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GUIDE PPE - Cyprus Organization for the Promotion of Quality

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EuropeAid /114385/D/SV/CY<br />

Assessment and administration capacity building<br />

<strong>for</strong> <strong>the</strong> harmonisation with <strong>the</strong> New Approach directives<br />

<strong>GUIDE</strong><br />

to <strong>the</strong> implementation <strong>of</strong><br />

DIRECTIVE<br />

89/686/EEC<br />

on<br />

<strong>PPE</strong><br />

Personal Protective Equipment


Guide on <strong>PPE</strong> Directive<br />

EuropeAid /114385/D/SV/CY<br />

This Guide was printed with funds <strong>of</strong> <strong>the</strong> EuropeAid /114385/D/SV/CY project:<br />

“Assessment and administration capacity building <strong>for</strong> <strong>the</strong> harmonisation with <strong>the</strong> New Approach directives”<br />

The views expressed in this publication do not necessarily reflect <strong>the</strong> views <strong>of</strong> <strong>the</strong> European Commission,<br />

or <strong>the</strong> Ministry <strong>of</strong> Commerce, Industry and Tourism or <strong>the</strong> Ministry <strong>of</strong> Labour and Social Insurance.<br />

© Republic <strong>of</strong> <strong>Cyprus</strong>, Nicosia, May 2004


Guide on <strong>PPE</strong> Directive<br />

EuropeAid /114385/D/SV/CY<br />

INTRODUCTION<br />

This guide has been prepared in order to assist all parties involved in <strong>the</strong> application <strong>of</strong> Directive<br />

89/686/EEC on Personal Protective Equipment (<strong>PPE</strong>). The legally binding text is <strong>the</strong> directive itself and its<br />

implementation into <strong>the</strong> national legislation. Fur<strong>the</strong>r guidance has been given by <strong>the</strong> Working Group <strong>of</strong><br />

Committee 98/37/EC in relation to <strong>the</strong> Personal Protective Equipment (<strong>PPE</strong>) Directive 89/686/EEC.<br />

Any matter concerning <strong>the</strong> implementation or <strong>the</strong> practical application may be submitted to a Standing<br />

Committee. The committee is constituted by representatives <strong>of</strong> Member States, who are, <strong>for</strong> <strong>the</strong> most part,<br />

civil servants from Ministries <strong>of</strong> Labour or Industry, and presided by a representative <strong>of</strong> <strong>the</strong> European<br />

Commission.<br />

Representatives <strong>of</strong> o<strong>the</strong>r parties with an interest in <strong>the</strong> field <strong>of</strong> <strong>PPE</strong> are present with observer status.<br />

These include, in particular, manufacturers <strong>of</strong> <strong>PPE</strong> represented by European Safety Federation (ESF) and<br />

Federation <strong>of</strong> <strong>the</strong> European Sporting goods Industry (FESI), consumers represented by ANEC, <strong>the</strong> Trade<br />

Unions represented by TUTB, <strong>the</strong> Notified Bodies, represented by <strong>the</strong> Horizontal Co-ordination, and <strong>the</strong><br />

standardization organizations, represented by CEN.<br />

When a problem arising from interpretation or practical application <strong>of</strong> <strong>the</strong> directive is raised with <strong>the</strong><br />

Standing Committee, <strong>the</strong> Commission submits a proposed solution which is discussed by <strong>the</strong> Committee,<br />

and expresses its opinion, by a vote if need be. Each Member State may register its point <strong>of</strong> view. The<br />

Commission is required to take <strong>the</strong> utmost account <strong>of</strong> <strong>the</strong> opinion <strong>of</strong> <strong>the</strong> Standing Committee.<br />

Since <strong>the</strong> directive came into <strong>for</strong>ce, <strong>the</strong> Standing Committee and <strong>the</strong> Commission have developed a<br />

certain number <strong>of</strong> aids to interpreting and using <strong>the</strong> directive. These include a guide to <strong>the</strong> categorisation<br />

<strong>of</strong> <strong>PPE</strong> (in o<strong>the</strong>r words to <strong>the</strong> application <strong>of</strong> <strong>the</strong> different con<strong>for</strong>mity evaluation procedures to different<br />

kinds <strong>of</strong> <strong>PPE</strong>), and a list <strong>of</strong> “Questions and Answers” to problems posed by <strong>the</strong> application <strong>of</strong> <strong>the</strong> directive.<br />

These documents do not have legally binding <strong>for</strong>ce, but <strong>the</strong>y are useful tools <strong>for</strong> harmonising<br />

interpretation <strong>of</strong> <strong>the</strong> directive.<br />

In addition, <strong>the</strong> Standing Committee discusses and approves <strong>the</strong> Recommendation <strong>for</strong> Use sheets edited<br />

by <strong>the</strong> Horizontal Co-ordination <strong>of</strong> Notified Bodies, which provide a guide <strong>for</strong> <strong>the</strong> application <strong>of</strong> <strong>the</strong><br />

evaluation procedures by <strong>the</strong>se bodies.<br />

This document focuses specially on issues relevant to <strong>PPE</strong>. The documents and recommendations <strong>of</strong> <strong>the</strong><br />

Standing Committee and <strong>the</strong> co-ordination <strong>of</strong> <strong>the</strong> Notified Bodies are taken into account. General<br />

guidelines on <strong>the</strong> implementation <strong>of</strong> directives based on <strong>the</strong> New Approach and <strong>the</strong> Global Approach are<br />

given by <strong>the</strong> Commission (so called The Blue Guide). This guide can be found at:<br />

http://www.europa.eu.int/comm/enterprise/newapproach/legislation/guide/legislation.htm<br />

<strong>PPE</strong> DIRECTIVE 89/686/EEC<br />

Council Directive 89/686/EEC <strong>of</strong> 21 December 1989 on <strong>the</strong> approximation <strong>of</strong> <strong>the</strong> laws <strong>of</strong> <strong>the</strong> Member<br />

States relating to personal protective equipment has been amended three times.<br />

Amended by Council Directive 93/68/EEC; CE-marking<br />

Amended by Council Directive 93/95/EEC; transitional period extended to 30 June 1995 and helmets and<br />

visors intended <strong>for</strong> users <strong>of</strong> two- or three-wheeled motor vehicles were excluded from <strong>the</strong> scope.


Guide on <strong>PPE</strong> Directive<br />

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Amended by European Parliament and Council Directive 96/58/EC: The requirement to add last two digits<br />

<strong>of</strong> <strong>the</strong> year in which <strong>the</strong> CE marking was affixed was deleted.<br />

The directive will be amended and <strong>the</strong> latest working paper can be found at:<br />

http://www.europa.eu.int/comm/enterprise/mechan_equipment/ppe/index.htm<br />

The obligations created by <strong>the</strong> <strong>PPE</strong> Directive concern principally manufacturers <strong>of</strong> <strong>PPE</strong>. O<strong>the</strong>r agents,<br />

such as importers <strong>of</strong> <strong>PPE</strong> from third countries, wholesalers or distributors <strong>of</strong> <strong>PPE</strong>, may act as authorised<br />

representatives <strong>of</strong> <strong>PPE</strong> or take <strong>the</strong> responsibility <strong>the</strong>mselves <strong>for</strong> <strong>the</strong> placing <strong>of</strong> <strong>PPE</strong> on <strong>the</strong> market, but in<br />

that case <strong>the</strong>y assume all <strong>the</strong> duties <strong>of</strong> <strong>the</strong> manufacturer.<br />

Be<strong>for</strong>e production <strong>of</strong> a given model <strong>of</strong> <strong>PPE</strong>, <strong>the</strong> manufacturer must identify which <strong>of</strong> <strong>the</strong> Essential Health<br />

and Safety Requirements (EHSRs), detailed in Annex II <strong>of</strong> <strong>the</strong> directive, are applicable to <strong>the</strong> <strong>PPE</strong><br />

concerned. The <strong>PPE</strong> must be designed in such a way as to satisfy <strong>the</strong> relevant requirements.<br />

The manufacturer is free to choose <strong>the</strong> technical means <strong>of</strong> satisfying <strong>the</strong> requirements. He may choose to<br />

apply a harmonised standard, which both helps to identify <strong>the</strong> relevant requirements and provides a guide<br />

to <strong>the</strong> choice <strong>of</strong> technical solutions.<br />

The manufacturer must <strong>the</strong>n constitute <strong>the</strong> technical documentation, showing how <strong>the</strong> EHSRs have been<br />

satisfied. He must be able to produce relevant extracts <strong>of</strong> this documentation on request <strong>of</strong> <strong>the</strong> competent<br />

authorities.<br />

Be<strong>for</strong>e placing production <strong>of</strong> <strong>the</strong> model <strong>of</strong> <strong>PPE</strong> on <strong>the</strong> market, <strong>the</strong> manufacturer submits <strong>the</strong> model to <strong>the</strong><br />

appropriate con<strong>for</strong>mity evaluation procedure, which differs according to <strong>the</strong> risk covered by <strong>the</strong> equipment.<br />

He may <strong>the</strong>n affix <strong>the</strong> CE marking to <strong>the</strong> product and draw up <strong>the</strong> EC con<strong>for</strong>mity declaration.<br />

This declaration is an undertaking by <strong>the</strong> manufacturer as to <strong>the</strong> con<strong>for</strong>mity <strong>of</strong> each item <strong>of</strong> <strong>PPE</strong> actually<br />

placed on <strong>the</strong> market. It must be stressed that even when <strong>the</strong> con<strong>for</strong>mity evaluation procedure involves<br />

third-party examination <strong>of</strong> <strong>the</strong> model by a NB, <strong>the</strong> manufacturer remains entirely responsible <strong>for</strong> <strong>the</strong><br />

con<strong>for</strong>mity <strong>of</strong> <strong>the</strong> <strong>PPE</strong> actually produced and placed on <strong>the</strong> market.<br />

SCOPE, PLACING ON THE MARKET<br />

SCOPE OF THE DIRECTIVE<br />

The directive applies to <strong>PPE</strong>, which is defined as follows:<br />

For <strong>the</strong> purposes <strong>of</strong> this Directive, <strong>PPE</strong> shall mean any device or appliance designed to be worn or held<br />

by an individual <strong>for</strong> protection against one or more health and safety hazards.<br />

<strong>PPE</strong> shall also cover:<br />

(a) a unit constituted by several devices or appliances, which have been integrally combined by <strong>the</strong><br />

manufacturer <strong>for</strong> <strong>the</strong> protection <strong>of</strong> an individual against one or more potentially simultaneous risks. (Such<br />

as, <strong>for</strong> example an industrial safety helmet with hearing protectors and powered filtering device);<br />

(b) a protective device or appliance combined, separably or inseparably, with personal non-protective<br />

equipment worn or held by an individual <strong>for</strong> <strong>the</strong> execution <strong>of</strong> a specific activity; (such as <strong>for</strong> example<br />

industrial safety helmet equipped with a lamp)


