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Running Head: CONCEPTS AND CATEGORIESTo Appear in: Annual Review <strong>of</strong> <strong>Psychology</strong> – 2009Concepts and Categories: A Cognitive Neuropsychological PerspectiveBradford Z. Mahon 1,2 and Alfonso Caramazza 1,21 Department <strong>of</strong> <strong>Psychology</strong>, Harvard University2 Center for Mind/Brain Sciences - CIMeC, University <strong>of</strong> TrentoDepartment <strong>of</strong> <strong>Psychology</strong>Harvard University33 Kirkland StreetWilliam James HallCambridge, MA. 02138Phone: (617) 496-6374Fax: (617) 496-6262Mahon@f<strong>as</strong>.harvar.eduCaram@wjh.harvard.eduKey Words: Category-specific semantic deficits; apraxia; semantic organization; domainspecific;sensory-motor;


Concepts and Categories 2Table <strong>of</strong> ContentsIntroductionScope <strong>of</strong> the reviewCategory-Specific Semantic Deficits: Introduction to the phenomenonOverview <strong>of</strong> Theoretical Explanations <strong>of</strong> the Causes <strong>of</strong> Category-Specific SemanticDeficitsThe Neural Structure PrincipleThe Multiple Semantics AssumptionSecond Generation Sensory/Functional TheoriesThe Domain-Specific Hypothes<strong>is</strong>The D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong>The Correlated Structure PrincipleThe Anatomy <strong>of</strong> Category-SpecificityLesion AnalysesFunctional ImagingHow does the Anatomy <strong>of</strong> Category-Specificity Inform Cognitive Theory?Tool stimuli differentially activate dorsal stream structures involved in objectdirected actionCategory-specificity within the ventral streamThe Relation between Sensory, Motor, and Conceptual knowledgeToward a Synthes<strong>is</strong>


Concepts and Categories 3AbstractOne <strong>of</strong> the most provocative and exciting <strong>is</strong>sues in cognitive science <strong>is</strong> howneural specificity for semantic categories <strong>of</strong> common objects ar<strong>is</strong>es in the functionalarchitecture <strong>of</strong> the brain. Over two decades <strong>of</strong> research on the neuropsychologicalphenomenon <strong>of</strong> category-specific semantic deficits h<strong>as</strong> generated detailed claims aboutthe organization and representation <strong>of</strong> conceptual knowledge. More recently, researchershave sought to test hypotheses developed on the b<strong>as</strong><strong>is</strong> <strong>of</strong> neuropsychological evidencewith functional imaging. From those two fields, the empirical generalization emerges thatobject domain and sensory modality jointly constrain the organization <strong>of</strong> knowledge inthe brain. At the same time, research within the embodied cognition framework h<strong>as</strong>highlighted the need to articulate how information <strong>is</strong> communicated between the sensoryand motor systems, and processes that represent and generalize abstract information.Those developments point toward a new approach for understanding category-specificityin terms <strong>of</strong> the coordinated influences <strong>of</strong> diverse regions and cognitive systems.


Concepts and Categories 4IntroductionThe scientific study <strong>of</strong> how concepts are represented in the mind/brain extends toall d<strong>is</strong>ciplines within cognitive science. Within the psychological and brain sciencesresearch h<strong>as</strong> focused on studying how the <strong>perceptual</strong>, motor, and conceptual attributes <strong>of</strong>common objects are represented and organized in the brain. Theories <strong>of</strong> conceptualrepresentation must therefore explain not only how conceptual content itself <strong>is</strong>represented and organized, but also the role played by conceptual content in orchestrating<strong>perceptual</strong> and motor processes.Cognitive neuropsychological studies <strong>of</strong> brain damaged patients provide strongevidence about the representation <strong>of</strong> conceptual knowledge, and the relationship betweenconceptual knowledge and <strong>perceptual</strong> and motor processes. The cognitiveneuropsychological approach ultimately seeks to evaluate models <strong>of</strong> cognitive processingthrough the proximate goal <strong>of</strong> explaining the pr<strong>of</strong>ile <strong>of</strong> behavioral performance observedin brain damaged patients. In the me<strong>as</strong>ure to which it <strong>is</strong> possible to establ<strong>is</strong>h thefunctional locus <strong>of</strong> impairment in a patient within a given model <strong>of</strong> cognitive functioning,then it <strong>is</strong> possible to test other <strong>as</strong>sumptions <strong>of</strong> that model through further experimentswith that patient. D<strong>is</strong>sociations <strong>of</strong> abilities in patients (and <strong>of</strong> processes in models) arecentral to the neuropsychological approach. Th<strong>is</strong> <strong>is</strong> because, if a given behavior/processX can be impaired while another behavior/process Y <strong>is</strong> preserved, then one may concludethat the former process <strong>is</strong> not causally involved in the latter process. Another importantsource <strong>of</strong> evidence from neuropsychology are <strong>as</strong>pects <strong>of</strong> cognitive functioning that areobserved to be systematically impaired or spared together (for d<strong>is</strong>cussion <strong>of</strong>


Concepts and Categories 5methodological <strong>is</strong>sues in cognitive neuropsychology, see Caramazza 1986; 1992; Shallice1988).Scope <strong>of</strong> the reviewThe modern study <strong>of</strong> the representation <strong>of</strong> concepts in the brain w<strong>as</strong> initiated by <strong>as</strong>eries <strong>of</strong> papers by Elizabeth Warrington, Tim Shallice and Rosaleen McCarthy. Thoseauthors described patients with d<strong>is</strong>proportionate semantic impairments for one, orseveral, categories <strong>of</strong> objects compared to other categories (see Hécaen and DeAjuriaguerra 1956 for earlier work). Since those initial investigations, a great deal h<strong>as</strong>been learned about the causes <strong>of</strong> category-specific semantic deficits, and by extension,the organization <strong>of</strong> object knowledge in the brain.The focus <strong>of</strong> th<strong>is</strong> review <strong>is</strong> on neuropsychological research, and in particular, onthe phenomenon <strong>of</strong> category-specific semantic deficits. Evidence from other fields withincognitive science and neuroscience and functional neuroimaging <strong>is</strong> reviewed <strong>as</strong> it bearson the theoretical positions that emerge from the study <strong>of</strong> category-specific semanticdeficits. In particular we highlight findings in functional neuroimaging related to therepresentation <strong>of</strong> different semantic categories in the brain. We also d<strong>is</strong>cuss the degree towhich conceptual representations are grounded in sensory and motor processes, and thecritical role that neuropsychological studies <strong>of</strong> patients with impairments to sensory andmotor knowledge can play in constraining theories <strong>of</strong> semantic representation.Category-Specific Semantic Deficits: Introduction to the phenomenonPatients with category-specific semantic deficits present with d<strong>is</strong>proportionate oreven selective impairments for one semantic category compared to other semanticcategories. Figure 1 illustrates c<strong>as</strong>es <strong>of</strong> d<strong>is</strong>proportionate impairment for animals (Upper


Concepts and Categories 6Left; Blundo et al 2006; Caramazza and Shelton, 1998), fruit/vegetables (Upper Right;Hart et al 1985; Samson and Pillon 2003), conspecifics (Lower Left; Miceli et al 2000;Ell<strong>is</strong> et al 1989), and nonliving things (Lower Right; Hill<strong>is</strong> and Caramazza 1991;Laiacona and Capitani 2001). There have been over a hundred reported c<strong>as</strong>es <strong>of</strong>category-specific semantic impairment (for review and d<strong>is</strong>cussion, see Capitani et al2003; Hart et al 2007; Humphreys and Forde 2001; Tyler and Moss 2001). The majority<strong>of</strong> reported patients have d<strong>is</strong>proportionate impairments for living things compared tononliving things (Capitani et al 2003).One important <strong>as</strong>pect <strong>of</strong> the performance pr<strong>of</strong>ile <strong>of</strong> patients with category-specificsemantic impairment <strong>is</strong> that the impairment <strong>is</strong> to conceptual knowledge, and not (only) tomodality-specific <strong>input</strong> or output representations. The evidence for locating the deficit ata conceptual level <strong>is</strong> that the category-specific deficit does not depend on stimuli beingpresented, or that patients respond, in only one modality <strong>of</strong> <strong>input</strong> or output. For instance,patients KC and EW (Figure 1a: Upper Left Graph) were impaired for naming livinganimate things compared to nonliving things and fruit/vegetables. Both patients were alsoimpaired for answering questions about living animate things, such <strong>as</strong> ‘does a whale havelegs’ or ‘are dogs domestic animals’, but were unimpaired for the same types <strong>of</strong> questionsabout non-animals (see Figure 2a, Upper Graph for data from EW and otherrepresentative patients).Patients with category-specific semantic deficits may also have additional, andalso category-specific, deficits at pre-semantic levels <strong>of</strong> processing. So for instance,patient EW w<strong>as</strong> impaired for judging whether pictures depicted real or unreal animals,but w<strong>as</strong> unimpaired for the same t<strong>as</strong>k over non-animal stimuli. The ability to make such


