Developmental surface dyslexias - Naama Friedmann
Developmental surface dyslexias - Naama Friedmann
Developmental surface dyslexias - Naama Friedmann
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cortex 44 (2008) 1146–1160<br />
available at www.sciencedirect.com<br />
journal homepage: www.elsevier.com/locate/cortex<br />
Research report<br />
<strong>Developmental</strong> <strong>surface</strong> <strong>dyslexias</strong><br />
<strong>Naama</strong> <strong>Friedmann</strong>* and Limor Lukov<br />
Language and Brain Lab, School of Education, Tel Aviv University, Tel Aviv, Israel<br />
article info<br />
Article history:<br />
Received 18 June 2007<br />
Reviewed 13 August 2007<br />
Revised 26 August 2007<br />
Accepted 5 September 2007<br />
Action editor Roberto Cubelli<br />
Published online 5 March 2008<br />
Keywords:<br />
Surface dyslexia<br />
Dual route model<br />
Hebrew<br />
<strong>Developmental</strong> dyslexia<br />
abstract<br />
Individuals with <strong>surface</strong> dyslexia read via grapheme-to-phoneme conversion due to a deficit<br />
in the lexical route. A deficit in the lexical route can be caused by impairments at several<br />
different loci. In the current study we identify three subtypes of developmental <strong>surface</strong><br />
dyslexia, each caused by impairment at a different locus on the lexical route, and each<br />
showing a different pattern of performance in various tasks. All three subtypes show the<br />
classical pattern of reading aloud, with regularizations and difficulty in reading words<br />
that have more than a single possible conversion to a phoneme string, but they differ in<br />
their performance in lexical decision and homophone comprehension. The first subtype,<br />
input <strong>surface</strong> dyslexia, results from a deficit to the orthographic input lexicon, and entails<br />
poor performance in lexical decision and comprehension tasks. The second subtype, orthographic<br />
lexicon output <strong>surface</strong> dyslexia, in which the orthographic input lexicon is accessible<br />
but its output to the phonological output lexicon and to the semantic system is impaired,<br />
allows normal lexical decision, but causes impaired comprehension of homophones. The<br />
third subtype, interlexical <strong>surface</strong> dyslexia, caused by a selective deficit in the connection between<br />
the orthographic input lexicon and the phonological output lexicon but with intact<br />
access from the orthographic input lexicon to the semantic system, allows normal performance<br />
in lexical decision and comprehension tasks. Seventeen Hebrew-speaking individuals<br />
with developmental <strong>surface</strong> dyslexia aged 10–43 participated in the study, eight of<br />
them showed the first pattern, three showed the second pattern, and six displayed the<br />
third pattern. Another result of the study pertains to the importance of the lexicality of<br />
the result of grapheme-to-phoneme conversion for each target word. Some words, when<br />
read via grapheme-to-phoneme conversion, can potentially be read as other words (such<br />
as ‘‘now’’ in English, which can be sounded as the word ‘‘know’’), we term these words potentiophones.<br />
The results indicate that potentiophones yield the highest error rate in reading<br />
aloud for all the participants with <strong>surface</strong> dyslexia.<br />
ª 2007 Elsevier Srl. All rights reserved.<br />
1. Introduction<br />
The definition of <strong>surface</strong> dyslexia relates to the way individuals<br />
with this dyslexia read: they read via graphemeto-phoneme<br />
conversion. But why do they read via this<br />
route? Which part of the lexical route is impaired? This definition<br />
does not specify which component of the reading<br />
process is impaired. A look at the dual-route model for<br />
reading suggests that several different impairments to various<br />
parts of the lexical route can cause <strong>surface</strong> dyslexia. In<br />
* Corresponding author. Language and Brain Lab, School of Education, Tel Aviv University, Tel Aviv 69978, Israel.<br />
E-mail address: naamafr@post.tau.ac.il (N. <strong>Friedmann</strong>).<br />
0010-9452/$ – see front matter ª 2007 Elsevier Srl. All rights reserved.<br />
doi:10.1016/j.cortex.2007.09.005
cortex 44 (2008) 1146–1160 1147<br />
the current study we focus on developmental <strong>surface</strong> dyslexia<br />
and show that at least three different loci on the lexical<br />
route can be impaired, causing three different subtypes<br />
of developmental <strong>surface</strong> dyslexia, which differ in the patterns<br />
of performance in various tasks.<br />
When the lexical route is unavailable, readers may be<br />
forced to rely on the grapheme-to-phoneme route for oral<br />
reading. Looking more closely into what can cause the lexical<br />
route to be unavailable, several possible loci of impairment<br />
emerge: one might be the orthographic input lexicon<br />
or the access to it ( in Fig. 1). Another possibility is that<br />
the orthographic input lexicon itself is intact and accessible,<br />
but its output is damaged: either its output both to<br />
the phonological output lexicon and to the semantic system<br />
(marked in Fig. 1), or only the output to the phonological<br />
lexicon (marked in Fig. 1), with intact access to the semantic<br />
system.<br />
Grapheme-to-phoneme reading can also result from an<br />
impairment to the semantic system, to the phonological output<br />
lexicon, or its access to the phonemic output buffer (Jackson<br />
and Coltheart, 2001) but in these cases, <strong>surface</strong> dyslexia is<br />
part of a more general language or semantic impairment, and<br />
is not restricted to reading, and we will not explore these subtypes<br />
in the current study.<br />
The three impairments (1–3 in Fig. 1) are expected to<br />
yield a similar pattern of reading aloud. Since all three impairment<br />
loci cause reading via conversion rules, all three<br />
impairments should result in regularizations in reading<br />
aloud. However, importantly, the three impairments are<br />
expected to differ with respect to their effect on lexical decision<br />
and comprehension. The first impairment – involving<br />
lack of access to the orthographic input lexicon, or impaired<br />
orthographic input lexicon 1 – would result both in<br />
difficulty in lexical decision and in impaired comprehension.<br />
Namely, this deficit will result in inability to determine<br />
whether a letter string forms an existing word,<br />
especially when it can be sounded out via grapheme-tophoneme<br />
conversion as an existing word. The comprehension<br />
in this type of impairment will rely solely on the<br />
phonological output of the grapheme-to-phoneme conversion.<br />
Thus, words that are regular and nonhomophonous might<br />
be understood correctly, but irregular words and homophones<br />
would either not be recognized as a word and<br />
thus not be understood, or be recognized as a different<br />
word and misunderstood. For example, if a word like<br />
‘‘yacht’’ would be read as yakt, the reader might say that<br />
she does not recognize the word. A word like ‘‘sale’’,<br />
when identified solely on the basis of the phonological lexicon,<br />
might be defined as ‘‘To move along the sea with<br />
a boat’’, and a word like ‘‘too’’ might be defined as ‘‘The<br />
number after one’’.<br />
Individuals with an impairment of the second subtype –<br />
impaired connection from the orthographic input lexicon to<br />
both the phonological output lexicon and the semantic<br />
1 Ascribing a deficit to the orthographic input lexicon still leaves<br />
the question open whether the deficit is in processes operating in<br />
and on the lexicon, or whether the representations in the lexicon<br />
are impaired (for example, ‘‘faded’’, and require additional activation<br />
to be accessed).<br />
semantics<br />
orthographic-visual analysis:<br />
letter identification letter position letter-word binding<br />
2<br />
orthographic<br />
input lexicon<br />
2<br />
1<br />
3<br />
phonological<br />
output lexicon<br />
phonemic buffer<br />
grapheme-to-phoneme<br />
conversion<br />
Fig. 1 – A model of single word reading. The numbers<br />
indicate possible loci of impairment that lead to<br />
developmental <strong>surface</strong> dyslexia.<br />
system – are expected to be able to decide whether a letter<br />
sequence is a word or not, even when it is a pseudohomophone,<br />
as they have access to the orthographic input lexicon.<br />
Because they do not have access to semantics, they<br />
will fail in comprehension in much the same way as the<br />
first subtype.<br />
Finally, individuals with an impairment of the third subtype<br />
– whose impairment results from a disconnection between<br />
the orthographic input lexicon and the phonological<br />
output lexicon – are expected to perform well both in lexical<br />
decision tasks and in comprehension tasks, when these tasks<br />
do not involve oral reading. This is because they have intact<br />
access to the orthographic input lexicon and from it to the<br />
semantic system. Only when they read aloud will their <strong>surface</strong><br />
dyslexia be manifested, because they will be forced to<br />
use the grapheme-to-phoneme route. 2<br />
Thus, in order to determine the locus of impairment for<br />
each individual with <strong>surface</strong> dyslexia, reading aloud is not<br />
enough. The performance in lexical decision, and specifically<br />
the ability to reject pseudohomophones (nonwords<br />
that can be sounded out like real words, such as fone), would<br />
indicate whether the orthographic input lexicon is accessible.<br />
Comprehension tasks of homophones might speak for<br />
whether or not there is access to the semantic system<br />
from the orthographic input lexicon (Marshall, 1984a).<br />
In a seminal study of acquired <strong>surface</strong> dyslexia, Coltheart<br />
and Funnell (1987) identified seven loci that might<br />
lead to acquired <strong>surface</strong> dyslexia. They showed that their<br />
2 Theoretically, when the pathway between the lexicons is impaired,<br />
one can also use the route from semantics to the phonological<br />
output lexicon in order to read aloud. However, whereas<br />
this route is the natural route for word retrieval, it does not<br />
seem to be a natural route for reading, and this is why the arrow<br />
appears dashed in Fig. 1. It seems to be a last resort, used only<br />
