Bettauer, Ronald J. - Wilhelm Merton-Zentrum
Bettauer, Ronald J. - Wilhelm Merton-Zentrum
Bettauer, Ronald J. - Wilhelm Merton-Zentrum
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RONALD J. BETTAUER<br />
1518 HIGHWOOD DRIVE, MCLEAN, VIRGINIA 22101<br />
703-536-0729; mobile 703-628-1640<br />
ron.bettauer@verizon.net<br />
Alternate e-mail: <strong>Ronald</strong>.<strong>Bettauer</strong>@unvienna.org; rbettauer08@law.gwu.edu<br />
UNITED NATIONS REGISTER OF DAMAGE CAUSED BY THE CONSTRUCTION OF THE WALL IN<br />
THE OCCUPIED PALESTINIAN TERRITORY (UNROD), Board Member (2008 to present).<br />
GEORGE WASHINGTON UNIVERSITY LAW SCHOOL, Visiting Scholar (2007 to present).<br />
PANEL OF INTERNATIONAL ARBITRATORS, American Arbitration Association’s International<br />
Centre for Dispute Resolution (ICDR) (2008 to present).<br />
UNITED NATIONS COMPENSATION COMMISSION, Member, Panel of Experts on the Future of<br />
the Follow-Up Programme for Environmental Awards (2009).<br />
OFFICE OF THE LEGAL ADVISER, U.S. DEPARTMENT OF STATE (1969 to 2007). Direction and<br />
expertise in negotiating international instruments for the United States in the positions listed<br />
below, with special emphasis on international litigation and arbitration on investments and<br />
claims (specific examples on pages 4-6).<br />
▪<br />
Deputy Legal Adviser (2000 to 2007). General management of the Office of the Legal<br />
Adviser, directing and supervising offices dealing with:<br />
- international arbitration, claims, investment disputes and litigation;<br />
- arms control and disarmament;<br />
- non-proliferation;<br />
- private international law;<br />
- United Nations and other international organizations; the International Court of Justice; the<br />
Permanent Court of Arbitration.<br />
▪ Assistant Legal Adviser for International Claims and Investment Disputes (1986 to 2000).<br />
Representing the United States in international tribunals and international negotiations on<br />
claims and other disputes, including:<br />
- the Iran-United States Claims Tribunal;<br />
- NAFTA investment arbitrations;<br />
- the U.N. Compensation Commission (Iraq Gulf War claims);
RONALD J. BETTAUER Page 2<br />
- claims settlement negotiations with Germany, Vietnam, Cambodia, Soviet Union,<br />
Taiwan;<br />
- Holocaust claims involving Swiss banks, Germany, Austria and French banks;<br />
- investment disputes, claims of U.S. nationals, and intergovernmental claims brought<br />
by and against the United States.<br />
▪<br />
▪<br />
▪<br />
Assistant Legal Adviser for Nuclear Affairs (1977 to 1986). Civil nuclear cooperation and<br />
nuclear non-proliferation, including bilateral and multilateral nuclear negotiations and<br />
legislation concerning U.S. nuclear export policy and agreements.<br />
Deputy Assistant Legal Adviser, Oceans, Environment and Scientific Affairs (1974 to<br />
1977):<br />
- nuclear energy;<br />
- law of the sea;<br />
- international science cooperation and environmental affairs.<br />
Attorney, United Nations Affairs (1969 to 1974). Extensive conference work, such as:<br />
- United Nations General Assemblies;<br />
- U.N. Human Rights Commission;<br />
- Lucerne Weapons Conference;<br />
- Geneva Diplomatic Conferences on International Humanitarian Law.<br />
EDUCATION<br />
▪<br />
▪<br />
New York University School of Law (J.D., 1969 – cum laude); Root-Tilden Scholar; Law<br />
Review, Note & Comment Editor.<br />
Williams College (B.A., 1966 – magna cum laude with highest honors in Political Science).<br />
▪ Institut d’ Études Politiques de l’Université de Paris (Certificat d’Etudes Politiques, 1965).<br />
PUBLICATIONS<br />
§ A list is included on pages 7-8.<br />
AWARDS<br />
▪<br />
Best Project Award (2009), American Bar Association Section of International Law, for<br />
chairing the joint ABA-American Society of International Law Task Force on Treaties in U.S.
