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Grasp<strong>in</strong>g for the "Elephant <strong>in</strong> the Courthouse":I<br />

<strong>Developments</strong> <strong>in</strong> Wash<strong>in</strong>gton's <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g<br />

Kristen L. Fraser*<br />

TABLE OF CONTENTS<br />

I. IN TRO D U CTIO N ........................................................<br />

4 12<br />

II. THE ELEPHANT AS TREE: ROOTS OF THE LAW-MAKING POWER ..................<br />

416<br />

A. The Tree Trunk: Constitutional Structure and Plenary Power ..............<br />

416<br />

B. Branch<strong>in</strong>g Out: Popular Sovereignty and Republican Government.... 418<br />

HI. THE ELEPHANTAS ROPE: BINDING THE LEGISLATURE? ................. 421<br />

A. Farm Bureau: Slipp<strong>in</strong>g Through the Loop .............................<br />

423<br />

B. Brown v. Owen and Extraconstitutional Supermajority<br />

Requirements: Will the Knot be ight Enough? ..........................<br />

427<br />

IV. THE ELEPHANT AS WALL: PEEKING AROUND THE CORNER ......................<br />

432<br />

A. The Enrolled Bill Doctr<strong>in</strong>e: Ch<strong>in</strong>ks <strong>in</strong> the Wall? ..........................<br />

434<br />

B. The Speech or Debate Clause: What Goes Through the Wall? ............ 436<br />

V THE ELEPHANT AS ROPE: JUDICIAL INTERPRETATION OF DRAFTING<br />

RESTRICTIONS: ARTICLE II, SECTION 19 ..................................<br />

439<br />

A . Wh at isa B ills Title? ...........................................<br />

439<br />

B. "Fair notice" and "Value Judgments" <strong>in</strong> a Title .........................<br />

441<br />

C. Rew<strong>in</strong>d<strong>in</strong>g the Rope: Cur<strong>in</strong>g Article II, Section 19 Problems<br />

through Subsequent "Reenactment"..................................<br />

442<br />

VI. THE ROPE BINDS THE SPEAR: JUDICIAL INTERPRETATION OF DRAFTING<br />

RESTRICTIONS: ARTICLE H, SECTION 37 ..................................<br />

446<br />

A- How Article II, Section 37 B<strong>in</strong>ds the Legislature .........................<br />

447<br />

B. Article II, Section 37 and the Courts .................................<br />

450<br />

1. There is an elephant <strong>in</strong> the courthouse. The majority knows the elephant is there.<br />

The majority maps out a course around the elephant. The majority never acknowledges<br />

the presence <strong>of</strong> the elephant. It is an obvious elephant .... The elephant that we all keep<br />

circl<strong>in</strong>g around is the fundamental pr<strong>in</strong>ciple on which our government is structured. Our<br />

constitutions create a representative democracy.<br />

Wash. State Farm Bureau Fed'n v. Gregoire, 174 P.3d 1142, 1157 (Wash. 2007) (Chambers, J.,<br />

concurr<strong>in</strong>g) (criticiz<strong>in</strong>g the majority for resolv<strong>in</strong>g case on statutory grounds and fail<strong>in</strong>g to reach the<br />

constitutional question <strong>of</strong> whether an <strong>in</strong>itiative may fetter the legislature's law-mak<strong>in</strong>g powers).<br />

* Kristen Lichtenberg Fraser holds degrees <strong>in</strong> law and political science from the<br />

University <strong>of</strong> Wash<strong>in</strong>gton. She is Senior Counsel to the Office <strong>of</strong> Program Research, which staffs the<br />

committees <strong>of</strong> the Wash<strong>in</strong>gton House <strong>of</strong> Representatives, mak<strong>in</strong>g her one <strong>of</strong> "our state's usually<br />

<strong>in</strong>fallible legislative staff." 14 Op. Wash. State Att'y Gen. 11 (1981). The author's op<strong>in</strong>ions are her<br />

own, and noth<strong>in</strong>g <strong>in</strong> this paper constitutes an <strong>of</strong>ficial position <strong>of</strong> the House <strong>of</strong> Representatives, its<br />

members or adm<strong>in</strong>istration, or the Office <strong>of</strong> Program Research.


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C. The Rope and the Spear: Wash<strong>in</strong>gton Citizens Action and<br />

Initiatives 722 and 747 ............................................................................ 452<br />

D. Wash<strong>in</strong>gton Citizens Action: <strong>Law</strong> Must be Set Forth at Time <strong>of</strong><br />

L eg islative A ction ..................................................................................... 454<br />

E. Wash<strong>in</strong>gton Citizens Action Conflicts with Legislative Draft<strong>in</strong>g<br />

P ra ctices .................................................<br />

456<br />

E Article II, Section 37 Now Applies to Judicially Created <strong>Law</strong> .............. 459<br />

G. Tied <strong>in</strong> Knots: New Difficulties for Curative Legislation? .................... 462<br />

H. Shackl<strong>in</strong>g the Spear: Wash<strong>in</strong>gton Citizens Action 's Effect on<br />

In itia tives ................................................................................................... 4 65<br />

VII. THE ELEPHANT AS SPEAR: THE PEOPLE'S LEGISLATIVE POWERS ................ 467<br />

A. Inspect<strong>in</strong>g the Spear: Pre-Ballot Review <strong>of</strong> Initiatives .......................... 468<br />

B. Protect<strong>in</strong>g the Spear: Legislation Affect<strong>in</strong>g Ballot Measures ............... 470<br />

C. Test<strong>in</strong>g the Spear: Statutory Standards for Ballot Measures ................. 471<br />

VIII. THE ELEPHANT AS SNAKE: EMERGENCY CLAUSES, EFFECTIVE DATES,<br />

AND THE VOTERS' RIGHT OF REFERENDUM .................................................... 476<br />

A. At Statehood- A Real Emergency Requirement ...................................... 476<br />

B. Amendment 7Authorizes Referenda but Deletes the Emergency<br />

R equirem ent .............................................................................................. 479<br />

C. The Legislative "Emergency Clause'" and Judicial Deference ............ 480<br />

D. The Support <strong>of</strong> State Government Exception and Farm Bureau v.<br />

R eed .......................................................................................................... 483<br />

E. The "Police Power" Exception and CLEAN v. State ........................... 486<br />

E "Emergency" Not Required .................................................................... 490<br />

IX . C ON CLUSION ..................................................................................................... 490<br />

I. INTRODUCTION<br />

In January <strong>of</strong> each year, two very different scenes occur <strong>in</strong> different build<strong>in</strong>gs on<br />

the state Capitol Campus. January term beg<strong>in</strong>s at the state supreme court. At the<br />

Temple <strong>of</strong> Justice, the judges <strong>of</strong> the state's highest court file <strong>in</strong> to hear the first case <strong>of</strong><br />

the term: stately, solemnly robed, proverbially sober. The docket has been set for<br />

months, and the cases duly briefed. After oral arguments, the justices retire to<br />

chambers, presumably to discuss the cases. As much as a year later, the court will<br />

issue an op<strong>in</strong>ion. To the external observer, at least, the court and its procedures<br />

appear measured and orderly, if not exactly nimble or speedy.<br />

On the other side <strong>of</strong> the Flag Circle, with equal pomp but less organization,<br />

legislators gather under the Dome. Senators and representatives rush <strong>in</strong>to their<br />

respective chambers, scarves and ties fly<strong>in</strong>g, trailed by lobbyists wav<strong>in</strong>g brightly<br />

colored sponsor sheets 2 and staffers try<strong>in</strong>g to hand <strong>of</strong>f one last memo, bill draft, or<br />

2. A signature sheet lists prime sponsors and co-sponsors <strong>of</strong> legislation. EDWARD D.


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brief<strong>in</strong>g document. At the rostrum, papers are fly<strong>in</strong>g as a quorum 3 gathers and the<br />

presid<strong>in</strong>g <strong>of</strong>ficer calls the body to order.<br />

These differ<strong>in</strong>g scenes illustrate the different lawmak<strong>in</strong>g processes. The<br />

legislative lawmak<strong>in</strong>g process is messy and dynamic. 4 Committee hear<strong>in</strong>gs and floor<br />

sessions may last until dawn. 5 Dur<strong>in</strong>g legislative cut-<strong>of</strong>fs and the f<strong>in</strong>al days <strong>of</strong><br />

session, legislators and legislative drafters practice a lawyer's version <strong>of</strong> battlefield<br />

medic<strong>in</strong>e, mend<strong>in</strong>g and align<strong>in</strong>g, slapp<strong>in</strong>g on bandages such as "the department shall<br />

adopt rules to implement this act" or stitch<strong>in</strong>g together two bills <strong>in</strong> an attempt to<br />

reconstruct the parts <strong>in</strong>to a workable law. 6<br />

The body <strong>of</strong> statutory law produced with<strong>in</strong> this process may lack the polish <strong>of</strong> a<br />

carefully honed judicial op<strong>in</strong>ion. The policies expressed with<strong>in</strong> this corpus are vast,<br />

diverse, and potentially <strong>in</strong>consistent, reflect<strong>in</strong>g as they must the views <strong>of</strong> a shift<strong>in</strong>g<br />

majority <strong>of</strong> the two bodies. In some cases, the process itself may be the policy. 7<br />

Method, Procedure, Means & Manner surveyed the constitutional, legal, and<br />

parliamentary pr<strong>in</strong>ciples that govern the process <strong>of</strong> lawmak<strong>in</strong>g <strong>in</strong> Wash<strong>in</strong>gton. 8 In<br />

the five years s<strong>in</strong>ce that article was published, the Wash<strong>in</strong>gton Supreme Court has<br />

SEEBERGER, SINE DIE: A GuIDE TO THE WASHINGTON STATE LEGISLATIVE PROCESS 18 (1997).<br />

Signature sheets are p<strong>in</strong>k for Senate bills, blue for House bills, and green for executive branch request<br />

legislation (legislation proposed by the governor or other executive branch <strong>of</strong>ficials). Id. at 230.<br />

3. A quorum <strong>of</strong> each body is required to transact bus<strong>in</strong>ess. WASH. CONST. art. II, § 8.<br />

Passage <strong>of</strong> legislation requires the affirmative vote <strong>of</strong> a majority <strong>of</strong> members elected to each house.<br />

WASH. CONST. art. II, § 22; see THE JOURNAL OF THE WASHINGTON STATE CONSTITUTIONAL<br />

CONVENTION 535-36 (Beverly Pavlik Rosenow ed. 1962) [here<strong>in</strong>after Rosenow] (constitutional<br />

convention rejected motion to allow passage <strong>of</strong> legislation by vote <strong>of</strong> majority <strong>of</strong> members present);<br />

see also <strong>in</strong>fra notes 92-94 and accompany<strong>in</strong>g text (disput<strong>in</strong>g validity <strong>of</strong> statutory supermajority<br />

requirement).<br />

4. See David A. Marcello, The Ethics and Politics <strong>of</strong> Legislative Draft<strong>in</strong>g, 70 TUL. L. REV.<br />

2437, 2441 (1996) (op<strong>in</strong><strong>in</strong>g that the ideal <strong>of</strong> careful choice from an array <strong>of</strong> well-crafted draft<strong>in</strong>g<br />

options is never achieved <strong>in</strong> the hurly-burly <strong>of</strong> a legislative session).<br />

5. For example, on Friday, June 15, the twelfth day <strong>of</strong> the third special session <strong>in</strong> 2001, the<br />

House worked through the night and adjourned at approximately 4:30 on Saturday morn<strong>in</strong>g. HOUSE<br />

JOURNAL OF THE FFTY-SEVENTH LEGISLATURE OF THE STATE OF WASHINGTON AT OLYMPIA, THE STATE<br />

CAPITAL 2220 (2001) [here<strong>in</strong>after HOUSE JOURNAL] (authentication on file with author). Senate and<br />

House rules require the respective bodies to adjourn by 10:00 p.m., but this rule may be waived by a<br />

majority. WASH. SENATE RULE 15 (2009-2010) available at http://www.leg.wa.gov/documents/<br />

lic/Documents/Subscriptions End <strong>of</strong> SessionHistoricallLegMan.pdf, at 439; WASH. HOUSE<br />

RULES 13(c) (2009-2010) available at http://www.leg.wa.gov/documents/lic/Documents/<br />

Subscriptions End <strong>of</strong> SessionHistorical/LegMan.pdf, at 504.<br />

6. Gregory Chaimov, How an Idea Really Becomes <strong>Law</strong>: What Only Jacques Cousteau<br />

can Know, 36 WILLAMETrE L. REV. 185, 208-09 (2000) (describ<strong>in</strong>g Oregon legislature's "conflicts<br />

team" process, under which legislative editors and attorneys prepare amendments to resolve any<br />

conflicts among multiple amendments to the same section <strong>of</strong> code).<br />

7. Hans A. L<strong>in</strong>de, Due Process <strong>of</strong> <strong>Law</strong>mak<strong>in</strong>g, 55 NEB. L. REV. 197,208 (1976).<br />

8. Kristen L. Fraser, Method, Procedure, Means & Manner: Wash<strong>in</strong>gton s <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-<br />

Mak<strong>in</strong>g, 39 GONZ. L. REV. 447,448-49 (2004) [here<strong>in</strong>after <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g].


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decided a number <strong>of</strong> landmark decisions regard<strong>in</strong>g the law <strong>of</strong> lawmak<strong>in</strong>g. 9 At the<br />

same time, by resolv<strong>in</strong>g key cases on statutory or procedural grounds, the court has<br />

neatly avoided a number <strong>of</strong> constitutional controversies <strong>of</strong> <strong>in</strong>terest to the legislature.1 0<br />

A concurr<strong>in</strong>g op<strong>in</strong>ion <strong>in</strong> one such case po<strong>in</strong>ted out that the court cannot cont<strong>in</strong>ue to<br />

avoid the "elephant <strong>in</strong> the courthouse"' '-the constitutional structure <strong>of</strong> our<br />

representative democracy, the structure that underp<strong>in</strong>s any controversy relat<strong>in</strong>g to the<br />

law <strong>of</strong> law-mak<strong>in</strong>g.<br />

The court, as ultimate arbiter <strong>of</strong> the constitution, enforces the constitutional<br />

provisions that regulate the law-mak<strong>in</strong>g process, even when its view <strong>of</strong> these<br />

constitutional powers is contrary to that taken by the legislature or proponents <strong>of</strong> the<br />

voters' law-mak<strong>in</strong>g powers. 2 Yet the court lacks orig<strong>in</strong>al draft<strong>in</strong>g power and the<br />

ability to order law-makers to enact legislation or to enact it <strong>in</strong> a particular way. 13<br />

Only the legislature-and the people act<strong>in</strong>g <strong>in</strong> their legislative capacity-may,<br />

through enact<strong>in</strong>g statutory laws, actively implement the law-mak<strong>in</strong>g powers granted<br />

by article II <strong>of</strong> the Wash<strong>in</strong>gton State Constitution.<br />

At the same time, the law-mak<strong>in</strong>g authorities make conflict<strong>in</strong>g demands upon<br />

the court. In some cases the legislature demands judicial restra<strong>in</strong>t, <strong>in</strong>sist<strong>in</strong>g it exercise<br />

its law-mak<strong>in</strong>g prerogatives free from article IV <strong>in</strong>terference, 14 while <strong>in</strong> other<br />

9. Eg., Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486, 487-88 (Wash. 2007)<br />

(<strong>in</strong>validat<strong>in</strong>g <strong>in</strong>itiative under article II, section 37); Futurewise v. Reed, 166 P3d 708, 710 (Wash.<br />

2007) (discuss<strong>in</strong>g pre-ballot review <strong>of</strong> <strong>in</strong>itiative); City <strong>of</strong> Fircrest v. Jensen, 143 P.3d 776 , 778-79<br />

(Wash. 2006) (discuss<strong>in</strong>g the title/subject rule for legislative bills); Coppernoll v. Reed, 119 P3d 318,<br />

321 (Wash. 2005) (reject<strong>in</strong>g pre-ballot review <strong>of</strong> <strong>in</strong>itiative); Wash. State Farm Bureau Fed'n v. Reed,<br />

115 P.3d 301, 307 (Wash. 2005) (uphold<strong>in</strong>g legislative <strong>in</strong>vocation <strong>of</strong> the emergency clause).<br />

10. E.g., Brown v. Owen, No. 81287-0, 2009 WL 564432, at *1 (Wash. Mar. 5, 2009)<br />

(reject<strong>in</strong>g on mandamus grounds, a challenge to the constitutionality <strong>of</strong> the statutory supennajority<br />

requirement for a tax vote); Spa<strong>in</strong> v. Employment Sec. Dep't, 185 P.3d 1188, 1192 (Wash. 2008)<br />

(resolv<strong>in</strong>g title/subject case on statutory grounds); Wash. State Farm Bureau v. Gregoire, 174 P.3d<br />

1142, 1153-54 (Wash. 2007) (resolv<strong>in</strong>g case on statutory grounds); McG<strong>in</strong>nis v. State, 99 P.3d 1240,<br />

1242-43 (Wash. 2004) (resolv<strong>in</strong>g constitutional dispute over retroactivity on statutory grounds).<br />

11. Farm Bureau v. Gregoire, 174 P.3d at 1157 (Chambers, J., concurr<strong>in</strong>g) (criticiz<strong>in</strong>g the<br />

majority for fail<strong>in</strong>g to reach the constitutional question and resolv<strong>in</strong>g the case on statutory grounds).<br />

12. E.g., Seattle Sch. Dist. v. State, 585 P.2d 71, 86-89 (Wash. 1978) (cit<strong>in</strong>g United States v.<br />

Nixon, 418 U.S. 683, 703 (1974) & Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803)).<br />

13. Cf Brown, No. 81287-0, 2009 WL 564432, at *6 (Wash. Mar. 5, 2009) (op<strong>in</strong><strong>in</strong>g that the<br />

court lacks power to establish and adm<strong>in</strong>ister rules <strong>of</strong> legislative procedure).<br />

14. Brief for Wash. State Leg. as Amici Curiae Support<strong>in</strong>g Appellants at 10-11, Spa<strong>in</strong> v.<br />

Employment Sec. Dep't, 185 R3d 1188 (Wash. 2008) (No. 80309) (discuss<strong>in</strong>g the legislative power<br />

<strong>in</strong> draft<strong>in</strong>g titles and the need for clear guidance under the title/subject rule); Brief for Wash. State<br />

Leg. as Amici Curiae Support<strong>in</strong>g Appellants at 4-8, In re Marriage <strong>of</strong> K<strong>in</strong>g, 174 P.3d 859 (Wash.<br />

2007) (No. 79978-4) (discuss<strong>in</strong>g public policy and fiscal implications <strong>of</strong> f<strong>in</strong>d<strong>in</strong>g a constitutional right<br />

to counsel <strong>in</strong> dissolution cases); Brief for Nat'l Conference <strong>of</strong> State Legs. as Amici Curiae<br />

Support<strong>in</strong>g Appellants, Wash. State Farm Bureau Fed'n v. Gregoire, 174 P.3d 1142 (Wash. 2007),<br />

2006 WL 3910770, at *5-6 (argu<strong>in</strong>g that article II, section 17's speech or debate clause prevents<br />

courts from compell<strong>in</strong>g legislature to disclose <strong>in</strong>ternal policy discussions).


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WASHINGTON'S LAW OF LAW-MAKING<br />

<strong>in</strong>stances the legislative bodies or <strong>in</strong>dividual legislators request that the court referee<br />

disputes with the governor or with the law itself 1 5 Moreover, some cases result from<br />

disputes about allocation <strong>of</strong> power between the states' two law-mak<strong>in</strong>g powers-the<br />

legislature and the voters. Depend<strong>in</strong>g on whether the dispute plac<strong>in</strong>g the case before<br />

the court arises among private entities or the law-mak<strong>in</strong>g actors whose powers are at<br />

stake, 16 the court may decide issues <strong>of</strong> constitutional significance without a full<br />

discussion <strong>of</strong> the impact on the law-mak<strong>in</strong>g bodies.' 7<br />

With<strong>in</strong> these difficult cases, all <strong>of</strong> these constitutional actors grapple with the<br />

constitutional elephant like the bl<strong>in</strong>d men <strong>in</strong> the parable. In the version <strong>of</strong> the story<br />

best known to Western readers, the bl<strong>in</strong>d men conclude that the pachyderm is a tree,<br />

rope, wall, spear, snake, or fan, depend<strong>in</strong>g on whether they are grasp<strong>in</strong>g the beast's<br />

leg, tail, flank, tusk, trunk, or ear. 18 In Wash<strong>in</strong>gton, the courts, the legislature, and the<br />

voters <strong>in</strong> their legislative capacity struggle to grasp their respective roles <strong>in</strong> a<br />

representative democracy's law-mak<strong>in</strong>g process. Each <strong>of</strong> these constitutional actors<br />

seems to fumble for and grasp a different part <strong>of</strong> this constitutional beast, hold<strong>in</strong>g on<br />

fiercely and <strong>in</strong>sist<strong>in</strong>g on its own zoological taxonomy.<br />

This article surveys the recent cases <strong>in</strong> which the respective branches have<br />

encountered the constitutional elephant. This article also argues that lawmakers from<br />

all branches-legislators, courts, and the voters-must do a better job <strong>of</strong> mapp<strong>in</strong>g<br />

their respective parts and describ<strong>in</strong>g the terra<strong>in</strong> to their colleagues so that a better<br />

picture may emerge <strong>of</strong> the elephant as a whole--our state constitution as a political<br />

charter. 19<br />

15. Wash. State Legislature v. Lowry, 931 P.2d 885, 888 (Wash. 1997) (legislature sued<br />

governor over allegedly unconstitutional vetoes); Wash. State Legislature v. State, 985 P.2d 353, 358<br />

(Wash. 1999); Walker v. Munro, 879 P.2d 920, 923 (Wash. 1994) (legislators and others challenged<br />

constitutionality <strong>of</strong> 1-601's expenditure and tax limitations); Brown, No. 81287-0, 2009 WL 564432,<br />

at *5 (reject<strong>in</strong>g on mandamus grounds <strong>in</strong>dividual legislator's challenge to 1-601's requirement for a<br />

supermajority vote to approve tax <strong>in</strong>creases).<br />

16. For example, <strong>in</strong> Advocates for Disabled Sportsmen v. State, a superior court judge ruled<br />

that a private organization lacked stand<strong>in</strong>g to challenge an allegedly improper gubernatorial veto.<br />

Order Grant<strong>in</strong>g Motion to Dismiss, Advocates for Disabled Am. Sportsmen v. State, No. 07-2-<br />

01679-9, (Thurston County Super. Ct., Jan. 28, 2008).<br />

17. Compare, e.g., Wash. State Farm Bureau Fed'n v. Gregoire, 174 P.3d 1142, 1145-46,<br />

1153 (Wash. 2007); In re Marriage <strong>of</strong> K<strong>in</strong>g, 174 P.3d 659, 669 (Wash. 2007); Spa<strong>in</strong> v. Employment<br />

Sec. Dep't, 185 P.3d 1188, 1192 & n.8 (Wash. 2008) (legislature or legislative advocates filed amicus<br />

briefs expla<strong>in</strong><strong>in</strong>g unique legislative perspective and court avoided constitutional issue) with City <strong>of</strong><br />

Fircrest v. Jensen, 143 P.3d 776, 778, 784 (Wash. 2006), cert. denied 549 U.S. 1254 (2007), and<br />

Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486, 495-96 (Wash. 2007) (legislature did not file<br />

amicus briefs, cases resolved contrary to ord<strong>in</strong>ary legislative draft<strong>in</strong>g practices).<br />

18. JOHN GODFREY SAXE, THE BLIND MEN AND THE ELEPHANT (4th prtg., McGraw-Hill<br />

1963).<br />

19. "Sometimes the legislative body was not as artful as it could have been <strong>in</strong> choos<strong>in</strong>g the<br />

words for the text <strong>of</strong> the bill it has passed. Occasionally, try as the court may, the legislature is<br />

disappo<strong>in</strong>ted with the court's <strong>in</strong>terpretation. As recently expressed by a dist<strong>in</strong>guished member <strong>of</strong> the


GONZAGA LAW REVIEW<br />

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H. THE ELEPHANTAS TREE: ROOTS OF THE LAW-MAKING POWER<br />

<strong>Law</strong>yers and judges tend to th<strong>in</strong>k <strong>of</strong> "constitutional law" as the <strong>in</strong>stitution <strong>of</strong><br />

judicial review and the decisions that are the product <strong>of</strong> that judicial review." But a<br />

state constitution is not merely the sum <strong>of</strong> the decisions that <strong>in</strong>terpret it. State<br />

constitutional law beg<strong>in</strong>s with the state constitution as a political charter. From the<br />

perspective <strong>of</strong> the legislature, then, a threshold question <strong>in</strong> any constitutional analysis<br />

<strong>of</strong> legislation is the nature <strong>of</strong> the powers granted by the constitution to the state<br />

legislature.<br />

A. The Tree Trunk: Constitutional Structure and Plenary Power<br />

In its length and dynamism, Wash<strong>in</strong>gton's constitution stands <strong>in</strong> contrast to the<br />

federal constitution, with its dom<strong>in</strong>ant characteristics <strong>of</strong> brevity and permanence. 21<br />

Like other Western constitutions adopted <strong>in</strong> the latter part <strong>of</strong> the n<strong>in</strong>eteenth century,<br />

Wash<strong>in</strong>gton's constitution extends beyond "fundamental pr<strong>in</strong>ciples" to "constitutional<br />

legislation." 22 These characteristics derive from the structural purpose <strong>of</strong> a state<br />

constitution: a restriction on the power <strong>of</strong> government <strong>in</strong> general and the legislature <strong>in</strong><br />

particular.<br />

As this court has <strong>of</strong>ten observed, the United States Constitution is a grant <strong>of</strong><br />

limited power authoriz<strong>in</strong>g the federal government to exercise only those<br />

constitutionally enumerated powers expressly delegated to it by the states,<br />

whereas our state constitution imposes limitations on the otherwise plenary<br />

power <strong>of</strong> the state to do anyth<strong>in</strong>g not expressly forbidden by the state<br />

constitution or federal law. 23<br />

legislature, sometimes the court must consider legislation passed by the legislature, shake its head<br />

and th<strong>in</strong>k, 'what were they th<strong>in</strong>k<strong>in</strong>g?' And then <strong>of</strong> course there are times when the legislature reads<br />

an op<strong>in</strong>ion <strong>of</strong> the court and says the same th<strong>in</strong>g." See Hale v. Wellp<strong>in</strong>it Sch. Dist., 198 P.3d 1021,<br />

1028 (Wash. 2009) (cit<strong>in</strong>g speech <strong>of</strong> Senator Lisa Brown):<br />

20. "Judicial review is the consequence <strong>of</strong> the constitutional rule, not the other way around."<br />

L<strong>in</strong>de, supra note 7, 206-07; see Christian G Fritz, The American Constitutional Tradition Revisited-<br />

Prelim<strong>in</strong>ary Observations on State Constitution-Mak<strong>in</strong>g <strong>in</strong> the N<strong>in</strong>eteenth-Century West, 25<br />

RUTGERS L. J. 945, 948-49 (1994) (op<strong>in</strong><strong>in</strong>g that constitutionalism focuses on U.S. Supreme Court as<br />

judicial arbiter).<br />

21. Fritz, supra note 20, at 958-59 (federal constitution is brief and embodies fundamentals;<br />

restra<strong>in</strong>ts on amendment process have resulted <strong>in</strong> stability); ROBERT F. UTTER & HUGH D. SPITZER,<br />

THE WASHINGTON STATE CONSTITUTION: A REFERENCE GUIDE 2 (G Alan Tarr ed., 2002)<br />

(Wash<strong>in</strong>gton constitution may be amended with relative ease).<br />

22. Fritz, supra note 20, at 964-65.<br />

23. State v. Gunwall, 720 P.2d 808, 815 (Wash. 1986) (emphasis <strong>in</strong>cluded). Cf Richard B.<br />

Sanders, Battles for the State Constitution: A Dissenter's VNew, 37 GONz. L. REv. 1, 4 (2002) (Justice<br />

Sanders contends that state government is also limited government, constra<strong>in</strong>ed by the Enabl<strong>in</strong>g


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WASHINGTON'S LAW OF LAW-MAKING<br />

In other words, Congress must relate its bills to one <strong>of</strong> the functions<br />

constitutionally assigned to it, 24 while state legislatures only need avoid forbidden<br />

25<br />

ground. Although it may be difficult to imag<strong>in</strong>e given the scope <strong>of</strong> modem federal<br />

Commerce Clause jurisprudence, the framers <strong>of</strong> n<strong>in</strong>eteenth century state constitutions<br />

were particularly m<strong>in</strong>dful that they were creat<strong>in</strong>g constitutions <strong>of</strong> restrictions rather<br />

than <strong>of</strong> expressed delegated powers. 26 "State governments had plenary power<br />

except<strong>in</strong>g what the people chose to withhold." 27<br />

Notwithstand<strong>in</strong>g this plenary power, n<strong>in</strong>eteenth century Western constitutions,<br />

<strong>in</strong>clud<strong>in</strong>g Wash<strong>in</strong>gton's, <strong>of</strong>ten conta<strong>in</strong>ed "constitutional legislation"--constitutional<br />

provisions that extend beyond declarations <strong>of</strong> fundamental pr<strong>in</strong>ciples <strong>in</strong>to the realm<br />

<strong>of</strong> affirmative law-mak<strong>in</strong>g. Wash<strong>in</strong>gton's constitution conta<strong>in</strong>s several examples <strong>of</strong><br />

this k<strong>in</strong>d <strong>of</strong> constitutional legislation: among other th<strong>in</strong>gs, legislators are directed to<br />

adopt laws to protect persons work<strong>in</strong>g <strong>in</strong> dangerous occupations; to provide amply<br />

for a general and uniform system <strong>of</strong> public education; to foster and support<br />

<strong>in</strong>stitutions for the disabled; and to regulate the practice <strong>of</strong> medic<strong>in</strong>e and sale <strong>of</strong> drugs<br />

and medic<strong>in</strong>es. 28 Wash<strong>in</strong>gton's constitution additionally dedicates an entire article to<br />

constitutional legislation govern<strong>in</strong>g the powers <strong>of</strong> private corporations, <strong>in</strong>clud<strong>in</strong>g<br />

regulation <strong>of</strong> railroads and monopolies and trusts. 29<br />

Of course, given that the legislative power is <strong>in</strong>deed plenary, then it would have<br />

been structurally unnecessary for n<strong>in</strong>eteenth century framers to spell out these<br />

specific powers. 30 Arguably, constitutional legislation represents that these <strong>in</strong>clusions<br />

were both political policy priorities and a structural "belt and suspenders." Accord<strong>in</strong>g<br />

to a delegate at the Constitutional Convention <strong>of</strong> the State <strong>of</strong> California, for <strong>in</strong>stance,<br />

the delegates recognized that the state supreme court would have f<strong>in</strong>al say, and if the<br />

constitutional specifically <strong>in</strong>dicated that the legislature had power to do particular<br />

th<strong>in</strong>gs, then no court would go beyond that constitutional declaration. 3 1<br />

Act's requirement that state government must be consistent with the Declaration <strong>of</strong> Independence,<br />

which stakes the power <strong>of</strong> government on the consent <strong>of</strong> the governed).<br />

24. See L<strong>in</strong>de, supra note 7, at 206.<br />

25. Gunwall, 720 P.2d at 815.<br />

26. Fritz, supra note, 20 at 965; Cornell W. Clayton, Toward a Theory <strong>of</strong> the Wash<strong>in</strong>gton<br />

Constitution, 37 GONZ. L. REV. 41, 73-74 (2002).<br />

27. Fritz, supra note 20, at 965.<br />

28. WASH. CONST. art. 1I, § 35 (protection <strong>of</strong> persons work<strong>in</strong>g <strong>in</strong> m<strong>in</strong>es, factories, and "other<br />

employments dangerous to life or deleterious to health"); WASH. CONST. art.lX, §§ 1-2 ("paramount<br />

duty" <strong>of</strong> support<strong>in</strong>g public education); WASH. CoNsT. art. XlH (<strong>in</strong>stitutions for persons with<br />

disabilities and mental illness); WASH. CONST. art. XX, § 2 ("regulate the practice <strong>of</strong> medic<strong>in</strong>e and<br />

surgery, and the sale <strong>of</strong> drugs or medic<strong>in</strong>es").<br />

29. WASH. CoNsT. art. XII; see Clayton, supra note 26, at 69; Fritz, supra note 20, at 968;<br />

Utter& Spitzer, supra note 21, at 11-12, 181-82.<br />

30. See Clayton, supra note 26, at 72-74.<br />

31. Fritz, supra note 20, at 970-71 (cit<strong>in</strong>g 2 DEBATES AND PROCEEDINGS OF THE<br />

CONSTITUTIONAL CONVENTION OF THE STATE OF CALIFORNIA, CONVENED AT THE CITY OF


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[Vol. 44:3<br />

B. Branch<strong>in</strong>g Out: Popular Sovereignty and Republican Government<br />

Wash<strong>in</strong>gton's constitution commences with the declaration:<br />

All political power is <strong>in</strong>herent <strong>in</strong> the people, and governments derive their just<br />

powers from the consent <strong>of</strong> the governed, and are established to protect and<br />

ma<strong>in</strong>ta<strong>in</strong> <strong>in</strong>dividual rights. 32<br />

Popular sovereignty, the concept that all political power is <strong>in</strong>herent <strong>in</strong> the people,<br />

underp<strong>in</strong>s the idea that the people could make their own governments and revise,<br />

alter, or abolish that government at will. More radical versions <strong>of</strong> popular<br />

sovereignty, such as the Dorr rebellion, "lost any constitutional respectability" when<br />

rejected by the U.S. Supreme Court <strong>in</strong> Luther v. Borden. 33 "Some radicals cont<strong>in</strong>ued<br />

to pr<strong>of</strong>ess loyalty to [popular sovereignty] as the fundamental pr<strong>in</strong>ciple <strong>of</strong> American<br />

government, but politicians cynically exploited it as a mere vote gett<strong>in</strong>g symbol. 34<br />

Still, as Western constitutions were adopted <strong>in</strong> the late 1800s, peaceful, extralegal<br />

constitutional revision was seen as a middle ground between revolution on the one<br />

hand and compliance with legally sanctioned constitutional. revision under the<br />

exist<strong>in</strong>g government on the other hand.<br />

From this context, Judge Cooley wrote the follow<strong>in</strong>g a year after Wash<strong>in</strong>gton's<br />

statehood:<br />

Although by their constitutions the people have delegated the exercise <strong>of</strong><br />

sovereign powers to the several departments, they have not thereby divested<br />

themselves <strong>of</strong> the sovereignty. They reta<strong>in</strong> <strong>in</strong> their own hands, so far as they<br />

have thought it needful to do so, a power to control the governments they create,<br />

and the three departments are responsible to and subject to be ordered, directed,<br />

changed, or abolished by them .... The voice <strong>of</strong> the people, act<strong>in</strong>g <strong>in</strong> their<br />

sovereign capacity, can be <strong>of</strong> legal force only when expressed at the times and<br />

under the conditions which they themselves have prescribed and po<strong>in</strong>ted out by<br />

the constitution, or which, consistently with the constitution, have been<br />

36<br />

prescribed andpo<strong>in</strong>ted outfor them by statute ....<br />

SACRAMENTO, SATURDAY, SEPTEMBER 28, 1878, at 815 (188 1) (statement <strong>of</strong> Mr. McCallum)).<br />

32. WASH. CONST. art. 1, § 1; Sanders, supra note 23, at 5 (plenary power resides <strong>in</strong> people,<br />

not government).<br />

33. 48 U.S. (7 How.) 1, 46-47 (1849); Fritz supra note 20, at 990.<br />

34. Fritz, supra note 20, at 990 (quot<strong>in</strong>g GEORGE M. DENNISON, THE DORR WAR:<br />

REPUBLICANISM ON TRIAL, 1831-1861, at 202 (1976)).<br />

35. Fritz, supra note 20, at 991.<br />

36. THOMAS M. COOLEY, A TREATISE ON THE CONSTITUTIONAL LIMIrrATIONS WHICH REST<br />

UPON THE LEGISLATIVE POWER OF THE STATES OF THE AMERICAN UNION 747 (6th ed. 1890) (emphasis<br />

added).


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WASHINGTON'S LAW OF LAW-MAKING<br />

Article I, section 1 thus "reta<strong>in</strong>s <strong>in</strong> the people a right to alter or reform their<br />

government through proper means. ' 37 And notwithstand<strong>in</strong>g its broad and powerful<br />

declaration <strong>of</strong> political sovereignty, when Wash<strong>in</strong>gton voters ratified the state<br />

constitution <strong>in</strong> 1889, they delegated all law-mak<strong>in</strong>g powers to the legislature and did<br />

not reserve any direct legislative authority for themselves. Former article H1, section 1<br />

simply stated that the "legislative powers shall be vested <strong>in</strong> a senate and house <strong>of</strong><br />

representatives, which shall be called the legislature <strong>of</strong> the State <strong>of</strong> Wash<strong>in</strong>gton."3 8<br />

Sovereignty rema<strong>in</strong>s with the people except to the extent that they have<br />

surrendered it to a higher sovereignty. 39 In orig<strong>in</strong>al article II, section 1, they did so:<br />

"while all political sovereignty <strong>in</strong>itially resided with the people <strong>in</strong> this state, they<br />

expressly surrendered much <strong>of</strong> that sovereignty to the state government when they<br />

adopted the constitution." 40 After statehood, the people reta<strong>in</strong>ed no <strong>in</strong>herent lawmak<strong>in</strong>g<br />

powers by virtue <strong>of</strong> this delegation to the legislature. 41 Therefore, the<br />

people's right to legislate directly through <strong>in</strong>itiative or referendum did not exist under<br />

the constitution until it was added to the constitution by amendment. 42<br />

Amendment 7, approved by the legislature <strong>in</strong> 1911 and the voters <strong>in</strong> 1912,<br />

revised the constitution's orig<strong>in</strong>al delegation <strong>of</strong> legislative power and returned some<br />

legislative powers to the people, subject to specified limits. 43 First, under the<br />

<strong>in</strong>itiative power, amendment 7 authorizes the citizens to enact laws by petition<strong>in</strong>g to<br />

put a measure before the legislature or directly on the ballot. 44 Second, under the<br />

referendum power, voters may petition to reject a bill enacted by the legislature by<br />

putt<strong>in</strong>g the law on the ballot (referendum measure), and the legislature may also refer<br />

legislation to the voters for their approval or rejection (referendum bill). 45<br />

The voters' right to wield a direct law-mak<strong>in</strong>g power has been questioned under<br />

the Guarantee Clause <strong>of</strong> the United States Constitution, which requires the union to<br />

guarantee to each state "a Republican Form <strong>of</strong> Government. ' 46 Proponents <strong>of</strong> such<br />

challenges contend that under the Guarantee Clause, exclusive <strong>in</strong>vestiture <strong>of</strong> the law-<br />

37. UTrER& SPrrZER, supra note 21, at 16.<br />

38. WASH. CONST. art. H, § 1 (1889) (prior to amendment 7).<br />

39. Amalgamated Transit Union Local 578 v. State, 11 P.3d 762, 796 (Wash. 2000) (cit<strong>in</strong>g<br />

Love v. K<strong>in</strong>g County, 44 P.2d 175, 177 (Wash. 1935)).<br />

40. Id at 796.<br />

41. Id.<br />

42. Id at 797 (cit<strong>in</strong>g Ruano v. Spellman, 505 P.2d 447,449 (Wash. 1973)).<br />

43. Governor Hay declared <strong>in</strong> 1910 that adopt<strong>in</strong>g the <strong>in</strong>itiative and referendum powers<br />

would be "a return to a system that a race outgrew as it emerged from barbarism." Claudius Johnson,<br />

The Adoption <strong>of</strong> the Initiative and Referendum <strong>in</strong> Wash<strong>in</strong>gton, 35 PAc. Nw. Q. 291,299 (1944).<br />

44. WA. CONsT art. 1I, § l(a); see generally Jeffery T. Even, Direct Democracy <strong>in</strong><br />

Wash<strong>in</strong>gton: A Discourse on the Peoples Powers <strong>of</strong> Initiative and Referendum, 32 GONZ. L. REV.<br />

247,256-57 (1996-97); <strong>Law</strong> <strong>of</strong><strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 454-56.<br />

45. WA. CoNsT art. 11, § 1(b); see generally Even, supra note 44, at 260-61; <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-<br />

Mak<strong>in</strong>g, supra note 8, at 454-56,482-84.<br />

46. U.S. CONsT. art. IV, § 4.


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[Vol. 44:3<br />

mak<strong>in</strong>g powers <strong>in</strong> an elected, representative legislature is the essential attribute <strong>of</strong> a<br />

republican government. 47 In such a view, elected representatives' political<br />

accountability to the voters, 48 along with the openness 4 9 and procedural safeguards <strong>of</strong><br />

the bicameral lawmak<strong>in</strong>g process, 50 promote the republican values that the Guarantee<br />

Clause was designed to protect. In court, challenges to the <strong>in</strong>itiative process under<br />

the Guarantee Clause have been rejected as present<strong>in</strong>g a non-justiciable political<br />

question. 5 1<br />

Yet concerns based on the Guarantee Clause, even if beyond the court's power to<br />

adjudicate, must <strong>in</strong>fluence the analysis <strong>of</strong> the lawmak<strong>in</strong>g authority created by<br />

amendment 7. Amendment 7 does not create a "super legislature." Notwithstand<strong>in</strong>g<br />

some decisions that describe the role created for the voters under amendment 7 as a<br />

fourth branch <strong>of</strong> government, 52 the voters' sovereign power does not exceed that <strong>of</strong><br />

the legislature. Instead, amendment 7 creates a second legislative law-mak<strong>in</strong>g<br />

authority: the people's legislative powers are created from with<strong>in</strong> the legislative<br />

power established <strong>in</strong> article II, section 1. 53 When act<strong>in</strong>g under the <strong>in</strong>itiative and<br />

47. E.g., Brewster C. Denny, Initiatives-Enemy <strong>of</strong> the Republic, 24 SEAtTLE U. L. REv.<br />

1025, 1031-33 (2001); Steven William Marlowe, Direct Democracy is Not Republican Government,<br />

24 SEATTLE U. L. REv. 1035, 1051 (2001); Hans A. L<strong>in</strong>de, Who is Responsible for Republican<br />

Government?, 65 U. COLO. L. REv. 709, 715-16 (1994); Hans A. L<strong>in</strong>de, When Initiative <strong>Law</strong>mak<strong>in</strong>g<br />

is not "Republican Government": The Campaign Aga<strong>in</strong>st Homosexuality, 72 OR. L. REv. 19, 33-34<br />

(1993).<br />

48. Eg., Marlowe, supra note 47, at 1045-46.<br />

49. Compare Philip A. Talmadge, The Initiative Process <strong>in</strong> Wash<strong>in</strong>gton, 24 SEATTLE U. L.<br />

REv. 1017, 1018-20 (discuss<strong>in</strong>g the lack <strong>of</strong> public process on most <strong>in</strong>itiatives) [here<strong>in</strong>after Talmadge,<br />

The Initiative Process; with Wash. Fed'n <strong>of</strong> State Employees v. State, 901 P.2d 1028, 1040 (Wash.<br />

1995) (Talmadge, J., concurr<strong>in</strong>g) (describ<strong>in</strong>g need for openness <strong>in</strong> <strong>in</strong>itiative process and how this<br />

affects analysis under the s<strong>in</strong>gle-subject rule <strong>of</strong> article H, section 19).<br />

50. See Marlowe, supra note 47, at 1040-42 (bicameral committee hear<strong>in</strong>g and amendment<br />

process, legislature's employment <strong>of</strong> pr<strong>of</strong>essional drafters, and governor's veto power provide<br />

procedural checks and balances and promote improvement <strong>of</strong> bills through amendatory process); Cf<br />

Talmadge, The Initiative Process, supra note 49, at 1019 (not<strong>in</strong>g that though bills should receive<br />

public hear<strong>in</strong>gs and be carefully amended, they are subject to secretive undeliberative processes).<br />

51. Pac. States Tel. & Tel. v. Oregon, 223 U.S. 118, 148-51 (1912); Kadderly v. City <strong>of</strong><br />

Portland, 74 P. 710, 721-22 (Or. 1903); see Even, supra note 44, at 253-54; Marlowe, supra note 47,<br />

at 1044.<br />

52. E.g., State ex rel. Brislawn v. Meath, 147 P. 11, 16 (Wash. 1915) ("There is another<br />

factor not occurr<strong>in</strong>g under the old order, where we took account <strong>of</strong> the executive, the representative<br />

body (the Legislature) and the courts. There is now a fourth element; the people reserv<strong>in</strong>g the right to<br />

assert its will over the legislative department <strong>of</strong> the government."); Fritz v. Gorton, 517 P.2d 911,916<br />

(Wash. 1974)(cit<strong>in</strong>g State v. Paul, 151 P. 114, 116 (Wash. 1915)).<br />

53. Cf Denny, supra note 47, at 1031 (discuss<strong>in</strong>g how the checks and balances system as<br />

characteristic <strong>of</strong> republican government does not apply to <strong>in</strong>itiatives); Marlowe, supra note 47, at<br />

1040-42, 1045 (assert<strong>in</strong>g that procedural safeguards <strong>of</strong> bicameral action and pr<strong>of</strong>essional drafters do<br />

not apply to <strong>in</strong>itiatives; further, unlike elected representatives, voters are not politically accountable<br />

for their actions).