when no other route is available for reading, as is the case in<br />
deep dyslexia. We will return to this point in the Discussion, on<br />
the basis of our results.<br />
1
1148<br />
cortex 44 (2008) 1146–1160<br />
patient, HG, had <strong>surface</strong> dyslexia that resulted from a deficit<br />
in the orthographic input lexicon (in entries within it or in<br />
the access to it). Other individuals with a similar impairment<br />
to the orthographic input lexicon are NW, reported<br />
by Weekes and Coltheart (1996), and EE, reported by<br />
Howard and Franklin (1987) and Coltheart and Byng (1989)<br />
(although EE also had considerable output impairments).<br />
Their locus of impairment was identified on the basis of<br />
poor reading of irregular words, poor lexical discrimination<br />
(in which participants were asked to select the word in<br />
word/pseudohomophone pairs), and poor homophone comprehension.<br />
A recent report of MM, a Spanish-speaking individual<br />
with <strong>surface</strong> dyslexia, also described a deficit to<br />
the input lexicon (Ferreres et al., 2005). The patients described<br />
by Marshall and Newcombe, JC and MS (Marshall<br />
and Newcombe, 1973; Newcombe and Marshall, 1981,<br />
1984, 1985) also fit the description of an impaired orthographic<br />
input lexicon (JC is taken to be such a case, although<br />
data are available only with respect to his<br />
impaired reading of irregular words and his impaired comprehension<br />
of homophones; see Ellis et al., 2000).<br />
Another subtype of acquired <strong>surface</strong> dyslexia that has<br />
been reported in the literature is central or semantic <strong>surface</strong><br />
dyslexia, which was described as resulting from a deficit<br />
to the semantic system. Such cases are HTR (Shallice<br />
et al., 1983), MP (Bub et al., 1985), KT (McCarthy and Warrington,<br />
1986; Patterson and Hodges, 1992), and JL and GC<br />
(Graham et al., 1994). Notice, however, that if only the semantic<br />
system was impaired in these cases, it is not clear<br />
why the patients did not use the direct lexical route to<br />
read irregular words, but rather the sublexical route. A lesion<br />
that is restricted to the semantic system does not suffice<br />
to account for reading via the sublexical route,<br />
especially given reports in the literature of individuals<br />
with severely compromised comprehension whose reading<br />
of irregular words was unimpaired (cf., Blazely et al.,<br />
2005; Cipolotti and Warrington, 1995; Schwartz et al., 1979,<br />
1980), so an additional impairment might be responsible<br />
for the inability to read via the direct lexical route.<br />
One other subtype of acquired <strong>surface</strong> dyslexia reported is<br />
sometimes termed ‘‘output <strong>surface</strong> dyslexia’’. These are typically<br />
cases of individuals with impaired naming and impaired<br />
phonological output lexicon, who succeed in written word<br />
comprehension and lexical decision. Such patients are EST<br />
(Kay and Ellis, 1987; Kay and Patterson, 1985), MK (Howard<br />
and Franklin, 1987), and FM (Graham et al., 1994). Their deficits<br />
are in the phonological output lexicon or in its output to the<br />
phonemic buffer.<br />
Notice, however, that the latter two subtypes described<br />
in the literature, semantic and output <strong>surface</strong> dyslexia,<br />
are in fact not selective types of <strong>surface</strong> dyslexia but are<br />
rather cases of impairment to components that are not specific<br />
to reading, the semantic system or the phonological<br />
output lexicon. Only the first subtype, in which the orthographic<br />
input lexicon is impaired, is specific to reading.<br />
The two other options we described (marked and in<br />
Fig. 1) are different – they relate to impairments in the connection<br />
from the orthographic input lexicon to the semantic<br />
system and the phonological output lexicon, which are<br />
still part of the reading process. The disconnections we<br />
described can appear without a deficit to comprehension<br />
of auditorily presented words and without naming deficits.<br />
As far as we know, whereas cases of developmental <strong>surface</strong><br />
dyslexia were reported in the literature (Broom and<br />
Doctor, 1995a; Castles et al., 2006; Castles and Coltheart,<br />
1993, 1996; Coltheart, 1987; Coltheart et al., 1983; Judica<br />
et al., 2002; Masterson, 2000; Temple, 1997), and whereas,<br />
on the basis of the reading model, subtypes are expected<br />
in developmental <strong>surface</strong> dyslexia as well (Castles, 2006),<br />
until now no study identified subtypes in the developmental<br />
form of <strong>surface</strong> dyslexia. In the current study we examine<br />
whether such subtypes also exist in developmental<br />
<strong>surface</strong> dyslexia. We test reading in Hebrew, which, due<br />
to its extremely irregular orthography, is a very good testing<br />
ground for <strong>surface</strong> dyslexia, and a very easy language<br />
to identify this dyslexia.<br />
1.1. A bit about Hebrew<br />
When is reading via grapheme-to-phoneme conversion especially<br />
problematic? When many written words cannot be converted<br />
to a unique phoneme string. Hebrew is exactly such<br />
a language, in which no word can be converted unambiguously<br />
to phonemes.<br />
Hebrew is a Semitic language, read from right to left. It has<br />
22 letters, nine of them with ambiguous conversion to phonemes<br />
– four that can be mapped onto two different consonantal<br />
sounds, and five letters that can serve either as<br />
a vowel (or several vowels) or as a consonant (see Appendix<br />
A). This is the first source of ambiguity in reading via grapheme-to-phoneme<br />
conversion in Hebrew. Another source is<br />
the under-representation of vowels. The vowels /a/ and /3/<br />
are almost never represented in writing (except for at the<br />
end of words, where they are both represented by the same<br />
letter), with the result that words that sound completely different<br />
are written exactly the same way. For example, /sefer/<br />
(book), /safar/ (counted), and /sfar/ (frontier) are all written<br />
SFR, ; /meter/ (meter) and /matar/ (rain) are both written<br />
MTR, ; and KRX, , stands for both /kerax/ (ice) and<br />
/kere’ax/ (bald). The vowels /i/, /o/, and /u/ are represented<br />
only in some of the words. Even when a vowel is represented<br />
orthographically by a letter, this letter is usually ambiguous<br />
between several vowels and consonants (the letter ‘‘ ’’, for example,<br />
can be read as /o/, /u/, or /v/). Thus, a word can comprise<br />
only consonant letters (even 7 and 8-letter words like<br />
HTPRSMTM, /hitparsamtem/, and MTGLGLT /mitgalgelet/),<br />
and the vowels and the stress should be added in reading<br />
based on orthographic–lexical knowledge of the word, or<br />
some frequency preferences. Furthermore, stress is not represented<br />
in the orthography, and stress position in Hebrew is<br />
lexically specified (Bat-El, 1993), so the word XRS, can<br />
be read both with an initial stress, /xeresh/ (silently), and<br />
with final stress, /xeresh/ (deaf) (as well as /xarash/, plowed).<br />
This means that irregularity takes a wider sense in the case of<br />
Hebrew: it is not only the case that a letter or a group of letters<br />
can be converted into more than a single sound, but also that<br />
the lack of letters (mainly vowel letters) creates ambiguity<br />
with respect to conversion to sound.<br />
The result of these properties of Hebrew orthography is<br />
that in fact no word can be read unambiguously via
cortex 44 (2008) 1146–1160 1149<br />
grapheme-to-phoneme conversion, although some conversions<br />
might be favorable. Even 3-letter words might theoretically<br />
have several thousands of possible readings. For<br />
example, in the word , QBS, each of the three letters can<br />
be converted to either of two consonants, and the vowels<br />
are not represented, so after each consonant letter one of six<br />
vowels can be used. Together with the two possible stress positions,<br />
this leads to 2 2 2 6 6 6 2 ¼ 3456 theoretical<br />
ways to read this word, which the orthographic lexicon narrows<br />
down to three lexical options.<br />
Another result of this structure of Hebrew orthography that<br />
is important for the description of <strong>surface</strong> dyslexia is the abundance<br />
of potentiophones (Gvion and <strong>Friedmann</strong>, 2001; Lukov and<br />
<strong>Friedmann</strong>, 2006). We use the term potentiophones for word<br />
pairs that are written differently and sound differently, but<br />
whose letter sequence can be mapped onto the same sound<br />
string. Therefore when such a word is read solely via grapheme-to-phoneme<br />
conversion, it can be read aloud as the other<br />
existing word, which sounds differently. An example in English<br />
is the word now that can be read as no or know when read<br />
via grapheme-to-phoneme conversion (other examples for<br />
English potentiophones are resent–recent, come–comb, bear–<br />
beer, angle–angel, talk–talc, and whose–hose). Examples for<br />
potentiophones in Hebrew are the pairs (KtR–QTR,<br />
/katar/–/keter/, locomotive–crown), (QMO–KMO, /kmo/–/<br />
kamu/, like–woke up), and (XOL–XBL, /xol/–/xevel/, sand–<br />
rope).<br />
Potentiophones are valuable for the diagnosis of <strong>surface</strong><br />
dyslexia, because reading aloud of these words can already<br />
indicate whether or not the reader used her lexical route<br />
for reading. They are better for the detection of <strong>surface</strong> dyslexia<br />
than homophones, because homophones sound the<br />
same and thus reading aloud cannot indicate whether<br />
they were read correctly or not, and they thus require comprehension<br />
tasks. Furthermore, potentiophones might be<br />
more sensitive to <strong>surface</strong> dyslexia reading than other irregular<br />
words because the reading of irregular words that do<br />
not have potentiophones results in a nonlexical response.<br />
Because some individuals with <strong>surface</strong> dyslexia have<br />
a strong tendency to produce real words as output (Patterson<br />
et al., 1985, p. 12), this nonlexical response may be<br />
identified by the reader as incorrect, and corrected immediately<br />
in an attempt to reach a lexical response. An incorrect<br />
reading of a potentiophone, however, yields an existing<br />
