SECTION 5. Income options – if you’ve chosen any ‘INC’ units/sharesComplete this section if you’ve chosen income units/shares (INC).Tick one of the following boxes:Receive the income. Any income will be paid to you. Income received from your investments in INC units/shares will be paid into yourIPS cash account <strong>and</strong> then paid to your nominated bank account on the next monthly payment date.Reinvest into the fund. Income received from your investments in INC units/shares will be used to buy more units/shares in the fund.Hold in my IPS Cash Account. Income received from your investments in INC units/shares will be paid into <strong>and</strong> held in your IPSCash Account.If you have selected to ‘Reinvest into the fund’ this will be applied to all commission-free share classes you hold in your account. Commissionincludedshare classes you hold will continue to pay income in accordance with your previous instruction.If you don’t already hold income units/shares within this product <strong>and</strong> you don’t tick one of these boxes we will select the ‘Reinvest into thefund’ option by default.If you already hold income units/shares within this product <strong>and</strong> you don’t tick one of these boxes we will apply your existing income options toall funds within this product.SECTION 6. Joint holders (not available for <strong>ISA</strong> investments)Complete this section if there are more than two joint holders.Mr/Mrs/Ms/Miss/OtherSurnameForename(s) in fullAddressWe need your permanentresidential address includingthe postcode, we can’taccept a c/o address.Contact telephone numberDate of birthD D M M Y Y Y YPlease tick Male FemaleDo you have a National YesNoInsurance number?If Yes, please provide your National Insurance numberPostcodeTick if you’re already a customer ofInvestor Portfolio ServiceIf you’ve lived at thisaddress for less than threemonths, please provide yourprevious address:Existing IPS customer referenceEmail addressPostcodeMr/Mrs/Ms/Miss/OtherSurnameForename(s) in fullAddressWe need your permanentresidential address includingthe postcode, we can’taccept a c/o address.Contact telephone numberDate of birthD D M M Y Y Y YPlease tick Male FemaleDo you have a NationalInsurance number?YesNoIf Yes, please provide your National Insurance numberPostcodeIf you’ve lived at thisaddress for less than threemonths, please provide yourprevious address:Tick if you’re already a customer ofInvestor Portfolio ServiceExisting IPS customer referenceEmail addressPostcode<strong>Legal</strong> & <strong>General</strong> unit <strong>trust</strong>, <strong>OEIC</strong> <strong>and</strong> <strong>ISA</strong> <strong>application</strong> <strong>form</strong> Page 4/6
SECTION 7. Declaration <strong>and</strong> authorityFOR ALL <strong>ISA</strong> APPLICANTSI apply to subscribe for a <strong>Legal</strong> & <strong>General</strong> stocks <strong>and</strong> shares <strong>ISA</strong> forthe tax year 2014/2015 <strong>and</strong> each subsequent tax year unless I instructyou otherwise.I declare that:• all subscriptions made, <strong>and</strong> to be made, belong to me;• I am 18 years of age or over;• I have not subscribed, <strong>and</strong> will not subscribe, more than the overallsubscription limit in total to a cash <strong>ISA</strong> <strong>and</strong> a stocks <strong>and</strong> shares <strong>ISA</strong> inthe same tax year;• I have not subscribed, <strong>and</strong> will not subscribe, to another stocks <strong>and</strong>shares <strong>ISA</strong> in the same tax year that I subscribe to this stocks <strong>and</strong>shares <strong>ISA</strong>;• I am resident in the <strong>Unit</strong>ed Kingdom for tax purposes or, if not soresident, either per<strong>form</strong> duties which, by virtue of Section 28 ofthe Income Tax (Earnings & Pensions) Act 2003 (Crown employeesserving overseas), are treated as being per<strong>form</strong>ed in the <strong>Unit</strong>edKingdom, or I am married to, or in a registered civil partnership witha person who per<strong>form</strong>s such duties. I will in<strong>form</strong> <strong>Legal</strong> & <strong>General</strong> if Icease to be so resident or to per<strong>form</strong> such duties or to be married to,or in a registered civil partnership with a person who per<strong>form</strong>s suchduties.Please note: Details about residence are available from your tax officeor on HM Revenue & Customs’ website.I authorise <strong>Legal</strong> & <strong>General</strong>:• to hold my cash subscription, <strong>ISA</strong> investments, interest, dividends<strong>and</strong> any other rights or proceeds in respect of those investments <strong>and</strong>any other cash; <strong>and</strong>• to make on my behalf any claims for tax relief in respect of <strong>ISA</strong>investments.FOR ALL UNIT TRUST AND <strong>OEIC</strong> APPLICANTSI declare that:• I am 18 years of age or over;• I am not a US person/resident.For all applicantsI declare that:The in<strong>form</strong>ation