Guide on <strong>PPE</strong> Directive<br />

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(c) interchangeable <strong>PPE</strong> components which are essential to its satisfactory functioning and used<br />

exclusively <strong>for</strong> such equipment. (Such as, <strong>for</strong> example components <strong>of</strong> fall arresting systems or<br />

replaceable filters <strong>for</strong> respiratory protective equipment)<br />

The term "worn" must be understood in <strong>the</strong> sense <strong>of</strong> wearing clo<strong>the</strong>s, a helmet, a mask, glasses, shoes,<br />

etc. The term "held" must be understood as <strong>the</strong> action <strong>of</strong> holding <strong>the</strong> <strong>PPE</strong> with one’s hand(s) (such as a<br />

hand-held protective screen used by welders to protect <strong>the</strong> face and eyes, <strong>for</strong> example). The <strong>PPE</strong><br />

Directive applies to all <strong>PPE</strong> <strong>for</strong> sport, domestic and leisure activities as well as <strong>for</strong> occupational use.<br />

The Directive does not apply to <strong>PPE</strong>s covered by ano<strong>the</strong>r directive designed to achieve <strong>the</strong> same<br />

objectives as <strong>PPE</strong> Directive with regard to placing on <strong>the</strong> market, free movement <strong>of</strong> goods and safety and<br />

to <strong>PPE</strong> listed in Annex I <strong>of</strong> <strong>the</strong> Directive:<br />

• <strong>PPE</strong> <strong>for</strong> <strong>the</strong> armed <strong>for</strong>ces or <strong>the</strong> maintenance <strong>of</strong> law and order;<br />

• <strong>PPE</strong> <strong>for</strong> self-defence;<br />

• <strong>PPE</strong> <strong>for</strong> private use against adverse atmospheric conditions, damp and water and heat;<br />

• <strong>PPE</strong> <strong>for</strong> <strong>the</strong> protection or rescue <strong>of</strong> persons on vessels or aircraft, not worn all <strong>the</strong> time;<br />

• Motorcycle helmets and visors.<br />

The guidance, how to apply <strong>the</strong> directive can be found at:<br />

http://www.europa.eu.int/comm/enterprise/mechan_equipment/ppe/guide.htm<br />

MANUFACTURER, PLACING ON THE MARKET AND BRINGING INTO SERVICE<br />

The <strong>PPE</strong> Directive aims at ensuring that <strong>PPE</strong> preserve <strong>the</strong> health and safety <strong>of</strong> users when <strong>the</strong>y are<br />

placed on <strong>the</strong> market and brought into service. Placing on <strong>the</strong> market corresponds to when <strong>the</strong> <strong>PPE</strong> is first<br />

made available, in return <strong>for</strong> payment or free <strong>of</strong> charge, by <strong>the</strong> manufacturer or his authorised<br />

representative in view <strong>of</strong> its distribution and/or its use in <strong>the</strong> EEA. Bringing into service includes all<br />

operations, which are necessary be<strong>for</strong>e <strong>the</strong> <strong>PPE</strong> is used by <strong>the</strong> end user. In practice, most <strong>PPE</strong> are<br />

placed on <strong>the</strong> market in a state where <strong>the</strong>y are ready <strong>for</strong> use. Recommendations how custom made (<strong>PPE</strong><br />

modified according to <strong>the</strong> characteristics <strong>of</strong> one specified user) <strong>PPE</strong> shall be placed on <strong>the</strong> market are<br />

given by <strong>the</strong> Standing Committee. The manufacturer is defined as follows;<br />

• any legal or natural person who takes responsibility <strong>for</strong> designing and manufacturing a <strong>PPE</strong> with a<br />

view to placing it on Community Market under his own name<br />

• any legal or natural person who assembles, packs, processes or re-label ready made products<br />

with a view to <strong>the</strong>ir being placed on Community Market under his own name<br />

• any legal or natural person who changes <strong>the</strong> intended use <strong>of</strong> product in such a way that different<br />

essential requirements will become applicable<br />

• any legal or natural person who customises, modifies or rebuilds a <strong>PPE</strong>


Guide on <strong>PPE</strong> Directive<br />

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CONFORMITY ASSESSMENT PROCEDURES<br />

THE THREE CATEGORIES OF <strong>PPE</strong><br />

In <strong>the</strong> Directive <strong>PPE</strong> is specifies in three different groups, according to <strong>the</strong> different con<strong>for</strong>mity<br />

assessment procedures. Normally <strong>the</strong>se groups are called categories. The categories correspond to<br />

different levels <strong>of</strong> <strong>the</strong> risk against which <strong>the</strong> <strong>PPE</strong> is designed to protect.<br />

Category Level <strong>of</strong> risk Con<strong>for</strong>mity assessment<br />

procedures<br />

I<br />

<strong>PPE</strong> models <strong>of</strong> simple design where <strong>the</strong> designer<br />

assumes <strong>the</strong> user can himself assess <strong>the</strong> level <strong>of</strong><br />

protection provided against <strong>the</strong> minimal risks<br />

concerned <strong>the</strong> effects <strong>of</strong> which can be safely<br />

identified by <strong>the</strong> user in good time.<br />

EC declaration <strong>of</strong> con<strong>for</strong>mity only.<br />

II<br />

All <strong>PPE</strong>, o<strong>the</strong>r than those in category I or in<br />

category III.<br />

EC type-examination and<br />

EC declaration <strong>of</strong> con<strong>for</strong>mity.<br />

III<br />

<strong>PPE</strong> <strong>of</strong> complex design intended to protect against<br />

mortal danger or against dangers that may<br />

seriously and irreversibly harm <strong>the</strong> health, <strong>the</strong><br />

immediate effects <strong>of</strong> which <strong>the</strong> designer assumes<br />

<strong>the</strong> user cannot identify in sufficient time.<br />

EC type-examination and ei<strong>the</strong>r -<br />

EC quality control system <strong>for</strong> <strong>the</strong><br />

final product, or -<strong>Quality</strong> control<br />

system <strong>for</strong> <strong>the</strong> production, and<br />

EC declaration <strong>of</strong> con<strong>for</strong>mity.<br />

Category I includes exclusively <strong>PPE</strong> intended to protect <strong>the</strong> wearer against:<br />

• mechanical action whose effects are superficial;<br />

• cleaning materials <strong>of</strong> weak action and easily reversible effects;<br />

• risks encountered in <strong>the</strong> handling <strong>of</strong> hot components which do not expose <strong>the</strong> user to a<br />

temperature exceeding 50 o C or to dangerous impacts;<br />

• atmospheric agents <strong>of</strong> a nei<strong>the</strong>r exceptional nor extreme nature;<br />

• minor impacts and vibrations which do not affect vital areas <strong>of</strong> <strong>the</strong> body and whose effects cannot<br />

cause irreversible lesions;<br />

• sunlight (sunglasses).<br />

Category III includes exclusively:<br />

• filtering respiratory devices <strong>for</strong> protection against solid and liquid aerosols or irritant, dangerous,<br />

toxic or radiotoxic gases;


Guide on <strong>PPE</strong> Directive<br />

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• respiratory protection devices providing full insulation from <strong>the</strong> atmosphere, including those <strong>for</strong><br />

use in diving;<br />

Category I Category II Category III<br />

Assemble technical documentation<br />

EC type-examination by a notified body<br />

'EC' quality<br />

control<br />

system <strong>for</strong><br />

<strong>the</strong> final<br />

product<br />

System <strong>for</strong><br />

ensuring EC<br />

quality <strong>of</strong><br />

production<br />

by means <strong>of</strong><br />

monitoring<br />

Draw up a declaration <strong>of</strong> con<strong>for</strong>mity<br />

Affix CE marking Affix CE marking Affix CE marking<br />

1234


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• <strong>PPE</strong> providing only limited protection against chemical attack or against ionising radiation;<br />

• emergency equipment <strong>for</strong> use in high-temperature environments, <strong>the</strong> effects <strong>of</strong> which are<br />

comparable to those <strong>of</strong> an air temperature <strong>of</strong> 100 °C or more and which may or may not be<br />

characterised by <strong>the</strong> presence <strong>of</strong> infrared radiation, flames or <strong>the</strong> projection <strong>of</strong> large amounts <strong>of</strong><br />

molten material;<br />

• emergency equipment <strong>for</strong> use in low-temperature environments <strong>the</strong> effects <strong>of</strong> which are<br />

comparable to those <strong>of</strong> an air temperature <strong>of</strong> - 50 °C or less;<br />

• <strong>PPE</strong> to protect against falls from a height;<br />

• <strong>PPE</strong> against electrical risks and dangerous voltages or used as insulation in high-tension work.<br />

All o<strong>the</strong>r <strong>PPE</strong> belong to category II. Thus no list <strong>of</strong> Category II <strong>PPE</strong> is given in <strong>the</strong> directive. The<br />

Commission has published a Guide to categorize <strong>PPE</strong>, which will be updated in <strong>the</strong> light <strong>of</strong> experience <strong>of</strong><br />

application <strong>of</strong> <strong>the</strong> directive.<br />

http://www.europa.eu.int/comm/enterprise/mechan_equipment/ppe/categorizationguide.pdf<br />

TECHNICAL DOCUMENTATION<br />

Be<strong>for</strong>e placing a <strong>PPE</strong> model on <strong>the</strong> market, <strong>the</strong> manufacturer must assemble a technical documentation<br />

<strong>the</strong> content <strong>of</strong> which is set out in Annex III <strong>of</strong> <strong>the</strong> directive. The documentation must comprise all relevant<br />

data on <strong>the</strong> means used by <strong>the</strong> manufacturer to ensure that a <strong>PPE</strong> complies with <strong>the</strong> EHSRs applicable.<br />

For category II and III <strong>PPE</strong>, <strong>the</strong> documentation must comprise in particular:<br />

1. The manufacturer’s technical file consisting <strong>of</strong>:<br />

• overall and detailed plans <strong>of</strong> <strong>the</strong> <strong>PPE</strong> accompanied, when appropriate, by calculation notes and<br />

<strong>the</strong> results <strong>of</strong> prototype tests in so far as necessary <strong>for</strong> <strong>the</strong> verification <strong>of</strong> compliance with <strong>the</strong><br />

EHSRs;<br />

• an exhaustive list <strong>of</strong> <strong>the</strong> EHSRs and <strong>of</strong> <strong>the</strong> harmonized standards or o<strong>the</strong>r technical specifications<br />

taken into account in <strong>the</strong> design <strong>of</strong> <strong>the</strong> model;<br />

2. A description <strong>of</strong> <strong>the</strong> control and test facilities to be used in <strong>the</strong> manufacturer's plant to check compliance<br />

<strong>of</strong> production <strong>PPE</strong> with <strong>the</strong> harmonized standards or o<strong>the</strong>r technical specifications and to maintain quality<br />

level;<br />

3. A copy <strong>of</strong> <strong>the</strong> in<strong>for</strong>mation supplied with <strong>the</strong> equipment shall be supplied to <strong>the</strong> notified body with <strong>the</strong><br />

technical file.


