCEA Level 1 qualification<br />
Decreasing<br />
proportion<br />
New measures<br />
<strong>for</strong> 2012/13<br />
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3.3 CAPTURING VARIATION<br />
WITHIN MÄORI<br />
Identifying consumers most<br />
likely to benefit<br />
There is considerable diversity <strong>and</strong><br />
heterogeneity within the Mäori population.<br />
Underst<strong>and</strong>ing this diversity is essential<br />
<strong>for</strong> policy making. For example Leggatt-<br />
Cook (2008) found that gender differences<br />
in pathways <strong>and</strong> types of employment are<br />
particularly significant <strong>for</strong> women who<br />
identify as Mäori only. Policies may have<br />
different effects on Mäori living in different<br />
circumstances. 2 “Services need to take into<br />
account different types of variation within the<br />
Mäori population”, such as geographic <strong>and</strong><br />
gender differences (Ringold, 2005, p.7).<br />
While it may be easy to assume that Mäori<br />
ethnicity is a proxy <strong>for</strong> lower socio-economic<br />
status, Durie (2005b, pp.24-5) urges caution. He<br />
argues that ethnicity <strong>and</strong> socio-economic status<br />
are both relevant considerations in <strong>per<strong>for</strong>mance</strong><br />
measurement, but are not the same thing:<br />
“The strong relationship between ethnicity<br />
<strong>and</strong> adverse socio-economic circumstances<br />
has sometimes led to an assumption that<br />
one is a proxy measure <strong>for</strong> the other. Being<br />
Mäori, <strong>for</strong> example, is often seen as a<br />
synonym <strong>for</strong> being poor <strong>and</strong> being poor<br />
is sometimes seen as the distinguishing<br />
characteristics of Mäori <strong>and</strong> Pacific peoples.<br />
While there is a significant correlation<br />
between the two measures – ethnicity<br />
<strong>and</strong> socio-economic status – they do not<br />
measure the same phenomena… Recent<br />
research, however, has demonstrated<br />
that not only is class distinguishable from<br />
ethnicity, but that universal indicators by<br />
themselves are insufficient measures of need<br />
<strong>and</strong> outcome”.<br />
The literature variously identifies specific<br />
cohorts within the Mäori population who<br />
may be at particular risk of adverse outcomes.<br />
These include:<br />
• those with low or very low family<br />
or household income levels (Durie,<br />
2005b; Danette et al., 2011; Carter <strong>and</strong><br />
Gunasekara, 2012);<br />
• those with no qualifications or qualifications<br />
less than Level 4 on the New Zeal<strong>and</strong><br />
Qualification Framework (MSD, 2003a,<br />
2007, 2008a, 2008b, 2008c; Dixon <strong>and</strong><br />
Crichton, 2007; NZIER, 2009);<br />
• single men with the above variables <strong>and</strong>/or<br />
with drug <strong>and</strong> alcohol problems or a prison<br />
conviction (The Salvation Army, 2006); <strong>and</strong><br />
• Mäori living in rural areas without access<br />
to employment or education opportunities<br />
accessible to Mäori living in cities (Ringold<br />
(2005, p.7) drawing upon Maani, 2002).<br />
Targets <strong>for</strong> Mäori including <strong>for</strong> those<br />
with ‘high’ need, at the service level<br />
The Treasury (2004) has suggested that<br />
if services to reduce ethnic gaps are not<br />
accompanied by services to the ‘needy’ in<br />
other population groups, there could be<br />
arguments that people with similar needs are<br />
not receiving the same treatment. It suggests<br />
the best option is to capture <strong>per<strong>for</strong>mance</strong> <strong>for</strong><br />
Mäori (<strong>and</strong> other ethnic groups), by ethnicity<br />
<strong>and</strong> another indicator of need. The rationale<br />
<strong>for</strong> such targets need to be fully understood<br />
by the agency <strong>and</strong> sector. The targets need to<br />
be supported with leadership, <strong>and</strong> adequate<br />
resources to monitor, evaluate <strong>and</strong> reflect on<br />
<strong>per<strong>for</strong>mance</strong> (The Treasury, 2004, 2006).<br />
15<br />
2 See also Cunningham et al. (2006).<br />
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‘Sole’ vs. ‘mixed’ Mäori – different<br />
shades of Mäori ethnicity<br />
There is debate in the literature on the merit<br />
of capturing outcome <strong>per<strong>for</strong>mance</strong> within<br />
ethnic groups by intra-ethnic variation to get<br />
a fuller picture of the complexity of outcomes<br />
across <strong>and</strong> within ethnic groups.<br />
In favour of such an analysis, Humpage<br />
(2002, pp.180-1) suggests:<br />
“Because ‘sole’ Mäori are more likely to be<br />
distributed among the deprived deciles than<br />
‘mixed’ Mäori. Yet when the ‘sole’ Mäori<br />
category is used alone, figures are underestimated.<br />
Ideally, ‘sole; ‘mixed’ <strong>and</strong> ‘total’<br />
Mäori categories should be combined to<br />
show the ‘bigger picture, starting with the<br />
simplest (‘total’) <strong>and</strong> gradually moving on<br />
to more complex <strong>and</strong> detailed (‘sole’ <strong>and</strong><br />
‘mixed’) analysis, because reliance on either<br />
external or internal indicators can favour<br />
one interpretation of the disparity issue…<br />
MOH (2001:24) asserted that combining<br />
these categories would avoid very simple ‘on<br />
average’ conclusions being made in an area<br />
where considerable complexity exists”. 3<br />
However, Kukutai (2004) says such an approach<br />
is limited. In differentiating needs within<br />
the Mäori population, a critical variable is<br />
orientation towards the Mäori ethnic group<br />
(e.g. the group a person identifies most strongly<br />
with). This dynamic cannot be captured in<br />
a crude ‘sole’ Mäori versus ‘mixed’ Mäori<br />
dichotomy. Durie et al. (2003b, p.100) suggest<br />
“the only significant differences lie between<br />
Mäori who identify as Mäori (either solely or in<br />
combination with other ethnicities) <strong>and</strong> those<br />
who are descended from Mäori but identify as<br />
non-Mäori (Kukutaki, 2003)”. <strong>Te</strong> <strong>Puni</strong> Kökiri<br />
concludes there<strong>for</strong>e that any analysis involving<br />
disaggregation of this nature should be<br />
approached with caution.<br />
3.4 COMPARATIVE IMPACT<br />
MEASURES OR RESULTS<br />
Multiple sources, including official<br />
requirements, MSD’s Per<strong>for</strong>mance<br />
Improvement Framework Review, <strong>and</strong><br />
writings by Mäori academics, emphasise the<br />
importance of impact measures. Impacts are<br />
to be directly linked or attributable to the<br />
entity’s activities.<br />
Examples of impact measures <strong>for</strong><br />
employment services<br />
There is a range of generic impact type<br />
measures in MSD’s 20012/15 <strong>and</strong> 2011/14<br />
SOIs <strong>for</strong> their employment service Job Search<br />
Service <strong>and</strong> its Appropriation Tailored Sets of<br />
Services to help people into work or achieve<br />
independence (see Appendix Three).<br />
It is also notable that these measures are<br />
capable of disaggregation by ethnicity, but<br />
such an analysis is not provided. MSD’s<br />
Per<strong>for</strong>mance Improvement Framework<br />
(PIF) review noted difficulties in outcome<br />
monitoring <strong>and</strong> evaluation, <strong>and</strong> suggested<br />
some improvements in that regard (State<br />
Services Commission, May 2011b, pp.34-5).<br />
However, that review did not address MSD’s<br />
<strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori.<br />
From an academic perspective, Gill <strong>and</strong> Dormer<br />
(2011, p. 297) suggest Work <strong>and</strong> Income<br />
staff generally perceive that paying benefit<br />
entitlements <strong>and</strong> placing people in jobs is<br />
not complex or difficult to measure, but the<br />
organisation’s role in social development is.<br />
Although “social development outcomes are<br />
3 Sole Mäori are those who are identified in the data as having only Mäori ethnicity, ‘mixed’ Mäori are those identified in the data<br />
as having Mäori <strong>and</strong> at least one other ethnicity), <strong>and</strong> total Mäori (the total of all those with Mäori ethnicity).<br />
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quantified in the annual Social report, sense<br />
is made of this in<strong>for</strong>mation via subjective<br />
evaluation (“gut feeling”) rather than by the<br />
application of a <strong>for</strong>mal logic of cause <strong>and</strong><br />
effect” (Dormer, 2010, p.55).<br />
Illustrative examples:<br />
potential impact measures <strong>for</strong><br />
employment services <strong>for</strong> Mäori<br />
The literature identifies several<br />
meaningful impact measures <strong>for</strong><br />
Mäori receiving employment services<br />
including measuring:<br />
• incremental steps to employment<br />
such as addressing health or training<br />
barriers <strong>and</strong> increasing participation<br />
<strong>and</strong> having this reflected in outcome<br />
measures <strong>and</strong> contracting guidelines<br />
(MSD, 2003a, 2008a, 2008b, 2008c);<br />
