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request for proposals - Ministry of Works and Human Settlement

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REQUEST FOR PROPOSALS<br />

RFP # I<br />

Project Name:<br />

Consultancy Services <strong>for</strong> “Geotechnical Study<br />

<strong>for</strong> Bumthang Valley”<br />

Procuring Agency:<br />

Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong>, <strong>Ministry</strong> <strong>of</strong><br />

<strong>Works</strong> & <strong>Human</strong> <strong>Settlement</strong>


Letter <strong>of</strong> Invitation<br />

MoWHS/DHS/Bumthang/20121 304<br />

Dated 14 1 h November 2012<br />

Dear Mr/Ms.,<br />

The Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong> has a budget provision from RGOB <strong>and</strong> intends to apply whole<br />

<strong>of</strong> the proceeds <strong>for</strong> the procurement <strong>of</strong> Geotechnical Study <strong>for</strong> Bumthang Valley under the Bumthang<br />

Valley Development Project. The services include:<br />

1. Assessment <strong>of</strong> geological stability <strong>of</strong> the area earmarked <strong>for</strong> the preparation <strong>of</strong> Valley<br />

Development Plan,<br />

2. Assessment <strong>of</strong> adverse impacts <strong>of</strong> the development project on the geological stability <strong>and</strong><br />

3. Provision <strong>of</strong> appropriate recommendations <strong>and</strong> mitigation measures to be adopted.<br />

The Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong> now invites eligible consultants to submit RFP in providing the<br />

services. Interested consultants may purchase RFP documents from Head, Survey <strong>and</strong> GIS Division,<br />

DHS from 15 1 h November 2012 during <strong>of</strong>fice hours or download the same from MoWHS website<br />

www.mowhs.gov.bt. The cost <strong>of</strong> document is Nu. 300.00.<br />

The selection process <strong>of</strong> a consultant shall be in accordance with the procedures set out in the<br />

Procurement Rules <strong>and</strong> Regulations.<br />

Proposal must be submitted to Survey <strong>and</strong> GIS Division, DHS at 11 :00 am on 20th December 2012.<br />

The RFP will be open on the same day at 11 :15am in the presence <strong>of</strong> intending bidders who choose<br />

to attend the opening in the chamber <strong>of</strong> Director, DHS.<br />

DIRECTOR,<br />

DHS.<br />

.,


Request <strong>for</strong> Proposals<br />

MoWHS/DHS/Bumthang/2012/ Dated 14 th November 2012<br />

To<br />

___________________<br />

___________________<br />

1. The Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong> invites you to submit a combined technical <strong>and</strong><br />

financial proposal to provide the following consulting services: Geotechnical Study <strong>for</strong><br />

Bumthang Valley. More details <strong>of</strong> the services are provided in the attached Terms <strong>of</strong><br />

Reference.<br />

2. Please submit your technical <strong>and</strong> financial <strong>proposals</strong> in accordance with the attached<br />

<strong>for</strong>ms. Your <strong>proposals</strong> will be subject to negotiation between your authorized<br />

representative <strong>and</strong> the Client <strong>and</strong> may result in a contract. A draft contract is also<br />

attached.<br />

3. Your technical <strong>and</strong> financial <strong>proposals</strong> should be submitted to Head, Survey <strong>and</strong> GIS<br />

Division, DHS, not later than 20 th December 2012, be<strong>for</strong>e 11:00am. The technical <strong>and</strong><br />

financial proposal shall each bear a weightage <strong>of</strong> 80% <strong>and</strong> 20% respectively <strong>for</strong> the purpose<br />

<strong>of</strong> evaluating this proposal.<br />

4. Please confirm receipt <strong>of</strong> this invitation <strong>and</strong> that you will/will not submit the <strong>proposals</strong> as<br />

<strong>request</strong>ed<br />

Sincerely<br />

(Kinzang Norbu)<br />

DIRECTOR, DHS


Instructions to Consultants<br />

1. INTRODUCTION<br />

1.1 Firms/individuals are hereby invited to submit a technical <strong>and</strong> financial proposal <strong>for</strong><br />

consulting services required <strong>for</strong> the Assignment named in the attached LOI Data Sheet<br />

(referred to as "Data Sheet"). The proposal could <strong>for</strong>m the basis <strong>for</strong> future negotiations <strong>and</strong><br />

ultimately a contract between your firm <strong>and</strong> the Client named in the Data Sheet.<br />

1.2 A brief description <strong>of</strong> the Assignment <strong>and</strong> its Objectives are given in the Data Sheet.<br />

1.3 The Assignment will be implemented in accordance with the procedure indicated in the Data<br />

Sheet.<br />

1.5 To obtain first h<strong>and</strong> in<strong>for</strong>mation on the Assignment <strong>and</strong> on the local conditions,<br />

firms/individuals are encouraged to pay a visit to the Client be<strong>for</strong>e submitting a proposal.<br />

Firms/individuals must take into account the local conditions while preparing the proposal.<br />

1.6 The Client will provide the inputs specified in the Data Sheet, <strong>and</strong> will assist the Consultants<br />

in obtaining licenses <strong>and</strong> permits needed to carry out the services, <strong>and</strong> make available<br />

relevant project data <strong>and</strong> reports.<br />

1.7 Please note that (i) the costs <strong>of</strong> preparing the proposal <strong>and</strong> <strong>of</strong> negotiating the contract,<br />

including a visit to the Client, are not reimbursable as a direct cost <strong>of</strong> the Assignment; <strong>and</strong> (ii)<br />

the Client is not bound to accept any <strong>of</strong> the <strong>proposals</strong> submitted.<br />

1.8 Consultants shall not be under a declaration <strong>of</strong> ineligibility <strong>for</strong> corrupt <strong>and</strong> fraudulent practices<br />

specified in the St<strong>and</strong>ard Request <strong>for</strong> Proposal (Large Assignments) Instruction to Consultant<br />

Clause 4.<br />

2. DOCUMENTS<br />

2.1 To enable firms/individual to prepare a proposal, please find <strong>and</strong> use the attached<br />

Documents listed in the Data Sheet.<br />

2.2 Consultants requiring a clarification <strong>of</strong> the Documents must notify the Client, in writing, not<br />

later than seven days be<strong>for</strong>e the proposal submission date.<br />

2.3 At any time be<strong>for</strong>e the submission <strong>of</strong> <strong>proposals</strong>, the Client may, <strong>for</strong> any reason, whether at its<br />

own initiative or in response to a clarification <strong>request</strong>ed by an invited consulting firm, modify<br />

the Documents by amendment.<br />

3. PREPARATION OF PROPOSAL<br />

3.1 Firms/individuals are <strong>request</strong>ed to submit a technical <strong>and</strong> a financial proposal. Your proposal<br />

shall be written in the language specified in the Data Sheet.