word, and hence does not allow the detection of the<br />
error.<br />
In the current study we used these characteristics of Hebrew<br />
orthography to examine <strong>surface</strong> dyslexia, and more specifically<br />
three subtypes of developmental <strong>surface</strong> dyslexia. We<br />
also explored the way <strong>surface</strong> dyslexia is manifested in<br />
a highly irregular language like Hebrew.<br />
2. Experimental investigation<br />
2.1. Participants<br />
2.1.1. Participants with developmental <strong>surface</strong> dyslexia<br />
The participants with <strong>surface</strong> dyslexia were individuals who<br />
had developmental dyslexia, who were diagnosed with<br />
‘‘learning disabilities’’ or ‘‘reading disabilities’’ prior to the<br />
study. We included them in the study based on the number<br />
and types of errors they made in single word reading. Participants<br />
were included in the study only if their reading aloud<br />
(see Section 2.2.1) included significantly more errors than<br />
the control group, and the type of errors they made in reading<br />
were errors that result from reading via graphemeto-phoneme<br />
conversion: regularizations, errors in vowel<br />
pattern of unvoweled words or words with ambiguous vowel<br />
letters, and potentiophone errors. The comparison of each<br />
participant to her/his control group was done using the<br />
Crawford and Howell’s (1998) t-test for the comparison of<br />
a single participant to a group.<br />
This created a group of 17 participants, six female and<br />
11 male. Their background information is presented in<br />
Table 1. All the participants with developmental <strong>surface</strong><br />
dyslexia had normal IQ, and studied in regular schools<br />
and regular classes. They had normal language, their spontaneous<br />
speech was normal and none of them was diagnosed<br />
with SLI (specific language impairment). Four of the<br />
participants (TM, OM, BZ, and YD) were tested with spoken<br />
language test batteries for the diagnosis of syntactic impairments<br />
(BAMBI, <strong>Friedmann</strong> and Novogrodsky, 2002; BAFLA,<br />
<strong>Friedmann</strong>, 1998), and a test battery for the assessment of<br />
phonological abilities (BLIP, <strong>Friedmann</strong>, 2003), showing performance<br />
within the norm in syntax and phonology. In order<br />
to avoid <strong>surface</strong> dyslexia-like reading that resulted from<br />
lack of sufficient exposure to reading, we only included participants<br />
who were in fifth grade and higher, and who had<br />
effective classroom instruction. Eleven of the participants<br />
were in fifth or sixth grade, four were in middle school,<br />
and two were adults. All of them had Hebrew as their<br />
mother tongue, and one was bilingual and had both Hebrew<br />
and English as mother tongues. They had no hearing<br />
impairment, and none of them had a history of neurological<br />
disease or head trauma that might have led to acquired<br />
Table 1 – Background information on the participants<br />
with developmental <strong>surface</strong> dyslexia<br />
Participant Age Grade Gender Handedness Remedial<br />
teaching<br />
SH 10;8 5 M R Yes<br />
GL 10;10 5 F R –<br />
OF 11;2 5 M R –<br />
YR 11;0 5 M R Yes<br />
TM 12;0 6 F R Yes<br />
NT 12;8 6 M R Yes<br />
OM 14;10 8 M R Yes<br />
BZ 43 Adult M R –<br />
AS 11 5 M R Yes<br />
OS 11 5 F R –<br />
AK 13;9 8 M R Yes<br />
AM 10;7 5 F R –<br />
AL 11 5 M R Yes<br />
KR 11 5 F R –<br />
NF 14;5 8 M R Yes<br />
IR 15;10 9 M L Yes<br />
YD 21 Adult F R Yes
1150<br />
cortex 44 (2008) 1146–1160<br />
dyslexia. As can be seen in Table 1, some of the participants<br />
received remedial teaching within or outside<br />
school.<br />
2.1.2. Control groups<br />
A total of 68 individuals without reading or language impairment<br />
participated as control participants. They were tested<br />
with the same tests in order to assess the normal level of performance<br />
in each test. Because the participants with <strong>surface</strong><br />
dyslexia were of three age groups, fifth to sixth grade, middle<br />
school, and adults, we administered the tests to three groups<br />
of individuals without reading or language impairments to attain<br />
reference scores for each age: 28 individuals in fifth grade,<br />
24 individuals in middle school (seventh–ninth grade), and 16<br />
adults aged over 21.<br />
2.2. Methods<br />
2.2.1. Reading aloud<br />
The route the participants used for reading aloud was<br />
assessed using a task of reading aloud of single words.<br />
The list included 340 Hebrew words, 220 irregular words<br />
with irregularity of an ambiguous consonant or silent<br />
letters, 140 of them without a potentiophone and 80 with<br />
potentiophones, and 80 relatively regular potentiophones.<br />
Words were defined ‘‘relatively regular’’ when they did<br />
not include irregularity of ambiguous letters, silent vowel<br />
letters, or vowel letters with irregular sound. We called<br />
them relatively regular rather than regular because they<br />
were still, like all Hebrew words, underspecified for vowels<br />
and stress. Sixteen of the relatively regular words without<br />
potentiophones included the regular (more frequent) conversion<br />
of vowel letters, and a sound for underrepresented<br />
vowels, which is usually the preferred conversion. The list<br />
also included 40 relatively regular words without potentiophones,<br />
which were compared to the irregular and potentiophonic<br />
words.<br />
In addition, in order to assess their ability to read via the<br />
sublexical route, five of the participants (who were still accessible<br />
for additional testing) read a list of 30 pronounceable<br />
nonwords (from TILTAN screening test, <strong>Friedmann</strong><br />
and Gvion, 2003). Twenty of these nonwords were presented<br />
with diacritic points indicating the voweling, and<br />
10 were unpointed (in the unvoweled nonwords, when no<br />
vowel letter was present, each vowel the participant chose<br />
was accepted as correct). A third of the nonwords was created<br />
by substitution of a single letter in existing words,<br />
a third by addition or substitution of the leftmost letter in<br />
an existing word, and another third was created by transposition<br />
of middle letters of an existing word.<br />
2.2.2. Lexical decision<br />
In order to test whether the participants could use the orthographic<br />
input lexicon even if they read the words aloud via<br />
the sublexical route, we used a lexical selection task. The<br />
task included 75 pairs of letter sequences. Each pair included<br />
a word spelled correctly, and its pseudohomophone (knife–<br />
nife for a relevant example in English). The participants<br />
were asked to circle the existing word (the correctly spelled<br />
word) in each pair. 3 The target words included irregular<br />
words (chef–shef, key–kee), and words with a homophonic<br />
letter (cinema–sinema). (Because more than half of the letters<br />
in Hebrew, 13 of the 22 letters, can be mapped onto the same<br />
sound as another letter, most of the words have a pseudohomophone,<br />
and most of the words need orthographic–lexical<br />
information for correct selection. See Appendix A.)<br />
2.2.3. Semantics<br />
For the assessment of the comprehension of homophones and<br />
potentiophones we used a task with triads of written words.<br />
The task included 40 triads, each triad including a target<br />
word and two words – one word was associated semantically<br />
with the target word, the other word was a homophone or<br />
potentiophone of the associated word. The participants had<br />
to choose the word that was semantically associated with<br />
the target word. For example, for the target word lettuce, we<br />
gave the words cabbage and near, which are potentiophones<br />
in Hebrew ( ; /kruv/–/karov/), and the participant had<br />
to choose cabbage, which was semantically related to the target<br />
word lettuce. (A possible example for English would be asking<br />
the participant to choose between the potentiophones bear<br />
and beer for the target word drink.)<br />
2.2.4. Naming<br />
To examine the status of the phonological output lexicon of<br />
our participants, we also included a task of naming 100 color<br />
pictures of objects (SHEMESH, Biran and <strong>Friedmann</strong>, 2004,<br />
2005, 2006; <strong>Friedmann</strong> and Biran, 2003). The participants<br />
were presented with a picture and were asked to name it<br />
aloud. We collected the responses, including hesitations and<br />
self-corrections. Hesitations longer than 5 sec and incorrect<br />
first responses were counted as incorrect responses. This<br />
task was administered to 15 of the 17 participants.<br />
2.2.5. Statistical analysis of comparison to the control group<br />
In order to determine for each score of each participant in<br />
each test whether it was within the normal range, we compared<br />
the score with the score of the relevant control group.<br />
Scores of participants in fifth and sixth grade were compared<br />
to the scores of controls in fifth grade. Scores of participants in<br />
seventh–ninth grade were compared to the middle school<br />
control group, and the scores of the two adults were compared<br />
to the adult control group. The comparison was done using<br />
Crawford and Howell’s (1998) t-test for the comparison of<br />
a single participant to a control group. For each task and<br />
3 We preferred to use a lexical selection task for a word and its<br />
pseudohomophone over lexical decision of single items because<br />
on the basis of an earlier assessment (Lukov and <strong>Friedmann</strong>,<br />
2006), individuals with <strong>surface</strong> dyslexia who perform flawlessly<br />
or almost flawlessly on lexical selection sometimes fail on lexical<br />
decision. This, we believe, results from the inclination or custom,<br />
when encountered with a letter string, to read and sound-out via<br />
the sublexical route. In the case of lexical decision of a pseudohomophone<br />
this tendency yields an existing word and thus leads to<br />
acceptance of the pseudohomophones as a word. However, such<br />
strategy cannot be employed when two items are presented,<br />
which both lead to the same sound. In this case, the reader is<br />
forced to consult the orthographic input lexicon. When this lexicon<br />
is available, lexical selection is successful.