Concepts and Categories 7dec<strong>is</strong>ions <strong>is</strong> <strong>as</strong>sumed to index the integrity <strong>of</strong> the v<strong>is</strong>ual structural description system, apre-semantic stage <strong>of</strong> object recognition (Humphreys et al 1988). In contr<strong>as</strong>t, patient KCw<strong>as</strong> relatively unimpaired on an object dec<strong>is</strong>ion t<strong>as</strong>k, even for the category <strong>of</strong> items(living animate) that the patient w<strong>as</strong> unable to name. A similar pattern to that observed inpatient KC w<strong>as</strong> present in patient APA (Miceli et al 2000). Patient APA w<strong>as</strong> selectivelyimpaired for conceptual knowledge <strong>of</strong> people (see Figure 1c, Lower Left). Despite <strong>as</strong>evere impairment for naming famous people, APA did not have a deficit at the level <strong>of</strong>face recognition (prosopagnosia).Another important <strong>as</strong>pect <strong>of</strong> patients with category-specific semantic impairments<strong>is</strong> that they have difficulty d<strong>is</strong>tingu<strong>is</strong>hing among b<strong>as</strong>ic level items within the impairedcategory, but do not necessarily have problems <strong>as</strong>signing items they cannot identify to thecorrect superordinate level category (e.g., they may know that a picture <strong>of</strong> a dog <strong>is</strong> ananimal, but do not know which animal) (see Humphreys and Forde, 2005, for a patientwith greater difficulty at a superordinate than a b<strong>as</strong>ic level across all semantic categories).A number <strong>of</strong> studies have now documented that variables such <strong>as</strong> lexicalfrequency, concept familiarity, and v<strong>is</strong>ual complexity may be unbalanced if items aresampled ‘randomly’ from different semantic categories (Cree and McRae, 2003; Funnelland Sheridan, 1992; Stewart et al 1992). In addition, Laiacona and colleagues (Barbarottoet al 2002; Laiacona et al 1998) have highlighted the need to control for gender-specificeffects on variables such <strong>as</strong> concept familiarity (for d<strong>is</strong>cussion <strong>of</strong> differences betweenmales and females in the incidence <strong>of</strong> category-specific semantic deficits for differentcategories, see Laiacona et al 2006). However, the ex<strong>is</strong>tence <strong>of</strong> category-specificsemantic deficits <strong>is</strong> not an artifact <strong>of</strong> such stimulus-specific attributes. Clear c<strong>as</strong>es have


Concepts and Categories 8been reported while carefully controlling for those factors, and double d<strong>is</strong>sociations havebeen reported using the same materials (e.g., Hill<strong>is</strong> and Caramazza 1991; see also theseparate c<strong>as</strong>e reports in Laiacona and Capitani, 2001 and Barbarotto et al 1995).Overview <strong>of</strong> Theoretical Explanations <strong>of</strong> the Causes <strong>of</strong> Category-Specific SemanticDeficitsTheories developed in order to explain category-specific semantic deficits fall intotwo broad groups (Caramazza 1998). Theories within the first group, b<strong>as</strong>ed on the NeuralStructure Principle, <strong>as</strong>sume d<strong>is</strong>sociable neural substrates are differentially (orexclusively) involved in representing different semantic categories. Theories within thesecond group, b<strong>as</strong>ed on the Correlated Structure Principle, <strong>as</strong>sume that conceptualknowledge <strong>of</strong> items from different semantic categories <strong>is</strong> not represented in functionallyd<strong>is</strong>sociable regions <strong>of</strong> the brain.According to theories b<strong>as</strong>ed on the neural structure principle, category-specificsemantic deficits are due to differential or selective damage to the neural substrate uponwhich the impaired category <strong>of</strong> items depends. Two broad cl<strong>as</strong>ses <strong>of</strong> theories b<strong>as</strong>ed onthe neural structure principle are the Sensory/Functional Theory (Warrington andMcCarthy 1983; 1987; Warrington and Shallice, 1984) and the Domain-SpecificHypothes<strong>is</strong> (Caramazza and Shelton 1998).The Sensory/Functional Theory <strong>is</strong> composed <strong>of</strong> two <strong>as</strong>sumptions. The first –the multiple semantics <strong>as</strong>sumption – <strong>is</strong> that conceptual knowledge <strong>is</strong> organized intosubsystems that parallel the sensory and motor modalities <strong>of</strong> <strong>input</strong> and output. Thesecond <strong>as</strong>sumption <strong>is</strong> that the critical semantic attributes <strong>of</strong> items from differentcategories <strong>of</strong> objects are represented in different modality specific semantic subsystems.


Concepts and Categories 9The Domain-Specific Hypothes<strong>is</strong> <strong>as</strong>sumes that the first order constraint on theorganization <strong>of</strong> conceptual knowledge <strong>is</strong> object domain, with the possible domainsrestricted to those that could have had an evolutionarily relevant h<strong>is</strong>tory – living animate,living inanimate, conspecifics, and ‘tools’.Theories b<strong>as</strong>ed on the Correlated Structure Principle model semantic memory <strong>as</strong> <strong>as</strong>ystem that represents stat<strong>is</strong>tical regularities in the co-occurrence <strong>of</strong> object properties inthe world (Caramazza et al 1990; Devlin et al 1998; McClelland and Rogers 2003; Tylerand Moss, 2001). Th<strong>is</strong> cl<strong>as</strong>s <strong>of</strong> models h<strong>as</strong> been instrumental in motivating large scaleempirical investigations <strong>of</strong> how different types <strong>of</strong> features are d<strong>is</strong>tributed and correlatedfor different semantic categories. Several theories b<strong>as</strong>ed on the Correlated StructurePrinciple have been developed in order to explain the causes <strong>of</strong> category-specificsemantic deficits (Caramazza et al 1990; Devlin et al 1998; Tyler and Moss 2001).Th<strong>is</strong> review <strong>is</strong> organized so <strong>as</strong> to reflect the role that different theoretical<strong>as</strong>sumptions have played in motivating empirical research. Initial hypotheses that weredeveloped in order to explain category-specific semantic deficits appealed to a singleprinciple <strong>of</strong> organization (modality-specificity, domain-specificity, or correlatedstructure). The current state <strong>of</strong> the field <strong>of</strong> category-specific semantic deficits <strong>is</strong>characterized by complex models that integrate <strong>as</strong>sumptions from multiple theoreticalframeworks. Th<strong>is</strong> trajectory <strong>of</strong> theoretical positions reflects the fact that, while theoriesthat have been developed b<strong>as</strong>ed on the neural and correlated structure principles aremutually contrary <strong>as</strong> explanations about the causes <strong>of</strong> category-specific semantic deficits,the individual <strong>as</strong>sumptions that constitute those theories are not necessarily incompatible


Concepts and Categories 10<strong>as</strong> hypotheses about the structure <strong>of</strong> knowledge in the brain (for d<strong>is</strong>cussion seeCaramazza and Mahon 2003).The Neural Structure PrincipleThe Multiple Semantics AssumptionThe proposal that the organization <strong>of</strong> the semantic system follows theorganization <strong>of</strong> the various <strong>input</strong> and output modalities to and from the semantic systemw<strong>as</strong> initially proposed by Beauvo<strong>is</strong> (Beauvo<strong>is</strong> et al 1978; Beauvo<strong>is</strong>, 1982). The originalmotivation for the <strong>as</strong>sumption <strong>of</strong> multiple semantics w<strong>as</strong> the phenomenon <strong>of</strong> opticaph<strong>as</strong>ia (e.g., Llermitte and Beavuo<strong>is</strong> 1973; for review, see Plaut 2002). Patients withoptic aph<strong>as</strong>ia present with impaired naming <strong>of</strong> v<strong>is</strong>ually presented objects, but relatively(or completely) spared naming <strong>of</strong> the same objects when presented through the tactilemodality (e.g., Hill<strong>is</strong> and Caramazza 1995). The fact that optic aph<strong>as</strong>ic patients can nameobjects presented through the tactile modality indicates that the naming impairment tov<strong>is</strong>ual presentation <strong>is</strong> not due to a deficit at the level <strong>of</strong> retrieving the correct names. Incontr<strong>as</strong>t to patients with v<strong>is</strong>ual agnosia (e.g., Milner et al 1991), patients with opticaph<strong>as</strong>ia can recognize, at a v<strong>is</strong>ual level <strong>of</strong> processing, the stimuli they cannot name.Evidence for th<strong>is</strong> <strong>is</strong> provided by the fact that some optic aph<strong>as</strong>ic patients can demonstratethe correct use <strong>of</strong> objects that they cannot name (e.g., Coslett and Saffran 1992; Llermitteand Beauvo<strong>is</strong>, 1973; see Plaut 2002). Beauvo<strong>is</strong> (1982) explained the performance <strong>of</strong> opticaph<strong>as</strong>ic patients by <strong>as</strong>suming that the conceptual system <strong>is</strong> functionally organized intov<strong>is</strong>ual and verbal semantics, and that optic aph<strong>as</strong>ia <strong>is</strong> due to a d<strong>is</strong>connection between thetwo semantic systems.


Concepts and Categories 11Along with reporting the first c<strong>as</strong>es <strong>of</strong> category-specific semantic deficit,Warrington and her collaborators (Warrington and McCarthy 1983; Warrington andShallice 1984) developed an influential explanation <strong>of</strong> the phenomenon that built on theproposal <strong>of</strong> Beauvo<strong>is</strong> (1982). Warrington and colleagues argued that category-specificsemantic deficits are due to differential damage to a modality-specific semanticsubsystem that <strong>is</strong> not itself organized by semantic category. Specifically, those authorsnoted that the patients they had reported with impairments for living things also hadimpairments for foods, plants, and precious stones (Warrington and Shallice 1984); incontr<strong>as</strong>t, a patient with an impairment for nonliving things (Warrington and McCarthy1983) w<strong>as</strong> spared for living things, food, and plant life. Warrington and her collaboratorsre<strong>as</strong>oned that the <strong>as</strong>sociation <strong>of</strong> impaired and spared categories w<strong>as</strong> <strong>meaningful</strong>ly relatedto the degree to which identification <strong>of</strong> items from those categories depends on sensory orfunctional knowledge. Specifically, they argued that the ability to identify living thingsdifferentially depends on sensory knowledge while the ability to identify nonliving thingsdifferentially depends on functional knowledge.Farah and McClelland (1991) implemented the theory <strong>of</strong> Warrington andcolleagues in a connection<strong>is</strong>t framework. Three predictions follow from thecomputational model <strong>of</strong> Farah and McClelland (1991; for d<strong>is</strong>cussion, see Caramazza andShelton 1998). All three <strong>of</strong> those predictions have now been tested. The first prediction <strong>is</strong>that the grain <strong>of</strong> category-specific semantic deficits should not be finer than living vs.nonliving. Th<strong>is</strong> prediction follows from the <strong>as</strong>sumption that all living things differentiallydepend on v<strong>is</strong>ual knowledge. However, <strong>as</strong> represented in Figure 1, patients have beenreported with selective semantic impairments for fruit/vegetables (e.g., Hart et al 1985;