• the <strong>effectiveness</strong> of sequential<br />
interventions (Perry, 2007);<br />
• whether exiting a benefit marks<br />
a move to employment, <strong>and</strong> if so,<br />
the impact of that employment<br />
on individual <strong>and</strong> whänau/family<br />
wellbeing (see Englert, 2001;<br />
Stolte, 2006; MSD, 2007; Dixon<br />
<strong>and</strong> Crichton, 2007) <strong>and</strong> long-term<br />
employment <strong>and</strong> income prospects.<br />
Best way to measure the impact of<br />
an intervention <strong>for</strong> Mäori is through<br />
multiple perspectives<br />
Durie <strong>and</strong> Kingi (2010) emphasise the best<br />
way to measure the impact of an intervention<br />
<strong>for</strong> Mäori is through data from multiple<br />
perspectives, such as the Mäori client, the<br />
service provider, <strong>and</strong> family/whänau member,<br />
with quantified weightings <strong>for</strong> their responses.<br />
By obtaining the perspectives of these three<br />
key stakeholders a more balanced impression<br />
of outcome could be obtained. It is possible to<br />
measure impact status at several points in the<br />
service delivery process: at assessment, while in<br />
receipt of the service <strong>and</strong> on exiting the service.<br />
3.5 COMPARATIVE ANALYSIS IN<br />
PARTICULAR TYPES OF MEASURES<br />
The whole range of <strong>per<strong>for</strong>mance</strong> measures<br />
included in figure one (see above, Part 1) lend<br />
themselves to comparative measurement.<br />
It is worth discussing briefly the literature<br />
that relates to measures of coverage <strong>and</strong><br />
accessibility; customer satisfaction; <strong>and</strong> the<br />
comparative <strong>per<strong>for</strong>mance</strong> of different service<br />
delivery sites.<br />
Coverage <strong>and</strong> service accessibility<br />
Coverage or reach are important measures of<br />
service adequacy <strong>for</strong> Mäori, as they focus on<br />
customer accessibility or uptake of services.<br />
“Coverage really matters. Outputs must reach<br />
the groups or area where need exist”, <strong>and</strong><br />
“poor ability to target effective outputs on<br />
areas of need will limit value <strong>for</strong> money” (The<br />
Treasury, 2008, p.11 <strong>and</strong> p.5).<br />
The domestic literature on public services<br />
shows that Mäori are more likely to experience<br />
greater barriers to accessing state services<br />
than some other population groups (State<br />
Services Commission, 2011a, pp.6, 12) 4 .<br />
Examples of coverage measures include:<br />
percentage of population in need of receiving<br />
the output; percentage of target group who<br />
meet entry criteria; percentage of target group<br />
who did not access or use the service; <strong>and</strong><br />
transit time (or other barrier to use).<br />
17<br />
4 See also: Ministerial Advisory Committee on a Mäori Perspective <strong>for</strong> the Department of Social Welfare, 1988; <strong>Te</strong> <strong>Puni</strong> Kökiri,<br />
1996a, 1996b; Ministerial Inquiry into Department of Work <strong>and</strong> Income, 2000.<br />
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18<br />
Customer satisfaction measures<br />
Whilst the international literature identified<br />
a range of common customer satisfaction<br />
measures of <strong>effectiveness</strong> of services it “is not<br />
clear whether these expectations are equally<br />
shared by indigenous people in New Zeal<strong>and</strong><br />
when utilising public services” (Gill <strong>and</strong><br />
Russell, 2011, p.15). Mäori may have different<br />
priorities <strong>and</strong> perceptions of service quality.<br />
The State Services Commission’s 2009 Kiwis<br />
Count Survey (also discussed above at section<br />
2.5) found the drivers of satisfaction <strong>for</strong><br />
service quality were slightly different <strong>for</strong><br />
Mäori, relative to non-Mäori. Mäori were a<br />
little less satisfied with the quality of services<br />
than non-Mäori. Mäori rated 19 out of 26<br />
frequently used services as low quality (SSC,<br />
2011a, p 11), <strong>and</strong> reported lower levels of trust<br />
in public services than non-Mäori.<br />
The report recommended to improve the<br />
experience of Mäori customers, agencies<br />
need to ensure “staff are competent, keep<br />
their promises <strong>and</strong> treat Mäori fairly. Earlier<br />
research has shown that <strong>for</strong> Mäori; staff being<br />
non-judgemental <strong>and</strong> treating people with<br />
respect are key elements of fair treatment”<br />
(State Services Commission, 2011a, p.17).<br />
Durie et al. (2012, p.32) drew upon He Taura<br />
Tieke, a framework <strong>for</strong> effective health services<br />
<strong>for</strong> Mäori, to identify the following aspects of<br />
service delivery that are important to Mäori<br />
consumers:<br />
• access;<br />
• in<strong>for</strong>mation;<br />
• in<strong>for</strong>med choice;<br />
• trust <strong>and</strong> respect; <strong>and</strong><br />
• participation <strong>and</strong> seamlessness.<br />
Other literature (Donnell <strong>and</strong> Social Programme<br />
Evaluation Unit, Department of Social Welfare,<br />
1985; <strong>Te</strong> <strong>Puni</strong> Kökiri, 1996a, p.18, 1996b, 2009;<br />
Ministerial Inquiry into the Department of Work<br />
<strong>and</strong> Income, 2000; Englert, 2001; The Salvation<br />
Army, 2006, p.64; State Services Commission,<br />
2009a; Whänau Ora Task<strong>for</strong>ce, 2009) added<br />
the following characteristics:<br />
• privacy;<br />
• full underst<strong>and</strong>able in<strong>for</strong>mation disclosure;<br />
• consistent in<strong>for</strong>mation across phone<br />
channels <strong>and</strong> sites;<br />
• staff <strong>and</strong> in<strong>for</strong>mation that is sensitive to<br />
Mäori world views <strong>and</strong> cultural practices;<br />
• staff adequately trained <strong>and</strong> knowledgeable<br />
about other services; <strong>and</strong><br />
• an extended focus not just on the<br />
individual Mäori consumer but if possible<br />
so that whänau can use <strong>and</strong> strengthen<br />
their own resources <strong>and</strong> expertise.<br />
The State Services Commission encourages<br />
agencies to use the Common Measurements<br />
Tool 5 <strong>for</strong> ascertaining customer satisfaction<br />
(State Services Commission, 2010b).<br />
5 The tool allows state sector agencies to measure client satisfaction <strong>and</strong> identify service delivery improvements <strong>for</strong> service users<br />
in a <strong>for</strong>mat that can allow international benchmarking with Canada <strong>and</strong> other jurisdictions that adopt it.<br />
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Raising <strong>per<strong>for</strong>mance</strong> between<br />
sites/offices<br />
19<br />
Drawing upon Molsely <strong>and</strong> Moller’s (2007)<br />
study of employment services in Germany the<br />
international literature review highlighted a<br />
st<strong>and</strong>ard finding that there is considerable<br />
variation in the relative efficiency of individual<br />
sites or local offices (Gill <strong>and</strong> Russell, 2011,<br />
p.18). Regression analysis may be able to<br />
unpack the relative contributions of different<br />
variables in explaining differences in results<br />
achieved. Hence there is scope <strong>for</strong> agencies<br />
that deliver front-line services to Mäori to<br />
raise the average <strong>per<strong>for</strong>mance</strong> of individual<br />
office sites by increasing the <strong>per<strong>for</strong>mance</strong><br />
of the lowest quartile of local offices to the<br />
national average.<br />
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PART 4 : MÄORI-SPECIFIC MEASURES AND<br />
THEIR CHARACTERISTICS : THE LESSONS<br />
FROM LITERATURE ON MÄORI WELLBEING<br />
20<br />
4.1 THE ABILITY OF MÄORI TO<br />
SUCCEED AS MÄORI<br />
A number of Mäori authors argue that Mäori<br />
wellbeing should be measured against Mäorispecific<br />
outcome indicators that are derived<br />
from their own culture <strong>and</strong> resources.<br />
In <strong>Te</strong> <strong>Puni</strong> Kökiri’s view, this argument can be<br />
equally valid <strong>for</strong> the measurement of agency<br />
or service <strong>per<strong>for</strong>mance</strong>. If only comparative<br />
measures are used, this assumes that Mäori<br />
must become ‘as good as’ other ethnic<br />
groups, when Mäori may aspire to be better<br />
or different. This has been called at times a<br />
deficit approach (Durie, 2003a, p.202; Durie<br />
et al., 2012, p.45).<br />
4.2 MÄORI-SPECIFIC MEASURES<br />
ARE ATTUNED TO MÄORI REALITIES<br />
AND MÄORI WORLD VIEWS<br />
Durie (2003a, 2006) argues the Mäori-specific<br />
approach moves away from a comparative<br />
approach. The aim is not to compare Mäori<br />
with non-Mäori (or any other specific ethnic<br />
group), but to assess norms that are attuned<br />
to Mäori realities <strong>and</strong> Mäori world views<br />
(Durie, 2006). Durie argues that although<br />
universal indicators <strong>and</strong> measures can<br />
be applied to Mäori, as they can to other<br />
populations, there are additional unique<br />