RONALD J. BETTAUER Page 3<br />
▪<br />
Law.<br />
Outstanding Performance by an International Lawyer in Government (2008), American<br />
Bar Association Section of International Law.<br />
▪ Senior Executive Service Presidential Rank Awards: Distinguished Executive (2001, 1990);<br />
Meritorious Executive (2006, 1994, 1986).<br />
▪<br />
Distinguished Executive Service Award (1998), Senior Executive Association.<br />
OTHER<br />
▪ Bar admissions: New York (1969) and the District of Columbia (1976).<br />
▪<br />
▪<br />
▪<br />
Chair, Joint American Society of International Law – American Bar Association International<br />
Law Section Task Force on Treaties in U.S. Law (2008-2009).<br />
Member: American Society of International Law; American Bar Association (Vice-Chair, UN<br />
and International Institutions Coordinating Committee, Section of International Law); Institute<br />
for Transnational Arbitration (Advisory Board).<br />
Foreign languages: French and German.
RONALD J. BETTAUER Page 4<br />
EXAMPLES OF LITIGATION AND NEGOTIATION EXPERIENCE<br />
INTERNATIONAL ARBITRATION AND LITIGATION<br />
Personal appearances in hearings for the United States, in addition to supervising U.S.<br />
representation in all arbitration before the Iran-United States Claims Tribunal and all cases brought<br />
against the United States under NAFTA Chapter 11 (1986 to 2007), including arbitrator selection,<br />
memorials, and challenges:<br />
▪<br />
▪<br />
Iran-United States Claims Tribunal:<br />
- Case B/36, $44.8 million United States recovery on Lend Lease claims;<br />
- Case B/58, Iran’s $788 million railroad claim dismissed;<br />
- Cases A/15 (IV) and A/24, Iran’s claims concerning U.S. domestic litigation (still<br />
pending);<br />
- Case B/61, Iran’s $2.5 billion claims concerning military property in private hands (still<br />
pending);<br />
- Case A/33, U.S. claim that Iran must replenish the Security Account upheld;<br />
- Case B/1 (Claims 2 & 3), Iran’s $20+ billion claim concerning U.S. military sales,<br />
personally managed preparation of largest submission of briefs and evidence (35,000<br />
pages).<br />
NAFTA Investor-State Arbitrations:<br />
- the Loewen case, where $750 million discriminatory treatment, minimum standard of<br />
treatment, and expropriation claims were dismissed;<br />
- the Mondev case, where a $50 million denial of justice claim was dismissed;<br />
- the Canfor case and the consolidated softwood lumber cases, seeking over $540 million on<br />
national treatment, most favored nation, minimum standard of treatment and expropriation<br />
claims (still pending);<br />
- the Methanex case, where $970 million expropriation, fair and equitable treatment, and<br />
national treatment claims were dismissed and the United States obtained award of costs;<br />
- the Glamis case, in which $50 million is sought for the alleged expropriation of a gold mine<br />
in California by federal and California state measure, principally requiring backfilling of an<br />
open pit mine as a reclamation measure (still pending).
RONALD J. BETTAUER Page 5<br />
- the Canadian Cattle Cases, where a claim by Canadian owners and operators of cattle<br />
feeding, feedlot and transportation businesses in Canada seek approximately $235 million,<br />
alleging that the United States violated its national treatment obligation by closing the<br />
border to the importation of Canadian cattle after the discovery in 2003 of a case of<br />
bovine spongiform encephalopathy in a cow in Alberta, Canada, was dismissed.<br />
▪<br />
▪<br />
International Court of Justice:<br />
- the Oil Platforms case, where Iran’s claims for damages under the Treaty of Amity for the<br />
destruction of oil platforms during the Gulf tanker war were dismissed.<br />
Settlement Negotiations:<br />
- a $131.8 million settlement with Iran of the Iran Air case before the International Court of<br />
Justice and bank transaction claims before the Iran-United States Claims Tribunal;<br />
- multiple claims settlements negotiated with Iran’s Bureau of International Legal<br />
Services and with Iran’s Presidential Legal Adviser.<br />
REPRESENTING THE UNITED STATES AND NEGOTIATING INSTRUMENTS<br />
Key role in representing the United States in bilateral and multilateral negotiations in many fora,<br />
such as:<br />
▪<br />
▪<br />
▪<br />
Iraq Gulf War Claims:<br />
- U.S. Representative on the Governing Council of the UN Compensation Commission,<br />
including when establishing the compensation framework (e.g., decisions 1-20);<br />
- filing all claims for U.S. claimants at the UN Compensation Commission.<br />
Collective bilateral state claims settlements:<br />
- bilateral claims settlement agreements with Germany on claims against the GDR and<br />
on Nazi persecution claims;<br />
- bilateral claims settlement agreements with Vietnam, Cambodia, USSR and Taiwan.<br />
Holocaust Issues:<br />
- establishment of the German Holocaust Foundation, a 10 billion DM claims fund;<br />
- Swiss Bank settlement;<br />
- Nazi persecutee relief fund and closeout of the Tripartite Gold Commission;<br />
- Austrian Holocaust settlement;<br />
- French bank Holocaust settlement.