Guide on <strong>PPE</strong> Directive<br />

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NOTIFIED BODIES<br />

For most types <strong>of</strong> <strong>PPE</strong>, with <strong>the</strong> exception <strong>of</strong> a limited list <strong>of</strong> <strong>PPE</strong> to cover minimal risks, <strong>the</strong> directive<br />

requires third party con<strong>for</strong>mity evaluation prior to placing on <strong>the</strong> market. Some types <strong>of</strong> <strong>PPE</strong> <strong>for</strong> very<br />

serious risks are also submitted to evaluation <strong>of</strong> <strong>the</strong> con<strong>for</strong>mity <strong>of</strong> production. Member States are<br />

responsible <strong>for</strong> designating <strong>the</strong> bodies able to carry out <strong>the</strong>se evaluation procedures, and <strong>for</strong> notifying <strong>the</strong><br />

bodies thus approved to <strong>the</strong> European Commission. Annex V <strong>of</strong> <strong>the</strong> directive lays down <strong>the</strong> minimal<br />

criteria, which such a body must meet:<br />

• availability <strong>of</strong> <strong>the</strong> necessary personnel and equipment;<br />

• competence and integrity <strong>of</strong> personnel;<br />

• independence from parties with a vested interest in <strong>the</strong> manufacture and sale <strong>of</strong> <strong>PPE</strong>;<br />

• maintenance <strong>of</strong> pr<strong>of</strong>essional secrecy;<br />

• subscription to civil liability insurance.<br />

Bodies complying with <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> appropriate standards <strong>of</strong> <strong>the</strong> EN ISO 17000 / EN 45000<br />

series are presumed to comply with <strong>the</strong>se minimum criteria. It is recommended that <strong>the</strong> testing<br />

laboratories should have accreditation according to <strong>the</strong> standard EN ISO 17025 Most Member States<br />

designate bodies, which have been accredited by <strong>the</strong> national accreditation system, according to one or<br />

o<strong>the</strong>r <strong>of</strong> <strong>the</strong>se standards.<br />

A body must be notified <strong>for</strong> one or more specific procedures: EC type-examination according to Article 10<br />

<strong>of</strong> <strong>the</strong> directive, or one <strong>of</strong> <strong>the</strong> EC quality control systems according to Article 11.<br />

Member States are free to take into account fur<strong>the</strong>r criteria, such as <strong>the</strong> particular experience <strong>of</strong> <strong>the</strong> body<br />

in <strong>the</strong> field <strong>of</strong> <strong>the</strong> <strong>PPE</strong> concerned, participation <strong>of</strong> <strong>the</strong> body in <strong>the</strong> work <strong>of</strong> co-ordination between Notified<br />

Bodies, or participation in standardization work.<br />

The notifying authority is also responsible <strong>for</strong> checking periodically that <strong>the</strong> bodies that <strong>the</strong>y have notified<br />

remain in compliance with <strong>the</strong> criteria. National authorities are free to choose <strong>the</strong> most effective and<br />

appropriate means <strong>of</strong> carrying out <strong>the</strong>se checks. Regular reporting on activity to <strong>the</strong> notifying authority<br />

seems indispensable. Some Member States delegate entirely <strong>the</strong> task <strong>of</strong> checking Notified Bodies to <strong>the</strong>ir<br />

national accreditation bodies. In o<strong>the</strong>r cases, <strong>the</strong> public authorities <strong>the</strong>mselves carry out regular audits <strong>of</strong><br />

<strong>the</strong> bodies <strong>the</strong>y have notified. In several Member States a combination <strong>of</strong> <strong>the</strong> two approaches is used.<br />

The list <strong>of</strong> Notified bodies is given in:<br />

http://www.europa.eu.int/comm/enterprise/mechan_equipment/ppe/nb.htm<br />

As NB fulfil tasks delegated to <strong>the</strong>m by public authorities, <strong>the</strong>y have a duty to take part in Co-ordination<br />

activities organised by <strong>the</strong> Commission. Objectives <strong>of</strong> <strong>the</strong> Co-ordination <strong>of</strong> Notified Bodies are as follows:<br />

• to share experience on practical application <strong>of</strong> <strong>the</strong> con<strong>for</strong>mity assessment procedures, with <strong>the</strong><br />

aim <strong>of</strong> reaching common understanding <strong>of</strong> <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> directive;<br />

• to identify points <strong>of</strong> difficulty and propose agreed solutions on <strong>the</strong> basis <strong>of</strong> consensus;<br />

• to raise matters <strong>of</strong> interpretation <strong>of</strong> <strong>the</strong> directive with <strong>the</strong> Commission and Member States and<br />

seek guidance;


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• to discuss working documents submitted by <strong>the</strong> Commission and Member States and express <strong>the</strong><br />

views <strong>of</strong> Notified Bodies on <strong>the</strong> issues raised.<br />

The European Co-ordination <strong>of</strong> Notified Bodies <strong>for</strong> <strong>PPE</strong> has two basic structures: The Horizontal<br />

Committee <strong>of</strong> Notified Bodies <strong>for</strong> <strong>PPE</strong> deals with questions <strong>of</strong> general interest and Vertical Groups <strong>of</strong> NB<br />

<strong>for</strong> <strong>PPE</strong> are dealing with questions specific to certain <strong>PPE</strong> types The following Vertical Groups are in<br />

operation:<br />

VG 1<br />

VG 2<br />

VG 3<br />

VG 4<br />

VG 5<br />

VG 6<br />

VG 8<br />

VG 9<br />

VG 10<br />

VG 11<br />

Head protection<br />

Respiratory protection<br />

Eye and face protection<br />

Hearing protection<br />

Protective clothing, hand and arm protection<br />

Protection against knife cut<br />

Lifejackets<br />

Motorcycle rider's protective clothing and protectors <strong>for</strong> sports<br />

Foot and leg protection<br />

Protection against falls from a height<br />

In addition, an ad hoc Group <strong>of</strong> <strong>the</strong> Horizontal Group deals with questions arising from <strong>the</strong> quality control<br />

procedures defined by Articles 11 A and B <strong>of</strong> <strong>the</strong> directive.<br />

An important tool <strong>of</strong> <strong>the</strong> Co-ordination <strong>of</strong> Notified Bodies in <strong>the</strong> field <strong>of</strong> <strong>PPE</strong> is <strong>the</strong> drafting <strong>of</strong> Technical coordination<br />

sheets. If a NB, a Vertical group or <strong>the</strong> Horizontal Committee has a question <strong>of</strong> technical or<br />

horizontal nature, <strong>the</strong>y can draft a Proposal <strong>for</strong> Enquiry. This proposal contains a short description <strong>of</strong> <strong>the</strong><br />

problem and a proposed solution.<br />

If <strong>the</strong> question only concerns one Vertical Group, this group can approve <strong>the</strong> proposed solution and turn it<br />

into a Recommendation <strong>for</strong> Use, which is a recommendation <strong>for</strong> all <strong>the</strong> Notified Bodies, active in this field<br />

aiming at reaching uni<strong>for</strong>m treatment <strong>of</strong> <strong>the</strong> manufacturers throughout <strong>the</strong> Community. Most <strong>of</strong> <strong>the</strong><br />

recommendations <strong>of</strong> a vertical nature concern questions arising during <strong>the</strong> testing and certification<br />

process: ei<strong>the</strong>r no harmonized standards are available, or <strong>the</strong> harmonized standards are not sufficient or<br />

standards <strong>for</strong> test procedures are not precise enough. Recommendations <strong>for</strong> Use are thus in principle only<br />

temporary solution <strong>of</strong> problems arising from <strong>the</strong> use <strong>of</strong> standards. The aim must be to improve <strong>the</strong><br />

standards during <strong>the</strong> revision.<br />

If <strong>the</strong> question is <strong>of</strong> a horizontal nature or concerns interpretation <strong>of</strong> <strong>the</strong> directive, <strong>the</strong> Proposal <strong>for</strong> Enquiry<br />

is first dealt with by <strong>the</strong> Advisory Panel, <strong>the</strong>n transferred to <strong>the</strong> Horizontal Committee, where a decision is<br />

taken, ei<strong>the</strong>r to reject <strong>the</strong> proposal, or to pass on <strong>the</strong> enquiry to <strong>the</strong> Commission <strong>for</strong> discussion by <strong>the</strong><br />

Standing Committee. All Recommendations <strong>for</strong> Use <strong>of</strong> a horizontal nature are given to <strong>the</strong> Commission<br />

<strong>for</strong> in<strong>for</strong>mation, and those dealing with <strong>the</strong> interpretation <strong>of</strong> <strong>the</strong> <strong>PPE</strong> Directive, are submitted <strong>for</strong> approval


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to <strong>the</strong> Standing Committee. If <strong>the</strong> Recommendation <strong>for</strong> Use is <strong>of</strong> a general, horizontal nature, all Notified<br />

Bodies are in<strong>for</strong>med. If <strong>the</strong> Recommendation <strong>for</strong> Use is only <strong>of</strong> relevance <strong>for</strong> a certain area <strong>of</strong> <strong>PPE</strong>, only<br />

those Notified Bodies who are active in this field will be in<strong>for</strong>med.<br />

EC TYPE-EXAMINATION<br />

Prior to <strong>the</strong> (series) production <strong>of</strong> category II or III <strong>PPE</strong>, <strong>the</strong> manufacturer or his authorised representative<br />

established in <strong>the</strong> Community shall submit a model <strong>for</strong> EC type-examination. EC type-examination is <strong>the</strong><br />

procedure whereby a NB establishes and certifies that <strong>the</strong> <strong>PPE</strong> model in question satisfies <strong>the</strong> relevant<br />

provisions <strong>of</strong> <strong>the</strong> <strong>PPE</strong> Directive. Application <strong>for</strong> EC type-examination shall be made by <strong>the</strong> manufacturer<br />

or his authorised representative to a single approved inspection body in respect <strong>of</strong> <strong>the</strong> model in question.<br />

The application shall comprise:<br />

• The name and address <strong>of</strong> <strong>the</strong> manufacturer or his authorised representative and <strong>of</strong> <strong>the</strong> <strong>PPE</strong><br />

production plant in question;<br />

• The manufacturer's technical file;<br />

• The in<strong>for</strong>mation supplied by <strong>the</strong> manufacturer.<br />