cortex 44 (2008) 1146–1160 1151<br />
Table 2 – Percentage error in reading aloud of irregular and relatively regular words, and of words with and without<br />
potentiophones<br />
Participant<br />
Irregular with<br />
potentiophone<br />
Irregular no<br />
potentiophone<br />
Relatively regular<br />
with potentiophone<br />
Total irregular or<br />
potentiophone<br />
Relatively regular<br />
no potentiophone<br />
SH 37 28 45 35 8<br />
GL 39 31 47 38 8<br />
OF 29 18 34 25 8<br />
YR 56 48 56 52 11<br />
TM 50 37 60 49 9<br />
NT a 56 50 – 51 0<br />
OM 37 29 39 35 3<br />
BZ 21 10 46 23 0<br />
AS 25 18 38 26 11<br />
OS 44 37 56 44 3<br />
AK 20 18 28 22 5<br />
AM 23 31 45 33 11<br />
AL 20 13 32 20 5<br />
KR 21 21 31 24 3<br />
NF 46 28 27 33 3<br />
IR 11 7 23 14 6<br />
YD 14 3 20 12 1<br />
Control groups<br />
Fifth grade 1.5 4.3 7.8 5.0 1.6<br />
Middle school .9 2.2 3.8 2.5 .3<br />
Adults 0 .3 2.2 1.0 .1<br />
a NT was not tested on regular potentiophones.<br />
each age group we found the cut-off point beyond which the<br />
number of errors was already significantly larger ( p < .05)<br />
than the number of errors in the control group.<br />
2.3. Results<br />
2.3.1. Reading aloud<br />
The results of the reading aloud task, presented in Table 2,<br />
clearly indicate that the participants had <strong>surface</strong> dyslexia.<br />
They had significant difficulties in reading aloud of the target<br />
irregular and potentiophonic words, whereas they read the<br />
relatively regular words better. Each of the participants had<br />
significantly more errors than their matched control group<br />
(for the two adults, t(15) > 11, p < .001; for the four participants<br />
in middle school, t(23) > 6, p < .0001; for the children in fifth<br />
and sixth grade, t(27) > 3, p < .002).<br />
Their reading errors were characteristic of <strong>surface</strong> dyslexia:<br />
they produced errors of regularization, reading with<br />
the incorrect vowel when the vowel was not represented,<br />
reading with the incorrect mapping to sound of sound-ambiguous<br />
letters, and incorrect stress position (see Appendix B for<br />
error examples).<br />
Participants’ reading of irregular and potentiophonic<br />
words was significantly poorer than their reading of the relatively<br />
regular words that did not have potentiophones,<br />
z(16) ¼ 3.6, p ¼ .0003. 4 Importantly, whether or not a word<br />
had a potentiophone had a crucial effect on reading. The participants<br />
made more errors when the target irregular word<br />
had a potentiophone than when it did not. Relatively regular<br />
4 The comparison between conditions within the <strong>surface</strong> dyslexia<br />
group was done using the nonparametric Wilcoxon signed<br />
ranks test. All these comparisons were also done with the parametric<br />
Student t-test, with similar results.<br />
words with potentiophones were read significantly poorer<br />
than relatively regular words without potentiophones,<br />
z(16) ¼ 3.5, p ¼ .0005, and irregular words were read significantly<br />
poorer when they had a potentiophone than when<br />
they did not, z(15) ¼ 3.06, p ¼ .002. This also held individually<br />
for 14 of the participants. The older participants made the<br />
fewest errors on the irregular words without potentiophone,<br />
possibly because they learned to block or avoid nonlexical<br />
responses. 5<br />
The <strong>surface</strong> dyslexia of 15 of the participants was pure,<br />
with very few errors that did not result from reading via<br />
grapheme-to-phoneme conversion, as seen in Table 3. Notice<br />
that none of the participants produced semantic or morphological<br />
paralexias, indicating that they were not reading aloud<br />
via the semantic system. TM and AK had developmental<br />
attentional dyslexia in addition to developmental <strong>surface</strong><br />
dyslexia, but because the words were presented to them separately,<br />
a single word at a time, this did not affect their performance<br />
in the study. AK also had a mild letter position<br />
dyslexia 6 (<strong>Friedmann</strong> and Gvion, 2001, 2005; <strong>Friedmann</strong> and<br />
5 The regular words with potentiophones were read as poorly as<br />
the irregular words with potentiophones, and for some of the participants<br />
even significantly more poorly, as a result of the regularity<br />
and frequency relations between each target words and its<br />
potentiophone in the two word groups tested (see Lukov and<br />
<strong>Friedmann</strong>, 2006 for the detailed examination of the effect of frequency,<br />
regularity, and type of irregularity on reading aloud of<br />
various words).<br />
6 This was diagnosed using a list of 232 words with lexical potential<br />
for middle letter migration, in which he made 31 middle<br />
letter migration errors (13.4%), and a screening test that included<br />
64 migratable words, in which he made nine middle migrations<br />
(14%) (both tests from the TILTAN test battery, <strong>Friedmann</strong> and<br />
Gvion, 2003).