given in this <strong>application</strong> is full <strong>and</strong> accurate to the bestof my knowledge <strong>and</strong> belief <strong>and</strong> I will in<strong>form</strong> <strong>Legal</strong> & <strong>General</strong> (PortfolioManagement Services) Limited without delay of any change in mycircumstances affecting any of the in<strong>form</strong>ation in this <strong>form</strong>.IMPORTANT PLEASE READ: DATA PROTECTIONUse of your in<strong>form</strong>ation by <strong>Legal</strong> & <strong>General</strong>: We take your privacy veryseriously. We use the personal in<strong>form</strong>ation collected via this <strong>form</strong> <strong>and</strong>any other in<strong>form</strong>ation that you provide to us (‘your in<strong>form</strong>ation’) for thepurposes of:1. Providing you with our products <strong>and</strong> services <strong>and</strong> dealing with yourenquiries <strong>and</strong> requests;2. Administering your investment;3. Carrying out market research, statistical analysis <strong>and</strong> customerprofiling; <strong>and</strong>4. Sending you marketing in<strong>form</strong>ation (by post, telephone, email<strong>and</strong> SMS) about products <strong>and</strong> services of companies in the<strong>Legal</strong> & <strong>General</strong> group <strong>and</strong> of third parties whose products <strong>and</strong>services we offer to our customers.By signing overleaf, you agree to receive the in<strong>form</strong>ation as described in4 above, unless you tell us otherwise by ticking this box .Given the global nature of our business, we may need to transfer yourin<strong>form</strong>ation to countries outside the European Economic Area in orderto provide our services to you.Disclosures: We will disclose your in<strong>form</strong>ation to other companieswithin the <strong>Legal</strong> & <strong>General</strong> group of companies, regulatory bodies, lawenforcement agencies, future owners of our business <strong>and</strong> suppliers weengage to process data on our behalf <strong>and</strong> when necessary to a reassurer.If you have been dealing with a financial adviser, we will give themin<strong>form</strong>ation about your product <strong>and</strong>, where appropriate, provide themwith other in<strong>form</strong>ation about your dealings with us to enable them togive you in<strong>form</strong>ed advice.Where you have been introduced to us by a bank or a building society,we will share your in<strong>form</strong>ation with them to enable them to:(a) carry out market research, statistical analysis <strong>and</strong> customer profiling; <strong>and</strong>(b) send you marketing in<strong>form</strong>ation about their products <strong>and</strong>services <strong>and</strong> products <strong>and</strong> services of companies in the<strong>Legal</strong> & <strong>General</strong> group <strong>and</strong> of third parties whose products<strong>and</strong> services we offer to our customers.By signing below, you agree to receive the in<strong>form</strong>ation as described in(b) above by post or telephone, unless you tell us otherwise by writing to<strong>Legal</strong> & <strong>General</strong>, PO Box 1112, Chelmsford CM99 2UX.Access: You have the right to ask for a copy of your in<strong>form</strong>ation in returnfor payment of a small fee. To obtain a copy of your in<strong>form</strong>ation, pleasewrite to us at the above address.PLEASE READ AND SIGN OVERLEAF:I agree to the use of my in<strong>form</strong>ation as set out above.I underst<strong>and</strong> that a copy of the completed <strong>application</strong> <strong>form</strong> <strong>and</strong>/orTerms <strong>and</strong> Conditions is available on request.I have been provided with the Terms <strong>and</strong> Conditions of the IPS Plat<strong>form</strong><strong>and</strong> by signing this <strong>application</strong> <strong>form</strong> I agree to be bound by them.I have received the relevant Product Documents relating to myinvestment.I underst<strong>and</strong> that I will pay the IPS Plat<strong>form</strong> Fee for use of the IPS service<strong>and</strong> I authorise <strong>Legal</strong> & <strong>General</strong> to collect this fee from my IPS CashAccount. If there is insufficient money in my IPS Cash Account, I authorise<strong>Legal</strong> & <strong>General</strong> to sell enough of my assets to pay the fee in accordancewith the Terms <strong>and</strong> Conditions.I underst<strong>and</strong> that my signed <strong>application</strong> <strong>form</strong> <strong>and</strong> the Terms <strong>and</strong>Conditions <strong>form</strong> the basis of my agreement with <strong>Legal</strong> & <strong>General</strong>.Please now sign overleaf.<strong>Legal</strong> & <strong>General</strong> unit <strong>trust</strong>, <strong>OEIC</strong> <strong>and</strong> <strong>ISA</strong> <strong>application</strong> <strong>form</strong> Page 5/6
Change language