RONALD J. BETTAUER Page 6<br />
▪<br />
▪<br />
▪<br />
▪<br />
▪<br />
▪<br />
Ethiopia-Eritrea Peace Agreement, establishing claims and boundary commissions.<br />
Law of War:<br />
- diplomatic and experts conferences that resulted in the 1977 Protocols to the 1949 Geneva<br />
Conventions;<br />
- head of delegation to Geneva meetings of experts and of states parties to the Convention on<br />
Certain Conventional Weapons (negotiated 25-nation 2006 declaration on anti-vehicle<br />
mines);<br />
- head of delegation to the Lucerne and Montreux conventional weapons conferences;<br />
- the International Conference of the Red Cross in Tehran.<br />
Nuclear Non-Proliferation:<br />
- headed U.S. delegation that negotiated the conventions on early notification of a nuclear<br />
accident and on assistance in the case of a nuclear accident or radiological emergency;<br />
- headed U.S. delegation that negotiated the convention on the physical protection of nuclear<br />
materials;<br />
- bilateral peaceful nuclear cooperation agreements with Australia, Canada, and Egypt;<br />
- IAEA General Conferences, OPANAL, and the 1985 NPT review conference.<br />
Environment: negotiated for the United States the UN Environmental Program (UNEP)<br />
principles on shared natural resources; transfrontier pollution principles in the OECD.<br />
Cultural Property: negotiated for the United States the UNESCO convention on the means of<br />
prohibiting and preventing the illicit import, export and transfer of ownership of cultural<br />
property.<br />
United Nations:<br />
- UN General Assemblies (Legal and Human Rights Committees);<br />
- UN Human Rights Commission;<br />
- negotiated the UN Convention on the prevention and punishment of crimes against<br />
internationally protected persons, including diplomatic agents.
RONALD J. BETTAUER Page 7<br />
PUBLICATIONS<br />
▪ “Germany Sues Italy at the International Court of Justice on Foreign Sovereign Immunity –<br />
Legal Underpinnings and Implications for U.S. Law,” ASIL Insight, vol. 13, issue 22 (Nov.<br />
19, 2009), available at http://www.asil.org/files/insight091119pdf.pdf.<br />
▪<br />
Negotiating With The Iranian Government: Lessons From U.S.-Iran Claims Negotiations,<br />
23-6 Mealey’s Int’l Arb. Rep. 27 (2008).<br />
▪ Book Review of The Protection of Cultural Property in Armed Conflict, 102 A.J.I.L 220<br />
(2008).<br />
▪<br />
▪<br />
▪<br />
Member of Steering Committee, International Mass Claims Processes: Legal and Practical<br />
Perspectives (H. Holtzmann & E. Kristjánsdóttir ed, Oxford U. Press, 2007).<br />
The Role of the United States Government in Recent Holocaust Claims Resolution, 20 Berkeley<br />
J. Int’l L. 1 (2002).<br />
The Task Remaining: The Government Cases in The Iran-United States Claims Tribunal and<br />
the Process of International Claims Resolution – A Study by the Panel on state Responsibility<br />
of the American Society of International Law 355 (D. Caron & J. Crook, ed., Transnational<br />
Publishers, 2000).<br />
▪ Book Review of International Claims: Their Settlement by Lump Sum Agreements, 1975-1995,<br />
94 A.J.I.L 810 (2000).<br />
▪ Richard B. Lillich: In Service to the United States, 6 J. of Transnational L. & Pol’y 391<br />
(1977)(co-author).<br />
▪<br />
▪<br />
A Progress Report on Government Cases Before the Iran-U.S. Claims Tribunal, 11-1 Mealey’s<br />
Int’l Arb. Rep. 14. (1996).<br />
Introductory Notes to documents published in International Legal Materials: Ministry of<br />
Defense and Support for the Armed Forces of the Islamic Republic of Iran V. Elahi, 48 I.L.M.<br />
804 (2009); Gandara v. Bennett, 47 I.L.M. 801 (2008); German-United States: Agreement<br />
Concerning Final Benefits to Certain United States Nationals Who Were Victims of National<br />
Socialist Measures of Persecution, 35. I.L.M. 193 (1996); United States Lump Sum Claims<br />
Settlement Agreements with Albania, Vietnam and Cambodia, 34 I.L.M. 595 (1995).<br />
▪ The United Nations Compensation Commission—Developments Since October 1992, 89<br />
A.J.I.L. 416 (1995).<br />
▪<br />
Establishment of the UN Compensation Commission: The U.S. Government Perspective in The<br />
United Nations Compensation Commission [13 th Sokol Colloquium] 29 (R. Lillich ed.,<br />
Transnational Publishers, 1995).