characteristics of Mäori that require special<br />
measurement. Although Mäori are far<br />
from homogenous: “There are nonetheless<br />
sufficient commonalities to warrant<br />
treatment as a distinctive population…..”<br />
(Durie, 2003a, p. 312).<br />
Capturing participation as Mäori requires the<br />
use of Mäori-specific measures related to<br />
personal wellbeing. Mäori-specific measures<br />
are attuned to contemporary Mäori realities<br />
<strong>and</strong> Mäori world views (Durie, 2004). It<br />
is important to note the emphasis on<br />
contemporary Mäori society, as indigenous<br />
cultures are dynamic <strong>and</strong> responsive to the<br />
realities <strong>and</strong> needs of ‘their time’ (Henriksen,<br />
2008, p.36).<br />
Examples of Mäori-specific<br />
measurement<br />
For instance, a Mäori-specific measure of<br />
adequate housing might take into account<br />
the level of provision <strong>for</strong> extended families<br />
<strong>and</strong> manuhiri. A measure of educational<br />
attainment might include measures that<br />
relate to the use <strong>and</strong> knowledge of Mäori<br />
language. Similarly Mäori-specific indicators<br />
<strong>for</strong> employment might include employment in<br />
Mäori-designated positions, participation in<br />
affirmative action programmes or participation<br />
in employment that supports Mäori cultural<br />
development (Durie, 2003a, p.315). It may<br />
also include ascertaining if the employment<br />
supported Mäori staff to be Mäori (e.g.<br />
whether the employment supports te reo<br />
Mäori in the workplace, <strong>and</strong> other Mäori<br />
cultural practices, such as leave or flexible<br />
working hours <strong>for</strong> tangi <strong>and</strong> other cultural<br />
responsibilities).<br />
The challenges posed by existing<br />
data collection methods<br />
In a similar vein, <strong>and</strong> in the context of<br />
measuring <strong>per<strong>for</strong>mance</strong> <strong>for</strong> Mäori, Statistics<br />
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New Zeal<strong>and</strong> (2002) explains that historically<br />
governments have had their own reasons<br />
to collect statistics on Mäori, <strong>and</strong> that<br />
this has meant that Mäori statistics have<br />
tended to meet specific government needs<br />
(concurring with Durie’s view), rather than<br />
overall development aspirations of Mäori.<br />
Mäori statistics tend to represent non-Mäori<br />
analytical frameworks <strong>and</strong> philosophical<br />
approaches, fail to represent Mäori realities,<br />
<strong>and</strong> are based on the underlying assumptions<br />
that some Mäori have questioned the<br />
relevance of that data.<br />
4.3 WELLBEING FOR THE<br />
INDIVIDUAL AND THE GROUP<br />
A key difference between Mäori writings <strong>and</strong><br />
the domestic <strong>and</strong> international literature is<br />
their emphasis on measuring wellbeing <strong>for</strong> not<br />
just the individual but the group. Durie has<br />
consistently argued that indicators should be<br />
able to capture both the individual <strong>and</strong> the<br />
group (see Durie, 2003c; Durie et al., 2005c).<br />
Durie (2003a) suggests that in order to promote<br />
positive Mäori participation in society as<br />
Mäori 6 <strong>and</strong> in Mäori society, Mäori-specific<br />
measures must include some measurement at<br />
a level wider than the individual; otherwise<br />
they will not adequately reflect a Mäori<br />
world view. Humpage (2002, pp.192-3) notes:<br />
“Key indicators of economic status such<br />
as…..employment……do not account <strong>for</strong> the<br />
collective economic status of whänau (extended<br />
family), hapu <strong>and</strong> iwi. Nor do they take note of<br />
the culturally significant relationships between<br />
individuals <strong>and</strong> hapu/iwi or other Mäori groups<br />
(Kawharu, 2001, pp.3-4)”.<br />
4.4 MEASURES CAPTURING<br />
WHÄNAU ADVANCEMENT<br />
Whänau – the foundation Mäori<br />
institution <strong>and</strong> most effective<br />
change agent<br />
Durie <strong>and</strong> several other Mäori academics<br />
(Durie, 2003a, 2003c, 2006; Durie, Fitzgerald,<br />
Kingi <strong>and</strong> Stevenson, 2003b; Durie et al.,<br />
2005c; Durie <strong>and</strong> Kingi, 2010) say that<br />
measuring the impact of a service on a client’s<br />
whänau is important because whänau is the<br />
foundation Mäori institution. Whänau has the<br />
potential to point its own members towards<br />
good outcomes in both the generic <strong>and</strong> Mäori<br />
sense. Whänau have also been identified as<br />
the most sustainable <strong>and</strong> effective agents of<br />
change <strong>for</strong> Mäori.<br />
The strength of using both individual<br />
<strong>and</strong> whänau measures<br />
Client <strong>and</strong> whänau impact measures (<strong>for</strong><br />
service delivery) should include three different<br />
perspectives of the impact or outcome<br />
achieved, those of: the client <strong>and</strong> service<br />
provider; <strong>and</strong> a member of the client’s<br />
whänau. This would involve ascertaining their<br />
views of progress or lack thereof, against<br />
pretested questions at practical intervals<br />
(Durie <strong>and</strong> Kingi, 2010, p.36).<br />
The theory of measuring<br />
whänau impacts<br />
There<strong>for</strong>e what is needed are measures that<br />
ascertain: how an intervention impacts<br />
on Mäori customers’ wellbeing as Mäori,<br />
<strong>and</strong> their relationships with their whänau<br />
21<br />
6 Mäori participation in society is about being able to participate while retaining a Mäori identity (Durie, 2003a, p.309).<br />
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including their capacity to per<strong>for</strong>m those tasks<br />
expected of whänau (Durie <strong>and</strong> Kingi, 2010);<br />
<strong>and</strong> the status of whänau by assessing their<br />
capacities to per<strong>for</strong>m those tasks expected of<br />
whänau (Durie, 2003c). Key characteristics of<br />
whänau relationships are: collective identity,<br />
interdependence, mutuality, reciprocity <strong>and</strong><br />
shared responsibility within a Mäori context.<br />
Whänau is more than the socio-economic<br />
status of individual members. A whänau’s<br />
strengths or weaknesses cannot be fully<br />
measured by adding together the sum total of<br />
indicators based on the circumstances of its<br />
individual members.<br />
Durie et al. (2012, p.39) suggest Mäori-specific<br />
wellbeing measures (whänau or otherwise)<br />
are likely to have maximum utility if they are<br />
able to be applied across a range of agencies,<br />
sectors, <strong>and</strong> organisations, regardless of the<br />
size or operational design.<br />
4.5 STRENGTH-BASED<br />
MEASURES OF ADVANCEMENT IN<br />
CONTEMPORARY TE AO MÄORI<br />
A measure of Mäori wellbeing <strong>and</strong> other<br />
Mäori specific measures should emphasise<br />
progressive advancement rather than the<br />
management of adversity. Several Mäori<br />
authors see this as relevant to aspirations<br />
towards self-determination. O’Sullivan (2006,<br />
p.7) asserts that “Mäori perceive development<br />
as development as Mäori, not advancement<br />
by assimilation”. In other words, development<br />
<strong>for</strong> Mäori “includes their desire to take charge<br />
of their own development [as Mäori, not just<br />
as citizens]; an ongoing interest in selfdetermination,<br />
autonomy, <strong>and</strong> involvement<br />
in policies <strong>and</strong> programmes that affect them”<br />
(Ringold, 2005, p.8). Mäori have their own<br />
perception of their world <strong>and</strong> how it should<br />
evolve. Durie (2003a, p.312) points out that<br />
under the Mäori-specific approach the aim<br />
is to assess outcomes <strong>for</strong> Mäori against<br />
contemporary norms common amongst Mäori,<br />
not to compare Mäori with any other ethnic<br />
population group or collective of groups.<br />
Care is needed to ensure the measures reflect<br />
the diverse cultural realities of Mäori <strong>and</strong> are<br />
not shaped by views which are outdated, too<br />
constrained, or out of alignment with the<br />
contemporary environment (Durie <strong>and</strong> Kingi,<br />
2012, p.40).<br />
Integrated approach<br />
Models of Mäori development <strong>and</strong> social<br />
advancement have all stressed the need <strong>for</strong> an<br />
integrated approach to <strong>Te</strong> Ao Mäori outcome<br />
states. “A deficit in any of the domains would<br />
constitute an unhealthy position (<strong>for</strong> Mäori<br />
at least) <strong>and</strong> irrespective of how favourable<br />
the other outcome domains are. To this end,<br />
Mäori measures of <strong>effectiveness</strong> are likely to<br />
be mutually reliant – that is a positive outcome<br />
might only be achieved when all constructs<br />
show positive gains” (Durie et al., 2012,<br />
p.41). Agencies need to do more to: recognise<br />
Mäori potential <strong>and</strong> capacity <strong>and</strong> strengths,<br />
particularly within the community; <strong>and</strong> use<br />
that in<strong>for</strong>mation to address Mäori concerns<br />