Technical Proposal<br />

3.2 Firms/individuals are expected to examine all terms <strong>and</strong> instructions included in the<br />

Documents. Failure to provide all <strong>request</strong>ed in<strong>for</strong>mation will be at your own risk <strong>and</strong> may<br />

result in rejection <strong>of</strong> your proposal.<br />

3.3 During preparation <strong>of</strong> the technical proposal, firms/individuals must give particular attention to<br />

the following:<br />

i) If firms/individuals consider that the firm does not have all the expertise <strong>for</strong> the<br />

Assignment, you may associate with other firms or entities, including the other firms<br />

invited <strong>for</strong> this Assignment <strong>and</strong>/or local consultants to enable a full range <strong>of</strong> expertise<br />

to be presented;<br />

ii)<br />

iii)<br />

The estimated budget <strong>for</strong> the Assignment is stated in the Data Sheet <strong>for</strong> your<br />

in<strong>for</strong>mation. The financial proposal <strong>for</strong> the Assignment should be substantially in<br />

accordance with the budget;<br />

The estimated man months <strong>for</strong> the assignment are stated in the data sheet <strong>for</strong> your<br />

in<strong>for</strong>mation. However, firms/individuals should feel free to submit your proposal on<br />

the basis <strong>of</strong> man months which firms/individuals consider necessary to undertake the<br />

assignment.<br />

3.4 The technical proposal must provide the following in<strong>for</strong>mation, using, but not limited to, the<br />

<strong>for</strong>mats attached in Annexure 2:<br />

i) A brief description <strong>of</strong> the Consultant's organization <strong>and</strong> an outline <strong>of</strong> recent<br />

experience on assignments <strong>of</strong> a similar nature. The in<strong>for</strong>mation provided on each<br />

assignment should indicate, inter alia, the pr<strong>of</strong>iles <strong>of</strong> the staff provided, duration,<br />

contract amount <strong>and</strong> firm involvement;<br />

ii)<br />

iii)<br />

iv)<br />

Any comments or suggestions on the TORs, <strong>and</strong> a description <strong>of</strong> the methodology<br />

(work plan) which the Consultants propose to execute the services, illustrated with<br />

bar charts <strong>of</strong> activities.<br />

The composition <strong>of</strong> the proposed staff team, the tasks which would be assigned to<br />

each <strong>and</strong> their timing;<br />

Curricula Vitae (C.V.) recently signed by the proposed key pr<strong>of</strong>essional staff or an<br />

authorized manager in the home <strong>of</strong>fice.<br />

v) Estimates <strong>of</strong> the total time ef<strong>for</strong>t (person x months) to be provided <strong>for</strong> the services,<br />

supported by bar chart diagrams showing the time proposed (person x months) <strong>for</strong><br />

each pr<strong>of</strong>essional staff; <strong>and</strong><br />

vi)<br />

The Consultant's comments, if any, on the data, services <strong>and</strong> facilities to be provided<br />

by the Client indicated in the TORs.<br />

3.5 The technical proposal must not include any financial in<strong>for</strong>mation.


Financial Proposal<br />

3.6 The financial proposal should list the costs associated with the Assignment. These normally<br />

cover: remuneration <strong>for</strong> staff, accommodation (per diem, housing), transportation, <strong>for</strong><br />

mobilization <strong>and</strong> demobilization, <strong>and</strong> equipment (vehicles, <strong>of</strong>fice equipment, furniture <strong>and</strong><br />

supplies), printing <strong>of</strong> documents, surveys. Your financial proposal should be prepared using,<br />

but need not be limited to, the <strong>for</strong>mats attached in Annexure 3.<br />

3.7 The financial proposal must take into account the tax liability <strong>and</strong> cost <strong>of</strong> insurances<br />

specified in the Data Sheet.<br />

3.8 Costs may be expressed in currency as provided in data sheet<br />

4. SUBMISSION OF PROPOSALS<br />

4.1 Firms/individuals must submit one original proposal <strong>and</strong> the number <strong>of</strong> copies indicated in the<br />

Data Sheet. Each proposal will be sealed in an outer envelope which will bear the address<br />

<strong>and</strong> in<strong>for</strong>mation indicated in the Data Sheet.<br />

4.2 The completed technical <strong>and</strong> financial proposal must be delivered on or be<strong>for</strong>e the time <strong>and</strong><br />

date stated in the Data Sheet.<br />

4.3 The proposal must be valid <strong>for</strong> the number <strong>of</strong> days stated in the Data Sheet from the date <strong>of</strong><br />

its submission during which firms/individuals must maintain available the pr<strong>of</strong>essional staff<br />

proposed <strong>for</strong> the assignment. The Client will make its best ef<strong>for</strong>t to complete negotiations at<br />

the location stated in the Data Sheet within this period.<br />

5. PROPOSAL EVALUATION<br />

5.1 A two-stage procedure will be adopted in evaluating the <strong>proposals</strong>:<br />

i) a technical evaluation, which will be carried out prior to opening any financial proposal;<br />

ii) a financial evaluation.<br />

Firms will be ranked using a combined technical/financial score, as indicated below.<br />

Technical Proposal<br />

5.2 The evaluation committee appointed by the Client will carry out the evaluation applying the<br />

evaluation criteria <strong>and</strong> point system specified in the Data Sheet. Each responsive proposal<br />

will be attributed a technical score (St.).<br />

Financial Proposal<br />

5.3 The evaluation committee will determine if the financial <strong>proposals</strong> are complete <strong>and</strong> without<br />

computational errors. The lowest financial proposal (Fm) will be given a financial score (Sf) <strong>of</strong><br />

100 points. The financial scores <strong>of</strong> the <strong>proposals</strong> will be computed as follows: Sf = 100 x<br />

Fm/F (F - amount <strong>of</strong> financial proposal).


