CLEER WORKING PAPERS 2012/5Casolarithat an inter-institutional arrangement regarding the preparation for FAO meetings,concluded between the Council <strong>and</strong> the Commission to set up a coordinationprocedure with the Member States, represented a means to fulfill the duty<strong>of</strong> co-operation between the Community <strong>and</strong> its Member States within theFAO. 21 Consequently, the Community institutions had to respect its content indefining the EC position. 22In its most recent case-law, the Court <strong>of</strong> Justice appears to take a similarapproach in assessing the implementation by Member States <strong>of</strong> mixed agreementsin the international arena, <strong>and</strong>, more generally, in defining the constraintson the exercise by the Member States <strong>of</strong> their <strong>external</strong> action in domains <strong>of</strong>shared competence. , Such case-law paved the way for a global reconsideration<strong>of</strong> the shape <strong>of</strong> co-operation duties, which takes into account, together withthe ‘competence-based’ line <strong>of</strong> reasoning <strong>of</strong> the early cases, some institutionalfacets directly linked to the participation in international agreements.The first case to be mentioned is MOX Plant. As already highlighted, theimportance <strong>of</strong> this judgment lies first in its confirmation <strong>of</strong> the fact that the duty<strong>of</strong> co-operation between <strong>EU</strong> institutions <strong>and</strong> Member States directly stems fromthe principle <strong>of</strong> loyal co-operation, as codified by the founding Treaties. 23 Butwhat is also interesting is that the Court suggests that co-operation duties mayalso take the form <strong>of</strong> substantive obligations binding the Member States.In the judgment, the Court held that Irel<strong>and</strong> had failed to comply with itsduties <strong>of</strong> co-operation. In this respect, the Court identified two main breaches<strong>of</strong> the principle <strong>of</strong> sincere co-operation, flowing from different provisions <strong>of</strong> thefounding Treaties. The first one, which is directly linked to Article 10 TEC (nowArticle 4(3) T<strong>EU</strong>), concerns the decision by Irel<strong>and</strong> to bring proceedings underthe dispute settlement system set out in the United Nations Convention on theLaw <strong>of</strong> the Sea (UNCLOS), without having first informed <strong>and</strong> consulted thecompetent <strong>EU</strong> institutions. Here the Court merely repeated its early jurisprudence,by conceiving the principle <strong>of</strong> loyal co-operation in terms <strong>of</strong> source <strong>of</strong>procedural obligations imposing consultation duties upon the Member States. 24The second breach is exclusively focused on the recourse by the Member Stateto the UNCLOS dispute settlement system. What is worth mentioning in thisrespect is the fact that, according to the Court, Irel<strong>and</strong> violated ‘a specific expression<strong>of</strong> Member States’ more general duty <strong>of</strong> loyalty resulting from Article21 Ibid. para. 49.22 Ibid. para. 50. See also C. Flaesch-Mougin, ‘Les relations avec les organisations internationaleset la participation à celles-ci’ in J. V. Louis <strong>and</strong> M. Dony (eds.), Commentaire J. MegretLe droit de la CE et de l’Union européenne – Relations extérieures, Bruxelles : Editions del’Université de Bruxelles, 2005, 337, at 425-426, <strong>and</strong> I. Govaere, J. Capiau <strong>and</strong> A. Vermeersch,‘In-Between Seats: The Participation <strong>of</strong> the European Union in International Organizations’, 9European Foreign Affairs Review (2004) 155, at 165. For other illustrations <strong>of</strong> co-operation dutiesbetween the Member States <strong>and</strong> the <strong>EU</strong> institutions within international organizations, see J.Heliskoski, ‘The ‘Duty <strong>of</strong> Cooperation’ Between the European Community <strong>and</strong> Its Member StatesWithin the World Trade Organization’, 7 Finnish Yearbook <strong>of</strong> International Law (1996) 59.23 See supra, section 1.24 Case C-459/03 Commission <strong>of</strong> the European Communities v Irel<strong>and</strong>, supra note 9, paras.172-182.16
