Unit trust, OEIC and ISA application form (W10712) - Legal & General

LEGAL & GENERAL INVESTOR PORTFOLIO SERVICE – SELF DIRECTEDTAX YEAR 2014/2015UNIT TRUST, OEIC AND ISAAPPLICATION FORM.Use this form to make an investment. If you use this form you will invest in commission-free funds.FOR OFFICE USE ONLYLegal & General agent numberReferencePlease complete in BLOCK CAPITALS using black ink and return to: Investor Portfolio Service, Legal & General, PO Box 1112,Chelmsford CM99 2UXBasis of advice declarationDid you receive financial advice?Yes No PPlease ensure you’ve read the current version of the following Product Documents before you make any investment decisions:• Key Investor Information Document (KIID) • Investing with IPS• IPS Terms and Conditions• Important Fund Information.If you don’t understand any point please ask for further information. You can contact us on 0845 272 0089 and we’ll be happy to help.Call charges will vary. We may record and monitor calls.SECTION 1. Personal details – complete this section in fullPart 1.1 First applicantMr/Mrs/Ms/Miss/OtherSurnameForename(s) in fullAddressWe need your permanentresidential address includingthe postcode, we can’t accepta c/o address.Tick if you’re already a customer ofInvestor Portfolio ServiceExisting IPScustomer referenceDate of birthD D M M Y Y Y YPlease tickDo you have a NationalInsurance number?MaleYesFemaleNoPostcodeIf Yes, please provide your National Insurance numberIf you’ve lived at thisaddress for less than threemonths, please provide yourprevious address:Contact telephone numberEmail addressPostcodeAccount holding designation†† Complete if you wish to add a personal referenceto your investment (UT and OEIC only). If you’repaying for this investment from money held inyour IPS Cash Account, please ensure that thisdesignation is identical to that of the cash account.Please tick if applicable:Legal & General employeeLegal & General shareholderLegal & General takes your privacy very seriously.See the Data Protection section, section 7, for moreabout how we use your personal information andcontact details, including your email address.Relative of Legal & General employee/shareholder**Name of Legal & General employee/shareholder

SECTION 1. Personal details – complete this section in fullPart 1.2 Joint holders (not available for ISA investments)Mr/Mrs/Ms/Miss/OtherTick if you’re already a customer ofInvestor Portfolio ServiceSurnameForename(s) in fullAddressWe need your permanentresidential address includingthe postcode, we can’t accepta c/o address.Existing IPScustomer referenceDate of birthD D M M Y Y Y YPlease tickMaleFemalePostcodeDo you have a NationalInsurance number?YesNoIf Yes, please provide your National Insurance numberIf you’ve lived at thisaddress for less than threemonths, please provide yourprevious address:Contact telephone numberPostcodeIf you’re investing jointly, we’ll need all investors to sign for allfuture transactions, including changes to income payments.If more than two applicants, tick hereand give full details of the additionalapplicant(s) in Section 6.SECTION 2. Paying for your investment (lump sum payments only)I am paying for myinvestment by:(tick one)Cheque (enclosed)orMoney held in my IPS Cash AccountSECTION 3. Investment selectionYou must make sure you receive the current Key Investor Information Document (KIID) for any funds(s) you’re investing in. KIIDs are available on ourwebsite or from customer services. See Investing with IPS for the minimum amounts for lump sum and monthly investments.Make your cheque for the total amount payable to Legal & General and include your name on the payee line (for example, Legal & General – J Smith).Choosing income (INC) or accumulation (ACC) units/shares.If you don’t select a unit/share type, your investment will be made into accumulation units/shares where available.Making a monthly investment.If you’d like to make monthly payments, please also complete ‘Investment by Direct Debit for monthly savers’, Part 3.2.Part 3.1 Fund selection – ISA and unit trust/OEICFund management company/Fund nameISAUnit trusts and OEICsFull fund name, including fund managername and share classSelect unit/share typeLump sumMonthlySelect unit/share typeLump sumMonthlyACC / INC ££ ACC / INC £ £ACC / INC ££ ACC / INC £ £ACC / INC ££ ACC / INC £ £ACC / INC ££ ACC / INC £ £ACC / INC ££ ACC / INC £ £ACC / INC ££ ACC / INC £ £Total investment amount ££ £ £Legal & General unit trust, OEIC and ISA application form Page 2/6