5.4 Proposals will finally be ranked according to their combined technical (St) <strong>and</strong><br />

financial (Sf) scores using the weights indicated in the Data Sheet” S = St x T% +<br />

Sf x F%.<br />

6. Negotiations<br />

6.1 Prior to the expiration period <strong>of</strong> proposal validity, the Client will notify the successful<br />

Consultant who submitted the highest scoring proposal (technical + financial) in writing by<br />

registered letter, cable telex or facsimile <strong>and</strong> invite to negotiate the Contract.<br />

6.2 Negotiations normally finish within five days. The aim is to reach an agreement on all points,<br />

<strong>and</strong> initial a draft contract by the conclusion <strong>of</strong> Negotiations.<br />

6.3 Negotiations will commence with a discussion <strong>of</strong> technical proposal, the proposed<br />

methodology (work plan), staffing <strong>and</strong> any suggestions made to improve the TORs.<br />

Agreement must then be reached on the final TORs, the staffing <strong>and</strong> bar charts, which will<br />

indicate activities, staff, periods in the field <strong>and</strong> in the home <strong>of</strong>fice, staff months, logistics <strong>and</strong><br />

reporting. Special attention will be paid to optimize the required outputs from the Consultants<br />

within the available budget <strong>and</strong> to define clearly the inputs required from the Client to ensure<br />

satisfactory implementation <strong>of</strong> the Assignment.<br />

6.4 Changes agreed upon will then be reflected in the financial proposal, using proposed unit<br />

rates<br />

6.6 The negotiations will be concluded with a review <strong>of</strong> the draft <strong>for</strong>m <strong>of</strong> Contract. The Client <strong>and</strong><br />

the Consultants will finalize the contract to conclude negotiations.<br />

7. AWARD OF CONTRACT<br />

7.1 The Contract will be awarded after successful Negotiations with the successful Consultants. If<br />

negotiations fail, the Client will invite the Consultants having obtained the second highest<br />

score to Contract negotiations. Upon successful completion, the Client will promptly in<strong>for</strong>m<br />

the other Consultants that their <strong>proposals</strong> have not been selected.<br />

7.2 The selected Consultant is expected to commence the Assignment on the date <strong>and</strong> at the<br />

location specified in the Data Sheet<br />

8. CONFIRMATION OF RECEIPT<br />

8.1 The consultant shall acknowledge the following:<br />

i) The receipt <strong>of</strong> the letter <strong>of</strong> invitation by the consultant.<br />

ii)<br />

Whether or not the consultant will submit a proposal.<br />

9. CONTENTS OF RFP<br />

9.1 The RFP document comprises:


1. Letter <strong>of</strong> Invitation<br />

2. Instructions to Consultants<br />

3. Letter <strong>of</strong> Invitation data sheet<br />

4. Terms <strong>of</strong> Reference<br />

5. Technical Proposal - St<strong>and</strong>ard Forms<br />

6. Financial Proposal - St<strong>and</strong>ard Forms<br />

7. St<strong>and</strong>ard Forms <strong>of</strong> Contract


Annexure 1<br />

LOI DATA SHEET<br />

1.1 The name <strong>of</strong> the Assignment is: Geotechnical Study <strong>for</strong> Bumthang Valley<br />

The name <strong>of</strong> the Client is: Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong><br />

1.2 The description <strong>and</strong> the objectives <strong>of</strong> the Assignment are:<br />

1. To assess the geological stability <strong>of</strong> the area earmarked <strong>for</strong> the preparation <strong>of</strong> Valley<br />

Development Plan <strong>and</strong> map different levels <strong>of</strong> hazard,<br />

2. To assess the potential adverse impacts <strong>of</strong> the development project on the geological<br />

stability <strong>and</strong><br />

3. To provide appropriate recommendations <strong>and</strong> mitigation measures to be adopted.<br />

The project is stipulated to be completed in 3 months.<br />

1.3 The assignment will be carried as lump-sum.<br />

1.5 Pre-Proposal Conference: Not required<br />

1.6 The Client shall provide the following inputs:<br />

Topographical map <strong>and</strong> satellite imaginary shall be provided by the client.<br />

2.1 The Documents are: (TORs, Contract, <strong>and</strong> Appendices etc.)<br />

2.2 The address is: Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong>, MoWHS, Thimphu<br />

3.1 The language is: English<br />

3.3(ii)<br />

The budget provision <strong>for</strong> the project: 1 Million<br />

3.3(iii) Firm/individual shall make their own estimated man months <strong>for</strong> the assignment.<br />

3.7 Tax liability: the consultant must take taxes into account as applicable.<br />

3.8 The currency is: Bhutanese Ngultrum<br />

4.1 The number <strong>of</strong> copies <strong>of</strong> the proposal is/are: One original <strong>and</strong> two copies <strong>of</strong> both technical<br />

<strong>and</strong> financial <strong>proposals</strong> in two envelopes.<br />

4.2 The date <strong>and</strong> time <strong>of</strong> proposal submission are: 20 th December 2012 at 11:00am<br />

4.3 Validity period (days, date): 60 days from the day <strong>of</strong> submission <strong>of</strong> proposal<br />

The location is: Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong>, Thimphu<br />

5.2 The points given to evaluation criteria are:<br />

POINTS<br />

(i) The consultants' relevant experience <strong>for</strong> the assignment 20<br />

(ii) The quality <strong>of</strong> methodology proposed 20


(iii) The qualifications <strong>of</strong> the key staff proposed 50<br />

(iv) The extent <strong>of</strong> participation by nationals among key staff<br />

in the per<strong>for</strong>mance <strong>of</strong> the assignment 10<br />

Total: 100<br />

=================<br />

The points given to evaluation sub-criteria <strong>for</strong> qualifications <strong>of</strong> key-staff proposed are:<br />

