CLEER WORKING PAPERS 2012/5Eckes<strong>EU</strong> law. The accession agreement recognises the <strong>EU</strong>’s special position <strong>and</strong> ina different way codifies <strong>and</strong> institutionalises it.The first technical legal specificity <strong>of</strong> the accession agreement is that itmodifies the Convention in order to make the <strong>EU</strong>’s accession possible (amendment<strong>of</strong> Article 59(2) ECHR), while the <strong>EU</strong> will become a Contracting Party atthe moment the agreement enters into force. 57 This is unusual in the context<strong>of</strong> the Convention, where accession <strong>of</strong> a new member has not so far requiredamending the Convention. Hence, so far amendments <strong>and</strong> accessions havetaken place separately. In this regard, the accession agreement bears technicallegal similarities with the accession agreements <strong>of</strong> (then member) statesto the <strong>EU</strong>. 58The Court <strong>of</strong> Justice’s judicial autonomy <strong>and</strong> indeed even monopoly to interpret<strong>EU</strong> law, discussed in Section One, were a central concern in the negotiation<strong>of</strong> the draft agreement. 59 Accommodating this concern requiredsupplementary interpretative provisions <strong>and</strong> changes to the procedure beforethe Strasbourg Court. 60 The core threat <strong>of</strong> <strong>EU</strong> accession for the Court <strong>of</strong> Justice’sjudicial autonomy to interpret <strong>EU</strong> law emanates from two situations: first,the ECtHR might determine who is the right respondent in any given case; <strong>and</strong>second, the ECtHR might attribute responsibility to <strong>and</strong> apportion responsibilitybetween the <strong>EU</strong> <strong>and</strong> its Member States. In both events, the ECtHR wouldsimply not be able to fully disregard the power division between the <strong>EU</strong> <strong>and</strong> itsMember States – both in law <strong>and</strong> in practice.Attribution <strong>of</strong> conduct to a Contracting Party is a requirement for finding aviolation. The question as to whether an act is the act <strong>of</strong> the <strong>EU</strong> or <strong>of</strong> the MemberState(s) goes to the core <strong>of</strong> <strong>EU</strong> law. It raises intricate questions <strong>of</strong> <strong>EU</strong> law<strong>and</strong> practice. The particular importance <strong>of</strong> attribution in the context <strong>of</strong> <strong>EU</strong> lawcan also be seen in the Commission’s comments to the International Law Commission(ILC) during the course <strong>of</strong> drawing up <strong>of</strong> the Draft Articles on the Responsibility<strong>of</strong> International Organisations (DARIO) 61 <strong>and</strong> in the Commentaryto DARIO as adopted in August 2011, which refer to the potential existence <strong>of</strong>57 J. Králová, supra note 51, at 131.58 See e.g. for the last enlargement: the Accession Treaty with Bulgaria <strong>and</strong> Romania, OJ2005 L 157/11.59 T. Lock, ‘Walking on a Tightrope: The Draft ECHR Accession Agreement <strong>and</strong> the Autonomy<strong>of</strong> the <strong>EU</strong> Legal Order’, 48 Common Market Law Review (2011) 1025. See also X. Groussot, T.Lock <strong>and</strong> Laurent Pech, ‘<strong>EU</strong> Accession to the European Convention on Human Rights: a LegalAssessment <strong>of</strong> the Draft Accession Agreement <strong>of</strong> 14th October 2011’, Foundation Robert Schuman,Policy Paper European Issues n°218 (2011), available at .60 Most prominently, the co-respondent mechanism was introduced: see supra note 58, Art.3; see para. 54 <strong>of</strong> the explanatory report to the agreement. See also the explanatory report toProtocol 14, para. 101.61 United Nations, Chapter II, ‘Attribution <strong>of</strong> Conduct to an International Organization. DraftArticles on the Responsibility <strong>of</strong> International Organizations’, Yearbook <strong>of</strong> the International LawCommission 2011, Vol. II, Part Two; UN General Assembly, ‘Responsibility <strong>of</strong> international organizations.Comments <strong>and</strong> Observations Received from international organizations‘, A/CN.4/545,25 June 2004, at 13; UN General Assembly, ‘Responsibility <strong>of</strong> international organizations.Comments <strong>and</strong> observations received from Governments <strong>and</strong> international organizations’,A/CN.4/556, 12 May 2005, 5-6.112