(Durie et al., 2012, p.42). Durie et al. (2012,<br />
p.50) argue that agencies should explore the<br />
“opportunities to exploit the positive aspects of<br />
Mäori society, Mäori endeavour, Mäori culture<br />
or Mäori success…” Their work <strong>and</strong> Hua Oranga<br />
also suggests that agencies with a provider arm<br />
might be best placed to trail such measures.<br />
T E P U N I K Ö K I R I<br />
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4.6 MEASURES FOR MÄORI<br />
AS PART OF A MEASUREMENT<br />
FRAMEWORK<br />
Mäori outcomes require multiple dimensions<br />
<strong>and</strong> indicators/measures of <strong>per<strong>for</strong>mance</strong><br />
reflecting the holistic nature <strong>and</strong> concepts of<br />
Mäori wellbeing. Mäori-specific or cultural<br />
measures might best be employed as part<br />
of a framework to measure improvement<br />
in Mäori outcomes. The framework should<br />
capture wellbeing <strong>for</strong> the individual <strong>and</strong> Mäori<br />
groups, such as whänau (as discussed above),<br />
<strong>and</strong> the Mäori population as a whole. Ideally<br />
the framework would capture indicators <strong>and</strong><br />
measures of advancement <strong>for</strong> other significant<br />
Mäori groups such as hapu <strong>and</strong> iwi.<br />
Developing <strong>and</strong> trialling a framework<br />
In building such a framework, Durie <strong>and</strong> Kingi<br />
(2010, p.31) suggest practitioners need to start<br />
from an analysis of what the literature says<br />
are important outcomes or impacts from an<br />
intervention <strong>for</strong>, <strong>and</strong> according to, Mäori clients.<br />
As with mainstream universal <strong>and</strong><br />
comparative measures, such a framework of<br />
Mäori-specific measures would need to be<br />
trialled prior to implementation. Importantly,<br />
this would help to refine the outcome or<br />
impact dimensions that are important to<br />
Mäori clients <strong>and</strong> the key aspects of whänau<br />
advancement to be captured.<br />
Durie et al. (2012, p.41) also point out that<br />
either new data collection mechanisms will be<br />
needed or the reinterpretation or analysis of<br />
existing in<strong>for</strong>mation will be required.<br />
4.7 TE HOE NUKU ROA AND HUA<br />
ORANGA FRAMEWORKS<br />
The literature review found a limited number<br />
of Mäori-measurement framework examples<br />
in the public domain. Significant frameworks<br />
were <strong>Te</strong> Hoe Nuku Roa <strong>and</strong> Hua Oranga,<br />
the groundbreaking indigenous health<br />
measurement framework in the health sector.<br />
The Hua Oranga framework has impact<br />
measures which capture Mäori customer cultural<br />
enhancement (or not) during, <strong>and</strong> at the end of<br />
an intervention (Durie <strong>and</strong> Kingi, 2010).<br />
<strong>Te</strong> Hoe Nuku Roa was developed from a<br />
longitudinal Massey University study involving<br />
550 households <strong>and</strong> is in use in the health<br />
<strong>and</strong> housing sectors. It is a study built on<br />
a relational framework made up of four<br />
interacting axes: paihere tangata (human<br />
relationships); <strong>Te</strong> Ao Mäori (Mäori culture<br />
<strong>and</strong> identity); ngä ähuatanga noho-ä-tangata<br />
(social-economic circumstances); <strong>and</strong> ngä<br />
whakanekeneke (change over time). Each axis<br />
<strong>for</strong>ms a pütake (root), from which subsets,<br />
ngä peka (branches), take <strong>for</strong>m, resulting in<br />
ngä rau (leaves), the areas of inquiry that will<br />
provide essential in<strong>for</strong>mation both to quantify<br />
<strong>and</strong> qualify ngä peka <strong>and</strong> ngä pütake.<br />
The benefit of this framework is one axis<br />
can be linked with items on the other. This<br />
provides <strong>for</strong> the creation of a more complete<br />
profile of Mäori than has been possible in<br />
the past. Most descriptions of Mäori have<br />
suffered from cross-sectional limitations<br />
<strong>and</strong> a single sectoral interest (<strong>Te</strong> Pümanawa<br />
Hauora Research Centre <strong>for</strong> Mäori Health <strong>and</strong><br />
Development, undated). 7<br />
23<br />
7 In 2009 the study applied the Healthy Housing Index to 80 homes in the Nelson/Marlborough region, gathering<br />
in<strong>for</strong>mation on the structure <strong>and</strong> conditions of various homes.<br />
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Illustrative example: applying elements of <strong>Te</strong> Hoe Nuku Roa to employment<br />
By way of illustration as to how the framework could be used in a multitude of settings,<br />
key points of connection between measuring the <strong>effectiveness</strong> of a mainstream employment<br />
service <strong>for</strong>, <strong>and</strong> with, Mäori, <strong>and</strong> the <strong>Te</strong> Hoe Nuku Roa framework are underlined in<br />
Table Three below.<br />
Table Three - <strong>Te</strong> Hoe Nuku Roa framework<br />
Ngä Pütake<br />
Axes<br />
Ngä Peka<br />
Subsets<br />
Ngä Rau<br />
Focused units of inquiry<br />
Axis 1<br />
Paihere Tangata<br />
Human Relationships<br />
Individual<br />
Family<br />
Household<br />
Whänau<br />
Household<br />
Roles <strong>and</strong> relationships<br />
Whänau cohesion<br />
Interdependence<br />
Axis 2<br />
<strong>Te</strong> Ao Mäori<br />
Mäori Identity<br />
Mana ake<br />
(personal identity)<br />
Taonga tuku iho<br />
(cultural heritage)<br />
Ngä rawe a Rangi räua kö Papa<br />
(natural resources)<br />
Whakanohohanga Mäori<br />
(Mäori institutions)<br />
Ethnic affiliation<br />
Language<br />
Tikanga<br />
L<strong>and</strong><br />
Fisheries<br />
Forests<br />
Environment<br />
Marae<br />
Hapu activities<br />
Iwi links<br />
Axis 3<br />
Ngä ähuatanga noho ä tangata<br />
Socio-economic circumstances<br />
Oranga tangata (wellbeing)<br />
Whai taonga (societal st<strong>and</strong>ing)<br />
Whai huanga (economic position)<br />
Health<br />
Education<br />
Housing<br />
Employment<br />
Lifestyles<br />
Income<br />
Axis 4<br />
Ngä Whaka-nekeneketanga<br />
Change over time<br />
Changing household dynamics<br />
Wider interactions<br />
Shift in cultural identity<br />
Altered circumstances<br />
Mobility<br />
Stability<br />
Realisation of aspirations<br />
Vulnerability Impact of external factors<br />
New groupings<br />
T E P U N I K Ö K I R I<br />
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PART 5: KEY IMPLEMENTATION ISSUES FOR<br />
MEASURING PERFORMANCE FOR MÄORI<br />
5.1 GOOD QUALITY DATA AND<br />
ROBUST DATA ANALYSIS<br />
The availability of reliable data will be a<br />
key challenge <strong>for</strong> agencies in carrying out<br />
<strong>per<strong>for</strong>mance</strong> measurement by ethnicity (Durie<br />
et al, 2012; Ringold, 2005).<br />
Ethnicity data<br />
The fluid nature of ethnicity poses one of the<br />
main challenges. People in New Zeal<strong>and</strong>, as<br />
in other countries, may change the ways in<br />
which they identify themselves over time, or<br />
they may identify themselves differently in<br />
different environments, such as at work <strong>and</strong> at<br />
home (Statistics New Zeal<strong>and</strong>, 2005).<br />
Ethnicity data is based on self-identification,<br />
but that self-identification, <strong>for</strong> a variety of<br />
reasons, is not always possible. When selfidentification<br />
is not possible, proxy responses<br />
are often collected. This creates inaccuracies<br />
because in these cases the individual has<br />
their ethnicity identified by a third party<br />
on their behalf, based on the third party’s<br />
perception of the individual’s ethnic identity.<br />
Nonetheless, agencies are expected to comply<br />
with Statistics New Zeal<strong>and</strong>’s classification<br />
st<strong>and</strong>ards on ethnicity.<br />
Kukutai (2004) suggests agencies ought<br />
to be more <strong>for</strong>thcoming on how Mäori is<br />
defined, <strong>and</strong> the assumptions about why <strong>and</strong><br />
how it is deployed. There are guidelines <strong>for</strong><br />
the state sector on how to use the non-<br />
Mäori group in ethnicity statistics (Statistics<br />
New Zeal<strong>and</strong>, 2005).<br />
Many mainstream services would benefit from<br />
Mäori-inclusive evaluations (Thomas, 2002),<br />
which would provide in<strong>for</strong>mation that in<strong>for</strong>ms<br />
improvement. There would also be benefit<br />
in agencies sharing data sets <strong>and</strong> the results<br />
of evaluations to build an evidence base<br />
about progress towards desired longer term<br />
outcomes (State Services Commission, 2011b).<br />
5.2 ORGANISATIONS NEED THE<br />
RIGHT CAPABILITY<br />
In order to maintain ethnicity data quality,<br />
agencies need the right leadership, <strong>and</strong> technical<br />
<strong>and</strong> policy expertise to drive dem<strong>and</strong> <strong>for</strong> it.<br />
Leadership<br />
When agencies set ethnicity targets they<br />
need to be supported by a champion at senior<br />
management level (The Treasury, 2004, 2006).<br />
Mäori under-represented in key<br />
public sector roles<br />
One of the main themes that emerges from<br />