POINTS<br />

General Qualifications 25%<br />

Competence 55%<br />

Experience in Region 20%<br />

____<br />

Total weight: 100%<br />

====<br />

The technical proposal should score at least 75 points out <strong>of</strong> 100 to be considered <strong>for</strong><br />

financial evaluation.<br />

5.4 The weight (T%) given to the Technical Proposal is 80% percent.<br />

The weight (F%) given to the Financial Proposal is 20% percent.<br />

7.2. Commencement <strong>of</strong> Assignment (date, location): Mid January 2013, Thimphu <strong>and</strong> Bumthang<br />

Attachments:<br />

1. TORs<br />

2. Annexures<br />

4. Draft Form <strong>of</strong> Contract


Terms <strong>of</strong> Reference<br />

1.0 Background<br />

Bumthang is one <strong>of</strong> the most beautiful <strong>and</strong> culturally rich places in Bhutan. Since Bhutan opened<br />

herself to tourism in the 1970s Bumthang has been developing as a popular tourist destination. The<br />

community has been very sensitive to its age-old culture <strong>and</strong> has developed housing in a very<br />

traditional way, catering to its own housing needs <strong>and</strong> the dem<strong>and</strong> <strong>of</strong> the growing tourism industry.<br />

While they have been cautious in promoting the traditional architecture using only traditional<br />

techniques <strong>and</strong> materials, the space organization has been individualistic <strong>and</strong> it lacks holistic<br />

planning. Such an approach to planning has resulted in an urban sprawl. Any delay in introducing a<br />

holistic plan will increase complexity <strong>and</strong> complications <strong>of</strong> providing basic infrastructure.<br />

Bumthang valley has a rich environmental asset which has been preserved to a large extent in its<br />

pristine state <strong>and</strong> the low density <strong>and</strong> low volume development blended well it. However, the pace<br />

<strong>of</strong> development has increased in the recent past thereby applying pressure on l<strong>and</strong> <strong>for</strong> the<br />

provision <strong>of</strong> infrastructure. Despite best ef<strong>for</strong>ts <strong>of</strong> the government to preserve the traditional setting<br />

<strong>of</strong> the valley with the preservation <strong>of</strong> the vernacular styles methods <strong>and</strong> materials <strong>of</strong> construction,<br />

few developers are beginning to deviate from the established norms which may gradually increase.<br />

In order to curb such practices <strong>and</strong> to promote a planned development particularly provision <strong>of</strong><br />

physical infrastructures like road network, safe <strong>and</strong> reliable water supply, sewerage network, open<br />

space system <strong>and</strong> river/streams corridors there is a need to prepare a valley development plan.<br />

The Parliament <strong>of</strong> Bhutan has approved a municipal area that stretches from Jalikhar in the south<br />

to Kurje Lhakhang in the north. The municipal boundary encompasses an area <strong>of</strong> 8 sq kms but the<br />

development plan <strong>and</strong> its associated development control regulation should cater to all regions that<br />

<strong>for</strong>m hinterl<strong>and</strong> to the declared municipal area. Two levels <strong>of</strong> <strong>proposals</strong> is to be proposed <strong>for</strong> the<br />

region, a detailed implementable plan <strong>for</strong> the declared area <strong>and</strong> a general l<strong>and</strong> use zoning <strong>and</strong><br />

basic infrastructure layout plan <strong>for</strong> the areas beyond it. A detailed topographic survey <strong>for</strong> the<br />

municipal area, to facilitate plan preparation, has already been completed. The development plan,<br />

that analyzes <strong>and</strong> proposes l<strong>and</strong> uses <strong>for</strong> various purposes including agriculture, residential,<br />

commercial, hotels & resorts, open spaces, recreational, environmental <strong>and</strong> other community uses,<br />

is under preparation. The proposal also should be sensitive <strong>and</strong> responsive to disaster risks like<br />

glacial lake outburst floods, earthquakes <strong>and</strong> climate change impacts. There<strong>for</strong>e, the Department<br />

desires to carry out geotechnical study <strong>for</strong> Bumthang Valley in parallel to the preparation <strong>of</strong> Valley<br />

Development Plan.<br />

2.0 Objectives<br />

The objectives <strong>of</strong> this study are:<br />

1. To assess the geological stability <strong>of</strong> the area earmarked <strong>for</strong> the preparation <strong>of</strong> Valley<br />

Development Plan <strong>and</strong> map different levels <strong>of</strong> hazard,


2. To assess the potential adverse impacts <strong>of</strong> the development project on the geological<br />

stability <strong>and</strong><br />

3. To provide appropriate recommendations <strong>and</strong> mitigation measures to be adopted.<br />

The assignment will involve thorough data collection encompassing geology, topography,<br />

hydrology, l<strong>and</strong> use <strong>and</strong> geotechnical aspects that impose risk to developmental activity <strong>and</strong><br />

environment. It should also develop risk mitigation action plan to minimize the adverse effects <strong>of</strong><br />

above factors to developmental activity <strong>and</strong> environment. The findings <strong>and</strong> recommendations <strong>of</strong> the<br />

geotechnical assessment will be incorporated in the preparation <strong>of</strong> Valley Development Plan.<br />

3.0 Scope <strong>of</strong> Work<br />

Identification <strong>and</strong> assessment <strong>of</strong> geological hazards <strong>and</strong> impacts on environment: This should be<br />

based on desk study, field study, field <strong>and</strong> laboratory tests <strong>and</strong> data collected from field covering<br />

l<strong>and</strong> use, topography, geology, hydrogeology, hydrology (but not limited to these factors) in the<br />

study area. The field survey should be supplemented with various baseline data (maps, satellite<br />

imagery, scientific literature etc) <strong>and</strong> study should be conducted within the study area.<br />

The scope <strong>of</strong> work <strong>for</strong> the entire study area to be investigated includes, but not limited to the<br />

following:<br />

a) Undertake field trips to the identified area <strong>and</strong> carry out additional field surveys to confirm<br />

desk study interpretation <strong>and</strong> gather supplementary data.<br />

b) Identify, assess <strong>and</strong> prepare instability inventory maps (l<strong>and</strong>slides, erosion, debris flow,<br />

scouring, toe erosion, creep, subsidence, l<strong>and</strong> degradation, rock fall, planner failure,<br />

wedge failure, toppling etc) within the study area <strong>and</strong> indicate the level <strong>of</strong> hazard posed by<br />

the instabilities. All the instabilities identified within the study area should be mapped on<br />