1152<br />
cortex 44 (2008) 1146–1160<br />
Table 3 – Number of other errors in reading the 340 word list<br />
Participant Morphological<br />
error<br />
Semantic<br />
error<br />
Transposition<br />
error<br />
Neglect<br />
error<br />
Visual<br />
error<br />
Other<br />
error<br />
SH 0 0 0 0 0 0<br />
GL 0 0 5 0 0 0<br />
OF 0 0 1 0 5 0<br />
YR 0 0 4 0 3 0<br />
TM 0 0 1 5 1 0<br />
NT 0 0 0 0 1 0<br />
OM 0 0 0 0 0 0<br />
BZ 0 0 0 0 0 0<br />
AS 0 0 2 0 2 0<br />
OS 0 0 1 0 1 0<br />
AK 0 0 5 0 0 0<br />
AM 0 0 1 0 0 0<br />
AL 0 0 0 0 1 0<br />
KR 0 0 1 0 0 0<br />
NF 0 0 0 0 0 0<br />
IR 0 0 1 0 0 0<br />
YD 0 0 3 0 0 0<br />
Rahamim, 2007) so we did not include the words in which he<br />
made letter migration errors in any analysis.<br />
2.3.1.1. NONWORD READING. The five participants who read the<br />
nonword list, TM, OM, BZ, AM, and YD, showed unimpaired<br />
reading of nonwords. OM and YD made no errors in their nonword<br />
reading; TM, BZ, and AM had between one and two migration<br />
errors which they immediately corrected, in the<br />
nonwords in which a transposition created an existing word.<br />
The good reading of nonwords indicates that the participants<br />
tested had intact sublexical route.<br />
The following sections present the results of the lexical<br />
decision and comprehension tasks. Table 4 summarizes the<br />
performance of each of the participants on the three levels –<br />
reading aloud of irregular words and potentiophones, which<br />
was presented in this section, and lexical decision and<br />
Table 4 – Percentage errors in tasks of the three levels: reading aloud of irregular words and potentiophones, lexical<br />
selection, and homophone/potentiophone comprehension<br />
Participant Grade group Deficit location Reading aloud Lexicon Semantics<br />
SH 5 Orthographic lexicon 35 24 41<br />
GL 5 Orthographic lexicon 38 24 23<br />
OF 5 Orthographic lexicon 25 11 15<br />
YR 5 Orthographic lexicon 52 12 27<br />
TM 5 Orthographic lexicon 49 38 58<br />
NT 5 Orthographic lexicon 51 63 a 48<br />
OM Middle Orthographic lexicon 35 12 8<br />
BZ Adult Orthographic lexicon 23 9 14<br />
AS 5 Orthographic lexicon output 26 4 36<br />
OS 5 Orthographic lexicon output 44 4 30<br />
AK Middle Orthographic lexicon output 22 1 10<br />
AM 5 Interlexical 33 4 5<br />
AL 5 Interlexical 20 3 5<br />
KR 5 Interlexical 24 1 5<br />
NF Middle Interlexical 33 3 5<br />
IR Middle Interlexical 14 2 0<br />
YD Adult Interlexical 12 0 1<br />
Thresholds for performance significantly different from the control groups<br />
Fifth graders 10 5 14<br />
Middle school 5 4 7.5<br />
Adults 2.7 1 3<br />
The shaded cells include performance that is significantly poorer than that of the relevant control group.<br />
a NT received a different task in which he made lexical decisions for single words rather than selection between two options. This score is the<br />
percentage of pseudohomophone which he accepted as words.
cortex 44 (2008) 1146–1160 1153<br />
comprehension, which will be presented in the next sections.<br />
The bottom rows of Table 4 include the threshold for each<br />
task above which the number of errors of a dyslexic participant<br />
is significantly larger (Crawford and Howell’s (1998)<br />
t-test, p < .05) than the age-matched control group. (For example,<br />
the adults control group had an average of 1.0% errors<br />
in reading aloud irregular/potentiophonic words, with SD of<br />
0.9%. For these data, given 16 participants in this control<br />
group, the lowest score that would be significantly different<br />
from the control would be 2.7% errors, using Crawford and<br />
Howell’s (1998) t-test, and this is presented in Table 2.)<br />
2.3.2. Lexical decision<br />
The participants differed with respect to their ability to decide<br />
which of two letter strings was a word spelled correctly, as<br />
seen in Table 4. Whereas nine of the participants performed<br />
within the normal range in this task ( p > .05 for the comparison<br />
of each of them with their controls), eight performed significantly<br />
poorer than their controls (t > 6, p < .001).<br />
2.3.3. Homophone and potentiophone comprehension<br />
The assessment of homophone/potentiophone comprehension<br />
showed that some of the participants performed well in<br />
this task, indicating preserved access to semantics, whereas<br />
others did poorly. As seen in Table 4, six of the participants<br />
performed within normal limits in the homophone selection<br />
task, whereas the other participants performed significantly<br />
poorer than their control groups ( p < .05), five of them<br />
performing at chance level on this task. Thus, the results<br />
yielded 3 patterns: impaired reading aloud, lexical decision,<br />
and comprehension; impaired reading aloud and comprehension,<br />
with intact lexical decision; and impaired reading<br />
aloud with intact lexical decision and comprehension.<br />
2.3.4. Naming<br />
The results of the naming task are reported in Table 5. The<br />
naming performance of 16 of the 17 participants was within<br />
the normal range, with performance ranging between 92 and<br />
100 items named correctly out of 100 items, indicating intact<br />
lexical access and retrieval. Especially relevant for <strong>surface</strong><br />
dyslexia, in which some individuals showed impaired phonological<br />
output lexicon, the naming ability of the participants in<br />
this study indicates that they had no impairment at the phonological<br />
output lexicon. None of the participants produced<br />
a phonemic paraphasia, indicating also an intact phonemic<br />
output buffer for all the participants.<br />
One participant, AS, performed below the normal range,<br />
with 88% correct naming, which might indicate a deficit in<br />
lexical retrieval as well. Unlike previously reported individuals<br />
with acquired <strong>surface</strong> dyslexia, the pattern of his errors<br />
and other responses in the naming task did not indicate<br />
a deficit in the phonological output lexicon, which is usually<br />
manifested in phonologically related paraphasias. His errors<br />
were close semantic paraphasias, hesitations, and don’t know<br />
responses, and only one of his paraphasias was a formal<br />
paraphasia, which was not only phonologically, but also semantically,<br />
related to the target word. AS’s response pattern<br />
is not characteristic of a deficit in the phonological lexicon<br />
itself, because a deficit at this level is expected to also yield<br />
phonemic paraphasias. According to his error pattern, AS’s<br />
mild lexical retrieval difficulties stem from a deficit either<br />
in the semantic lexicon, or in the access from the semantic<br />
lexicon to the phonological output lexicon – according to<br />
Butterworth (1989) and Caramazza and Hillis (1990), when<br />
there is no access to the phonological representation of<br />
the target word, a word which is semantically related to it,<br />
whose phonological representation is available, might be<br />
produced instead. The fact that he had frequency effect on<br />
naming (r pb ¼ .2, p ¼ .03) further supports a deficit in the access<br />
to the phonological output lexicon rather than a deficit<br />
in the semantic lexicon (Jescheniak and Levelt, 1994). It<br />
might be interesting to note that AS’s reading indicated<br />
that he also had a deficit in the access from the orthographic<br />
input lexicon to the phonological output lexicon, so his deficit<br />
might be a general difficulty accessing the phonological<br />
output lexicon. (This is unlike the other eight individuals<br />
Table 5 – Performance on naming 100 objects<br />
Participant Correct responses Don’t know Paraphasia Correct naming following<br />
Semantic Formal a Long hesitation Semantic paraphasia<br />
SH 93 1 1 3 2<br />
GL 96 1 1 1 1<br />
OF 95 3 2<br />
YR 92 4 1 3<br />
OM 96 4<br />
BZ 100<br />
AS 88 2 5 1 3 1<br />
OS 96 2 2<br />
AK 95 1 2 2 0<br />
AM 97 3<br />
AL b 96 1 1 1 1<br />
KR 92 5 2 1<br />
NF 99 1<br />
IR 100<br />
YD 96 4<br />
a All the formal paraphasias produced by our participants were phonologically and semantically related to the target.<br />
b AL’s don’t know response and his correct response following hesitation also included a definition of the target.