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referendum powers, the voters exercise the same power <strong>of</strong> sovereignty that the<br />

legislature does when it enacts a statute. 54 The people may not use the <strong>in</strong>itiative<br />

power to "prevent future legislatures from exercis<strong>in</strong>g their law-mak<strong>in</strong>g powers" 55 -<br />

the voters' law-mak<strong>in</strong>g power is superior to that <strong>of</strong> the legislature only <strong>in</strong> the two-year<br />

"protection" aga<strong>in</strong>st amendment and repeal that the constitution provides to ballot<br />

measures. 56 Like the legislature, the voters act<strong>in</strong>g under their reserved powers <strong>of</strong><br />

direct democracy are bound both by the substance <strong>of</strong> the constitution and by its<br />

procedural law-mak<strong>in</strong>g requirements. 57 For example, amendment 7 did not authorize<br />

the voters to amend the constitution via the <strong>in</strong>itiative process. 58 Constitutional<br />

amendments are governed by article XXIII, which requires approval by both a<br />

legislative supermajority and the voters, rather than by article H, which establishes<br />

law-mak<strong>in</strong>g authority. 59<br />

I. THE ELEPHANT AS ROPE: BINDING THE LEGISLATURE?<br />

Part <strong>of</strong> the constitutional elephant is a rope-the constitutional procedural<br />

restrictions that shape the "method, procedure, means, and manner" <strong>of</strong> law-mak<strong>in</strong>g.<br />

But to what extent may the law-mak<strong>in</strong>g power be used to b<strong>in</strong>d itself? 60 Legal<br />

challenges to the legislative process call <strong>in</strong>to question the nature <strong>of</strong> the legislative<br />

power established <strong>in</strong> the state constitution and whether this power can be used to<br />

place limits on the law-mak<strong>in</strong>g process.<br />

54. Amalgamated Transit Union Local 578 v. State, 11 P.3d 762, 779 (Wash. 2000) (cit<strong>in</strong>g<br />

Wash. Fed'n <strong>of</strong> State Employees v. State, 901 P.2d 1028, 1034 (Wash. 1995)); Wash. State Farm<br />

Bureau Fed'n v. Gregoire, 174 P.3d 1142, 1151 (Wash. 2007). Cf Talmadge, The Initiative Process,<br />

supra note 49, at 1022 ("Perhaps the <strong>in</strong>itiative power does not, and should not, extend to budgetrelated<br />

issues.").<br />

55. Farm Bureau v Gregoire, 174 P.3d at 1151; see Kenneth P. Miller, Courts as Watchdogs<br />

<strong>of</strong> the Wash<strong>in</strong>gton State Initiative Process, 24 SEATrLE U. L. REv. 1053, 1065-66 (2001) (stat<strong>in</strong>g that<br />

<strong>in</strong>itiatives <strong>of</strong>ten attempt to constra<strong>in</strong> the representative law-mak<strong>in</strong>g process, e.g. term limits,<br />

requirements for voter approval <strong>of</strong> tax <strong>in</strong>creases).<br />

56. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 456; Even, supra note 44, at 270-72; Farm<br />

Bureau v Gregoire, 174 P.3d at 1145 & n.6. The courts have construed "repeal" <strong>in</strong> a manner that<br />

favors the legislature's amendatory powers, conclud<strong>in</strong>g, for example, that replacement <strong>of</strong> one<br />

redistrict<strong>in</strong>g law with another was not "repeal." State ex rel. O'Connell v. Meyers, 319 P.2d 858,<br />

830-32 (Wash. 1957) (<strong>in</strong>terpret<strong>in</strong>g amendment 26); see Even, supra note 44, at 271-72.<br />

57. Amalgamated Transit, 11 P.3d at 779-80. See UTrER& SPTZER, supra note 21, at 50-51.<br />

58. Amalgamated Transit, 11 P.3d at 780, 794 (cit<strong>in</strong>g Gerberd<strong>in</strong>g v. Munro, 949 P.2d 1366,<br />

1377 & n. 11 (Wash. 1998)).<br />

59. Id. at 794; Gerberd<strong>in</strong>g, 949 P.3d at 1377-78.<br />

60. See WASH. REv. CODE § 41.80.010(3) (2004) (purport<strong>in</strong>g to limit the legislature's ability<br />

to consider budget legislation fund<strong>in</strong>g collective barga<strong>in</strong><strong>in</strong>g agreements); Christopher D. Abbott,<br />

Comment, Steal<strong>in</strong>g the Public Purse: Why Wash<strong>in</strong>gton's Collective Barga<strong>in</strong><strong>in</strong>g <strong>Law</strong> for State<br />

Employees Violates the State Constitution, 81 WASH. L. REV. 159, 173-78 (2006).


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The two cases <strong>in</strong> which these pr<strong>in</strong>ciples have most recently been debated both<br />

arise from Initiative 601, the "Taxpayer Protection Act," which the voters enacted <strong>in</strong><br />

1993. 61 Frustrated by the growth <strong>of</strong> state expenditures and the taxes and fees required<br />

to support those expenditures, the sponsors <strong>of</strong> 1-601 contended that responsible<br />

government required restra<strong>in</strong>ts on both taxation and expenditures. 62 To this end,<br />

Initiative 601 conta<strong>in</strong>ed two restrictions on the law-mak<strong>in</strong>g power. First, it<br />

established a state expenditure limit, a formula under which growth state general fund<br />

63<br />

spend<strong>in</strong>g was restricted. Second, it restricted tax legislation by requir<strong>in</strong>g a<br />

supermajority vote-a two-thirds vote <strong>of</strong> both houses was required for any legislative<br />

action that raised state revenue. 64 In addition, if the revenue <strong>in</strong>crease resulted <strong>in</strong><br />

expenditures <strong>in</strong> excess <strong>of</strong> the expenditure limit, the tax <strong>in</strong>crease would not take effect<br />

unless approved by the voters at the next general election. 65<br />

After the voters approved Initiative 601 's restrictions on expenditure and revenue<br />

legislation, legislators and others challenged the <strong>in</strong>itiative, contend<strong>in</strong>g that it violated<br />

the state constitution <strong>in</strong> several respects. 66 In Walker v. Munro (1994), the court<br />

61. 1994 Wash. Sess. <strong>Law</strong>s ch. 2 (codified as amended at WASH. REv. CODE § 43.135.010).<br />

In 1993, the voters chose between duel<strong>in</strong>g tax restriction proposals: Initiative 602 proposed a<br />

revenue collection limit. It was not approved by the voters.<br />

62. 1993 Wash<strong>in</strong>gton Voters' Pamphlet, Statement for Initiative Measure No. 601<br />

("Politicians cant control spend<strong>in</strong>g and Wash<strong>in</strong>gton's citizens end up pay<strong>in</strong>g the bill through higher<br />

taxes.").<br />

63. 1994 Wash. Sess. <strong>Law</strong>s ch. 2, § 2 (codified at as amended WASH. REv. CODE §<br />

43.135.025). As orig<strong>in</strong>ally enacted, the expenditure limit applied only to the state general fund, and<br />

annual growth was limited by a "fiscal growth factor," a three-year roll<strong>in</strong>g average <strong>of</strong> <strong>in</strong>flation and<br />

population growth. 1994 Wash. Sess. <strong>Law</strong>s ch. 2, § 6. As amended by the legislature <strong>in</strong> 2005<br />

(effective 2007), the expenditure limit applies to the general fund and five "related funds," and the<br />

fiscal growth factor is now a ten-year average <strong>of</strong> personal <strong>in</strong>come growth. 2005 Wash. Sess. <strong>Law</strong>s<br />

ch. 72, §§ 3, 7. In addition to be<strong>in</strong>g adjusted for the fiscal growth factor, transfers <strong>of</strong> revenue and<br />

programs <strong>in</strong>to and out <strong>of</strong> the affected funds require further adjustment <strong>of</strong> the limit. 1994 Wash. Sess.<br />

<strong>Law</strong>s ch. 2, § 2 (codified as amended at WASH. REv. CODE § 43.135.025).<br />

64. 1994 Wash. Sess. <strong>Law</strong>s ch. 2, § 4 (codified as amended at WASH. REv. CODE §<br />

43.135.035).<br />

65. Id It is unclear how revenue legislation, <strong>in</strong> itself, could result <strong>in</strong> expenditures <strong>in</strong> excess<br />

<strong>of</strong> the limit, particularly given that article II, section 19 generally prohibits the legislature from<br />

adopt<strong>in</strong>g tax legislation <strong>in</strong> the omnibus appropriations act. E.g. Power, Inc., v. Huntley, 235 P.2d 173,<br />

177-78, 180 (Wash. 1951). Revenue <strong>in</strong> excess <strong>of</strong> the limit might be raised for purposes other than<br />

expenditures. For example, the legislature could seek to <strong>in</strong>crease taxes <strong>in</strong> order to enhance the end<strong>in</strong>g<br />

fund balance or <strong>in</strong> order to establish a "ra<strong>in</strong>y day fund." Wash. State Farm Bureau Fed'n v. Gregoire,<br />

174 P.3d 1142, 1147 (Wash. 2007). As seen <strong>in</strong> the Farm Bureau litigation, this language was<br />

<strong>in</strong>terpreted by the litigants to refer to revenue legislation, the proceeds <strong>of</strong> which were assumed and<br />

appropriated <strong>in</strong> separate budget legislation. Id. at 1147-49. The pla<strong>in</strong>tiffs contended that this budget<br />

was based on an improperly adjusted expenditure limit. Id at 1144.<br />

66. Pla<strong>in</strong>tiffs made four arguments. First, that the two-thirds vote requirement conflicted<br />

with article 11, section 22, which establishes the vot<strong>in</strong>g threshold needed to enact legislation. Brief <strong>of</strong><br />

Petitioner, at 17-21, Walker v. Munro, 879 P.2d 920 (Wash. 1994) (No. 61213-7), 1994 WL


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WASHINGTON'S LAW OF LAW-MAKING<br />

dismissed these claims as nonjusticiable, reason<strong>in</strong>g that no remedy was available to<br />

what was essentially a political dispute. 67 After Amalgamated Transit (2000), <strong>in</strong><br />

which the court rejected a "universal referendum" not unlike 1-601's vote <strong>of</strong> the<br />

people requirement, the validity <strong>of</strong> the latter fell <strong>in</strong>to doubt. 6 8<br />

In two recent cases, the court was asked to rule on the constitutional validity <strong>of</strong> I-<br />

601's statutory restrictions on the law-mak<strong>in</strong>g power. Wash<strong>in</strong>gton State Farm<br />

Bureau v. Gregoire asked whether the <strong>in</strong>itiative could constitutionally condition<br />

legislation on a statutorily compelled vote <strong>of</strong> the people, assum<strong>in</strong>g that the legislature<br />

had <strong>in</strong> fact raised taxes <strong>in</strong> order to spend above the limit. 69 Brown v. Owen asked<br />

whether a statute, whether adopted by the voters or by the legislature, may impose a<br />

supermajority vot<strong>in</strong>g threshold on tax legislation. 70 Thus, both cases deal with<br />

whether our system <strong>of</strong> representative democracy may enact statutes that operate as a<br />

rope to b<strong>in</strong>d the law-mak<strong>in</strong>g power-and <strong>in</strong> both cases, the court decl<strong>in</strong>ed to reach<br />

the substantive constitutional question.<br />

A. Farm Bureau: Slipp<strong>in</strong>g Through the Loop<br />

Wash<strong>in</strong>gton State Farm Bureau Federation v. Gregoire <strong>in</strong>volved challenges to<br />

2005 budget and tax legislation. 71 The Farm Bureau pla<strong>in</strong>tiffs argued that the<br />

legislature and the state Expenditure Limit Committee (ELC) had manipulated<br />

certa<strong>in</strong> expenditures and transfers <strong>in</strong> the 2005 budget to unlawfully <strong>in</strong>flate the state<br />

expenditure limit, with the result that certa<strong>in</strong> tax <strong>in</strong>creases levied revenues <strong>in</strong> excess<br />

<strong>of</strong> the expenditure limit, thereby trigger<strong>in</strong>g 1-601's requirement for voter approval <strong>of</strong><br />

taxes <strong>in</strong> excess <strong>of</strong> the limit. 72 Shortly before the trial court <strong>in</strong>validated the legislative<br />

actions and ruled that the tax legislation should have required a vote <strong>of</strong> the people, the<br />

2006 legislature passed a law stat<strong>in</strong>g that the fiscal year 2006 limit was the limit as<br />

established by the 2005 ELC and was subject to specified further adjustments. 73 To<br />

add further complexity to the case, the state supreme court's 2000 decision <strong>in</strong><br />

16199187. Second, that the vote <strong>of</strong> the people requirement conflicted with article II, section 1, which<br />

establishes requirements for referendum bills and measures. Id. at 21-28. Third, that the expenditure<br />

and tax limitations conflicted with the legislature's <strong>in</strong>herent power to enact tax legislation under<br />

article VII, section 1, which specifies that "[t]he power <strong>of</strong> taxation shall never be suspended,<br />

surrendered, or contracted away." Id. at 28-34. Fourth, that the tax and fee restrictions amended<br />

other sections <strong>of</strong> law without sett<strong>in</strong>g them forth <strong>in</strong> full. Id. at 34-39.<br />

67. Walker, 879 P.2d at 927.<br />

68. Amalgamated Transit Union 578 v. State, 11 P.3d 762, 792 (Wash. 2000).<br />

69. Wash. State Farm Bureau Fed'n v. Gregoire, 174 P.3d 1142, 1145 (Wash. 2007).<br />

70. Brown v. Owen, No. 81287-0, 2009 WL 564432, at *34 (Wash. Mar. 5,2009).<br />

71. Fann Bureau v. Gregoire, 174 P.3d at 1144.<br />

72. Id. at 1144,1148-50 (Wash. 2007).<br />

73. 2006 Wash. <strong>Law</strong>s ch. 56, § 7 (codified as amended at WAsH. REV. CODE § 43.135.025).


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Amalgamated Transit Union Local 587 v. State cast constitutional doubt on the<br />

validity <strong>of</strong> the underly<strong>in</strong>g vote <strong>of</strong> the people requirement. 74<br />

On direct review, the state supreme court ruled unanimously that the 2006<br />

legislation retroactively resolved the expenditure limit question. 75 The court held that<br />

neither the pend<strong>in</strong>g litigation nor separation <strong>of</strong> powers pr<strong>in</strong>ciples nor any vested right<br />

prevented the 2006 legislature from retroactively 76 clarify<strong>in</strong>g that fiscal year's<br />

expenditure limit. 77 This conclusion was based on a long l<strong>in</strong>e <strong>of</strong> cases stat<strong>in</strong>g that<br />

legislation may apply retroactively to resolve pend<strong>in</strong>g litigation so long as it does not<br />

contravene a construction placed upon a statute by the state supreme court and it<br />

refra<strong>in</strong>s from <strong>in</strong>fr<strong>in</strong>g<strong>in</strong>g on judicial functions. 78 The legislature violates separation <strong>of</strong><br />

powers pr<strong>in</strong>ciples only if legislation impedes the court's ability to apply new law to<br />

the facts <strong>of</strong> the case, dictates how the court should resolve a factual issue, or affects a<br />

f<strong>in</strong>al judgment. 79<br />

In so rul<strong>in</strong>g, the state supreme court affirmed the <strong>of</strong>t-cited pr<strong>in</strong>ciple that one<br />

legislature cannot b<strong>in</strong>d another, absent contract or other constitutional restriction:<br />

Implicit <strong>in</strong> the plenary power <strong>of</strong> each legislature is the pr<strong>in</strong>ciple that one<br />

legislature cannot enact a statute that prevents a future legislature from<br />

exercis<strong>in</strong>g its law-mak<strong>in</strong>g power. As this court has recognized, there is "a<br />

general rule that one legislature cannot abridge the power <strong>of</strong> a succeed<strong>in</strong>g<br />

legislature, and succeed<strong>in</strong>g legislatures may repeal or modify acts <strong>of</strong> a former<br />

legislature." 80<br />

As a statehood-era commentator expla<strong>in</strong>ed:<br />

74. Amalgamated Transit Union Local 587 v. State, 11 P.3d 762, 795-98 (Wash. 2000)<br />

(hold<strong>in</strong>g that "universal," extra-constitutional vot<strong>in</strong>g requirement applicable to all future tax<br />

legislation conflicts with constitutional procedures applicable to referenda and was not with<strong>in</strong> voters'<br />

reserved political powers); see <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 454-55.<br />

75. 174 P.3d at 1151-54.<br />

76. Id Fiscal year 2006 ended June 30, 2006, so the 2006 legislation took effect before the<br />

fiscal year ended and <strong>in</strong> that sense was not actually retroactive.<br />

77. 2006 Wash. Sess. <strong>Law</strong>s ch. 56, § 7 (codified as amended at WASH. REv. CODE §<br />

43.135.025).<br />

78. Farm Bureau v. Gregoire, 174 P.3d at 1152 (cit<strong>in</strong>g cases); see also Hale v. Wellp<strong>in</strong>it Sch.<br />

Dist., 198 P.3d 1021, 1028 (Wash. 2009) (retroactive amendment reject<strong>in</strong>g judicial <strong>in</strong>terpretation<br />

does not violate separation <strong>of</strong> powers pr<strong>in</strong>ciples under the precise terms <strong>of</strong> the amendment). But see<br />

McG<strong>in</strong>nis v. State, 99 P.3d 1240, 1241-43 (Wash. 2004) (after superior court rul<strong>in</strong>g <strong>in</strong> litigated<br />

<strong>in</strong>terpretation <strong>of</strong> <strong>in</strong>dustrial welfare laws, legislature attempted to clarify statute retroactively; state<br />

supreme court construed orig<strong>in</strong>al statute to <strong>in</strong>clude the proposed clarification and so did not rely on<br />

the retroactive legislation).<br />

79. Farm Bureau v. Gregoire, 174 P.3d at 1152 (cit<strong>in</strong>g cases).<br />

80. Id at 1150-51 (quot<strong>in</strong>g Gruen v. State Tax Comm'n, 211 P.2d. 651, 681 (Wash. 1949));<br />

see <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 478.


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WASHINGTON'S LAW OF LAW-MAKING<br />

The constitution, <strong>in</strong> conferr<strong>in</strong>g the legislative authority, has prescribed to its<br />

exercise any limitations which the people saw fit to impose [<strong>in</strong> the constitution];<br />

and no other power than the people can superadd other limitations. To say that<br />

the legislature may pass irrepealable laws, is to say that it may alter the very<br />

constitution from which it derives its authority; s<strong>in</strong>ce, <strong>in</strong> so far as one legislature<br />

could b<strong>in</strong>d a subsequent one by its enactments, it could <strong>in</strong> the same degree<br />

reduce the legislative power <strong>of</strong> its successors; and the process might be repeated,<br />

until, one by one, the subjects <strong>of</strong> legislation would be excluded altogether from<br />

their control, and the constitutional provision that the legislative power shall be<br />

vested <strong>in</strong> the two houses would be to a greater or less degree rendered<br />

<strong>in</strong>effectual. 8<br />

Because the Farm Bureau court relied on the 2006 legislation, the rul<strong>in</strong>g did not<br />

reach the question <strong>of</strong> whether the vote <strong>of</strong> the people requirement rema<strong>in</strong>ed<br />

constitutional after Amalgamated Transit. 82 Thus, the court neatly sidestepped the<br />

knotty constitutional issues raised by the litigation. But the constitutional discussion<br />

did not end there, as four separate concurrences further discussed the nature <strong>of</strong> the<br />

law-mak<strong>in</strong>g power.<br />

Justices Alexander and Chambers each wrote separately to declare that the court<br />

should have reached the constitutional question <strong>of</strong> the vote <strong>of</strong> the people<br />

requirement-the question that Justice Chambers called the "elephant <strong>in</strong> the<br />

courthouse." 8 3<br />

Justice Fairhurst's majority op<strong>in</strong>ion and Justice Chambers' concurrence both<br />

rested on the traditional view <strong>of</strong> the state legislative power:<br />

It is a fundamental pr<strong>in</strong>ciple <strong>of</strong> our system <strong>of</strong> government that the legislature has<br />

plenary power to enact laws, except as limited by our state and federal<br />

constitutions. Each duly elected legislature is fully vested with this plenary<br />

power. 84<br />

Justice Sanders' concurrence questioned this view, assert<strong>in</strong>g that it conflicts with<br />

the basic pr<strong>in</strong>ciple that all power resides <strong>in</strong> the people except <strong>in</strong>s<strong>of</strong>ar as it has been<br />

delegated to the government 8 5 -a pr<strong>in</strong>ciple expressed <strong>in</strong> the state constitution, which<br />

declares that "[a]ll political power is <strong>in</strong>herent <strong>in</strong> the people, and governments derive<br />

81. COOLEY, supra note 36, at 147; see also 73 AM. JuR. 2d. Statutes § 266(2001).<br />

82. Farm Bureau v. Gregoire, 174 P.3d at 1153-54.<br />

83. Id. at 1154 (Alexander, J., concurr<strong>in</strong>g); Id. at 1157 (Chambers, J., concurr<strong>in</strong>g).<br />

84. Id. at 1145. See COOLEYsupra note 36, at 105 ("The people <strong>in</strong> fram<strong>in</strong>g the constitution.<br />

committed to the legislature the whole law-mak<strong>in</strong>g power <strong>of</strong> the State, which they did not<br />

expressly or impliedly withhold. Plenary power <strong>in</strong> the legislature, for all purposes <strong>of</strong> civil<br />

government, is the rule.").<br />

85. Farm Bureau v. Gregoire, 174 P3d at 1154 (Sanders, J., concurr<strong>in</strong>g).


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their just powers from the consent <strong>of</strong> the governed ...., Justice Sanders further<br />

argued that the majority's assertion departs from the "found<strong>in</strong>g pr<strong>in</strong>ciple that<br />

governments may legitimately perform only those activities which are delegated by<br />

the sovereign people. ' 87<br />

Constitutional scholar Hugh Spitzer 8 po<strong>in</strong>ts out that Justice Sanders' view is<br />

both right and wrong. Spitzer agrees with Sanders' conclusion to the extent that the<br />

people hold all power, and that they decide through constitutions how the people's<br />

elected representatives make decisions on their behalf, and how the people<br />

themselves may make decisions directly. 89 But, Spitzer argues Justice Sanders is<br />

wrong <strong>in</strong> his implicit assumption that exercise <strong>of</strong> voter power through an <strong>in</strong>itiative is<br />

supreme to the legislative power or even the state constitution. 90<br />

Justice James Johnson's concurr<strong>in</strong>g op<strong>in</strong>ion discusses the value <strong>of</strong> the voters'<br />

power <strong>of</strong> direct democracy as a check on the power <strong>of</strong> legislatures. 9 1 Indeed, the<br />

value <strong>of</strong> this check is consistent with the Framers' views at statehood; even though it<br />

was not <strong>in</strong>cluded <strong>in</strong> the orig<strong>in</strong>al 1889 constitution, the framers were skeptical <strong>of</strong> the<br />

use <strong>of</strong> legislative power, and the constitution ev<strong>in</strong>ces this skepticism. 92 Yet it does not<br />

follow that this check <strong>in</strong> any way exceeds the Legislature's power. Numerous cases<br />

have held that the voters act<strong>in</strong>g <strong>in</strong> their legislative capacity exercise the same lawmak<strong>in</strong>g<br />

power as does the legislature. The people's <strong>in</strong>itiative right functions as both a<br />

legislative and a political check on the legislature. A statute that operates as an<br />

unconstitutional check on the legislature is unconstitutional without regard to whether<br />

it orig<strong>in</strong>ates with the voters or with the legislature.<br />

Of course, <strong>in</strong> the case <strong>of</strong> an unconstitutional restra<strong>in</strong>t enacted by the legislature, it<br />

is easier for the court to expect the legislature to use its available political remedy: if<br />

one legislature enacted the voter approval requirement and a subsequent legislature<br />

wished to avoid it, that legislature could suspend the law with a constitutional<br />

majority vote. 93 Yet if the voter approval requirement were imposed via <strong>in</strong>itiative, the<br />

86. WAsH. CONsT. art. I § 1.<br />

87. Farm Bureau v. Gregoire, 174 P.3d at 1156-57 (Sanders, J., concurr<strong>in</strong>g).<br />

88. E.g., UTTER & SPrrzER, supra note 21.<br />

89. Hugh Spitzer, Power to the People! Its <strong>in</strong> the Constitution, CRosscUT, April 17, 2008,<br />

at, http://crosscut.com/2008/04/171aw-jusfice/13376. ("But Justice Sanders fails to expressly<br />

recognize <strong>in</strong> his op<strong>in</strong>ion that simply because the people hold ultimate power, it does not mean that<br />

their exercise <strong>of</strong> that power through an <strong>in</strong>itiative always overrides the Legislature or ever overrides<br />

the state constitution.").<br />

90. Id<br />

91. Farm Bureau v. Gregoire, 174 P.3d at 1160-61 (J. M. Johnson, J., concurr<strong>in</strong>g).<br />

92. E.g., Clayton, supra note 26, at 66 (2002); UTTER & SPrrZER, supra note 21, at 11-12.<br />

93. For example, the 2005 legislature decided to balance the budget <strong>in</strong> part with the tax<br />

<strong>in</strong>creases that were the subject <strong>of</strong> the Farm Bureau challenge. See Farm Bureau v. Gregoire, 174<br />

P.3d at 1144; 2005 Wash. Sess. <strong>Law</strong>s ch. 514 (E.S.H.B. 2314) (omnibus tax bill); 2005 Wash. Sess,<br />

<strong>Law</strong>s ch. 16 (E.S.B. 6096) (estate tax); 2005 Wash. State Leg. Budget Notes 12-13, available at<br />

http://leap.leg.wa.gov/leap/budget/lbns/2005parfii.pdf (last visited Feb. 11, 2009) (expla<strong>in</strong><strong>in</strong>g how


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legislature would have to muster a two-thirds vote <strong>of</strong> both houses to modify it. 94 The<br />

two-year protection provided to <strong>in</strong>itiatives underscores the need for judicial<br />

enforcement <strong>of</strong> the law <strong>of</strong> law-mak<strong>in</strong>g, as the legislature's ord<strong>in</strong>ary political remedy<br />

may be unavail<strong>in</strong>g. 95<br />

B. Brown v. Owen and Extraconstitutional Supermajority Requirements: Wll the<br />

Knot be ight Enough?<br />

In Brown v. Owen, Senate Majority Leader Lisa Brown challenged 1-601's<br />

96<br />

requirement that tax <strong>in</strong>creases receive a two-thirds supermajority vote. Filed as an<br />

orig<strong>in</strong>al action <strong>in</strong> the state supreme court, Brown v. Owen asked the court to <strong>in</strong>validate<br />

the Taxpayer Protection Act's statutory supermajority vote requirement on the ground<br />

that it conflicts with article IH, section 22 <strong>of</strong> the state constitution, which declares that<br />

no bill may become a law without the affirmative votes <strong>of</strong> a majority <strong>of</strong> legislators<br />

elected to each house. 97 Notwithstand<strong>in</strong>g the questions <strong>in</strong> the Farm Bureau<br />

concurrences about the "elephant <strong>in</strong> the courthouse, ' 98 the Brown v. Owen court<br />

unanimously concluded that it lacked jurisdiction over the senator's claims. 99<br />

Brown v. Owen arose fiom a parliamentary rul<strong>in</strong>g on Senate Bill 6931 (2008),<br />

which proposed a surcharge on liquor to fund DUL patrols and chemical dependency<br />

treatment.' 00 Senator Tim Sheldon raised a po<strong>in</strong>t <strong>of</strong> order, request<strong>in</strong>g that Lieutenant<br />

Governor Brad Owen, who serves as President <strong>of</strong> the Senate, 01 issue a rul<strong>in</strong>g on<br />

whether the proposed surcharge was a tax or a fee, a decision that would determ<strong>in</strong>e<br />

legislature addressed 2005-07 biennial budget shortfall).<br />

94. Further, if the modification were considered repeal rather than amendment <strong>of</strong> the<br />

requirement, the legislative action would be prohibited by article I, sections 1 and 41, which bar<br />

repeal <strong>of</strong> an <strong>in</strong>itiative with<strong>in</strong> two years <strong>of</strong> its enactment.<br />

95. Cf Philip A. Talmadge, Understand<strong>in</strong>g the Limits <strong>of</strong> Power: Judicial Restra<strong>in</strong>t <strong>in</strong><br />

General Jurisdiction Court Systems, 22 SEATrLE U. L. REv. 695, 734-35 (1999) (discuss<strong>in</strong>g concept<br />

<strong>of</strong> "exhaustion" <strong>of</strong> political remedies) [here<strong>in</strong>after Talmadge, Limits <strong>of</strong> Power]; <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g,<br />

supra note 8, at 492-93.<br />

96. Brown v. Owen, No. 81287-0, 2009 WL 564432, at * 14 (Wash. Mar. 5, 2009); WASH.<br />

REv. CODE § 43.135.035. 1-960 modified this requirement by specify<strong>in</strong>g to which bills it applies, but<br />

it did not alter the essential two-thirds mandate. 2008 Wash. Sess. <strong>Law</strong>s ch. 1, § 5 (Initiative 960,<br />

approved by the voters at the November 2007 election).<br />

97. "No bill shall become a law unless on its f<strong>in</strong>al passage the vote be taken by yeas and<br />

nays, the names <strong>of</strong> the members vot<strong>in</strong>g for and aga<strong>in</strong>st the same be entered on the journal <strong>of</strong> each<br />

house, and a majority <strong>of</strong> members elected to each house be recorded thereon as vot<strong>in</strong>g it its favor."<br />

WASH. CoNsT. art. 11, § 22.<br />

98. Farm Bureau v Gregoire, 174 P.3d at 1154 (Alexander, J., concurr<strong>in</strong>g); Id. at 1157<br />

(Chambers, J., concurr<strong>in</strong>g).<br />

99. Brown, 2009 WL 564432, at *8-9 (Wash. Mar. 5, 2009).<br />

100. S.B. 6931, 60th Leg., Reg. Sess. (Wash. 2008); Brown, 2009 WL 564432, at *3.<br />

101. WASH. CONST. art. III, § 16; WASH. CONST. art. 1I, 10.


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the number <strong>of</strong> votes needed for the body to pass the bill.' 0 2 If the charge were a tax, it<br />

would presumptively require a two-thirds vote under RCW 43.135.035(1).11 3 If it<br />

was a fee, the body could pass the bill with a constitutional majority.' 0 4<br />

In response, Senator Brown argued that the statutory supermajority requirement<br />

potentially conflicted with the vot<strong>in</strong>g requirements established <strong>in</strong> article I, section<br />

22,105 which states that "No bill shall become a law unless on its f<strong>in</strong>al passage the<br />

vote be taken by yeas and nays, the names <strong>of</strong> the members vot<strong>in</strong>g for and aga<strong>in</strong>st the<br />

same be entered on the journal <strong>of</strong> each house, and a majority <strong>of</strong> the members elected<br />

to each house be recorded thereon as vot<strong>in</strong>g <strong>in</strong> its favor." ' 0 6 Thus, Senator Brown<br />

claimed that the two-thirds vote required by Initiative 960 effectively amended the<br />

constitutional majority vote requirement without follow<strong>in</strong>g the constitutional<br />

amendment process.' 07<br />

The Senate President, while acknowledg<strong>in</strong>g the possible legal merits <strong>of</strong> Senator<br />

Brown's arguments, concluded that he lacked authority to rule on a statute's<br />

constitutionality; rather, the President must presume that the statute was constitutional<br />

and limit the scope <strong>of</strong> his rul<strong>in</strong>g to parliamentary questions only. 10 8 His rul<strong>in</strong>g went<br />

on to conclude that-as a parliamentary matter-Senate Bill 6931 triggered the<br />

statutory supermajority requirement because it imposed a tax rather than a fee. 109<br />

Ultimately, after the body voted, the President ruled that the bill failed to pass the<br />

Senate, hav<strong>in</strong>g received a constitutional majority vote but fail<strong>in</strong>g to satisfy the<br />

applicable statutory supermajority requirement." 0<br />

On Monday, March 3, 2008, follow<strong>in</strong>g the Friday vote, Senator Brown filed an<br />

orig<strong>in</strong>al action <strong>in</strong> mandamus <strong>in</strong> the state supreme court,"' request<strong>in</strong>g an accelerated<br />

102. S. Journal, 60th Leg., Reg. Sess. at 649-50 (Wash. 2008) (rul<strong>in</strong>g <strong>of</strong> February 29, 2008,<br />

on S.B. 6931); Brown, 2009 WL 564432, at *3.<br />

103. Wash. S. Journal, at 654-55; Brown, 2009 WL 564432, at *3.<br />

104. WASH. CONST. art. H, § 22; SEEBERGER, supra note 2, at 229 (constitutional majority is a<br />

majority <strong>of</strong> members elected to each house).<br />

105. Wash. S. Journal, at 650 (rul<strong>in</strong>g <strong>of</strong> February 29, 2008, on S.B. 6931); Brown, 2009 WL<br />

564432, at *3.<br />

106. WASH. CONST. art. 1I, § 22 (emphasis added).<br />

107. Wash. S. Journal, at 650 (rul<strong>in</strong>g <strong>of</strong> February 29, 2008, on S.B. 6931); see Brown, 2009<br />

WL 564432, at *3.<br />

108. Wash. S. Journal, at 654 (rul<strong>in</strong>g <strong>of</strong> Feb. 29, 2008, on S.B. 6931); Brown, 2009 WL<br />

564432, at *3.<br />

109. Wash. S. Journal, at 655 (rul<strong>in</strong>g <strong>of</strong> Feb. 29, 2008, on S.B. 6931); see Brown, 2009 WL<br />

564432, at *3.<br />

110. Wash. S. Journal, at 655 (rul<strong>in</strong>g <strong>of</strong> Februaiy 29, 2008, on S.B. 6931) (not<strong>in</strong>g the f<strong>in</strong>al<br />

vote was 25 aye, 21 nay, I absent, and 2 excused, a bare constitutional majority); Brown, 2009 WL<br />

564432, at *3.<br />

111. Brown, 2009 WL 564432, at *3; see WASH. CONST. art. IV, § 4 (the state supreme court<br />

has orig<strong>in</strong>al jurisdiction over mandamus actions). Cf Walker v. Munro, 879 P.2d 920, 926 (Wash.<br />

1994) (state supreme court lacks orig<strong>in</strong>al jurisdiction <strong>in</strong> declaratory judgment actions); WASH. REv.


2008/09] WASHINGTON'S LAW OF LAW-MAKING<br />

429<br />

brief<strong>in</strong>g schedule so that the court could rule before adjournment <strong>of</strong> the legislative<br />

session. 1 2 Although the court decl<strong>in</strong>ed the request for a March 2008 rul<strong>in</strong>g," 3 it<br />

accepted review and heard oral argument on September 9, 2008.<br />

In her brief<strong>in</strong>g to the state supreme court, Senator Brown argued that the<br />

statutory supermajority requirement enacted by Initiative 601, amended by Initiative<br />

960, and codified <strong>in</strong> RCW 43.135.035 has the effect <strong>of</strong> modify<strong>in</strong>g article H1, section<br />

22 by impos<strong>in</strong>g an extra-constitutional supermajority requirement, one that conflicts<br />

with the constitution's otherwise applicable majority standard.' 14 The constitution<br />

establishes numerous <strong>in</strong>stances where legislative supermajority votes are required, 115<br />

but, argued the Senator, only the constitution may validly establish a supermajority<br />

requirement. 116 For these reasons, she contended that the statutory two-thirds vote<br />

requirement for legislative actions that <strong>in</strong>crease taxes was void as an attempt to<br />

amend the constitution without follow<strong>in</strong>g the requisite procedures for a constitutional<br />

amendment." 7 In so argu<strong>in</strong>g, she relied on Gerberd<strong>in</strong>g v. Munro 118 and<br />

CODE ch. 7, § 24 (Uniform Declaratory Judgment act).<br />

112. See Brown, 2009 WL 564432, at *3; see Motion for Accelerated Review <strong>of</strong> Petition<br />

Aga<strong>in</strong>st State Officer, Wash<strong>in</strong>gton State Supreme Court, Brown v. Owen, No. 81287-0, (Wash. Sup.<br />

Ct. Mar. 3, 2008).<br />

113. Order, Wash<strong>in</strong>gton State Supreme Court, Brown v. Owen, No. 81287-0, (Wash. Sup. Ct.<br />

Mar. 6,2008).<br />

114. Petitioner's Updated Initial Brief at 13-15, Brown v. Owen, No. 81287-0, (Wash. Sup.<br />

Ct. Apr. 25,2008).<br />

115. WASH. CoNsT. art. II, § 1(c) (two-thirds vote <strong>of</strong> each house to amend ballot measure<br />

with<strong>in</strong> two years <strong>of</strong> its passage); art. 11, § 9 (two-thirds vote <strong>of</strong> appropriate house required to expel a<br />

member); art. H1 § 12 (two-thirds vote <strong>of</strong> each house required to call a special session); art. II, § 24<br />

(60% vote <strong>of</strong> both houses required for lottery); art. II, § 36 (two-thirds vote <strong>of</strong> each house required to<br />

<strong>in</strong>troduce bill with<strong>in</strong> last ten days <strong>of</strong> session); art. II, § 43 (two-thirds vote <strong>of</strong> each house required to<br />

change redistrict<strong>in</strong>g commission's plan or to reconstitute commission); art. Im, § 12 (two-thirds vote<br />

<strong>of</strong> each house required to overturn governor's veto); art. V, § 1 (two-thirds vote <strong>of</strong> Senate required for<br />

impeachment); art. VII, § 12 (three-fifths vote <strong>of</strong> each house required to appropriate from Budget<br />

Stabilization Account absent specified circumstances); art. VIII, § 1 (i) (three-fifths vote <strong>of</strong> each house<br />

required to contract debt) art. XXIII, § 1 (two-thirds vote <strong>of</strong> each house required to propose<br />

constitutional amendment); art. XXIII, § 2 (two-thirds vote <strong>of</strong> each house required to call a<br />

constitutional convention); art. XXVIfI, § 1 (two-thirds vote <strong>of</strong> each house required to change<br />

legislative salary commission).<br />

116. Petitioner's Updated Initial Brief, supra note 114, at 13-15; WASH. CONST. art. II, § 22;<br />

see Rosenow, supra note 3, at 535-36 (constitutional convention rejected motion to allow passage <strong>of</strong><br />

legislation by vote <strong>of</strong> majority <strong>of</strong> members present).<br />

117. Petitioner's Updated Initial Brief, supra note 114, at 14; see WASH. CONST. art. XXIII, §<br />

1.<br />

118. Gerberd<strong>in</strong>g v. Munro, 949 P.2d 1366, 1377 (Wash. 1998) (qualification requirements for<br />

constitutional <strong>of</strong>ficers may not be supplemented except by constitutional amendment; <strong>in</strong>itiative could<br />

not amend constitution to do so).