Accession to the ECHR as the final step <strong>of</strong> mutual recognitiona special rule on attribution to the <strong>EU</strong> <strong>of</strong> conduct <strong>of</strong> its Member States whenimplementing binding acts <strong>of</strong> the <strong>EU</strong>. 62 In the common case, the Member Statesare in charge <strong>of</strong> implementing <strong>and</strong> applying <strong>EU</strong> legislation. This is for instancethe case where national customs authorities implement tariff agreements concludedby the <strong>EU</strong>. It raises intricate questions <strong>of</strong> whether this act should beattributed to the Member States (traditional view <strong>of</strong> public international law) orthe <strong>EU</strong> (which is in actual fact responsible for the substance <strong>of</strong> the measure).The complex <strong>and</strong> dynamic task division between the <strong>EU</strong> <strong>and</strong> its MemberStates could lead the ECtHR to <strong>of</strong>fer an interpretation <strong>of</strong> substantive <strong>EU</strong> lawbinding on the Court <strong>of</strong> Justice. 63 This would challenge the judicial monopoly<strong>of</strong> the Court <strong>of</strong> Justice. After accession, both the <strong>EU</strong> <strong>and</strong> its Member Statesare bound under international law by the ECtHR’s rulings to which they wereparties. The binding force extends to the Court <strong>of</strong> Justice as an institution <strong>of</strong>the <strong>EU</strong>.The co-respondent mechanism is aimed to avoid this situation. It will ‘allowthe <strong>EU</strong> to become a co-respondent to proceedings instituted against one ormore <strong>of</strong> its Member States <strong>and</strong>, similarly, to allow the <strong>EU</strong> Member States tobecome co-respondents to proceedings instituted against the <strong>EU</strong>.’ 64 The corespondentmechanism permits the ECtHR to refrain from determining who isthe correct respondent or how responsibility should be apportioned. Indeed, itdeclares joint responsibility <strong>of</strong> the respondent <strong>and</strong> co-respondent to be thecommon case. This is clearly expressed in the explanatory report stating:‘Should the Court find [a] violation, it is expected that it would ordinarily do sojointly against the respondent <strong>and</strong> the co-respondent(s)’. 65 The respondent <strong>and</strong>the co-respondent(s) may further make joint submissions to the Court thatresponsibility for any given alleged violation should be attributed only to one<strong>of</strong> them. 66 This will for most cases unburden the Strasbourg Court from the task<strong>of</strong> assessing the distribution <strong>of</strong> competences between the <strong>EU</strong> <strong>and</strong> its MemberStates. However, it does not exclude that the ECtHR may choose to apportionresponsibility in the individual case, which will require it also to consider attribution.Furthermore, while no High Contracting Party may be compelled to becomea co-respondent, the Strasbourg Court may terminate the participation <strong>of</strong> theco-respondent. 67 Both actions <strong>of</strong> the ECtHR imply a prior decision on how theresponsibility should be apportioned or attributed. Hence, the co-respondentmechanism tries to strike a balance between not limiting the formal competences<strong>of</strong> the ECtHR but determining how these competences are usuallyexercised in practice. In any event, in view to the rather cautious approach <strong>of</strong>the Strasbourg Court in the past it can be expected that the Strasbourg Court62 See: Commentary to Draft Art. 64, ibid., para. 1.63 See more in detail on the co-respondent mechanism <strong>and</strong> autonomy: C. Eckes, supra note29.64 Draft revised Explanatory report to draft Agreement on the Accession <strong>of</strong> the European Unionto the European Convention on Human Rights, supra note 54, at 11, para. 31.65 Ibid., para. 54.66 Ibid.67 Ibid., paras. 47 <strong>and</strong> 51.113CLEER WORKING PAPERS 2012/5
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