the literature is the under-representation of<br />
Mäori in the public service in many influential<br />
roles: chief executive; senior management;<br />
middle management; policy; professional; <strong>and</strong><br />
technical roles (State Services Commission,<br />
2003a, 2010a, 2010c, 2011c; Human Rights<br />
Commission, 2011a). A number of sources note<br />
that diversity is important <strong>for</strong> <strong>effectiveness</strong><br />
of public services (OECD, 2009 discussed in<br />
State Services Commission, 2010c, <strong>and</strong> Human<br />
Rights Commission (2011a, p.32).<br />
Durie (2004, p.6) suggests that: “Increasing<br />
the level of direct involvement of Mäori in<br />
the State is important <strong>and</strong> can be justified<br />
on several grounds but unless the ef<strong>for</strong>t<br />
leads to demonstrable benefits <strong>for</strong> Mäori the<br />
exercise becomes one of primarily creating<br />
equal employment opportunities rather than<br />
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specifically advancing Mäori people. The<br />
equal employment goal is not insignificant<br />
but it is a different aim from achieving best<br />
outcomes <strong>for</strong> Mäori.” One impediment is the<br />
“innate tendency <strong>for</strong> a dominant group to<br />
tend to appoint people like themselves <strong>and</strong><br />
listen more to people like themselves – often<br />
unaware of the bias involved” (State Services<br />
Commission (2004), discussed in Human<br />
Rights Commission (2011a, p.33).<br />
Durie et al. (2012, p.44) suggest that <strong>for</strong><br />
agencies that have high numbers of Mäori<br />
clients, one measure of an effective Mäori<br />
work<strong>for</strong>ce is the extent to which the agency<br />
has a corresponding high number of Mäori<br />
staff employed at various levels, particularly at<br />
managerial or senior levels.<br />
The responsibility of all<br />
public servants<br />
It is also worth noting that <strong>effectiveness</strong> <strong>for</strong><br />
Mäori is not just the responsibility of Mäori<br />
staff, but a Crown responsibility <strong>for</strong> all public<br />
servants (Ministerial Advisory Committee on a<br />
Mäori Perspective <strong>for</strong> the Department of Social<br />
Welfare, 1988, pp.78-9; Love, 2001, discussed<br />
in Humpage, 2002, p.186; The Families<br />
Commission, 2012). Durie et al. (2012, p.44)<br />
place importance not just on the numbers<br />
of Mäori staff in key positions, but also the<br />
extent to which all staff throughout an agency<br />
underst<strong>and</strong> Mäori perspectives.<br />
Systems <strong>and</strong> structures<br />
Systems <strong>and</strong> structures can also play a<br />
part. For example, policy advice is often not<br />
developed with the implications of Mäori <strong>and</strong><br />
Pacific peoples in mind, <strong>and</strong> there is currently<br />
no requirement to show Cabinet that policy<br />
advice has considered the direct or indirect<br />
implications of that advice <strong>for</strong> Mäori (Human<br />
Rights Commission, 2011a, p.31).<br />
Organisational culture needs to foster<br />
<strong>and</strong> support Mäori perspectives<br />
Durie et al. (2012, p.44) suggest what is needed<br />
is an organisational culture that fosters <strong>and</strong><br />
supports Mäori perspectives, <strong>and</strong> that Mäori<br />
in senior positions are able to maintain their<br />
“Mäori-ness” without compromise.<br />
5.3 STAFF NEED TO FEEL<br />
CONFIDENT OF THE REASONS<br />
FOR MEASURING PERFORMANCE<br />
IN RELATION TO MÄORI (OR ANY<br />
OTHER ETHNIC GROUP)<br />
Focusing on Mäori can be<br />
politically contentious<br />
The arguments in favour of measuring<br />
<strong>per<strong>for</strong>mance</strong> in relation to Mäori have been<br />
stated above in Part One. Nevertheless, it can<br />
be difficult <strong>for</strong> the state sector <strong>and</strong> the wider<br />
public to accept the legitimacy of difference<br />
<strong>and</strong> indigenous aspirations (O’Sullivan,<br />
2006, p.8). Humpage (2008) suggests this<br />
is because focusing on Mäori or addressing<br />
ethnic inequity to improve the socio-economic<br />
status of Mäori tends to be perceived by the<br />
press <strong>and</strong> much of the state sector generally,<br />
as privileging Mäori on the basis of race<br />
over others. Humpage’s views are shared<br />
by O’Sullivan (2006) <strong>and</strong> the Human Rights<br />
Commission (2011a).<br />
In view of the above factors, government<br />
agencies can experience pressure to report<br />
on what is safe <strong>and</strong> easily measurable, with<br />
<strong>per<strong>for</strong>mance</strong> indicators <strong>for</strong> improving outcomes<br />
<strong>for</strong> Mäori selected to ensure they do not<br />
embarrass the chief executive or minister<br />
(Humpage (2008, pp 418-9). See also Gill<br />
<strong>and</strong> Russell, 2011). This also creates tensions<br />
between the purposes of collecting in<strong>for</strong>mation<br />
<strong>for</strong> accountability <strong>and</strong> <strong>for</strong> service improvement.<br />
The <strong>for</strong>mer implies some risk averseness, while<br />
the latter implies a willingness to innovate (Gill<br />
<strong>and</strong> Schmidt, 2011, p.16).<br />
T E P U N I K Ö K I R I<br />
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5.4 THE NEED FOR FORETHOUGHT<br />
Much of the international literature notes that<br />
developing good <strong>per<strong>for</strong>mance</strong> measures <strong>and</strong><br />
reporting requires a lot of <strong>for</strong>ethought around<br />
the behavioural implications that might result<br />
from particular indicators (Gill <strong>and</strong> Russell,<br />
2011, pp.10-12, 36-42). The international<br />
literature clearly identified examples of<br />
gaming <strong>and</strong> cheating in the delivery of<br />
employment services, <strong>and</strong> associated with<br />
<strong>per<strong>for</strong>mance</strong> measures of ethnicity based on<br />
administration data. 8<br />
More broadly the international literature noted<br />
the dynamics established by <strong>per<strong>for</strong>mance</strong><br />
measurement of <strong>per<strong>for</strong>mance</strong> management<br />
means that four perverse laws operate, namely<br />
the laws of:<br />
• decreasing <strong>effectiveness</strong> (the system<br />
is perverted);<br />
• mushrooming (the system is bloated);<br />
• collective blindness (myopia based on<br />
short-sighted putting too much weight on<br />
production figures); <strong>and</strong><br />
• preserving perverted systems (i.e.<br />
insufficient incentives <strong>for</strong> ab<strong>and</strong>oning the<br />
system) (de Bruijn (2006, p.37) discussed in<br />
Gill <strong>and</strong> Russell, 2011, p.11).<br />
While it is not the topic of this literature<br />
review, international sources provided some<br />
useful advice about reducing perverse strategic<br />
behaviour (see, <strong>for</strong> example, de Bruijun, 2006).<br />
5.5 THE NEED FOR LONG-TERM<br />
COMMITMENT<br />
Successfully measuring <strong>and</strong> improving<br />
<strong>effectiveness</strong> <strong>for</strong> Mäori requires agencies to<br />
have a consistent <strong>and</strong> long-term commitment<br />
to measuring <strong>and</strong> improving outcomes <strong>for</strong><br />
Mäori. This commitment is needed because<br />
changes in high level outcome states can<br />
take a long time to materialise. Other<br />
contributing factors include the challenging<br />
nature of improving high level outcomes <strong>for</strong><br />
Mäori (Humpage, 2002, 2008; Human Rights<br />
Commission, 2011a). Developing robust Mäorispecific<br />
<strong>per<strong>for</strong>mance</strong> measures <strong>for</strong> the benefit of<br />
Mäori consumers of the service can take years.<br />
The <strong>Te</strong> Hua Oranga measurement framework tool<br />
took 10 years of trialling to develop.<br />
5.6 THE NEED FOR COLLABORATION<br />
Strong leadership is also required in order to<br />
ensue “a whole of government approach if<br />
the needs of diverse population groups are<br />
to be addressed effectively” (Human Rights<br />
Commission, 2011a, p.33).<br />
“The ability of an agency to work<br />
collaboratively with other agencies was<br />
considered essential <strong>and</strong> a critical measure of<br />
<strong>effectiveness</strong> (<strong>for</strong> measuring <strong>effectiveness</strong> from<br />
a <strong>Te</strong> Ao Mäori perspective), as was the ability<br />
of an agency to put in place interventions that<br />
were more holistic in nature <strong>and</strong> addressed<br />
multiple needs” (Durie et al., 2012, p.45). Many<br />
of the social issues experienced by Mäori<br />
consumers of social services are complex (as<br />
with other clients), often linked to a broad<br />
range of concerns, not able to be addressed<br />
by a single agency or even single intervention<br />
<strong>and</strong> there<strong>for</strong>e require integrated <strong>and</strong><br />
comprehensive solutions. This is particularly<br />
true <strong>for</strong> agencies that seek to facilitate a<br />
whänau approach to resolve problems, <strong>and</strong><br />