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Amalgamated Transit, 119 both <strong>of</strong> which rejected attempts to supplement the<br />

constitution <strong>in</strong> statute.<br />

In represent<strong>in</strong>g the Lieutenant Governor, the state focused on the procedural<br />

difficulties raised by Senator Brown's challenge. As declared <strong>in</strong> Walker v. Munro, the<br />

Lieutenant Governor's approval <strong>of</strong> a bill is not a mere m<strong>in</strong>isterial act, because the<br />

presid<strong>in</strong>g <strong>of</strong>ficer must determ<strong>in</strong>e the number <strong>of</strong> votes cast and whether those votes<br />

have been cast properly.' Because the rul<strong>in</strong>g <strong>in</strong>volved a discretionary duty, the state<br />

argued that the Senator did not state a claim <strong>in</strong> mandamus and therefore the court<br />

lacked orig<strong>in</strong>al jurisdiction over the action. 21 Further, the state argued that issu<strong>in</strong>g<br />

such a writ would breach separation <strong>of</strong> powers by judicially <strong>in</strong>trud<strong>in</strong>g <strong>in</strong> the<br />

legislative process and for similar reasons that the dispute was a nonjusticiable<br />

political controversy.1 22<br />

On the merits, the state first argued that the pla<strong>in</strong> language <strong>of</strong> article H1, section 22<br />

did not prohibit the legislature or the people act<strong>in</strong>g <strong>in</strong> their law-mak<strong>in</strong>g powers from<br />

rais<strong>in</strong>g the bar for certa<strong>in</strong> types <strong>of</strong> legislation.' 23 Further, argued the state,<br />

Gerberd<strong>in</strong>g 124 does not compel the <strong>in</strong>validation <strong>of</strong> the vot<strong>in</strong>g threshold. 1 25 In<br />

Gerberd<strong>in</strong>g, the court rejected term limits and viewed the constitutional criteria for<br />

hold<strong>in</strong>g <strong>of</strong>fice as exclusive because: (1) the framers had expressly considered and<br />

rejected term limits; and (2) there is a strong constitutional presumption <strong>in</strong> favor <strong>of</strong><br />

eligibility for <strong>of</strong>fice. 126<br />

Ultimately-and unanimously-the court concluded that it lacked jurisdiction<br />

over Senator Brown's claims. 127 Under article IV, section 4 <strong>of</strong> the state constitution,<br />

the court has orig<strong>in</strong>al jurisdiction <strong>in</strong> mandamus cases, but the Brown court concluded<br />

that it had no mandamus jurisdiction over the decision <strong>of</strong> the Lieutenant Governor. 1 28<br />

The court reiterated its Walker rul<strong>in</strong>g that mandamus will not lie to compel a<br />

discretionary act and that a presid<strong>in</strong>g <strong>of</strong>ficer's decision to sign a bill <strong>in</strong>volves the<br />

119. Amalgamated Transit Union Local 587 v. State, 11 P.3d 762, 793-94 (Wash. 2000)<br />

(<strong>in</strong>validat<strong>in</strong>g <strong>in</strong>itiative that attempted to establish extra-constitutional referenda).<br />

120. Walker v. Munro, 879 P.2d 920, 925 (Wash. 1994). Cf City <strong>of</strong> Wenatchee v. Owens,<br />

185 P.3d 1218, 1223 (Wash. Ct. App. 2008) (under statute requir<strong>in</strong>g city clerk to attest to municipal<br />

ord<strong>in</strong>ances, clerk's signature is m<strong>in</strong>isterial).<br />

121. Brief <strong>of</strong> Respondent at 15-18, Brown v. Owen, No. 81287-0 (Wash. June 9,2008).<br />

122. Id. at 33; see Walker, 879 P.2d at 927 (<strong>in</strong> declaratory judgment action, legislators'<br />

concerns about confusion and uncerta<strong>in</strong>ty <strong>in</strong> the legislative process did not constitute actual, concrete<br />

harm where the "course <strong>of</strong> future events is, at this time, purely speculative and subject to challenge<br />

when a specific dispute arises <strong>in</strong> regards to a particular bill. Until presented with an exist<strong>in</strong>g, factspecific<br />

action, this court will not <strong>in</strong>volve itself <strong>in</strong> what is essentially a political dispute.").<br />

123. Brief <strong>of</strong> Respondent supra note 121, at 37-39.<br />

124. Gerberd<strong>in</strong>g v. Munro, 949 P.2d 1366 (Wash. 1998).<br />

125. Brief <strong>of</strong> Respondent, supra note 121, at 43-44.<br />

126. Gerberd<strong>in</strong>g, 949 P.2d at 1372-75; see also Brief <strong>of</strong> Respondent, supra note 121, at 44.<br />

127. Brown, 2009 WL 564432, at * 1, 4,9.<br />

128. Id at *4-5.


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WASHINGTON'S LAW OF LAW-MAKING<br />

exercise <strong>of</strong> such discretion, as the <strong>of</strong>ficer must evaluate the number <strong>of</strong> votes required<br />

and whether those votes were properly cast. 12 9 More significant, however, was the<br />

court's discussion <strong>of</strong> how separation <strong>of</strong> powers pr<strong>in</strong>ciples prevented the court from<br />

exercis<strong>in</strong>g its mandamus jurisdiction. Not only would the court refra<strong>in</strong> from judg<strong>in</strong>g<br />

the particulars <strong>of</strong> the Lieutenant Governor's discretionary rul<strong>in</strong>g, but it found that the<br />

procedures that govern the <strong>in</strong>ternal legislative process are political <strong>in</strong> nature and not<br />

subject to the court's mandamus jurisdiction. 130<br />

Separation <strong>of</strong> powers pr<strong>in</strong>ciples establish checks and balances, but "if checks by<br />

one branch underm<strong>in</strong>e the operation <strong>of</strong> another branch or underm<strong>in</strong>e the rule <strong>of</strong> law<br />

which all branches are committed to ma<strong>in</strong>ta<strong>in</strong>, those checks are improper and<br />

31<br />

destructive exercises <strong>of</strong> the authority."' In this respect, the Brown court said, state<br />

separation <strong>of</strong> powers pr<strong>in</strong>ciples resemble the federal political question doctr<strong>in</strong>e, under<br />

which the court must refra<strong>in</strong> from rul<strong>in</strong>g where the constitution has textually<br />

committed an issue to a coord<strong>in</strong>ate branch <strong>of</strong> government or where the court may not<br />

<strong>in</strong>dependently rule without express<strong>in</strong>g disrespect to a coord<strong>in</strong>ate branch <strong>of</strong><br />

government.1 32 Because the constitution assigns to the legislature the power to<br />

govern its own proceed<strong>in</strong>gs, an authority "essential to the exercise <strong>of</strong> legislative<br />

powers,"' 133 judicial arrogation <strong>of</strong> this power would disparage the legislature. 134<br />

Further, similar separation <strong>of</strong> powers considerations require the court to absta<strong>in</strong> from<br />

consider<strong>in</strong>g <strong>in</strong>ternal legislative functions surround<strong>in</strong>g the passage <strong>of</strong> a bill. 135<br />

Exercise <strong>of</strong> mandamus jurisdiction over a legislative parliamentary rul<strong>in</strong>g would<br />

impair both the authority <strong>of</strong> the Senate to govern its own proceed<strong>in</strong>gs and the<br />

Lieutenant Governor's duty to preside over those proceed<strong>in</strong>gs. Therefore, the court<br />

! 36<br />

found a mandamus action was "<strong>in</strong>appropriate.'<br />

Notwithstand<strong>in</strong>g the constitutional doubt about the statutory supermajority<br />

vot<strong>in</strong>g requirement, the court has once aga<strong>in</strong> avoided the substantive merits <strong>of</strong> the<br />

question. In many respects, the court's rul<strong>in</strong>g is a victory for legislative<br />

<strong>in</strong>dependence, confirm<strong>in</strong>g that the court rejects "the theory that the judiciary is the<br />

only branch with sufficient <strong>in</strong>tegrity . . . to ensure the preservation <strong>of</strong> the<br />

37<br />

constitution."' Yet the rul<strong>in</strong>g leaves unanswered the question <strong>of</strong> whether the<br />

voters--or even a prior legislature-may use the law-mak<strong>in</strong>g process to fetter the<br />

law-mak<strong>in</strong>g power itself.<br />

129. Id. at *8-9 (cit<strong>in</strong>g Walker v. Munro, 879 P.2d 920, 925 (Wash. 1994)).<br />

130. Id at *5-6.<br />

131. Id at *5(quot<strong>in</strong>g In re Salary <strong>of</strong> Juvenile Dir., 552 P.2d 163, 170 (1976)).<br />

132. Id (cit<strong>in</strong>g Baker v. Carr, 369 U.S. 217 (1962)).<br />

133. Id (cit<strong>in</strong>g Wash. State Farm Bureau Fed'n v. Gregoire 174 P.3d 1142, 1150 (Wash.<br />

2007)); see WASH. CONST. art. II, § 9.<br />

134. Brown, 2009 WL 564432, at *6.<br />

135. Id at *7-8.<br />

136. Id. at *5-6.<br />

137. Id at *7 (quot<strong>in</strong>g State ex rel Reed v. Jones, 34 P.2d 201,204 (1893)).


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Another unanswered question is whether any set <strong>of</strong> facts would squarely place<br />

the constitutional merits <strong>of</strong> the two-thirds supermajority threshold before a court.<br />

Because Brown v. Owen arose from the failure <strong>of</strong> specific legislation, it may be<br />

dist<strong>in</strong>guished from the declaratory judgment action rejected <strong>in</strong> Walker v. Munro,<br />

where the court found no justiciable controversy <strong>in</strong> the absence <strong>of</strong> a dispute about a<br />

particular bill. 138 Bills become moot when a new legislature is seated the next<br />

biennium, mak<strong>in</strong>g legislation that is proposed but not enacted "capable <strong>of</strong> repetition,<br />

yet evad<strong>in</strong>g review. ' 1 9 These pr<strong>in</strong>ciples may permit a legislator to argue that she has<br />

stand<strong>in</strong>g to file a declaratory judgment action <strong>in</strong> superior court, seek<strong>in</strong>g a rul<strong>in</strong>g on<br />

the constitutionality <strong>of</strong> RCW 43.135.035(1)'s supermajority requirement. 140 But<br />

Brown implies that a legislator must first appeal the presid<strong>in</strong>g <strong>of</strong>ficer's rul<strong>in</strong>g 14 ' and<br />

then presumably go through the same process under the other legislative body and its<br />

presid<strong>in</strong>g <strong>of</strong>ficer. Assum<strong>in</strong>g subsequent enactment <strong>of</strong> legislation with a constitutional<br />

majority but without a statutory supermajority, an aggrieved taxpayer could then<br />

challenge the result<strong>in</strong>g tax, thus plac<strong>in</strong>g the constitutional issue before the court. 42<br />

And, <strong>of</strong> course, after expiration <strong>of</strong> the two-year protection aga<strong>in</strong>st amendment<br />

extended to Initiative 960 under article H, section 1, the legislature may once aga<strong>in</strong><br />

amend the statutory supermajority requirement with a constitutional majority vote.<br />

IV. THE ELEPHANTAS WALL: PEEKING AROUND THE CORNER<br />

By many accounts, Wash<strong>in</strong>gton leads the nation <strong>in</strong> public disclosure, sunsh<strong>in</strong>e<br />

laws, and legislative openness. The Center for Public Integrity surveyed the fifty<br />

states and ranked them on lobby<strong>in</strong>g disclosure laws. Wash<strong>in</strong>gton ranked number one,<br />

with a score <strong>of</strong> 93.5 Out <strong>of</strong> 100.143 Wash<strong>in</strong>gton likewise ranked number one <strong>in</strong> a<br />

138. Walker v. Munro, 879 P.2d 920,925-26 (Wash. 1994).<br />

139. E.g., S. Pac. Term<strong>in</strong>al Co. v. Interstate Commerce Comm'n, 219 U.S. 498, 515-16<br />

(1911) (announc<strong>in</strong>g exception to mootness doctr<strong>in</strong>e).<br />

140. Justiciability <strong>of</strong> declaratory judgment actions is governed by Nolette v. Christianson, 800<br />

R2d 359, 362 (Wash. 1990) (test requires (1) an actual, present, exist<strong>in</strong>g dispute as opposed to a<br />

hypothetical disagreement; (2) between parties with genu<strong>in</strong>e and oppos<strong>in</strong>g <strong>in</strong>terests (3) that <strong>in</strong>volves<br />

substantial rather than potential issues and (4) for which a judicial determ<strong>in</strong>ation will be f<strong>in</strong>al and<br />

conclusive). Cf Order Grant<strong>in</strong>g Motion to Dismiss, Advocates for Disabled Am. Sportsmen v. State,<br />

No. 07-2-01679-9, (Thurston County Super. Ct., Jan. 25, 2008); see supra note 16 and<br />

accompany<strong>in</strong>g text (private <strong>in</strong>dividuals might not have stand<strong>in</strong>g to raise <strong>in</strong>juries accru<strong>in</strong>g to the<br />

legislature as an <strong>in</strong>stitution).<br />

141. Brown, 2009WL564432, at *6.<br />

142. Cf Wash. State Farm Bureau Fed'n v. Gregoire 174 P.3d 1142,1144 &n.1 (Wash. 2007)<br />

(no question <strong>of</strong> whether pla<strong>in</strong>tiff organizations had taxpayer stand<strong>in</strong>g).<br />

143. The Center for Public Integrity, Disclosure Rank<strong>in</strong>g (Apr. 17, 2006)<br />

http://projects.public<strong>in</strong>tegrity.org/oi/db.aspx?act=rank; see John Mart<strong>in</strong>ez, Rational Legislat<strong>in</strong>g, 34<br />

STErSON L. REv. 547, 553-55 (only the state <strong>of</strong> Wash<strong>in</strong>gton received a "satisfactory" score from the<br />

Center for Public Integrity).


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44<br />

comparison <strong>of</strong> campaign disclosure requirements. Further, legislative proceed<strong>in</strong>gs<br />

<strong>in</strong> committee and on the floor are taped and broadcast, and <strong>of</strong>ficial committee and<br />

floor documents are available onl<strong>in</strong>e. 145 Notwithstand<strong>in</strong>g this openness, litigants,<br />

pundits, and judges <strong>of</strong>ten seem more <strong>in</strong>terested <strong>in</strong> the beh<strong>in</strong>d-the-scenes proceed<strong>in</strong>gs<br />

than <strong>in</strong> the actual legislative outcome-the substance <strong>of</strong> the law. In other words, they<br />

want to get beh<strong>in</strong>d the elephant's "wall." This leads to the question <strong>of</strong> the extent to<br />

which our constitution, our representative democracy, creates a "wall" between the<br />

branches.<br />

Indeed, two relevant constitutional pr<strong>in</strong>ciples place such a structure between the<br />

legislative and judicial branches, a barrier that requires judicial scrut<strong>in</strong>y to focus on<br />

the f<strong>in</strong>al legislative product. First, the enrolled bill doctr<strong>in</strong>e restricts the use <strong>of</strong><br />

legislative history <strong>in</strong> a constitutional analysis.' 46 Second, the speech or debate clause<br />

prevents the court from scrut<strong>in</strong>iz<strong>in</strong>g the legislature's <strong>in</strong>ner work<strong>in</strong>gs. 147<br />

A full discussion <strong>of</strong> judicial use <strong>of</strong> legislative history <strong>in</strong> statutory construction is<br />

beyond the scope <strong>of</strong> this article. 4 8 Nonetheless, it is evident that broadened<br />

availability <strong>of</strong> onl<strong>in</strong>e legislative history has resulted <strong>in</strong> <strong>in</strong>creased use by both courts<br />

and litigants. 149 Yet courts are <strong>of</strong>ten confused by legislative history1 50 and may use<br />

144. The Campaign Disclosure Project, Grad<strong>in</strong>g State Disclosure (Sept. 17, 2008),<br />

http://www.campaigndisclosure.org/grad<strong>in</strong>gstate/rank.html.<br />

145. Wash<strong>in</strong>gton State Public Affairs TV Network, www.tvw.org; Wash<strong>in</strong>gton State<br />

Legislature, www.leg.wa.gov; Cf Hugh Spitzer, Open Doors to Court Rulemak<strong>in</strong>g Process, SEATTLE<br />

PosT-INTELLIGENCER, Aug. 12, 2008, at B7 (contrast<strong>in</strong>g public nature <strong>of</strong> law-mak<strong>in</strong>g process with<br />

secrecy <strong>of</strong> state supreme court's rule-mak<strong>in</strong>g process); Nast v. Michaels, 730 P.2d 54, 56 (Wash.<br />

1986) (access to court files governed by common law rather than public records statutes); Buehler v.<br />

Small, 64 P.3d 78, 81-82 (Wash. Ct. App. 2003) (f<strong>in</strong>d<strong>in</strong>g that judge's personal work<strong>in</strong>g papers not<br />

subject to statutory or common-law disclosure); Spokane & E. <strong>Law</strong>yer v. Tompk<strong>in</strong>s, 150 P.3d 158,<br />

161 (Wash. Ct. App. 2007) (f<strong>in</strong>d<strong>in</strong>g that the superior court is not an agency with<strong>in</strong> mean<strong>in</strong>g <strong>of</strong> public<br />

records statute).<br />

146. The state supreme court first declared the enrolled bill doctr<strong>in</strong>e <strong>in</strong> State ex rel. Reed v.<br />

Jones, 34 P. 201, 202-03 (Wash. 1893); see <strong>Law</strong> <strong>of</strong> <strong>Law</strong>mak<strong>in</strong>g, supra note 8, at 456-48; Kristen L.<br />

Fraser, "Orig<strong>in</strong>al Acts," "Meager Offspr<strong>in</strong>g," and Titles <strong>in</strong> a Bill's Family Tree: A Legislative<br />

Drafter's Perspective on City <strong>of</strong> Fircrest v. Jensen, 31 SEATTLE U. L. REV. 35, 65-68 (2007)<br />

[here<strong>in</strong>after Orig<strong>in</strong>al Acts] (discuss<strong>in</strong>g enrolled bill doctr<strong>in</strong>e and use <strong>of</strong> legislative history <strong>in</strong><br />

constitutional analysis).<br />

147. WASH. CONST. art. 11, § 17 ("No member <strong>of</strong> the legislature shall be liable <strong>in</strong> any civil<br />

action or any crim<strong>in</strong>al prosecution whatever, for words spoken <strong>in</strong> debate"); see discussion, <strong>in</strong>fra<br />

Section W.B.<br />

148. See Comment, Legislative History <strong>in</strong> Wash<strong>in</strong>gton, 7 U. PUGET SOUND L. REv. 571, 571-<br />

72 (1984); Philip A. Talmadge, A New Approach to Statutory Interpretation <strong>in</strong> Wash<strong>in</strong>gton, 25<br />

SEATTLE U. L. REv. 179, 183-89 (2001) (discuss<strong>in</strong>g legislative history) [here<strong>in</strong>after Talmadge, A New<br />

Approach]; William Bridges & Aldo Melchiori, Fumbl<strong>in</strong>g <strong>in</strong> the Ashcans (Oct. 2008) (unpublished<br />

presentation on file with author) (criticiz<strong>in</strong>g judicial misuse <strong>of</strong> legislative history).<br />

149. See Bridges & Melchiori, supra note 148 (quantify<strong>in</strong>g use).<br />

150. E.g., Spa<strong>in</strong> v. Employment Sec. Dep't, 185 P.3d 1188, 1191-92 & n. 6 (Wash. 2008).<br />

Prior to correction on a motion for reconsideration, the court confused the background section <strong>of</strong> a


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legislative history <strong>in</strong> a manner not briefed by either party. Some commentators have<br />

proposed restrictions on judicial notice <strong>of</strong> legislative history, such as requir<strong>in</strong>g the<br />

court to give notice that it plans to consider it and allow<strong>in</strong>g the parties to brief the<br />

matter. 15 ' Other commentators have proposed allow<strong>in</strong>g broad use <strong>of</strong> legislative<br />

history, but subject to a legislatively imposed hierarchy <strong>of</strong> significance., 5 2 But <strong>in</strong><br />

addition to <strong>in</strong>creased use <strong>in</strong> statutory construction cases, courts and litigants may seek<br />

to go beh<strong>in</strong>d the wall <strong>in</strong> discovery disputes and constitutional litigation.<br />

A. The Enrolled Bill Doctr<strong>in</strong>e: Ch<strong>in</strong>ks <strong>in</strong> the Wall?<br />

Like separation <strong>of</strong> powers, the enrolled bill doctr<strong>in</strong>e is not directly stated <strong>in</strong> the<br />

text <strong>of</strong> the constitution but is nonetheless an important constitutional pr<strong>in</strong>ciple <strong>of</strong> the<br />

lawmak<strong>in</strong>g process. The enrolled bill doctr<strong>in</strong>e permits the court to consider<br />

legislative history <strong>in</strong> order to <strong>in</strong>terpret an ambiguous statute, but the court is otherwise<br />

prohibited from consider<strong>in</strong>g "the method, the procedure, the means, or the manner"<br />

by which the legislation was enacted. 153 This "wall" forces the court to focus on the<br />

legislative end product rather than the process by which it is reached. 154 Assum<strong>in</strong>g<br />

that the end product satisfies substantive and procedural constitutional standards, it is<br />

not the role <strong>of</strong> the court to consider <strong>in</strong>ternal legislative procedures any more than it<br />

would be for the legislature to <strong>in</strong>quire about the processes by which the state supreme<br />

court arrives at its op<strong>in</strong>ions: "Just as the legislature may not go beyond the decree <strong>of</strong><br />

the court when a decision is fair on its face, the judiciary will not look beyond the<br />

f<strong>in</strong>al record <strong>of</strong> the legislature when an enactment is facially valid, even when the<br />

proceed<strong>in</strong>gs are challenged as unconstitutional."' 155 For similar reasons, the court<br />

declares that it must also enforce the "negative corollary" <strong>of</strong> the enrolled bill doctr<strong>in</strong>e<br />

by refus<strong>in</strong>g to consider the proceed<strong>in</strong>gs beh<strong>in</strong>d bills that are not enacted.1 5 6<br />

bill report, which describes current law, with the summary section, which describes how the bill<br />

proposes to change the law. Further, prior to correction, the court appeared baffled that the bill report<br />

would change to reflect different versions <strong>of</strong> the bill. Id. In State v. Hirschfelder, No. 36804-8-11,<br />

2009 Wash. App. LEXIS 114, at *25 & n. 13 (Jan. 13, 2009), the court declared that it does not 'turm<br />

to the comments <strong>of</strong> a s<strong>in</strong>gle legislator to establish legislative history,' nor [does the court] rely on the<br />

public's comments before the legislative committees," yet it relied on the "summary <strong>of</strong> testimony"<br />

portion <strong>of</strong> legislative bill reports, which are summaries prepared by legislative staff <strong>of</strong> precisely such<br />

comments.<br />

151. Bridges & Melchiori, supra note 148.<br />

152. Talmadge, A New Approach, supra note 148, at 208-09.<br />

153. State ex re. Bugge v. Mart<strong>in</strong>, 232 P.2d 833, 836-37 (Wash. 1951); see Brown v. Owen,<br />

No. 81287-0, 2009 WL 564432, at *7 (Wash. Mar. 5, 2009) (cit<strong>in</strong>g cases and discuss<strong>in</strong>g roots <strong>of</strong><br />

doctr<strong>in</strong>e <strong>in</strong> separation <strong>of</strong> powers pr<strong>in</strong>ciples); see also <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 456;<br />

Orig<strong>in</strong>alActs, supra note 146, at 65-68.<br />

154. See Orig<strong>in</strong>alActs, supra note 146, at 65-68 (cit<strong>in</strong>g cases).<br />

155. Brown v. Owen, 2009 WL 564432, at *7.<br />

156. Id. at *8 (refus<strong>in</strong>g to review parliamentary rul<strong>in</strong>g that bill failed for want <strong>of</strong>


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WASHINGTON'S LAW OF LAW-MAKING<br />

Batey v. Wash<strong>in</strong>gton State Employment Security Department 57 presented the<br />

state supreme court with enrolled bill doctr<strong>in</strong>e questions <strong>of</strong> concern to the<br />

legislature. 15 As decided by Division I <strong>of</strong> the Wash<strong>in</strong>gton State Court <strong>of</strong> Appeals,<br />

Batey's use <strong>of</strong> legislative history <strong>in</strong> a subject-<strong>in</strong>-title analysis under article H, section<br />

19 implicated the enrolled bill doctr<strong>in</strong>e. 159 Ultimately, the state supreme court neatly<br />

sidestepped the constitutional issues that so concerned the House and Senate.' 60 By<br />

resolv<strong>in</strong>g Batey on statutory grounds, the court avoided the constitutional issues<br />

under the title/subject rule that the legislature found so troubl<strong>in</strong>g about Division I's<br />

rul<strong>in</strong>g. Nevertheless, noth<strong>in</strong>g <strong>in</strong> the rul<strong>in</strong>g directly rejects Division I's reason<strong>in</strong>g.<br />

Division I's hold<strong>in</strong>g is significant <strong>in</strong> its use <strong>of</strong> legislative history <strong>in</strong> a subject-<strong>in</strong>title<br />

challenge under article II, section 19. Batey <strong>in</strong>itially <strong>in</strong>volved a challenge to 2003<br />

legislation that amended unemployment <strong>in</strong>surance statutes to modify the criteria for a<br />

good-cause quit. The claimant <strong>in</strong> Batey argued that these modifications were not<br />

embraced by the 2003 bill's title, "creat<strong>in</strong>g forty rate classes for determ<strong>in</strong><strong>in</strong>g<br />

62<br />

employer contribution rates."' In 2006, the legislature reenacted the 2003 bill's<br />

good-cause quit provisions retroactively and without further amendment.1 63 Ms.<br />

Batey did not dispute that the legislature could have resolved any title defects through<br />

this re-enactment, but <strong>in</strong>stead she argued that the title <strong>of</strong> the 2006 legislation likewise<br />

failed to embrace the revisions to the good-cause quit standards. 164<br />

In analyz<strong>in</strong>g the title to the 2006 legislation, Division I tracked the bill's<br />

legislative history. As orig<strong>in</strong>ally passed by the House, EHIB 3278, "AN ACT<br />

Relat<strong>in</strong>g to mak<strong>in</strong>g adjustments <strong>in</strong> the unemployment <strong>in</strong>surance system to enhance<br />

benefit and tax equity," changed the deadl<strong>in</strong>e <strong>of</strong> a jo<strong>in</strong>t legislative task force on<br />

unemployment <strong>in</strong>surance. 165 Accord<strong>in</strong>g to Division I, <strong>in</strong> the wan<strong>in</strong>g days <strong>of</strong> the 2006<br />

legislative session the subject matter <strong>of</strong> the bill "changed dramatically" after a Senate<br />

amendment removed provisions relat<strong>in</strong>g to the task force, replaced them with<br />

sections that reenacted the challenged provision <strong>of</strong> the 2003 law, and declared that the<br />

supermajority vote).<br />

157. 154 P.3d 266 (Wash. Ct. App. 2007), aff'd on other grounds sub nom Spa<strong>in</strong> v.<br />

Employment Sec. Dep't, 185 P.3d 1188 (Wash. 2008).<br />

158. The legislature filed an amicus brief <strong>in</strong> Batey. Brief <strong>of</strong> Amicus Curiae Wash. State Leg.,<br />

Batey v. Employment Security Dep't, 154 P3d 266 (Wash. Ct. App. 2007) (No.80309-9) sub nom<br />

Spa<strong>in</strong> v. Employment Sec. Dep't, 185 P.3d 1188 (Wash. 2008) (No. 79878-8). Title/subject issues<br />

raised <strong>in</strong> Batey are discussed more fully <strong>in</strong>fra, at Section VB.<br />

159. Batey, 154 P.3d at 269 (discuss<strong>in</strong>g use <strong>of</strong> strik<strong>in</strong>g amendment that "changed<br />

dramatically" the subject matter <strong>of</strong> the bill).<br />

160. Spa<strong>in</strong>, 185 P.3d at 1192 (resolv<strong>in</strong>g dispute on statutory <strong>in</strong>terpretation grounds without<br />

reach<strong>in</strong>g art. HI, sec. 19 issues).<br />

161. 2003 Wash. <strong>Law</strong>s 2nd Sp. Sess. ch. 4 (2E.S.B. 6097).<br />

162. Batey, 154 P.3d at 268. See 2003 Wash. <strong>Law</strong>s 2nd Sp. Sess. ch. 4 (2E.S.B. 6097).<br />

163. 2006 Wash. Sess. <strong>Law</strong>s ch. 12 (E.H.B. 3278).<br />

164. Batey, 154 P.3d at 268-69; see discussion <strong>of</strong> reenactment, <strong>in</strong>fra, at p. 33.<br />

165. Batey, 154 P.3d at 269 (quot<strong>in</strong>g E.H.B. 3278).


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bill took effect retroactively. 166 Division I concluded that the title was "restrictive ' 167<br />

because the phrase "to enhance benefit and tax equity" did "not suggest a bill that<br />

might embrace any and all manner <strong>of</strong> changes to the unemployment <strong>in</strong>surance<br />

system." ' 168 Division I also reasoned that the title did not provide "fair notice,"<br />

because the phrase <strong>in</strong> question did not alert employees-"a group particularly<br />

affected by EHB 3278"-that legislators had decided to change the good-cause quit<br />

criteria. 6 9<br />

From a legislative perspective, Division I's Batey rul<strong>in</strong>g attached a troublesome<br />

significance to the legislature's use <strong>of</strong> a strik<strong>in</strong>g amendment as a mechanism by<br />

which to enact legislation.' As <strong>in</strong> Patrice v. Murphy, the court could presumably<br />

have found a subject-<strong>in</strong>-title violation under a standard restrictive title analysis<br />

without rely<strong>in</strong>g on legislative history.' 7 1 However, Division I's use <strong>of</strong> legislative<br />

history <strong>in</strong> a constitutional analysis conflicts with the enrolled bill doctr<strong>in</strong>e.1 72<br />

B. The Speech or Debate Clause: What Goes Through the Wall?<br />

In addition to the substantive disputes about tax and expenditure limitations,<br />

Wash<strong>in</strong>gton State Farm Bureau Federation v. Gregoire 173 also presented the state<br />

166. Id. Presumably, once aware <strong>of</strong> the issues raised by the litigation relatively late <strong>in</strong> the<br />

session, the legislature sought a bill with an appropriate title to achieve the necessary statutory cure,<br />

and it selected EHB 3278 as hav<strong>in</strong>g a broad title that related to unemployment <strong>in</strong>surance.<br />

167. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 463-68 (discuss<strong>in</strong>g general/restrictive title<br />

analysis); Orig<strong>in</strong>al Acts, supra note 146, at 40 & nn.23-24 (cit<strong>in</strong>g cases for general/restrictive<br />

analysis).<br />

168. Batey, 154 P.3d at270.<br />

169. Id.<br />

170. Cf State v. Hirschfelder, No. 36804-8-11, 2009 Wash. App. LEXIS 114, at *27 (Jan. 13,<br />

2009) (oddly, us<strong>in</strong>g "rider" to describe an amendment). "Rider" is a somewhat pejorative term and<br />

relates to the Congress' ability to add provisions to a bill that do not relate to the bill's underly<strong>in</strong>g<br />

subject matter. The United States Senate's reference page says that "rider" is an "<strong>in</strong>formal term for a<br />

nongermane amendment to a bill or an amendment to an appropriation bill that changes the<br />

permanent law govern<strong>in</strong>g a program funded by the bill." Def<strong>in</strong>ition <strong>of</strong> Rider,<br />

http://www.senate.gov/reference/glossaryterm/rider.htm (last visited April 23, 2009). Congress does<br />

not have a s<strong>in</strong>gle-subject or subject-<strong>in</strong>-title requirement; <strong>in</strong> Wash<strong>in</strong>gton, <strong>of</strong> course, if the amendment<br />

were truly nongermane, it would violate article II, section 19 (title/subject rule) or article 11, section<br />

38 (scope and object rule) or both. For this reason, "rider" is not part <strong>of</strong> Wash<strong>in</strong>gton's legislative<br />

lexicon. Cf Flanders v. Morris, 558 P.2d 769, 772-74 (Wash. 1977) (reject<strong>in</strong>g under art. I1, secs. 19<br />

and 37 a legislative attempt to use a budget appropriations bill to amend permanent law govern<strong>in</strong>g a<br />

program funded by the bill).<br />

171. Patrice v. Murphy, 966 P.2d 1271, 1274-75 (Wash. 1998) (hold<strong>in</strong>g that provisions<br />

relat<strong>in</strong>g to <strong>in</strong>terpreters did not fit with<strong>in</strong> title "relat<strong>in</strong>g to court costs"); see <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra<br />

note 8, at 458 (op<strong>in</strong><strong>in</strong>g that legislative history unnecessary to Patrice conclusion).<br />

172. See Orig<strong>in</strong>al Acts, supra note 153, at 65-68 (op<strong>in</strong><strong>in</strong>g that use <strong>of</strong> legislative history <strong>in</strong><br />

constitutional analysis flouts enrolled bill doctr<strong>in</strong>e; court should analyze f<strong>in</strong>al legislative product).<br />

173. 174 P.3d 1142 (Wash. 2007).


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WASHINGTON'S LAW OF LAW-MAKING<br />

supreme court with a case <strong>of</strong> first impression under article II, section 17,<br />

74<br />

Wash<strong>in</strong>gton's speech or debate clause. In that case, the litigants sought to go<br />

beh<strong>in</strong>d the "wall" by seek<strong>in</strong>g documents produced dur<strong>in</strong>g legislative deliberations on<br />

the 2005 budget and expenditure limit. 1 75 Because the state supreme court used 2006<br />

curative legislation to resolve the underly<strong>in</strong> 6 dispute, the court decl<strong>in</strong>ed to reach the<br />

rema<strong>in</strong><strong>in</strong>g statutory or constitutional issues.<br />

At the superior court level, however, Judge Allendoerfer <strong>of</strong> the Snohomish<br />

County Superior Court ruled that article 1U, section 17's speech or debate clause does<br />

77<br />

<strong>in</strong>deed protect <strong>in</strong>ternal legislative deliberations' While Farm Bureau was before<br />

the superior court, pla<strong>in</strong>tiffs requested, through use <strong>of</strong> discovery rules, that the<br />

legislature produce various documents relat<strong>in</strong>g to budget and revenue legislation and<br />

the state expenditure limit.178 The legislature provided some documents, such as bill<br />

files, but decl<strong>in</strong>ed to provide other documents, such as <strong>in</strong>ternal e-mails among<br />

legislators and staff, on the ground that article II, section 17 rendered these documents<br />

privileged for purposes <strong>of</strong> CR 26.179 Pla<strong>in</strong>tiffs disputed both that the speech or debate<br />

clause provided any privilege at all and that a privilege, if it existed, extended to these<br />

documents. 180 Judge Allendoerfer concluded that under article 1U, section 17,<br />

legislators are not answerable to the judicial branch <strong>of</strong> government about their<br />

deliberative processes, subject to several restrictions, most <strong>of</strong> which tailored the<br />

privilege to focus on the <strong>in</strong>ternal, deliberative aspects <strong>of</strong> the legislative process, as<br />

opposed to "political" or adm<strong>in</strong>istrative actions <strong>of</strong> legislators.18 2 He reasoned that the<br />

privilege exists to protect the <strong>in</strong>dependence and <strong>in</strong>tegrity <strong>of</strong> the legislative process,<br />

not just legislators <strong>in</strong>dividually. 83 The superior court relied' 8 4 upon the identically<br />

174. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 485-89; see also Steven F. Hueffier, The<br />

Neglected Value <strong>of</strong> the Legislative Privilege <strong>in</strong> State Legislatures, 45 WM. & MARYL. REv. 221, 221,<br />

236, 238-39 (2004).<br />

175. Fann Bureau v. Gregoire, 174 P.3d at 1148 n.20, 1149; Pla<strong>in</strong>tiffs' Motion to Compel<br />

Discovery at 2-4, Wash. State Farm Bureau Fed'n v. Gregoire (Snohomish County Super. Ct. Jan. 5,<br />

2006) (No. 05-2-10166-9).<br />

176. Farm Bureau v. Gregoire, 174 P.3dat 1149 n.22.<br />

177. Transcript <strong>of</strong> Court's Oral Decision at 2-3, Wash. State Farm Bureau Fed'n v. Gregoire<br />

(Snohomish County Super. Ct. Jan. 13,2006) (No. 05-2-10166-9).<br />

178. Pla<strong>in</strong>tiffs' Motion to Compel Discovery, supra note 175, at 3-5.<br />

179. id at 4-5. Defendants' Response to Motion to Compel Discovery at 2-3, Wash. State<br />

Farm Bureau Fed'n v. Gregoire (Snohomish County Super. Ct. Jan. 10, 2006) (No. 05-2-10166-9).<br />

180. Pla<strong>in</strong>tiffs' Reply to Defendants' Response to Motion to Compel Discovery at 3-7, Wash.<br />

State Farm Bureau Fed'n v. Gregoire (Snohomish County Super. Ct. Jan. 12,2006) (No. 05-2-10166-<br />

9).<br />

18 1. Judge Allendoerfer also ruled that an executive privilege based on the separation <strong>of</strong><br />

powers doctr<strong>in</strong>e provides an equivalent protection for <strong>in</strong>ternal deliberations <strong>of</strong> the executive branch.<br />

Transcript <strong>of</strong> Court's Oral Decision, supra note 177, at 6-7.<br />

182. Id at 2-5 (for example, actions <strong>of</strong> legislators <strong>in</strong> their capacity as members <strong>of</strong> the state<br />

Expenditure Limit Committee).<br />

183. Id at5.


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worded constitutional provisions <strong>of</strong> Wiscons<strong>in</strong> 185 (from which Wash<strong>in</strong>gton's article<br />

II, section 17 was drawn' 86) and Arizona; 87 specifically, court decisions <strong>in</strong> both states<br />

support a legislative privilege under the speech or debate clause.' 88<br />

On the other hand, <strong>in</strong> Fossos v. Matheson, Judge Mary Yu <strong>of</strong> the K<strong>in</strong>g County<br />

Superior Court summarily rejected the argument that the speech or debate clause <strong>in</strong><br />

article II, section 17 creates a legislative privilege, though this decision was later<br />

superseded by a rul<strong>in</strong>g that the attorney-client privilege protected certa<strong>in</strong><br />

communications between assistant attorneys general and legislative staff. 189 Thus,<br />

there is no reported op<strong>in</strong>ion that resolves the question either way. Given apparent<br />

trends <strong>in</strong> litigation, however, it seems likely that the state supreme court will<br />

eventually be called upon to address the issue.<br />

Staff confidentiality is required by legislative employment policies and<br />

expectations.19 0 In addition, <strong>of</strong> course, legislative staff who are attorneys are bound<br />

to preserve client confidences under the Rules <strong>of</strong> Pr<strong>of</strong>essional Conduct.' 91 The same<br />

184. Id at2.<br />

185. WIs.CONST. art. IV,§ 15.<br />

186. UTTER & SPiTZER, supra note 21, at 60.<br />

187. ARIZ. CONST. art. lV, pt.2,§7.<br />

188. State v. Beno, 341 N.W.2d 668, 674-75 (Wis. 1984); Steiger v. Superior Court, 536 P.2d<br />

689, 691 (Ariz. 1975); Arizona Indep. Redistrict<strong>in</strong>g Comm'n v. Fields, 75 P.3d 1088, 1094-95 (Ariz.<br />

Ct. App. 2003).<br />

189. See Fossos v. Matheson, No. 80506-7 (Wash. Sup. Ct., Nov. 29, 2007) (dismiss<strong>in</strong>g<br />

motion for discretionary review and grant<strong>in</strong>g motion for voluntary withdrawal <strong>of</strong> review); Fossos v.<br />

Matheson, No. 61637-4-1, 2009 WL 1110889, at *3-4 (Wash. Ct. App. Div. I April 27, 2009)<br />

(affirm<strong>in</strong>g trial court's rul<strong>in</strong>g that attorney-client privilege protected the communications <strong>in</strong> question).<br />

190. Memorandum from the House Office <strong>of</strong> Program Research, at 1 (Jan. 14, 2003) ("Staff<br />

vigorously guard confidentiality and members can be assured that confidential matters will not be<br />

disclosed"); Memorandum from the Wash. State Senate Committee Services, at 1 (Nov. 2000) ("SCS<br />

staff should assume that <strong>in</strong>formation relat<strong>in</strong>g to matters <strong>of</strong> policy, if not publicly available, is<br />

confidential . . . . We are expected to ma<strong>in</strong>ta<strong>in</strong> the confidentiality <strong>of</strong> all policy matters under<br />

development for Senators."); Legislative Ethics Board, Advisory Op<strong>in</strong>ion No. 1 (Mar. 13, 1998)<br />

(advis<strong>in</strong>g that unauthorized disclosure <strong>of</strong> draft legislation and other confidential <strong>in</strong>formation is a<br />

violation <strong>of</strong> state ethics laws).<br />

191. The Rules <strong>of</strong> Pr<strong>of</strong>essional Conduct adopted by the Wash<strong>in</strong>gton State Supreme Court,<br />

however, are written to govern a more traditional attorney-client relationship, and it is not entirely<br />

clear how they apply <strong>in</strong> the legislative arena. For example, the conflict <strong>of</strong> <strong>in</strong>terest requirements <strong>in</strong> the<br />

RPC prohibit an attorney from represent<strong>in</strong>g clients with oppos<strong>in</strong>g <strong>in</strong>terests, but nonpartisan staffers<br />

are expected to prepare legislation on a confidential basis for legislators <strong>of</strong> both parties, with the<br />

result that <strong>in</strong>dividual staffers fiequently draft legislation for members with oppos<strong>in</strong>g, even hostile,<br />

<strong>in</strong>tents and purposes. Given the court's claimed exclusive power to regulate the practice <strong>of</strong> law and<br />

the separation <strong>of</strong> powers pr<strong>in</strong>ciples that permit the legislature to hire staff <strong>of</strong> its choos<strong>in</strong>g and dictate<br />

employment responsibilities, application <strong>of</strong> the RPC to attorneys who work for the legislature<br />

presents an <strong>in</strong>terest<strong>in</strong>g separation <strong>of</strong> powers question. See Marcello, supra note 4, at 2457-63<br />

(comparison with model rules); Robert J. Marchant, Represent<strong>in</strong>g Representatives: Ethical<br />

Considerations for the Legislatures Attorneys, 6 N.Y.U. J. LEGis. & PuB. PoL'Y 439, 462-65 (2002-


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pr<strong>in</strong>ciples that support attorney-client confidentiality support provid<strong>in</strong>g advice on a<br />

confidential basis to legislators: sound decision-mak<strong>in</strong>g through frank<br />

communication.' 92 In addition, the confidentiality <strong>of</strong> draft legislation permits<br />

legislators to experiment with ideas that do not yet have a popular follow<strong>in</strong>g. 193<br />

Therefore, if and when the state supreme court addresses the issue <strong>of</strong> confidentiality<br />

with<strong>in</strong> the legislative process, the court must consider the pr<strong>in</strong>ciples <strong>of</strong> legislative<br />

<strong>in</strong>dependence that are at stake.<br />

V. THE ELEPHANTAS ROPE: JUDICIAL INTERPRETATION OF DRAFTING RESTRICTIONS:<br />

ARTICLE HI, SECTION 19194<br />

The representative democracy created by Wash<strong>in</strong>gton's constitution deliberately<br />

places a number <strong>of</strong> procedural fetters on the process <strong>of</strong> enact<strong>in</strong>g legislation. 95 This<br />

constitutional "rope" does not restra<strong>in</strong> the subject matter <strong>of</strong> legislation but rather the<br />

"method, the procedure, the means, or the manner" '1 96 through which the legislature<br />

enacts it. Although this article does not attempt to quantify trends <strong>in</strong> litigation <strong>in</strong><br />

Wash<strong>in</strong>gton, it is apparent that Wash<strong>in</strong>gton is fac<strong>in</strong>g more procedural challenges to<br />

legislation than <strong>in</strong> previous decades. 1 97 As these challenges proliferate, so will<br />

legislative attempts to cure the underly<strong>in</strong>g disputes. These cases represent another<br />

po<strong>in</strong>t <strong>of</strong> <strong>in</strong>tersection between the legislative and the judicial powers. Recently, the<br />

courts have decided to uphold the curative legislation <strong>in</strong>stead <strong>of</strong> address<strong>in</strong>g the<br />

procedural questions.<br />

A. What is a Bills itle?<br />

In City <strong>of</strong> Fircrest v. Jensen, 1 98 a divided state supreme court upset several<br />

conventional legislative beliefs concern<strong>in</strong>g bill titles. The fragmented rul<strong>in</strong>g conflicts<br />

not only with the court's more recent and better-reasoned cases, but also with<br />

legislative practices and procedures and legislative drafters' understand<strong>in</strong>g <strong>of</strong> the<br />

03) (view<strong>in</strong>g legislature as client to avoid conflicts).<br />

192. See Chaimov, supra note 6, at 190-91.<br />

193. Id at 191; see also WAsH. REV. CODE 1.08.027 (Code Reviser's draft<strong>in</strong>g services are<br />

confidential).<br />

194. Two recent law review articles discuss the requirements <strong>of</strong> article Hl, section 19:<br />

Orig<strong>in</strong>al Acts, supra note 146, at 37-43; Dust<strong>in</strong> Buehler, Wash<strong>in</strong>gton's Title Match: The S<strong>in</strong>gle-<br />

Subject and Subject-<strong>in</strong>-Ttle Rules <strong>of</strong> Article II, Section 19 <strong>of</strong> the Wash<strong>in</strong>gton State Constitution, 81<br />

WASH. L. REv. 595, 597-609 (2006).<br />

195. E.g., Clayton, supra note 26, at 68-69; <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 449-52.<br />

196. State ex rel. Bugge v. Mart<strong>in</strong>, 232 P2d 833, 836-37 (Wash. 1951).<br />

197. See, e.g., Michael D. Gilbert, S<strong>in</strong>gle Subject Rules and the Legislative Process, 67 U.<br />

Prrr. L. REV. 803, 818-20 (2005) (quantify<strong>in</strong>g <strong>in</strong>creases <strong>in</strong> s<strong>in</strong>gle-subject litigation).<br />

198. City <strong>of</strong> Fircrest v. Jensen, 143 P.3d 776 (Wash. 2006), cert. denied, 549 U.S. 1254<br />

(2007).