It shall be accompanied by <strong>the</strong> appropriate number <strong>of</strong> specimens <strong>of</strong> <strong>the</strong> model to be approved. The<br />

number <strong>of</strong> samples needed determined by <strong>the</strong> NB, but indication is normally given in <strong>the</strong> relevant<br />

harmonized standard.<br />

The application <strong>of</strong> harmonized standards that give a presumption <strong>of</strong> con<strong>for</strong>mity remains voluntary. If <strong>the</strong><br />

manufacturer has designed <strong>the</strong> product according to a harmonized standard, <strong>the</strong> NB shall conduct <strong>the</strong> EC<br />

type-examination first examining <strong>the</strong> manufacturer's technical file to establish its suitability with respect to<br />

<strong>the</strong> harmonized standards.<br />

If a manufacturer has not applied, or has only partly applied, <strong>the</strong> harmonized standards, or when <strong>the</strong>re are<br />

no such standards, <strong>the</strong> NB must check <strong>the</strong> suitability <strong>of</strong> <strong>the</strong> technical specifications used by <strong>the</strong><br />

manufacturer with respect to <strong>the</strong> EHSRs. If <strong>the</strong> manufacturer partly applies a harmonized standard or if<br />

<strong>the</strong> relevant harmonized standard does not cover all <strong>the</strong> EHSRs applicable to <strong>the</strong> product, <strong>the</strong><br />

presumption <strong>of</strong> con<strong>for</strong>mity exists only with regard to <strong>the</strong> EHSRs covered by <strong>the</strong> standard.<br />

The NB shall make <strong>the</strong> necessary tests to verify that <strong>PPE</strong> has been produced in accordance with <strong>the</strong><br />

manufacturer's technical file and can be used in complete safety <strong>for</strong> its intended purpose in <strong>for</strong>eseeable<br />

conditions <strong>of</strong> use. Most <strong>PPE</strong> is tested according to <strong>the</strong> methods described in <strong>the</strong> harmonized standards.<br />

EC TYPE-EXAMINATION CERTIFICATE<br />

If <strong>the</strong> model satisfies <strong>the</strong> relevant requirements, <strong>the</strong> NB shall draw up an EC type-examination certificate.<br />

This certificate shall reproduce <strong>the</strong> findings <strong>of</strong> <strong>the</strong> examination, indicate any conditions attaching to its<br />

issue and incorporate <strong>the</strong> descriptions and drawings necessary <strong>for</strong> <strong>the</strong> identification <strong>of</strong> <strong>the</strong> approved<br />

model.<br />

If <strong>the</strong> <strong>PPE</strong> does not fulfil, <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> directive, <strong>the</strong> NB shall refuse to issue an EC typeexamination<br />

certificate. In this case, <strong>the</strong> NB shall in<strong>for</strong>m <strong>the</strong> o<strong>the</strong>r Notified Bodies. However in practice <strong>the</strong><br />

testing is usually discontinued when negative results are found, and <strong>the</strong> manufacturer has <strong>the</strong> possibility<br />

to make changes to <strong>the</strong> design <strong>of</strong> <strong>the</strong> <strong>PPE</strong>.


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The NB shall withdraw <strong>the</strong> certificate if, <strong>for</strong> example, during <strong>the</strong> controls according to Article 11 <strong>the</strong> NB<br />

notices that <strong>the</strong> <strong>PPE</strong> is not in con<strong>for</strong>mity with <strong>the</strong> type described in <strong>the</strong> EC type-approval certificate. In<br />

such a case <strong>the</strong> NB shall in<strong>for</strong>m <strong>the</strong> Member State which shall <strong>the</strong>n in<strong>for</strong>m <strong>the</strong> o<strong>the</strong>r Member States and<br />

<strong>the</strong> Commission, setting out <strong>the</strong> reasons <strong>for</strong> <strong>the</strong> decision.<br />

EC QUALITY CONTROL SYSTEM FOR THE FINAL PRODUCT<br />

For category III products <strong>the</strong> manufacturer shall ei<strong>the</strong>r take <strong>the</strong> necessary steps to control <strong>the</strong> quality <strong>of</strong><br />

<strong>the</strong> final product (Article 11A) or he must have a quality-control system <strong>for</strong> <strong>the</strong> production (Article 11B).<br />

The manufacturer shall plan procedures to ensure that <strong>the</strong> manufacturing process, including <strong>the</strong> final<br />

inspection <strong>of</strong> <strong>PPE</strong> and tests, ensures <strong>the</strong> homogeneity <strong>of</strong> production and <strong>the</strong> con<strong>for</strong>mity <strong>of</strong> <strong>PPE</strong> with <strong>the</strong><br />

type described in <strong>the</strong> EC type-approval certificate and with <strong>the</strong> relevant EHSRs <strong>of</strong> <strong>the</strong> directive.<br />

The manufacturer selects a NB to carry out <strong>the</strong> necessary checks <strong>of</strong> <strong>the</strong> products. Those checks are<br />

carried out at random, normally at intervals <strong>of</strong> less than one year. Some Recommendation <strong>for</strong> Use sheets<br />

produced by <strong>the</strong> Co-ordination <strong>of</strong> Notified Bodies describe which tests are relevant <strong>for</strong> <strong>the</strong> checking <strong>of</strong> <strong>the</strong><br />

products. The NB gives <strong>the</strong> manufacturer a test report. The manufacturer must be able to present this<br />

report on request. The NB must try to find out <strong>the</strong> reasons if <strong>the</strong> checks reveal that <strong>the</strong> product does not<br />

fulfil <strong>the</strong> requirements or is not such as described in <strong>the</strong> technical file. It shall also in<strong>for</strong>m <strong>the</strong> Member<br />

State in such cases.<br />

SYSTEM FOR ENSURING EC QUALITY OF PRODUCTION BY MEANS OF MONITORING<br />

The manufacturer must make an application to <strong>the</strong> NB <strong>for</strong> <strong>the</strong> approval <strong>of</strong> his quality-control system. The<br />

application shall include:<br />

• all <strong>the</strong> in<strong>for</strong>mation relating to <strong>the</strong> category <strong>of</strong> <strong>PPE</strong> concerned, including, when appropriate,<br />

documentation relating to <strong>the</strong> approved model;<br />

• documentation on <strong>the</strong> quality-control system;<br />

• <strong>the</strong> undertaking to maintain <strong>the</strong> obligations arising from <strong>the</strong> quality-control system and to maintain<br />

its adequacy and efficiency.<br />

The directive requires that under this system, each model <strong>of</strong> <strong>PPE</strong> shall be examined and <strong>the</strong> appropriate<br />

tests specifically relating to <strong>the</strong> certification <strong>of</strong> <strong>PPE</strong> category III shall be carried out to check <strong>the</strong>ir<br />

con<strong>for</strong>mity to <strong>the</strong> relevant EHSRs <strong>of</strong> <strong>the</strong> directive. The documentation on <strong>the</strong> quality-control system shall<br />

in particular include an adequate description <strong>of</strong>:<br />

• <strong>the</strong> quality objectives, <strong>the</strong> organization chart, <strong>the</strong> responsibilities <strong>of</strong> executives and <strong>the</strong>ir powers in<br />

respect <strong>of</strong> product quality;<br />

• <strong>the</strong> checks and tests which must be carried out after manufacture;<br />

• <strong>the</strong> means to be employed to check <strong>the</strong> efficient operation <strong>of</strong> <strong>the</strong> quality-control system.<br />

The NB shall <strong>the</strong>n assess <strong>the</strong> quality-control system to determine whe<strong>the</strong>r it satisfies <strong>the</strong> requirements. A<br />

quality-control system satisfying <strong>the</strong> relevant harmonized standard is deemed to be in compliance with<br />

<strong>the</strong>se requirements. The <strong>PPE</strong> Directive does not refer any particular EN ISO 9000 standard when giving<br />

requirements to <strong>the</strong> quality control system <strong>for</strong> <strong>the</strong> production <strong>of</strong> <strong>PPE</strong>. The guidance given by <strong>the</strong><br />

Commission is that a system fulfilling <strong>the</strong> requirements given by EN ISO 9002 is deemed to fulfil <strong>the</strong>


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requirements <strong>of</strong> <strong>the</strong> directive. The requirements given in EN ISO 9003 shall be completed with some<br />

additional requirements. This guidance is not amended after <strong>the</strong> publication <strong>of</strong> <strong>the</strong> new EN ISO<br />

9001:2000. The European <strong>for</strong>eword <strong>of</strong> <strong>the</strong> standard gives some guidance and <strong>the</strong>re is also a<br />

Recommendation <strong>for</strong> Use sheet (Sheet number 119), describing, which clauses <strong>of</strong> <strong>the</strong> standard EN ISO<br />

9001:2000 are relevant.<br />

http://www.europa.eu.int/comm/enterprise/mechan_equipment/ppe/clarificationsheets/<br />

tablecontents.pdf<br />

The NB carries out audits to evaluate <strong>the</strong> quality-control system and to make sure that <strong>the</strong> manufacturer is<br />

maintaining and applying <strong>the</strong> approved quality control.<br />

THE EC DECLARATION OF CONFORMITY<br />

The manufacturer or his authorised representative must draw up and sign an EC declaration <strong>of</strong> con<strong>for</strong>mity<br />

<strong>for</strong> each model <strong>of</strong> <strong>PPE</strong> whatever its category. In this declaration <strong>the</strong> manufacturer certifies that <strong>the</strong> <strong>PPE</strong><br />

placed on <strong>the</strong> market is in con<strong>for</strong>mity with <strong>the</strong> provisions <strong>of</strong> <strong>the</strong> <strong>PPE</strong> Directive. The declaration also<br />

contains reference to <strong>the</strong> harmonized standards applied, to <strong>the</strong> EC type-examination certificate and to <strong>the</strong><br />

NB responsible <strong>for</strong> <strong>the</strong> 11 A or B procedure, as appropriate. A model <strong>of</strong> this declaration is given in Annex<br />

VI <strong>of</strong> <strong>the</strong> directive.<br />

CE MARKING<br />

The CE marking shall be affixed to each item <strong>of</strong> <strong>PPE</strong> placed on <strong>the</strong> market and on its packaging. If<br />

marking on <strong>the</strong> <strong>PPE</strong> is impossible (<strong>for</strong> instance, because it is too small) <strong>the</strong> marking may be on <strong>the</strong><br />

packaging only. The marking must be visible, legible and indelible throughout <strong>the</strong> <strong>for</strong>eseeable useful life<br />

<strong>of</strong> <strong>the</strong> <strong>PPE</strong>. O<strong>the</strong>r marks, which could be confused with <strong>the</strong> CE marking, may not be affixed to <strong>PPE</strong>.<br />

CE marking is evidence that <strong>the</strong> product con<strong>for</strong>ms to all <strong>the</strong> relevant EHSRs and that <strong>the</strong> product has<br />

been subject to <strong>the</strong> appropriate con<strong>for</strong>mity assessment procedure. The <strong>for</strong>m <strong>of</strong> CE marking is given in<br />

Annex IV <strong>of</strong> <strong>the</strong> directive (which has been amended twice, by Directive 93/68/EEC [10] and Directive<br />

96/58/EC). [13] It must have a minimum height <strong>of</strong> 5 mm except <strong>for</strong> very small <strong>PPE</strong>.<br />

For category I equipment <strong>the</strong> CE marking is <strong>the</strong> letters CE in <strong>the</strong> given <strong>for</strong>m. The same goes <strong>for</strong> category<br />

II products, which can be identified as Category II products from <strong>the</strong> in<strong>for</strong>mation notice supplied by <strong>the</strong><br />

manufacturer, which must include <strong>the</strong> name and address <strong>of</strong> <strong>the</strong> NB having made <strong>the</strong> EC typeexamination.<br />

For category III products, <strong>the</strong> CE marking includes <strong>the</strong> identification number <strong>of</strong> <strong>the</strong> NB<br />

responsible <strong>for</strong> <strong>the</strong> Article 11 A or 11 B procedure.