RONALD J. BETTAUER Page 8<br />
▪ Book Review of Nonproliferation and U.S. Foreign Policy, 14 J. of Int’l L. and Pol. 725 (1982).<br />
▪ The Nuclear Non-Proliferation Act of 1978, 10 Law & Pol’y Int’l Bus. 1105 (1978).<br />
SELECTED RECENT SPEAKING AND CONFERENCE ACTIVITIES<br />
§ Panelist, “Claims of Victims of Terrorism against Foreign States in U.S. Courts,” 2008 Annual<br />
Meeting of the American Society of International Law, April 10, 2008, Washington, D.C., 102<br />
ASIL PROC. 101 (2008).<br />
§ International Symposium in Advance Case Management Issues, International Centre for the<br />
Settlement of Investment Disputes, June 8, 2008, Dublin, Ireland.<br />
§ International Council for Commercial Arbitration, Dublin Conference, 50 th Anniversary of the<br />
New York Convention, June 8-10, 2008, Dublin, Ireland.<br />
§ Neutrals Conference, American Arbitration Association – International Centre for Dispute<br />
Resolution, February 27-28, 2009, Coronado, California.<br />
§ Moderator, “The Roles of the Investor’s Home State and International Institutions,” Frankfurt<br />
Roundtable on Executing Treaty Awards—A Fresh Look at Sovereign Immunity, March 6,<br />
2009, Frankfurt, Germany.<br />
§ Discussant, India and International Arbitration, George Washington University Law School<br />
symposium on Emerging India: Rights and Responsibilities, Washington, D.C., March 13, 2009<br />
(publication in the George Washington International Law Review pending).<br />
§ Sixth Annual Institute for Transnational Arbitration – American Society of International Law<br />
Conference, March 2009, Washington, D.C.<br />
§ Moderator, panel on Medellín v. Texas and the Self-Execution of Treaties, 2009 Annual<br />
Meeting of the American Society of International Law, March 26, 2009, Washington, D.C.<br />
§ Panelist, “Foreign Sovereign Immunities Act, Anti-Terrorism Litigation, and International<br />
Law,” Human Rights Litigation in U.S. Courts, The Twenty-Second Sokol Colloquium on<br />
Private International Law at the University of Virginia School of Law, April 2, 2009,<br />
Charlottesville, Virginia.<br />
§ 2009 ABA Annual Meeting (July 31-August 2, 2009, Chicago, Illinois); 2009 ABA Annual<br />
International Law Section Retreat (July 29-30, 2009, Fontana, Wisconsin), 2009 ABA<br />
International Law Section Spring Meeting (April 14-17, 2009, Washington, D.C.); 2008 ABA<br />
International Law Section Spring Meeting (April 2-3, 2008, New York, N.Y.); 2008 ABA<br />
Annual International Law Section Retreat (August 6-7, 2008, Atlantic City, N.J.); 2008 ABA<br />
Annual Meeting (August 7-9, 2008, New York, N.Y.); 2009 ABA International Law Section<br />
Spring Meeting (April 14-17, 2009, Washington, D.C.).