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subject-<strong>in</strong>-title rule. 199 Perhaps realiz<strong>in</strong>g the confusion wrought by the "dark and<br />

bloody ' 200 Fircrest op<strong>in</strong>ions, <strong>in</strong> accept<strong>in</strong>g review <strong>in</strong> Batey the court requested<br />

2 0<br />

supplemental brief<strong>in</strong>g based on Fircrest. However, as discussed above, the court<br />

ultimately decl<strong>in</strong>ed to address further the constitutional issue presented <strong>in</strong> Batey. 20 2<br />

In legislative use, for purposes <strong>of</strong> analysis under both the state constitution's<br />

title/subject rule and legislative rules, a bill's title is the substantive subject matter<br />

°3<br />

statement before the first semi-colon. The m<strong>in</strong>isterial portion <strong>of</strong> the title recites the<br />

numbers <strong>of</strong> the code and session law sections affected by the bill along with other<br />

<strong>in</strong>formation about the bill's contents, but the legislature <strong>in</strong>cludes these statements<br />

through "custom rather than constitutional requirements." 2 0 4<br />

For example, legislative drafters would view the italicized portion <strong>of</strong> the title <strong>in</strong><br />

the follow<strong>in</strong>g example as the constitutional title, with the rema<strong>in</strong><strong>in</strong>g portions as the<br />

optional "m<strong>in</strong>isterial" title:<br />

AN ACT Relat<strong>in</strong>g to establish<strong>in</strong>g the Wash<strong>in</strong>gton beer commission; amend<strong>in</strong>g<br />

RCW 66.44.800, 15.04.200, 42.17.31907, 42.56.380, and 43.23.033; reenact<strong>in</strong>g<br />

and amend<strong>in</strong>g RCW 66.28.010; add<strong>in</strong>g a new section to chapter 66.12 RCW;<br />

add<strong>in</strong>g a new chapter to title 15 RCW; provid<strong>in</strong>g an effective date; and<br />

provid<strong>in</strong>g an expiration date. 20 5<br />

Legislative analysis, and <strong>in</strong> most cases judicial analysis, considers the title <strong>of</strong> the<br />

206<br />

bill at issue. However, for bills that amend prior legislation, neither the legislature<br />

nor the courts have traditionally looked at the titles <strong>of</strong> the prior legislation to<br />

determ<strong>in</strong>e the validity <strong>of</strong> an amendatory act. 207 Nonetheless, the Fircrest plurality<br />

revived the St. Paul 0 8 analysis, a dormant l<strong>in</strong>e <strong>of</strong> cases that permits the court to<br />

consider the title <strong>of</strong> an "orig<strong>in</strong>al act" where the title <strong>of</strong> an amendatory act is called <strong>in</strong>to<br />

209<br />

question.<br />

court to reason<br />

For<br />

that<br />

example,<br />

the<br />

<strong>in</strong> the<br />

recitation<br />

bill<br />

<strong>of</strong> affected<br />

title above, the<br />

section<br />

St. Paul<br />

numbers<br />

analysis<br />

<strong>in</strong> the<br />

would<br />

"m<strong>in</strong>isterial"<br />

lead a<br />

title<br />

199. Orig<strong>in</strong>alActs, supra note 146, at 62-68 (discuss<strong>in</strong>g this argument <strong>in</strong> detail).<br />

200. Batey v. Employment Sec. Dep't, 154 P.3d 266,268 n.3 (Wash. Ct. App. 2007).<br />

201. Order Grant<strong>in</strong>g Review at 2, Batey v. Employment Security Dep't, 154 P.3d 266 (Wash.<br />

Ct. App. 2007) (No.80309-9) sub nom Spa<strong>in</strong> v. Employment Security Dep't, 185 P.3d 1188 (Wash.<br />

2008) (No. 79878-8) (request<strong>in</strong>g the parties to file supplemental brief<strong>in</strong>g based on Fircrest).<br />

202. See supra notes 157-160.<br />

203. See Orig<strong>in</strong>alActs, supra note 146, at 41-43.<br />

204. See id. at 43.<br />

205. 2006 Wash. Sess. <strong>Law</strong>s ch. 330.<br />

206. See Orig<strong>in</strong>alActs, supra note 146, at 37-43.<br />

207. See id. at 40.<br />

208. St. Paul & Tacoma Lumber Co. v. State, 243 P.2d 474,478-79 (Wash. 1952).<br />

209. See Orig<strong>in</strong>alActs, supra note 146, at 51-55.


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demonstrates the <strong>in</strong>tent to amend the prior acts that create those sections such that the<br />

210<br />

title <strong>of</strong> the "orig<strong>in</strong>al act" could embrace amendatory changes to those sections.<br />

Before the Fircrest plurality rul<strong>in</strong>g, St. Paul had fallen out <strong>of</strong> use for over thirty<br />

years and through its disuse had appeared to be overruled sub silentio. 2 11 Despite the<br />

plurality's reaffirmation <strong>of</strong> St. Paul, <strong>in</strong> Fircrest five justices-a defacto majorityvoted<br />

to overrule St. Paul. 212 When the state supreme court accepted review <strong>in</strong> Batey,<br />

it requested the parties to provide supplemental brief<strong>in</strong>g on Fircrest. 2 13 Because the<br />

court resolved the Batey appeal on statutory grounds, however, it did not have<br />

occasion to discuss Fircrest and Division I's title analysis. 2 14 Instead, the court<br />

po<strong>in</strong>ted out <strong>in</strong> a footnote that Fircrest's defacto majority apparently did succeed <strong>in</strong><br />

overrul<strong>in</strong>g St. Paul: "we will simply note that the hold<strong>in</strong>g <strong>of</strong> this court is the hold<strong>in</strong>g<br />

jo<strong>in</strong>ed by a majority <strong>of</strong> the justices on a case. A hold<strong>in</strong>g <strong>of</strong> a plurality <strong>of</strong> the court<br />

may be persuasive to some but has little precedential value. ' 215<br />

B. "Fair notice" and "Value Judgments" <strong>in</strong> a itle<br />

As discussed above <strong>in</strong> Section IVA., from a legislative perspective Division I's<br />

rul<strong>in</strong>g <strong>in</strong> Batey raised concerns under the enrolled bill doctr<strong>in</strong>e, though the state<br />

supreme court's resolution <strong>of</strong> the claims on statutory grounds meant that these issues<br />

216<br />

went unanswered. Additionally, the title analysis <strong>in</strong> Division I's hold<strong>in</strong>g presented<br />

further issues <strong>of</strong> <strong>in</strong>terest to bill drafters.<br />

First, Batey seems to employ a quasi-due process analysis 17 <strong>in</strong> its expectation<br />

that a title must provide specific <strong>in</strong>formation about the bill to those most affected by<br />

the legislation rather than the traditional "<strong>in</strong>quiry notice" standard, under which a title<br />

must either <strong>in</strong>dicate the scope and purpose <strong>of</strong> the law to an <strong>in</strong>quir<strong>in</strong>g m<strong>in</strong>d or give<br />

enough notice <strong>of</strong> the subject matter to lead to an <strong>in</strong>quiry <strong>in</strong>to the body <strong>of</strong> the act. 2 18<br />

210. St. Paul, 243 P.2d at 478-79.<br />

211. See City <strong>of</strong> Fircrest v. Jensen, 143 P.3d 776, 784-85 (Wash. 2006), cert. denied, 549<br />

U.S. 1254 (2007) (Owens, J., concurr<strong>in</strong>g); Id at 790 n.1 (Sanders, J., dissent<strong>in</strong>g); Orig<strong>in</strong>al Acts,<br />

supra note 146, at 54-55<br />

212. Fircrest, 143 P.3d at 784, 789 (Owens, J., concurr<strong>in</strong>g) (three-justice concurrence)<br />

(op<strong>in</strong><strong>in</strong>g that the court should expressly overrule St. Pau); Id at 790 n.1 (Sanders, J., dissent<strong>in</strong>g)<br />

(two-justice dissent) (same).<br />

213. Order Grant<strong>in</strong>g Review, supra note 201, at 2 (request<strong>in</strong>g the parties to file supplemental<br />

brief<strong>in</strong>g based on Fitcrest).<br />

214. Spa<strong>in</strong> v. Employment Sec. Dep't, 185 P.3d 1188, 1192 n.8 (Wash. 2008) (as amended)<br />

(appeal <strong>of</strong> Batey).<br />

215. Id.<br />

216. Id<br />

217. See Orig<strong>in</strong>al Acts, supra note 146, at 39-40 & n. 22.<br />

218. Y.M.C.A. v. State, 383 P.2d 497, 499 (Wash. 1963). See Orig<strong>in</strong>al Acts, supra note 146,<br />

at 39 & nn.17-21.


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Second, Division I's Batey rul<strong>in</strong>g calls <strong>in</strong>to question the weight assigned to<br />

legislative "value judgments" <strong>in</strong> bill titles. Bill titles are not merely sterile recitations<br />

<strong>of</strong> the law; as with all legislation, they reflect the politics and policies <strong>of</strong> their<br />

legislative sponsors. 219 Whether a bill achieves its declared goal, e.g., "enhanc[<strong>in</strong>g]<br />

benefit and tax equity," may be <strong>in</strong> the eye <strong>of</strong> the beholder. 220 In its amicus brief to the<br />

state supreme court <strong>in</strong> Batey, the legislature argued that separated from the concept <strong>of</strong><br />

value-whether the change is "beneficial"--such words <strong>in</strong> the title merely <strong>in</strong>dicate<br />

"change" and do not operate as a substantive restriction where the title is sufficient to<br />

provide <strong>in</strong>quiry notice. 221 However, s<strong>in</strong>ce the state supreme court resolved the case<br />

on statutory grounds, Division I's constitutional reason<strong>in</strong>g on the subject-<strong>in</strong>-title<br />

analysis leaves open the question <strong>of</strong> legislative value judgments <strong>in</strong> bill titles.<br />

C. Rew<strong>in</strong>d<strong>in</strong>g the Rope: Cur<strong>in</strong>g Article II, Section 19 Problems through<br />

Subsequent "Reenactment"<br />

The legislature can cure statutory problems through subsequent reenactment.<br />

Yet, <strong>in</strong> several recent decisions, the court has employed simplistic analyses <strong>of</strong> title<br />

defect cures through legislative reenactment. Such title-reenactment analyses<br />

potentially conflict with the technical and traditional use <strong>of</strong> reenactment by legislative<br />

drafters.<br />

Mor<strong>in</strong> v. Harre 22 and Pierce County v State ("Pierce County 1")2 are recent<br />

examples <strong>of</strong> cases where the state supreme court has permitted the legislature to cure<br />

an alleged article H, section 19 defect through subsequent amendmene 24 or<br />

reenactment. 225 In Batey v Employment Security Department, 226 the pla<strong>in</strong>tiffs<br />

conceded that the legislature could legitimately have cured a subject-<strong>in</strong>-title defect<br />

219. In this regard, bill titles should be dist<strong>in</strong>guished from titles written for ballot measures,<br />

which are prepared through a statutory process, see Orig<strong>in</strong>al Acts, supra note 146, at 41 n. 27, and<br />

must be "true and impartial." WASH. REv. CODE § 29A.72.050. E.g., In re Ballot Title for Initiative<br />

333, 558 P.2d 248, 250-51 (Wash. 1977) (hold<strong>in</strong>g that <strong>in</strong>itiative sponsors and opponents both have<br />

<strong>in</strong>terest <strong>in</strong> impartiality <strong>of</strong> ballot title).<br />

220. Brief <strong>of</strong>Amicus Curiae Wash. State Leg., supra note 158, at 4-6.<br />

221. Id at 5-6. Cf Pierce County v. State, 78 P.3d 640, 648 (Wash. 2003) ("Pierce County<br />

I") (stat<strong>in</strong>g that "policy fluff" <strong>in</strong> text <strong>of</strong> bill is not a subject for purposes <strong>of</strong> s<strong>in</strong>gle-subject analysis).<br />

222. 164 P.3d 495,498-99 (Wash. 2007).<br />

223. 148 P.3d 1002, 1016 (Wash. 2006) ("Pierce County 11").<br />

224. Cf In re Matteson, 12 P.3d 585, 589 (Wash. 2000) (hold<strong>in</strong>g that section amended <strong>in</strong><br />

budget allegedly <strong>in</strong> violation <strong>of</strong> art. H, sec. 19 was subsequently clarified <strong>in</strong> a new section enacted<br />

under proper title, render<strong>in</strong>g moot the challenge to the budget section).<br />

225. Cf State v. Stannard, 142 P.3d 641, 644 (Wash. Ct. App. 2006) (Division II rejected as<br />

without support <strong>in</strong> Wash<strong>in</strong>gton law the state's argument that subsequent amendment and reenactment<br />

<strong>of</strong> an <strong>in</strong>itiative's section cured alleged title/subject violations).<br />

226. Batey v. Employment Sec. Dep't 154 P.3d 266 (Wash. Ct. App. 2007), aff'don other<br />

grounds sub nom Spa<strong>in</strong> v. Employment Sec. Dep't, 185 P.3d 1188 (Wash. 2008).


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through reenactment under a proper title, but disputed that the legislature had found a<br />

proper title.2 2 7<br />

In Pierce County II, the legislature amended a section <strong>of</strong> Sound Transit's<br />

enabl<strong>in</strong>g statutes <strong>in</strong> the 1993 transportation budget bill, arguably <strong>in</strong> violation <strong>of</strong> article<br />

II, section 19. 228 Among other th<strong>in</strong>gs, the 1993 amendments deleted the requirement<br />

that the voters ratify formation <strong>of</strong> the authority. 2 29 Dur<strong>in</strong>g the follow<strong>in</strong>g session, the<br />

legislature amended the same section under the title AART 23° "regional transit<br />

authority propositions." 3 1 The 1994 changes used as their "base" the code section as<br />

amended by the 1993 changes. 232 In other words, the 1994 bill did not conta<strong>in</strong> a<br />

requirement for voters to approve the formation nor did it use legislative "<strong>of</strong>fset"<br />

methodology 2 33 to reflect the deletion <strong>of</strong> that requirement because the 1993<br />

legislation already achieved those goals. The "j<strong>in</strong>gle" to the 1994 changes declared<br />

that the 1994 law amended-amended, not reenacted-the section as last amended<br />

by the 1993 bill. 234<br />

Pierce County II held that:<br />

even if the 1993 amendments to RCW 81.112.030(8) were not properly <strong>in</strong>cluded<br />

<strong>in</strong> the 1993 transportation appropriations bill, <strong>in</strong> 1994 the legislature reenacted<br />

the statute <strong>in</strong> a bill, which the <strong>in</strong>tervenors do not challenge [on title/subject<br />

grounds]. And, the 1994 amendments, like the 1993 amendments, removed any<br />

reference to a requirement that the public vote on ratification <strong>of</strong> the formation <strong>of</strong><br />

a regional transit authority. The 1994 amendments, therefore, ratified and cured<br />

any defect <strong>in</strong> the 1993 enactment. 235<br />

Mor<strong>in</strong> 2 36 <strong>in</strong>volved a challenge to a section amended by 1-518, the 1988231<br />

m<strong>in</strong>imum wage <strong>in</strong>itiative. 238 After adoption <strong>of</strong> the <strong>in</strong>itiative, the section <strong>in</strong> question<br />

227. Batey, 154 P.3d at 268-69.<br />

228. 1993 Wash. <strong>Law</strong>s 1st Sp. Sess. ch. 23, § 62. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at<br />

468-69 (discuss<strong>in</strong>g "substantive law" <strong>in</strong> the budget bill).<br />

229. 1993 Wash. <strong>Law</strong>s 1st Sp. Sess. ch. 23, § 62(8).<br />

230. "AN ACT Relat<strong>in</strong>g to...." 1994 Wash. Sess. <strong>Law</strong>s ch. 44.<br />

231. Id.<br />

232. Compare 1994 Wash. Sess. <strong>Law</strong>s ch. 44, § 1 with 1993 Wash. <strong>Law</strong>s 1st Spec. Sess. ch.<br />

23, § 62.<br />

233. WASH. LEGISLATURE JOINT RULE 13 (2009-2010), available at<br />

http://www.leg.wa.gov/documents/lic/Documents/Subscriptions End <strong>of</strong> SessionHistorical/LegMa<br />

n.pdf, at 422 (requir<strong>in</strong>g that any material deleted from exist<strong>in</strong>g statutes must be set forth <strong>in</strong><br />

"strikeout" font and enclosed <strong>in</strong> double parentheses and any additions must be underl<strong>in</strong>ed); See, eg,<br />

<strong>in</strong>fra Section VIA (example <strong>of</strong> strikeout font and enclosed <strong>in</strong> double parentheses method).<br />

234. 1994 Wash. Sess. <strong>Law</strong>s ch. 44, § 1.<br />

235. Pierce County v. State, 148 P.3d 1002, 1016 (Wash. 2006) ("Pierce County I")<br />

(emphasis added).<br />

236. Mor<strong>in</strong> v. Harrell, 164 P.3d 495,496 (Wash. 2007).


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was further amended by various bills under various titles before Mor<strong>in</strong> filed suit <strong>in</strong><br />

2005. 23 9 Mor<strong>in</strong> claimed that the title <strong>of</strong> the 1988 <strong>in</strong>itiative failed to reflect the<br />

<strong>in</strong>itiative's elim<strong>in</strong>ation <strong>of</strong> an exemption to the m<strong>in</strong>imum wage laws for "domestic<br />

service. ' 24° Rely<strong>in</strong>g on Pierce County II, the Mor<strong>in</strong> court noted that all subsequent<br />

amendments to the section ma<strong>in</strong>ta<strong>in</strong>ed the exclusion wrought by the 1988 <strong>in</strong>itiative,<br />

thereby cur<strong>in</strong>g any title-subject defects <strong>in</strong> that law given that there were no challenges<br />

to the titles <strong>of</strong> the subsequent amendatory acts. 241<br />

While this author is reluctant to deprive the court <strong>of</strong> any tool that it may use to<br />

uphold legislation, aspects <strong>of</strong> these rul<strong>in</strong>gs require further scrut<strong>in</strong>y. First, if the<br />

"orig<strong>in</strong>al" title is defective, does subsequent amendment under any title cure this<br />

problem, or must the disputed subject matter fit with<strong>in</strong> the "new" title?<br />

For example, assume the follow<strong>in</strong>g amendments to a hypothetical section:<br />

2007 legislation: AART Dogs:<br />

Sec. 1. RCW 16.01.000 and c 3 s 4 2003 are each amended to read as follows:<br />

All ((eats-and-degs)) pets must be licensed as required under this chapter.<br />

2008 legislation: AART Dangerous dogs:<br />

See. 4.RCW 16.01.000 and 2007 c 55 s 1 are each amended to read as follows:<br />

All pets must be licensed as required under this chapter. In addition, dangerous<br />

dogs are subject to the further licens<strong>in</strong>g requirements <strong>of</strong> chapter 16.02 RCW.<br />

Arguably, the 2007 legislation conta<strong>in</strong>s a title defect: the title perta<strong>in</strong>s to dogs, but<br />

the amendatory changes apply to "pets." The 2008 legislation uses as its "base" the<br />

section as amended by the 2007 law, yet the 2008 law is amend<strong>in</strong>g these sections<br />

under an even narrower title. If a ferret owner is f<strong>in</strong>ed for failure to license his pet,<br />

does the 2008 legislation cure the 2007 title problem? True, the legislature has<br />

assumed the constitutionality <strong>of</strong> the 2007 changes and relied on them as the basis for<br />

the subsequent amendments, but neither bill's title is broad enough to encompass<br />

changes to "pets" generally, so it is unclear how the further amendments adopted <strong>in</strong><br />

the 2008 law could "cure" the defect <strong>in</strong> the 2007 law.<br />

The second issue requir<strong>in</strong>g further scrut<strong>in</strong>y concems reenactment. Reenactment<br />

is a term <strong>of</strong> art <strong>in</strong> the Wash<strong>in</strong>gton legislature. Courts and commentators use the term<br />

237. The state, as amicus curiae, also argued that laches barred a procedural challenge to an<br />

<strong>in</strong>itiative where the challenge came near twenty years after its enactment and where there were<br />

multiple <strong>in</strong>terven<strong>in</strong>g legislative amendments <strong>of</strong> the statutes <strong>in</strong> question. Brief <strong>of</strong> State <strong>of</strong> Wash. as<br />

Amicus Curiae at 4-9, Mor<strong>in</strong> v. Harrell, 164 P.3d 495,496 (Wash. 2007) (No. 79971-7).<br />

238. 1989 Wash. Sess. <strong>Law</strong>s ch. 1, § 5(b).<br />

239. See WASH. REv. CODE § 49.46.010 (Historical and Statutory Notes) (after amendment by<br />

1-518, this section was amended by 1993 Wash. Sess. <strong>Law</strong>s ch. 281; 1997 Wash. Sess. <strong>Law</strong>s ch. 203;<br />

and 2002 Wash. Sess. <strong>Law</strong>s ch. 354).<br />

240. Mor<strong>in</strong>, 164 P.3d at 497.<br />

241. Id at 499.


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WASHINGTON'S LAW OF LAW-MAKING<br />

"reenactment" <strong>in</strong> different yet generic senses-either to mean recreation after<br />

repeal 242 or an active re-affirmation <strong>of</strong> the entire section. 243 Pierce County , for<br />

example, considered the 1994 amendments to have cured and ratified any defect <strong>in</strong><br />

the 1993 law as if the legislature were affumatively re-adopt<strong>in</strong>g all <strong>of</strong> the changes<br />

conta<strong>in</strong>ed <strong>in</strong> the "base" version <strong>of</strong> the section. 244<br />

In the parlance <strong>of</strong> the Wash<strong>in</strong>gton state legislature, however, the <strong>in</strong>troductory<br />

"j<strong>in</strong>gle" 245 that describes the effect <strong>of</strong> a section <strong>of</strong> session law uses the term<br />

"reenact<strong>in</strong>g" <strong>in</strong> two narrow circumstances: to <strong>in</strong>corporate prior double amendments<br />

<strong>of</strong> the same section <strong>in</strong>to a s<strong>in</strong>gle section <strong>of</strong> session law 246 and to reenact a section or<br />

sections-without further amendment-where questions had arisen about procedural<br />

247<br />

defects. But <strong>in</strong> amend<strong>in</strong>g a section other than <strong>in</strong> these circumstances, the<br />

legislature does not declare that it is "reenact<strong>in</strong>g" the section: "The portion <strong>of</strong> the<br />

amended sections which are merely copied without change are not to be considered<br />

242. See 1ANORMAN J. SINGER, STATuTEs & STATUTORY CoNsTRuCrION § 23:29, at 555 (6th<br />

ed. 2002) (reenactment <strong>of</strong> repealed statute <strong>in</strong>validates repeal and restores statute to effective<br />

operation); J.G SUTHERLAND, STATUTES & STATUTORY CONSTRUCTION § 134, at 172 (1891); cf 73<br />

Am. JUR. 2d Statutes § 271 (2001) ("[Wlhere a statute is repealed without a reenactment <strong>of</strong> the<br />

repealed law... the repealed statute, <strong>in</strong> regard to its operative effect, is considered as if it had never<br />

existed."). E.g Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486, 495 n. 5 (Wash. 2007) (cit<strong>in</strong>g<br />

Amalgamated Transit Union Local 287 v. State, 11 P.3d 762, 804-05(Wash. 2000)).<br />

243. See SINGER, supra note 242, § 23:29, at 555-57 ("reaffirmation <strong>of</strong> the statute <strong>in</strong> its<br />

orig<strong>in</strong>al form"); 73 AM. JuR. 2D Statutes § 278 (2001) (reenactment as an affirmation <strong>of</strong> the orig<strong>in</strong>al<br />

provision); see also Mor<strong>in</strong>, 164 P.3d at 499; Pierce County v. State, 148 P.3d 1002, 1016 (Wash.<br />

2006) (Pierce County II).<br />

244. Pierce County 1, 148 P.3d at 1016.<br />

245. See WASH. OFFICE OF THE CODE REVISER, BILL DRAFTING GUIDE pt. II, § 2, at 3-4 (2009)<br />

[here<strong>in</strong>after BILL DRAFriNG GUIDE]; see e.g., id. § 2(c)(i), at 4 ("Sec. 1. RCW 15.13.480 c 144 s 30<br />

are each amended to read as follows:..."); id § 2(d), at 5 ("See. 1. RCW 19.28.161 and 2006 c 224<br />

s 2 and 2006 c 185 s 6 are each reenacted and amended to read as follows: ...").<br />

246. Id. § 10(j) at 19. The declaration <strong>of</strong> reenactment is used to enact a corrected version <strong>of</strong><br />

the double amendment. This term is used both when the Code Reviser has merged the double<br />

amendments pursuant to RCW 1.12.025(2), and when such merger has not taken place. Id If further<br />

amendments to the section are proposed at the same time, the "j<strong>in</strong>gle" says that each section is<br />

"reenacted and amended." ld; see State v. Stannard, 142 P3d 641, 644 (Wash. Ct. App. 2006)<br />

(referenc<strong>in</strong>g legislative actions consistently with legislative usage, where a section addressed a prior<br />

double amendment and made further amendments).<br />

247. See Orgnal Acts, supra note 153 at 46-47. The legislation at issue <strong>in</strong> Batey, discussed<br />

above <strong>in</strong> Section IV.A, is an example <strong>of</strong> the latter type <strong>of</strong> reenactment. Batey v. Employment Sec.<br />

Dep't 154 P.3d 266, 268-69 (wash. Ct. App. 2007), aff'd on other grounds sub nom Spa<strong>in</strong> v.<br />

Employment Sec. Dep't, 185 P.3d 1188 (Wash. 2008); see also Or-g<strong>in</strong>alActs, supra note 146, at 48<br />

n.77 (for example, certa<strong>in</strong> sections <strong>of</strong> the Insurance Fraud Act, 1995 Wash. Sess. <strong>Law</strong>s ch. 285, were<br />

<strong>in</strong>validated on procedural grounds by State v. Thomas, 14 P.3d 854, 857 (Wash. Ct. App. 2000) and<br />

then later reenacted without further amendment by the legislature to correct the procedural<br />

deficiencies).


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as repealed and aga<strong>in</strong> enacted, but to have been the law all along.... .,248 So, contrary<br />

to Pierce County II, when a section <strong>of</strong> session law is further amended <strong>in</strong> a subsequent<br />

year, it is not necessarily "reenacted" as that term is used by the legislature. The<br />

legislature has merely used the most recent version <strong>of</strong> that section, as amended by the<br />

most recent session law, as the base for further amendment. Consequently, it rema<strong>in</strong>s<br />

unclear what significance the court attaches to its use <strong>of</strong> the term "reenactment" <strong>in</strong><br />

Pierce County II.<br />

VI. THE ROPE BINDS THE SPEAR: JUDICIAL INTERPRETATION OF DRAFTING<br />

RESTRICTIONS: ARTICLE 11, SECTION 37<br />

From the perspective <strong>of</strong> the citizen activist and legislative drafter, the<br />

<strong>in</strong>itiative and referendum powers created by amendment 7 feel like the constitutional<br />

spear with which the voters defend their <strong>in</strong>herent political powers. Yet the courts<br />

have ruled that the constitutional ropes that b<strong>in</strong>d the legislature <strong>in</strong> its exercise <strong>of</strong> its<br />

law-mak<strong>in</strong>g powers also restra<strong>in</strong> the citizens when they act as legislative drafters. In<br />

Wash<strong>in</strong>gton Citizens Action <strong>of</strong> Wash<strong>in</strong>gton v. State, the court's rul<strong>in</strong>g may<br />

unexpectedly tie down the prerogatives <strong>of</strong> both law-mak<strong>in</strong>g authorities. 249<br />

In Wash<strong>in</strong>gton Citizens Action, the state supreme court ruled 6-3 that Initiative<br />

747, a popular tax-cutt<strong>in</strong>g measure, violated 250<br />

the state constitution. Specifically, the<br />

court ruled that the <strong>in</strong>itiative failed to comply with article II, section 37, which<br />

requires that amended sections <strong>of</strong> law be set forth <strong>in</strong> full. 251 In addition to be<strong>in</strong>g a<br />

legally controversial rul<strong>in</strong>g, as described below, the rul<strong>in</strong>g was politically<br />

controversial. The judicial <strong>in</strong>validation <strong>of</strong> an <strong>in</strong>itiative for a perceived technicality<br />

<strong>in</strong>spired <strong>in</strong>tense debate among <strong>in</strong>itiative advocates and opponents. 252 Elim<strong>in</strong>ation <strong>of</strong><br />

the voter-approved property tax cap caused further political fears <strong>of</strong> tax <strong>in</strong>creases,<br />

thereby pressur<strong>in</strong>g the legislature and governor to restore the cap. The legislature<br />

placed the cap back <strong>in</strong>to effect at a special session called by the governor.2 53<br />

Wash<strong>in</strong>gton Citizens Action posed multiple dilemmas for the court under article<br />

II, section 37. The politically controversial case asked the court to decide at what<br />

248. SUrHERLAND, supra note 242, § 133, at 171; see State ex rel. Repath v. Caldwell, 37 P.<br />

669, 670 (Wash. 1894) (hold<strong>in</strong>g that amendment <strong>of</strong> one section <strong>of</strong> an act does not <strong>in</strong> itself work the<br />

repeal <strong>of</strong> another section <strong>of</strong> that act).<br />

249. 171 P.3d 486,496 (Wash. 2007).<br />

250. Id.<br />

251. Id.<br />

252. Compare Supreme Court Shatters the People's Will, SEATrLE TIMEs, Nov. 13, 2007, at<br />

B8, available at 2007 WLNR 22464638, and A Disastrous Rul<strong>in</strong>g on Initiative 747, THE NEWS<br />

TRtBuNE (Tacoma, Wash.), Nov. 9, 2007, at B6, available at 2007 WLNR 22214337 (op<strong>in</strong><strong>in</strong>g that<br />

the Supreme Court made a bad decision to <strong>in</strong>validate Initiative 747), with Editorial, A W<strong>in</strong> for a<br />

Reason: Court's Vew <strong>of</strong>-747, SEATLE POST-INTELLIGENCER, Nov. 9,2007, at B6, available at 2007<br />

WLNR 22243981 (op<strong>in</strong><strong>in</strong>g that the court's rul<strong>in</strong>g on Initiative 747 was correct).<br />

253. 2007 Wash. <strong>Law</strong>s lstSp. Sess. ch. 1.


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po<strong>in</strong>t the possibility <strong>of</strong> voter confusion about Initiative 747 resulted <strong>in</strong> violation <strong>of</strong> the<br />

constitutional requirement that amended sections be set forth <strong>in</strong> full. Wash<strong>in</strong>gton<br />

Citizens Action further highlights the gaps between ord<strong>in</strong>ary legislative draft<strong>in</strong>g<br />

practices and the court's view <strong>of</strong> the law-mak<strong>in</strong>g process. It also sharpens the<br />

tensions between the legislature and the voters--the state's two statutory law-mak<strong>in</strong>g<br />

powers--by, at least <strong>in</strong> theory, permitt<strong>in</strong>g legislative <strong>in</strong>terference with the process <strong>of</strong><br />

law-mak<strong>in</strong>g by <strong>in</strong>itiative. F<strong>in</strong>ally, it complicates constitutional analysis <strong>of</strong> legislation<br />

produced by the two statutory law-mak<strong>in</strong>g powers by requir<strong>in</strong>g the results <strong>of</strong>judicial<br />

law-mak<strong>in</strong>g to be considered <strong>in</strong> an analysis under article II, section 37.<br />

Unfortunately, neither the majority nor the dissent fully grasped the new duties<br />

imposed on the statutory law-mak<strong>in</strong>g power by its rul<strong>in</strong>gs, nor did either op<strong>in</strong>ion<br />

dist<strong>in</strong>guish between statutory law and judge-made law. As a result, Wash<strong>in</strong>gton<br />

Citizens Action blurs the court's power <strong>of</strong> constitutional <strong>in</strong>terpretation <strong>in</strong>to the<br />

legislature's power <strong>of</strong> statutory lawmak<strong>in</strong>g by giv<strong>in</strong>g the court a statutory law-mak<strong>in</strong>g<br />

power.<br />

A. How Article II, Section 37 B<strong>in</strong>ds the Legislature<br />

Under article 11, section 37 <strong>of</strong> the state constitution, amended sections <strong>of</strong> statutes<br />

must be set forth <strong>in</strong> full: "No act shall ever be revised or amended by mere reference<br />

to its title, but the act revised or the section amended shall be set forth at full<br />

length. 254 The court, through its power <strong>of</strong> judicial review, enforces this<br />

constitutional provision, but only the legislature, through its draft<strong>in</strong>g practices, may<br />

implement it. 255 The purpose <strong>of</strong> requirements such as article H, section 37's is to<br />

prevent "improvident" or "bl<strong>in</strong>d" legislation ''256 consist<strong>in</strong>g <strong>of</strong> amendatory acts that<br />

purport only to <strong>in</strong>sert certa<strong>in</strong> words or substitute some words for others, leav<strong>in</strong>g the<br />

statute <strong>in</strong> "shreds ' 257 and the reader unable to determ<strong>in</strong>e how the new law would read<br />

<strong>in</strong> full, the new law's effect on exist<strong>in</strong>g law, and the state <strong>of</strong> the law over time. 258<br />

Accord<strong>in</strong>g to a statehood-era commentator,<br />

The mischief designed to be remedied was the enactment <strong>of</strong> amendatory statutes<br />

<strong>in</strong> terms so bl<strong>in</strong>d that legislators themselves were sometimes deceived <strong>in</strong> regard<br />

to their effects, and the public, from the difficulty <strong>in</strong> mak<strong>in</strong>g the necessary<br />

exam<strong>in</strong>ation and comparison, failed to become apprised <strong>of</strong> the changes made <strong>in</strong><br />

the laws. An amendatory act which purported only to <strong>in</strong>sert certa<strong>in</strong> words, or to<br />

substitute one phrase for another <strong>in</strong> an act or section which was only referred to,<br />

254. WASH. CONST. art. I1, § 37.<br />

255. See <strong>in</strong>fra at 47 (judicial tests for meet<strong>in</strong>g article II, section 37).<br />

256. SuTHERLAND,supra note 242, § 131, at 168; COOLEY, supra note 36, at 181; cf SINGER,<br />

supra note 242, § 22:16, 306-07.<br />

257. SUtrHERLAND, supra note 242, § 132, at 169.<br />

258. COOLEY, supranote 36, at 181; StHERLAND, supra note 242, § 131, at 168.


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but not published, was well calculated to mislead the careless as to its effect, and<br />

was, perhaps, sometimes drawn <strong>in</strong> that form for that express purpose. 259<br />

For example, article II, section 37 prohibits the legislature from draft<strong>in</strong>g a bill <strong>in</strong><br />

this fashion:<br />

RCW 84.55.005 and 2001 c 2 s 5 (Initiative Measure No. 722) are each<br />

amended to read as follows:<br />

In subsection (2)(b), strike "two" and <strong>in</strong>sert "one"<br />

In subsection (2)(c), strike "two" and <strong>in</strong>sert "one"<br />

A legislator or voter read<strong>in</strong>g such a section would have no idea whether she was<br />

capp<strong>in</strong>g property tax growth, cutt<strong>in</strong>g the fee for a drivers' license, or lower<strong>in</strong>g pension<br />

contribution rates. Article H, section 37 was designed to avoid this k<strong>in</strong>d <strong>of</strong> confusion<br />

by requir<strong>in</strong>g that amended sections be set forth <strong>in</strong> full rather than merely referenced<br />

by title or section number.<br />

Yet at statehood, neither commentators nor legislators thought it necessary for<br />

the old version <strong>of</strong> the law to be republished <strong>in</strong> the session laws 2 6° so long as the new<br />

law fully set forth the statute "as it is <strong>in</strong>tended <strong>in</strong> the future to operate." 26 1<br />

Prohibitions on amendments that do not set forth the full text are "fully complied with<br />

<strong>in</strong> letter and spirit, if the act or section revised or amended is set forth and published<br />

as revised or amended, and that anyth<strong>in</strong>g more tends to render the statute<br />

unnecessarily cumbrous. 262<br />

The earliest available amendatory bills 263 <strong>in</strong> Wash<strong>in</strong>gton <strong>in</strong>dicate that former<br />

legislatures generally drafted bills by <strong>in</strong>corporat<strong>in</strong>g the proposed amendatory changes<br />

<strong>in</strong>to the affected section without dist<strong>in</strong>guish<strong>in</strong>g the additions or deletions <strong>in</strong> the text.<br />

For example, <strong>in</strong> 1913, Senate Bill 96 proposed to amend section 5095 <strong>of</strong> Rem<strong>in</strong>gton<br />

259. COOLEY, supra note 36, at 181 (emphasis added) (quot<strong>in</strong>g People ex rel. Drake v.<br />

Maheny, 13 Mich. 481,497 (1865) (court op<strong>in</strong>ion by Judge Cooley), quoted <strong>in</strong> Amalgamated Transit<br />

Union Local 587 v. State, 11 P.3d 762, 801 (Wash. 2000) (quot<strong>in</strong>g Spokane Gra<strong>in</strong> & Fuel v. Lyttaker,<br />

109 P. 316,317 (Wash. 1910))).<br />

260. SUTHERLAND, supra note 242, § 132, at 169 ("It is not necessary <strong>in</strong> an amendatory act to<br />

set forth the old act or section .. "); compare 1893 Wash. Sess. <strong>Law</strong>s ch. 17, § 1 (declar<strong>in</strong>g purpose<br />

to amend section 4 <strong>of</strong> 1890 laws and sett<strong>in</strong>g forth text <strong>of</strong> section as amended without show<strong>in</strong>g text<br />

deleted from amended section) with 1890 Wash. Sess. <strong>Law</strong>s ch. 21, § 4 (public ways across tide-flats<br />

near towns).<br />

261. SUTHERLAND, supra note 242, § 132, at 170; see COOLEY, supra note 36, at 181.<br />

262. COOLEY, supra note 36, at 182 (emphasis added); see SuTERLAND, supra note 242, §<br />

132, at 169-70.<br />

263. The earliest Wash<strong>in</strong>gton bills <strong>in</strong> the possession <strong>of</strong> the State <strong>Law</strong> Library date from 1913;<br />

the legislature did not systematically archive documents with the Archives Division until the 1970s.