Concepts and Categories 12Laiacona et al 2005; Samson and Pillon 2003) and animals (e.g., Blundo et al 2006;Caramazza and Shelton 1998). The second prediction <strong>is</strong> that an impairment for a givencategory <strong>of</strong> knowledge will be <strong>as</strong>sociated with a d<strong>is</strong>proportionate impairment for themodality <strong>of</strong> knowledge that <strong>is</strong> critical for that category. At variance with th<strong>is</strong> prediction,it <strong>is</strong> now known that category-specific semantic deficits are <strong>as</strong>sociated with impairmentsfor all types <strong>of</strong> knowledge (sensory and functional) about items from the impairedcategory (Figure 2a, Upper Graph; e.g., Blundo et al 2006; Caramazza and Shelton 1998;Laiacona and Capitani, 2001; Laiacona et al 1993; Moss et al 1998; Lambon Ralph et al1998). The third prediction <strong>is</strong> that impairments for a type <strong>of</strong> knowledge will necessarilybe <strong>as</strong>sociated with differential impairments for the category that depends on thatknowledge type. Patient exhibiting patterns <strong>of</strong> impairment contrary to th<strong>is</strong> predictionhave been reported. For instance, Figure 2b (Middle Graph) shows the pr<strong>of</strong>ile <strong>of</strong> a patientwho w<strong>as</strong> 1) more impaired for v<strong>is</strong>ual compared to functional knowledge, and 2) ifanything, more impaired for nonliving things than living things (Lambon Ralph et al1998; see also Figure 2c, Lower Graph, Figure 4 and d<strong>is</strong>cussion below).Second Generation Sensory/Functional TheoriesThe original formulation <strong>of</strong> the sensory/functional theory w<strong>as</strong> b<strong>as</strong>ed on a simplediv<strong>is</strong>ion between v<strong>is</strong>ual/<strong>perceptual</strong> knowledge and functional/<strong>as</strong>sociative knowledge.Warrington and McCarthy (1987; see also Crutch and Warrington 2003) suggested,however, that knowledge <strong>of</strong> object color <strong>is</strong> differentially important for fruit/vegetablescompared to animals. Since Warrington and McCarthy, further sensory- and motor-b<strong>as</strong>eddimensions that may be important for d<strong>is</strong>tingu<strong>is</strong>hing between semantic categories havebeen articulated (e.g., Cree and McRae 2003; Vinson et al 2003).


Concepts and Categories 13Cree and McRae (2003) used a feature l<strong>is</strong>ting t<strong>as</strong>k to study the types <strong>of</strong>information that normal subjects spontaneously <strong>as</strong>sociate with different semanticcategories. The semantic features were then cl<strong>as</strong>sified into nine knowledge types: color,v<strong>is</strong>ual parts and surface properties, v<strong>is</strong>ual motion, smell, sound, tactile, t<strong>as</strong>te, function,and encyclopedic (see Vinson et al 2003 for a slightly different cl<strong>as</strong>sification).Hierarchical cluster analyses were used to determine which semantic categoriesdifferentially loaded on which feature types. The results <strong>of</strong> those analyses indicated that(1) V<strong>is</strong>ual motion and function information were the two most important knowledgetypes for d<strong>is</strong>tingu<strong>is</strong>hing living animate things (high on v<strong>is</strong>ual motion information) fromnonliving things (high on function information); (2) Living animate things were weightedlower on color information than fruit/vegetables, but higher on th<strong>is</strong> knowledge type thannonliving things; and (3) Fruit/vegetables were d<strong>is</strong>tingu<strong>is</strong>hed from living animate andnonliving things by being weighted the highest on both color and t<strong>as</strong>te information.Cree and McRae’s analyses support the claim that the taxonomy <strong>of</strong> nineknowledge types <strong>is</strong> effective in d<strong>is</strong>tingu<strong>is</strong>hing between the domains living animate,fruit/vegetables, and nonliving. Those analyses do not demonstrate that the nineknowledge types are critical for d<strong>is</strong>tingu<strong>is</strong>hing between items within the respectivecategories. However, and <strong>as</strong> noted above, patients with category-specific semanticimpairments do not necessarily have difficulty d<strong>is</strong>tingu<strong>is</strong>hing between different domains(i.e., they might know it <strong>is</strong> an ‘animal’, but cannot say which one). It <strong>is</strong> therefore notobvious that Cree and McRae’s analyses support the claim that category-specificsemantic deficits may be explained by <strong>as</strong>suming damage to one (or more) <strong>of</strong> the nineknowledge types.


Concepts and Categories 14At a more general level, the open empirical question <strong>is</strong> whether the additionalknowledge types and the corresponding further functional div<strong>is</strong>ions that are introducedinto the semantic system can account for the neuropsychological evidence. Clearly, iffruit/vegetables and animals are <strong>as</strong>sumed to differentially depend on different types <strong>of</strong>information (and by inference, different semantic subsystems), it <strong>is</strong> in principle possibleto account for the tripartite d<strong>is</strong>tinction between animals, fruit/vegetables, and nonliving.As for the original formulation <strong>of</strong> the sensory/functional theory, the question <strong>is</strong> whetherfine-grained category-specific semantic impairments are <strong>as</strong>sociated with impairments forthe type <strong>of</strong> knowledge upon which items from the impaired category putatively depends.However, patients have been reported with category-specific semantic impairments forfruit/vegetables, without d<strong>is</strong>proportionate impairments for color knowledge (e.g., Samsonand Pillon 2003). Patients have also been reported with impairment for knowledge <strong>of</strong>object color without a d<strong>is</strong>proportionate impairment for fruit/vegetables compared to othercategories <strong>of</strong> objects (see Figure 2c, Bottom Graph; Luzzatti and David<strong>of</strong>f 1994; Miceliet al 2001).Another way in which investigators have sought to provide support for thesensory/functional theory <strong>is</strong> to study the semantic categories that are systematicallyimpaired together. As noted above, one pr<strong>of</strong>ile <strong>of</strong> the first reported c<strong>as</strong>es that motivatedthe development <strong>of</strong> the Sensory/Functional Theory (Warrington and Shallice, 1984) w<strong>as</strong>that the categories <strong>of</strong> animals, plants, and foods tended to be impaired or spared together.Those <strong>as</strong>sociations <strong>of</strong> impairing and sparing <strong>of</strong> categories made sense if all <strong>of</strong> thosecategories depended on the same modality-specific system for their identification.Following the same logic, it w<strong>as</strong> argued that musical instruments patterned with living


Concepts and Categories 15things (because <strong>of</strong> the importance <strong>of</strong> sensory attributes) (see Dixon et al 2000 for relevantdata) while body parts patterned with nonliving things (because <strong>of</strong> the importance <strong>of</strong>functional attributes <strong>as</strong>sociated with object usage (e.g., Warrington and McCarthy, 1987).However, <strong>as</strong> w<strong>as</strong> the c<strong>as</strong>e for the d<strong>is</strong>sociation between living animate (animals) andliving inanimate things (e.g., plants), it <strong>is</strong> now known that musical instruments d<strong>is</strong>sociatefrom living things while body parts d<strong>is</strong>sociate from nonliving things (Caramazza andShelton 1998; Laiacona and Capitani 2001; Shelton et al 1998; Silveri et al 1997;Turnbull and Laws 2000; for review and d<strong>is</strong>cussion, see Capitani et al 2003).More recently, Borgo and Shallice (2001; 2003) have argued that sensory-qualitycategories, such <strong>as</strong> materials, edible substances, and drinks are similar to animals in thatthey depend on sensory information for their identification. Those authors reported thatimpairment for living things w<strong>as</strong> <strong>as</strong>sociated with impairments for sensory-qualitycategories. However, Laiacona and colleagues (2003) reported a patient who w<strong>as</strong>impaired for living things but spared for sensory-quality categories (for further d<strong>is</strong>cussionsee Carroll and Garrard 2005).Another dimension that h<strong>as</strong> been argued to be instrumental in accounting forcategory-specific semantic deficits <strong>is</strong> differential similarity in the v<strong>is</strong>ual structure <strong>of</strong> itemsfrom different categories. Humphreys and Forde (2001; see also, Tranel et al 1997)argued that living things tend to be more structurally similar than nonliving things. If thatwere the c<strong>as</strong>e, then it could be argued that damage to a system not organized by objectcategory will result in d<strong>is</strong>proportionate d<strong>is</strong>ruption <strong>of</strong> items that are more ‘confusable’ (seealso Lambon Ralph et al 2007; Rogers et al 2004). Within Humphreys and Forde’sframework, it <strong>is</strong> also <strong>as</strong>sumed that activation dynamically c<strong>as</strong>cades from v<strong>is</strong>ual object


Concepts and Categories 16recognition processes through to lexical access. Thus, perturbation <strong>of</strong> v<strong>is</strong>ual recognitionprocesses could trickle through the system to d<strong>is</strong>rupt the normal functioning <strong>of</strong>subsequent processes, resulting in a naming deficit (see Humphreys et al 1988). Lawsand colleagues (Laws and Gale 2002; Laws and Neve 1999) also argued for the criticalrole <strong>of</strong> similarity in v<strong>is</strong>ual structure for explaining category-specific semantic deficits.However, in contr<strong>as</strong>t to Humphreys and Forde (see also Tranel et al 1997) Laws andcolleagues argued that nonliving things tend to be more similar than living things.Clearly, there remains much work to be done in order to understand the role thatv<strong>is</strong>ual similarity, and the consequent ‘crowding’ (Humphreys and Forde 2001) <strong>of</strong> v<strong>is</strong>ualrepresentations, h<strong>as</strong> in explaining category-specific semantic deficits. On the one hand,there <strong>is</strong> no consensus regarding the relevant object properties over which similarityshould be calculated, or how such a similarity metric should be calculated. On the otherhand, <strong>as</strong>suming an ‘agreed upon’ means for determining similarity in v<strong>is</strong>ual shape, thequestion remains open <strong>as</strong> to the role that such a factor might play in explaining the facts<strong>of</strong> category-specific semantic deficits.The Domain-Specific Hypothes<strong>is</strong>The Domain-Specific Hypothes<strong>is</strong> <strong>of</strong> the organization <strong>of</strong> conceptual knowledge inthe brain (Caramazza and Shelton, 1998) <strong>as</strong>sumes that the first order constraint on theorganization <strong>of</strong> information within the conceptual system <strong>is</strong> object domain. The semanticcategories that may be organized by domain-specific constraints are limited to those thatcould have had an evolutionarily relevant h<strong>is</strong>tory: living animate, living inanimate,conspecifics, and tools. On th<strong>is</strong> proposal the phenomenon <strong>of</strong> category-specific semanticdeficit reflects differential or selective damage to the neural substrates that support one or