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ESSENTIAL HEALTH AND SAFETY REQUIREMENTS (EHSRS)<br />

GENERAL<br />

The basic health and safety requirements are normally called as Essential Health and Safety<br />

Requirements. The EHRSs are set out in annex II <strong>of</strong> <strong>the</strong> Directive 89/686/EEC. Annex II is divided into<br />

three sections<br />

• General requirements applicable to all <strong>PPE</strong>;<br />

• Additional requirements common to several classes or types <strong>of</strong> <strong>PPE</strong>;<br />

• Additional requirements specific to particular risks.<br />

GENERAL REQUIREMENTS<br />

The basic principle laid down by Annex II is that <strong>PPE</strong> should provide <strong>the</strong> highest level <strong>of</strong> protection<br />

possible. The optimum level <strong>of</strong> protection to be taken into account in <strong>the</strong> design is that beyond which <strong>the</strong><br />

constraints imposed by <strong>the</strong> wearing <strong>of</strong> <strong>the</strong> <strong>PPE</strong> would prevent its effective use during <strong>the</strong> period <strong>of</strong><br />

exposure to <strong>the</strong> risk or normal per<strong>for</strong>mance <strong>of</strong> <strong>the</strong> activity.<br />

The first section <strong>of</strong> Annex II also includes requirements concerning levels <strong>of</strong> risk, <strong>the</strong> innocuousness <strong>of</strong><br />

<strong>PPE</strong>, com<strong>for</strong>t and efficiency and <strong>the</strong> in<strong>for</strong>mation to be supplied by <strong>the</strong> manufacturer.<br />

ADDITIONAL REQUIREMENTS COMMON TO SEVERAL CLASSES OR TYPES OF <strong>PPE</strong><br />

The second section <strong>of</strong> Annex II includes requirements <strong>for</strong> <strong>PPE</strong>:<br />

• incorporating adjustment systems;<br />

• <strong>for</strong> <strong>the</strong> face, eyes and respiratory tracts;<br />

• subject to ageing;<br />

• which may be caught up during use;<br />

• <strong>for</strong> use in explosive atmospheres;<br />

• <strong>for</strong> emergencies, requiring rapid donning or removal;<br />

• <strong>for</strong> use in very dangerous situations;<br />

• incorporating components which can be adjusted or removed by <strong>the</strong> user;<br />

• <strong>for</strong> connection to ano<strong>the</strong>r, external complementary device;<br />

• incorporating a fluid circulation system;<br />

• bearing identification or recognition marks;<br />

• <strong>for</strong> signalling <strong>the</strong> user's presence visually;<br />

• and multi-risk <strong>PPE</strong>.


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ADDITIONAL REQUIREMENTS SPECIFIC TO PARTICULAR RISKS<br />

The third section <strong>of</strong> Annex II includes requirements relevant to <strong>PPE</strong> designed to protect against:<br />

• mechanical impact, falls due to slipping, falls from a height and vibration;<br />

• compression, abrasion, per<strong>for</strong>ation, cuts and bites;<br />

• drowning;<br />

• noise, heat and fire, and cold;<br />

• electric shock, non-ionising and ionising radiation;<br />

• dangerous substances and infectious agents: respiratory protection and cutaneaous and ocular<br />

contact;<br />

• risks incurred during diving.


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HARMONISED STANDARDS<br />

GENERAL<br />

Harmonized standards are European standards:<br />

• prepared in accordance with <strong>the</strong> General Guidelines agreed between <strong>the</strong> European Commission<br />

and CEN / CENELEC;<br />

• mandated by <strong>the</strong> Commission;<br />

• adopted in accordance with CEN/CENELEC rules, <strong>of</strong>ficially presented to <strong>the</strong> Commission<br />

following <strong>the</strong>ir adoption.<br />

Harmonized standards provide a presumption <strong>of</strong> con<strong>for</strong>mity with EHSRs if <strong>the</strong>y are published at <strong>the</strong><br />

national level in at least one Member State and <strong>the</strong>ir references are published in <strong>the</strong> OJEC.<br />

There are seven specific <strong>PPE</strong> standardisation Technical Committees in CEN<br />

TC number Field Subgroups Secretariat<br />

CEN / TC 79 Respiratory protective devices 9 SC DIN (Germany)<br />

CEN / TC 85 Eye-protective equipment 9 WG AFNOR (France)<br />

CEN / TC 158 Head protection 11 WG BSI (U-K)<br />

CEN / TC 159 Hearing protectors 3 WG SIS (Sweden)<br />

CEN / TC 160<br />

Protection against falls from a height and work<br />

restraint systems<br />

5 WG DIN (Germany)<br />

CEN / TC 161 Foot and leg protectors 4 WG BSI (U-K)<br />

CEN / TC 162<br />

Protective clothing including hand and arm<br />

protection and lifejackets<br />

12 WG DIN (Germany)<br />

OTHER TCS DEALING WITH <strong>PPE</strong> ARE:<br />

TC number Field Secretariat<br />

CEN/TC 122/JWG 9 Ergonomics <strong>of</strong> <strong>PPE</strong> DS (Denmark)<br />

CEN/TC 136 WG 5,6,7<br />

Sports-Playground and o<strong>the</strong>r recreational<br />

equipment<br />

DIN (Germany)<br />

CENELEC/TC 78 Equipment and tools <strong>for</strong> live working UTE (France)


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CEN/TC 211 Acoustics DS (Denmark)<br />

CEN/TC 231/WG 3 Vibrations DIN (Germany)<br />

More than 300 harmonised standards are already published and many <strong>of</strong> those are under revision. Lists <strong>of</strong><br />

<strong>PPE</strong> harmonised standards have been published by <strong>the</strong> OJEC under <strong>the</strong> following references:<br />

Commission communication in relation to personal protective equipment - OJ C 203 <strong>of</strong> 28.8.2003. The list<br />

<strong>of</strong> <strong>the</strong> harmonised standards can be found also at:<br />

http://europa.eu.int/comm/enterprise/newapproach/standardization/harmstds/reflist/ppe.html<br />

INTERNATIONAL STANDARDISATION<br />

In order to avoid <strong>the</strong> barriers to international trade, it has been accepted to give preference to <strong>the</strong><br />

international standardisation. Some ISO technical committees (like ISO TC 94/SC13, ISO TC 94/SC 14<br />

and ISO TC 94/SC 15) are already drafting new standards.<br />

CYPRUS STANDARDS BODY<br />

Fur<strong>the</strong>r in<strong>for</strong>mation on standards and guidance in<strong>for</strong>mation can be obtained from <strong>the</strong> Standards Body <strong>of</strong><br />

<strong>Cyprus</strong>:<br />

CYS<br />

<strong>Cyprus</strong> Organisation <strong>for</strong> <strong>the</strong> <strong>Promotion</strong> <strong>of</strong> <strong>Quality</strong><br />

At <strong>the</strong> Ministry <strong>of</strong> Commerce, Industry and Tourism<br />

13-15, Andreas Araouzos Street<br />

1421 Nicosia<br />

RELATION WITH OTHER DIRECTIVES<br />

GENERAL<br />

If different aspects <strong>of</strong> a product are dealt with by more than one directive, it may only be placed on <strong>the</strong><br />

market and/or put into service when it complies with <strong>the</strong> requirements and <strong>the</strong> con<strong>for</strong>mity assessment<br />

procedures <strong>of</strong> all <strong>the</strong> directives applicable to it.<br />

THE MEDICAL DEVICES DIRECTIVE (93/42/EEC)<br />

This directive applies to devices, o<strong>the</strong>r than medicines, used in health care. It aims at protecting <strong>the</strong><br />

health and safety <strong>of</strong> patients and users <strong>of</strong> medical devices, and o<strong>the</strong>r exposed persons. The directive<br />

states in Article 1.6 that it is not applicable to <strong>PPE</strong>. The decision as to which directive is applicable<br />

depends on <strong>the</strong> principal use <strong>of</strong> <strong>the</strong> device. Thus surgical masks used principally to protect <strong>the</strong> patient are


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under <strong>the</strong> medical devices directive. However equipment worn by health care personnel to protect<br />

<strong>the</strong>mselves against infectious agents is under <strong>the</strong> <strong>PPE</strong> Directive.<br />

Corrective spectacles are medical devices, but protective spectacles with corrective lenses are under <strong>PPE</strong><br />

Directive because <strong>the</strong>ir main aim is to protect <strong>the</strong> eyes <strong>of</strong> <strong>the</strong> wearer. (The additional optical correction<br />

increases <strong>the</strong> com<strong>for</strong>t and usability <strong>of</strong> <strong>the</strong> <strong>PPE</strong> because <strong>the</strong> worker does not have to wear simultaneously<br />

corrective lenses).<br />

Some <strong>PPE</strong> are adapted to <strong>the</strong> individual user's needs, such as orthopaedic shoes or individually moulded<br />

earplugs. In <strong>the</strong>se cases <strong>the</strong> <strong>PPE</strong> Directive is applicable.<br />

THE MARINE EQUIPMENT DIRECTIVE (96/98/EC)<br />

This Directive covers equipment used on board sea-going ships. The Directive does not prescribe CE<br />

marking, as it establishes a special con<strong>for</strong>mity marking (a Steering Wheel); however <strong>the</strong> principles are<br />

identical to those concerning CE marking. Ra<strong>the</strong>r than essential requirements, equipment covered by <strong>the</strong><br />

directive must meet <strong>the</strong> applicable requirements <strong>of</strong> <strong>the</strong> international conventions, <strong>the</strong> relevant resolutions<br />

and circulars <strong>of</strong> <strong>the</strong> IMO, and <strong>the</strong> relevant international testing standards.<br />

The <strong>PPE</strong> used on board and listed in this directive, shall fulfil <strong>the</strong> requirements <strong>of</strong> marine directive only.<br />