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WASHINGTON'S LAW OF LAW-MAKING<br />

& Ball<strong>in</strong>ger's Annotated Codes & Statutes by delet<strong>in</strong>g a sentence that restricted<br />

special elections and substitut<strong>in</strong>g the county auditor for the county clerk. 26<br />

Section 5095 reads as follows:<br />

Such election may be held at the times and <strong>in</strong> the manner provided for hold<strong>in</strong>g<br />

general elections <strong>in</strong> this state, and it may be held as a special election at such<br />

time as the board <strong>of</strong> county commissioners may designate: Provided, that no<br />

special election shall be held under this chapter at any time after the general<br />

election <strong>of</strong> November eighteen hundred and n<strong>in</strong>ety two. The ballots must<br />

conta<strong>in</strong> the words "Bonds, yes," or "Bonds, no."... the coupons must be signed<br />

by said chairman and said clerk, and each bond so issued must be registered <strong>in</strong><br />

the <strong>of</strong>fice <strong>of</strong> the county treasurer .... 26<br />

Senate Bill 96 reads as follows:<br />

Such election may be held at the times and <strong>in</strong> the manner provided for hold<strong>in</strong>g<br />

general elections <strong>in</strong> this state, and it may be held as a special election at such<br />

time as the board <strong>of</strong> county commissioners may designate. The ballots used<br />

must conta<strong>in</strong> the words "Bonds, yes," or "Bonds, no."..., the coupons must be<br />

signed by said chairman and said county auditor, and each bond so issued must<br />

be registered <strong>in</strong> the <strong>of</strong>fice <strong>of</strong> the county treasurer ....<br />

Thus, SB 96 sets forth the affected session with the changes already "engrossed. 267<br />

The bill omits the sentence proposed for deletion, and the duty is assigned to the<br />

auditor without any <strong>in</strong>dication that the duty was once given to the county clerk. 268<br />

The bill thus reads exactly as the amended statute would if the bill were enacted-the<br />

affected section is "set forth <strong>in</strong> full," even though the text does not conta<strong>in</strong> any<br />

<strong>in</strong>ternal <strong>in</strong>dication <strong>of</strong> exactly how the section has changed.<br />

The requirement that amended sections be set forth <strong>in</strong> full must be dist<strong>in</strong>guished<br />

from the legislative convention <strong>of</strong> recit<strong>in</strong>g the numbers <strong>of</strong> affected sections <strong>in</strong> the<br />

m<strong>in</strong>isterial portion <strong>of</strong> a bill title. Through legislative custom, the sections affected by<br />

264. S.B. 96, 1913 Leg., 13th Reg. Sess., 1913 Wash. Sess. <strong>Law</strong>s 475.<br />

265. ARTHUR REMINGTON & RICHARD A. BALLINGER, REMINGTON & BALLINGER'S<br />

ANNOTATED CODES & STATUTES OF WASHINGTON § 5095, at 650 (1910) (emphasis added).<br />

266. S.B. 96, 1913 Leg., 13th Reg. Sess., 1913 Wash. Sess. <strong>Law</strong>s 475 (emphasis added).<br />

267. By analogy, an engrossed bill is a bill that reflects (<strong>in</strong>corporates) all amendments made<br />

<strong>in</strong> the house <strong>of</strong> orig<strong>in</strong>. SEEBERGER, supra note 2, at 230.<br />

268. S.B. 96; REMINGTON & BALLINGER, supra note 265, § 5095, at 650; compare S.B. 112,<br />

1913 Leg., 13th Reg. Sess. (Wash. 1913) with REMINGTON & BALLINGER, supra note 265, § 8389<br />

(sett<strong>in</strong>g forth <strong>in</strong>serted paragraph with underscor<strong>in</strong>g); compare S.B. 94, 1913 Leg., 13th Reg. Sess.<br />

(Wash. 1913) with REMINGTON & BALLINGER, supra note 265, §§ 4032, 4065, at 314, 321 (deletions<br />

omitted from bill).


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a bill are listed <strong>in</strong> the m<strong>in</strong>isterial portion <strong>of</strong> the bill title and are revised throughout the<br />

legislative process as the bill changes. 269<br />

The <strong>of</strong>fset draft<strong>in</strong>g method currently used by the legislature employs text<br />

formatt<strong>in</strong>g so that legislation <strong>in</strong>ternally demonstrates how it changes the underly<strong>in</strong>g<br />

section, and the reader no longer need compare the bill to the orig<strong>in</strong>al section to<br />

discern the changes. Specifically, the <strong>of</strong>fset method uses underscor<strong>in</strong>g to <strong>in</strong>dicate that<br />

an amendatory section adds language to the statutory text and strikeout font enclosed<br />

<strong>in</strong> double parentheses to <strong>in</strong>dicate where an amendatory section deletes language. 2 70<br />

For example:<br />

Sec. 1. RCW 1.01.100 and 2007 c 1 2 are each amended to read as follows:<br />

This is a statute. ((Deletiens from this sectien are <strong>in</strong>dicated with strikeouat font<br />

and double parentheses.)) Additions to the section are <strong>in</strong>dicated with<br />

underscore.<br />

Jo<strong>in</strong>t rules <strong>of</strong> the legislature require that bills considered by the legislature use this<br />

draft<strong>in</strong>g format, 271 and by statute, ballot measures must also be pr<strong>in</strong>ted <strong>in</strong> the voters'<br />

pamphlet under the same formula. 272 Significantly, though employed <strong>in</strong> bill draft<strong>in</strong>g<br />

at least as early as 1945, the <strong>of</strong>fset method did not appear <strong>in</strong> Wash<strong>in</strong>gton's session<br />

271<br />

laws until 1969. An <strong>in</strong>troductory note to the 1969 laws expla<strong>in</strong>s that the <strong>of</strong>fset<br />

method <strong>of</strong> pr<strong>in</strong>t<strong>in</strong>g the session laws is <strong>in</strong>tended "to present the new laws <strong>in</strong> the exact<br />

form <strong>in</strong> which they were adopted by the legislature" because "the style quickly and<br />

graphically portrays the.., changes to exist<strong>in</strong>g laws. ' 274<br />

B. Article II, Section 37 and the Courts<br />

In order to determ<strong>in</strong>e whether legislative drafters have complied with the<br />

requirements <strong>of</strong> article II, section 37, Wash<strong>in</strong>gton courts have developed the two-part<br />

269. See Orig<strong>in</strong>alActs, supra note 146, at 41-43.<br />

270. BILL DRAFrTNG GUIDE, supra note 245, pt. II, § 3, at 5.<br />

271. WASH. LEGISLATURE JOINT RULE 13 (2009-2010), available at<br />

http://www.leg.wa.gov/documents/lic/Documents/Subscriptions End-<strong>of</strong> Session HistoricaliLegMa<br />

n.pdf, at 422.<br />

272. WASH. REV. CODE § 29A.32.080 (2004). There is no direct statutory requirement that<br />

the ballot measure text circulated with the petition under RCW 29A.72. 100 use the <strong>of</strong>fset formula,<br />

see <strong>in</strong>fra at 47.<br />

273. E.g., 1969 Wash. Sess. <strong>Law</strong>s ch. 6. The author would like to thank Assistant Attorney<br />

General and Statute <strong>Law</strong> Committee member Joe Panesko for call<strong>in</strong>g her attention to the history <strong>of</strong><br />

the <strong>of</strong>fset format.<br />

274. 1969 Wash. Sess. <strong>Law</strong>s at ii.


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Weyerhaeuser!WEA 2 75 <strong>in</strong>quiry, with each <strong>of</strong> these tests correspond<strong>in</strong>g to one <strong>of</strong> the<br />

purposes <strong>of</strong> the section. The first part <strong>of</strong> the test is <strong>in</strong>tended to promote the purpose <strong>of</strong><br />

requir<strong>in</strong>g the law "to disclose the effect <strong>of</strong> the new legislation." 76 To avoid<br />

"confusion, ambiguity, and uncerta<strong>in</strong>ty <strong>in</strong> the statutory law through the existence <strong>of</strong><br />

separate and disconnected legislative provisions, orig<strong>in</strong>al and amendatory, scattered<br />

through out" the code, the court requires "that no further search.., be required to<br />

determ<strong>in</strong>e the provisions <strong>of</strong> such section as amended. '277 In other words, is the "new<br />

enactment such a complete act that the scope <strong>of</strong> the rights or duties created or affected<br />

by the [new] legislation... can be determ<strong>in</strong>ed without referr<strong>in</strong>g to any other statute<br />

or enactment? ' 278<br />

The second part <strong>of</strong> the test addresses the purpose <strong>of</strong> disclos<strong>in</strong>g "the nature and<br />

content <strong>of</strong> the law which is be<strong>in</strong>g amended and the effect <strong>of</strong> the amendment upon<br />

it'2 79 -<strong>in</strong> essence, the act's effect on exist<strong>in</strong>g laws, both those directly amended <strong>in</strong><br />

the act and other statutes not <strong>in</strong>cluded <strong>in</strong> the act. 28 It <strong>in</strong>quires whether "a<br />

straightforward determ<strong>in</strong>ation <strong>of</strong> the scope <strong>of</strong> [the] rights or duties under the exist<strong>in</strong>g<br />

statutes [would] be rendered erroneous by the new enactment? ' '2si Amalgamated<br />

Transit cautioned that this second test should not be used "<strong>in</strong> isolation" because a<br />

complete act may "result <strong>in</strong> a person read<strong>in</strong>g an exist<strong>in</strong>g statute" without be<strong>in</strong>g able<br />

to tell that "there is new law on the subject.'2 82<br />

The classic example <strong>of</strong> a bill that flunks both <strong>of</strong> these tests is a budget proviso<br />

that alters codified law. In Flanders v. Morris, 283 codified statutes established the<br />

eligibility criteria for a particular form <strong>of</strong> public assistance, but a controversial budget<br />

proviso added a further condition for recipients to meet before they could receive the<br />

benefit. 284 The court rejected the proviso, reason<strong>in</strong>g that it was an amendment to the<br />

exist<strong>in</strong>g codified criteria, but "the statute will never reflect this change but will<br />

cont<strong>in</strong>ue to read as it always has .... One seek<strong>in</strong>g the law on the subject would have<br />

to know one must look under an "appropriations" title <strong>in</strong> the uncodified session laws<br />

to f<strong>in</strong>d the amendment. ' 285<br />

275. Weyerhaeuser Co. v. K<strong>in</strong>g County, 592 P.2d 1108, 1114 (Wash. 1979); Wash. Educ.<br />

Ass'n v. State, 604 P.2d 950, 952 (Wash. 1980).<br />

276. Amalgamated Transit Union Local 587 v. State, 11 P.3d 762, 800 (Wash. 2000) (cit<strong>in</strong>g<br />

State v. Thome, 921 P.2d 514, 522 (Wash. 1996)).<br />

277. Id (quot<strong>in</strong>g Flanders v. Morris, 558 P.2d 768, 773 (Wash. 1977)).<br />

278. Id at 800-01 (quot<strong>in</strong>g Wash. Educ. Ass', 604 P.2d at 952 (<strong>in</strong>ternal citations omitted)).<br />

279. Id at 801 (quot<strong>in</strong>g Flanders, 558 P.3d at 774).<br />

280. Id at 801 (cit<strong>in</strong>g Thorne, 921 P.2d at 522).<br />

281. Id at 800 (cit<strong>in</strong>g Wash. Educ. Ass 'n, 604 P.2d at 952).<br />

282. Id. at 804.<br />

283. Flanders, 558 P.2d at 771.<br />

284. Id; cf supra note 170 (discussion <strong>of</strong> "rider" amendments).<br />

285. Flanders, 558 P.2d at 774 (emphasis <strong>in</strong>cluded).


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Notwithstand<strong>in</strong>g the two-part Weyerhaeuser/WEA test, article II, section 37 does<br />

not apply to an act that is "complete <strong>in</strong> itself, <strong>in</strong>dependent <strong>of</strong> prior acts, and stand[s]<br />

alone as the law on the particular subject <strong>of</strong> which it treats. ' 286 "Overlay" statutes,<br />

such as the Public Records Act, 287 Adm<strong>in</strong>istrative Procedures Act, 288 and Open<br />

Public Meet<strong>in</strong>gs Act, 289 may have the effect <strong>of</strong> restrict<strong>in</strong>g other laws, but they are<br />

nonetheless complete <strong>in</strong> themselves. 29 0 Neither does this section prevent the<br />

legislature from enact<strong>in</strong>g reference statutes-statutes that refer to and adopt by<br />

reference portions <strong>of</strong> exist<strong>in</strong>g statutes. 291<br />

C. The Rope and the Spear: Wash<strong>in</strong>gton Citizens Action<br />

and Initiatives 722 and 747<br />

Wash<strong>in</strong>gton Citizens Action <strong>of</strong> Wash<strong>in</strong>gton 292 <strong>in</strong>volved a challenge to Initiative<br />

747293 under article II, section 37's draft<strong>in</strong>g requirements. The pla<strong>in</strong>tiffs claimed that<br />

1-747 failed to accurately set forth the law that it sought to amend <strong>in</strong> violation <strong>of</strong><br />

article II, section 37 because the text <strong>of</strong> the <strong>in</strong>itiative <strong>in</strong>dicated that it changed<br />

property tax limitations from a limit factor 2 94 generally based on two percent to a cap<br />

generally based on one percent while "<strong>in</strong> reality 29 the <strong>in</strong>itiative reduced the cap<br />

from six percent to one percent. 29 6 This discrepancy resulted from the <strong>in</strong>terven<strong>in</strong>g<br />

<strong>in</strong>validation <strong>of</strong> 1-722. The court agreed with the pla<strong>in</strong>tiffs and <strong>in</strong>validated 1-747.297<br />

Specifically, the text <strong>of</strong> the disputed <strong>in</strong>itiatives read as follows: First, Initiative<br />

722 changed the limit factor from six percent to two percent:<br />

286. Amalgamated Transit, 11 P.3d at 800 (quot<strong>in</strong>g State ex rel. Liv<strong>in</strong>g Ser., Inc. v.<br />

Thompson, 630 P.2d 925, 927-28 (Wash. 1981)). "But an act complete <strong>in</strong> itself is not with<strong>in</strong> the<br />

mischief designed to be remedied by this provision, and cannot be held to be prohibited by it without<br />

violat<strong>in</strong>g its pla<strong>in</strong> <strong>in</strong>tent." Id at 246-47.<br />

287. WASH. REv. CODE § 42.56.001 (2005).<br />

288. WASH. REv. CODE § 34.05.001 (2004).<br />

289. WASH. REv. CODE § 42.30.010(2005).<br />

290. Conversely, an act that alters an overlay statute may also be complete <strong>in</strong> itself. For<br />

example, an act added a new exemption to public records disclosure obligations without directly<br />

amend<strong>in</strong>g the public disclosure act. In that situation, the new disclosure exemption was complete <strong>in</strong><br />

itself and did not require reference to other statutes to understand its purpose and mean<strong>in</strong>g. Wash.<br />

Citizens Action v. Office <strong>of</strong> Ins. Comm'r, 971 P.2d 527, 529-30 (Wash. Ct. App. 1999).<br />

291. Gruen v. Tax Comm'n, 211 P.2d 651, 666 (Wash. 1949) (cit<strong>in</strong>g State v. Rasmussen, 128<br />

P.2d 318, 320 (Wash. 1942)).<br />

292. Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486 (Wash. 2007).<br />

293. 2002 Wash. Sess. <strong>Law</strong>s ch. 1.<br />

294. For purposes <strong>of</strong> the article II, section 37 discussion, this description <strong>of</strong> the "limit factor'<br />

is simplified and details are omitted.<br />

295. Wash. Citizens Action <strong>of</strong>Wash., 171 P.3d at 488.<br />

296. Id. at 487.<br />

297. Id. at 495-96.


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WASHINGTON'S LAW OF LAW-MAKING<br />

Sec. 5. RCW 84.55.005 and 1997 c 393 s 20 and 1997 c 3 s 201 are each<br />

reenacted and amended to read as follows: ....<br />

(2) "Limit factor" means:<br />

(a) For tax<strong>in</strong>g districts with a population <strong>of</strong> less than ten thousand <strong>in</strong> the calendar<br />

year prior to the assessment year, one hundred ((six)) two percent;<br />

(b) For tax<strong>in</strong>g districts for which a limit factor is authorized under RCW<br />

84.55.0101, the lesser <strong>of</strong> the limit factor under that section or one hundred ((si*))<br />

two percent;<br />

(c) For all other districts, the lesser <strong>of</strong> one hundred ((six)) two percent or one<br />

hundred percent plus <strong>in</strong>flation .... 298<br />

Then, one year later, Initiative 747 revised the limit factor from two percent to one<br />

percent:<br />

See. 2. RCW 84.55.005 and 200lWash. Sess. <strong>Law</strong>s ch. 2, § 5 (Initiative<br />

Measure No. 722) are each amended to read as follows: ...<br />

(2) "Limit factor" means:<br />

(a) For tax<strong>in</strong>g districts with a population <strong>of</strong> less than ten thousand <strong>in</strong> the calendar<br />

year prior to the assessment year, one hundred ((two)) one percent;<br />

(b) For tax<strong>in</strong>g districts for which a limit factor is authorized under RCW<br />

84.55.0101, the lesser <strong>of</strong> the limit factor under that section or one hundred<br />

((two)) one percent;<br />

(c) For all other districts, the lesser <strong>of</strong> one hundred ((two)) one percent or one<br />

hundred percent plus <strong>in</strong>flation .... 299<br />

These sequential changes to the limit factor arose from a complicated statutory<br />

and legal history:<br />

November 1997: The voters approved R-47, referred to them by the legislature earlier<br />

that year. Rather than a strict cap on tax <strong>in</strong>creases, R-47 established a "limit factor"<br />

generally based on the lesser <strong>of</strong> 6% or <strong>in</strong>flation. 300<br />

298. 2001 Wash. Sess. <strong>Law</strong>s ch 2 (Initiative 722, approved by the voters <strong>in</strong> November 2000).<br />

299. 2002 Wash. Sess. <strong>Law</strong>s ch. 1 (Initiative 747, approved by the voters <strong>in</strong> November 2001).<br />

300. 1997 Wash. <strong>Law</strong>s ch. 3 (Referendum Bill 47, approved by the voters <strong>in</strong> November<br />

1997).


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November 2000. The voters adopted 1-722, which changed property tax "limit<br />

factors" from the limit generally based on a 6% cap to one generally based on a 2%<br />

cap; 1-722 also proposed to <strong>in</strong>validate certa<strong>in</strong> tax <strong>in</strong>creases. 3 °1 Shortly after the 2000<br />

election, various pla<strong>in</strong>tiffs challenged 1-722 as hav<strong>in</strong>g multiple subjects <strong>in</strong> violation <strong>of</strong><br />

article H, section 19, and the Thurston County Superior Court enjo<strong>in</strong>ed enforcement<br />

<strong>of</strong> i_722.3 ° 2<br />

January 2001: Initiative proponents filed 1-747, which amended 1-722 to change the<br />

limit factors to a cap generally based on a 1% limit factor, rather than 2%.303<br />

February 2001: As signatures are be<strong>in</strong>g gathered on 1-747, the Thurston County<br />

Superior Court <strong>in</strong> City <strong>of</strong> Burien v. Kiga <strong>in</strong>validates 1-722 as hav<strong>in</strong>g more than one<br />

subject. 3°4<br />

June 2001: The state supreme court hears oral arguments on City <strong>of</strong>Burien v. Kiga. 30 5<br />

July 2001: 1-747's sponsors submit signatures to the secretary <strong>of</strong> state by the July 6<br />

constitutional deadl<strong>in</strong>e. 30 6<br />

September 2001: The state supreme court rules on Burien v. Kiga, strik<strong>in</strong>g down I-<br />

722 and its 2% limit factor. 30 7<br />

November 2001: The voters approve 1-747.308<br />

D. Wash<strong>in</strong>gton Citizens Action: <strong>Law</strong> Must be Set Forth at Time <strong>of</strong><br />

Legislative Action<br />

The Wash<strong>in</strong>gton Citizens Action court concluded that when legislators or the<br />

people act<strong>in</strong>g <strong>in</strong> their legislative capacity amend a section <strong>of</strong> statute, article II, section<br />

37 requires that the statute be set forth as it "existed at the time <strong>of</strong> the legislature s<br />

action. ' 3°9 The two-pronged WeyerhaeuseriWEA 31 test is used only to determ<strong>in</strong>e<br />

whether an act is amendatory, an issue not <strong>in</strong> question <strong>in</strong> Wash<strong>in</strong>gton Citizens Action<br />

as all parties agreed that 1-747 amended prior law. 311 Accord<strong>in</strong>g to the court, noth<strong>in</strong>g<br />

301. 2001 Wash. <strong>Law</strong>s ch 2 (Initiative 722, approved by the voters <strong>in</strong> November 2000).<br />

302. Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486,489 (Wash. 2007) (cit<strong>in</strong>g City <strong>of</strong><br />

Burien v. Kiga, 31 P.3d 659, 662 (Wash. 2001).<br />

303. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 489.<br />

304. Id. at 490 (cit<strong>in</strong>g Buien v. Kiga, 31 P.3d at 664).<br />

305. Id. (cit<strong>in</strong>g Kiga, 31 P.3d at 662).<br />

306. WASH. CONST. art. H § l(a) (requir<strong>in</strong>g that petitions for <strong>in</strong>itiatives to the voters must be<br />

submitted to the Secretary <strong>of</strong> State at least four months before the election).<br />

307. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3dat490(cit<strong>in</strong>gKiga, 31 P.3d at 664).<br />

308. 2002 Wash. Sess. <strong>Law</strong>s ch. 1; Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 490.<br />

309. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 491 (emphasis <strong>in</strong>cluded).<br />

310. Weyerhaeuser Co. v. K<strong>in</strong>g County, 592 P.2d 1108, 1114 (Wash. 1979); Wash. Educ.<br />

Ass'n v. State, 604 P.2d 950, 952 (Wash. 1980); see discussion supra Section VI.B; cf Wash. Educ.<br />

Ass'n v. State, 652 P.2d 1347, 1349-51 (Wash. 1982) (f<strong>in</strong>d<strong>in</strong>g no violation).<br />

311. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 494-95.


2008/09] WASHINGTON'S LAW OF LAW-MAKING<br />

455<br />

about the Weyerhaeuser/WEA test addresses whether an act has "adequately or<br />

correctly set forth the law that it seeks to amend." 312<br />

The court reasoned that article II, section 37 is <strong>in</strong>tended to "ensure that those<br />

enact<strong>in</strong>g an amendatory law are fully aware <strong>of</strong> the proposed law's impact on exist<strong>in</strong>g<br />

law" by requir<strong>in</strong>g that the act or section be set forth at full length. 3 " 3 The court relied<br />

on cases that considered ballot titles and legislative titles 314 under article II, section 19<br />

to determ<strong>in</strong>e that compliance with article II, section 37 is determ<strong>in</strong>ed at the time <strong>of</strong><br />

the relevant legislative action: the operative vote, which <strong>in</strong> this case was the people's<br />

vote. 3 15<br />

For these reasons, the court focused on the voters' understand<strong>in</strong>g <strong>of</strong> the effect <strong>of</strong><br />

the <strong>in</strong>itiative at the time <strong>of</strong> the vote, rather than the date the <strong>in</strong>itiative was filed, <strong>in</strong><br />

order to fulfill the constitutional requirement <strong>of</strong> article II, section 37. The court<br />

determ<strong>in</strong>ed that 1-747 was <strong>in</strong>valid because the <strong>in</strong>itiative before the voters on election<br />

day showed the statute go<strong>in</strong>g from a limit factor generally based on a 2% cap to one<br />

based on a 1% cap (the statutory change made by 1-747 to 1-722) rather than go<strong>in</strong>g<br />

from 6% to 1% (the change to the operative law result<strong>in</strong>g from the <strong>in</strong>terven<strong>in</strong>g court<br />

316<br />

action rather than from a legislative change to the statute). Even though the section<br />

<strong>of</strong> law <strong>in</strong> question was set forth <strong>in</strong> its entirety and even though the <strong>in</strong>itiative text<br />

clearly <strong>in</strong>dicated that if approved the limit cap would be based on 1%, the court<br />

reasoned that because 1-722 had been <strong>in</strong>validated, the change should have been made<br />

to the section as it existed prior to its amendment by 1-722. 3 1 7 In other words, the<br />

section before the voters should have looked like this:<br />

Sec. 2. RCW 84.55.005 and 1997 c 393 s 20 and 1997 c 3 s 201 are each<br />

reenacted and amended to read as follows: ....<br />

(2) "Limit factor" means:<br />

(a) For tax<strong>in</strong>g districts with a population <strong>of</strong> less than ten thousand <strong>in</strong> the calendar<br />

year prior to the assessment year, one hundred ((six)) one percent;<br />

(b) For tax<strong>in</strong>g districts for which a limit factor is authorized under RCW<br />

84.55.0101, the lesser <strong>of</strong> the limit factor under that section or one hundred ((six))<br />

one percent;<br />

312. Id at 495 (emphasis <strong>in</strong> orig<strong>in</strong>al).<br />

313. Idat491.<br />

314. Initiatives to the legislature and referendum bills and measures have both ballot titles and<br />

legislative titles. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 461-62.<br />

315. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 492 (cit<strong>in</strong>g cases).<br />

316. Id.<br />

317. Id. at 492-93,495-96.


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(c) For all other districts, the lesser <strong>of</strong> one hundred ((six)) one percent or one<br />

hundred percent plus <strong>in</strong>flation ....<br />

To the court, the amended statutory version actually set forth <strong>in</strong> the <strong>in</strong>itiative<br />

text 3 18 did not show the law as it existed at the time <strong>of</strong> the vote, i.e., the state <strong>of</strong> the<br />

law as wrought by judicial action, not merely the most recent version <strong>of</strong> the statutory<br />

section. 319 Accord<strong>in</strong>g to the court, this meant that 1-747's text misled the voters about<br />

the effect <strong>of</strong> the <strong>in</strong>itiative on "current" law. 320<br />

E. Wash<strong>in</strong>gton Citizens Action Conflicts with Legislative Draft<strong>in</strong>g Practices<br />

Wash<strong>in</strong>gton Citizens Action creates a number <strong>of</strong> draft<strong>in</strong>g difficulties for the<br />

legislature, as well as additional problems for the <strong>in</strong>itiative process.<br />

First, Wash<strong>in</strong>gton Citizens Action conflicts with prior understand<strong>in</strong>g <strong>of</strong> article II,<br />

section 37's requirements by establish<strong>in</strong>g an additional test not rooted <strong>in</strong> text <strong>of</strong> the<br />

constitution. This new test asks whether the legislation sets forth the operative<br />

change <strong>in</strong> the law, rather than simply sett<strong>in</strong>g forth the entire section as the law will<br />

read if adopted. This new test has the effect <strong>of</strong> constitutionaliz<strong>in</strong>g the <strong>of</strong>fset method,<br />

a legislative draft<strong>in</strong>g practice that implements article I, section 37, but was not<br />

previously required by it. 321<br />

In statehood-era law, article II, section 37 was satisfied if the affected section was<br />

fully set forth<br />

322<br />

with the changes <strong>in</strong>corporated. Under this reason<strong>in</strong>g, the follow<strong>in</strong>g<br />

legislation would satisfy article II, section 37:<br />

Sec. 2. RCW 84.55.005 and 1997 c 393 s 20 and 1997 c 3 s 201 are each<br />

reenacted and amended to read as follows: ....<br />

(2) "Limit factor" means:<br />

(a) For tax<strong>in</strong>g districts with a population <strong>of</strong> less than ten thousand <strong>in</strong> the calendar<br />

year prior to the assessment year, one hundred one percent;<br />

318. See supra notes 298-299 and accompany<strong>in</strong>g text.<br />

319. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 492-93,495-96.<br />

320. Id.<br />

321. See supra Section V.A (discuss<strong>in</strong>g Fircrest, <strong>in</strong> which the plurality's rul<strong>in</strong>g had the effect<br />

<strong>of</strong> "constitutionaliz<strong>in</strong>g" the m<strong>in</strong>isterial bill title, <strong>in</strong> which affected sections are recited as a matter <strong>of</strong><br />

legislative custom, rather than by constitutional requirement); see Orig<strong>in</strong>al Acts, supra note 146, at<br />

42-43 & nn.39-41 (discuss<strong>in</strong>g m<strong>in</strong>isterial title).<br />

322. COOLEY, supra note 36, at 181-82; SUTHERLAND, supra note 242, §131, at 168; see<br />

discussion supra Section V1.A.


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WASHINGTON'S LAW OF LAW-MAKING<br />

(b) For tax<strong>in</strong>g districts for which a limit factor is authorized under RCW<br />

84.55.0101, the lesser <strong>of</strong> the limit factor under that section or one hundred one<br />

percent;<br />

(c) For all other districts, the lesser <strong>of</strong> one hundred one percent or one hundred<br />

percent plus <strong>in</strong>flation ....<br />

In other words, Initiative 747 would have complied with the constitution by show<strong>in</strong>g<br />

that if the <strong>in</strong>itiative were approved, the cap would be based generally on a one percent<br />

limit-without regard to whether the effective law revised the limit from six percent<br />

to one percent or from two percent to one percent. In the actual text <strong>of</strong> 1-747, the<br />

legislation showed the "impact on the exist<strong>in</strong>g law" by publish<strong>in</strong>g the end result. 323<br />

Of course, the example <strong>in</strong> the preced<strong>in</strong>g paragraph is not the way <strong>in</strong> which the<br />

legislature currently drafts laws. As a matter <strong>of</strong> legislative custom, rules jo<strong>in</strong>tly<br />

adopted by the House and Senate require bills drafted by the legislature to use the<br />

<strong>of</strong>fset formula to show the nature <strong>of</strong> the changes to the exist<strong>in</strong>g law. 324 Further, the<br />

Voters' Pamphlet must pr<strong>in</strong>t the text <strong>of</strong> ballot measures <strong>in</strong> this format. 325<br />

These draft<strong>in</strong>g conventions promote compliance with article H, section 37, but<br />

the constitution does not expressly require them. The text <strong>of</strong> article H1, section 37 only<br />

requires full publication <strong>of</strong> the end result, but the court has constitutionalized the<br />

<strong>of</strong>fset draft<strong>in</strong>g method by requir<strong>in</strong>g legislation to show the changes it makes along the<br />

way. 326 Initiative 747 set forth the most recent version <strong>of</strong> RCW 84.55.005 <strong>in</strong> full<br />

rather than referenc<strong>in</strong>g it by only title or section number, and the <strong>in</strong>itiative <strong>in</strong>dicated<br />

that if it were adopted the limit would be based on a 1% cap. 327 A voter or legislator<br />

read<strong>in</strong>g the <strong>in</strong>itiative would not have to refer to other sections <strong>of</strong> law to have a full<br />

understand<strong>in</strong>g <strong>of</strong> how the law would read if the change were adopted.<br />

From a public policy perspective, requir<strong>in</strong>g use <strong>of</strong> the <strong>of</strong>fset method, particularly<br />

for <strong>in</strong>itiatives, may <strong>in</strong> fact be a positive, useful development. 32 As previously noted,<br />

323. 2002 Wash. Sess. <strong>Law</strong>s. ch. 1, § 2 (underscored text <strong>in</strong>dicates that new limit would be<br />

based on a one percent cap).<br />

324. WASH. LEGISLATURE JOINT RULE 13 (2009-2010), available at<br />

http://www.leg.wa.gov/documents/lic/Documents/SubscriptionsEnd <strong>of</strong> SessionHistorical/LegMa<br />

n.pdf, at 422.<br />

325. WASH. REV. CODE § 29A.32.080 (2008).<br />

326. Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486, 492-93 (Wash. 2007).<br />

327. 2002 Wash. Sess. <strong>Law</strong>s. ch. 1, § 2 (us<strong>in</strong>g 2001 Wash. Sess. <strong>Law</strong>s ch. 2, § 5, the most<br />

recent statutory enactment, as the draft<strong>in</strong>g "base," and us<strong>in</strong>g underscored text <strong>in</strong> conventional <strong>of</strong>fset<br />

method to <strong>in</strong>dicate that the new limit would be based on a one percent cap).<br />

328. Cf SINGER, supra note 242, §§ 22:16, at 307, 22:19, at 314 ("The change <strong>of</strong> a s<strong>in</strong>gle<br />

word buried <strong>in</strong> a long and cumbersome section may be as effectively shielded from legislative and<br />

public scrut<strong>in</strong>y as it would be by bl<strong>in</strong>d amendment. Without some form <strong>of</strong> dist<strong>in</strong>ct pr<strong>in</strong>t<strong>in</strong>g <strong>of</strong><br />

amendatory material, there is little reason to believe that the object <strong>of</strong> the constitutional prohibition<br />

will be realized ....[T]here is doubt concern<strong>in</strong>g whether strict compliance with the constitutional<br />

prohibition [alone] gives adequate notice <strong>of</strong> the change effected or <strong>in</strong>creases certa<strong>in</strong>ty <strong>in</strong> the state <strong>of</strong>


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jo<strong>in</strong>t rules <strong>of</strong> the legislature require that amendments to exist<strong>in</strong>g law be set forth <strong>in</strong> the<br />

<strong>of</strong>fset format. If a bill-accidentally or deliberately-failed to use this format for<br />

amendatory changes, it is all but certa<strong>in</strong> that such an error would be discovered either<br />

dur<strong>in</strong>g the pro<strong>of</strong><strong>in</strong>g process at the Code Reviser's Office or dur<strong>in</strong>g committee and<br />

floor scrut<strong>in</strong>y <strong>in</strong> both houses. 3 29 Due to the relatively few statutory strictures on the<br />

process <strong>of</strong> <strong>in</strong>itiative draft<strong>in</strong>g, it is quite possible that an <strong>in</strong>itiative-aga<strong>in</strong>, accidentally<br />

or deliberately-could change exist<strong>in</strong>g law without clearly stat<strong>in</strong>g so. Although the<br />

statutory <strong>in</strong>itiative review process requires the sponsor to submit the <strong>in</strong>itiative for the<br />

Code Reviser's review, the statutes expressly declare that the sponsor may disregard<br />

the Code Reviser's recommendations, and they do not require that the f<strong>in</strong>al text filed<br />

be drafted us<strong>in</strong>g the <strong>of</strong>fset format. 330 Similarly, the statutes no not require that the<br />

<strong>in</strong>itiative text pr<strong>in</strong>ted <strong>in</strong> the petition use the <strong>of</strong>fset format. The statutory system<br />

merely requires that the text pr<strong>in</strong>ted <strong>in</strong> the Voters' Pamphlet use the <strong>of</strong>fset format, 331<br />

which means that at least <strong>in</strong> theory the text pr<strong>in</strong>ted <strong>in</strong> the Voters' Pamphlet could<br />

differ significantly from the text pr<strong>in</strong>ted <strong>in</strong> the <strong>in</strong>itiative petitions.<br />

Even though the ultimate outcome may promote the constitutional purposes <strong>of</strong><br />

avoid<strong>in</strong>g legislative and voter confusion and disclos<strong>in</strong>g legislation's effect on exist<strong>in</strong>g<br />

law, the difficulty with Wash<strong>in</strong>gton Citizens Action from a legislative drafter's<br />

perspective is that the court seemed unaware that it was overrul<strong>in</strong>g previously<br />

accepted, though unemployed, draft<strong>in</strong>g conventions and constitutionaliz<strong>in</strong>g a<br />

standard based on legislative convention.<br />

This new test demonstrates the difficulties with us<strong>in</strong>g the purposes <strong>of</strong> the<br />

constitution as a test unto themselves rather than as a basis for form<strong>in</strong>g a consistent,<br />

universal judicial test. Confus<strong>in</strong>gly, the court's op<strong>in</strong>ion seems to accept voter<br />

confusion as a constitutional standard unto itself, as seen <strong>in</strong> the court's simultaneous<br />

reliance on<br />

332<br />

and rejection <strong>of</strong> the Voters' Pamphlet. The text <strong>of</strong> the <strong>in</strong>itiative was set<br />

the law.").<br />

329. Cf Talmadge, The Initiative Process, supra note 49, at 1019 (bills should receive public<br />

hear<strong>in</strong>gs and are publicly debated and amended carefully); Marlowe, supra note 47, at 1040-42<br />

(bicameral committee hear<strong>in</strong>g and amendment process promote perfection <strong>of</strong> bills through<br />

amendment process).<br />

330. Initiative sponsors must submit their proposal to the Code Reviser for review, but<br />

sponsors are not obligated to accept the Code Reviser's formatt<strong>in</strong>g recommendations. WASH. REV.<br />

CODE § 29A.72.020 (2008), The <strong>in</strong>itiative text circulated with the petition need only be a "full, true,<br />

and correct" copy <strong>of</strong> the document filed with the Secretary <strong>of</strong> State by the sponsor after the Code<br />

Reviser's review. WASH. REV. CODE §§ 29A.72.020, -.100 (2008). Theoretically, this latter document<br />

may be written on the back <strong>of</strong> a napk<strong>in</strong>. In other words, there is no statutory requirement that filed<br />

<strong>in</strong>itiatives or pr<strong>in</strong>ted petitions use the <strong>of</strong>fset format. For example, the text pr<strong>in</strong>ted with the petition<br />

might simply omit language stricken from the code, rather than show<strong>in</strong>g it enclosed <strong>in</strong> double<br />

parentheses with strikeout font as required by the <strong>of</strong>fset format and RCW 29A.32.080.<br />

331. WASH. REv. CODE § 29A.32.070 (10) (2008).<br />

332. Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486, 492-93 (Wash. 2007) (many<br />

voters do not read Voters' Pamphlet); id. at 495-96 (text as pr<strong>in</strong>ted <strong>in</strong> Voters' Pamphlet misled voters).


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WASHINGTON'S LAW OF LAW-MAKING<br />

forth <strong>in</strong> the Voters' Pamphlet as required by statute. 333 Only the ballot measure<br />

question is pr<strong>in</strong>ted on the ballot itself-the text <strong>of</strong> the <strong>in</strong>itiative is not. 334 On the one<br />

hand, the court rejected arguments that explanatory statements <strong>in</strong> the Voters'<br />

Pamphlet cured any confusion about the state <strong>of</strong> the law, ... reason<strong>in</strong>g ..,,335<br />

that "many voters<br />

do not read the Voters' Pamphlet when evaluat<strong>in</strong>g an <strong>in</strong>itiative or referendum. On<br />

the other hand, the court held that the allegedly flawed text <strong>of</strong> the <strong>in</strong>itiative-found <strong>in</strong><br />

the supposedly unread Voters' Pamphlet-was sufficient to mislead the voters <strong>in</strong> a<br />

way that violated article H, section 37.336 Needless to say, the text <strong>of</strong> the <strong>in</strong>itiative<br />

must control over any statements <strong>in</strong> the Voters' Pamphlet. 337 Yet the text <strong>of</strong> the<br />

<strong>in</strong>itiative was perfectly clear that the <strong>in</strong>itiative would adopt a limit measure based on<br />

one percent, as was the ballot title.<br />

The court's rather vague standard based on the risk <strong>of</strong> voter confusion could also<br />

call <strong>in</strong>to question amendments that set forth affected sections <strong>in</strong> whole, with<br />

amendments properly <strong>in</strong>dicated by <strong>of</strong>fset formatt<strong>in</strong>g, but are nonetheless difficult to<br />

understand. Due to the complexity <strong>of</strong> the code and the way <strong>in</strong> which sections <strong>of</strong> code<br />

relate to each other, many measures would be impenetrable to the average reader,<br />

whether citizen or legislator, absent further statutory or other explanatory context.<br />

For example, a change to a def<strong>in</strong>ition <strong>of</strong> "retail sale" <strong>in</strong> RCW 82.04.050 may mean<br />

that an activity will be subject to a higher bus<strong>in</strong>ess and occupation tax. 33 8 Read out <strong>of</strong><br />

context, deletion <strong>of</strong> an activity from this def<strong>in</strong>ition might paradoxically appear to be a<br />

tax decrease rather than a tax <strong>in</strong>crease. This result will not be immediately apparent<br />

from the text <strong>of</strong> the amended section, even when the section is set forth <strong>in</strong> full with<br />

formatted amendments, but it does not follow that a confus<strong>in</strong>g statute violates article<br />

H, section 37's requirement that amended statutes be set forth <strong>in</strong> full.<br />

F. Article II, Section 37 Now Applies to Judicially Created <strong>Law</strong><br />

Wash<strong>in</strong>gton Citizens Action expanded article H, section 37 by apply<strong>in</strong>g it to<br />

judge-made law. In its attempt to protect the voters from mislead<strong>in</strong>g ballot measures,<br />

the court failed to fully recognize that article II, section 37 addresses statutory law, not<br />

333. WASH. REv. CODE § 29A.32.070(10). The text must also appear <strong>in</strong> the <strong>in</strong>itiative petition.<br />

WASH. REV. CODE § 29A.72.100 (2008).<br />

334. WASH. REv. CODE § 29A.72.290 (2008) (only serial number and ballot title appear on<br />

ballot); § 29A.72.050 (2008) (ballot title consists <strong>of</strong> subject matter statement, concise description, and<br />

question).<br />

335. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 492-93. The dissent merely argued that the<br />

voters could not have been confused, because the ballot title and text were clear, and because the<br />

Voters' Pamphlet expla<strong>in</strong>ed the state <strong>of</strong> the law. Id at 496-97 (Johnson C., J., dissent<strong>in</strong>g).<br />

336. Id at 496.<br />

337. Cf Amalgamated Transit Union Local 587 v. State, 11 P.3d 762, 780 (Wash. 2000) (<strong>in</strong><br />

the event <strong>of</strong> ambiguity <strong>in</strong> an <strong>in</strong>itiative, the court may consider statements <strong>in</strong> the Voters' Pamphlet to<br />

determ<strong>in</strong>e legislative <strong>in</strong>tent).<br />

338. WASH. REv. CODE § 82.04.050 (2008).


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law that arises from a court rul<strong>in</strong>g. 339 The court <strong>in</strong>correctly assumed that when a<br />

statute is judicially <strong>in</strong>validated, it disappears from the code. 340 The state supreme<br />

court cited the trial court's reliance on the pr<strong>in</strong>ciple that a statute declared to be<br />

unconstitutional is legally void. 34 1 This analysis <strong>in</strong> turn rested on Boe<strong>in</strong>g Co., which<br />

declares that "an <strong>in</strong>valid statute is a nullity. It is as <strong>in</strong>operative as if it had never been<br />

passed. 342 From the perspective <strong>of</strong> a legislative drafter, this statement is correct up<br />

to a po<strong>in</strong>t; such a section is <strong>in</strong>deed <strong>in</strong>operative, but it does not <strong>in</strong>stantly vanish,<br />

because only the legislature may repeal or decodify a section. 343 Boe<strong>in</strong>g and the trial<br />

court, however, <strong>in</strong>correctly compared judicial <strong>in</strong>validation to a gubernatorial veto. 3 44<br />

The veto is the governor's legislative power, and it is a statutory law-mak<strong>in</strong>g<br />

power-a valid veto excises material from an act before it becomes law just as<br />

effectively as if the legislature had never written it <strong>in</strong> the first place. 345 Judicial<br />

<strong>in</strong>validation, <strong>in</strong> contrast, renders the statute <strong>in</strong>operative and unenforceable, but does<br />

not repeal or decodify it, because these actions may be accomplished only by the<br />

legislature.<br />

Given the court's application <strong>of</strong> article II, section 37 to judicial actions, it is<br />

unclear how the legislature is to comply with amend<strong>in</strong>g the law "as it existed at the<br />

time <strong>of</strong> the legislature's action" because at any one time dozens <strong>of</strong> challenges to<br />

statutes may be pend<strong>in</strong>g. Wash<strong>in</strong>gton Citizens Action may require the legislature to<br />

heed trial court rul<strong>in</strong>gs or <strong>in</strong>termediate appellate court rul<strong>in</strong>gs as well as those <strong>of</strong> the<br />

highest court. 346 If legislative drafters are unaware <strong>of</strong> a judicial rul<strong>in</strong>g (as could well<br />

be the case with superior court rul<strong>in</strong>gs <strong>in</strong> obscure litigation), a bill may <strong>in</strong>advertently<br />

amend the "wrong" version <strong>of</strong> a statute. Given that a trial court decision may<br />

339. COOLEY, supra note 36, at 108 ("The legislative power we understand to be the<br />

authority, under the Constitution, to make laws, and to alter and repeal them. <strong>Law</strong>s, <strong>in</strong> the sense <strong>in</strong><br />

which the word is here employed, are rules <strong>of</strong> civil conduct, or statutes, which the legislature has<br />

prescribed.").<br />

340. See Orig<strong>in</strong>al Acts, supra note 146, at 47-48 & nn. 74-77 (cit<strong>in</strong>g examples <strong>of</strong> judicially<br />

<strong>in</strong>validated statutes that nonetheless rema<strong>in</strong> codified).<br />

341. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 495; see also Order on Cross-Motions for<br />

Judgment on the Plead<strong>in</strong>gs at 4, Wash. Citizens Action <strong>of</strong> Wash. v. State, (K<strong>in</strong>g County Super. Ct.<br />

June 13, 2006) (No. 05-02-02052-1 SEA).<br />

342. Boe<strong>in</strong>g Co. v. State, 442 P.2d 970, 974 (Wash. 1968) (emphasis added).<br />

343. The legislature has delegated to the Code Reviser a limited authority to decodify<br />

"manifestly obsolete" sections <strong>of</strong> code. See Orig<strong>in</strong>alActs, supra note 146, at 47-48 & nn. 74-77.<br />

344. Boe<strong>in</strong>g, 442 P.2d at 974; Order on Cross-Motions for Judgment on the Plead<strong>in</strong>gs, supra<br />

note 341, at 4.<br />

345. E.g. Hall<strong>in</strong> v. Trent, 619 P.2d 357, 360-61 (Wash. 1980) (veto is legislative, i.e., statutory<br />

power and excises statutory material as if it were never written by the legislature), overruled on other<br />

grounds by, Wash. Fed'n <strong>of</strong> State Employees v. State, 682 P.2d 869, 875 (Wash. 1984); see Orig<strong>in</strong>al<br />

Acts, supra note 146, at 47 & nn. 72-74.<br />

346. Under the facts <strong>of</strong> Wash<strong>in</strong>gton Citizens Action, the state supreme court had <strong>in</strong>validated<br />

the statute by the time <strong>of</strong> the election-the operative legislative action. Wash. Citizens Action <strong>of</strong><br />

Wash., 171 P.3d 486, 496 (Wash. 2007).