Concepts and Categories 17another domain <strong>of</strong> knowledge. Research from developmental psychology converges withthe <strong>as</strong>sumption that conceptual knowledge <strong>is</strong> organized, in part, by innately specifiedconstraints on object knowledge (e.g., Baillargeon 1998; Carey and Spelke, 1994;Gall<strong>is</strong>tel 1990; R. Gelman, 1990; Keil 1981; Spelke et al 1992; Wellman and S. Gelman,1992; see Santos and Caramazza, 2002 for review; see e.g. Kiani et al 2007, forconvergent findings using neurophysiological methods with non-human primates).Research in developmental psychology h<strong>as</strong> also highlighted other domains <strong>of</strong> knowledgebeyond those motivated by neuropsychological research on patients with categoryspecificdeficits, such <strong>as</strong> number and geometric/spatial re<strong>as</strong>oning (e.g., Cantlon et alunder review; Feigenson et al 2004; Hermer and Spelke 1994).Unique predictions are generated by the original formulation <strong>of</strong> the domainspecifichypothes<strong>is</strong>, <strong>as</strong> it w<strong>as</strong> articulated in the context <strong>of</strong> category-specific semanticdeficits. One prediction <strong>is</strong> that the grain <strong>of</strong> category-specific semantic deficits will reflectthe grain <strong>of</strong> those categories that could plausibly have had an evolutionarily relevanth<strong>is</strong>tory (see Figure 1). Another prediction <strong>is</strong> that category-specific semantic impairmentswill be <strong>as</strong>sociated with impairments for all types <strong>of</strong> knowledge about the impaired objecttype (see Figure2a). A third prediction made by the Domain-Specific Hypothes<strong>is</strong> <strong>is</strong> that itshould be possible to observe category-specific impairments that result from earlydamage to the brain. Evidence in line with th<strong>is</strong> expectation <strong>is</strong> provided by the c<strong>as</strong>e <strong>of</strong>Adam (Farah and Rabinowitz 2003). Patient Adam, who w<strong>as</strong> 16 at the time <strong>of</strong> testing,suffered a stroke at one day <strong>of</strong> age. Adam failed to acquire knowledge <strong>of</strong> living things,despite normal levels <strong>of</strong> knowledge about nonliving things. As would be expected within


Concepts and Categories 18the framework <strong>of</strong> the Domain-Specific Hypothes<strong>is</strong>, Adam w<strong>as</strong> impaired for both v<strong>is</strong>ualand non-v<strong>is</strong>ual knowledge <strong>of</strong> living things (Farah and Rabinowitz 2003).The D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong>The original formulation <strong>of</strong> the Domain-Specific Hypothes<strong>is</strong> (Caramazza andShelton, 1998) anticipated the possibility <strong>of</strong> other dimensions <strong>of</strong> organization beyondobject domain. It w<strong>as</strong> proposed that correlational structure plays an important role indetermining the organization <strong>of</strong> knowledge within domains. More important in thepresent context, it w<strong>as</strong> also proposed that domain-specificity would be found at bothconceptual and <strong>perceptual</strong> levels <strong>of</strong> processing. We have since attempted to develop th<strong>is</strong>account and have explored a model in which 1) object domain and sensory, motor, andemotional properties jointly constrain the organization <strong>of</strong> conceptual knowledge, and 2)object domain <strong>is</strong> a constraint on the organization <strong>of</strong> information at both a conceptual level<strong>as</strong> well <strong>as</strong> at the level <strong>of</strong> modality-specific v<strong>is</strong>ual <strong>input</strong> representations (Caramazza andMahon 2003; 2006; Mahon and Caramazza 2003; 2008). We refer to th<strong>is</strong> framework <strong>as</strong>the D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong>, in order to capture the idea that both objectdomain and a d<strong>is</strong>tributed network <strong>of</strong> modality-specific representations constrain theorganization <strong>of</strong> conceptual knowledge <strong>of</strong> objects (we previously referred to th<strong>is</strong> view <strong>as</strong>the Domain-Specific Sensory-Motor Hypothes<strong>is</strong>, Mahon and Caramazza, 2008). Thecentral idea <strong>of</strong> th<strong>is</strong> proposal <strong>is</strong> that domain-specific neural circuits emerge in part fromthe pressures <strong>of</strong> the functional connectivity needed to process information acrossdifferent modalities (sensory, motor, emotional). The grain <strong>of</strong> that functional connectivityshould, according to the hypothes<strong>is</strong>, reflect those object domains with evolutionarilyimportant h<strong>is</strong>tories.


Concepts and Categories 19One expectation on the D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong> <strong>is</strong> thatimpairments to abstract conceptual knowledge will d<strong>is</strong>sociate from category-specificimpairments at the level <strong>of</strong> object recognition. Cons<strong>is</strong>tent with th<strong>is</strong>, and <strong>as</strong> noted above,impairments to conceptual knowledge are not necessarily <strong>as</strong>sociated with impairments ata modality-specific <strong>input</strong> level <strong>of</strong> v<strong>is</strong>ual processing. Some patients with conceptual levelimpairments do have <strong>as</strong>sociated impairments for recognizing v<strong>is</strong>ually presented items(e.g., Caramazza and Shelton 1998) while other patients do not (e.g., Blundo et al 2006;for review, see Capitani et al 2003).Further convergent evidence <strong>is</strong> provided by the study <strong>of</strong> proposopagnosia.Patients with prosopagnosia have a deficit for recognizing v<strong>is</strong>ually presented faces, butdo not have difficulties retrieving other knowledge about the people they cannotrecognize. For instance, such patients may be able to recognize the same people by thesound <strong>of</strong> their voice. The reverse d<strong>is</strong>sociation – sparing <strong>of</strong> face recognition compared torecognition <strong>of</strong> other categories – h<strong>as</strong> also been reported (Moscovitch et al 1997).Patients with prosopagnosia also constitute the other side <strong>of</strong> a double d<strong>is</strong>sociationwith patients such <strong>as</strong> APA, d<strong>is</strong>cussed above (see Figure1c, Lower Left; Miceli et al2000). Patients such <strong>as</strong> APA are impaired for conceptual knowledge <strong>of</strong> conspecifics butare not necessarily prosopagnosic. Thus, within the domain <strong>of</strong> conspecifics, categoryspecificdeficits at a modality-specific level <strong>of</strong> v<strong>is</strong>ual recognition d<strong>is</strong>sociate fromimpairments to more abstract knowledge <strong>of</strong> conspecifics. In addition, prosopagnosia canar<strong>is</strong>e developmentally, suggesting that the constraints that drive neural specificity for faceperception are, in part, innately specified (Duchaine et al 2006; Nun et al 2001; for a


Concepts and Categories 20comprehensive review <strong>of</strong> acquired and developmental prosopagnosia, see Duchaine andYovel, 2008)The Correlated Structure PrincipleTheories b<strong>as</strong>ed on the Correlated Structure Principle <strong>as</strong>sume that the conceptualsystem h<strong>as</strong> no structure that <strong>is</strong> specifically reflected in functional neuroanatomy. Forinstance, the Organized Unitary Content Hypothes<strong>is</strong> (OUCH) (Caramazza et al 1990) w<strong>as</strong>initially formulated <strong>as</strong> an explanation <strong>of</strong> optic aph<strong>as</strong>ia that did not invoke the <strong>as</strong>sumption<strong>of</strong> multiple semantics. Caramazza and colleagues (1990; see also Riddoch et al 1988)argued that there are privileged relationships between certain types <strong>of</strong> <strong>input</strong>representations (e.g., v<strong>is</strong>ual form) and certain types <strong>of</strong> output representations (e.g.,knowledge <strong>of</strong> object manipulation), thus explaining how optic aph<strong>as</strong>ic patients might bespared for gesturing to objects while impaired for naming them.Other researchers subsequently developed highly specified proposals b<strong>as</strong>ed on theCorrelated Structure Principle, all <strong>of</strong> which build on the idea that different types <strong>of</strong>features are differentially correlated across different semantic categories (Devlin et al1998; Rogers et al 2004; Tyler and Moss 2001). Those models <strong>of</strong> semantic memory havebeen implemented computationally, with simulated damage, in order to provide ex<strong>is</strong>tencepro<strong>of</strong>s that a system with no explicit functional organization may be damaged so <strong>as</strong> toproduce category-specific semantic deficits. Because theories b<strong>as</strong>ed on the CorrelatedStructure Principle do not <strong>as</strong>sume that the conceptual system h<strong>as</strong> structure at the level <strong>of</strong>functional neuroanatomy, they are best suited to modeling the patterns <strong>of</strong> progressive loss<strong>of</strong> conceptual knowledge observed in neurodegenerative d<strong>is</strong>e<strong>as</strong>es, such <strong>as</strong> Dementia <strong>of</strong>the Alzheimer type and Semantic Dementia. The type <strong>of</strong> damage in such patients <strong>is</strong>