1:1000 maps.<br />

c) Identify, assess <strong>and</strong> prepare the slope map <strong>of</strong> the study area indicating the slope<br />

classification <strong>and</strong> level <strong>of</strong> hazards posed by the topography.<br />

d) Identify, assess <strong>and</strong> prepare the geomorphologic maps <strong>for</strong> the instabilities.<br />

e) Identify, assess <strong>and</strong> mark on map all water bodies (springs, creek, stream both seasonal<br />

<strong>and</strong> perennial, seepages, rivers etc) that have impacts on the study area. Also. Assess the<br />

three bridge site locations (one to the south, one in the middle <strong>and</strong> one to the north <strong>of</strong> the<br />

study area) from the geotechnical point <strong>of</strong> view.<br />

f) Assess the impacts on l<strong>and</strong> use with particular emphasis on critical watershed areas, loss<br />

<strong>of</strong> agricultural <strong>and</strong> <strong>for</strong>est l<strong>and</strong>, settlement/movement/cracks on the l<strong>and</strong> use.<br />

g) Identify <strong>and</strong> assess the strength <strong>of</strong> geological materials by conducting necessary field <strong>and</strong><br />

laboratory tests <strong>and</strong> analysis.<br />

h) Assess the correlations between the instabilities <strong>and</strong> geology (rock type, soil <strong>and</strong> deposits),<br />

topography (slopes), l<strong>and</strong> use, hydrology (rainfall, seepages, <strong>and</strong> ground water) <strong>and</strong>


determine the most significant factors that are responsible <strong>for</strong> causing the instabilities. If<br />

required, geophysical investigation should be conducted to infer the depth <strong>of</strong> ground water,<br />

slip circle etc.<br />

i) Slope stability analysis <strong>of</strong> soil <strong>and</strong> rock slopes:<br />

<br />

<br />

<br />

<br />

Depth <strong>and</strong> configuration <strong>of</strong> the failures,<br />

Soil/rock classification, strength <strong>and</strong> density <strong>of</strong> soil/rock materials <strong>and</strong> the<br />

configuration <strong>of</strong> soil/rock strata, including basic geological indicators (e.g strike/dip)<br />

<strong>and</strong> other features such as fissures, faults, discontinuities etc.),<br />

Groundwater table <strong>and</strong> surface/subsurface soil moisture conditions,<br />

Analyze the stability <strong>of</strong> rock/soil slopes, <strong>and</strong> determine if the excavated rock/soil<br />

faces are likely to fail (planar sliding along a discontinuity, wedge failure, or<br />

toppling failure).<br />

j) Determine if the slope problems are self-generated or imposed.<br />

k) Inspect high risk locations to define potential engineering solutions.<br />

l) Identify if the high risk areas <strong>of</strong> ground are still moving or likely to move (evidence <strong>of</strong><br />

tension cracking, high ground water or inflow <strong>of</strong> surface water (such as irrigation), ground<br />

creep etc).<br />

m) Determine requirements <strong>for</strong> engineering structures such as retaining walls, Check Dams<br />

bridges, L<strong>and</strong>scaping <strong>and</strong> complementary bioengineering applications.<br />

n) Assess the risks to existing infrastructures (houses, transmission towers, religious<br />

structures etc.).<br />

4.0 Mitigation Plan<br />

Based on the findings <strong>of</strong> the study, a mitigation plan shall be prepared. The mitigation plan shall<br />

describe in detail mitigation measures needed to be adopted along with the cost estimates <strong>and</strong><br />

timing <strong>for</strong> corrective measures <strong>and</strong> actions. Descriptions <strong>and</strong> technical details/specifications shall<br />

be presented <strong>for</strong> each suggested mitigation measures including detailed costs estimates.<br />

5.0 Reporting <strong>and</strong> timing <strong>of</strong> the assignment<br />

The consultancy work is expected to be completed within 90 days, which includes 45 days field<br />

study <strong>and</strong> 45 days to review the study as stipulated in the scope <strong>of</strong> work or as felt relevant by the<br />

consultant. The consultant shall work closely with DHS <strong>of</strong>ficials.<br />

The inception report should be submitted with 30 days after the start <strong>of</strong> the assignment to DHS.<br />

The inception report shall fully describe the work plan, study methodologies <strong>and</strong> provide the list <strong>of</strong><br />

equipment <strong>and</strong> tools <strong>for</strong> completing data collection <strong>and</strong> analysis.


The draft report (5 colour hard copies <strong>and</strong> 1 s<strong>of</strong>t copy) should be submitted within 60 days <strong>of</strong> the<br />

commencement <strong>of</strong> the assignment. The consultant shall conduct one day seminar/workshop to<br />

present the findings <strong>and</strong> recommendations to the Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong> at national<br />

level <strong>for</strong> comments from DHS <strong>and</strong> other relevant stakeholders. The comment from DHS <strong>and</strong> other<br />

stakeholders shall be incorporated in the final report.<br />

The final report (5 colour hard copies <strong>and</strong> 1 s<strong>of</strong>t copy) shall be submitted to DHS within 14 days<br />

after the receipt <strong>of</strong> the final comments from DHS <strong>and</strong> other stakeholders.<br />

6.0 Support services to be provided by the client<br />

The maps (topographic map <strong>and</strong> satellite imagery) <strong>of</strong> the study area shall be provided by DHS<br />

upon a written <strong>request</strong> from the consultant. The consultant will work closely with DHS <strong>and</strong> where<br />

necessary with relevant Dzongkhag <strong>of</strong>ficials. The client may also, at its discretion, consider fielding<br />

<strong>of</strong> its representative to accompany the consultant’s study team during field work upon receipt <strong>of</strong><br />

written <strong>request</strong> from the consultant. However, the responsibility <strong>of</strong> completing the assignment<br />

successfully will lie solely with the consultant.<br />

7.0 Report Format<br />

The Geotechnical/Geological Assessment report shall include the executive summary, technical<br />

details <strong>and</strong> recommendations supplemented with relevant annexure (hazard maps, slope maps,<br />

field <strong>and</strong> laboratory test results, relevant concept drawings, results <strong>of</strong> stability analysis, etc).<br />