For <strong>the</strong> <strong>PPE</strong> <strong>the</strong> directive requires EC type-examination and production quality assurance (module D), or<br />

product quality assurance (module E) or product verification (module F).<br />

Annex A1 <strong>of</strong> <strong>the</strong> Directive contains a list <strong>of</strong> equipment <strong>for</strong> which detailed testing standards already exist in<br />

international regulations. In this list, lifejackets, immersion suits and <strong>the</strong>rmal protective aids are<br />

mentioned. In Annex 2 <strong>of</strong> <strong>the</strong> directive, <strong>the</strong>re is a list stating equipment <strong>for</strong> which no international test<br />

standards exist. This list includes firemen's breathing apparatus. These annexes will be amended<br />

periodically and relevant references to EN ISO standards will be added. The testing <strong>for</strong> CE marking or<br />

Steering Wheel marking will be similar, so equipment concerned will be marked under one or <strong>the</strong> o<strong>the</strong>r<br />

directive, depending on its intended use.<br />

THE TOYS DIRECTIVE (88/378/EEC)<br />

This directive covers safety <strong>of</strong> products designed <strong>for</strong> play <strong>for</strong> children under 14.<br />

Equipment designed to be worn by children (such as bicycle or ski helmets, ski goggles etc.) to protect<br />

<strong>the</strong>m against a risk comes under <strong>the</strong> <strong>PPE</strong> Directive.<br />

However children also play with imitations <strong>of</strong> adult <strong>PPE</strong> (such as imitations <strong>of</strong> firemen's helmets, nurse's<br />

protective clothing etc). Such imitated <strong>PPE</strong> <strong>for</strong> children comes under <strong>the</strong> Toys Directive and according to<br />

<strong>the</strong> Annex <strong>of</strong> this directive manufacturers <strong>of</strong> such toys must supply a warning to avoid any confusion with<br />

real <strong>PPE</strong>.<br />

THE MACHINERY DIRECTIVE (98/37/EC)<br />

This directive applies to machinery, and is based on <strong>the</strong> principle <strong>of</strong> integration <strong>of</strong> measures by design to<br />

ensure <strong>the</strong> safety <strong>of</strong> users. In <strong>the</strong> design <strong>of</strong> control devices, constraints due to <strong>the</strong> necessary or<br />

<strong>for</strong>eseeable use <strong>of</strong> personal protection equipment (such as footwear, gloves, etc.) must be taken into<br />

account.


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According to <strong>the</strong> directive, <strong>the</strong> manufacturer <strong>of</strong> <strong>the</strong> machine shall in<strong>for</strong>m users <strong>of</strong> <strong>the</strong> residual risks due to<br />

any shortcomings <strong>of</strong> <strong>the</strong> protection measures adopted, indicate whe<strong>the</strong>r any particular training is required<br />

and specify any need to provide personal protective equipment.<br />

THE GENERAL PRODUCT SAFETY DIRECTIVE (2001/95/EC)<br />

The General Product Safety Directive is aimed at ensuring that consumer products placed on <strong>the</strong> EU<br />

market are safe. The objectives <strong>of</strong> <strong>the</strong> Directive are both to protect consumer health and safety and to<br />

ensure <strong>the</strong> proper functioning <strong>of</strong> <strong>the</strong> internal market. The Directive applies to products intended <strong>for</strong> or<br />

likely to be used by consumers. It obliges producers to place only “safe” products on <strong>the</strong> market. When<br />

<strong>the</strong> manufacturer is not based in <strong>the</strong> EU, this obligation applies to his representative in <strong>the</strong> EU or, in <strong>the</strong><br />

absence <strong>of</strong> a representative, to <strong>the</strong> importer.<br />

The GPSD is intended to ensure a high level <strong>of</strong> product safety throughout <strong>the</strong> EU <strong>for</strong> consumer products<br />

not covered by sector legislation, but also to complete and complement <strong>the</strong> provisions <strong>of</strong> such sector<br />

legislation <strong>for</strong> <strong>the</strong> risks, <strong>the</strong> producer obligations and <strong>the</strong> authorities’ powers and tasks not covered in it.<br />

The Directive provides a generic definition <strong>of</strong> safe product. Products in con<strong>for</strong>mity with <strong>the</strong> specific rules<br />

(like <strong>PPE</strong> directive) applicable in <strong>the</strong> Member State in which <strong>the</strong>y are in circulation are deemed to meet<br />

<strong>the</strong> definition <strong>of</strong> safe product. In <strong>the</strong> absence <strong>of</strong> specific national rules, <strong>the</strong> safety <strong>of</strong> a product shall be<br />

assessed having regard to European standards, Community technical specifications, national standards <strong>of</strong><br />

<strong>the</strong> country in which <strong>the</strong> product is in circulation, codes <strong>of</strong> good practice, <strong>the</strong> state <strong>of</strong> <strong>the</strong> art and<br />

expectations <strong>of</strong> consumers.<br />

In addition to <strong>the</strong> basic requirement to place only safe products on <strong>the</strong> market, producers must in<strong>for</strong>m<br />

consumers <strong>of</strong> <strong>the</strong> risks associated with <strong>the</strong> products <strong>the</strong>y supply. They must take measures to be in<strong>for</strong>med<br />

<strong>of</strong> risks posed by <strong>the</strong> products which <strong>the</strong>y supply and take <strong>the</strong> appropriate measures to prevent such risks.<br />

Finally, <strong>the</strong>y must be able to trace dangerous products.<br />

The <strong>PPE</strong> Directive does not contain any system <strong>for</strong> rapid exchange <strong>of</strong> in<strong>for</strong>mation between market<br />

surveillance authorities in emergency situations. There<strong>for</strong>e, <strong>the</strong> provisions concerning <strong>the</strong> procedure <strong>for</strong><br />

rapid exchange <strong>of</strong> in<strong>for</strong>mation on dangers and <strong>the</strong> subsequent action at Community level are applicable to<br />

<strong>PPE</strong> <strong>for</strong> consumer use.<br />

DIRECTIVE CONCERNING THE MINIMUM HEALTH AND SAFETY REQUIREMENTS FOR<br />

THE USE OF PERSONAL PROTECTIVE EQUIPMENT BY WORKERS AT WORKPLACE<br />

(89/656/EEC)<br />

On <strong>the</strong> basis <strong>of</strong> <strong>the</strong> Article 16 <strong>of</strong> <strong>the</strong> Framework Directive (89/391/EEC), directive concerning <strong>the</strong> minimum<br />

health and safety requirements <strong>for</strong> <strong>the</strong> use <strong>of</strong> personal protective equipment by workers at workplace has<br />

been given. The general principle <strong>of</strong> <strong>the</strong> directive is that <strong>PPE</strong> shall be used when <strong>the</strong> risks cannot be<br />

avoided or sufficiently limited by technical means, by collective protective measures, or by methods <strong>of</strong><br />

work organization.<br />

The assessment <strong>of</strong> <strong>the</strong> needs to use <strong>PPE</strong> has three phases:<br />

• an analysis and assessment <strong>of</strong> risks which cannot be avoided by o<strong>the</strong>r means;<br />

• based on this risk assessment, <strong>the</strong> characteristics <strong>of</strong> <strong>the</strong> <strong>PPE</strong> needed must be defined;


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• <strong>the</strong> <strong>PPE</strong> must <strong>the</strong>n be selected among CE marked <strong>PPE</strong>, taking <strong>the</strong> special needs <strong>of</strong> <strong>the</strong> workplace<br />

and worker into account.<br />

This assessment must be reviewed, if any changes occur.<br />

The employer must ensure, that <strong>the</strong> <strong>PPE</strong>:<br />

• complies with <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> <strong>PPE</strong> Design Directive 89/686/CEE;<br />

• is appropriate <strong>for</strong> <strong>the</strong> risks involved, without itself leading to any increased risks;<br />

• corresponds to existing conditions at <strong>the</strong> workplace;<br />

• is selected taking ergonomic requirements and <strong>the</strong> worker’s state <strong>of</strong> health into account;<br />

• fits <strong>the</strong> wearer correctly after any necessary adjustment;<br />

• is compatible with o<strong>the</strong>r items <strong>of</strong> <strong>PPE</strong> worn simultaneously;<br />

• is in principle <strong>for</strong> personal use;<br />

• is provided free <strong>of</strong> charge;<br />

• is kept in good working order by means <strong>of</strong> necessary maintenance.<br />

Also <strong>the</strong> conditions <strong>of</strong> use shall be determined. These include <strong>the</strong> determination <strong>of</strong> <strong>the</strong> length <strong>of</strong> <strong>the</strong> use<br />

period, taking into account <strong>the</strong> seriousness <strong>of</strong> <strong>the</strong> risk, frequency <strong>of</strong> exposure, <strong>the</strong> characteristics <strong>of</strong> <strong>the</strong><br />

workstation <strong>of</strong> each worker and <strong>the</strong> per<strong>for</strong>mance <strong>of</strong> <strong>the</strong> <strong>PPE</strong>. The employer shall in<strong>for</strong>m <strong>the</strong> workers <strong>of</strong><br />

<strong>the</strong> risks and arrange <strong>the</strong> necessary training.<br />

THE PRODUCT LIABILITY DIRECTIVE (85/374/EEC)<br />

This Directive deals with liability <strong>for</strong> any product manufactured or imported into <strong>the</strong> Community, which<br />

causes damage to individuals or property. It thus may apply to damage caused by defective <strong>PPE</strong>. The<br />

objective <strong>of</strong> <strong>the</strong> <strong>PPE</strong> Directive is to prevent, as far as possible, <strong>the</strong> placing on <strong>the</strong> market and putting into<br />

service <strong>of</strong> unsafe <strong>PPE</strong>. The Product Liability Directive is a fur<strong>the</strong>r incitement to <strong>the</strong> manufacturer to design<br />

and make safe products, in light <strong>of</strong> <strong>the</strong> costs incurred through liability <strong>for</strong> defective products. Thus <strong>the</strong> <strong>PPE</strong><br />

Directive and <strong>the</strong> Product Liability Directive may be seen as complementary.<br />

OTHER DIRECTIVES<br />

O<strong>the</strong>r directive, which may be applicable to <strong>PPE</strong>, is ATEX directive concerning equipment intended to be<br />

used in potentially explosive atmospheres. Some equipment, like e.g. powered respiratory protective<br />

equipment, shall be assessed also against requirements <strong>of</strong> <strong>the</strong> ATEX directive.<br />

Some <strong>PPE</strong> may contain pressure vessels. Those are covered by Directive 87/404/EEC, as amended.