Part 3.2 Investment by Direct Debit for monthly saversIf you’re making monthly contributions, please fill in the Direct Debit instruction below. Please tell us the date you’d like your Direct Debit collected eachmonth (any day from 1st to 28th). When this doesn’t fall on a business day, your Direct Debit will be collected on the next business day. If you don’tchoose a preferred day, your Direct Debit will be collected on 8th of each month.Preferred collection dateDDeach month (please choose 1st to 28th).INSTRUCTION TO YOUR BANK OR BUILDING SOCIETY – TO PAY BY DIRECT DEBITName and full postal address of your bank/building societyBank/building society account numberBranch sort code––PostcodeName(s) of account holder(s)Service user Number5 5 7 4 5 0INSTRUCTION TO YOUR BANK OR BUILDING SOCIETYPlease pay Legal & General Direct Debits from the account detailed in this instruction subject to the safeguards assured by the Direct DebitGuarantee. I understand that this instruction may remain with Legal & General and, if so, details will be passed electronically to my bank/buildingsociety. Banks and building societies may not accept Direct Debit instructions for some types of account.SignatureSignature(Joint holder)DatePlease see Investing with IPS for your Direct Debit Guarantee.SECTION 4. Nominated bank accountYou need to provide thedetails of your bank/buildingsociety account so we canmake any payments by BACS.We may use these details topay you the proceeds of anyfuture withdrawals.If you’ve selected incomeunits/shares please completethe ‘Income options’ sectionbelow.Name and full postal address of your bank/building societyPostcodeName(s) of account holder(s)Bank/building society account numberBranch sort code– –Roll number (if applicable)This account must be held, or jointly held, by the named applicant(s). We can’t make payments to a third party.If any of these details change in the future, please write and tell us.Legal & General unit trust, OEIC and ISA application form Page 3/6

SECTION 5. Income options – if you’ve chosen any ‘INC’ units/sharesComplete this section if you’ve chosen income units/shares (INC).Tick one of the following boxes:Receive the income. Any income will be paid to you. Income received from your investments in INC units/shares will be paid into yourIPS cash account and then paid to your nominated bank account on the next monthly payment date.Reinvest into the fund. Income received from your investments in INC units/shares will be used to buy more units/shares in the fund.Hold in my IPS Cash Account. Income received from your investments in INC units/shares will be paid into and held in your IPSCash Account.If you have selected to ‘Reinvest into the fund’ this will be applied to all commission-free share classes you hold in your account. Commissionincludedshare classes you hold will continue to pay income in accordance with your previous instruction.If you don’t already hold income units/shares within this product and you don’t tick one of these boxes we will select the ‘Reinvest into thefund’ option by default.If you already hold income units/shares within this product and you don’t tick one of these boxes we will apply your existing income options toall funds within this product.SECTION 6. Joint holders (not available for ISA investments)Complete this section if there are more than two joint holders.Mr/Mrs/Ms/Miss/OtherSurnameForename(s) in fullAddressWe need your permanentresidential address includingthe postcode, we can’taccept a c/o address.Contact telephone numberDate of birthD D M M Y Y Y YPlease tick Male FemaleDo you have a National YesNoInsurance number?If Yes, please provide your National Insurance numberPostcodeTick if you’re already a customer ofInvestor Portfolio ServiceIf you’ve lived at thisaddress for less than threemonths, please provide yourprevious address:Existing IPS customer referenceEmail addressPostcodeMr/Mrs/Ms/Miss/OtherSurnameForename(s) in fullAddressWe need your permanentresidential address includingthe postcode, we can’taccept a c/o address.Contact telephone numberDate of birthD D M M Y Y Y YPlease tick Male FemaleDo you have a NationalInsurance number?YesNoIf Yes, please provide your National Insurance numberPostcodeIf you’ve lived at thisaddress for less than threemonths, please provide yourprevious address:Tick if you’re already a customer ofInvestor Portfolio ServiceExisting IPS customer referenceEmail addressPostcodeLegal & General unit trust, OEIC and ISA application form Page 4/6