Geological Map<br />

Engineering Geological Map<br />

Covering whole <strong>of</strong> development area i.e. from<br />

Kurje Lhakhang in the north to Garpang in the<br />

south.<br />

Detailed geology <strong>of</strong> the development area.<br />

Drainage Map Identifying catchments areas <strong>and</strong> major<br />

drainage channel, seepage <strong>and</strong> marshy areas<br />

<strong>and</strong> necessary cross drainage structures.<br />

Hazard Map<br />

Mitigation structures Map<br />

Risk rated (high to low) combining slope, l<strong>and</strong><br />

slide <strong>and</strong> other hazards <strong>of</strong> the development<br />

area.<br />

Map indicating location <strong>and</strong> type <strong>of</strong> critical<br />

mitigation engineering works (walls, sub soil<br />

drains, barriers, bioengineering, etc) cross<br />

reference to concept drawings.<br />

i) Executive Summary:<br />

The executive summary shall include a precise non-technical description <strong>of</strong> significant findings<br />

<strong>of</strong> the study <strong>and</strong> the summary sheet describing the instabilities at various locations <strong>and</strong><br />

corresponding mitigation plan/recommendations.


ii)<br />

Technical Description<br />

The technical component <strong>of</strong> the report shall include the following sections:<br />

a) Project Description<br />

At a minimum the project description shall include the following in<strong>for</strong>mation:<br />

b) Background in<strong>for</strong>mation about the proposed site<br />

c) Baseline In<strong>for</strong>mation<br />

This section shall contain a description <strong>of</strong> the existing geological/geotechnical<br />

situation based on field work <strong>and</strong> desk study including literature review,<br />

satellite imagery, geological report etc.<br />

d) Assessment <strong>of</strong> Impacts<br />

This section shall describe <strong>and</strong> assess significant potential geotechnical<br />

impacts as stipulated in the scopes <strong>of</strong> work<br />

e) Mitigation Plan<br />

This section shall present mitigation plan <strong>and</strong> recommendations based on the<br />

impact assessment<br />

All test results shall be attached <strong>and</strong> fully referenced to the text.<br />

All data provided diagrammatically shall also be provided as a data table to ensure legibility.<br />

7.0 Qualification & Experience<br />

The Team Leader shall have a minimum Masters Degree with 5 years experience in either<br />

Engineering Geology or Geotechnical Engineering or Bachelor degree with 10 years pr<strong>of</strong>essional<br />

experience in Engineering Geology <strong>and</strong> Hydrology, part <strong>of</strong> the Himalayan Mountains, ability to<br />

train other persons. Other technical team members shall have minimum bachelor degree with 5<br />

years experience or diploma with 10 years experiences in relevant Engineering Geology or<br />

Geotechnical Engineering, in the Himalayan region.<br />

8.0 Payments to the Consultants<br />

The “total Contract Amount” <strong>for</strong> this particular Contract is Ngultrum One Million only (Nu.1,<br />

000,000.00). The Contract period is 3 months.<br />

The Client shall pay to the Consultant a lump sum amount <strong>of</strong> Ngultrum 1,000,000/- (Ngultrum One<br />

Million only) as the total Contract amount <strong>for</strong> the project. The Consultant’s total remuneration shall<br />

not exceed the Contract amount <strong>and</strong> shall be fixed lump–sum including remuneration <strong>for</strong> staff,<br />

transportation, mobilization <strong>and</strong> demobilization, equipments <strong>and</strong> the like <strong>and</strong> all other costs<br />

incurred by the consultant in carrying out the Services. The payments shall be made to the


Consultant, by the Client based on the bills presented at the completion <strong>of</strong> various stages <strong>of</strong> the<br />

work, as laid herein.<br />

Payment in respect <strong>of</strong> the Consultant’s services shall be made as follows:<br />

a) 10% <strong>for</strong> mobilization on signing the contract agreement <strong>and</strong> upon production <strong>of</strong> unconditional<br />

Bank Guarantee as per<strong>for</strong>mance security.<br />

b) 40% after submission <strong>of</strong> inception report to the client <strong>and</strong><br />

c) 50% after successful completion, final approval <strong>and</strong> h<strong>and</strong>ing over <strong>of</strong> final report.<br />

d) Bank charges involved in the preparation <strong>of</strong> drafts <strong>and</strong> other paying instruments shall not<br />

be borne by the DHS or RGoB. The consultant shall make their own arrangement if such<br />

transfer is required.<br />

e) All payments to the Consultant shall be made in Ngultrums.


Annexure - 2<br />

FORMAT FOR TECHNICAL PROPOSAL


TECHNICAL PROPOSAL<br />

TO<br />

_______________________________<br />

______________________________<br />

_______________________________<br />

Sir:<br />

Subject: Hiring <strong>of</strong> Consultancy Service <strong>for</strong><br />

Regarding Technical Proposal<br />

I/We _____________________________ Consultant/Consultancy firm herewith enclose Technical<br />

Proposal <strong>for</strong> selection <strong>of</strong> my/our firm/organization as Consultant <strong>for</strong><br />

______________________________.<br />

Yours faithfully,<br />

Signature<br />

Full Name _________________<br />

Designation ________________<br />

Address __________________<br />

(Authorized Representative)


1. Attach firm’s pr<strong>of</strong>ile (if it is not individual)<br />

2. Relevant services carried out in the last five years which best illustrate<br />

qualifications<br />

3. Approach <strong>and</strong> methodology if asked in the LOI Data Sheet<br />

4. Comments <strong>and</strong> suggestions on the ToR<br />

5. CVs <strong>of</strong> proposed personnel<br />

6. Valid trade license & CDB certificate (if not individual)


Format <strong>of</strong> Curriculum Vitae (CV) For Proposed Key Staff<br />

Proposed Position: ______________________________________________<br />

Name <strong>of</strong> Firm: __________________________________________________<br />

Name <strong>of</strong> Staff: __________________________________________________<br />