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MARKET SURVEILLANCE<br />

The <strong>PPE</strong> Directive defines <strong>the</strong> responsibility <strong>of</strong> Member States <strong>for</strong> market surveillance in very general<br />

terms:<br />

“Member States shall take all appropriate measures to ensure that <strong>PPE</strong> ... may be placed on<br />

<strong>the</strong> market and brought into service only if it preserves <strong>the</strong> health and ensures <strong>the</strong> safety <strong>of</strong><br />

users ... when properly maintained and used <strong>for</strong> its intended purpose.” (Article 2.1. <strong>of</strong> <strong>the</strong><br />

directive).<br />

Member States must allow free circulation to <strong>PPE</strong> placed on <strong>the</strong> market in compliance with <strong>the</strong><br />

requirements <strong>of</strong> <strong>the</strong> directive. But <strong>the</strong> presumption <strong>of</strong> compliance accorded to “CE” marked products is<br />

not absolute: it is subordinated to <strong>the</strong> duty to protect <strong>the</strong> health and safety <strong>of</strong> users.<br />

“ If a Member State discovers that <strong>PPE</strong> bearing CE marking and used in accordance with its<br />

intended purpose could compromise <strong>the</strong> safety <strong>of</strong> individuals, domestic animals or property, it shall<br />

take all necessary measures to remove that equipment from <strong>the</strong> market and prohibit <strong>the</strong> marketing<br />

or free movement <strong>the</strong>re<strong>of</strong> (Article 7.1. <strong>of</strong> <strong>the</strong> directive).<br />

The responsibility <strong>of</strong> Member States to thus ensure that only safe products are placed on <strong>the</strong> market<br />

implies <strong>the</strong> obligation to organise and carry out effective surveillance <strong>of</strong> <strong>the</strong> market. The main aim <strong>of</strong> this<br />

surveillance is to ensure that <strong>the</strong> EHSRs <strong>of</strong> <strong>the</strong> directive are satisfied by <strong>the</strong> <strong>PPE</strong> effectively placed on <strong>the</strong><br />

market.<br />

In <strong>the</strong> case <strong>of</strong> <strong>PPE</strong> certified by <strong>the</strong> manufacturer himself, market surveillance is necessary to ensure that<br />

this simple procedure is not seen as an open door <strong>for</strong> noncompliant products.<br />

In <strong>the</strong> case <strong>of</strong> <strong>the</strong> majority <strong>of</strong> <strong>PPE</strong>, <strong>for</strong> which <strong>the</strong> model has been approved by a third party be<strong>for</strong>e<br />

production is placed on <strong>the</strong> market, market surveillance involves checking that <strong>the</strong> products effectively<br />

placed on <strong>the</strong> market are in con<strong>for</strong>mity with <strong>the</strong> provisions <strong>of</strong> <strong>the</strong> <strong>PPE</strong> directive. It may also bring to light<br />

cases where con<strong>for</strong>mity evaluation has not been properly carried out by <strong>the</strong> NB.<br />

For <strong>PPE</strong> submitted to <strong>the</strong> procedures described in Article 11 <strong>of</strong> <strong>the</strong> directive, involving approval <strong>of</strong> <strong>the</strong><br />

manufacturers’ quality-control system or periodic controls <strong>of</strong> production, market surveillance may be<br />

considered less vital. But experience shows, even in this case, that checks are useful to ensure that <strong>the</strong><br />

procedures are being properly applied.<br />

Market surveillance is thus an essential tool <strong>for</strong> effective en<strong>for</strong>cement <strong>of</strong> <strong>the</strong> provisions <strong>of</strong> <strong>the</strong> directive. It<br />

is to be considered vital to <strong>the</strong> credibility <strong>of</strong> CE marking, and more generally, to creating confidence in <strong>the</strong><br />

single market.<br />

WHO IS RESPONSIBLE FOR MARKET SURVEILLANCE?<br />

Market surveillance must be carried out with a guaranty <strong>of</strong> impartiality and objectivity, which implies<br />

overall responsibility by <strong>the</strong> public authorities <strong>of</strong> Member States. In particular, surveillance <strong>of</strong> <strong>PPE</strong> already


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placed on <strong>the</strong> market is not <strong>the</strong> job <strong>of</strong> <strong>the</strong> Notified Bodies responsible <strong>for</strong> evaluation <strong>of</strong> <strong>PPE</strong> models be<strong>for</strong>e<br />

<strong>the</strong>y are placed on <strong>the</strong> market.<br />

However <strong>the</strong> public authorities do not always have <strong>the</strong> necessary expertise or equipment needed to carry<br />

out <strong>the</strong> very specific tests required to check <strong>the</strong> con<strong>for</strong>mity <strong>of</strong> <strong>PPE</strong> with EHSRs. The public authorities may<br />

thus call on competent bodies, including <strong>the</strong> Notified Bodies, to provide this expertise, while remaining<br />

sole judge <strong>of</strong> <strong>the</strong> conclusions to be drawn and <strong>the</strong> action to be taken.<br />

Member States must designate <strong>the</strong> authorities responsible <strong>for</strong> en<strong>for</strong>cement, including market surveillance<br />

<strong>of</strong> <strong>PPE</strong>. They may be national, regional or local authorities, provided <strong>the</strong> whole national territory is<br />

covered. Market surveillance may also be shared between several authorities; indeed this may be<br />

necessary to cover both <strong>PPE</strong> <strong>for</strong> pr<strong>of</strong>essional and private use <strong>for</strong> which distribution channels are <strong>of</strong>ten<br />

different.<br />

The authorities concerned may include <strong>the</strong> consumer protection services, labour inspection, and customs<br />

authorities. When Member States designate several authorities <strong>for</strong> market surveillance it is necessary to<br />

organise co-ordination <strong>of</strong> <strong>the</strong>ir activity. It is also useful to select a single co-ordinating authority, which may<br />

be <strong>the</strong> correspondent <strong>for</strong> <strong>the</strong> authorities <strong>of</strong> o<strong>the</strong>r Member States.<br />

These authorities must have <strong>the</strong> necessary powers and be attributed sufficient resources to be able to<br />

carry out effective market surveillance activity. These include <strong>the</strong> power to visit manufacturers’ distributors’<br />

or users’ premises, to take or purchase samples <strong>for</strong> examination or <strong>for</strong> testing, and to require all<br />

necessary in<strong>for</strong>mation.<br />

Market surveillance activity can take several <strong>for</strong>ms. Schematically, it is possible to distinguish <strong>for</strong>mal<br />

checks from checks on substantial, technical compliance with EHSRs.<br />

CHECKS ON MARKING AND DOCUMENTATION<br />

The directive provides <strong>the</strong> authorities responsible <strong>for</strong> market surveillance with a number <strong>of</strong> tools <strong>for</strong><br />

checking compliance with <strong>the</strong> con<strong>for</strong>mity evaluation procedures.<br />

Absence <strong>of</strong> CE marking is a clear indication that <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> directive have not been taken<br />

into account.<br />

The manufacturers’ EC declaration <strong>of</strong> con<strong>for</strong>mity must be produced on demand. This document enables<br />

market surveillance authorities to know which evaluation procedure has been followed, <strong>the</strong> notified body<br />

or bodies concerned, and <strong>the</strong> harmonized standard or standards used.<br />

The in<strong>for</strong>mation contained in <strong>the</strong> EC declaration <strong>of</strong> con<strong>for</strong>mity can be compared with <strong>the</strong> manufacturers’<br />

instructions <strong>for</strong> use (which must accompany <strong>the</strong> <strong>PPE</strong>), to check that <strong>the</strong> evaluation procedure followed<br />

corresponds to <strong>the</strong> risks against which <strong>the</strong> <strong>PPE</strong> is designed to protect.<br />

The in<strong>for</strong>mation contained in <strong>the</strong> EC declaration <strong>of</strong> con<strong>for</strong>mity also enables <strong>the</strong> authorities to contact <strong>the</strong><br />

Notified Bodies concerned in order to obtain a copy <strong>of</strong> <strong>the</strong> EC type-examination certificate, <strong>of</strong> <strong>the</strong><br />

manufacturers’ technical file and <strong>of</strong> <strong>the</strong> test reports.<br />

Finally, <strong>the</strong> authorities may require <strong>the</strong> manufacturer to produce relevant extracts <strong>of</strong> <strong>the</strong> technical<br />

documentation in support <strong>of</strong> <strong>the</strong> EC con<strong>for</strong>mity declaration.<br />

In many cases, examination <strong>of</strong> <strong>the</strong> marking and documentation may be considered a sufficient indication<br />

<strong>of</strong> <strong>the</strong> con<strong>for</strong>mity <strong>of</strong> <strong>the</strong> <strong>PPE</strong>. However, in case <strong>of</strong> doubt as to <strong>the</strong> con<strong>for</strong>mity <strong>of</strong> <strong>PPE</strong> with <strong>the</strong> EHSRs or


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with <strong>the</strong> per<strong>for</strong>mance levels claimed by <strong>the</strong> manufacturer, it is generally not possible to reach a conclusion<br />

simply by visual examination. Checking technical con<strong>for</strong>mity <strong>of</strong> <strong>PPE</strong> requires carrying out laboratory tests.<br />

CHECKING COMPLIANCE WITH ESSENTIAL HEALTH AND SAFETY REQUIREMENTS<br />

The tests necessary to check compliance with EHSRs are <strong>of</strong>ten destructive, and may require several<br />

samples <strong>of</strong> <strong>the</strong> <strong>PPE</strong> concerned. So this aspect <strong>of</strong> market surveillance involves ei<strong>the</strong>r <strong>the</strong> taking or <strong>the</strong><br />

purchase <strong>of</strong> <strong>the</strong> required number <strong>of</strong> samples (depending on <strong>the</strong> surveillance authorities’ powers). Tests<br />

may be carried out within <strong>the</strong> authorities own facilities when <strong>the</strong>se are available, or else entrusted to<br />

competent laboratories.<br />

In general, when <strong>the</strong> type <strong>of</strong> <strong>PPE</strong> concerned is covered by harmonized standards, <strong>the</strong> appropriate tests<br />

are those described in <strong>the</strong> relevant standard. If no harmonized standard exists, or if <strong>the</strong> manufacturer has<br />

applied o<strong>the</strong>r criteria <strong>for</strong> con<strong>for</strong>mity evaluation, it may be necessary to determine appropriate tests. In<br />

many cases, it may be considered unnecessary to carry out all <strong>the</strong> tests laid down by <strong>the</strong> harmonized<br />

standard. Time and money may be saved by limiting <strong>the</strong> checks to test with particular importance <strong>for</strong> <strong>the</strong><br />

safety <strong>of</strong> users, or sufficient to determine <strong>the</strong> level <strong>of</strong> protection af<strong>for</strong>ded by <strong>the</strong> <strong>PPE</strong>.<br />

In many cases <strong>the</strong> laboratories most competent and best equipped to carry out <strong>the</strong> tests are <strong>the</strong><br />

laboratories <strong>of</strong> Notified Bodies, but it must be clear that in this case <strong>the</strong> body is not acting as a NB but as a<br />

test-house on behalf <strong>of</strong> <strong>the</strong> market surveillance authorities.<br />

When <strong>the</strong> market surveillance authorities receive <strong>the</strong> test reports, manufacturers should whenever<br />

possible be in<strong>for</strong>med <strong>of</strong> <strong>the</strong> results and asked to present <strong>the</strong>ir observations, be<strong>for</strong>e action is decided.<br />