The principle <strong>of</strong> loyal co-operation: A ‘master key’ for <strong>EU</strong> <strong>external</strong> <strong>representation</strong>?10 EC’. 25 Such a special rule is contained in Article 377 TF<strong>EU</strong> (former Article292 TEC), which stipulates that Member States undertake not to submit adispute concerning the interpretation or application <strong>of</strong> the Treaties to any method<strong>of</strong> settlement other than those provided for therein. According to the Court,thus, the duty <strong>of</strong> loyal co-operation may also take the form <strong>of</strong> a substantiveobligation <strong>of</strong> result, which Member States have to respect when acting in theinternational arena. 26The judgment is useful, <strong>and</strong> goes some way towards clarifying the extent <strong>of</strong>the co-operation duties in the international arena. However, the Court does notsatisfactorily answer the question <strong>of</strong> what the role <strong>of</strong> the loyalty principle in the<strong>EU</strong> <strong>external</strong> <strong>representation</strong> could be. It makes, rather, reference to its applicationwith regard to the interplay between international tribunals in light <strong>of</strong> theprocess <strong>of</strong> fragmentation <strong>of</strong> international law. In particular, such process isconsidered by the Luxembourg judges from a European perspective with aview to ensuring the authority <strong>of</strong> the Court’s jurisdiction. 27 Viewed from thisangle, <strong>and</strong> despite the evolution <strong>of</strong> the legal discourse on the co-operationduties marked by the MOX ruling, this Eurocentric approach echoes the line <strong>of</strong>reasoning expressed by the Court in its early cases concerning the implementation<strong>of</strong> mixed agreements, <strong>and</strong> shows thus the existence <strong>of</strong> a red threadrunning throughout the case-law devoted to mixity.Issues concerning the relationship between the <strong>EU</strong>’s <strong>external</strong> <strong>representation</strong><strong>and</strong> Member States’ co-operation duties have directly been faced by the Courtin two infringement procedures against Luxembourg <strong>and</strong> Germany decided in2005 (the so-called Inl<strong>and</strong> Waterways cases). 28 In these judgments the Courtconcluded that, when there is ‘a concerted Community action at internationallevel’ (in casu, the adoption <strong>of</strong> a decision authorising the Commission to negotiatea multilateral agreement on behalf <strong>of</strong> the Community in the field <strong>of</strong> transport<strong>of</strong> passengers <strong>and</strong> goods by inl<strong>and</strong> waterway), the principle <strong>of</strong> loyalty‘requires, for that purpose, if not a duty <strong>of</strong> abstention on the part <strong>of</strong> the MemberStates, at the very least a duty <strong>of</strong> close cooperation between the latter <strong>and</strong> theCommunity institutions’. 29 In this respect, the Court held that the two MemberStates were in breach <strong>of</strong> their obligations under Article 4(3) T<strong>EU</strong> on the groundthat, after the <strong>EU</strong> institutions had decided to negotiate a multilateral agreement,25 Ibid. para. 171.26 For an example <strong>of</strong> judgment enunciating loyalty obligations <strong>of</strong> result at internal level,see Case C-265/95 Commission <strong>of</strong> the European Communities v French Republic [1997] ECRI-06959.27 See in this respect, F. Casolari, ‘Considérations «intersystémiques» en marge de l’affairede l’Usine MOX’ in H. Ruiz Fabri <strong>and</strong> L. Gradoni (eds.) ‘La circulation des concepts juridiques: ledroit international de l’environnement entre mondialisation et fragmentation’, Société de législationcomparée, Paris, 2009, 305, <strong>and</strong>, more generally, M. Parish, ‘International Courts <strong>and</strong> theEuropean Legal Order’, 23 European Journal <strong>of</strong> International Law (2012) 141.28 Case C-266/03 Commission <strong>of</strong> the European Communities v Gr<strong>and</strong> Duchy <strong>of</strong> Luxembourg[2005] ECR I-04805, <strong>and</strong> Case C-433/03 Commission <strong>of</strong> the European Communities v FederalRepublic <strong>of</strong> Germany [2005] ECR I-06985.29 Case C-266/03 Commission <strong>of</strong> the European Communities v Gr<strong>and</strong> Duchy <strong>of</strong> Luxembourg,supra note 28, para. 60, <strong>and</strong> Case C-433/03 Commission <strong>of</strong> the European Communities v FederalRepublic <strong>of</strong> Germany, supra note 28, para. 66.17CLEER WORKING PAPERS 2012/5
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