measure <strong>effectiveness</strong> <strong>for</strong> Mäori consumers<br />
<strong>and</strong> their whänau (Durie, et al., 2012).<br />
27<br />
8 One example was the use of unnecessary interventions targeted at the easy-to-place job seekers in order to improve the<br />
recorded <strong>per<strong>for</strong>mance</strong> of the measures. The list of hazards relevant to employment services includes:<br />
• cheating <strong>and</strong> gaming (Radnor, 2008);<br />
• creating unintended consequences (see Nun, Bickkerstaffe <strong>and</strong> Mitchell, 2009, on negative externalities);<br />
• excessive costs relative to the benefits (de Bruijn, 2006); <strong>and</strong><br />
• displacement leading to worthwhile activities being de-prioritised (discussed in Gill <strong>and</strong> Russell, 2011, p.17).<br />
K E Y I M P L E M E N T A T I O N I S S U E S F O R M E A S U R I N G P E R F O R M A N C E F O R M Ä O R I
PART 6 : CONCLUSION<br />
28<br />
In summarising the domestic academic<br />
opinion, three main reasons emerge <strong>for</strong><br />
measuring agency <strong>and</strong> service <strong>per<strong>for</strong>mance</strong><br />
in relation to Mäori:<br />
• This <strong>per<strong>for</strong>mance</strong> in<strong>for</strong>mation can feed<br />
continuous improvement to government<br />
services, increasing the transparency,<br />
efficiency <strong>and</strong> <strong>effectiveness</strong> of government<br />
spending.<br />
• Mäori, as indigenous people <strong>and</strong> Treaty<br />
partners, may have different interests <strong>and</strong><br />
preferences, meaning that universal <strong>and</strong><br />
comparative <strong>per<strong>for</strong>mance</strong> measurement<br />
may not always provide the best<br />
in<strong>for</strong>mation.<br />
• Focusing on Mäori to achieve equity is<br />
consistent with our international human<br />
rights obligations <strong>and</strong> is endorsed by the<br />
UN Committee <strong>for</strong> the Elimination of Racial<br />
Discrimination <strong>and</strong> the OECD.<br />
Notwithst<strong>and</strong>ing these arguments, a focus<br />
on Mäori can be politically contentious <strong>and</strong><br />
requires some determination <strong>and</strong> leadership. In<br />
some cases, it also requires more sophisticated<br />
data capture <strong>and</strong> analysis, meaning that<br />
agencies would have to invest in their systems,<br />
capability, <strong>and</strong> organisational culture.<br />
In a significant nexus between the<br />
international <strong>and</strong> domestic academic<br />
literature, both sets of opinion conclude that<br />
there is no ‘one-size-fits-all’ <strong>per<strong>for</strong>mance</strong><br />
measurement framework. Designing a<br />
successful framework should take into account<br />
the needs of the stakeholders, including<br />
citizens <strong>and</strong> service users. Engaging those<br />
stakeholders can add legitimacy <strong>and</strong> public<br />
<strong>and</strong> political buy-in to the measures.<br />
Engaging with Mäori communities on these<br />
matters may bring into focus the need <strong>for</strong><br />
Mäori-specific measures, which measure<br />
progress against Mäori-determined priorities<br />
<strong>and</strong> cultural preferences.<br />
It is clear that comparative measurement of<br />
ethnic differences in universal outcomes (e.g.<br />
the national employment rate) remains a valid<br />
tool. Some authors sound a caution against<br />
using traditional methods of comparative<br />
measurement in a way that would produce<br />
a ‘disparity’ analysis. Some also recommend<br />
providing full ethnic comparison (i.e. Mäori;<br />
New Zeal<strong>and</strong> Europeans; <strong>and</strong> Pacific people),<br />
which offers a richer picture than the<br />
traditional Mäori/non-Mäori analysis.<br />
If there is a serious disconnection within<br />
the literature, it is between the academic<br />
literature <strong>and</strong> the ‘official requirements.’ The<br />
official requirements lack up-to-date advice<br />
on collecting <strong>and</strong> analysing <strong>per<strong>for</strong>mance</strong><br />
in<strong>for</strong>mation about Mäori or other ethnicities.<br />
The last comprehensive set of guidance from<br />
one of the central agencies was issued in<br />
1998, by the Controller <strong>and</strong> Auditor-General.<br />
This points the way to further work. The<br />
government is implementing its Better Public<br />
Services re<strong>for</strong>ms, which aim towards better<br />
results achieved more efficiently. It has<br />
set specific targets <strong>for</strong> improved outcomes<br />
from services of which Mäori are significant<br />
consumers. It would be timely, then, to<br />
consider the findings of this literature review<br />
in the development of guidance <strong>and</strong> advice to<br />
the state sector.<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
GLOSSARY<br />
Aspirational goals<br />
Expected <strong>per<strong>for</strong>mance</strong> that will not be<br />
achieved in the next year.<br />
Attribution<br />
The extent to which an impact or outcome<br />
can be directly assigned to the activities<br />
undertaken by an agency or agencies.<br />
Capability<br />
What an organisation needs in terms of access<br />
to leadership, people, culture, relationships,<br />
processes <strong>and</strong> technology, physical assets, <strong>and</strong><br />
structures to efficiently deliver the goods <strong>and</strong><br />
services required to achieve the results sought<br />
by the entity - whether those results are set by<br />
reference to government policy or by statute.<br />
Cost-<strong>effectiveness</strong><br />
Describes the relationship between the level<br />
of resources used (costs) <strong>and</strong> progress toward<br />
a predetermined outcome (effect). The terms<br />
‘cost-<strong>effectiveness</strong>’ <strong>and</strong> ‘interventions’ are<br />
not <strong>for</strong>mally defined in legislation, so a broad<br />
interpretation should be taken consistent<br />
with the expectation that the major activities<br />
that entities carry out add real value at a<br />
reasonable cost. Assessing cost-<strong>effectiveness</strong>,<br />
<strong>and</strong> identifying cost-<strong>effectiveness</strong> intentions,<br />
involves entities tracking <strong>per<strong>for</strong>mance</strong> over<br />
time to allow readers to underst<strong>and</strong> whether<br />
the costs of services are justified by the<br />
impact <strong>and</strong> outcome results produced.<br />
Dimensions of <strong>per<strong>for</strong>mance</strong><br />
Are the aspects or properties of <strong>per<strong>for</strong>mance</strong><br />
that a particular <strong>per<strong>for</strong>mance</strong> measure can<br />
address. They include, but are not limited to,<br />
quantity, quality, timeliness, location, <strong>and</strong> cost.<br />
Disaggregation<br />
The process of deconstructing an output<br />
or outcome into their component parts, or<br />
reporting <strong>per<strong>for</strong>mance</strong> separately <strong>for</strong> different<br />
groups, e.g. population groups or product lines.<br />
Effectiveness<br />
The difference agencies make through the<br />
services they provide. Effectiveness focuses on<br />
the impact that has been achieved through<br />
the delivery of one or more outputs.<br />
Efficiency<br />
The price of producing a unit of output<br />
(‘technical efficiency’). Alternatively, it can<br />
mean the proportion of output reaching target<br />
groups (‘allocative efficiency’). To make valid<br />
comparisons the outputs or output mixes<br />
being compared must be homogenous.<br />
Elements of non-financial<br />
<strong>per<strong>for</strong>mance</strong> reporting<br />
Include inputs, outputs, impacts, <strong>and</strong><br />
outcomes, which can be measured <strong>for</strong> the<br />
purpose of reporting <strong>and</strong> assessing the entity’s<br />
<strong>per<strong>for</strong>mance</strong>.<br />
Equal employment opportunity<br />
For the purposes of section 58 of the State<br />
Sector Act an equal opportunities programme<br />
means a programme that is aimed at the<br />
identification <strong>and</strong> elimination of all aspects<br />
of policies, procedures, <strong>and</strong> other institutional<br />
barriers that cause or perpetuate, or tend to<br />
cause or perpetuate, inequality in respect to the<br />
employment of any persons or group of persons.<br />
Intervention<br />
Interventions include legislation, policies,<br />
transfers, programmes <strong>and</strong> service delivery<br />
arrangements.<br />
29<br />
G L O S S A R Y
30<br />
Impact<br />
The contribution made to an outcome by a<br />
specified set of outputs, or actions, or both.<br />
Impacts are the contributions made to an<br />
outcome by a specified set of outputs. Often<br />
referred to as “intermediate outcomes”, they<br />
represent the relatively immediate or direct<br />
effect on stakeholders of the entity’s outputs.<br />
Intermediate outcome<br />
Articulates the effect that an agency’s<br />
services <strong>and</strong> interventions are having on New<br />
Zeal<strong>and</strong>ers. Intermediate outcomes allow an<br />