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ultimately be reversed, it is then unclear which statute the legislature must use as its<br />

draft<strong>in</strong>g base. If the legislature uses an outdated section <strong>of</strong> session law <strong>in</strong> an attempt<br />

to comply with a lower court rul<strong>in</strong>g that is later reversed on appeal, the legislature is<br />

equally open to a claim that it has violated article HI, section 37.<br />

The question whether Wash<strong>in</strong>gton Citizens Action applies to lower court rul<strong>in</strong>gs<br />

also implicates the "presumption <strong>of</strong> constitutionality" discussion <strong>in</strong> its rul<strong>in</strong>g.<br />

Ord<strong>in</strong>arily, all legislation is entitled to a presumption <strong>of</strong> constitutionality, 347 and<br />

Pierce County II and Mor<strong>in</strong> further held that the legislature may rely on the<br />

constitutionality <strong>of</strong> one section <strong>of</strong> law <strong>in</strong> draft<strong>in</strong>g subsequent amendments to that<br />

section. 348 Wash<strong>in</strong>gton Citizens Action <strong>in</strong>dicates, however, that this presumption may<br />

be <strong>in</strong>applicable where legislative drafters are "on notice" that a statute's<br />

constitutionality is <strong>in</strong> dispute. 349 Under the facts <strong>of</strong> Wash<strong>in</strong>gton Citizens Action, 1-722<br />

was enjo<strong>in</strong>ed <strong>in</strong> late November and <strong>in</strong>validated by a trial court <strong>in</strong> the follow<strong>in</strong>g<br />

February; <strong>in</strong> the meanwhile, the sponsors filed 1-747 <strong>in</strong> January. 350 The court ruled<br />

that fil<strong>in</strong>g a new <strong>in</strong>itiative after the February <strong>in</strong>validation was the sponsors' only<br />

option because the purpose <strong>of</strong> article II, section 37 is "to protect voters and legislators<br />

from confus<strong>in</strong>g or mislead<strong>in</strong>g <strong>in</strong>formation and to ma<strong>in</strong>ta<strong>in</strong> the <strong>in</strong>tegrity <strong>of</strong> the lawmak<strong>in</strong>g<br />

process." 35 '1 Though the court does not directly state so, it appears that a trial<br />

court rul<strong>in</strong>g-a rul<strong>in</strong>g that could be overruled either at the court <strong>of</strong> appeals or the state<br />

supreme court-vitiates the presumption <strong>of</strong> constitutionality on which the legislative<br />

drafters have been historically entitled to rely. This impairment <strong>of</strong> the presumption <strong>of</strong><br />

constitutionality <strong>in</strong> turn <strong>in</strong>dicates a further problem: an arguable violation <strong>of</strong> the<br />

separation <strong>of</strong> powers as the hold<strong>in</strong>g sets even a lower court's rul<strong>in</strong>g, a rul<strong>in</strong>g subject<br />

to reversal, above statutes duly enacted by the state's law-mak<strong>in</strong>g powers. Aga<strong>in</strong>,<br />

how is the legislature to comply with its article II, section 37 obligations if it fails to<br />

predict the ultimate appellate outcome? 352<br />

Similarly, because Wash<strong>in</strong>gton Citizens Action focuses on the operative law<br />

rather than the statute, it also raises the question <strong>of</strong> whether judicial <strong>in</strong>terpretations<br />

must be set forth <strong>in</strong> legislation, particularly <strong>in</strong> ballot measures. If the court has<br />

347. E.g., Island County v. State, 955 P.2d 377, 380 (Wash. 1998); see Wash. Citizens Action<br />

<strong>of</strong> Wash., 162 Wn.2d at 157 (cit<strong>in</strong>g cases).<br />

348. Pierce County v. State, 148 P.3d 1002, 1016-17 (Wash. 2006) ("Pierce County II")<br />

("S<strong>in</strong>ce the 1994 statute was entitled to assume that the 1993 Act was constitutional, the legislature<br />

properly complied with article 1I, section 37 by sett<strong>in</strong>g forth the relevant section effective at the time<br />

<strong>of</strong> the legislature's action."). Mor<strong>in</strong> v. Harrell, 164 P.3d 495, 498 (Wash. 2007); see Wash. Citizens<br />

Action <strong>of</strong> Wash., 171 P.3d at 495 (stat<strong>in</strong>g that Pierce County II and Mor<strong>in</strong> prevent a "dom<strong>in</strong>o effect"<br />

by allow<strong>in</strong>g the legislature to rely on law that was effective at the time <strong>of</strong> the legislative action).<br />

349. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 493-94 (trial court <strong>in</strong>validated <strong>in</strong>itiative four<br />

months before signature petitions were due).<br />

350. Id. at490.<br />

351. Idat494.<br />

352. See id. at 494 n. 4 (state argu<strong>in</strong>g that draft<strong>in</strong>g legislation <strong>in</strong> the alternative would create<br />

the k<strong>in</strong>d <strong>of</strong> confusion that article 11 section 37 was <strong>in</strong>tended to prevent).


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<strong>in</strong>terpreted a statute <strong>in</strong> a particular manner, must that construction be set forth <strong>in</strong><br />

future legislative amendments? For example, assume that the text <strong>of</strong> a section<br />

declares that it applies to "all pets," but because <strong>of</strong> its codification <strong>in</strong> a chapter that<br />

deals only with cats and dogs, the state supreme court under the pr<strong>in</strong>ciples noscitur a<br />

sociis and ejusdem generis <strong>in</strong>terprets the section to apply only to felis catus and canis<br />

lupisfamiliarus. Under pr<strong>in</strong>ciples <strong>of</strong> statutory construction, once <strong>in</strong>terpreted by the<br />

state supreme court a statute is deemed to have carried that read<strong>in</strong>g fiom its first<br />

enactment. 353 In other words, the operative law says "cats and dogs" even if the<br />

statute does not. If that statute is amended <strong>in</strong> subsequent legislation, how must it be<br />

set forth? In the legislature, the background portion <strong>of</strong> the House or Senate Bill<br />

Report would likely expla<strong>in</strong> the judicial <strong>in</strong>terpretation, as would the Voters' Pamphlet<br />

<strong>in</strong> the case <strong>of</strong> a ballot measure, but accord<strong>in</strong>g to Wash<strong>in</strong>gton Citizens Action, an<br />

explanatory statement <strong>in</strong> the Voters' Pamphlet cannot cure a textual <strong>in</strong>accuracy. 354<br />

How are drafters to respond when the text <strong>of</strong> a bill or ballot measure fully sets forth<br />

the statutory text but only partially sets forth the operative law?<br />

G ied <strong>in</strong> Knots: New Difficulties for Curative Legislation?<br />

By effectively <strong>in</strong>corporat<strong>in</strong>g the <strong>of</strong>fset draft<strong>in</strong>g method <strong>in</strong>to article II, section 37,<br />

Wash<strong>in</strong>gton Citizens Action makes it more difficult for the legislature to "cure"<br />

legislation that the court determ<strong>in</strong>es to be substantively or procedurally defective.<br />

Ord<strong>in</strong>arily, if the legislature decided to correct a section <strong>in</strong>validated by a court, it<br />

would rely on the most recent session law version <strong>of</strong> the section <strong>in</strong> question as the<br />

draft<strong>in</strong>g "base" for a curative amendment or reenactment. 355 The court rather<br />

cavalierly suggests that the legislature may repeal a section and start anew. 3 56 Repeal<br />

may prove legally difficult for the legislature if the defective section were enacted via<br />

<strong>in</strong>itiative, as <strong>in</strong>itiatives may not be repealed with<strong>in</strong> two years <strong>of</strong> their enactment. 357<br />

Even outside the two-year term <strong>of</strong> post-voter approver protection, repeal may also be<br />

politically difficult due to the traditional legislative reluctance to negate voters' action.<br />

Depend<strong>in</strong>g on the specific fact pattern, repeal rather than corrective amendment could<br />

also create confusion about other legal rights created under the prior statute, although<br />

353. "It is a fundamental rule <strong>of</strong> statutory construction that once a statute has been construed<br />

by the highest court <strong>of</strong> the State, that construction operates as if it were orig<strong>in</strong>ally written <strong>in</strong>to it. In<br />

other words, there is no "retroactive" effect <strong>of</strong> the court's construction <strong>of</strong> a statute; rather, once the<br />

court has determ<strong>in</strong>ed the mean<strong>in</strong>g, that is what the statute has meant s<strong>in</strong>ce its enactment." Johnson v.<br />

Morris, 557 P.2d 1299, 1304 (Wash. 1976) (<strong>in</strong>ternal citations omitted) (emphasis <strong>in</strong> orig<strong>in</strong>al) (hold<strong>in</strong>g<br />

that because <strong>of</strong> this pr<strong>in</strong>ciple, no expostfacto violation <strong>in</strong> <strong>in</strong>terpretation <strong>of</strong> statute).<br />

354. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3dat492-93.<br />

355. See Orig<strong>in</strong>al Acts, supra note 146, at 48 n.77 (discuss<strong>in</strong>g the amendment to restore<br />

statute to the version prior to the <strong>in</strong>validated section, followed by further amendment); see supra<br />

Section VC (discuss<strong>in</strong>g reenactment).<br />

356. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at495 n. 5.<br />

357. See Even, supra note 44, at 270-72.


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there is authority for the pr<strong>in</strong>ciple that simultaneous repeal and "reenactment ' 358<br />

preserve rights and <strong>in</strong>terests created by the repealed section. 359 F<strong>in</strong>ally, repeal<br />

followed by "re-creation" also makes it difficult to track a particular section's<br />

legislative history.<br />

Although the fact pattern at issue <strong>in</strong> Wash<strong>in</strong>gton Citizens Action was rather<br />

complicated, 360 <strong>in</strong> one regard it was simple: it <strong>in</strong>volved a procedural <strong>in</strong>validation <strong>of</strong><br />

an entire section. 36 When lawsuits and legislation collide, the result is rarely so tidy.<br />

If a court <strong>in</strong>validates a portion <strong>of</strong> a section for substantive reasons, it is unclear how<br />

the legislature may proceed to amend that statute, either to cure the substantive defect<br />

or to make unrelated changes.<br />

For example, <strong>in</strong> Initiative 732 a new statutory section required the state to fund<br />

cost-<strong>of</strong>-liv<strong>in</strong>g <strong>in</strong>creases for all school district employees. 362 In addition, subsection<br />

2(1)(d) <strong>of</strong> this new section declared that the state must provide these <strong>in</strong>creases as a<br />

matter <strong>of</strong> its article IX obligation to fully fund basic education. 363 In McGowan v.<br />

State, a dispute arose regard<strong>in</strong>g the state's statutory obligations under the <strong>in</strong>itiative,<br />

and the court ruled that subparagraph 2(1)(d) <strong>of</strong> the <strong>in</strong>itiative was unconstitutional as<br />

<strong>in</strong> conflict with article IX pr<strong>in</strong>ciples <strong>of</strong> education f<strong>in</strong>ance established <strong>in</strong> prior court<br />

decisions, thereby render<strong>in</strong>g it <strong>in</strong>operative. 364 In the legislative session follow<strong>in</strong>g the<br />

court's rul<strong>in</strong>g, Senate Bill 6059 proposed statutory changes to clarify the state's<br />

fund<strong>in</strong>g obligation. 36 In addition, this bill struck from the statute the subparagraph<br />

that the court had <strong>in</strong>validated (us<strong>in</strong>g traditional legislative <strong>of</strong>fset formatt<strong>in</strong>g to show<br />

366<br />

that the bill deleted text from the statute). Because section 2 <strong>of</strong> the <strong>in</strong>itiative was a<br />

new section <strong>of</strong> the code and because McGowan only <strong>in</strong>validated one subparagraph <strong>of</strong><br />

that section, there was no "prior" version <strong>of</strong> the statutory law to which the legislative<br />

drafters could revert, unlike <strong>in</strong> Wash<strong>in</strong>gton Citizens Action.<br />

Under the Wash<strong>in</strong>gton Citizens Action rul<strong>in</strong>g, Senate Bill 6059 presumably<br />

violated article H, section 37, because it did not show the underly<strong>in</strong>g "operative law"<br />

367<br />

as wrought by the court's partial <strong>in</strong>validation <strong>of</strong> section 2 <strong>of</strong> the <strong>in</strong>itiative. Instead,<br />

358. Not reenactment <strong>in</strong> legislative parlance, as discussed supra Section VC.<br />

359. See 73 AM. JUR. 2d Statutes § 278 (2001) (such action "is to be construed, not as a true<br />

repeal, but as an affirmation and cont<strong>in</strong>uation <strong>of</strong> the orig<strong>in</strong>al provision"); SUTHERLAND, supra note<br />

242, § 134, at 172-73.<br />

360. See supra Section VI.C (discuss<strong>in</strong>g convoluted legislative and judicial history <strong>of</strong> 1-722<br />

and 1-747).<br />

361. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at 496 (Wash. 2007) (<strong>in</strong>validat<strong>in</strong>g all <strong>of</strong> section<br />

2, the only substantive section <strong>of</strong> 1-747).<br />

362. 2001 Wash. Sess. <strong>Law</strong>s ch. 4, § 2 (Initiative 732, approved by the voters at the<br />

November 2000 election).<br />

363. 2001 Wash. Sess. <strong>Law</strong>s ch. 4, § 2(1)(d).<br />

364. McGowan v. State, 60 P.3d 67,75 (Wash. 2002).<br />

365. 2003 Wash. Sess. <strong>Law</strong>s 1st Sp. Sess. ch. 20, § 1 (S.B. 6059).<br />

366. 2003 Wash. Sess. <strong>Law</strong>s § 1.<br />

367. Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486, 492 (Wash. 2007) (legislation


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the bill showed that the subparagraph was part <strong>of</strong> the underly<strong>in</strong>g statute and was<br />

be<strong>in</strong>g deleted from the statute through legislative action. 368<br />

In a different case, the legislation might have been repeatedly amended after the<br />

legislative action that is ultimately <strong>in</strong>validated. In such cases, a cumulative series <strong>of</strong><br />

amendments to the same section may make it impossible for curative legislation to<br />

excise or otherwise correct the portion found to be defective. The Wash<strong>in</strong>gton<br />

Citizens Action court took care to dist<strong>in</strong>guish Pierce County II by <strong>in</strong>dicat<strong>in</strong>g that the<br />

legislature has the right to rely on the presumptive validity <strong>of</strong> the underly<strong>in</strong>g law<br />

when adopt<strong>in</strong>g further amendments to it. 369 In such cases <strong>of</strong> multiple <strong>in</strong>terven<strong>in</strong>g<br />

amendments there is <strong>of</strong>ten no way for the legislature to correct the fault other than by<br />

adopt<strong>in</strong>g corrective amendments to the most recent section <strong>of</strong> session law.<br />

Wash<strong>in</strong>gton Citizens Action also called <strong>in</strong>to question the constitutional validity <strong>of</strong><br />

double amendments. The legislature may adopt double, triple, and even quadruple<br />

amendments to the same section <strong>in</strong> the same legislative session. RCW 1.12.025<br />

addresses the way <strong>in</strong> which such amendments are dealt with dur<strong>in</strong>g the codification<br />

process, and as a practical matter many such amendments may not even be truly<br />

amendatory under article II, section 37 because they supplement the other legislation<br />

rather than alter<strong>in</strong>g it <strong>in</strong> scope or effect. 370 For example, RCW 43.84.092 is<br />

repeatedly amended each session to add or remove accounts from the list <strong>of</strong> those that<br />

are entitled to reta<strong>in</strong> their own <strong>in</strong>terest earn<strong>in</strong>gs. 371 Likewise, RCW 9.94A.510,<br />

which establishes felony seriousness levels, may be amended by many different bills<br />

<strong>in</strong> the same session to add new crimes or to change the rank <strong>of</strong> exist<strong>in</strong>g crimes. 372<br />

Each such addition to or removal from the list alters the text <strong>of</strong> the statute but not <strong>in</strong> a<br />

way that directly amends or otherwise conflicts with the other such changes. Yet<br />

under Wash<strong>in</strong>gton Citizens Action, these double amendments might run afoul <strong>of</strong> the<br />

constitution because when they were considered by the legislature they <strong>in</strong>accurately<br />

set forth the underly<strong>in</strong>g section <strong>of</strong> code. 373<br />

The court dismissed this concern about double amendments, reason<strong>in</strong>g that no<br />

article II, section 37 violation arises if the bill sets out the law to be amended "at the<br />

time <strong>of</strong> the operative vote." 374 This response does not consider the vagaries <strong>of</strong> the<br />

legislative process. "Operative votes" may be separated by weeks or even months.<br />

For example, the Senate could pass a bill the first week <strong>of</strong> the legislative session, and<br />

must accurately set forth law, <strong>in</strong>clud<strong>in</strong>g law wrought by judicial action, at time <strong>of</strong> operative vote).<br />

368. 2003 Wash. Sess. <strong>Law</strong>s § 1.<br />

369. Wash. Citizens Action <strong>of</strong> Wash, 171 P.3d at 495.<br />

370. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 456 (compar<strong>in</strong>g the concept <strong>of</strong> "supplemental<br />

acts" as used <strong>in</strong> analysis <strong>of</strong> whether a supermajority is required to amend a ballot measure with<strong>in</strong> two<br />

years <strong>of</strong> its adoption by the voters).<br />

371. WASH. REV. CODE § 43.84.092 (2008).<br />

372. WASH. REv. CODE § 9.94A.510 (2008)<br />

373. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3dat495.<br />

374. Id. (emphasis <strong>in</strong>cluded).


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WASHINGTON'S LAW OF LAW-MAKING<br />

the House may not act on it until s<strong>in</strong>e die night. 375 If a section amended <strong>in</strong> that bill<br />

was amended <strong>in</strong> the meanwhile by a bill that passed both bodies with an immediate<br />

effective date, which is the "operative vote" on the first bill-that <strong>of</strong> the House or the<br />

Senate?<br />

H. Shackl<strong>in</strong>g the Spear: Wash<strong>in</strong>gton Citizens Action ' Effect on Initiatives<br />

In addition to the difficulties for the legislature, Wash<strong>in</strong>gton Citizens Action has<br />

two potentially negative effects on the <strong>in</strong>itiative process. First, because <strong>in</strong>itiatives to<br />

the voters may be filed as soon as January, but not later than early July, 3 76 once an<br />

<strong>in</strong>itiative has been filed and signature collection started, there is no way for <strong>in</strong>itiative<br />

sponsors to address an <strong>in</strong>terven<strong>in</strong>g judicial decision. Consequently, and depend<strong>in</strong>g on<br />

the tim<strong>in</strong>g, sponsors would have to either file a new <strong>in</strong>itiative and collect signatures<br />

aga<strong>in</strong> or start over the follow<strong>in</strong>g year. The court recognized this possibility but ruled<br />

that "constitutionally prescribed clarity for the voters" trumps mere "delay" for<br />

<strong>in</strong>itiative proponents. 377<br />

Second, Wash<strong>in</strong>gton Citizens Action theoretically permits the legislature to<br />

thwart an <strong>in</strong>itiative by amend<strong>in</strong>g sections affected by the <strong>in</strong>itiative dur<strong>in</strong>g the<br />

<strong>in</strong>terven<strong>in</strong>g legislative session. For the same reasons that double amendments occur<br />

<strong>in</strong> the legislature, voter <strong>in</strong>itiatives filed <strong>in</strong> January <strong>of</strong>ten amend sections subsequently<br />

amended by the legislature for separate purposes <strong>in</strong> the ensu<strong>in</strong>g legislative session.<br />

For example, Initiatives 593 ("three strikes") 378 and 728 (student achievement) 3 79<br />

both amended sections <strong>of</strong> code that the legislature had also amended <strong>in</strong> that year's<br />

session. 38° Because the most current versions <strong>of</strong> those sections were not before the<br />

voters, the <strong>in</strong>itiatives at least technically violated article 1H, sec. 37 as <strong>in</strong>terpreted <strong>in</strong><br />

Wash<strong>in</strong>gton Citizens Action. Given that most new laws do not take effect until 90<br />

375. This example assumes that the House does not adopt any amendments to the bill as<br />

passed the Senate. If the bill were amended <strong>in</strong> the House, the Senate would have to concur <strong>in</strong> the<br />

House amendments before the bill would be deemed to have passed the legislature; that vote would<br />

presumably be the "operative vote."<br />

376. WASH. CONST. art. II § l(a); WASH. REV. CODE § 29A.030 (2005).<br />

377. Wash. Citizens Action <strong>of</strong> Wash., 171 P.3d at494.<br />

378. 1994 Wash. Sess. <strong>Law</strong>s ch. 1 (Initiative 593, approved by the voters at the November<br />

1993 general election).<br />

379. 2001 Wash. Sess. <strong>Law</strong>s ch. 3 (Initiative 728, approved by the voters at the November<br />

2000 general election).<br />

380. Sections 2 and 3 <strong>of</strong> Initiative 593 amended RCW § 9.94A.120 and RCW § 9.94A.030<br />

respectively. In the 1993 legislative session, after Initiative 593 was filed but before it appeared on<br />

the ballot, RCW § 9.94A.120 was amended once and RCW § 9.94A.030 was amended three times.<br />

1993 Wash. Sess. <strong>Law</strong>s ch. 31, § 3, ch. 164, § 1, ch. 251, § 4, ch. 338, § 2. Section 9 <strong>of</strong> Initiative 728<br />

amended RCW § 43.135.045. In the 2000 legislative session, after Initiative 728 was filed but before<br />

it appeared on the ballot, RCW § 43.135.045 was amended twice. 2000 Wash. Sess. <strong>Law</strong>s 2nd Sp.<br />

Sess. ch. 2, § 2, ch. 5, § 1.


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days after the end <strong>of</strong> the legislation, a further gap arises. As noted above, as a<br />

practical matter, double amendments rarely pose substantive conflicts. Yet to avoid<br />

violat<strong>in</strong>g the pr<strong>in</strong>ciples outl<strong>in</strong>ed <strong>in</strong> Wash<strong>in</strong>gton Citizens Action, <strong>in</strong>itiative sponsors<br />

would have to wait to file <strong>in</strong>itiatives until after the legislative session, thereby<br />

substantially reduc<strong>in</strong>g the time to collect signatures.<br />

Ideally, the Wash<strong>in</strong>gton Citizens Action rul<strong>in</strong>g will have limited precedential<br />

value because it has created considerable confusion, conflicts with legislative<br />

practices, and raises separation <strong>of</strong> powers issues. First, courts may conf<strong>in</strong>e its<br />

precedent to its rather unusual set <strong>of</strong> facts, or they may at least narrow it to apply only<br />

to cases where the state supreme court (rather than merely a trial court) has ruled<br />

before the operative legislative action. Second, because two pro tem justices sided<br />

with the majority <strong>in</strong> the 5-4 rul<strong>in</strong>g, it may be more likely that different facts would<br />

achieve a different result. Third, perhaps <strong>in</strong> a less politically fraught case the<br />

legislative perspectives may be more fully aired <strong>in</strong> an amicus brief, particularly if a<br />

subsequent case <strong>in</strong>volves actions <strong>of</strong> the legislature, rather than the further<br />

complication <strong>of</strong> direct democracy rights. It appears, however, that the next case <strong>in</strong><br />

which the court confronts the issue will be equally challeng<strong>in</strong>g and politically<br />

difficult: <strong>in</strong> Wash<strong>in</strong>gton State Grange v. Wash<strong>in</strong>gton State Republican Party,382 the<br />

pla<strong>in</strong>tiffs have filed, <strong>in</strong> the federal district court, a request to amend their compla<strong>in</strong>t to<br />

add an article II, section 37 claim to the other constitutional challenges to Initiative<br />

872 ("top-two" primary). 383<br />

381. WASH. CoNsT. art. I §§ 1,41.<br />

382. Wash. State Grange v. Wash. State Republican Party, _U.S.. 128 S. Ct. 1184, 1187<br />

(2008) (f<strong>in</strong>d<strong>in</strong>g Initiative 872 did not facially violate the political parties' rights <strong>of</strong> association).<br />

383. Pla<strong>in</strong>tiff Wash<strong>in</strong>gton State Republican Party's Motion for Leave to File Amended<br />

Compla<strong>in</strong>t at 2, Wash. State Grange v. Wash. State Republican Party, No. CV05-0927-TSZ (W.D.<br />

Wash. Mar. 28, 2008) (seek<strong>in</strong>g to add article II, section 37 claim to federal compla<strong>in</strong>t); Pla<strong>in</strong>tiff<br />

Wash. Democratic Cent. Comm.'s Motion to Amend and Supplement Compla<strong>in</strong>t at 2, Wash. State<br />

Grange v. Wash. State Republican Party, No. CV05-0927-TSZ (W.D. Wash. May 1, 2008) (same);<br />

Defendant Wash<strong>in</strong>gton State Grange's Opposition to Republican Party's Motion to Amend<br />

Compla<strong>in</strong>t at 10-11, Wash. State Grange v. Wash. State Republican Party, No. CV05-0927-TSZ<br />

(W.D. Wash. Apr. 29, 2008) (argu<strong>in</strong>g aga<strong>in</strong>st federal court's exercise <strong>of</strong> supplemental federal<br />

jurisdiction; further argu<strong>in</strong>g that Wash<strong>in</strong>gton State Supreme Court would be unlikely to extend<br />

Wash<strong>in</strong>gton Citizens Action to permit legislative body to <strong>in</strong>terfere with right <strong>of</strong> <strong>in</strong>itiative); Defendant<br />

State's Opposition for Motion for Leave to File Amended Compla<strong>in</strong>t at 11, Wash. State Grange v.<br />

Wash. State Republican Party, No. CV05-0927-TSZ (W.D. Wash. Apr. 29, 2008) (argu<strong>in</strong>g that<br />

federal court should not exercise supplemental jurisdiction and dist<strong>in</strong>guish<strong>in</strong>g Wash<strong>in</strong>gton Citizens<br />

Action on ground that 1-872 did not <strong>in</strong>volve statute <strong>in</strong>validated while <strong>in</strong>itiative was pend<strong>in</strong>g). Fil<strong>in</strong>gs<br />

<strong>in</strong> the Wash<strong>in</strong>gton State Grange v. Wash<strong>in</strong>gton State Republican Party are available at<br />

http://www.secstate.wa.gov/elections/toptwo.aspx.<br />

Initiative 872 <strong>in</strong>volved a particularly complicated set <strong>of</strong> circumstances as sections amended by<br />

the <strong>in</strong>itiative were variously amended, vetoed, and repealed dur<strong>in</strong>g the legislative session that<br />

<strong>in</strong>tervened between the <strong>in</strong>itiative's fil<strong>in</strong>g and its approval by the voters. Compare 2005 Wash. Sess.<br />

<strong>Law</strong>s ch. 2 (Initiative 872, as approved by the voters at the November 2004 general election) with<br />

2004 Wash. Sess. <strong>Law</strong>s ch. 271 (Engrossed S.B. 6453). Chapter 271 was particularly complicated


2008/09]<br />

WASHINGTON'S LAW OF LAW-MAKING<br />

VII. THE ELEPHANT AS SPEAR: THE PEOPLE'S LEGISLATIVE POWERS<br />

The voters' exercise <strong>of</strong> their <strong>in</strong>itiative and referendum powers <strong>of</strong>ten requires the<br />

court to take a second look at the "elephant <strong>in</strong> the courthouse." From the voters'<br />

perspective, their powers <strong>of</strong> direct democracy are the spear with which they defend<br />

their political powers from legislators whom they perceive to be greedy, careless, or<br />

384<br />

self-serv<strong>in</strong>g. At the same time, the voters grasp another part <strong>of</strong> the constitutional<br />

elephant <strong>in</strong> that they possess the power to elect the legislators (and the judges) whom<br />

they decry. 385<br />

Most <strong>of</strong> the recent cases <strong>in</strong>volv<strong>in</strong>g the law <strong>of</strong> law-mak<strong>in</strong>g arise either from an<br />

<strong>in</strong>itiative, a referendum, or from legislation orig<strong>in</strong>ally adopted under the voters' lawmak<strong>in</strong>g<br />

powers. Although bills enacted by the legislature have recently fared<br />

reasonably well aga<strong>in</strong>st procedural challenges, 386 courts have <strong>in</strong>validated numerous<br />

high-pr<strong>of</strong>ile <strong>in</strong>itiatives <strong>in</strong> procedural litigation. 387 This <strong>in</strong> turn leads to two questions:<br />

do Wash<strong>in</strong>gton courts scrut<strong>in</strong>ize <strong>in</strong>itiatives differently than other legislation, and if<br />

not, should they? 388 On the one hand, citizens may be justifiably concerned that the<br />

due to an unusual veto. See Wash. State Grange v. Locke, 105 P.3d 9, 11-12 (Wash. 2005) (discuss<strong>in</strong>g<br />

ESB 6453, which conta<strong>in</strong>ed "Louisiana-style" top-two primary along with legislative backup plan<br />

for "Montana-style" nom<strong>in</strong>at<strong>in</strong>g primary if former were judicially <strong>in</strong>validated; Governor Locke<br />

vetoed the former sections and signed the latter ).<br />

384. E.g., 1993 Voters' Pamphlet, Initiative 601, Statement For and Rebuttal <strong>of</strong> Statement<br />

Aga<strong>in</strong>st ("Politicians can't control spend<strong>in</strong>g," opponents "don't th<strong>in</strong>k the people are <strong>in</strong>telligent<br />

enough to decide" for themselves); 2001 Voters' Pamphlet, Initiative 747, Statement For and Rebuttal<br />

<strong>of</strong> Statement Aga<strong>in</strong>st ("tell politicians to stop ignor<strong>in</strong>g taxpayers," "politicians <strong>of</strong>fer no alternative").<br />

385. WASH. CONST. art II §§ 4, 6 (election <strong>of</strong> members <strong>of</strong> House and Senate); art. IV §§ 3,5<br />

(election <strong>of</strong> supreme court and superior court judges); art. I §§ 33 and 36 (amendment 8) (recall <strong>of</strong><br />

elected <strong>of</strong>ficers).<br />

386. E.g Wash. State Farm Bureau Fed'n v. Gregoire, 174 P.3d 1142, 1151-52 (Wash. 2007)<br />

(uphold<strong>in</strong>g legislative action aga<strong>in</strong>st retroactivity and 1-601 challenges); Wash. State Grange v.<br />

Locke, 105 P.3d 9, 12 (Wash. 2005) (uphold<strong>in</strong>g veto aga<strong>in</strong>st title/subject challenge); Wash. Farm<br />

Bureau Fed'n v. Reed, 115 P.3d 301, 305 (Wash. 2005) (uphold<strong>in</strong>g emergency clause): Retired<br />

Public Employees v. Charles, 63 P.3d 470, 485-86 (Wash. 2003) (uphold<strong>in</strong>g budget aga<strong>in</strong>st<br />

title/subject challenge; In re Boot, 925 P.2d 964, 972 (Wash. 1996) (uphold<strong>in</strong>g omnibus crime bill<br />

aga<strong>in</strong>st title/subject challenges).<br />

387. Eg, Wash. Citizens Action <strong>of</strong> Wash. v. State, 171 P.3d 486, 496 (Wash. 2007) (Initiative<br />

747 <strong>in</strong>valid under article II, section 37); Pierce County v. State, 148 P.3d 1002, 1022 (Wash. 2006)<br />

("Pierce County 11") (1-776 unconstitutionally impaired bondholders' contracts); City <strong>of</strong> Burien v.<br />

Kiga, 31 P.2d 659, 664 (Wash. 2001) (I-722 unconstitutionally conta<strong>in</strong>ed two subjects);<br />

Amalgamated Transit Union Local 578 v. State, 11 P.3d 761, 806 (Wash. 2000) (1-695 <strong>in</strong>validated as<br />

conta<strong>in</strong><strong>in</strong>g multiple subjects, subjects not <strong>in</strong> title, and violations <strong>of</strong> Art. t1 sec. 37).<br />

388. E.g., Wash. Fed'n <strong>of</strong> State Employees v. State, 901 P.2d 1028, 1040 (Wash. 1995)<br />

(Talmadge, J., concurr<strong>in</strong>g) ("potential for abuse <strong>of</strong> <strong>in</strong>itiatives and referenda is [greater than potential<br />

for] abuse <strong>of</strong> legislative process"); Fritz v. Gorton, 517 P.2d 911, 944 (Wash. 1974) (Rosselli, J.,<br />

dissent<strong>in</strong>g) (with risk <strong>of</strong> logroll<strong>in</strong>g <strong>in</strong> <strong>in</strong>itiatives, electorate is faced with Hobson's choice: reject what<br />

it likes or accept what it does not like); see generally Talmadge, The Initiative Process, supra note 49,


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[Vol. 44:3<br />

courts reject their political will over perceived "technicalities." On the other hand,<br />

citizen drafters may seem <strong>in</strong>different to the constitution's procedural draft<strong>in</strong>g<br />

obligations 389 -- obligations that were imposed to protect the voters.<br />

A. Inspect<strong>in</strong>g the Spear. Pre-Ballot Review <strong>of</strong> lnitiatives<br />

A threshold question is whether an <strong>in</strong>itiative may appear on the ballot at all,<br />

because opponents <strong>of</strong> <strong>in</strong>itiative measures may seek to block <strong>in</strong>itiatives from<br />

appear<strong>in</strong>g on the ballot. Two recent cases confirm that the grounds for pre-election<br />

review <strong>of</strong> <strong>in</strong>itiatives are very narrow. 390 In general, courts refra<strong>in</strong> from <strong>in</strong>quir<strong>in</strong>g <strong>in</strong>to<br />

the validity <strong>of</strong> an <strong>in</strong>itiative qua statute before the <strong>in</strong>itiative has been enacted. 39 '<br />

Because <strong>of</strong> the preem<strong>in</strong>ence <strong>of</strong> the citizens' constitutional right to the <strong>in</strong>itiative<br />

process, courts decl<strong>in</strong>e to enterta<strong>in</strong> pre-election substantive constitutional<br />

challenges. 392<br />

One <strong>of</strong> the grounds for pre-election review was at issue <strong>in</strong> Philadelphia 11 v.<br />

Gregoire, <strong>in</strong> which the court permitted a pre-election challenge to an <strong>in</strong>itiative based<br />

on the <strong>in</strong>itiative's subject matter. 393 If an <strong>in</strong>itiative is not legislative <strong>in</strong> nature, or if it is<br />

outside the scope <strong>of</strong> the state's law-mak<strong>in</strong>g power, then a court may block the<br />

<strong>in</strong>itiative from appear<strong>in</strong>g on the ballot. Coppernoll v. Reed and Futurewise v. Reed<br />

<strong>in</strong>volve challenges to <strong>in</strong>itiatives under this pr<strong>in</strong>ciple. 394 In each case, the court<br />

decl<strong>in</strong>ed to hold that the <strong>in</strong>itiatives' subject matters were improper, reason<strong>in</strong>g that the<br />

challenges related to the <strong>in</strong>itiatives' substantive constitutionality rather than their<br />

subjects.<br />

Denny, supra note 47; Marlowe, supra note 47.<br />

389. For example, the sponsor <strong>of</strong> Initiative 960 <strong>in</strong>cluded changes to statutory law that were<br />

not <strong>in</strong>dicated by the <strong>of</strong>fset format. Compare 2008 Wash. Sess. <strong>Law</strong>s ch. 1 § 5 with 2005 Wash. Sess.<br />

<strong>Law</strong>s ch. 72, § 5 (the former purports to amend the latter but uses slightly different language <strong>in</strong> the<br />

"base"); see also WASH. REv. CODE § 43.135.035 .(2008) (reviser's note <strong>in</strong>dicates that Initiative 960,<br />

chapter 1, <strong>Law</strong>s <strong>of</strong> 2008, revised this section without use <strong>of</strong> <strong>of</strong>fset format). Cf Brian Ste<strong>in</strong>berg, At<br />

Work With: Representative Sonny Bono; I Got Wash<strong>in</strong>gton, Babe, N.Y TiMEs, Mar. 1, 1995,<br />

available at 1995 WLNR 3792074, at *2-3 (while serv<strong>in</strong>g on the Judiciary Committee <strong>of</strong> the United<br />

States House <strong>of</strong> Representatives, Congressman Sonny Bono objected to the "legalese" used by<br />

committee members and staff; .389. Rep. Charles Schumer rejo<strong>in</strong>ed, "We have to talk about the law.<br />

That's what we do here. We're mak<strong>in</strong>g laws here, not sausages.").<br />

390. Futurewise v. Reed, 166 P.3d 708, 710 (Wash. 2007); Coppemoll v. Reed, 119 P.3d 318,<br />

321 (Wash. 2005).<br />

391. Coppernoll, 119 P.3d at 321; see also Futurewise, 166 P.3d at 710 ("Preelection review<br />

<strong>of</strong> <strong>in</strong>itiative measures is highly disfavored.") (cit<strong>in</strong>g Coppernoll, 119 P.3d at 321); see generally<br />

Even, supra note 44, at 273-75.<br />

392. Futurewise, 166 P.3d at 710 (cit<strong>in</strong>g Coppernoll, 119 P.3dat 321).<br />

393. 911 P.2d 389, 394-95 (Wash.1996) (<strong>in</strong>volv<strong>in</strong>g an <strong>in</strong>itiative that proposed to establish<br />

federal direct democracy).<br />

394. Coppernoll, 119P.3dat321;Futurewise, 166P.3dat7lO-l1.


2008/09] WASHINGTON'S LAW OF LAW-MAKING 469<br />

In Coppernoll, opponents <strong>of</strong> a medical malpractice <strong>in</strong>itiative claimed that its<br />

damage caps would have violated the state constitution's right to a jury trial as<br />

<strong>in</strong>terpreted <strong>in</strong> S<strong>of</strong>ie v. Fibreboard Corp., 395 and that its restrictions on attorneys' fees<br />

would <strong>in</strong>fr<strong>in</strong>ge on the court's exclusive power to regulate the practice <strong>of</strong> law under<br />

article IV. 3 96 Coppernoll def<strong>in</strong>ed subject matter challenges by stat<strong>in</strong>g:<br />

We carefully dist<strong>in</strong>guish between review <strong>of</strong> <strong>in</strong>itiatives for general<br />

constitutionality and review for be<strong>in</strong>g beyond the legislative power <strong>of</strong> article H,<br />

section 1 <strong>of</strong> the Wash<strong>in</strong>gton Constitution. In adherence to our prior decisions,<br />

we therefore restrict analysis <strong>of</strong> 1-330 to determ<strong>in</strong><strong>in</strong>g if its "fundamental and<br />

overrid<strong>in</strong>g purpose" is with<strong>in</strong> the state's power to enact. 39<br />

The court thus differentiated subject matter challenges based on purported<br />

amendments to the constitution from challenges to the substantive constitutionality <strong>of</strong><br />

the legislation. Us<strong>in</strong>g this comparison, the court rejected the argument that any<br />

potentially unconstitutional legislation necessarily operates as an amendment to the<br />

398<br />

constitution.<br />

Futurewise <strong>in</strong>volved a similar subject-matter challenge to Initiative 960. 9 The<br />

challengers' arguments <strong>in</strong>cluded the contentions that: 1) the <strong>in</strong>itiative's advisory vote<br />

requirements altered the state constitution's referendum provisions without follow<strong>in</strong>g<br />

procedures for constitutional amendments; and 2) its supermajority vote requirements<br />

for tax <strong>in</strong>creases violated article II, section 22, which establishes the vot<strong>in</strong>g<br />

requirements for enact<strong>in</strong>g legislation. 400 As <strong>in</strong> Coppernoll, the court rejected these<br />

subject matter challenges, reason<strong>in</strong>g they were actually substantive constitutional<br />

contentions about the <strong>in</strong>itiative. 4 0 ° The Futurewise Court reasoned that while an<br />

<strong>in</strong>itiative may ultimately violate constitutional limitations, it is not subject to preelection<br />

review based on the argument that it conflicts with, and would therefore<br />

402<br />

improperly "amend," the constitution.<br />

Futurewise rejected the "subject matter exclusion" analysis used by the Alaska<br />

Supreme Court <strong>in</strong> Alaskans for Efficient Government v. State. 4 °3 In that case, the<br />