Pr<strong>of</strong>ession: _____________________________________________________<br />

Date <strong>of</strong> Birth: ____________________________________________________<br />

Years with Firm:<br />

Nationality: _______________________<br />

Membership <strong>of</strong> Pr<strong>of</strong>essional Societies: __________________________<br />

Detailed Tasks Assigned: ________________________________<br />

Key Qualifications:<br />

(Give an outline <strong>of</strong> staff member's experience <strong>and</strong> training most pertinent to tasks on assignment.<br />

Describe degree <strong>of</strong> responsibility held by staff member on relevant previous assignments <strong>and</strong> give<br />

dates <strong>and</strong> locations. Use up to half a page).<br />

Education:<br />

(Summarize college/university <strong>and</strong> other specialized education <strong>of</strong> staff member, giving names <strong>of</strong><br />

schools, dates attended <strong>and</strong> degrees obtained. Use up to a quarter page).<br />

Employment Record:<br />

(Starting with present position, list in reversed order, every employment held. List all positions held<br />

by staff member since graduation, giving dates, names <strong>of</strong> employing organization, title <strong>of</strong> positions<br />

held <strong>and</strong> location <strong>of</strong> assignments. For experience in last ten years, also give types <strong>of</strong> activities<br />

per<strong>for</strong>med <strong>and</strong> client references, where appropriate. Use up to three-quarters <strong>of</strong> a page).<br />

Languages:<br />

(Indicate pr<strong>of</strong>iciency in speaking, reading <strong>and</strong> writing <strong>of</strong> each language by "excellent", "good", "fair",<br />

or "poor").<br />

Certification:<br />

I, the undersigned, certify that to the best <strong>of</strong> my knowledge <strong>and</strong> belief, this bio-data correctly<br />

describes myself, my qualifications <strong>and</strong> my experience.<br />

Signature <strong>of</strong> Staff Member or<br />

Authorized <strong>of</strong>ficial from the firm<br />

Date:________________<br />

Day/Month/Year


Please attach “Work Programme <strong>and</strong> Time Schedule <strong>for</strong> Key Personnel<br />

WORKPROGRAM AND TIME SCHEDULE FOR KEY PERSONNEL<br />

MONTHS (in the <strong>for</strong>m <strong>of</strong> bar chart)<br />

Sl.<br />

No. Name Position 1 2 3 4 5 6 7 8<br />

1<br />

2<br />

3<br />

4<br />

Number<br />

Months<br />

<strong>of</strong>


Annexure - 3<br />

FORMAT OF FINANCIAL PROPOSAL


FORM FIN-1 FINANCIAL PROPOSALS<br />

TO<br />

_______________________<br />

_______________________<br />

_______________________<br />

Sir:<br />

Subject: Hiring <strong>of</strong> Consultants’ Services <strong>for</strong> _________________________________________<br />

___________________________________________________________________<br />

Regarding Price Proposal<br />

I/We ________________________________ Consultant/consultancy firm herewith enclose Price<br />

Proposal <strong>for</strong> selection <strong>of</strong> my/our firm/organization Consultant <strong>for</strong> ___________________________<br />

I, the undersigned, hereby declare to the best <strong>of</strong> my knowledge <strong>and</strong> belief, this in<strong>for</strong>mation is true <strong>and</strong><br />

correct.<br />

Yours faithfully,<br />

Signature ______________<br />

Full Name _____________<br />

Designation ____________<br />

Address _______________<br />

(Authorized Representative)


SCHEDULE OF SUMMARY PRICE PROPOSAL<br />

FORM FIN-2 SUMMARY OF COSTS<br />

Item<br />

Total Costs <strong>of</strong> Financial Proposal<br />

FORM FIN-3 BREAKDOWN <strong>of</strong> Costs by Activity<br />

Group <strong>of</strong> Activities (Phase)<br />

Remuneration<br />

Reimbursable Expenses<br />

Subtotals


Annexure 4<br />

St<strong>and</strong>ard <strong>for</strong>m <strong>of</strong> Contract<br />

Consulting Services: Small Assignments Lump sum Payments


CONTRACT<br />

THIS CONTRACT (“Contract”) is entered into this [insert starting date <strong>of</strong> assignment], by <strong>and</strong><br />

between Department <strong>of</strong> <strong>Human</strong> <strong>Settlement</strong> (“the Client”) having its principal place <strong>of</strong> business at<br />

Thimphu, <strong>and</strong> [insert Consultant’s name] (“the Consultant”) having its principal <strong>of</strong>fice located at<br />

[insert Consultant’s address].<br />

WHEREAS, the Client wishes to have the Consultant per<strong>for</strong>ming the services hereinafter referred<br />

to, <strong>and</strong><br />

WHEREAS, the Consultant is willing to per<strong>for</strong>m these services,<br />

NOW THEREFORE THE PARTIES hereby agree as follows:<br />

1. Services (i) The Consultant shall per<strong>for</strong>m the services specified in “Terms <strong>of</strong><br />

Reference <strong>and</strong> Scope <strong>of</strong> Services,” which is made an integral part <strong>of</strong><br />

this Contract (“the Services”).<br />

(ii)<br />

The Consultant shall provide the reports listed in Terms <strong>of</strong> Reference,<br />

within the time periods listed in such Annexures, <strong>and</strong> the personnel<br />

listed in Annexure 2, “Cost Estimate <strong>of</strong> Services, List <strong>of</strong> Personnel<br />

<strong>and</strong> Schedule <strong>of</strong> Rates” to per<strong>for</strong>m the Services.<br />

2. Term The Consultant shall per<strong>for</strong>m the Services during the period commencing<br />

[insert start date] <strong>and</strong> continuing through [insert completion date] or any other<br />

period as may be subsequently agreed by the parties in writing.<br />

3. Payment A. Ceiling<br />

For Services rendered pursuant to ToR, the Client shall pay the<br />

Consultant an amount not to exceed a ceiling <strong>of</strong> 1 Million. This<br />

amount has been established based on the underst<strong>and</strong>ing that it<br />

includes all <strong>of</strong> the Consultant’s costs <strong>and</strong> pr<strong>of</strong>its as well as any tax<br />

obligation that may be imposed on the Consultant. The payments<br />

made under the Contract consist <strong>of</strong> the Consultant's remuneration as<br />

defined in sub-paragraph B below <strong>and</strong> <strong>of</strong> the reimbursable<br />

expenditures as defined in sub-paragraph C below.<br />

B. Remuneration<br />

The Client shall pay the Consultant <strong>for</strong> Services rendered at the<br />

rate(s) per man/month in accordance with the rates agreed <strong>and</strong><br />

specified in Annexure 3, “Cost Estimate <strong>of</strong> Services, List <strong>of</strong><br />