Exceptions may be justified, if action is considered urgent to protect <strong>the</strong> safety <strong>of</strong> users.<br />

Experience shows that in most cases, when market surveillance checks reveal anomalies, corrective<br />

measures are agreed by <strong>the</strong> manufacturer. These corrective measures may include completion <strong>of</strong> <strong>the</strong><br />

con<strong>for</strong>mity evaluation procedure, modifications concerning <strong>the</strong> product and <strong>the</strong> instructions <strong>for</strong> use, or<br />

improvement <strong>of</strong> <strong>the</strong> arrangements <strong>for</strong> quality control <strong>of</strong> <strong>the</strong> production. When surveillance reveals<br />

substantial problems concerning ei<strong>the</strong>r <strong>the</strong> <strong>PPE</strong> itself or <strong>the</strong> in<strong>for</strong>mation supplied to users, manufacturers<br />

may be asked to withdraw products from <strong>the</strong> market and/or in<strong>for</strong>m <strong>the</strong>ir customers.<br />

In <strong>the</strong> case <strong>of</strong> noncompliant <strong>PPE</strong>, after taking into account <strong>the</strong> observations presented by manufacturers,<br />

and in light <strong>of</strong> <strong>the</strong> seriousness <strong>of</strong> <strong>the</strong> non-compliance, <strong>the</strong> market surveillance authorities have to<br />

determine <strong>the</strong> appropriate course <strong>of</strong> action. Several possibilities are open.<br />

IF ADEQUATE CORRECTIVE MEASURES ARE AGREED BY THE MANUFACTURER<br />

When <strong>the</strong> manufacturer and <strong>the</strong> authorities agree on corrective measures, and <strong>the</strong>se are considered<br />

sufficient to protect <strong>the</strong> health and safety <strong>of</strong> users provided sufficient assurance is given that <strong>the</strong>se<br />

measures will effectively be carried out, <strong>the</strong> market surveillance authorities may consider <strong>the</strong> file to be<br />

closed. In <strong>the</strong> majority <strong>of</strong> cases this outcome is doubtful.<br />

This situation raises a problem, since technical harmonization introduced by <strong>the</strong> directive has created a<br />

single market enabling <strong>PPE</strong> to move freely across national borders, but <strong>the</strong> market surveillance authority<br />

is competent only <strong>for</strong> <strong>the</strong> national market. If a problem has reached a satisfactory solution in one Member<br />

State, an unscrupulous manufacturer may be tempted to sell <strong>of</strong>f noncompliant stock in o<strong>the</strong>r Member<br />

States where <strong>the</strong> problem may not be detected.


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To deal with this eventuality, and ensure an equivalent level <strong>of</strong> protection throughout <strong>the</strong> community, it is<br />

clearly necessary <strong>for</strong> Member States to develop mutual in<strong>for</strong>mation about <strong>the</strong>ir market surveillance<br />

activity. In particular, this enables each Member State to verify that corrective measures agreed in ano<strong>the</strong>r<br />

Member State have been applied elsewhere.<br />

Exchange <strong>of</strong> in<strong>for</strong>mation between market surveillance authorities is also useful to increase <strong>the</strong> efficiency<br />

<strong>of</strong> market surveillance. If one authority, <strong>for</strong> instance, has surveyed one type <strong>of</strong> <strong>PPE</strong> and found a generally<br />

satisfactory situation, ano<strong>the</strong>r Member State may consider that work in this field has little interest. On <strong>the</strong><br />

o<strong>the</strong>r hand if a Member State clearly identifies a problem area, this may alert o<strong>the</strong>rs and enable <strong>the</strong>m to<br />

concentrate <strong>the</strong>ir surveillance activity where it is most needed. Exchanges <strong>of</strong> experience also enable <strong>the</strong><br />

spread <strong>of</strong> good practice and effective techniques <strong>for</strong> surveillance. Finally, good contacts between<br />

surveillance authorities facilitate <strong>the</strong> solving <strong>of</strong> problems in files, which have implications <strong>for</strong> several<br />

Member States.<br />

As things stand, no <strong>for</strong>mal procedure <strong>for</strong> administrative co-operation is laid down in <strong>the</strong> directive.<br />

However, Member States are required, under Article 5 <strong>of</strong> <strong>the</strong> Treaty <strong>of</strong> Rome to co-operate in order to fulfil<br />

<strong>the</strong>ir obligations. Improving this co-operation is thus a priority task <strong>for</strong> <strong>the</strong> Standing Committee set up to<br />

deal with problems <strong>of</strong> application <strong>of</strong> <strong>the</strong> directive, and it may indeed require improvement <strong>of</strong> <strong>the</strong> directive<br />

itself.<br />

IF CE MARKED <strong>PPE</strong> IS POSSIBLE TO ENDANGER THE HEALTH OR SAFETY OF USERS<br />

In <strong>the</strong> first instance, placing on <strong>the</strong> market <strong>PPE</strong> that is not in con<strong>for</strong>mity with <strong>the</strong> EHSRs is an<br />

infringement, which may incur penalties under national law. However this is not sufficient to protect users.<br />

If <strong>the</strong> manufacturer does not take corrective measures voluntarily, or if <strong>the</strong>se are considered insufficient to<br />

protect users, <strong>the</strong> Member State must take <strong>the</strong> necessary measures to have <strong>the</strong> <strong>PPE</strong> withdrawn from <strong>the</strong><br />

market, and to restrict or prohibit its being placed on <strong>the</strong> market. Article 7 <strong>of</strong> <strong>the</strong> directive lays down a<br />

procedure to be followed in such a case, known as <strong>the</strong> safeguard procedure or safeguard clause.<br />

THE SAFEGUARD PROCEDURE FOR UNSAFE <strong>PPE</strong><br />

The Member State in<strong>for</strong>ms <strong>the</strong> Commission indicating <strong>the</strong> reasons <strong>for</strong> <strong>the</strong> measures taken. In particular, it<br />

must be indicated whe<strong>the</strong>r <strong>the</strong> noncon<strong>for</strong>mity <strong>of</strong> <strong>the</strong> <strong>PPE</strong> concerned is due to failure to comply with <strong>the</strong><br />

EHSRs, to unsatisfactory application <strong>of</strong> harmonized standards, or to shortcomings in <strong>the</strong> harmonized<br />

standards <strong>the</strong>mselves.<br />

The Commission <strong>the</strong>n consults <strong>the</strong> parties concerned. After enquiry, which may involve recourse to<br />

expert opinion if technical questions are at stake, <strong>the</strong> Commission decides whe<strong>the</strong>r or not <strong>the</strong> action taken<br />

by <strong>the</strong> Member State is justified. If <strong>the</strong> action is justified, <strong>the</strong> o<strong>the</strong>r Member States are in<strong>for</strong>med so that<br />

appropriate action may be taken to prevent circulation <strong>of</strong> <strong>the</strong> dangerous product throughout <strong>the</strong><br />

Community. If <strong>the</strong> Commission judges that <strong>the</strong> action <strong>of</strong> <strong>the</strong> Member State is not justified, <strong>the</strong> Member<br />

State and <strong>the</strong> manufacturer are in<strong>for</strong>med accordingly.<br />

If it is confirmed that <strong>the</strong> noncon<strong>for</strong>mity <strong>of</strong> <strong>the</strong> <strong>PPE</strong> results from shortcomings in a harmonized standard<br />

<strong>the</strong> Commission uses <strong>the</strong> procedure laid down in <strong>the</strong> “safeguard clause” <strong>for</strong> standards.


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THE SAFEGUARD PROCEDURE FOR UNSATISFACTORY HARMONIZED STANDARDS<br />

If ei<strong>the</strong>r <strong>the</strong> Commission or a Member State considers that a harmonized standard does not satisfy <strong>the</strong><br />

EHSRs <strong>of</strong> <strong>the</strong> directive, <strong>the</strong>y must refer <strong>the</strong> matter to <strong>the</strong> Committee set up under <strong>the</strong> Directive 98/34/EC<br />

amended by Directive 98/48/EC, which deals with standards and technical regulations. In light <strong>of</strong> <strong>the</strong><br />

opinion <strong>of</strong> this Committee, <strong>the</strong> Commission decides whe<strong>the</strong>r it is necessary to withdraw <strong>the</strong> reference <strong>of</strong><br />

<strong>the</strong> standard concerned from <strong>the</strong> OJEC.<br />

FURTHER INFORMATION<br />

STANDARDS<br />

CYS<br />

<strong>Cyprus</strong> Organisation <strong>for</strong> <strong>the</strong> <strong>Promotion</strong> <strong>of</strong> <strong>Quality</strong><br />

at <strong>the</strong><br />

Ministry <strong>of</strong> Commerce, Industry and Tourism<br />

13-15, Andreas Araouzou Street<br />

1421 Nicosia<br />

Fur<strong>the</strong>r in<strong>for</strong>mation and links to all relevant European websites are available at<br />

www.cys.mcit.gov.cy<br />

under <strong>the</strong> button named:<br />

NEW APPROACH


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CYPRUS COMPETENT AUTHORITY<br />

In <strong>Cyprus</strong>, <strong>the</strong> Ministry <strong>of</strong> Labour and Social Insurance, through <strong>the</strong> Department <strong>of</strong> Labour Inspection, is<br />

<strong>the</strong> competent authority and responsible <strong>for</strong> en<strong>for</strong>cement <strong>of</strong> <strong>the</strong> <strong>PPE</strong> related Regulations. Fur<strong>the</strong>r details<br />

on en<strong>for</strong>cement and penalties are available at <strong>the</strong> following <strong>Cyprus</strong> Contact point:<br />

Department <strong>of</strong> Labour Inspection<br />

Ministry <strong>of</strong> Labour and Social Insurance<br />

Contact:<br />

Tasoula Kyprianidou - Leontidou<br />

Labour Inspection Officer<br />

Tel. 22 40 56 53<br />

Fax 22 66 37 88<br />

e-mail: tkyprianidou@dli.mlsi.gov.cy<br />

CYPRUS LEGISLATION<br />

General requirements and stipulation are layed down in <strong>the</strong> <strong>Cyprus</strong> Framework Law N. 30(I)/2002<br />

(published 5.4.2002) as amended by Law N. 29(I)/2003 (published 28.3.2003).<br />

The Framework Law represents <strong>the</strong> legal basis <strong>for</strong> <strong>the</strong> <strong>Cyprus</strong> Regulations addressing respective<br />

Directives.<br />

The <strong>Cyprus</strong> Regulation addressing <strong>the</strong> <strong>PPE</strong> directive is <strong>the</strong> Essential Requirements (Personal Protective<br />

Equipment) Regulations <strong>of</strong> 2003, P.I. 315/2003 (published 18.4.2003).

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