agency or sector to determine what difference<br />
it is making through the services it is providing<br />
with its outputs, <strong>and</strong> to discern progress<br />
towards the achievement of outcomes.<br />
Intervention logic<br />
The strategic <strong>and</strong>/or operational articulation<br />
of how one or more interventions will produce<br />
desirable outcomes <strong>for</strong> New Zeal<strong>and</strong>ers,<br />
including valid measures of success at the<br />
output, intermediate outcome <strong>and</strong> outcome<br />
levels of <strong>per<strong>for</strong>mance</strong>.<br />
Main measures<br />
Are the medium-term (at least threeyear)<br />
measures the entity uses to assess<br />
<strong>and</strong> report on its impacts, outcomes, or<br />
objectives, <strong>and</strong> the cost-<strong>effectiveness</strong> of its<br />
interventions. Main measures can cover the<br />
entity’s organisational health <strong>and</strong> capability<br />
to per<strong>for</strong>m its functions <strong>and</strong> conduct its<br />
operations effectively, <strong>and</strong> any other matters<br />
necessary to underst<strong>and</strong> its operating<br />
intentions <strong>and</strong>, <strong>for</strong> government departments,<br />
direction specified by their minister.<br />
Objectives<br />
The term “objectives” recognises that not<br />
all outputs <strong>and</strong> activities <strong>and</strong> departmental<br />
functions are intended to achieve “outcomes”<br />
as that term is defined above. Some<br />
outputs <strong>and</strong> activities <strong>and</strong> departmental<br />
functions – such as ministerial servicing,<br />
or managing certain core Parliamentary<br />
or government processes like drafting<br />
legislation or appointing departmental chief<br />
executives – do not target a direct societal,<br />
economic or environmental effect, <strong>and</strong> their<br />
<strong>effectiveness</strong> should not be judged on that<br />
basis. Nevertheless, they can be important in<br />
the context of departmental <strong>per<strong>for</strong>mance</strong>, <strong>and</strong><br />
if so should be reported on.<br />
Outcome<br />
A state or condition of society, the economy or<br />
the environment <strong>and</strong> includes a change in that<br />
state or condition.<br />
Outputs<br />
Outputs are final goods <strong>and</strong> services – that<br />
is, they are supplied to someone outside the<br />
entity. They should not be confused with<br />
goods <strong>and</strong> services produced entirely <strong>for</strong><br />
consumption within the department. Output<br />
classes are groups of similar outputs.<br />
St<strong>and</strong>ard<br />
An intended level of <strong>per<strong>for</strong>mance</strong> within<br />
a stated timeframe.<br />
Whänau<br />
Can mean a whakapapa whänau (a whänau<br />
tied together by kinship) or a kaupapa whänau<br />
(a group tied together by other kinds of shared<br />
interests). It is possible to use similar outcome<br />
sets <strong>and</strong> measures <strong>for</strong> both.<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
A P P E N D I C E S
APPENDIX ONE<br />
32<br />
INFORMATION ON THE WORKING/<br />
BACKGROUND RESEARCH PAPERS<br />
FOR THIS REVIEW<br />
The international literature review<br />
This review was commissioned by <strong>Te</strong> <strong>Puni</strong><br />
Kökiri from the Institute of Policy Studies (IPS)<br />
at Victoria University; IPS literature analysis<br />
<strong>for</strong> <strong>Te</strong> <strong>Puni</strong> Kökiri on <strong>per<strong>for</strong>mance</strong> measures to<br />
improve service <strong>effectiveness</strong> <strong>for</strong> Mäori (Gill<br />
<strong>and</strong> Russell, 2011). <strong>Te</strong> <strong>Puni</strong> Kökiri supplied IPS<br />
with 48 recent contributions <strong>and</strong> 20 older<br />
sources from the international literature on<br />
<strong>per<strong>for</strong>mance</strong> measurement <strong>and</strong> management.<br />
• Internet searches were completed using a<br />
variety of search engines.<br />
• The reference sections of all the most<br />
pertinent literature were reviewed, <strong>and</strong> any<br />
relevant leads were pursued.<br />
• Several of the leading authors in<br />
the <strong>per<strong>for</strong>mance</strong> management <strong>and</strong><br />
measurement field were approached <strong>for</strong><br />
any references they were aware of that<br />
might be of relevance. 9<br />
• The IPS literature review supplemented <strong>Te</strong><br />
<strong>Puni</strong> Kökiri’s literature review with a further<br />
30 articles or monographs.<br />
The official requirements review<br />
That report analysed canvassed 25 official<br />
primary guidance <strong>and</strong> requirement reports.<br />
There is no one up to-date “master document”<br />
to guide <strong>per<strong>for</strong>mance</strong> measurement on<br />
the public sector intranet in this area. The<br />
number of official requirements <strong>and</strong> guidance<br />
documents add to subject matter complexity.<br />
The summary requirements report<br />
The summary report summarised the above<br />
review <strong>and</strong> elaborated slightly with a few<br />
additional sources. The summary report<br />
covered: development requirements;<br />
principles; working out what to measure;<br />
hierarchy of measures; st<strong>and</strong>ards <strong>and</strong> targets;<br />
testing; <strong>per<strong>for</strong>mance</strong> management systems;<br />
data collection; reporting requirements <strong>for</strong><br />
2011/12 accountability documents; leadership<br />
expectations; issues; <strong>and</strong> barriers.<br />
Employment-specific examples<br />
(“the desktop report”)<br />
This report analysed MSD’s <strong>per<strong>for</strong>mance</strong><br />
reporting of its front-line services: <strong>for</strong> the<br />
appropriations: 10<br />
• Output Class D2.Output Expense: Services<br />
to minimise the duration of unemployment<br />
<strong>and</strong> move people into work (used from<br />
2002/03 to 2007/8); <strong>and</strong><br />
• Tailored sets of services to help people into<br />
work <strong>and</strong> achieve independence (used from<br />
2008/09 onwards).<br />
9 The leading authors approached included Professor Patria de Lancer Julnes from the University of Baltimore, Associate Professor<br />
Alfred Tat-Kei Ho from Kansas University. Associate Professor Alfred Tat-Kei Ho confirmed this was internationally groundbreaking<br />
work <strong>and</strong> were keen to find out how <strong>Te</strong> <strong>Puni</strong> Kökiri got on (Ho, personal communication, 2011). Professor de Lancer Julnes, one<br />
of the world’s leading academics in this area, confirmed: “[She had] not come across any research that deals with <strong>per<strong>for</strong>mance</strong><br />
measurement <strong>and</strong> monitoring <strong>for</strong> indigenous people. In fact, research on the inclusion of monitories in any kind of government<br />
endeavours tends to be scant” (de Lancer, personal communication, 2011).<br />
10 The Appropriation averaged just under $450 million per annum.<br />
T E P U N I K Ö K I R I<br />
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The “Mäori Perspective” Report<br />
33<br />
This report was prepared by Kim Aiomanu,<br />
Monitoring Senior Analyst at <strong>Te</strong> <strong>Puni</strong> Kökiri. It<br />
consulted over 100 academic <strong>and</strong> practitioner<br />
reports <strong>and</strong> publications, sourced by <strong>Te</strong> <strong>Puni</strong><br />
Kökiri library <strong>and</strong> internet searches. Dr <strong>Te</strong><br />
Kani Kingi was asked to provide a comment<br />
on the report. He found that it “captures the<br />
main issues very well <strong>and</strong> it’s an excellent<br />
examination of the key issues <strong>for</strong> Mäori”<br />
(Kingi, personal communication, 2012).<br />
A P P E N D I X O N E
APPENDIX TWO<br />
34<br />
HUA ORANGA<br />
This framework/tool was developed in a<br />
mental health context, but upon examination<br />
<strong>Te</strong> <strong>Puni</strong> Kökiri believes it has potential to be<br />
adopted <strong>and</strong> adapted to other contexts, such<br />
as employment services the latter being an<br />
illustrative service examined in this<br />
literature review.<br />
HUA ORANGA MEASUREMENT<br />
QUESTIONS<br />
Particularly useful base-line questions from<br />
Hua Oranga that could be adopted <strong>for</strong><br />
measuring the <strong>effectiveness</strong> of a mainstream<br />
employment service (like Job Search Service)<br />
<strong>for</strong> Mäori, from a holistic Mäori view of<br />
wellbeing are presented in the following table.<br />
ELEMENTS<br />
The tool proposes:<br />
• A more accurate impression of outcome<br />
could be obtained by capturing the client’s<br />
<strong>and</strong> clinician’s (or the person doing the<br />
intervention) impressions of outcome<br />
<strong>per<strong>for</strong>mance</strong>, along with the views of<br />
whänau. Key stakeholders are: clients;<br />
the service provider; <strong>and</strong> a member of the<br />
client’s whänau.<br />
• Four domains of outcome reflecting the<br />
holistic nature <strong>and</strong> concepts of Mäori<br />