Concepts and Categories 21diffuse and widespread, and can be modeled in connection<strong>is</strong>t architectures by removing,to varying degrees, randomly selected components <strong>of</strong> the network.One important proposal <strong>is</strong> the Conceptual-Structure Account <strong>of</strong> Tyler, Moss, andcolleagues (Bright et al 2005; Tyler and Moss 2001). That proposal <strong>as</strong>sumes that livingthings have more shared features, while nonliving things have more d<strong>is</strong>tinctive features.The model further <strong>as</strong>sumes that the shared features <strong>of</strong> living things are highly correlated(h<strong>as</strong> eyes/can see) while for nonliving things d<strong>is</strong>tinctive features are highly correlated(used for spearing/h<strong>as</strong> tines). If d<strong>is</strong>tinctive features are critical for identification, and ifgreater correlation confers resilience to damage, then an interaction between the severity<strong>of</strong> overall impairment and the direction <strong>of</strong> category-specific semantic deficit <strong>is</strong> predicted.Mild levels <strong>of</strong> impairments should produce d<strong>is</strong>proportionate impairments for living thingscompared to nonliving things. At more severe levels <strong>of</strong> impairments, the d<strong>is</strong>tinctivefeatures <strong>of</strong> nonliving things will be lost and a d<strong>is</strong>proportionate impairment for th<strong>is</strong>category will be observed. The opposite prediction regarding the severity <strong>of</strong> overallimpairment and the direction <strong>of</strong> category-specific impairment <strong>is</strong> predicted by the account<strong>of</strong> Devlin and colleagues (1998) because it <strong>is</strong> <strong>as</strong>sumed that <strong>as</strong> damage becomes severe,whole sets <strong>of</strong> inter-correlated features will be lost, resulting in a d<strong>is</strong>proportionateimpairment for living things. However, it <strong>is</strong> now known that neither prediction finds clearempirical support (Garrard et al 1998; Zannino et al 2002; see also Laiacona and Capitani2001, for d<strong>is</strong>cussion within the context <strong>of</strong> focal lesions; for further d<strong>is</strong>cussion andtheoretical developments, see Cree and McRae 2003; Vinson et al 2003).One <strong>is</strong>sue that <strong>is</strong> not resolved <strong>is</strong> whether correlations between different featuresshould be calculated in a concept-dependent or concept-independent manner (Zannino et


Concepts and Categories 22al 2006). For instance, while the (‘d<strong>is</strong>tinctive’) information ‘h<strong>as</strong> tines’ <strong>is</strong> highly correlatedwith the function ‘used for spearing’ in the concept FORK (correlated <strong>as</strong> conceptdependent),the co-occurrence <strong>of</strong> those properties in the world <strong>is</strong> relatively low (conceptindependent).Sartori, Lombardi, and colleagues (Sartori and Lombardi 2004; Sartori et al2005) have addressed a similar <strong>is</strong>sue by developing the construct <strong>of</strong> ‘semantic relevance’,which <strong>is</strong> computed through a nonlinear combination <strong>of</strong> the frequency with whichparticular features are produced for an item and the d<strong>is</strong>tinctiveness <strong>of</strong> that feature for allconcepts in the datab<strong>as</strong>e. Those authors have shown that living things tend to be lower,on average, than nonliving things in terms <strong>of</strong> their relevance, thus making living thingson average ‘harder’ than nonliving things. As <strong>is</strong> the c<strong>as</strong>e for other accounts <strong>of</strong> categoryspecificsemantic deficits that are b<strong>as</strong>ed on differences across categories along a singledimension, the ex<strong>is</strong>tence <strong>of</strong> d<strong>is</strong>proportionate deficits for the relatively ‘e<strong>as</strong>y’ category(nonliving things) are difficult to accommodate (see e.g., Hill<strong>is</strong> and Caramazza 1991;Laiacona and Capitani 2001: Figure 1d, Lower Left). Nevertheless, the theoreticalproposal <strong>of</strong> Sartori and colleagues highlights the critical and unresolved <strong>is</strong>sue <strong>of</strong> how todetermine the ‘psychologically relevant’ metric for representing feature correlations.Another unresolved <strong>is</strong>sue <strong>is</strong> whether high correlations between features willprovide ‘resilience’ to damage for those features, or will rather make damage‘contagious’ among them. It <strong>is</strong> <strong>of</strong>ten <strong>as</strong>sumed that high correlation confers resilience to,or insulation from, damage; however, our understanding <strong>of</strong> how damage to one part <strong>of</strong>the brain affects other regions <strong>of</strong> the brain remains poorly developed. It <strong>is</strong> also notobvious that understanding the behavior <strong>of</strong> connection<strong>is</strong>t architectures constitutes theneeded motivation for deciding, one way or the other, whether greater correlation confers


Concepts and Categories 23greater resilience to damage. In fact, theoretical differences about the role <strong>of</strong> correlationsin conferring resilience to damage are in part responsible for the contr<strong>as</strong>ting predictionsthat follow from the models <strong>of</strong> Tyler and colleagues (Tyler and Moss 2001) and Devlinand colleagues (1998) (see Zannino et al 2006, for d<strong>is</strong>cussion).Another example that illustrates our current lack <strong>of</strong> understanding <strong>of</strong> the role <strong>of</strong>correlation in determining the patterns <strong>of</strong> impairment <strong>is</strong> provided by d<strong>is</strong>sociationsbetween sensory, motor, and conceptual knowledge. For instance, the v<strong>is</strong>ual structure <strong>of</strong>objects <strong>is</strong> highly correlated with more abstract knowledge <strong>of</strong> the conceptual features <strong>of</strong>objects. Even so, patients with impairments to abstract conceptual features <strong>of</strong> objects donot necessarily have corresponding impairments to object recognition processes (seeabove, and Capitani et al 2003 for review). Similarly, while manipulation knowledge(‘how to’ knowledge) <strong>is</strong> correlated with functional knowledge (‘what for’ knowledge),damage to the former does not imply damage to the latter (see Buxbaum et al 2000,Figure 4d, and d<strong>is</strong>cussion below).Theories b<strong>as</strong>ed on the Correlated Structure Principle are presented <strong>as</strong> alternativesto proposals that <strong>as</strong>sume neural structure within the conceptual system. The implicit<strong>as</strong>sumption in that argument <strong>is</strong> that the theoretical construct <strong>of</strong> a semantic feature <strong>of</strong>fers ameans for reducing different categories to a common set <strong>of</strong> elements (see Rogers et al2004 for an alternative proposal). There are, however, no semantic features that havebeen described that are shared across semantic categories, <strong>as</strong>ide from very abstractfeatures such <strong>as</strong> ‘h<strong>as</strong> m<strong>as</strong>s.’ In other words, in the me<strong>as</strong>ure to which semantic features arethe ‘substance’ <strong>of</strong> conceptual representations, different semantic categories would berepresented by non-overlapping sets <strong>of</strong> features. Thus, and <strong>as</strong> h<strong>as</strong> been proposed on the


Concepts and Categories 24b<strong>as</strong><strong>is</strong> <strong>of</strong> functional neuroimaging data (see e.g., Haxby et al 2001 and d<strong>is</strong>cussion below) itmay be the c<strong>as</strong>e that regions <strong>of</strong> high feature correlation (e.g., within semantic categorycorrelations in v<strong>is</strong>ual structure) are reflected in the functional neuroanatomy <strong>of</strong> the brain(see also Devlin et al 1998 for a hybrid model in which both focal and diffuse lesions canproduce category-specific effects, and Caramazza et al 1990 for an earlier proposal alongthose lines).The Anatomy <strong>of</strong> Category-SpecificityAn important development in cognitive neuroscience that h<strong>as</strong> paralleled thearticulation <strong>of</strong> theories <strong>of</strong> semantic organization <strong>is</strong> the d<strong>is</strong>covery <strong>of</strong> multiple channels <strong>of</strong>v<strong>is</strong>ual processing (Goodale and Milner 1992; Ungerleider and M<strong>is</strong>kin 1982). It <strong>is</strong> nowknown that v<strong>is</strong>ual processing bifurcates into two independent but interconnected streams(for d<strong>is</strong>cussion <strong>of</strong> how best to characterize the two streams, see P<strong>is</strong>ella et al 2006). Theventral v<strong>is</strong>ual object processing stream projects from V1 through ventral occipital andtemporal cortices, terminating in anterior regions <strong>of</strong> the temporal lobe, and subservesv<strong>is</strong>ual object identification. The dorsal object processing stream projects from V1 throughdorsal occipital cortex to posterior parietal cortex, and subserves object directed actionand spatial analys<strong>is</strong> for the purposes <strong>of</strong> object directed gr<strong>as</strong>ping. The ‘two-v<strong>is</strong>ualsystems’ hypothes<strong>is</strong> h<strong>as</strong> played a central role in understanding the neuroanatomy <strong>of</strong>category-specificity.Lesion AnalysesA natural <strong>is</strong>sue to ar<strong>is</strong>e in neuropsychological research concerns which brainregions tend to be lesioned in <strong>as</strong>sociation with category-specific deficits. The first studyto systematically address th<strong>is</strong> <strong>is</strong>sue w<strong>as</strong> by H. Dam<strong>as</strong>io and colleagues (Dam<strong>as</strong>io et al


Concepts and Categories 251996). Those authors found that name retrieval deficits for pictures <strong>of</strong> famous peoplewere <strong>as</strong>sociated with left temporal pole lesions, a result confirmed by other investigators(see Lyons et al 2006 for an overview). Dam<strong>as</strong>io and colleagues also found that deficitsfor naming animals were <strong>as</strong>sociated with (more posterior) lesions <strong>of</strong> anterior left ventraltemporal cortex. Subsequent research h<strong>as</strong> confirmed that deficits for naming animals are<strong>as</strong>sociated with lesions to anterior regions <strong>of</strong> temporal cortex (e.g. Brambati et al 2006).Dam<strong>as</strong>io and collaborators also found that deficits for naming tools were <strong>as</strong>sociated withlesions to posterior and lateral temporal are<strong>as</strong>, overlapping the left posterior middlegyrus. The critical role <strong>of</strong> the left posterior middle temporal gyrus for knowing abouttools h<strong>as</strong> also since been confirmed by other lesion studies (e.g., Brambati et al 2006).A subsequent report by H. Dam<strong>as</strong>io and colleagues (Dam<strong>as</strong>io et al 2004)demonstrated that the same regions were also reliably damaged in patients withimpairments for recognizing stimuli from those three categories. In addition, Dam<strong>as</strong>ioand colleagues (2004) found that deficits for naming tools, <strong>as</strong> well <strong>as</strong> fruit/vegetables,were <strong>as</strong>sociated with lesions to the inferior pre- and post-central gyri, and the insula.Consensus about the <strong>as</strong>sociation <strong>of</strong> lesions to the regions d<strong>is</strong>cussed above with categoryspecificdeficits <strong>is</strong> provided by Gainotti’s (e.g., 2000) analyses <strong>of</strong> publ<strong>is</strong>hed reports <strong>of</strong>patients with category-specific semantic deficits.A number <strong>of</strong> investigators have interpreted the differential role <strong>of</strong> anterior mesial<strong>as</strong>pects <strong>of</strong> ventral temporal cortex in the processing <strong>of</strong> living things to reflect the fact thatliving things have more shared properties than nonliving things, such that more finegrainedd<strong>is</strong>criminations are required to name them (Bright et al 2005; Dam<strong>as</strong>io et al2004; Simmons and Barsalou 2003; see also Humphreys et al 2001). Within th<strong>is</strong>


