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CORPORATE COMPLIANCE POLICY MANUAL - Tenneco Inc.

CORPORATE COMPLIANCE POLICY MANUAL - Tenneco Inc.

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Exhibit A<br />

Broker Instruction/Representation Form<br />

TO:<br />

FROM:<br />

RE:<br />

[Broker]<br />

[ Your Name]<br />

New <strong>Tenneco</strong> Stock Transaction Policy<br />

Pre-clearance Procedure for All Transactions in Company Securities<br />

In order to comply with the new two-day filing requirement for officers and directors and<br />

others (including family members) subject to Section 16 of the Securities Exchange Act of 1934,<br />

<strong>Tenneco</strong> <strong>Inc</strong>., of which I am ____________, has instituted new compliance procedures which require<br />

you and I to sign this form and immediately return it to the company.<br />

1. I authorize <strong>Tenneco</strong> <strong>Inc</strong>. (the "company") and you, my securities broker, to implement<br />

procedures for reporting to the company all my transactions (including those of my<br />

family members and other entities attributable to me under Section 16) involving<br />

company securities, including transfers such as gifts, pledges, hedges, etc., and other<br />

changes in beneficial ownership.<br />

2. Prior to executing any instruction other than pursuant to a Rule 10b5-1 pre-approved<br />

plan from me involving company securities, you agree that you will verify with the<br />

General Counsel’s office at the company (see Exhibit 1) that my proposed order or<br />

instruction has been approved. You also agree to adhere to your brokerage firm’s Rule<br />

144 procedures and all other relevant compliance procedures.<br />

3. Immediately upon execution of any transaction or instruction involving company<br />

securities (including Rule 10b5-1 transactions), you agree to provide all the details of<br />

the transaction to the General Counsel’s office at the company (see Exhibit 1), both (a)<br />

by telephone and (b) in writing (by fax or e-mail).<br />

Agreed by Section 16 Reporting Person:<br />

____________________________________________<br />

PRINT Name<br />

I, as the above-named person’s securities broker, agree to comply with all the above procedures:<br />

____________________________________________<br />

PRINT Name<br />

Brokerage Firm Name<br />

Address<br />

Phone<br />

e-Mail<br />

Fax No.

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