health <strong>and</strong> wellbeing.<br />
• Five end points in the treatment process at<br />
which it makes sense to measure outcomes<br />
(assessment, inpatient, outpatient treatment,<br />
community care <strong>and</strong> discharge). The end<br />
points align with contemporary service<br />
structures <strong>and</strong> appreciate the need <strong>for</strong> a<br />
dynamic tool, capable of responding to a<br />
number of consumer treatment variables.<br />
• A set of questions that could be adopted <strong>for</strong><br />
measuring the <strong>effectiveness</strong> of a mainstream<br />
service like Job Search Service <strong>for</strong> Mäori<br />
from a holistic Mäori view of wellbeing.<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
Illustrative examples of Hua Oranga base-line questions that could be<br />
trialled <strong>for</strong> employment services<br />
35<br />
Table Four - Hua Oranga measurement questions<br />
Dimensions<br />
Questions <strong>for</strong> the dimensions<br />
Wairua Client –<br />
As a result of the<br />
intervention do<br />
you feel<br />
Service provider –<br />
As a result of the<br />
intervention does the<br />
client feel<br />
Whänau –<br />
As a result of the<br />
intervention does<br />
your relative/whänau<br />
member feel<br />
1 Dignity, respect More valued as a person<br />
2 Cultural identity Stronger in yourself as Mäori<br />
3 Personal contentment More content within yourself<br />
4 Spiritually<br />
(non-physical experience)<br />
Healthier from a spiritual point of view<br />
Dimensions<br />
Questions <strong>for</strong> the dimensions<br />
Whänau Client -<br />
As a result of the<br />
intervention do<br />
you feel<br />
Service provider -<br />
As a result of the<br />
intervention does the<br />
client feel<br />
Whänau–<br />
As a result of the<br />
intervention does your<br />
relative feel<br />
1 Communication More able to communicate with your whänau<br />
2 Relationships More confident in your relationships with other people<br />
3 Mutuality Clearer about the relationships with your whänau<br />
4 Social participation More able to participate in your community<br />
A P P E N D I X T W O
APPENDIX THREE<br />
36<br />
Illustrative examples of generic impact measures <strong>for</strong> employment services<br />
Examples of generic impact measures <strong>for</strong> employment services from MSD’s recent SOIs are<br />
set out in Tables Five <strong>and</strong> Six below.<br />
Table Five - Measures <strong>for</strong> employment services from MSD’s 2012/15 SOI<br />
Ministry outcome - More people get into work <strong>and</strong> out of welfare dependency<br />
Intermediate Outcome Measure Target Comment/current Result<br />
Fewer clients are reliant<br />
on welfare<br />
The proportion of clients<br />
who get work be<strong>for</strong>e they<br />
require a benefit<br />
Increasing proportion New measures <strong>for</strong> 2012/13<br />
The proportion of clients<br />
who are working part time<br />
Increasing proportion New measures <strong>for</strong> 2012/13<br />
The proportion of clients<br />
who cancel their benefit <strong>and</strong><br />
exit into employment<br />
Increasing proportion New measures <strong>for</strong> 2012/13<br />
Fewer clients require a<br />
benefit long term<br />
The proportion of clients<br />
that are work ready<br />
Increasing proportion New measures <strong>for</strong> 2012/13<br />
The proportion of clients<br />
who remain on a working<br />
age benefit <strong>for</strong> longer than<br />
12 months<br />
Decreasing proportion New measures <strong>for</strong> 2012/13<br />
T E P U N I K Ö K I R I<br />
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Table Six - Measures <strong>for</strong> employment services from MSD’s 2011/14 SOI<br />
37<br />
Ministry outcome - More people get into work <strong>and</strong> stay in work<br />
Intermediate<br />
Outcome<br />
Measure Current Historic states<br />
<strong>and</strong> trends<br />
More clients get work<br />
be<strong>for</strong>e they require a<br />
benefit<br />
Proportion of people who do not require<br />
benefits within 28 days of attending a<br />
Work <strong>for</strong> You seminar:<br />
• Youth<br />
48.5%<br />
Increasing<br />
• General<br />
43.1%<br />
Increasing<br />
More clients are<br />
assisted to be workready<br />
Proportion of people who participated<br />
in the Job Search Service who do not<br />
remain on Unemployment Benefit <strong>for</strong><br />
longer than 13 weeks<br />
45.2% Increasing<br />
More clients are<br />
preparing <strong>for</strong> work<br />
Proportion of people who participated<br />
in the Job Search Service who do not<br />
remain on Unemployment Benefit <strong>for</strong><br />
longer than 13 weeks<br />
45.2% Increasing<br />
More clients are<br />
preparing <strong>for</strong> work<br />
Average cumulative time spent in<br />
employment (over a 12-month period)<br />
by people who exit:<br />
Unemployment Benefit<br />
38.6 weeks<br />
Increasing<br />
Work-ready Domestic Purposes Benefit<br />
<strong>and</strong> Sickness Benefit<br />
36.4 weeks<br />
Increasing<br />
More employers<br />
employ our clients<br />
Number of Unemployment benefit<br />
job seekers who get work through<br />
employer <strong>and</strong> industry partnership<br />
programmes <strong>and</strong> services <strong>and</strong> cancel<br />
their benefit<br />
New measure <strong>for</strong><br />
2011/2012<br />
New measure -<br />
no trend available<br />
A P P E N D I X T H R E E
BIBLIOGRAPHY<br />
38<br />
Alex<strong>and</strong>er, W., M. Genc <strong>and</strong> M. Ja<strong>for</strong>ullah (2003) Mäori Disadvantage in the Labour Market,<br />
Dunedin: Department of Economics, School of Business, University of Otago of New Zeal<strong>and</strong><br />
Biddulph, F., J. Biddulph <strong>and</strong> C. Biddulph (2003) Best evidence Synthesis: The Complexity of<br />
Community <strong>and</strong> Family Influences on Children’s Achievement in New Zeal<strong>and</strong>, Wellington:<br />
Ministry of Education<br />
Callister, P. (2007) Special Measures to Reduce Ethnic Disadvantage in New Zeal<strong>and</strong>, Wellington:<br />
Institute of Policy Studies, Victoria University of Wellington<br />
Callister, P. (2008a) ‘Skin colour: Does it matter in New Zeal<strong>and</strong>’, Policy Quarterly, 4, (1), pp.18-25<br />
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employment service <strong>for</strong> Mäori on the unemployment benefit, Wellington: <strong>Te</strong> <strong>Puni</strong> Kökiri<br />
The Families Commission (2012) Safety of Subsequent Children Mäori Children <strong>and</strong> Whanäu<br />
A review of selected literature, Wellington: The Families Commission, http://www.<br />
familiescommission.org.nz/publications/research-reports/safety-of-subsequent-children<br />
The Treasury (2004) The Use of Ethnicity in Targeting, Wellington: The Treasury<br />
The Treasury (2006) Use of targets to Improve Health System Per<strong>for</strong>mance: English NHS<br />
Experience <strong>and</strong> Implications <strong>for</strong> New Zeal<strong>and</strong> Working Paper 06/06, Wellington: The Treasury,<br />
http://www.treasury.govt.nz/publications/research-policy/wp/2006/06-06/<br />
The Treasury (2008) Demonstrating Per<strong>for</strong>mance A Primer <strong>for</strong> Expenditure Review, Wellington:<br />
The Treasury, http://www.treasury.govt.nz/publications/guidance/reporting/demonstrating/<br />
The Treasury (2010) Preparing the Annual Report <strong>Te</strong>chnical <strong>and</strong> Process Guide <strong>for</strong> Departments,<br />
Wellington: The Treasury<br />
The Treasury (2012a) Preparing the Annual Report <strong>Te</strong>chnical <strong>and</strong> Process Guide <strong>for</strong> Departments,<br />
Wellington: The Treasury<br />
The Treasury (2012b) Treasury Report: A descriptive analysis of income <strong>and</strong> deprivation in New<br />
Zeal<strong>and</strong>, Briefing to the Minister of Finance, Wellington: The Treasury, http://www.treasury.<br />
govt.nz/publications/in<strong>for</strong>mationreleases/income-deprivation<br />
The Salvation Army (2006) Forgotten People: Men on their own, Manukau: The Salvation Army<br />
Policy Unit <strong>and</strong> Parliamentary Unit, http://salvationarmy.org.nz/uploads/ForgottenPeople.pdf<br />
Thomas, P. (2006) Per<strong>for</strong>mance measurement, reporting, obstacles <strong>and</strong> accountability,<br />
ANU Press: Canberra<br />
Whänau Ora Task<strong>for</strong>ce (2009) Whänau Ora: A Whänau-Centred Approach to Mäori Wellbeing: A<br />
Discussion Paper, Wellington: Ministry of Social Development<br />
Williams, J. Justice (2000) ‘Building the Constitution Conference’ in C. James (ed), Building the<br />
Constitution, Wellington: Institute of Policy Studies, Victoria University of Wellington<br />
T E P U N I K Ö K I R I<br />
M E A S U R I N G P E R F O R M A N C E A N D E F F E C T I V E N E S S F O R M Ä O R I : K E Y T H E M E S F R O M T H E L I T E R A T U R E
<strong>Te</strong> <strong>Puni</strong> Kökiri, <strong>Te</strong> <strong>Puni</strong> Kökiri House<br />
143 Lambton Quay, Wellington 6011, New Zeal<strong>and</strong><br />
PO Box 3943, Wellington 6140, New Zeal<strong>and</strong><br />
PHN Waea 04 819 6000 FAX Waea Whakaahua 04 819 6299<br />
www.tpk.govt.nz