Concepts and Categories 26framework, the <strong>as</strong>sociation <strong>of</strong> deficits to unique person knowledge and lesions to themost anterior <strong>as</strong>pects <strong>of</strong> the temporal lobe <strong>is</strong> <strong>as</strong>sumed to reflect the greater d<strong>is</strong>criminationthat <strong>is</strong> required for d<strong>is</strong>tingu<strong>is</strong>hing among conspecifics, compared to animals (less), andnonliving things (even less).Functional ImagingData from functional imaging, and in particular fMRI, have added in importantways to our understanding <strong>of</strong> how different semantic categories are processed in thehealthy brain. In particular, while the lesion overlap approach <strong>is</strong> powerful in detectingbrain regions that are critical for performing a given t<strong>as</strong>k, functional imaging h<strong>as</strong> theadvantage <strong>of</strong> detecting both regions that are critical <strong>as</strong> well <strong>as</strong> regions that areautomatically engaged by the mere presentation <strong>of</strong> a certain type <strong>of</strong> stimulus. Thus, inline with the lesion evidence described above, nonliving things, and in particular tools,differentially activate the left middle temporal gyrus (see Figure 3a; e.g., Martin et al1996; Thompson-Schill et al 1999; see Devlin et al 2002 for review). Other imaging dataindicate that th<strong>is</strong> region plays an important role in processing the semantics <strong>of</strong> actions(e.g., Martin et al 1995; Kable et al 2002; Kemmerer et al in press), <strong>as</strong> well <strong>as</strong> mechanical(i.e., unarticulated) motion (Beauchamp et al 2002; 2003; Martin and We<strong>is</strong>berg 2003).In contr<strong>as</strong>t, and not <strong>as</strong> apparent in lesion studies, tools differentially activatedorsal stream regions that mediate object directed action. The activation <strong>of</strong> some <strong>of</strong> thoseregions <strong>is</strong> independent <strong>of</strong> whether action information <strong>is</strong> necessary in order to perform thet<strong>as</strong>k in which participants are engaged (e.g., picture naming). For instance, regions withindorsal occipital cortex, posterior parietal cortex, through to the anterior intraparietalsulcus, are automatically activated when participants observe manipulable objects (e.g.,


Concepts and Categories 27Chao and Martin, 2000; Culham et al 2003; Fang and He 2005; Frey et al 2005). Thoseregions are important for determining volumetric and spatial information about objects <strong>as</strong>well <strong>as</strong> shaping and transporting the hand for object gr<strong>as</strong>ping. However, those dorsaloccipital and posterior parietal regions are not thought to be critical for objectidentification or naming (e.g., Goodale and Milner 1992). Naming tools alsodifferentially activates the left inferior parietal lobule (e.g., Mahon et al 2007; Rumiati etal 2003), a structure that <strong>is</strong> important for representing complex object <strong>as</strong>sociatedmanipulations (e.g., for review see Johnson-Frey 2004, Lew<strong>is</strong> 2006).One clear way in which functional imaging data have contributed beyond lesionevidence to our understanding <strong>of</strong> category-specificity in the brain <strong>is</strong> the description <strong>of</strong>highly cons<strong>is</strong>tent topographic bi<strong>as</strong>es by semantic categories in the ventral objectprocessing stream (see Figure 3b and c; for reviews, see Bookheimer 2002; Gerlach2002; Grill-Spector and Malach 2004; Op de Beeck et al 2008; Thompson-Schill 2003).As opposed to the anterior-posterior mapping <strong>of</strong> semantic categories within the ventralstream described by the lesion evidence (e.g., Dam<strong>as</strong>io et al 1996) there <strong>is</strong> also a lateralto medial organization. The fusiform gyrus on the ventral surface <strong>of</strong> temporal-occipitalcortex <strong>is</strong> critical for representing object color and form (e.g., Miceli et al 2001; Martin2007). Living animate things such <strong>as</strong> faces and animals elicit differential neural responsesin the lateral fusiform gyrus, while nonliving things (tools, vehicles) elicit differentialneural responses in the medial fusiform gyrus (e.g., Chao et al 1999; Mahon et al 2007;Noppeney et al 2006). Stimuli that are highly definable in terms <strong>of</strong> their spatial context,such <strong>as</strong> houses and scenes differentially activate regions anterior to these fusiformregions, in the vicinity <strong>of</strong> parahippocampal cortex (e.g., Bar and Amin<strong>of</strong>f 2003; Epstein


Concepts and Categories 28and Kanw<strong>is</strong>her 1998). Other v<strong>is</strong>ual stimuli, also elicit cons<strong>is</strong>tent topographical bi<strong>as</strong>es inthe ventral stream, for instance, written words (see Dehaene et al 2005 for d<strong>is</strong>cussion),and images <strong>of</strong> body parts (e.g., Downing et al 2001).How does the Anatomy <strong>of</strong> Category-Specificity Inform Cognitive Theory?The ex<strong>is</strong>tence <strong>of</strong> category-specificity in the normal brain reduces confidence intheories that reject the Neural Structure Principle. However, those functional imagingdata are also relevant for weighing among theories b<strong>as</strong>ed on the Neural StructurePrinciple, in that different <strong>as</strong>pects <strong>of</strong> the functional imaging evidence sit more or lessnaturally with the D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong> and the Sensory/FunctionalTheory.Tool stimuli differentially activate dorsal stream structures involved in object directedactionThe activation by tool stimuli <strong>of</strong> regions <strong>of</strong> the brain that mediate object directedaction h<strong>as</strong> been argued to follow naturally from the Sensory/Functional Theory. On thattheory, the activation <strong>of</strong> dorsal structures by tool stimuli indexes the critical role <strong>of</strong>function knowledge in the recognition <strong>of</strong> nonliving things (e.g., Boronat et al 2004;Kellenbach et al 2003; Martin 2000; Noppeney et al 2006; Simmons and Barsalou 2003).That argument <strong>is</strong> weakened, however, in the me<strong>as</strong>ure to which it <strong>is</strong> demonstrated that theintegrity <strong>of</strong> action knowledge <strong>is</strong> not necessary in order to have other types <strong>of</strong> knowledgeabout tools, such <strong>as</strong> their function.The neuropsychological phenomenon <strong>of</strong> apraxia <strong>of</strong>fers a way <strong>of</strong> testing whetheraction knowledge <strong>is</strong> critical for supporting conceptual processing <strong>of</strong> tools. Apraxia refersto an impairment for using objects that cannot be explained by a deficit in v<strong>is</strong>ual object


Concepts and Categories 29recognition or an impairment to low level motor processes themselves. Figure 4 (UpperLeft) summarizes the performance pr<strong>of</strong>ile <strong>of</strong> the patient reported by Ochipa andcolleagues (1989) who w<strong>as</strong> impaired for using objects but relatively preserved for namingthe same objects (see also Figure4b, Upper Right, for similar d<strong>is</strong>sociations in a series <strong>of</strong>single c<strong>as</strong>e analyses Negri et al 2007; see also Rosci et al 2003; for clear c<strong>as</strong>es studies,see Moreaud et al 1998; Rapcsak et al 2001; Rumiati et al 2001; see Rothi et al 1991 foran influential cognitive model). Apraxic deficits for using objects are <strong>of</strong>ten observedsubsequent to lesions in the regions <strong>of</strong> the dorsal stream, reviewed above, that areautomatically activated when participants name tools (in particular, the left inferiorparietal lobule). The fact that patients are able to name objects that they cannot useindicates that the activation <strong>of</strong> those regions during naming t<strong>as</strong>ks <strong>is</strong> not, in and <strong>of</strong> itself,necessary for successful completion <strong>of</strong> the t<strong>as</strong>k. At the same time, lesions to parietalcortex, in the context <strong>of</strong> lesions to the middle temporal gyrus and/or frontal motor are<strong>as</strong>,do modulate performance in object identification. In a recent analys<strong>is</strong> (Mahon et al 2007),a group <strong>of</strong> unilateral stroke patients were separated into two groups according to theanatomical criterion <strong>of</strong> having lesions involving (Figure 4c, Middle Left) or not involvingparietal cortex (Figure 4c, Middle Right). There w<strong>as</strong> a relationship between performancein object identification and object use at the group level only in patients with lesionsinvolving parietal cortex, suggesting that action knowledge <strong>as</strong>sociated with objects <strong>is</strong> notirrelevant for successful identification.Other neuropsychological data indicate that the integrity <strong>of</strong> action knowledge <strong>is</strong>not necessary in order for patients to have accurate knowledge <strong>of</strong> object function. Figure4d (Bottom) depicts the performance <strong>of</strong> patient WC (Buxbaum et al 2000) on two picture