Personnel <strong>and</strong> Schedule <strong>of</strong> Rates.”<br />

C. Reimbursables<br />

The Client shall pay the Consultant <strong>for</strong> reimbursable expenses,<br />

which shall consist <strong>of</strong> <strong>and</strong> be limited to:<br />

(i)<br />

normal <strong>and</strong> customary expenditures <strong>for</strong> <strong>of</strong>ficial travel,<br />

accommodation, printing, <strong>and</strong> telephone charges; <strong>of</strong>ficial<br />

travel will be reimbursed.<br />

D. Payment Conditions<br />

Payment shall be made in Ngultrum not later than 30 days following


submission <strong>of</strong> invoices in duplicate to the client.<br />

E. Payments to the Consultants<br />

Payment in respect <strong>of</strong> the Consultant’s services shall be made as follows:<br />

a) 10% <strong>for</strong> mobilization on signing the contract agreement <strong>and</strong> upon<br />

production <strong>of</strong> un-conditional Bank Guarantee as per<strong>for</strong>mance<br />

security.<br />

b) 40% after submission <strong>of</strong> inception report to the client <strong>and</strong><br />

c) 50% after successful completion, final approval <strong>and</strong> h<strong>and</strong>ing over <strong>of</strong><br />

final report.<br />

d) Bank charges involved in the preparation <strong>of</strong> drafts <strong>and</strong> other paying<br />

instruments shall not be borne by the DHS or RGoB. The consultant<br />

shall make their own arrangement if such transfer is required.<br />

e) All payments to the Consultant shall be made in Ngultrums.<br />

4. Project<br />

Administration<br />

A. Coordinator<br />

The Client designates Mr. Kinzang Norbu, Director, DHS as Client’s<br />

Coordinator; the Coordinator shall be responsible <strong>for</strong> the<br />

coordination <strong>of</strong> activities under the Contract, <strong>for</strong> receiving <strong>and</strong><br />

approving invoices <strong>for</strong> payment, <strong>and</strong> <strong>for</strong> acceptance <strong>of</strong> the<br />

deliverables by the Client.<br />

B. Timesheets<br />

During the course <strong>of</strong> their work under this Contract, including field<br />

work, the Consultant’s employees providing services under this<br />

Contract may be required to complete timesheets or any other<br />

document used to identify time spent, as well as expenses incurred,<br />

as instructed by the Project Coordinator.<br />

C. Records <strong>and</strong> Accounts<br />

The Consultant shall keep accurate <strong>and</strong> systematic records <strong>and</strong><br />

accounts in respect <strong>of</strong> the Services, which will clearly identify all<br />

charges <strong>and</strong> expenses. The Client reserves the right to audit, or to<br />

nominate a reputable accounting firm to audit, the Consultant’s<br />

records relating to amounts claimed under this Contract during its<br />

term <strong>and</strong> any extension, <strong>and</strong> <strong>for</strong> a period <strong>of</strong> three months thereafter.<br />

5. Per<strong>for</strong>mance<br />

St<strong>and</strong>ard<br />

The Consultant undertakes to per<strong>for</strong>m the Services with the highest<br />

st<strong>and</strong>ards <strong>of</strong> pr<strong>of</strong>essional <strong>and</strong> ethical competence <strong>and</strong> integrity. The<br />

Consultant shall promptly replace any employees assigned under this<br />

Contract that the Client considers unsatisfactory.<br />

6. Confidentiality The Consultants shall not, during the term <strong>of</strong> this Contract <strong>and</strong> within two<br />

years after its expiration, disclose any proprietary or confidential in<strong>for</strong>mation<br />

relating to the Services, this Contract or the Client’s business or operations<br />

without the prior written consent <strong>of</strong> the Client.


7. Ownership <strong>of</strong><br />

Material<br />

Any studies, reports or other material, graphic, s<strong>of</strong>tware or otherwise,<br />

prepared by the Consultant <strong>for</strong> the Client under the Contract shall belong to<br />

<strong>and</strong> remain the property <strong>of</strong> the Client. The Consultant may retain a copy <strong>of</strong><br />

such documents <strong>and</strong> s<strong>of</strong>tware.<br />

8. Consultant<br />

Not to be<br />

Engaged in<br />

Certain<br />

Activities<br />

The Consultant agrees that, during the term <strong>of</strong> this Contract <strong>and</strong> after its<br />

termination, the Consultants <strong>and</strong> any entity affiliated with the Consultant, shall<br />

be disqualified from providing goods, works or services (other than the<br />

Services or any continuation there<strong>of</strong>) <strong>for</strong> any project resulting from or closely<br />

related to the Services.<br />

9. Insurance The Consultant will be responsible <strong>for</strong> taking out any appropriate insurance<br />

coverage.<br />

10. Assignment The Consultant shall not assign this Contract or Subcontract any portion <strong>of</strong> it<br />

without the Client's prior written consent.<br />

11. Law<br />

Governing<br />

Contract <strong>and</strong><br />

Language<br />

The Contract shall be governed by the laws <strong>of</strong> RGoB, <strong>and</strong> the language <strong>of</strong> the<br />

Contract shall be English.<br />

12. Dispute<br />

Resolution<br />

Any dispute arising out <strong>of</strong> this Contract, which cannot be amicably settled<br />

between the parties, shall be referred to adjudication/arbitration in accordance<br />

with the laws <strong>of</strong> the Kingdom <strong>of</strong> Bhutan.<br />

FOR THE CLIENT<br />

FOR THE CONSULTANT<br />

Signed by ____________________<br />

Signed by ____________________<br />

Title: ________________________<br />

Title____________________________

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