1154<br />
cortex 44 (2008) 1146–1160<br />
in the current study who had a deficit in the connection of<br />
the orthographic input lexicon to the phonological output<br />
lexicon, whose access to the phonological output lexicon<br />
from semantics was unimpaired.)<br />
2.3.5. Input <strong>surface</strong> dyslexia: a deficit at the lexicon or in the<br />
access to it?<br />
In the Introduction ascribed the deficit of individuals with<br />
impaired reading aloud, lexical decision, and comprehension<br />
to an impairment in the orthographic input lexicon or in the<br />
access to it. In order to decide which of these two possibilities<br />
apply for our participants, we further tested the ability of one<br />
of the participants with this reading pattern, BZ, to perform<br />
a lexical decision task for both written and orally spelled sequences.<br />
If it is only the access from the orthographic–visual<br />
analysis system to the orthographic input lexicon that is impaired,<br />
whereas the orthographic input lexicon is intact, we<br />
would expect failure in lexical decision for written words but<br />
success in the orally spelled words because orally spelled<br />
words access the orthographic input lexicon from another<br />
route and not through the visual analyzer. However, if the lexicon<br />
itself is impaired, both modalities should yield impaired<br />
performance. 7<br />
The written lexical decision task administered to BZ included<br />
108 sequences, 54 words and 54 pseudohomophones.<br />
The orally spelled lexical decision comprised 34<br />
words, including 17 existing words and 17 pseudohomophones.<br />
The results showed that BZ performed poorly on<br />
both tasks. He accepted 65% and 33% of the pseudohomophones<br />
as existing words in the oral and written task respectively,<br />
and rejected 18% and 4% of the existing words,<br />
respectively. This suggests that BZ’s orthographic input lexicon<br />
was impaired.<br />
Another factor that might speak to a deficit in the orthographic<br />
input lexicon rather than impaired access to it, is<br />
the effect of frequency. We expect that the orthographic input<br />
lexicon would be affected by frequency, with higher<br />
probability of retrieving frequent written words, whereas<br />
a pre-lexical impairment of access to the orthographic input<br />
lexicon should not be affected by lexical factors such<br />
as frequency. For this reason we analyzed the effect of frequency<br />
on the reading aloud of all participants with input<br />
<strong>surface</strong> dyslexia. This was done in two ways: First, we estimated<br />
the written frequency of the irregular words in the<br />
340 word list using Google search, and compared the accuracy<br />
in reading the 20 most frequent irregular words to the<br />
reading of the 20 irregular words with the lowest frequency<br />
on the list. For each of the individuals, an effect of frequency<br />
was found with higher accuracy in reading the<br />
more frequent words. The second way in which we<br />
assessed frequency effect was via examination of the relative<br />
frequency of a target word and its potentiophone. We<br />
asked 50 individuals without reading disorder to evaluate<br />
the relative frequency of the 160 target words with potentiophones<br />
from the 340 words list, compared to their<br />
7 It is, of course, possible that both access routes to the lexicon<br />
are impaired, in which case no differential diagnosis can be made<br />
between impaired lexicon and impaired access to the lexicon<br />
from all access routes.<br />
potentiophones. We then selected the 89 potentiophone<br />
pairs which yielded a significant preference for one of the<br />
potentiophones. 8 The analysis of reading accuracy showed<br />
that each of the participants made more errors on the 37<br />
target words which were less frequent than their potentiophones,<br />
compared to the number of errors on the 52 target<br />
words which were more frequent than their potentiophones.<br />
These two analyses, which point to the effect of<br />
frequency on reading aloud of each of the individuals<br />
with input <strong>surface</strong> dyslexia, indicate a deficit in the lexicon<br />
rather than the access to it.<br />
2.3.6. Summary – subtypes and functional localization<br />
of the deficits<br />
The results reported above indicate that the participants<br />
can be classified into three groups, each with a different<br />
subtype of developmental <strong>surface</strong> dyslexia. The first group,<br />
which includes SH, GL, OF, YR, TM, NT, OM, and BZ,<br />
showed impaired reading aloud, impaired lexical decision,<br />
and impaired homophone and potentiophone comprehension.<br />
We suggest that the participants in this group have<br />
an impairment that relates to the orthographic input lexicon,<br />
most probably in the lexicon itself. The individuals in<br />
the second group, AS, OS, and AK, had impaired reading<br />
aloud, impaired homophone/potentiophone comprehension,<br />
and good lexical decision. This pattern suggests a functioning<br />
and accessible orthographic input lexicon, with impaired<br />
output from it to semantics and to the<br />
phonological output lexicon. The third group, which included<br />
AM, AL, KR, NF, IR, and YD, showed impaired oral<br />
reading of irregular words and potentiophones, but at the<br />
same time had normal performance in lexical decision<br />
and in homophone/potentiophone comprehension. This<br />
pattern can be ascribed to intact orthographic input lexicon,<br />
which also has intact access to the semantic system, but<br />
impaired access to the phonological output lexicon. Importantly,<br />
there were no participants with good homophone<br />
comprehension who showed impaired lexical decision.<br />
The naming assessment suggests that the marked tendency<br />
to read via grapheme-to-phoneme conversion does<br />
not result from a deficit at the phonological lexicon, at least<br />
for 16 of the 17 participants, who did not have lexical retrieval<br />
deficits or phonemic paraphasias.<br />
3. Discussion<br />
The main finding of the current study is the identification<br />
of three subtypes of developmental <strong>surface</strong> dyslexia. These<br />
subtypes differ with respect to the locus on the lexical<br />
reading route that is impaired, all leading to reading via<br />
the sublexical route, but with different performance pattern<br />
with respect to orthographic–lexical knowledge and<br />
comprehension.<br />
8 We counted a potentiophone as significantly more frequent<br />
than its counterpart when the number of judges who chose it<br />
as the more frequent was larger than twice the number of judges<br />
who chose the counterpart plus the number of judges who said<br />
they were equi-frequent.
cortex 44 (2008) 1146–1160 1155<br />
The first subtype of developmental <strong>surface</strong> dyslexia, input<br />
<strong>surface</strong> dyslexia, was a deficit that related to the orthographic<br />
input lexicon. As a result, the eight individuals who had this<br />
type of developmental <strong>surface</strong> dyslexia were forced to read<br />
via the grapheme-to-phoneme conversion route, and therefore<br />
made regularization and potentiophone errors in reading.<br />
Because the orthographic input lexicon was inaccessible to<br />
them, they also failed on lexical decision, and given that the<br />
orthographic input lexicon was inaccessible, they could not<br />
reach the semantic system from reading, and hence made errors<br />
in comprehension of homophones and potentiophones.<br />
Frequency effects on reading aloud indicate that the deficit<br />
of the participants in this group was in the orthographic input<br />
lexicon rather than in the access to it. For one of the participants<br />
in this group, this conclusion was supported by his<br />
poor performance also when the words were spelled aloud<br />
to him. 9<br />
The second subtype of developmental <strong>surface</strong> dyslexia<br />
that was witnessed in the current study, orthographic lexicon<br />
output <strong>surface</strong> dyslexia, was characterized by unimpaired<br />
orthographic input lexicon, but impaired connection from<br />
it to the next stages: phonological output lexicon and the<br />
semantic system. As a result, the three individuals who<br />
had this <strong>surface</strong> dyslexia subtype read aloud via the sublexical<br />
route, and hence made regularization and potentiophone<br />
errors, but still could identify the correct spelling<br />
of written words, and choose between the correct spelling<br />
of a word and its pseudohomophone. However, because<br />
the access from the orthographic input lexicon to the semantic<br />
system was impaired, they could not use their intact<br />
lexical knowledge to access the correct meaning of<br />
homophones and potentiophones, and had to access meaning<br />
in an indirect way: they read the words via the sublexical<br />
route, and the input to semantics was the phonological<br />
result of this conversion. This led to failure in the homophone/potentiophone<br />
comprehension task.<br />
The third subtype of developmental <strong>surface</strong> dyslexia<br />
identified in this study, interlexical <strong>surface</strong> dyslexia, resulted<br />
from disconnection between the orthographic input lexicon<br />
and the phonological output lexicon. Because of this disconnection,<br />
the six individuals with this subtype of developmental<br />
<strong>surface</strong> dyslexia had to read via the sublexical<br />
route, which caused regularization and potentiophone errors<br />
in reading aloud, but when they did not have to reach<br />
the phonological output lexicon, in tasks of lexical decision<br />
and comprehension, they performed at a normal level. That<br />
is to say, because they had access to the orthographic input<br />
lexicon, they could identify the correct spelling of written<br />
words, and because they had access from the orthographic<br />
input lexicon to the semantic system, they could also access<br />
the meaning of lexical items from the orthographic input<br />
lexicon, and therefore their comprehension was intact<br />
9 When discussing developmental <strong>surface</strong> dyslexia, it is hard to<br />
imagine how an intact orthographic input lexicon would develop<br />
when the access to it from visual analysis is impaired. Thus, it is<br />
unlikely to find such a deficit in developmental <strong>surface</strong> dyslexia,<br />
of impaired access to the orthographic input lexicon, but with intact<br />
orthographic input lexicon. Such a deficit might be more<br />
clearly manifested in acquired dyslexia.<br />
even for homophones and potentiophones. Their impairment<br />
was in the connection between the orthographic<br />
and the phonological lexicons rather than in the phonological<br />
output lexicon itself, as indicated by their good naming<br />
performance.<br />
One other pathway could theoretically be employed by the<br />
participants with the interlexical disconnection – because the<br />
semantic system is accessible to them, they could have proceeded<br />
to oral reading via the pathway from semantics to the<br />
phonological output lexicon. However, the finding that none<br />
of these participants made even a single semantic or morphological<br />
paralexia indicates that they did not use this route<br />
for oral reading. A possible conclusion is that the route for<br />
reading aloud via the semantic system is only employed as<br />
a last resort, when neither the direct route nor the sublexical<br />
route is available for reading. This is the case in deep dyslexia,<br />
where this is the only route available, and reading via<br />
it yields many semantic and morphological errors.<br />
The fact that this distinction was found in developmental<br />
dyslexia suggests that the orthographic input lexicon<br />
can develop even when its output is impaired, and that developmental<br />
<strong>dyslexias</strong> can exhibit selectivity in impairment,<br />
similar to acquired <strong>dyslexias</strong>. It is interesting to note that<br />
the selective impairment of the participants reported in<br />
the current study is even more selective than that reported<br />
for adults with acquired <strong>surface</strong> dyslexia. First, whereas for<br />
some participants with acquired <strong>surface</strong> dyslexia the sublexical<br />
route was not completely intact (Coltheart, 2006),<br />
the five participants in the current study who were tested<br />
in nonword reading read them well, indicating a good sublexical<br />
route.<br />
Furthermore, apart from <strong>surface</strong> dyslexia that results<br />
from a deficit at the orthographic input lexicon, the two subtypes<br />
that were reported in the literature included either<br />
a deficit to the phonological output lexicon or a semantic<br />
deficit (Ellis et al., 2000). Whereas the individuals reported<br />
in studies of acquired <strong>surface</strong> dyslexia (Bub et al., 1985; Graham<br />
et al., 1994; Howard and Franklin, 1987; Kay and Ellis,<br />
1987; Kay and Patterson, 1985; McCarthy and Warrington,<br />
1986; Patterson and Hodges, 1992; Shallice et al., 1983) had<br />
general lexical or semantic–conceptual deficits, not only in<br />
reading, the participants in the current study had no aphasia,<br />
and only one of them had mild naming difficulties.<br />
This leads to an important difference between the subtypes<br />
of <strong>surface</strong> dyslexia described in the literature until now, and<br />
the subtypes we describe in the current study. In the current<br />
study two new subtypes were found, which involved the<br />
connections between components rather than a deficit to<br />
the components themselves. 10 One subtype results from<br />
a deficit in the connections between the orthographic input<br />
lexicon and both the semantic system and the phonological<br />
10 We do not think that the fact that subtypes of acquired <strong>surface</strong><br />
dyslexia reported until now involved damage to the lexicon or the<br />
semantic system whereas the subtypes in the current study of<br />
developmental <strong>surface</strong> dyslexia did not involve lexical and semantic<br />
impairment, relates to some deep difference between acquired<br />
and developmental dyslexia. There is no reason to assume<br />
that the two types of <strong>surface</strong> dyslexia we described here that result<br />
from damage to the connections from the orthographic input<br />
lexicon cannot occur in acquired <strong>surface</strong> dyslexia as well.