Alaska court ruled on an <strong>in</strong>itiative that would have required either a three-fourths vote<br />

404<br />

<strong>of</strong> the legislature or a majority vote by the people to <strong>in</strong>crease taxes. The Alaska<br />

395. S<strong>of</strong>ie v. Fibreboard Corp., 771 P.2d 711, 728 (Wash. 1989); WASH. CoNsT. art. I, § 21.<br />

396. See Coppernoll, 119 P.3dat, 324 (cit<strong>in</strong>g cases).<br />

397. Id<br />

398. Id. at 325.<br />

399. Futurewise, 166 P.3d at 709-11.<br />

400. Id<br />

401. Id. at 711.<br />

402. Id.<br />

403. 153 P.3d 296, 300 (Alaska 2007).<br />

404. Id. at 297.


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court blocked the <strong>in</strong>itiative from appear<strong>in</strong>g on the ballot, reason<strong>in</strong>g that the majority<br />

vote requirement <strong>of</strong> the Alaska constitution 405 operated as a constitutionally based<br />

subject matter restriction which barred the enactment <strong>of</strong> a law that proposed to<br />

modify the majority vote requirement. 406 Accord<strong>in</strong>gly, the <strong>in</strong>itiative could not appear<br />

on the ballot.<br />

In contrast, the Wash<strong>in</strong>gton court <strong>in</strong> Futurewise rejected this type <strong>of</strong> "subject<br />

matter exclusion," f<strong>in</strong>d<strong>in</strong>g it <strong>in</strong>consistent with Coppernoll: "if, as <strong>in</strong> this case, an<br />

<strong>in</strong>itiative addresses areas with<strong>in</strong> the broad legislative power, the question <strong>of</strong> whether<br />

the <strong>in</strong>itiative ultimately will violate one <strong>of</strong> the constitutional limitations <strong>in</strong> these areas<br />

is a constitutional <strong>in</strong>quiry" <strong>in</strong> which the court will not engage before the measure<br />

appears on the ballot. 40 7 The dist<strong>in</strong>ction between an <strong>in</strong>itiative that exceeds the<br />

legislative power as a purported amendment to the constitution and one that merely<br />

poses the risk <strong>of</strong> substantive unconstitutionality has the potential to get quite<br />

metaphysical. It is pla<strong>in</strong>, however, that Wash<strong>in</strong>gton's court will reject a pre-election<br />

challenge unless the proposed <strong>in</strong>itiative clearly violates the Philadelphia 11 standards<br />

<strong>of</strong> be<strong>in</strong>g legislative <strong>in</strong> nature and with<strong>in</strong> the state's power to enact.<br />

B. Protect<strong>in</strong>g the Spear: Legislation Affect<strong>in</strong>g Ballot Measures<br />

Article II, section 1 provides ballot measures approved by the voters with a twoyear<br />

"protection" aga<strong>in</strong>st amendment by the legislature. A two-thirds vote <strong>of</strong> the<br />

legislature is required to amend such measures with<strong>in</strong> two years <strong>of</strong> their enactment. 408<br />

Whether a ballot measure may be amended or repealed with<strong>in</strong> two years <strong>of</strong> its<br />

enactment not only raises the constitutional question <strong>of</strong> the protected period but also<br />

poses a po<strong>in</strong>t <strong>of</strong> parliamentary <strong>in</strong>quiry because the presid<strong>in</strong>g <strong>of</strong>ficer may be asked to<br />

determ<strong>in</strong>e the number <strong>of</strong> votes needed to pass a bill that affects a ballot measure. 4 0 9<br />

For example, the voters approved Initiative 872 ("top-two" primary) at the<br />

November 2004 election. 4 1° In 2005, the Senate considered SSB 5219, an<br />

amendment that proposed chang<strong>in</strong>g the date <strong>of</strong> the primary from September to<br />

August. 4 11 On the floor <strong>of</strong> the Senate, one senator raised the parliamentary question<br />

<strong>of</strong> whether the amendment, if adopted, would be a supplemental act, which does not<br />

require a two-thirds vote, or whether it would constitute an amendment to the<br />

405. ALASKA CoNST. art. H, § 14.<br />

406. Alaskans for Efficient Gov't, 153 P.3d at 302.<br />

407. Futurewise v. Reed, 166 P.3d 208 at 712 (Wash. 2007).<br />

408. WASH. CONST. art U, §§ 1(c), 41; see <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 456.<br />

409. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 459 & nn.92-94 (expla<strong>in</strong><strong>in</strong>g that presid<strong>in</strong>g<br />

<strong>of</strong>ficer <strong>in</strong>terprets rules, not constitution). S. Journal, 60th Leg., Reg. Sess. at 649-50 (Wash. 2008)<br />

(rul<strong>in</strong>g on S.B. 6931, February 29, 2008) (same).<br />

410. 2005 Wash. Sess. <strong>Law</strong>s ch. 2.<br />

411. Substitute S.B. 5219, amendment 45, 59th Leg., Reg. Sess. 377 (Wash. 2005).


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<strong>in</strong>itiative, thereby trigger<strong>in</strong>g the two-thirds requirement. 412 Initiative 872 revised the<br />

nature <strong>of</strong> the primary, rather than merely alter<strong>in</strong>g the date at which it was held;<br />

however, because section 8 <strong>of</strong> the <strong>in</strong>itiative made technical revisions to the date<br />

section by add<strong>in</strong>g subsection number<strong>in</strong>g, the Senate President ruled that the <strong>in</strong>itiative<br />

differently set forth the dates <strong>of</strong> the primary and therefore the change to August<br />

required a two-thirds vote. 413<br />

C. Test<strong>in</strong>g the Spear: Statutory Standards for Ballot Measures<br />

Amendment 7 to the Wash<strong>in</strong>gton State Constitution declared that the <strong>in</strong>itiative<br />

and referendum powers it created are "self-execut<strong>in</strong>g, but legislation may be specially<br />

enacted to facilitate [their] operation. ' 4 1 4 Amendment 7 conta<strong>in</strong>s little specificity<br />

regard<strong>in</strong>g the statutory form that <strong>in</strong>itiatives and referenda must take. Article II, section<br />

1(d) requires that all <strong>in</strong>itiatives (both to the people and to the legislature) conta<strong>in</strong> the<br />

enact<strong>in</strong>g clause "Be it enacted by the people <strong>of</strong> the State <strong>of</strong> Wash<strong>in</strong>gton." ' ' To fill <strong>in</strong><br />

the gaps, the legislature has enacted a number <strong>of</strong> statutes to regulate the process by<br />

which ballot measures and ballot measure petitions are filed, prepared, and<br />

416<br />

circulated.<br />

417<br />

After a sponsor files a proposed ballot measure, the Secretary <strong>of</strong> State<br />

transmits a copy to the Office <strong>of</strong> the Code Reviser. 41 8 An attorney from the Code<br />

Reviser's <strong>of</strong>fice reviews the measure for form and may "recommend to the sponsor<br />

such revision or alteration <strong>of</strong> the measure as deemed necessary and appropriate,"<br />

though these recommendations are advisory only, and the sponsor is free to accept or<br />

reject them <strong>in</strong> whole or <strong>in</strong> part. 419 The Code Reviser's <strong>of</strong>fice then issues a certificate<br />

<strong>of</strong> review, which must be issued whether or not the sponsor accepts the attorney's<br />

recommendations, and the sponsor then may file the measure along with the<br />

412. S. Journal, 59th Leg., Reg. Sess. at 377 (Wash. 2005).<br />

413. Id This rul<strong>in</strong>g appeared to doom the legislation <strong>in</strong> 2005, as on third read<strong>in</strong>g <strong>in</strong> the Senate<br />

the bill failed to garner even a constitutional majority, but <strong>in</strong> 2006 E.S.B 6236 secured a<br />

supermajority <strong>in</strong> both houses and changed the primary date to August. 2006 Wash. Sess. <strong>Law</strong>s ch.<br />

344.<br />

414. WASH.CONST.artlI,§ l(d).<br />

415. WAH.CoNsT.art.I, § 1(d).<br />

416. Id (legislature may enact laws to facilitate <strong>in</strong>itiative and referenda rights); WASH. REV.<br />

CODE § 29A.72 (2005) (govern<strong>in</strong>g ballot measures); see Community Care, slip. op. (majority) at 5<br />

(constitution is silent on form <strong>of</strong> petitions).<br />

417. WASH. REV. CODE § 29A.72.010 (2005).<br />

418. WASH. REv. CODE § 29A.72.020 (2005). The Office <strong>of</strong> the Code Reviser is an agency<br />

with<strong>in</strong> the legislative branch, and the Code Reviser is an attorney appo<strong>in</strong>ted by the Statute <strong>Law</strong><br />

Committee to codify <strong>in</strong>to the Revised Code <strong>of</strong> Wash<strong>in</strong>gton measures enacted <strong>in</strong>to law. The Code<br />

Reviser also prepares all <strong>of</strong>ficial bill drafts. WASH. REv. CODE § 1.08.013 (2004). See SEEBERGER,<br />

supra note 2, at 228.<br />

419. WASH. REv. CODE § 29A.72.020.


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certificate <strong>of</strong> review with the Secretary <strong>of</strong> State, at which po<strong>in</strong>t the Secretary issues a<br />

serial number. 42 ' RCW 29A.72.030 implements article 1I, section 1 by specify<strong>in</strong>g the<br />

times at which various types <strong>of</strong> ballot measures may be filed. Statutes also establish<br />

the process for preparation <strong>of</strong> ballot titles, specify the form <strong>of</strong> ballot titles for the<br />

various types <strong>of</strong> measures, and permit certa<strong>in</strong> appeals <strong>of</strong> ballot titles. 42 '<br />

Specific statutory standards govern the format for ballot measure petitions.<br />

422<br />

Sponsors must pr<strong>in</strong>t petitions on specified sizes <strong>of</strong> paper. The petitions must<br />

conta<strong>in</strong> the statutorily prescribed warn<strong>in</strong>g and title for the particular type <strong>of</strong> petition,<br />

and must have a "readable, full, true, and correct copy <strong>of</strong> the proposed measure"<br />

423<br />

pr<strong>in</strong>ted on the reverse side <strong>of</strong> the petition. Petitions must also conta<strong>in</strong> a warn<strong>in</strong>g<br />

statement caution<strong>in</strong>g petitioners that sign<strong>in</strong>g more than once, or sign<strong>in</strong>g when one is<br />

not a legal voter, is punishable by a f<strong>in</strong>e or imprisonment. 424 The respective formats<br />

for <strong>in</strong>itiatives to the legislature, 425 <strong>in</strong>itiatives to the people, 426 and referendum<br />

measures are established <strong>in</strong> statute. 427<br />

The Secretary <strong>of</strong> State is authorized to reject petitions that fail to comply<br />

"substantially" with these formatt<strong>in</strong>g requirements and may also reject petitions that<br />

clearly bear <strong>in</strong>sufficient signatures or are not timely filed. 428 If the Secretary <strong>of</strong> State<br />

refuses to accept <strong>in</strong>itiative petitions, the sponsor may seek review <strong>in</strong> Thurston County<br />

429<br />

Superior Court. Significantly, the statutes permit this judicial review only for a<br />

refusal to accept petitions; it does not authorize judicial review <strong>of</strong> the Secretary's<br />

decision to accept petitions. 43 °<br />

This statutory dist<strong>in</strong>ction was the basis <strong>of</strong> an equal protection challenge <strong>in</strong><br />

Schrempp v Munro. 4 3 1 In Schrempp, the petition for an <strong>in</strong>itiative to the legislature<br />

conta<strong>in</strong>ed the correct statutory text request<strong>in</strong>g that the measure "be transmitted to the<br />

legislature," and that the signers "petition the legislature to enact" the measure <strong>in</strong>to<br />

420. Id<br />

421. WASH. REV. CODE § 29A.72.040 (2005) (tnansmittal <strong>of</strong> measure to Attorney General);<br />

WASH. REv. CODE § 29A.72.050 (2005) (formulation <strong>of</strong> ballot title and format for ballot questions);<br />

WASH. REV. CODE § 29A.72.060 - .090 (2005) (tim<strong>in</strong>g, notice, and appeal <strong>of</strong> ballot title).<br />

422. WASH. REv. CODE § 29A.72.100 (2005).<br />

423. Id<br />

424. WASH. REV. CODE § 29A.72.140 (2005).<br />

425. WASH. REv. CODE § 29A.72.110 (2005).<br />

426. WASH. REv. CODE § 29A.72.120 (2005).<br />

427. WASH. REv. CODE § 29A.72.130 (2005).<br />

428. WASH. REV. CODE § 29A.72.110, -.120, and -.130 (2005) (petitions must be<br />

"substantially" <strong>in</strong> specified form); WASH. REv. CODE § 29A.72.170 (2005) (three bases for reject<strong>in</strong>g<br />

petitions).<br />

429. WASH. REV. CODE § 29A.72.180. (2005).<br />

430. WASH. REV. CODE § 29A.72.170-.180.<br />

431. Schrempp v. Munro, 809 P.2d 1381 (Wash. 1991).


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law. 432 The sponsors also <strong>in</strong>serted a note (not part <strong>of</strong> the statutory format) declar<strong>in</strong>g<br />

'' 33<br />

that "200,000 signatures are needed to place Initiative 120 before the Legislature.<br />

Yet a different portion <strong>of</strong> the statutory requirement, the head<strong>in</strong>g after the statutory<br />

warn<strong>in</strong>g but before the request to the Secretary <strong>of</strong> State, captioned the petition as an<br />

<strong>in</strong>itiative for submission to the people. 434 Initiative opponents challenged the<br />

Secretary's acceptance <strong>of</strong> the petition, argu<strong>in</strong>g that the statute authoriz<strong>in</strong>g review only<br />

for rejection by the Secretary <strong>of</strong> State violated the opponents' equal protection<br />

rights. 435 The opponents relied upon In re Ballot Titlefor Initiative 333, which held<br />

that a statute permitt<strong>in</strong>g sponsors, but not opponents, to judicially challenge a ballot<br />

title violated equal protection, given that sponsors and opponents have an equal<br />

<strong>in</strong>terest <strong>in</strong> an impartial ballot title. 436 The Schrempp court dist<strong>in</strong>guished 333,<br />

reason<strong>in</strong>g that the challenge <strong>in</strong> 333 sought to promote the <strong>in</strong>itiative process, while the<br />

challenge <strong>in</strong> Schrempp sought to block the <strong>in</strong>itiative process. 437 The court further<br />

rejected arguments that it had <strong>in</strong>herent authority to <strong>in</strong>tervene <strong>in</strong> the <strong>in</strong>itiative process,<br />

reason<strong>in</strong>g that the statute granted the Secretary discretion to accept petitions that<br />

substantially complied with the statute and that his actions were not "willful and<br />

unreason<strong>in</strong>g," given that the petition conta<strong>in</strong>ed three correct descriptions and only<br />

one erroneous description 438<br />

In 2008, Community Care <strong>of</strong> Wash<strong>in</strong>gton v. Reed tested these pr<strong>in</strong>ciples <strong>of</strong><br />

substantial compliance and discretion <strong>in</strong> the <strong>in</strong>itiative petition process. Community<br />

Care <strong>in</strong>volved a challenge to the Secretary <strong>of</strong> State's decision to accept <strong>in</strong>itiative<br />

petitions for Initiative 1029439 (tra<strong>in</strong><strong>in</strong>g for home health care workers). When the<br />

sponsor orig<strong>in</strong>ally filed the <strong>in</strong>itiative with the Secretary <strong>of</strong> State's <strong>of</strong>fice, she filled <strong>in</strong><br />

by hand the <strong>in</strong>formation required by the affidavit form. 440 The affidavit form directs<br />

the sponsor to specify whether the <strong>in</strong>itiative is to the people or the legislature by<br />

check<strong>in</strong>g a box for one or the other <strong>of</strong> those options. 441 The Initiative 1029 sponsor<br />

<strong>in</strong>dicated the <strong>in</strong>itiative was directed to the people. 442 The Secretary <strong>of</strong> State assigned<br />

the <strong>in</strong>itiative a serial number <strong>in</strong> the sequence for <strong>in</strong>itiatives to the people. 443<br />

432. Id. at 1383 (emphasis added).<br />

433. Id. (emphasis added).<br />

434. Id.<br />

435. Id. at 1384.<br />

436. In re Ballot Title for Initiative 333, 558 P.2d 248 (Wash. 1977).<br />

437. Schrempp, 809 P.2d at 1384-85.<br />

438. Id. at 1385.<br />

439. Community Care Coal. <strong>of</strong> Wash. v. Reed, 200 P.3d 701, 702-04 (Wash. 2009); 2009<br />

Wash. Sess. <strong>Law</strong> ch. 2.<br />

440. Community Care, 200 P.3d at 702-03 & n. 1. Agreed Statement <strong>of</strong> Facts at 2, Community<br />

Care Coal. <strong>of</strong> Wash. v. Reed, 200 P.3d 701 (Wash. 2009) (No. 81857-6).<br />

441. Community Care, 200 P.3d at 702-03 & n. 1.<br />

442. Id. at 702-03.<br />

443. Id. at 703.


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However, rather than the statement specified <strong>in</strong> statute for <strong>in</strong>itiatives to the people, 444<br />

the petitions used the statutory statement for <strong>in</strong>itiatives to the legislature, 445 declar<strong>in</strong>g<br />

that:<br />

"We, the undersigned citizens and legal voters <strong>of</strong> the state <strong>of</strong> Wash<strong>in</strong>gton<br />

respectfully request that this petition and the proposed measure known as<br />

Initiative Measure No. [1029] .... be transmitted to the legislature <strong>of</strong> the state <strong>of</strong><br />

Wash<strong>in</strong>gton at its next ensu<strong>in</strong>g regular session, and we respec<strong>of</strong>ully petition the<br />

legislature to enact said proposed measure <strong>in</strong>to law... ."44<br />

6<br />

In other words, unlike the petition <strong>in</strong> Schrempp, the 1029 petition form did not<br />

conta<strong>in</strong> any correct characterization <strong>of</strong> the type <strong>of</strong> <strong>in</strong>itiative; rather, through its use <strong>of</strong><br />

the wrong statutory format, it twice declared that it was a petition to the legislature<br />

rather than the people. Further, the statutory petition forms specify that <strong>in</strong>itiative<br />

petitions should <strong>in</strong>clude a caption specify<strong>in</strong>g whether the petition is for an <strong>in</strong>itiative to<br />

the legislature or to the people. 447 Instead, Initiative 1029 omitted the statutory<br />

caption altogether. 448 Noth<strong>in</strong>g <strong>in</strong> the petition <strong>in</strong>dicates that the measure was <strong>in</strong>tended<br />

to be placed before the voters rather than the legislature. 449 Only the serial number,<br />

along with implementation dates specified <strong>in</strong> the text <strong>of</strong> the <strong>in</strong>itiative, would <strong>in</strong>dicate<br />

to a prospective voter that the measure was <strong>in</strong>tended to go directly to the ballot. 450<br />

444. WASH. REV. CODE § 29A.72.120 (2005) ("We, the undersigned citizens and legal voters<br />

<strong>of</strong> the state <strong>of</strong> Wash<strong>in</strong>gton, respectfully direct that the proposed measure .... be submitted to the<br />

legal voters <strong>of</strong> the State <strong>of</strong> Wash<strong>in</strong>gton for their approval or rejection at the general election")<br />

(emphasis added).<br />

445. Community Care, 200 P.3d at 703. Agreed Statement <strong>of</strong> Facts, supra note 440, at Ex. A.<br />

446. WASH. REv. CODE § 29A.72.1 10 (2005) (emphasis added). Community Care, 200 P.3d at<br />

703.<br />

447. WASH. REv. CODE §§ 29A.72.110; 120 (petitions must be "substantially" <strong>in</strong> those<br />

formats).<br />

448. Community Care, 200 P.3d at 703. Agreed Statement <strong>of</strong> Facts, supra note 440, at 5 &<br />

Ex. M.).<br />

449. See Community Care, 300 P.3d at 710-11 (Fairhurst, J., dissent<strong>in</strong>g) (petition conta<strong>in</strong>ed<br />

no language directly identify<strong>in</strong>g it as one to the people).<br />

Article II, section I(d) requires that all laws proposed by <strong>in</strong>itiative petition-whether to the<br />

voters or to the legislature-be styled: "Be it enacted by the people <strong>of</strong> the State <strong>of</strong> Wash<strong>in</strong>gton," so its<br />

<strong>in</strong>clusion <strong>in</strong> an <strong>in</strong>itiative is not relevant to analysis <strong>of</strong> whether the <strong>in</strong>itiative is <strong>of</strong> one type or another.<br />

WASH. CONST. art. I, §1(d). Initiative 1029 conta<strong>in</strong>s this enact<strong>in</strong>g clause. Likewise, the court<br />

appeared to reason that the presence <strong>of</strong> a "BALLOT TITLE" and "BALLOT MEASURE<br />

SUMMARY" could create ambiguity about the <strong>in</strong>itiative. Both <strong>in</strong>itiatives to the voters and to the<br />

people must <strong>in</strong>clude each <strong>of</strong> these statements. WASH. REV. CODE § 29A.72.050 (2005).<br />

450. Community Care, 200 P.3d at 703, 705-07. Curiously, the court seemed to assign<br />

significance to the serial number. Id. at 703, 705. While the respective serial number<strong>in</strong>g may be<br />

relevant to the Secretary <strong>of</strong> State's adm<strong>in</strong>istrative responsibilities and thus to the exercise <strong>of</strong> his<br />

discretion, it is highly unlikely to have any mean<strong>in</strong>g to a voter.


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Notwithstand<strong>in</strong>g these defects, the court refused to bar the <strong>in</strong>itiative from the<br />

November 2008 ballot. 451 The petitioners <strong>in</strong> Community Care made two arguments<br />

based on the flawed text <strong>of</strong> the petition: first, the Secretary <strong>of</strong> State could not treat the<br />

<strong>in</strong>itiative as one to the voters and was thus barred from plac<strong>in</strong>g it on the ballot; and<br />

second, the Secretary was obligated to follow the format <strong>of</strong> the petition by plac<strong>in</strong>g it<br />

before the Sixty-First Legislature the follow<strong>in</strong>g January. 452 Yet because the<br />

govern<strong>in</strong>g statutes permit review only for rejections, not acceptances, the petitioners<br />

were forced to seek a writ <strong>of</strong> mandamus or certiorari.<br />

The court concluded that the case was "fundamentally about the secretary <strong>of</strong><br />

state's discretion <strong>in</strong> process<strong>in</strong>g <strong>in</strong>itiative petitions. ' '453 As noted <strong>in</strong> Schrempp, the<br />

Secretary <strong>of</strong> State's discretion to accept the petitions is confirmed by the statutes' use<br />

<strong>of</strong> "may ' '4 54 and "substantially. ' 455 Mandamus will not lie to compel acts vested <strong>in</strong><br />

the discretion <strong>of</strong> a state <strong>of</strong>ficer 4 56 absent an abuse <strong>of</strong> discretion that amounts to a<br />

failure to exercise discretion at all, 457 and the court may use its power to issue a writ<br />

<strong>of</strong> certiorari only to address quasi-judicial action for which no remedy exists. 458<br />

Because <strong>of</strong> the ambiguities the court found <strong>in</strong> the <strong>in</strong>itiative petition and text, the court<br />

concluded that the Secretary <strong>of</strong> State had a reasoned basis for exercis<strong>in</strong>g his discretion<br />

to accept the petitions. 459 The three-justice dissent argued that the Secretary's<br />

discretion was limited to accept<strong>in</strong>g petitions that substantially complied with the<br />

statute and that the majority's rul<strong>in</strong>g essentially made compliance with the statutory<br />

forms optional, "leav<strong>in</strong>g the way open for those who <strong>in</strong>tentionally create ambiguities<br />

for political advantage. ' A 6 °<br />

Courts are unwill<strong>in</strong>g to <strong>in</strong>terpret statutes <strong>in</strong> a manner that impairs the<br />

constitutional right to enact ballot measures: these rights may not be "hampered either<br />

by technical statutory provisions or technical construction there<strong>of</strong>, further than is<br />

necessary to fairly guard aga<strong>in</strong>st fraud and mistake <strong>in</strong> the exercise by the people <strong>of</strong><br />

this constitutional right. ''461 The Community Care court only impliedly relied on this<br />

pr<strong>in</strong>ciple, but it specifically noted the court's restricted role <strong>in</strong> the case: "the authority<br />

451. Community Care, 200 P.3d at 704.<br />

452. Id. at 704-05.<br />

453. Id at 707.<br />

454. WASH. REv. CODE § 29A.72.160 (2005); see Community Care, 200 P.3d at 705.<br />

455. WASH. REv. CODE § 29A.72.110 (2005); see Community Care, 200 P.3d at 705.<br />

456. Vangor v. Munro, 798 P.2d 1151, 1155 (Wash. 1990); Walker v. Munro, 879 P.2d 920,<br />

925 (Wash. 1994).<br />

457. Vangor 798 P.2dat 1155.<br />

458. Community Care, 200 P.3d at 706-07); N. Bend Stage L<strong>in</strong>e, Inc. v. Dept. <strong>of</strong> Pub. Works,<br />

16 P.2d 206, 210-11 (Wash. 1932) (adm<strong>in</strong>istrative decision for which no other judicial review was<br />

available); Kriedler v. Eikenberry, 766 P.2d 438, 444 (Wash. 1989).<br />

459. Community Care, 200 P.3d at 707-08.<br />

460. Id. at 708-09, 711 (Fairhurst, J., dissent<strong>in</strong>g).<br />

461. Sudduth v. Chapman, 558 P.2d 806,808-09 (Wash. 1977).


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<strong>of</strong> the judiciary over the process is limited, s<strong>in</strong>ce questions regard<strong>in</strong>g the <strong>in</strong>itiative<br />

process are political, not judicial, unless express statutory or constitutional laws make<br />

the question judicial.'4 62<br />

VIII. THE ELEPHANTAS SNAKE: EMERGENCY CLAUSES, EFFECTIVE DATES, AND THE<br />

VOTERS' RIGHT OF REFERENDUM<br />

The so-called "emergency clause" serves as the twist<strong>in</strong>g, snake-like trunk <strong>of</strong> our<br />

constitutional pachyderm. Like its serpent<strong>in</strong>e counterpart, it is not easily grasped and<br />

for that reason <strong>of</strong>ten misunderstood. Legislative use <strong>of</strong> emergency clauses has come<br />

under <strong>in</strong>creas<strong>in</strong>g political and legal scrut<strong>in</strong>y. Whether the legislature may exempt<br />

legislation from the referendum process through use <strong>of</strong> an emergency clause has been<br />

the subject <strong>of</strong> considerable debate among politicians, pundits, and advocates for direct<br />

democracy. 463 "Where's the emergency?" ask some commentators, not<strong>in</strong>g a general<br />

dearth <strong>of</strong> apocalypses. 464 After the controversial CLEAN and Farm Bureau v Reed<br />

decisions, many proponents <strong>of</strong> the referendum power have decried both the<br />

legislature's misuse <strong>of</strong> the so-called "emergency clause" and the courts' will<strong>in</strong>gness to<br />

f<strong>in</strong>d that legislation falls outside the voters' referendum rights. 465 While misuse is <strong>in</strong><br />

the eye <strong>of</strong> the beholder, on some occasions the legislature has used the emergency<br />

clause without apparent constitutional justification, for reasons potentially rang<strong>in</strong>g<br />

fiom calculated political decisions to mere adm<strong>in</strong>istrative convenience. Lost <strong>in</strong> the<br />

political dialogue is a full discussion <strong>of</strong> the complex <strong>in</strong>terrelationship among<br />

emergency clauses, effective dates, and the voters' right <strong>of</strong> referendum.<br />

A. At Statehood.- A Real Emergency Requirement<br />

The confus<strong>in</strong>g term "emergency clause" orig<strong>in</strong>ates <strong>in</strong> state constitutional<br />

language that was repealed nearly one hundred years ago. Wash<strong>in</strong>gton's orig<strong>in</strong>al<br />

constitution imposed many procedural restrictions on the legislature's use <strong>of</strong> its lawmak<strong>in</strong>g<br />

powers.<br />

466<br />

Among these orig<strong>in</strong>al restrictions was a limit on the legislature's<br />

462. Community Care, 200 P.3d at 704.<br />

463. E.g., Tim Eyman, 1-960 Tells State Policy Makers to Stop Violat<strong>in</strong>g the <strong>Law</strong>, SEATrLE<br />

TIMES, October 11, 2007 available at http://seattletimes.nwsource.com/html/op<strong>in</strong>ion/2003950557<br />

eymanll.html ("Our state constitution says any law [sic] passed by the Legislature may be challenged<br />

by referendum"). Cf State ex rel. Brislawn v. Meath, 147 P. 11, 16-17 (Wash. 1915) (<strong>in</strong> a discussion<br />

<strong>of</strong> the police power exemption, oddly declar<strong>in</strong>g that all laws are subject to referendum).<br />

464. See generally Jonathan Bechtle, Wheres the Emeigency? (2007) available at<br />

http://www.effwa.org/files/pdf/EmergencyClause.pdf, see also Bryan L. Page, State <strong>of</strong> Emergency:<br />

Wash<strong>in</strong>gton ' Use <strong>of</strong> Emeigency Clauses and the People's Right to Referendum, 44 GONz. L. REV.<br />

219 (2009).<br />

465. CLEAN v. State, 928 P.2d 1054, 1068-69 (Wash. 1996); Wash<strong>in</strong>gton Farm Bureau<br />

Fed'n v. Reed, 115 P.3d 301, 305-07 (Wash. 2005).<br />

466. See generally LaIv <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 448-52.


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WASHINGTON'S LAW OF LAW-MAKING<br />

ability to enact emergency legislation-<strong>in</strong> other words, legislation that could take<br />

effect immediately. For most acts, former article II, section 31467 established a 90-<br />

day wait before the law could take effect.<br />

The fiamers based this section on other states' constitutions, 468 presumably<br />

aware that many state constitutions specifically addressed the issue <strong>of</strong> laws' effective<br />

dates. Early state constitutions addressed effective dates for two reasons: 1) to avoid<br />

any ambiguity aris<strong>in</strong>g from the lack <strong>of</strong> a settled American effective date rule; 469 and<br />

2) to set a public policy balance between the public's right to be <strong>in</strong>formed <strong>of</strong> the law<br />

before it takes effect, on the one hand, and certa<strong>in</strong>ty <strong>of</strong> the law, on the other. 4 70<br />

Many state constitutions <strong>in</strong>cluded similar "fixed wait" restrictions on effective<br />

dates, with some variance <strong>in</strong> both the length <strong>of</strong> the wait and the date from which the<br />

wait is calculated (e.g., date <strong>of</strong> adjournment or date <strong>of</strong> enactment). 47 ' The wait<br />

requirement allows time for corrections to the statutes by the lawmakers<br />

472<br />

themselves. It also provides the public with time to learn <strong>of</strong> the new law and to<br />

adjust to its requirements. 473 (In contrast to the "fixed wait" requirements are<br />

"promulgation" requirements found particularly <strong>in</strong> older constitutions. 47 4 ) The fixed<br />

467. WASH. CoNsT. art. H, § 31 (repealed by amendment 7 <strong>in</strong> 1912 ) ("No law, except<br />

appropriation bills, shall take effect until n<strong>in</strong>ety days after the adjournment <strong>of</strong> the session at which it<br />

was enacted, unless <strong>in</strong> case <strong>of</strong> an emergency (which emergency must be expressed <strong>in</strong> the preamble or<br />

<strong>in</strong> the body <strong>of</strong> the act) the legislature shall otherwise direct by a vote <strong>of</strong> two-thirds <strong>of</strong> all the members<br />

elected to each house; said vote to be taken by yeas and nays and entered on the journals."); see<br />

Rosenow, supra note 3, at 548 (sources <strong>of</strong> art. I1 sec. 31 text).<br />

468. Rosenow, supra note 3, at 548 & n. 58 (referenc<strong>in</strong>g Tex. CoNsT. art. 3, § 39 (orig<strong>in</strong>al);<br />

ORE. CoNsT. art. 4, § 28; COLO. CONST. art. 5, § 19 (orig<strong>in</strong>al) and MICH. CONST. art. 4, § 20).<br />

469. SUTHERLAND, supra note 242, § 106, at 126-27. In English common law, a statute was<br />

considered effective as <strong>of</strong> the first day <strong>of</strong> the Parliament at which it was enacted. Joseph E. Murphy,<br />

The Duty <strong>of</strong> the Government to Make the <strong>Law</strong> Known, 51 FORDHAM L. REv. 255, 258 (1982);<br />

SUTHERLAND, supra note 242, § 105, at 126. In 1793, to correct the "great and manifest <strong>in</strong>justice" <strong>of</strong><br />

this retroactivity, Parliament replaced the common-law rule with a statute which declared that all<br />

statutes took effect on the date <strong>of</strong> their enactment unless another date was specified. United States v.<br />

Casson, 434 F.2d 415,418-19 (D.C. Cir. 1970). 33 Geo. 1H ch. 13, at 304 (1793); see Murphy, supra<br />

note 469, at 257-58; see also COOLEY, supra note 36, at 187. In the absence <strong>of</strong> a similar statute<br />

enacted by Congress, federal courts used the English statutory rule to make American common law:<br />

acts take effect upon their approval by the President. Casson, 434 F.2d at 418-20 (<strong>in</strong>dicat<strong>in</strong>g that<br />

while fractions <strong>of</strong> days were not recognized, <strong>in</strong> a crim<strong>in</strong>al case the ex post facto prohibition might<br />

prevent application <strong>of</strong> a law to a time prior to its actual approval).<br />

470. SuTHERLAND,supra note 242, §§ 104,108, at 124-25, 129-30.<br />

471. Murphy, supra note 469, at 273-74.<br />

472. Id. at 275. At statehood, the Wash<strong>in</strong>gton legislature lacked the ability to call itself <strong>in</strong>to<br />

special session. If an error <strong>in</strong> an act were discovered dur<strong>in</strong>g the 90-day delay, the governor would<br />

have had to call a special session <strong>of</strong> the legislature to correct the problem. WASH. CONST. art. I1, § 12<br />

(orig<strong>in</strong>al); art. II, § 7.<br />

473. Murphy, supra note 469, at 275; see also COOLEY, supra note 36, at 87-88.<br />

474. SUTHERLAND, supra note 242 § 109, at 130-31. For example, Wiscons<strong>in</strong>'s orig<strong>in</strong>al<br />

constitution declared that "no general law shall be <strong>in</strong> force until published." Wis. CoNsT. art. VII, §


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wait has been described as the fairest way to deal with public unfamiliarity with<br />

newly enacted statutes, and is "designed to secure, as far as possible, the public<br />

promulgation <strong>of</strong> the law. ''475 At statehood, this built-<strong>in</strong> delay, along with the<br />

constitutional requirement that legislative acts be filed with the Secretary <strong>of</strong> State, 476<br />

was presumably <strong>in</strong>tended to give citizens time to take notice <strong>of</strong> the laws before be<strong>in</strong>g<br />

bound by them. 477<br />

Article II, section 31 established two exceptions to the requirement for a 90-day<br />

delay: 1) appropriation bills, and 2) "emergency" bills. To justify an immediate<br />

effective date for the latter type <strong>of</strong> bill, the legislature had to declare affirmatively by a<br />

two-thirds vote the existence <strong>of</strong> an "emergency. ''478 For example, <strong>in</strong> a bill<br />

establish<strong>in</strong>g the State Board <strong>of</strong> Horticulture, the 2nd Legislature <strong>in</strong> 1891 declared<br />

that:<br />

Inasmuch as there is great danger to the fruit and horticultural <strong>in</strong>terests <strong>of</strong> the<br />

state from pests and other causes, and no means exists whereby they can be<br />

remedied, therefore an emergency exists, and this act shall take effect from and<br />

after its approval by the governor. 479<br />

At the time the framers drafted this section, what constituted an emergency for<br />

purposes <strong>of</strong> this section was deemed a pure legislative question-one <strong>in</strong>to which<br />

courts would decl<strong>in</strong>e to <strong>in</strong>quire. 480 The framers may have concluded that the political<br />

difficulty <strong>of</strong> obta<strong>in</strong><strong>in</strong>g a supermajority vote would deter legislative abuse <strong>of</strong> the<br />

emergency exception to the 90-day wait.<br />

21 (orig<strong>in</strong>al, repealed 1977).<br />

475. CooLEY, supra note 36, at 188.<br />

476. WASH. CONST. art. Im, § 17.<br />

477. SUrHERLAND,supra note 242, §§ 104, 108, at 124-25, 129-30.<br />

478. WASH. CoNsT. art. II, § 31 (stricken by amendment 7) ("No law, except appropriation<br />

bills, shall take effect until n<strong>in</strong>ety days after the adjournment <strong>of</strong> the session at which it was enacted,<br />

unless <strong>in</strong> case <strong>of</strong> an emergency (which emergency must be expressed <strong>in</strong> the preamble or body <strong>of</strong> the<br />

act) the legislature shall otherwise direct by a vote <strong>of</strong> two-thirds <strong>of</strong> all <strong>of</strong> the members elected to each<br />

house").<br />

479. 1891 Wash. Sess. <strong>Law</strong>s ch. 9, § 15; See, e.g., 1891 Wash. Sess. <strong>Law</strong>s ch. 1, § 4<br />

(emergency declaration stat<strong>in</strong>g that time to pay taxes would otherwise expire before law took effect).<br />

Cf 1891 Wash. Sess. <strong>Law</strong>s ch. 2, § 2 (appropriation act conta<strong>in</strong>ed immediate effective date but no<br />

declaration <strong>of</strong> emergency).<br />

480. State ex rel. Brislawn v. Meath, 147 P. 11, 14 (Wash. 1915) ("At the time [article II]<br />

section 31 was written <strong>in</strong> our constitution, it had already been declared by other courts to be a<br />

stillborn child, a voice dy<strong>in</strong>g <strong>in</strong> the utterance <strong>of</strong> a command, putt<strong>in</strong>g no restra<strong>in</strong>t upon the Legislature,<br />

and be<strong>in</strong>g beyond the range <strong>of</strong> judicial <strong>in</strong>terference. It was <strong>in</strong> legal effect and under judicial<br />

construction as barren as if no words had been written after the section number."); SunTERAN<br />

supra note 242, § 108, at 129-30.


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B. Amendment 7Authorizes Referenda but Deletes the Emergency Requirement<br />

Amendment 7, approved by the legislature <strong>in</strong> 1911 and the voters <strong>in</strong> 1912,<br />

returned some legislative powers to the people. First, under the <strong>in</strong>itiative power, the<br />

citizens may enact laws by petition<strong>in</strong>g to put a measure before the legislature or<br />

directly on the ballot. 48 ' Second, under the referendum power, voters may petition to<br />

reject a bill enacted by the legislature by putt<strong>in</strong>g the law on the ballot (referendum<br />

measure), and the legislature may also refer legislation to the voters for their approval<br />

or rejection (referendum bill). 482<br />

In restor<strong>in</strong>g these powers to the voters, amendment 7 elim<strong>in</strong>ated article II, section<br />

31 and its requirement that a legislative supermajority must affirmatively declare an<br />

emergency <strong>in</strong> order for a law to take effect immediately. Instead, amendment 7<br />

constitutionally l<strong>in</strong>ks the right <strong>of</strong> referendum with permissible effective dates: if an<br />

act is subject to referendum, it may not take effect sooner than 90 days after the end<br />

483<br />

<strong>of</strong> the legislative session. In addition to serv<strong>in</strong>g the "notification" purposes <strong>of</strong> the<br />

orig<strong>in</strong>al constitutional requirement, under amendment 7 the 90-day delay serves a<br />

further purpose-allow<strong>in</strong>g the voters time to file and circulate a referendum petition<br />

aga<strong>in</strong>st the bill. Conversely, if an act is exempt from referendum, amendment 7<br />

permits it to take effect sooner than the 90-day wait. 484<br />

In this respect, amendment 7 had an ironic effect on direct democracy: the<br />

legislative bar to an immediate effective date-an "emergency" declared by a twothirds<br />

vote under former article 11, section 31-was higher before there was any right<br />

<strong>of</strong> referendum with which an immediate effective date could <strong>in</strong>terfere, yet lower<br />

thereafter. After amendment 7, only a constitutional majority is required to <strong>in</strong>clude<br />

the emergency clause that declares an act is exempt from referendum and that permits<br />

an immediate effective date. 48 5<br />

This dist<strong>in</strong>ction among permissible effective dates for legislation thus directly<br />

relates to amendment 7's exclusion <strong>of</strong> some bills from the voters' referendum power.<br />

Amendment 7 conta<strong>in</strong>s two express exceptions to this right:<br />

The second power reserved by the people is the referendum, and it may be<br />

ordered on any act, bill, law, or any part there<strong>of</strong> passed by the legislature, except<br />

such laws as may be necessary for the immediate preservation <strong>of</strong> the public<br />

481. WASH. CONST. art. II, § 1(a).<br />

482. WASH. CoNST. art I, § l(b).<br />

483. WASH.CONST. art. f,§§ 1(c),41.<br />

484. WASH. CoNsT. art. H, §§ 1(b) and (c)(amendment 7).<br />

485. WASH. CONST. art. Hl, §§ 1(c) (amendment 7) (strik<strong>in</strong>g article U, § 31 and add<strong>in</strong>g §§ 1 (b)<br />

and c).