Concepts and Categories 30matching t<strong>as</strong>ks. In a picture matching t<strong>as</strong>k that required knowledge <strong>of</strong> objectmanipulation, performance w<strong>as</strong> impaired; however, in a picture matching t<strong>as</strong>k thatrequired knowledge <strong>of</strong> object function, performance w<strong>as</strong> spared. Functional imagingstudies (Boronat et al 2004; Canessa et al 2008; Kellenbach et al 2003) converge withthose neuropsychological data, in showing that manipulation, but not function knowledgemodulates neural responses in the inferior parietal lobule. There <strong>is</strong> also evidence, bothfrom functional neuroimaging (e.g., Canessa et al 2008) and neuropsychology (e.g.,Sirigu et al 1991) that temporal, and not parietal, cortex may be involved in therepresentation <strong>of</strong> function knowledge <strong>of</strong> objects.The convergence between the neuropsychological evidence from apraxia and thefunctional imaging evidence indicates that while there <strong>is</strong> a dedicated system forknowledge <strong>of</strong> object manipulation, that system <strong>is</strong> not critically involved in representingknowledge <strong>of</strong> object function. Th<strong>is</strong> suggests that the automatic engagement <strong>of</strong> actionprocessing by manipulable objects, <strong>as</strong> observed in neuroimaging, may have consequencesfor a theory <strong>of</strong> pragmatics and/or action, but not necessarily for a theory <strong>of</strong> semantics(Goodale and Milner 1992; Jeannerod and Jacob 2005). Th<strong>is</strong> in turn weakens the claimthat automatic activation <strong>of</strong> dorsal stream structures by manipulable objects <strong>is</strong> evidencefor the Sensory/Functional Theory.Category-specificity within the ventral streamOne finding from functional neuroimaging that sits more naturally with theD<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong> than the Sensory/Functional Theory <strong>is</strong> the factthat ventral temporal cortex shows topographic bi<strong>as</strong>es by semantic category. In order toexplain those data within the context <strong>of</strong> the Sensory/Functional Theory, further


Concepts and Categories 31<strong>as</strong>sumptions are necessary about why there would be an organization by semanticcategory within the (putative) v<strong>is</strong>ual modality. In short, a hybrid model <strong>is</strong> required thatcombines the <strong>as</strong>sumption <strong>of</strong> multiple semantics with some claim about how informationwould come to be topographically segregated by semantic category. A number <strong>of</strong> suchproposals have been advanced, although not always in the context <strong>of</strong> theSensory/Functional Theory, or more generally within the context <strong>of</strong> theories that emergefrom category-specific semantic deficits (see e.g., Gauthier et al 2000; Haxby et al 2001;Ishai et al 1999; Levy et al 2001; Mechelli et al 2006; Rogers et al 2003). All <strong>of</strong> thoseproposals share the view that dimensions defined over v<strong>is</strong>ual information generate theobserved effects <strong>of</strong> category-specificity in the ventral stream.An alternative framework (see Mahon et al 2007) <strong>is</strong> that category-specificity inthe ventral stream <strong>is</strong> not the result <strong>of</strong> only bottom up processes operating locally overv<strong>is</strong>ual information. Rather, the organization <strong>of</strong> the ventral stream <strong>is</strong> just one manifestation<strong>of</strong> a network that includes many other regions. Such a ‘connectivity constrained account’(Re<strong>is</strong>enhuber, 2007) <strong>of</strong> category-specificity <strong>is</strong> theoretically neutral regarding the <strong>is</strong>sue <strong>of</strong>whether or not innately specified constraints determine such connectivity. For instance,while there <strong>is</strong> neural specificity for both written words and faces in regions <strong>of</strong> the ventralstream, face recognition but not reading, could have a direct evolutionarily relevanth<strong>is</strong>tory. Yet, it may be that neural specificity for written words in the ventral stream <strong>is</strong>driven by functional connectivity that relates v<strong>is</strong>ual processing to phonologicalprocessing (see Buchel et al 1998 for relevant findings, and Dehaene et al 2005 andMartin 2006 for d<strong>is</strong>cussion).


Concepts and Categories 32A connectivity constrained account would <strong>of</strong>fer a natural explanation for howcategory effects within ventral temporal cortex could be driven by non-v<strong>is</strong>ual properties<strong>of</strong> the stimuli. For instance, Martin and We<strong>is</strong>berg (2003) showed that different types <strong>of</strong>motion carried by the same geometrical shapes can drive responses in a category-specificmanner in ventral temporal cortex. These findings are surpr<strong>is</strong>ing, because ventraltemporal-occipital cortex <strong>is</strong> not itself motion sensitive (Beauchamp et al 2003). In thesame line, Mahon and colleagues found that neural responses for manipulable objects inthe medial fusiform gyrus are driven by action related properties <strong>of</strong> objects, even thoughaction knowledge <strong>is</strong> not itself represented in the fusiform gyrus. A connectivityconstrained account also <strong>of</strong>fers a natural account for why structures involved in affectiveprocessing and mental state attribution should be part <strong>of</strong> the network that comes on wheninformation about living animate things <strong>is</strong> processed (for early d<strong>is</strong>cussion see Caramazzaand Shelton, 1998; for findings from fMRI, see e.g., Martin and We<strong>is</strong>berg 2003; Mitchellet al 2002; Morr<strong>is</strong> et al 1999; P<strong>as</strong>ley et al 2004).It <strong>is</strong> unlikely that a single dimension will explain all <strong>as</strong>pects <strong>of</strong> the organization <strong>of</strong>the ventral object processing stream. In particular, it may be the c<strong>as</strong>e that neuralspecificity for some stimulus types will be determined by qualitatively different types <strong>of</strong>constraints than neural specificity for other stimulus types. A recent study (Polk et al2007) investigated th<strong>is</strong> <strong>is</strong>sue by studying functional similarity in neural responses t<strong>of</strong>aces, houses, pseudowords, and chairs in monozygotic and dizygotic twins, andunrelated participants. The authors found that face- and place-related responses withinface- and place-selective regions, respectively, were significantly more similar formonozygotic than for dizygotic twins. However, there w<strong>as</strong> no difference between the two


Concepts and Categories 33twin groups for written words in regions that responded selectively to written words.Those data demonstrate innate constraints on the patterns <strong>of</strong> neural responses to faces andplaces in regions <strong>of</strong> the ventral stream selective for those categories. Future research <strong>is</strong>required to address how innate factors influence neural specificity within the ventralobject processing stream, and the organization <strong>of</strong> object knowledge in the brain moregenerally.The Relation between Sensory, Motor, and Conceptual knowledgeEarly formulations <strong>of</strong> the Sensory/Functional Theory <strong>as</strong>sumed that conceptualcontent, while tied in important ways to the sensory and motor systems, w<strong>as</strong> moreabstract than the token b<strong>as</strong>ed information contained within the sensory and motor systems(Warrington and McCarthy 1983; 1987; Warrington and Shallice 1984; see also Crutchand Warrington 2003). More recent formulations <strong>of</strong> the multiple semantics approach haveargued, within the embodied cognition framework, that conceptual content can bereductively grounded in sensory and motor processes (e.g., Barsalou 1999; 2008; H.Dam<strong>as</strong>io et al 2004; Gallese and Lak<strong>of</strong>f 2005; Patterson et al 2007; Pulvermüller 2005;Prinz 2002; Zwaan 2004).The first detailed articulation <strong>of</strong> the embodied cognition framework w<strong>as</strong> by AllenAllport (1985). Allport (1985) proposed that conceptual knowledge <strong>is</strong> organizedaccording to sensory and motor modalities, and that the information represented withindifferent modalities w<strong>as</strong> format specific:“The essential idea <strong>is</strong> that the same neural elements that are involved in thecoding the sensory attributes <strong>of</strong> a (possibly unknown) object presented to eye orhand or ear also make up the elements <strong>of</strong> the auto-<strong>as</strong>sociated activity-patterns that


Concepts and Categories 34represent familiar object-concepts in ‘semantic memory’. Th<strong>is</strong> model <strong>is</strong>, <strong>of</strong>course, in radical opposition to the view, apparently held by many psycholog<strong>is</strong>ts,that ‘semantic memory’ <strong>is</strong> represented in some abstract, modality-independent,‘conceptual’ domain remote from the mechan<strong>is</strong>ms <strong>of</strong> perception and motororganization.” (Allport, 1985, p. 53, emph<strong>as</strong><strong>is</strong> original).One type <strong>of</strong> evidence, d<strong>is</strong>cussed above, that h<strong>as</strong> been argued to support anembodied representation <strong>of</strong> object concepts <strong>is</strong> the observation that regions <strong>of</strong> the brainthat directly mediate object directed action are automatically activated when participantsobserve manipulable objects. However, the available neuropsychological evidence(Figure 4) reduces confidence in the claim that action knowledge plays a critical role ingrounding the diverse types <strong>of</strong> knowledge that we have about tools. The strongestevidence for the relevance <strong>of</strong> motor and <strong>perceptual</strong> processes to conceptual processing <strong>is</strong>provided by demonstrations that the sensory and motor systems are automaticallyengaged by lingu<strong>is</strong>tic stimuli that imply action (e.g., Oliveri et al 2004; Buccino et al2005; Boulenger et al 2006; Glenberg and K<strong>as</strong>chak 2002). It h<strong>as</strong> also been demonstratedthat activation <strong>of</strong> the motor system automatically spreads to conceptual and <strong>perceptual</strong>levels <strong>of</strong> processing (e.g., Pulvermüller et al 2005).The embodied cognition hypothes<strong>is</strong> makes strong predictions about the integrity<strong>of</strong> conceptual processes after damage to sensory and motor processes. It predicts,necessarily, and <strong>as</strong> Allport wrote, that “…the loss <strong>of</strong> particular attribute information insemantic memory should be accompanied by a corresponding <strong>perceptual</strong> (agnostic)deficit.” (p. 55, emph<strong>as</strong><strong>is</strong> original). While there are long traditions withinneuropsychology <strong>of</strong> studying patients with deficits for sensory and/or motor knowledge,