1156<br />
cortex 44 (2008) 1146–1160<br />
output lexicon, the other subtype involves a deficit in the<br />
connection between the orthographic input lexicon and the<br />
phonological output lexicon. The phonological output lexicon<br />
was not impaired, and nor was the semantic system.<br />
Thus the results confirm the existence of two new subtypes<br />
of <strong>surface</strong> dyslexia, which were predicted theoretically from<br />
the dual route reading model, but have not been attested<br />
until now.<br />
The identification of subtypes of developmental <strong>surface</strong><br />
dyslexia suggests an interesting angle to look at two related<br />
debates concerning developmental dyslexia: whether the underpinnings<br />
of developmental dyslexia are phonological, and<br />
whether developmental dyslexia can be described in terms<br />
of selective deficits to a reading model similar to that<br />
suggested for skilled adult readers, and hence with types similar<br />
to those identified in acquired dyslexia. In order to answer<br />
the first question, consider what individuals with developmental<br />
<strong>surface</strong> dyslexia of all three types can do, i.e., what is<br />
the skill that they use all the time for reading aloud. What<br />
they do is analyze the input letter sequence, segment it,<br />
convert graphemes to phonemes, and then combine the<br />
phonological segments and produce an integrated phonological<br />
representation. In other words, children with developmental<br />
<strong>surface</strong> dyslexia are very proficient exactly in phonological<br />
skills, and their deficit resides elsewhere, in the lexical route.<br />
As Marshall (1998) put it, ‘‘These children manifest reading<br />
difficulties . precisely because they have acquired the core<br />
skills that Shaywitz claims are impaired in developmental<br />
dyslexia’’. This finding emphasizes that developmental dyslexia<br />
is not generally a phonological deficit, and that claims<br />
about phonological bases for developmental dyslexia should<br />
be made scrupulously, and with reference to specific subtypes.<br />
The general claim that developmental dyslexia results<br />
from a phonological deficit or from poor phonemic awareness<br />
(Frith, 1997; Goswami, 2002; CM Marshall et al., 2001; Snowling,<br />
1998; Stanovich, 1988) might be true for some types of developmental<br />
dyslexia (specifically, phonological and deep<br />
dyslexia), but is not applicable to other subtypes. <strong>Developmental</strong><br />
<strong>dyslexias</strong> do not necessarily come with poor phonemic<br />
awareness and not all of them result from poor phonemic<br />
awareness (Castles and Coltheart, 2004; <strong>Friedmann</strong> and Rahamim,<br />
2007) or a phonological deficit (see McCloskey and Rapp,<br />
2000 for a discussion). Some studies that directly tested phonemic<br />
awareness in children with developmental <strong>surface</strong> dyslexia<br />
actually found that these children performed above<br />
average in meta-phonological tests (Lukov and <strong>Friedmann</strong>,<br />
2004; Valdois et al., 2003). Thus, whereas phonological deficits<br />
and deficits in the phonological–sublexical route might cause<br />
considerable difficulties in reading, not all reading difficulties<br />
result from phonological deficits.<br />
Relatedly, the current research indicated that pure <strong>surface</strong><br />
dyslexia exists in a developmental form, and that subtypes<br />
can even be identified within it, subtypes which can<br />
be readily accounted for within the framework of the dual<br />
route model for reading. The characteristics of reading<br />
aloud in developmental <strong>surface</strong> dyslexia that emerge from<br />
the current study are remarkably similar to the pattern of<br />
reading in acquired <strong>surface</strong> dyslexia described in the literature<br />
(Patterson et al., 1985) and for acquired <strong>surface</strong> dyslexia<br />
in Hebrew (Gvion and <strong>Friedmann</strong>, 2001). These<br />
results thus join a growing body of studies that provide robust<br />
evidence for the existence of subtypes of developmental<br />
dyslexia, which show striking similarity to subtypes of<br />
acquired dyslexia. This has been reported for developmental<br />
<strong>surface</strong> dyslexia (Broom and Doctor, 1995a; Castles<br />
et al., 2006; Castles and Coltheart, 1993, 1996; Coltheart<br />
et al., 1983; Judica et al., 2002; Masterson, 2000; Temple,<br />
1997; Valdois et al., 2003), developmental phonological dyslexia<br />
(Broom and Doctor, 1995b; Howard and Best, 1996;<br />
Temple, 1997; Temple and Marshall, 1983; Valdois et al.,<br />
2003), developmental direct dyslexia (Glosser et al., 1997),<br />
developmental deep dyslexia (Stuart and Howard, 1995; Siegel,<br />
1985; Temple, 1988, 2003), as well as for developmental<br />
peripheral <strong>dyslexias</strong>: developmental letter position dyslexia<br />
(<strong>Friedmann</strong> and Rahamim, 2007), developmental attentional<br />
dyslexia (Rayner et al., 1989), and developmental neglect<br />
dyslexia (neglexia, <strong>Friedmann</strong> and Nachman-Katz, 2004;<br />
Nachman-Katz and <strong>Friedmann</strong>, 2007). (For a comprehensive<br />
survey of this literature see Brundson et al., 2002; Castles<br />
et al., 2006; Castles and Coltheart, 1993; Castles et al.,<br />
1999; Temple, 1997.)<br />
Such wealth and diversity of subtypes of developmental<br />
dyslexia cannot be accounted for by a single deficit underlying<br />
developmental dyslexia, but it can be clearly interpreted<br />
using the dual route model of reading, as resulting from deficits<br />
to various components of the model, similar to subtypes<br />
of acquired dyslexia (Castles et al., 2006; Castles and<br />
Coltheart, 1993; Coltheart et al., 1983; Marshall, 1984b;<br />
Temple, 1997).<br />
Another result of this study is the way <strong>surface</strong> dyslexia<br />
manifests itself in a highly irregular language, Hebrew. The<br />
discussion of <strong>surface</strong> dyslexia in English, for example, focuses<br />
on irregular words that include a grapheme with<br />
two possible conversions to phoneme, which occurs in its<br />
less frequent conversion, or words with silent letters (such<br />
as sword, island, receipt, buffet, sew, listen). In Hebrew, many<br />
such words exist, because nine of the 22 letters have ambiguous<br />
conversion to phonemes. However, ambiguous letters<br />
are not the only source of ambiguity in grapheme-to-phoneme<br />
conversion. The underspecification of vowels in the<br />
orthography, and the lack of marking for stress position (in<br />
the absence of default stress), create an orthography in<br />
which no word is regular – namely, there is no written<br />
word that can be unambiguously converted to phonemes.<br />
The findings of the current study indicated that in such orthography<br />
not only do ambiguous letters get the incorrect<br />
conversion to phonemes, but, also, incorrect vowel pattern<br />
and stress position are chosen for the whole word in the absence<br />
of vowel and stress specifications, sometimes resulting<br />
in a nonword and sometimes in another existing word.<br />
Another important factor for reading in <strong>surface</strong> dyslexia, at<br />
least in Hebrew, is the potentiophonic status of the target<br />
word. When the letter sequence can be read via grapheme-to-phoneme<br />
conversion as another existing word,<br />
such errors occur even when the word is relatively regular.<br />
For example, and can both be converted to /k/, and the<br />
letter can be converted to /v/, /u/, and /o/. Thus, the word<br />
(KMOT, wake-up-plural, /kamot/), although relatively<br />
regular, when read via the sublexical route, can be read as<br />
the word (QMOT, quantity, /kamut/). The special
cortex 44 (2008) 1146–1160 1157<br />