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peace, health or safety, [or] support <strong>of</strong> the state government and its exist<strong>in</strong>g<br />

public <strong>in</strong>stitutions .... 486<br />

The framers <strong>of</strong> amendment 7 crafted these exceptions quite deliberately, aware <strong>of</strong> the<br />

potentially disruptive force <strong>of</strong> an "unbridled license to refer legislation. ' 487 When<br />

amendment 7 was be<strong>in</strong>g debated, Wash<strong>in</strong>gton's sister states exempted various<br />

categories <strong>of</strong> bills from the referendum power. 488 Wash<strong>in</strong>gton's legislature and voters<br />

drew a lesson from Oregon, where at the turn <strong>of</strong> the last century voters had disrupted<br />

state government by seek<strong>in</strong>g repeated referenda on the budget for the University <strong>of</strong><br />

Oregon. 489 The drafters <strong>of</strong> amendment 7 thus <strong>in</strong>cluded two separate exceptions to the<br />

referendum power: the "support <strong>of</strong> state government" exception, and the "police<br />

power" exception. If a bill fits with<strong>in</strong> either <strong>of</strong> these exceptions, the voters may not<br />

seek a referendum. 490 The two exceptions are.discussed <strong>in</strong> more detail below <strong>in</strong><br />

Sections VIII.D and VIH.E, respectively.<br />

C. The Legislative "Emergency Clause" and Judicial Deference<br />

The legislature employs the emergency clause 491 to <strong>in</strong>dicate that the legislature<br />

believes an act falls with<strong>in</strong> the constitutional exceptions to the referendum power.<br />

The emergency clause recites the constitutional exception language by declar<strong>in</strong>g that<br />

an act is "necessary for the immediate preservation <strong>of</strong> the public peace, health, or<br />

safety, or support <strong>of</strong> state govemment and its exist<strong>in</strong>g public <strong>in</strong>stitutions" and takes<br />

effect either immediately or on a specified date (<strong>of</strong>ten July 1)."' The court has<br />

cautioned the legislature that "emergency clauses" must rely on the text <strong>of</strong> the<br />

constitution and that the legislature may not use extra-constitutional standards (such<br />

as "public welfare") to declare that a bill falls with<strong>in</strong> one <strong>of</strong> the exceptions. 493<br />

486. WASH. CONST. art. II, § l(b) (emphasis added); Although the text <strong>of</strong> amendment 7<br />

separates these two clauses with a comma rather than a conjunction, courts read the sentence<br />

disjunctively to establish two separate exceptions, and have done so s<strong>in</strong>ce the first state supreme<br />

court decision <strong>in</strong>terpret<strong>in</strong>g amendment 7; See generally State ex rel. Brislawn v. Meath, 147 P. 11<br />

(Wash. 1915).<br />

487. State ex rel. Blakeslee v. Clausen, 148 P. 28, 30 (Wash. 1915).<br />

488. Id.at3l.<br />

489. Id. at 30-31 (Wash<strong>in</strong>gton's referendum exemptions were <strong>in</strong>tended to "avoid the error<br />

that Oregon had made."); see Even, supra note 44, at 280-82.<br />

490. WASH. CONST. art. I, § l(b) (amendment 7).<br />

491. The emergency clause is actually a section rather than a clause. This means that the<br />

govemor may veto an emergency clause. See WASH. CONST. art. HI, § 12 (govemor's section veto<br />

power).<br />

492. BILL DRAFTING GUIDE, supra note 245, at 20-21; WASH. CoNsT. art. HI, § 1 (b).<br />

493. State ex rel. Kennedy v. Reeves, 157 P.2d 721 (Wash. 1945); State ex rel. Rob<strong>in</strong>son v.<br />

Reeves, 135 P.2d 75, 78 (Wash. 1943) ("promotion <strong>of</strong> public welfare" rejected). Cf H.B. 1321, 60th<br />

Leg., Reg. Sess. (Wash. 2007) (parental notification for abortion, act necessary for immediate


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WASHINGTON'S LAW OF LAW-MAKING<br />

Both the legislature 4 94 and the courts 4 95 (as well as legal 4 96 and political 4 97<br />

commentators and this author) cont<strong>in</strong>ue to use the outmoded phrase "emergency<br />

clause" to refer to these statutory declarations, even after the repeal <strong>of</strong> article II,<br />

section 31's textual emergency requirement. Use <strong>of</strong> this term has several confus<strong>in</strong>g<br />

effects.<br />

First, it no longer has a basis <strong>in</strong> the constitution: neither the constitution nor the<br />

emergency clause itself conta<strong>in</strong>s the term "emergency. '498 Second, it obscures the<br />

separate nature <strong>of</strong> the two dist<strong>in</strong>ct exceptions from the referendum power: 499 the<br />

"emergency clause" currently used by the legislature declares both conditionsimmediate<br />

police power and support <strong>of</strong> government, even though conceivably only<br />

one <strong>of</strong> the two conditions may apply to any particular bill. Third, use <strong>of</strong> the term<br />

"emergency" blurs the fact that the "support <strong>of</strong> state government" exception is not<br />

subject to the immediacy requirement <strong>of</strong> the police power exception. 5 °0 If an act falls<br />

with<strong>in</strong> the "support <strong>of</strong> state government" exception, it need not be immediate or<br />

emergent to be exempt from referendum and thus qualify for an effective date with<strong>in</strong><br />

the 90-day wait. Fourth, it confuses legislators, commentators, and voters, many <strong>of</strong><br />

whom legitimately would not consider anyth<strong>in</strong>g short <strong>of</strong> a disaster-certa<strong>in</strong>ly not<br />

taxes or stadia-to constitute an "emergency."<br />

Brislawn v. Meath, the first state supreme court decision to consider the validity<br />

<strong>of</strong> an emergency clause, declared that the differences <strong>in</strong> text between former article II<br />

section 31 and the new text added by amendment 7 to article II section 1 made<br />

legislative declaration <strong>of</strong> "emergencies" subject to judicial review. 50 1 Presumably, the<br />

court reasoned that the description <strong>in</strong> amendment 7 <strong>of</strong> the two types <strong>of</strong> legislation<br />

exempt from referendum, as compared to article H, sec. 31 's deference to the<br />

preservation <strong>of</strong> the public peace, health, morals, or safety") (emphasis supplied).<br />

494. BILL DRAFTiNG GUIDE, supra note 245 at 20-21.<br />

495. See e.g., CLEAN v. State, 928 P.2d 1054,1064 (Wash. 1996); Wash. Farm Bureau Fed'n<br />

v. Reed, 115 P.3d 301, 304 (Wash. 2005) (both commenc<strong>in</strong>g discussion with reference to<br />

"emergency clause"); State ex rel. Brislawn v. Meath, 147 P. 11, 12 (Wash. 1915) (first Wash<strong>in</strong>gton<br />

case <strong>in</strong>terpret<strong>in</strong>g amendment 7 refers to "emergency clause").<br />

496. E.g., Page, supra note 464, at 220; Sanders, supra note 23, at 9; Even, supra note 44, at<br />

282 (not<strong>in</strong>g that phrase obscures the clause's legal nature).<br />

497. Eg., Editorial, Olympia Sees Emergencies, SEATTLE TIMES, Feb. 13, 2007, at B6,<br />

available at 2007 WLNR 2878136; Stephen L. Johnson, Go Easy on Emergency Clause, SEATTLE<br />

POST-INTELLIGENCER, Jan. 11, 2006, at B7, available at 2004 WLNR 3173810 (the author was then a<br />

state senator); See generally Bechtle, supra note 464.<br />

498. See Wash. State Farm Bureau Fed'n v. Reed, 115 P.3d 301, 310 (Wash. 2005) (Johnson,<br />

J.M., J., dissent<strong>in</strong>g) (not<strong>in</strong>g that the constitutional text conta<strong>in</strong>s no reference to an "emergency<br />

clause"; rather, it establishes exception to referendum power).<br />

499. Even, supra note 44, at 282.<br />

500. State ex rel. Blakeslee v. Clausen, 148 P. 28, 33 (Wash. 1915) ("immediate" does not<br />

qualify support <strong>of</strong> state government exception).<br />

501. State exrel. Brislawnv. Meath, 147P. 11, 13 (Wash. 1915).


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legislative supermajority's emergency declaration, gave the court the ability to test the<br />

legislation aga<strong>in</strong>st the text <strong>of</strong> the constitutional exceptions. 50 2 The court concluded<br />

that the referendum power may be withheld only where the act falls with<strong>in</strong> the two<br />

constitutional exceptions, subject to judicial review:<br />

If the act be doubtful, the question <strong>of</strong> emergency will be treated as a legislative<br />

question and the doubt resolved <strong>in</strong> favor <strong>of</strong> the declaration <strong>of</strong> emergency made<br />

by the legislative body .... But we are asked how can we say what is with<strong>in</strong> the<br />

police power and what is not. The answer is: How did we say, <strong>in</strong> the many cases<br />

decided by this court, that a given condition was with<strong>in</strong> or without the police<br />

power? By the exercise <strong>of</strong> reasonable judgment, by measur<strong>in</strong>g the premise by<br />

the standard, would the m<strong>in</strong>ds <strong>of</strong> reasonable men, <strong>in</strong> light <strong>of</strong> the needs and<br />

necessities <strong>of</strong> the present, agree that the act is with<strong>in</strong> the police power? °3<br />

Just months after Brislawn's <strong>in</strong>itial <strong>in</strong>sistence on the power <strong>of</strong> judicial review,<br />

Case v. Howell confirmed that <strong>in</strong> doubtful cases the court must defer to the legislative<br />

emergency declaration. 50 4 In the most recent cases, courts <strong>of</strong>fer substantial deference<br />

to the legislature, 50 5 though not<strong>in</strong>g that validity <strong>of</strong> an emergency clause is a judicial<br />

question if the legislature has not clearly <strong>in</strong>dicated its <strong>in</strong>tentions. 50 6<br />

Judicial deference to the legislative declaration appears to have reached its<br />

zenith-or nadir, depend<strong>in</strong>g on one's perspective-<strong>in</strong> CLEAN v. State, <strong>in</strong> which the<br />

court stated that: 50 7<br />

[S]uch legislative declaration <strong>of</strong> emergency and necessity for the enactment is<br />

conclusive and must be given effect, unless the declaration is on its face<br />

obviously false; and, <strong>in</strong> determ<strong>in</strong><strong>in</strong>g the truth or falsity <strong>of</strong> the legislative<br />

declaration, we will enter upon no <strong>in</strong>quiry as to the facts but must consider the<br />

502. In a rather mixed metaphor, the Brislawn court declared that the people "fixed a limit<br />

beyond which the Legislature cannot go without do<strong>in</strong>g violence to the will and the voice <strong>of</strong> the<br />

people. It is that current <strong>in</strong> the judicial stream marked by certa<strong>in</strong> phases <strong>of</strong> the police power and the<br />

support <strong>of</strong> the state government and its exist<strong>in</strong>g <strong>in</strong>stitutions." Id at 14.<br />

503. Id. at 16-17. Confus<strong>in</strong>gly, with<strong>in</strong> the course <strong>of</strong> a few pages, Brislawn seems to say both<br />

that doubtful cases should be resolved <strong>in</strong> favor <strong>of</strong> the legislative declaration, id at 16, and <strong>in</strong> favor <strong>of</strong><br />

the reserved right <strong>of</strong> referendum, id. at 15 ("the doubt, if there be any, should be resolved <strong>in</strong> favor <strong>of</strong><br />

the reserved power <strong>of</strong> the people <strong>in</strong>stead <strong>of</strong> <strong>in</strong> the admittedly unwarranted declaration <strong>of</strong> the<br />

Legislature"); cf Wash. State Farm Bureau Fed'n v. Reed, 115 P.3d 301,310 (Wash. 2005) (Johnson,<br />

J.M., J., dissent<strong>in</strong>g). These statements should be dist<strong>in</strong>guished. The latter quotation is the Brislawn<br />

court's characterization <strong>of</strong> the hold<strong>in</strong>g <strong>in</strong> Oklahoma City v. Shields, 100 P. 559, 576 (Okla. 1908).<br />

The former quotation is Brislawn's hold<strong>in</strong>g.<br />

504. Stateexrel. Case v. Howell, 147 P. 1162,1164 (Wash. 1915).<br />

505. CLEAN v. State, 928 P.2d 1054, 1068-69 (Wash. 1996); Wash. State Farm Bureau, 115<br />

P.3d at 305.<br />

506. Wash. State Labor Council v. Reed, 65 P.3d 1203, 1209 (Wash. 2003).<br />

507. CLEAN, 928 P.2d at 1069.


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question from what appears upon the face <strong>of</strong> the act, aided by the court's judicial<br />

knowledge. We must give to the action <strong>of</strong> the legislature and its declaration <strong>of</strong><br />

508<br />

an emergency every favorable presumption.<br />

In some respects, this deference is rooted <strong>in</strong> the constitution: courts are ill-situated to<br />

second-guess the legislative fact-f<strong>in</strong>d<strong>in</strong>g that motivates and justifies (or purports to<br />

justify) the legislature's decision to <strong>in</strong>clude an emergency clause. The<br />

constitutionally prescribed difference <strong>in</strong> the respective roles necessitates at least some<br />

judicial deference to the fact-f<strong>in</strong>d<strong>in</strong>g body. 50 9 At the same time, the court should not<br />

abandon its duty to give mean<strong>in</strong>g to the constitutional text and to test the four comers<br />

<strong>of</strong> the legislation aga<strong>in</strong>st that constitutional text, as further discussed below <strong>in</strong> Section<br />

VIII.E.<br />

D. The Support <strong>of</strong> State Government Exception and Farm Bureau v. Reed<br />

Under amendment 7, a bill is exempt from referendum if it is "necessary for the.<br />

•. support <strong>of</strong> the state government and its exist<strong>in</strong>g public <strong>in</strong>stitutions." ' 0 Brislawn<br />

<strong>in</strong>itially characterized this exception as perta<strong>in</strong><strong>in</strong>g to appropriations legislation, 5 1 1 but<br />

shortly thereafter that court took a closer look <strong>in</strong> Blakeslee. At the time amendment 7<br />

was adopted, whether appropriations bills or bills necessary for the support <strong>of</strong> state<br />

government should be exempt from referendum was a "live topic <strong>of</strong> controversy." 512<br />

Other states' constitutions specifically exempted, for example, appropriations<br />

legislation or tax levies from the referendum power, 513 so the framers <strong>of</strong> amendment<br />

508. Id at 1066 (quot<strong>in</strong>g State ex rel. Humiston v. Meyers, 380 P.2d 780 (Wash. 1963)).<br />

509. For example, the court does not-and cannot-undertake the research and analysis needed<br />

to decide the thousands <strong>of</strong> factual questions and value judgments that are required to enact a balanced<br />

legislative budget, so the court is not well-placed to determ<strong>in</strong>e whether additional revenue is needed<br />

to support expenditures or establish an adequate end<strong>in</strong>g fund balance. See Wash. State Farm Bureau<br />

Fed'n, 115 P.3d at 313-16 (Johnson, J.M., J., dissent<strong>in</strong>g) (legislature could have balanced budget<br />

without tax <strong>in</strong>creases); see also State ex rel. Short v. H<strong>in</strong>kle, 198 P. 535, 536-37 (Wash. 1921) ("The<br />

court is not concerned with whether-for the reason that it cannot know--4he results anticipated by<br />

[the law] will be achieved. . . . The Legislature possessed the opportunity (and is conclusively<br />

presumed to have availed itself <strong>of</strong> the opportunity) to know the facts .... [The court] can take no<br />

testimony; [it has] no mach<strong>in</strong>ery to gather the facts .. ") overruled <strong>in</strong>part by State ex re. Rob<strong>in</strong>son<br />

v. Reeves, 135 P.2d 75 (Wash. 1943)overruled<strong>in</strong> part by State ex rel. Hoppe v. Meyers, 363 P.2d 121<br />

(Wash. 1961). Cf Brown v. Owen, No. 81287-0, 2009 WL 564432, at *4-5 (Wash. Mar. 5, 2009) (a<br />

primary consideration <strong>in</strong> separation <strong>of</strong> powers analysis is that judiciary not be drawn <strong>in</strong>to tasks more<br />

appropriate to another branch).<br />

510. WASH. CONST. art. II, § 1 (b).<br />

511. State ex rel. Brislawn v. Meath, 147 P. 11, 16 (Wash. 1915). The support <strong>of</strong> state<br />

government exception was not at issue <strong>in</strong> Brislawn.<br />

512. State ex rel. Blakeslee v. Clausen, 148 P. 28,31 (Wash. 1915).<br />

513. Id. at 31 (compar<strong>in</strong>g constitutions <strong>of</strong> Oregon, Arkansas, California, Ohio, Colorado,<br />

Michigan, and South Dakota).


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7 had a number <strong>of</strong> models from which to choose, but amendment 7 deliberately used<br />

the broader phrase "support <strong>of</strong> the [state] govemment and its exist<strong>in</strong>g [public]<br />

<strong>in</strong>stitutions. 514<br />

Accord<strong>in</strong>g to the courts, this exception therefore encompasses not only<br />

appropriations bills, 515 but also bills that levy taxes 5 16 or otherwise br<strong>in</strong>g <strong>in</strong><br />

revenue, 517 as well as bills that affect the state budget and must be read <strong>in</strong> pari<br />

materia with budget legislation. 518<br />

As def<strong>in</strong>ed by the court, "public <strong>in</strong>stitutions" means<br />

any organized activity created or established by law or public authority. It is not<br />

alone those <strong>in</strong>stitutions <strong>of</strong> a physical character, but also, all branches and<br />

departments created by law and exercis<strong>in</strong>g any activity or function def<strong>in</strong>ed by<br />

the legislature and exist<strong>in</strong>g at the time the amendment was adopted, or which, if<br />

newly created by the legislature have not been rejected by resort to<br />

referendum. 519<br />

For example, from the standpo<strong>in</strong>t <strong>of</strong> the appropriations needed to support it, public<br />

assistance is an "exist<strong>in</strong>g public <strong>in</strong>stitution, ' 520 even though the recipients themselves<br />

are not a state agency or <strong>in</strong>stitution. The requirement that the state <strong>in</strong>stitution be<br />

"exist<strong>in</strong>g" appears <strong>in</strong>tended to permit referenda on acts that both establish a new legal<br />

514. Id.<br />

515. Brislawn, 147 P. at 16.<br />

516. Andrews v. Munro, 689 P.2d 399, 401 (Wash. 1984); State ex rel. Hoppe v. Meyers, 363<br />

P.2d 121, 125-27 (Wash. 1961).<br />

517. Farris v. Munro, 662 P.2d 821, 825-27 (Wash. 1983) (lottery exempt as revenue bill).<br />

But see State ex rel. Humiston v. Meyers, 380 P.2d 735, 739 (Wash. 1963) (face <strong>of</strong> bill did not show<br />

that gambl<strong>in</strong>g legalization would produce revenue).<br />

518. State ex rel. Pennock v. Coe, 257 P.2d 190, 200-01 (Wash. 1953) (Pennock 1) (revis<strong>in</strong>g<br />

public assistance); State ex rel. Pennock v. Reeves, 179 P.2d 961,963-64 (Wash. 1947) ("Pennock 11)<br />

(revis<strong>in</strong>g public assistance), overruled on other grounds, Pennock v. Coe, 257 P.2d 190, 194-96<br />

(Wash. 1953); State ex rel. Helm v. Kramer, 510 P.2d 1110, 1113-14, 1118-20 (Wash. 1973) (public<br />

<strong>of</strong>ficials' salary schedule); Wash. State Farm Bureau Fed'n v. Reed, 115 P.3d 301, 306 (Wash. 2005)<br />

(bill suspend<strong>in</strong>g statutory supermajority vote requirement for tax legislation so that legislature could<br />

levy taxes with a simple majority was enacted "<strong>in</strong> the context <strong>of</strong> enact<strong>in</strong>g" the budget); State er rel.<br />

Anderson v. Howell, 181 P. 37, 38-39 (Wash. 1919).<br />

519. State ex rel. Hoppe, 363 P.2d at 125 (cit<strong>in</strong>g State ex rel. Blakeslee v. Clausen, 148 P 28,<br />

32 (Wash. 1915)).<br />

520. Pennock v. Coe, 257 P.2d at 200.


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entity and provide for its support. 521 But exist<strong>in</strong>g public <strong>in</strong>stitutions may <strong>in</strong>clude new<br />

construction for the purposes <strong>of</strong> susta<strong>in</strong><strong>in</strong>g ongo<strong>in</strong>g activities. 522<br />

Under Andrews, this exception protects an act from referendum even when the<br />

legislature does not <strong>in</strong>clude an express emergency clause <strong>in</strong> the bill, 523 though where<br />

an emergency clause applies to some sections and not others, the court may <strong>in</strong>fer that<br />

the legislature <strong>in</strong>tended the latter sections to be subject to referendum. 524 Further, the<br />

court may uphold a bill under the support <strong>of</strong> state government exception even where<br />

the bill was defended under the police power exception. 525<br />

Given the political onus that comes from attach<strong>in</strong>g an emergency clause, 526 <strong>in</strong> at<br />

least one bill "for the support <strong>of</strong> state government" the legislature has attempted to<br />

<strong>in</strong>dicate to the court that the constitution protects the legislation from referendum<br />

without actually <strong>in</strong>clud<strong>in</strong>g a controversial emergency clause. 527 In 2003<br />

transportation tax legislation, the legislature asserted that the state's transportation<br />

systems were <strong>in</strong> "critical need <strong>of</strong> repair, restoration, and enhancement," and that the<br />

revenues raised by the bill were dedicated for these purposes. 528 The legislature<br />

further declared that certa<strong>in</strong> <strong>of</strong> these tax <strong>in</strong>creases took effect July 1, 2003-fewer<br />

than 90 days after the end <strong>of</strong> the legislative session-yet the bill did not <strong>in</strong>clude an<br />

emergency clause.5 29 Evidently the legislature was rely<strong>in</strong>g on Andrews to provide<br />

that the bill was exempt from referendum through operation <strong>of</strong> the constitution<br />

without regard to <strong>in</strong>clusion or omission <strong>of</strong> an emergency clause. A referendum was<br />

not filed aga<strong>in</strong>st the tax bill.<br />

Farm Bureau v. Reed is the state supreme court's most recent rul<strong>in</strong>g on the<br />

emergency clause. 530 A few weeks before the end <strong>of</strong> the 2005 legislative session, the<br />

legislature passed Engrossed Substitute Senate Bill 6078 (ESSB 6078), which<br />

521. Blakeslee, 148 P. at 32; see State ex rel. Rob<strong>in</strong>son v. Reeves, 125 P.2d 75, 77-79 (Wash.<br />

1943) (act addresses <strong>in</strong>stitutions that may be created, not exist<strong>in</strong>g <strong>in</strong>stitutions); State ex rel. Burt v.<br />

Hutch<strong>in</strong>son, 21 P.2d 514, 515(Wash. 1933) (referendum permitted on revenue measure to support<br />

new program).<br />

522. State ex reL Hoppe, 363 P3d at 125-26.<br />

523. Compare Andrews v. Munro, 689 P.2d 399, 401 (Wash. 1984) (revenue bill exempt<br />

from referendum even without emergency clause), with Wash. State Labor Council v. Reed, 65 P.3d<br />

1203, 1210 (Wash. 2003) (court will defer to legislature's <strong>in</strong>clusion or omission <strong>of</strong> emergency<br />

clause); see also State ex rel. Helm v. Kramer, 510 P.2d 1110, 1115 (Wash. 1973) (bills <strong>in</strong> support <strong>of</strong><br />

state government do not require an emergency clause to be exempt from referendum); Pennock v.<br />

Reeves, 179 P.2d at 963-64, overruled on other grounds, Pennockv Coe, 257 P.2d at 202-03.<br />

524. Wash. State Labor Council, 65 P.3d at 1209.<br />

525. State ex rel. Reiter v. H<strong>in</strong>kle, 297 P. 1071, 1074-75 (Wash. 1931); State ex rel. Case v.<br />

Howell, 147 P. 1162,1164-65 (Wash. 1915).<br />

526. See supra note 497.<br />

527. 2003 Wash. Sess. <strong>Law</strong>s ch 361 (Substitute H.B. 2231).<br />

528. 2003 Wash. Sess. <strong>Law</strong>s ch 361, § 101.<br />

529. 2003 Wash. Sess. <strong>Law</strong>s ch 361, § 703.<br />

530. Wash. State Farm Bureau Fed'n v. Reed, 115 P.3d 301 (Wash. 2005).


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temporarily suspended 1-601 's two-thirds vote requirement for tax <strong>in</strong>creases. 531 The<br />

bill conta<strong>in</strong>ed an emergency clause and declared that it took effect immediately upon<br />

the governor's signature. 532 In the rema<strong>in</strong><strong>in</strong>g portion <strong>of</strong> the 2005 legislative session,<br />

the legislature enacted tax <strong>in</strong>crease legislation that was approved by a constitutional<br />

majority, but not by a two-thirds supermajority. 533 The Farm Bureau and others<br />

sought to override the suspension <strong>of</strong> the two-thirds vote requirement by fil<strong>in</strong>g an<br />

affidavit for proposed referendum on ESSB 6078. Because the bill <strong>in</strong>cluded an<br />

emergency clause, the Secretary <strong>of</strong> State refused to process the proposed referendum,<br />

and the Farm Bureau sought a writ <strong>of</strong> mandamus. 534<br />

In its Farm Bureau v. Reed rul<strong>in</strong>g, the court determ<strong>in</strong>ed that bills enacted "<strong>in</strong> the<br />

context <strong>of</strong> enact<strong>in</strong>g the biennial [state] budget" fall with<strong>in</strong> the constitutional<br />

referendum exception for bills "necessary for the support <strong>of</strong> government and its<br />

<strong>in</strong>stitutions. ... " 535 Because the legislature deemed the suspension <strong>of</strong> the two-thirds<br />

vote requirement necessary to enact the revenue measures that were needed to<br />

balance the legislative budget, ESSB 6078 was exempt from referendum. 536 A<br />

dissent argued that the legislation showed no emergency and revenue was not actually<br />

needed to balance the budget. 537<br />

While proponents <strong>of</strong> the referendum power may f<strong>in</strong>d Farm Bureau v. Reed<br />

difficult to accept as a political matter, neither the text <strong>of</strong> the state constitution nor the<br />

court decisions <strong>in</strong>terpret<strong>in</strong>g it limit the support <strong>of</strong> state government exception merely<br />

to appropriations bills, nor do they require a fiscal emergency before the exception<br />

applies. Their quarrel <strong>in</strong> this case appears to be with the language <strong>of</strong> amendment 7<br />

itself<br />

E. The "Police Power" Exception and CLEAN v. State<br />

The second exception to the referendum power has been referred to as the<br />

"police power" exception s<strong>in</strong>ce the court's decision <strong>in</strong> Brislawn v. Meath, the first<br />

decision to <strong>in</strong>terpret amendment 7.538 Notwithstand<strong>in</strong>g the specificity <strong>of</strong> the<br />

constitution's text ("immediate preservation <strong>of</strong> public peace, health, or safety"), the<br />

courts have broadly equated that constitutional phrase with the state's police<br />

power539-the general power to enact legislation that "reasonably tend[s] to promote<br />

531. 2005 Wash. Sess. <strong>Law</strong>s ch. 72 (Substitute S.B. 6078)<br />

532. Substitute S.B. 6078.<br />

533. E.g 2005 Wash. Sess. <strong>Law</strong>s ch. 514 (Substitute H.B. 2314) (both <strong>in</strong>creas<strong>in</strong>g and<br />

decreas<strong>in</strong>g various taxes).<br />

534. Wash. State Farm Bureau, 115 P.3d at 303.<br />

535. Id. at 306, 309.<br />

536. Id at 307.<br />

537. Id. at 313 (Johnson, J.M., J., dissent<strong>in</strong>g).<br />

538. State ex reL. Brislawn v. Meath, 147 P. 11, 14 (Wash. 1915).<br />

539. CLEAN v. State, 928 P.2d 1054, 1065 (Wash. 1996).


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some <strong>in</strong>terest <strong>of</strong> the State.", 540 Further, "immediate" does not mean "<strong>in</strong>stantly, ' 54 '<br />

,,542<br />

nor need the "emergency" be <strong>of</strong> "apocalyptic dimensions.<br />

CLEAN 5 43 famously <strong>in</strong>volved a legislative declaration that the f<strong>in</strong>anc<strong>in</strong>g scheme<br />

for a baseball stadium was "necessary for the immediate preservation <strong>of</strong> the public<br />

peace, health, or safety." The CLEAN court noted that the constitution does not<br />

def<strong>in</strong>e "public peace, health, or safety" and that previous cases had <strong>in</strong>terpreted those<br />

terms as synonymous with an exercise <strong>of</strong> the state's police power. 544 The state's<br />

police power is described <strong>in</strong> CLEAN describes as "an attribute <strong>of</strong> sovereignty, an<br />

essential element <strong>of</strong> the power to govern, and this power exists without declaration,<br />

the only limitation on it be<strong>in</strong>g that it must reasonably tend to promote some <strong>in</strong>terest <strong>of</strong><br />

the State, and not violate any constitutional mandate. ' '545 In contrast, State ex rel.<br />

Case v. Howell specifically dist<strong>in</strong>guished the public peace, health, and safety<br />

exception from the general police power, not<strong>in</strong>g that the constitutional exception "is<br />

not so broad as the police power, which is so broad and variant with time and<br />

circumstance that its limits cannot be def<strong>in</strong>ed.,5 4 6 CLEAN concluded that if <strong>in</strong> the<br />

judgment <strong>of</strong> the legislature a baseball team improves the local economy and<br />

residents' quality <strong>of</strong> life, then it is "certa<strong>in</strong>ly with<strong>in</strong> the general police power <strong>of</strong> the<br />

State to construct a publicly owned stadium to promote those purposes ....[And the<br />

Legislature] had before it considerable evidence that the Stadium Act would promote<br />

the general welfare <strong>of</strong> the citizenry . . . ."547 Needless to say, this def<strong>in</strong>ition vastly<br />

broadens the constitutional terms "public peace, health, or safety." At a m<strong>in</strong>imum,<br />

540. Id. (quot<strong>in</strong>g Alderwood Assoc. v. Wash. Env't Council, 635 P.2d 108 (1981) (Dolliver,<br />

J., concurr<strong>in</strong>g)).<br />

541. State exrel. Casev. Howell, 147P. 1159, 1162 (Wash. 1915).<br />

542. CLEAN, 928 P.2d at 1067. Compare WASH. CONST. art. II, § 1(c) with WAsH. CONST. art.<br />

VIII, § 2 (permitt<strong>in</strong>g state to contract debt <strong>in</strong> excess <strong>of</strong> debt limit "to repel <strong>in</strong>vasion, suppress<br />

<strong>in</strong>surrection, or to defend the state <strong>in</strong> war"); WASH. CONST. art. VII, § 12 (amendment 99, Engrossed<br />

Substitute Senate Jo<strong>in</strong>t Resolution 8206, adopted by the voters at the November 2007 election)<br />

(permitt<strong>in</strong>g expenditures with constitutional majority vote from Budget Stabilization Account <strong>in</strong> the<br />

event <strong>of</strong> "state <strong>of</strong> emergency result<strong>in</strong>g from catastrophic event that necessitates government action to<br />

protect life or public safety").<br />

543. CLEAN, 928 P.2d at 1059.<br />

544. Id. at 1065.<br />

545. Id<br />

546. State ex rel. Case v. Howell, 147 P. 1162, 1163 (Wash. 1915); see CLEAN, 928 P.2d at<br />

1078 (Sanders, J., dissent<strong>in</strong>g) (question<strong>in</strong>g majority's equation <strong>of</strong> public peace, health, or safety<br />

exception with the police power); see also Sanders, supra note 23, at 9 (court equated the specific<br />

language <strong>of</strong> the constitution with its expanded view <strong>of</strong> the police power).<br />

547. CLEAN, 928 P.2d at 1066, 1068 (emphasis added). Compare State ex ret. Kennedy v.<br />

Reeves, 157 P.2d 721 (Wash. 1945); State ex rel. Rob<strong>in</strong>son v. Reeves, 135 P.2d 75, 78 (Wash. 1943)<br />

("promotion <strong>of</strong> public welfare" rejected as standard for exclusion from referendum), overruled on<br />

other grounds by State ex ret. Hoppe v. Meyers, 363 P.2d 121 (Wash. 1961).


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CLEAN's broad def<strong>in</strong>ition <strong>of</strong> the police power "appears over<strong>in</strong>clusive and thus not<br />

analytically useful." 548<br />

The CLEAN court next <strong>in</strong>quired whether this broad police power was used <strong>in</strong><br />

emergent circumstances. 549 The court used legislative floor speeches and the fact that<br />

a special session was called to determ<strong>in</strong>e that the legislature acted <strong>in</strong> temporally<br />

urgent, i.e., "immediate" conditions. 550 This satisfied the court that there was a "clear<br />

and present danger" that the baseball team would leave the state absent prompt<br />

legislative action; "the state was faced with an emergency which made it necessary<br />

for the act to take effect immediately. ' 55 ' However, this misreads the constitutional<br />

standard-the question is not the perceived need for the act to take effect<br />

immediately; it is whether the constitutional subject matter exceptions to the<br />

referendum powerpermit the act to take effect immediately.<br />

Although establish<strong>in</strong>g a fund<strong>in</strong>g mechanism for a stadium might be a public<br />

purpose for which tax dollars may be spent 552 and an otherwise legitimate exercise <strong>of</strong><br />

the legislature's plenary authority to enact laws, 553 and although the circumstances<br />

might have demonstrated a need for prompt legislative action, these conclusions do<br />

not place the act with<strong>in</strong> the "peace, health, or safety" exception to the referendum<br />

power. In its haste to defer to the legislature's declaration, the court omitted direct<br />

analysis <strong>of</strong> the constitution's textual requirement by fail<strong>in</strong>g to give mean<strong>in</strong>g to "public<br />

peace, health, and safety" as dist<strong>in</strong>ct from the police power generally. This has the<br />

result <strong>of</strong> expand<strong>in</strong>g the police power exception to any form <strong>of</strong> temporally urgent<br />

legislation.<br />

For example, <strong>in</strong> 2007 the legislature <strong>in</strong>cluded emergency clauses <strong>in</strong> legislation to<br />

re<strong>in</strong>state 1-747 property tax limits 554 and to revise restrictions on use <strong>of</strong> agency shop<br />

fees for political purposes. 555 These bills may have been temporally urgent-<strong>in</strong> the<br />

former case, a special legislative session was called after the court's decision <strong>in</strong><br />

Wash<strong>in</strong>gton Citizens Action to prevent local governments from <strong>in</strong>creas<strong>in</strong>g property<br />

taxes, and <strong>in</strong> the latter case, with a U.S. Supreme Court decision pend<strong>in</strong>g, the<br />

legislature sought to clarify the law so that unions could lawfully cont<strong>in</strong>ue political<br />

548. Hugh D. Spitzer, Municipal Police Power <strong>in</strong> Wash<strong>in</strong>gton State, 75 WASH. L. REV. 495,<br />

506(2000).<br />

549. CLEAN, 928 P3d at 1067-68.<br />

550. Id at 1067.<br />

551. Id at 1067-68.<br />

552. See WASH. CoNsT. art. VII, § 1 (taxes "shall be levied and collected for public purposes<br />

only); CLEAN, 928 P.3d at 1060-61 (hold<strong>in</strong>g stadium was a "public purpose" under art. VII, § 1).<br />

553. See CLEAN, 928 P.3d at 1061-62 (conclud<strong>in</strong>g that <strong>in</strong> the absence <strong>of</strong> donative <strong>in</strong>tent and<br />

given that consideration would be provided to the public <strong>in</strong> the form <strong>of</strong> lease payments, the stadium<br />

legislation did not violate the lend<strong>in</strong>g <strong>of</strong> credit provisions <strong>of</strong> WASH. CoNsT. art. VIl1, §§ 5 and 7).<br />

554. 2007 Wash. <strong>Law</strong>s 1st Sp. Sess. ch. 1, § 4.<br />

555. 2007 Wash. Sess. <strong>Law</strong>s ch. 438, § 2.


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advocacy. 556 Given the issues and constituencies <strong>in</strong>volved, it is also reasonable to<br />

presume that both bills were politically urgent as well. Yet, absent reliance on the<br />

breadth <strong>of</strong> CLEAN, neither bill appears to fit with<strong>in</strong> the constitutional exceptions for<br />

the support <strong>of</strong> state government or immediate protection <strong>of</strong> the public peace, health,<br />

or safety. (No referenda ensued <strong>in</strong> either case.)<br />

In addition, CLEAN's equation <strong>of</strong> the referendum exception with statutes that<br />

"require" prompt effective dates may validate a frequent, but not always<br />

constitutionally supportable, legislative practice. Most major budget and fiscal<br />

legislation is <strong>in</strong>troduced <strong>in</strong> the 105-day sessions that occur <strong>in</strong> odd-numbered years. In<br />

these sessions, the "big budget" is adopted for the state fiscal biennium that beg<strong>in</strong>s on<br />

July 1 <strong>of</strong> odd-numbered years. 557 Also, bills with a fiscal impact, such as revenue and<br />

pension legislation or policy bills with budget impact, have historically been drafted<br />

to take effect with the new fiscal biennium (or fiscal year) on July 1.558 This allows<br />

the fiscal or policy change to co<strong>in</strong>cide with the new budget and new biennium, and it<br />

avoids the <strong>in</strong>convenience <strong>of</strong> hav<strong>in</strong>g, for example, two different employer pension<br />

contribution rates <strong>in</strong> the same fiscal year. In odd-numbered years, due to the length <strong>of</strong><br />

the regular session, a July 1 effective date requires an emergency clause because the<br />

constitutional 90-day period falls <strong>in</strong> late July for bills enacted dur<strong>in</strong>g the regular<br />

session (and <strong>of</strong> course later still if there is a special session). An emergency clause is<br />

not ord<strong>in</strong>arily needed to ensure a July 1 effective date <strong>in</strong> even-numbered years, so<br />

exam<strong>in</strong>ation <strong>of</strong> trends means that long sessions must be compared to other long<br />

sessions and short sessions to short.<br />

Due to the constitutional relationship between the referendum exceptions and<br />

permissible effective dates, for legislation enacted <strong>in</strong> a long session the legislature is<br />

simply unable to establish a July 1 effective date without <strong>in</strong>clud<strong>in</strong>g an emergency<br />

clause <strong>in</strong> the bill. In many cases, these declarations do not reflect any legislative<br />

<strong>in</strong>tent to exclude the bill from the voters' referendum rights; rather, they are <strong>in</strong>tended<br />

to facilitate timely implementation <strong>of</strong> new policies <strong>in</strong> tandem with the new fiscal<br />

directives expressed <strong>in</strong> the budget bill. Unfortunately, "adm<strong>in</strong>istrative convenience"<br />

and "timely implementation" do not <strong>in</strong> and <strong>of</strong> themselves provide constitutional<br />

support for use <strong>of</strong> the emergency clause. Of course, many such bills address<strong>in</strong>g the<br />

operation <strong>of</strong> state government fall <strong>in</strong>to the constitutional exception for support <strong>of</strong> state<br />

government, and the legislature may therefore appropriately <strong>in</strong>clude an emergency<br />

clause with a July 1 effective date.<br />

556. H.R. 2079, 60th. Leg., Reg. Sess. (Wash. 2007) (summary <strong>of</strong> testimony describes<br />

perceived need for emergency clause).<br />

557. See <strong>Law</strong> <strong>of</strong> <strong>Law</strong>-Mak<strong>in</strong>g, supra note 8, at 476-77.<br />

558. BILL DRAFnNG GUiDE, supra note 245, at 20-21 (not<strong>in</strong>g that July 1 effective date is<br />

prefened for sections that address creation, revision, or consolidation <strong>of</strong> accounts because this aids <strong>in</strong><br />

the account<strong>in</strong>g process).


GONZAGA LAW REVIEW<br />

[Vol. 44:3<br />

F "Emergency" Not Required<br />

In light <strong>of</strong> the above discussion <strong>of</strong> the constitutional text and its judicial<br />

<strong>in</strong>terpretations, this author believes that the lawyerly answer to "Where's the<br />

emergency?" is that there needn't be one. Through operation <strong>of</strong> the constitution,<br />

some legislation is properly exempt from referendum even <strong>in</strong> the absence <strong>of</strong> fire,<br />

flood, or fam<strong>in</strong>e. Cont<strong>in</strong>ued use <strong>of</strong> the term "emergency" <strong>in</strong> the colloquial phrase<br />

"emergency clause" is an artifact <strong>of</strong> the days when the constitution used the term<br />

emergency. Notwithstand<strong>in</strong>g criticism from advocates <strong>of</strong> referendum rights, as a<br />

legal matter no constitutional violation arises from use <strong>of</strong> an "emergency clause" for a<br />

bill that falls with<strong>in</strong> one <strong>of</strong> the exceptions. That doesn't end the <strong>in</strong>quiry, however, as<br />

use <strong>of</strong> an emergency clause is also a political question, and recent criticism <strong>of</strong><br />

emergency clauses has made legislators-and the govemor559-more sensitive to<br />

their use. If this trend cont<strong>in</strong>ues, and if the legislature conf<strong>in</strong>es its use <strong>of</strong> emergency<br />

clause to the two constitutional exceptions, the courts may not be presented with the<br />

question <strong>of</strong> whether CLEAN went too far.<br />

IX. CONCLUSION<br />

The parable <strong>of</strong> the bl<strong>in</strong>d men and the elephant ends on a somewhat dishearten<strong>in</strong>g<br />

note, with each <strong>of</strong> the amateur zoologists rail<strong>in</strong>g "on <strong>in</strong> utter ignorance <strong>of</strong> what each<br />

other mean/And prate about an elephant not one <strong>of</strong> them has seen. ' 560<br />

Mapp<strong>in</strong>g the elephant <strong>in</strong> the courthouse requires the state's different lawmak<strong>in</strong>g<br />

bodies to consider that no one <strong>of</strong> them has a grasp on the whole. Though the<br />

legislature may twist under the constitution's procedural restrictions on the "method,<br />

procedure, means, or manner" <strong>of</strong> the law-mak<strong>in</strong>g power, the framers who drafted<br />

these restrictions <strong>in</strong>cluded them as a counterbalance on the otherwise plenary power<br />

<strong>of</strong> the legislature. The voters may decry the legislature's use <strong>of</strong> the "emergency<br />

clause" to remove legislation from the referendum power, but the legislators who<br />

drafted and voters who approved the referendum power crafted it specifically to<br />

prevent the vagaries <strong>of</strong> a government shutdown. And the legislature both asks for<br />

assistance and deference, yet it must not be surprised when the court fulfills its<br />

obligation to declare what the law is.<br />

The framers, and those who subsequently amended the constitution to authorize<br />

direct democracy, <strong>in</strong>tended that each branch would zealously guard its powers aga<strong>in</strong>st<br />

<strong>in</strong>trusion by the others. Yet <strong>in</strong> defend<strong>in</strong>g their respective prerogatives, it is the<br />

559. "[E]mergency clauses probably account for more partial vetoes than anyth<strong>in</strong>g else."<br />

SEEBERGER, supra note 2, at 32. E.g., Governor's Veto Message, H.B. 1000, 59th Leg., Reg. Sess.<br />

(Wash. 2007) (emergency clauses should be used spar<strong>in</strong>gly because they have the effect <strong>of</strong> limit<strong>in</strong>g<br />

the citizens' right <strong>of</strong> referendum).<br />

560. SA E, supra note 18.


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obligation <strong>of</strong> each law-mak<strong>in</strong>g power to educate the others on what it views as its<br />

unique rights, obligations, and perspectives. Though the legislature, the courts, and<br />

the voters have "Disputed loud and long," 56 1 none is wholly <strong>in</strong> the wrong.<br />

561. SAXE, supra note 18.

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