SECTION 7. Declaration and authorityFOR ALL ISA APPLICANTSI apply to subscribe for a Legal & General stocks and shares ISA forthe tax year 2014/2015 and each subsequent tax year unless I instructyou otherwise.I declare that:• all subscriptions made, and to be made, belong to me;• I am 18 years of age or over;• I have not subscribed, and will not subscribe, more than the overallsubscription limit in total to a cash ISA and a stocks and shares ISA inthe same tax year;• I have not subscribed, and will not subscribe, to another stocks andshares ISA in the same tax year that I subscribe to this stocks andshares ISA;• I am resident in the United Kingdom for tax purposes or, if not soresident, either perform duties which, by virtue of Section 28 ofthe Income Tax (Earnings & Pensions) Act 2003 (Crown employeesserving overseas), are treated as being performed in the UnitedKingdom, or I am married to, or in a registered civil partnership witha person who performs such duties. I will inform Legal & General if Icease to be so resident or to perform such duties or to be married to,or in a registered civil partnership with a person who performs suchduties.Please note: Details about residence are available from your tax officeor on HM Revenue & Customs’ website.I authorise Legal & General:• to hold my cash subscription, ISA investments, interest, dividendsand any other rights or proceeds in respect of those investments andany other cash; and• to make on my behalf any claims for tax relief in respect of ISAinvestments.FOR ALL UNIT TRUST AND OEIC APPLICANTSI declare that:• I am 18 years of age or over;• I am not a US person/resident.For all applicantsI declare that:The information given in this application is full and accurate to the bestof my knowledge and belief and I will inform Legal & General (PortfolioManagement Services) Limited without delay of any change in mycircumstances affecting any of the information in this form.IMPORTANT PLEASE READ: DATA PROTECTIONUse of your information by Legal & General: We take your privacy veryseriously. We use the personal information collected via this form andany other information that you provide to us (‘your information’) for thepurposes of:1. Providing you with our products and services and dealing with yourenquiries and requests;2. Administering your investment;3. Carrying out market research, statistical analysis and customerprofiling; and4. Sending you marketing information (by post, telephone, emailand SMS) about products and services of companies in theLegal & General group and of third parties whose products andservices we offer to our customers.By signing overleaf, you agree to receive the information as described in4 above, unless you tell us otherwise by ticking this box .Given the global nature of our business, we may need to transfer yourinformation to countries outside the European Economic Area in orderto provide our services to you.Disclosures: We will disclose your information to other companieswithin the Legal & General group of companies, regulatory bodies, lawenforcement agencies, future owners of our business and suppliers weengage to process data on our behalf and when necessary to a reassurer.If you have been dealing with a financial adviser, we will give theminformation about your product and, where appropriate, provide themwith other information about your dealings with us to enable them togive you informed advice.Where you have been introduced to us by a bank or a building society,we will share your information with them to enable them to:(a) carry out market research, statistical analysis and customer profiling; and(b) send you marketing information about their products andservices and products and services of companies in theLegal & General group and of third parties whose productsand services we offer to our customers.By signing below, you agree to receive the information as described in(b) above by post or telephone, unless you tell us otherwise by writing toLegal & General, PO Box 1112, Chelmsford CM99 2UX.Access: You have the right to ask for a copy of your information in returnfor payment of a small fee. To obtain a copy of your information, pleasewrite to us at the above address.PLEASE READ AND SIGN OVERLEAF:I agree to the use of my information as set out above.I understand that a copy of the completed application form and/orTerms and Conditions is available on request.I have been provided with the Terms and Conditions of the IPS Platformand by signing this application form I agree to be bound by them.I have received the relevant Product Documents relating to myinvestment.I understand that I will pay the IPS Platform Fee for use of the IPS serviceand I authorise Legal & General to collect this fee from my IPS CashAccount. If there is insufficient money in my IPS Cash Account, I authoriseLegal & General to sell enough of my assets to pay the fee in accordancewith the Terms and Conditions.I understand that my signed application form and the Terms andConditions form the basis of my agreement with Legal & General.Please now sign overleaf.Legal & General unit trust, OEIC and ISA application form Page 5/6

APPLICANT OR LEGAL GUARDIAN SIGNATURE(S)PLEASE TICK HERE:I confirm that I have received the current Key Investor Information Document (KIID) for the fund(s) I wish to invest in. (If you don’t confirm this byticking the box, we won’t be able to accept your application.)First applicantDate✗First joint holder*✗Second joint holder*✗Third joint holder*✗*Where applicable. Unit trusts and OEICs only.DateDateDatePlease send your completed application to:Investor Portfolio Service, Legal & General, PO Box 1112, Chelmsford CM99 2UXLegal & General (Portfolio Management Services) LimitedRegistered in England and Wales No. 2457525Registered office: One Coleman Street, London EC2R 5AAWe are authorised and regulated by the Financial Conduct Authority.P699 W10712 04/14 NON ASD