susceptibility of potentiophones to reading errors results<br />
from the fact that when a reader reads a potentiophone<br />
via the sublexical route incorrectly, she cannot know that<br />
she has made an error because the result is another existing<br />
word (for the effect of frequency and regularity on potentiophone<br />
errors see Lukov and <strong>Friedmann</strong>, 2006). Potentiophones<br />
are especially helpful in the detection of <strong>surface</strong><br />
dyslexia, because errors cannot be detected and corrected<br />
by the reader, and because, unlike homophones, even reading<br />
aloud can already indicate a deficit in reading via the<br />
lexical route. Homophones, on the other hand require additional<br />
comprehension tasks.<br />
The identification of subtypes of developmental <strong>surface</strong><br />
dyslexia is interesting and important not only for its theoretical<br />
implications. It also has immediate implications for<br />
diagnosis and treatment. With respect to diagnosis of developmental<br />
<strong>surface</strong> dyslexia, the current results suggest that it is<br />
not enough to detect that an individual reads via the sublexical<br />
route by assessing her performance in reading aloud.<br />
Tasks involving lexical decision and homophone/potentiophone<br />
comprehension are required to discover the exact locus<br />
of impairment in the reading process.<br />
The distinction between different loci that can cause reading<br />
via grapheme-to-phoneme conversion can also be used to<br />
discern developmental <strong>surface</strong> dyslexia from impoverished<br />
orthographic lexicon that results from limited exposure to<br />
reading. In many cases children with other types of dyslexia,<br />
such as peripheral <strong>dyslexias</strong>, avoid reading as much as they<br />
can (see Cunningham and Stanovich, 1998; Share, 1999; Stanovich,<br />
1986; Stanovich and West, 1989), and as a result do<br />
not establish a rich orthographic input lexicon. This, in<br />
turn, results in ‘‘<strong>surface</strong>-dyslexia-like’’ reading (<strong>Friedmann</strong><br />
and Gvion, 2002; <strong>Friedmann</strong> and Nachman-Katz, 2004; <strong>Friedmann</strong><br />
and Rahamim, 2007; Nachman-Katz and <strong>Friedmann</strong>,<br />
2007; Rahamim and <strong>Friedmann</strong>, in press). The administration<br />
of lexical decision and homophone comprehension tasks in<br />
addition to oral reading can help in determining whether<br />
the child has <strong>surface</strong> dyslexia or whether it is just an impoverished<br />
orthographic input lexicon secondary to another dyslexia.<br />
If the deficit is found to be located at the orthographic<br />
input lexicon, other ways will be needed to make the decision,<br />
but if the deficit is found to be located elsewhere, in<br />
the output of the orthographic input lexicon to the phonological<br />
output lexicon or to semantics, this will suggest that it is<br />
indeed a genuine <strong>surface</strong> dyslexia, and not a phenomenon<br />
secondary to reading avoidance.<br />
With respect to treatment, different treatment plans<br />
should be applied to the different subtypes of <strong>surface</strong> dyslexia<br />
– treatment for individuals with a deficit at the orthographic<br />
input lexicon should include improving the<br />
operation of this lexicon (see Coltheart and Byng, 1989;<br />
Weekes and Coltheart, 1996), and establishing robust lexical<br />
entries in this lexicon by means of mnemonics and repeated<br />
exposure for example. However, if the orthographic input<br />
lexicon is intact and functioning, the treatment should be directed<br />
elsewhere. For example, the work with individuals<br />
who have access to the orthographic input lexicon but cannot<br />
access the phonological output lexicon and semantics should<br />
be directed at improving these connections, and for individuals<br />
who have <strong>surface</strong> dysgraphia alongside this type of<br />
<strong>surface</strong> dyslexia, reading for monitoring of writing can be<br />
trained. For those individuals who read aloud incorrectly<br />
via the sublexical route but who understand words correctly<br />
via the route from the orthographic input lexicon to the semantic<br />
system, the advice should be – do not read aloud.<br />
To summarize, developmental <strong>surface</strong> dyslexia has several<br />
faces. The current study identified three groups of individuals<br />
who had different subtypes of developmental <strong>surface</strong> dyslexia.<br />
All subtypes resulted from an impaired lexical route,<br />
which forced reading via grapheme-to-phoneme conversion,<br />
causing difficulties in reading irregular words and potentiophones,<br />
but they differed with respect to the locus of impairment<br />
within the lexical route, and, as a result, in the<br />
manifestation of the deficit in lexical decision and<br />
comprehension.<br />
Acknowledgements<br />
This article is dedicated to the memory of John Marshall,<br />
who led the way in the classification of <strong>dyslexias</strong>, was the<br />
first to describe <strong>surface</strong> dyslexia in detail, and deeply believed<br />
that developmental <strong>dyslexias</strong> can and should be classified<br />
similarly to acquired <strong>dyslexias</strong>. Shalom, John. We<br />
thank Dror Dotan, Ivana Nachman-Katz, Julia Reznick,<br />
Maya Yachini, Michal Biran, Terri Sternberg, and Uri Hadar<br />
for their helpful comments on the paper. This research<br />
was supported by the Israel Science Foundation (grant no.<br />
1296/06, <strong>Friedmann</strong>).<br />
Appendix A<br />
Ambiguous grapheme–phoneme and<br />
phoneme–grapheme correspondences<br />
in Hebrew<br />
Ambi-phoneme letters in Hebrew<br />
Hebrew letter Phonemes Transcript<br />
ae(ø oi)’(glottal stop)<br />
A<br />
vb<br />
B<br />
aeø’<br />
H<br />
vuo<br />
O<br />
iy(a eei)<br />
I<br />
kx<br />
Q<br />
’ aea ?<br />
pf<br />
P<br />
ssh<br />
S<br />
Ambi-letter phonemes in Hebrew<br />
Phoneme Letters Transcript<br />
a<br />
’(glottal stop)<br />
v<br />
x<br />
t<br />
k<br />
s<br />
H?A<br />
H?A<br />
OB<br />
XQ<br />
Tt<br />
KQ<br />
Ss
1158<br />
cortex 44 (2008) 1146–1160<br />
Appendix B<br />
Examples for errors the participants made in reading aloud<br />
Target<br />
word<br />
Target<br />
letters<br />
Target<br />
pronunciation<br />
Target<br />
translation<br />
Response<br />
pronunciation<br />
Response<br />
translation<br />
Potentiophone<br />
response<br />
spelling<br />
Comments<br />
Potentiophone<br />
error<br />
Regularization<br />
error<br />
Ambiguous<br />
letter error<br />
QTR keter crown katar locomotive<br />
KOB? kove’a determines kova hat<br />
QIsA kise chair kisa covered<br />
BRIQH brexa pool brixa run-away<br />
LMROT lamrot although limrot to-pluck<br />
QTF katef shoulder kataf picked<br />
BL?DIO Bil’adav without-him baladiyo –<br />
MROX maruax spread marux –<br />
RAS rosh head ra’ash noise Potentiophone<br />
KISOA kishu zucchini kiso’a –<br />
SMLH simla dress shimla – can be read<br />
as sh or s (sh is<br />
the more frequent<br />
conversion)<br />
ASMX esmax I-will-be-happy ashmax – can be read<br />
as sh or s<br />
CINOR cinor pipe cinur – can be read as<br />
o,u,or v<br />
HTLBtH hitlabta pondered hitlavata – can be read as<br />
borv<br />
Vowel error TXBR texaber she-will-connect taxbar – Error in<br />
unrepresented<br />
vowel<br />
LNKOT lenakot to-clean lankut – Error in<br />
unrepresented<br />
vowels and<br />
ambiguous vowel<br />
letter<br />
SRtTM saratetem you-pl-scratched sertatem Error in<br />
unrepresented<br />
vowels<br />
TB?t tiv’at You-will-kick taba’at ring Potentiophone þ<br />
ambiguous<br />
letter þ error in<br />
unrepresented<br />
vowels<br />
PRsIT parsit Farsi persit – Error in<br />
unrepresented<br />
vowels<br />
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