Concepts and Categories 35only recently have those deficits been <strong>of</strong> such clear theoretical relevance to hypothesesabout the nature <strong>of</strong> semantic memory. Systematic and theoretically informed studies <strong>of</strong>such patients will play a pivotal role in evaluating the relation between sensory, motor,and conceptual knowledge. Central to that enterpr<strong>is</strong>e will be to specify how information<strong>is</strong> dynamically exchanged between systems, in the context <strong>of</strong> specific t<strong>as</strong>k requirements.Th<strong>is</strong> will be important for determining the degree to which sensory and motor activation<strong>is</strong> in fact a critical component <strong>of</strong> conceptual processing (see Machery 2007; Mahon andCaramazza 2008, for d<strong>is</strong>cussion). It <strong>is</strong> theoretically possible (and in our view, likely) thatwhile concepts are not exhausted by sensory and motor information, the organization <strong>of</strong>‘abstract’ concepts <strong>is</strong> nonetheless shaped in important ways by the structure <strong>of</strong> thesensory and motor systems. It <strong>is</strong> also likely, in our view, that processing <strong>of</strong> such ‘abstract’conceptual content <strong>is</strong> heavily interlaced with activation <strong>of</strong> the sensory and motor systems.Toward a Synthes<strong>is</strong>We have organized th<strong>is</strong> review around theoretical explanations <strong>of</strong> categoryspecificityin the human brain. One theme that emerges <strong>is</strong> the h<strong>is</strong>torical progression fromtheories b<strong>as</strong>ed on a single principle <strong>of</strong> organization to theories that integrate multipledimensions <strong>of</strong> organization. Th<strong>is</strong> progression <strong>is</strong> due to the broad recognition in the fieldthat a single dimension will not be sufficient in order to explain all <strong>as</strong>pects <strong>of</strong> theorganization <strong>of</strong> object knowledge in the brain. However, every dimension or principle <strong>of</strong>organization <strong>is</strong> not <strong>of</strong> equal importance. Th<strong>is</strong> <strong>is</strong> because all dimensions do not have thesame explanatory scope. A relative hierarchy <strong>of</strong> principles <strong>is</strong> therefore necessary in orderto determine which <strong>of</strong> the many known facts are theoretically important and which are <strong>of</strong>only marginal significance.


Concepts and Categories 36Two broad findings emerge from cognitive neuropsychological research. First,patients have been reported with d<strong>is</strong>proportionate impairments for a modality or type <strong>of</strong>knowledge (e.g., v<strong>is</strong>ual/<strong>perceptual</strong> knowledge—Figure 2b, Lower Graph; manipulationknowledge—Figure 4). Second, category-specific semantic deficits are <strong>as</strong>sociated withimpairments for all types <strong>of</strong> knowledge about the impaired category (Figure 2a, UpperGraph). Analogues to those two facts are also found in functional neuroimaging. First, theattributes <strong>of</strong> some categories <strong>of</strong> objects (e.g., ‘tools’) are differentially represented inmodality specific systems (i.e., motor systems). Second, within a given modality specificsystem (e.g., ventral v<strong>is</strong>ual pathway) there <strong>is</strong> functional organization by semanticcategory (e.g., living animate vs. nonliving) (see Figure 3 for an overview). Thus, acrossboth neuropsychological studies and functional imaging studies, the broad empiricalgeneralization emerges that there are two, orthogonal, constraints on the organization <strong>of</strong>object knowledge: object domain and sensory/motor modality. Th<strong>is</strong> empiricalgeneralization <strong>is</strong> neutral with respect to how one explains the causes <strong>of</strong> category-specificeffects in both functional neuroimaging and neuropsychology.Many theoretical proposals <strong>of</strong> the causes <strong>of</strong> category-specificity articulatedimensions along which semantic categories differ (e.g., Cree and McRae 2003; Devlinet al 1998; Gauthier et al 2000; Haxby et al 2001; Humphreys and Forde 2001; Laws andGale 2002; Levy et al 2001; Mechelli et al 2006; Op de Beeck et al 2008; Rogers et al2004; Sartori and Lombardi 2004; Simmons and Barsalou 2003; Tranel et al 1997; Tylerand Moss 2001; Warrington and Shallice 1984; Zannino et al 2006). Understanding therole that such dimensions play in the genes<strong>is</strong> <strong>of</strong> category-specificity in a particular part <strong>of</strong>the brain, or a particular component <strong>of</strong> a cognitive model, will be central to characterizing


Concepts and Categories 37the functioning <strong>of</strong> that component <strong>of</strong> the system. However, progress in understanding thecauses <strong>of</strong> category-specificity in one region <strong>of</strong> the brain, or one functional component <strong>of</strong>a cognitive model, will require an understanding <strong>of</strong> how category-specificity <strong>is</strong> realizedthroughout the whole brain and throughout the whole cognitive model.All current theories <strong>of</strong> the organization <strong>of</strong> conceptual knowledge <strong>as</strong>sume that aconcept <strong>is</strong> composed <strong>of</strong> d<strong>is</strong>tinct types <strong>of</strong> information. Th<strong>is</strong> shared <strong>as</strong>sumption permits anexplanation <strong>of</strong> how thinking about a single concept (e.g., hammer) can engage differentregions <strong>of</strong> the brain that processes d<strong>is</strong>tinct types <strong>of</strong> information (e.g., sensory versusmotor). It also allows for an account <strong>of</strong> how patients may present with impairments for atype or modality <strong>of</strong> knowledge (e.g., know what a hammer looks like, but not know howto use it). However, that <strong>as</strong>sumption begs the question <strong>of</strong> how the different types <strong>of</strong>information that constitute a given concept are functionally unified. A central theoretical<strong>is</strong>sue to be addressed by the field <strong>is</strong> to understand the nature <strong>of</strong> the mechan<strong>is</strong>ms that unifydifferent types <strong>of</strong> knowledge about the same entity in the world, and which give r<strong>is</strong>e to afunctionally unitary concept <strong>of</strong> that entity.Our own view – the D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong> – <strong>as</strong>sumes that thefirst order principle <strong>of</strong> organization <strong>is</strong> object domain. Within any given domain <strong>of</strong>knowledge, there will be functional and neural specialization according to types ormodalities <strong>of</strong> knowledge. For instance, v<strong>is</strong>ual motion properties <strong>of</strong> living animate thingsare represented in a different region/system than v<strong>is</strong>ual form properties <strong>of</strong> living animatethings. In addition, affective properties <strong>of</strong> living animate things may be represented byother, functionally and neuroanatomically, d<strong>is</strong>tinct systems. However, all <strong>of</strong> those types<strong>of</strong> information constitute the domain ‘living animate.’ For that re<strong>as</strong>on, it <strong>is</strong> critical to


Concepts and Categories 38specify the nature <strong>of</strong> the functional connectivity that relates processing across d<strong>is</strong>tinctsubsystems specialized for different types <strong>of</strong> information. The b<strong>as</strong>ic expectation <strong>of</strong> theD<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong> <strong>is</strong> that the functional connectivity that relatesprocessing across d<strong>is</strong>tinct types <strong>of</strong> information (e.g., emotional value versus v<strong>is</strong>ual form)will be concentrated around those domains that have had evolutionarily importanth<strong>is</strong>tories. The strong prediction that follows from that view <strong>is</strong> that such neural circuits arethe same circuits that are damaged in patients with category-specific semantic deficits.Independently <strong>of</strong> whether or not the D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong> <strong>is</strong>empirically confirmed, it serves to highlight two key <strong>as</strong>pects <strong>of</strong> human conceptualprocessing. First, humans do not have systems that support rich conceptual knowledge <strong>of</strong>objects in order to carry out only explicit knowledge t<strong>as</strong>ks, such <strong>as</strong> object naming orsimilarity judgments. We have those systems because they serve action, and ultimatelyhave been in the service <strong>of</strong> survival. An understanding <strong>of</strong> the architecture <strong>of</strong> theconceptual system must therefore be situated in the context <strong>of</strong> the ‘real world’computational problems that the conceptual system <strong>is</strong> structured to support. Second,human behavior ar<strong>is</strong>es due to the integration <strong>of</strong> multiple cognitive processes thatindividually operate over d<strong>is</strong>tinct types <strong>of</strong> knowledge. In contr<strong>as</strong>t to the view thatdomain-specificity implies modularity we have emph<strong>as</strong>ized the d<strong>is</strong>tributed nature <strong>of</strong>domain-specific neural circuits. On the D<strong>is</strong>tributed Domain-Specific Hypothes<strong>is</strong>, thed<strong>is</strong>tinct (and potentially modular) processes within the sensory, motor, and affectivesystems are components <strong>of</strong> broader structures within the mind/brain. Th<strong>is</strong> framework thusemph<strong>as</strong>izes the need to understand how different types <strong>of</strong> cognitive processes, operatingover different types <strong>of</strong> information, work in concert to orchestrate behavior.


Concepts and Categories 39In the more than 25 years since Warrington and colleagues’ first detailed reports<strong>of</strong> patients with category-specific semantic deficits, new fields <strong>of</strong> study have emergedaround the study <strong>of</strong> the organization and representation <strong>of</strong> conceptual knowledge. Despitethat progress the theoretical questions that currently occupy researchers are the same <strong>as</strong>those that were initially framed and debated two decades ago: What are the principles <strong>of</strong>neural organization that give r<strong>is</strong>e to effects <strong>of</strong> category-specificity? Are different types <strong>of</strong>information involved in processing different semantic categories, and if so, whatd<strong>is</strong>tingu<strong>is</strong>hes those different types <strong>of</strong> information? Future research will undoubtedly buildupon the currently available theories, <strong>as</strong> well <strong>as</strong> redeploy their individual <strong>as</strong>sumptionswithin new theoretical frameworks.


Concepts and Categories 40AcknowledgementsPreparation <strong>of</strong> th<strong>is</strong> article w<strong>as</strong> supported in part by a National Science FoundationGraduate Research Fellowship to BZM and NIH grant DC04542 to AC. The authors aregrateful to Erminio Capitani, Marcella Laiacona, Alex Martin, and Daniel Schacter fortheir comments on an earlier draft.


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Future Directions1. To what degree do sensory and motor processes participate in higher cognitivefunction? The available evidence from neuropsychology places a clear upper limit on thedegree to which conceptual knowledge can be <strong>as</strong>sumed to be ‘embodied’. However, thereare equally compelling findings from functional neuroimaging demonstrating that thesensory and motor systems are automatically engaged during conceptual processing. Itwill be important to develop articulated models <strong>of</strong> the dynamics <strong>of</strong> activation flow amongconcepts and the sensory and motor systems in order to test hypotheses about the causes<strong>of</strong> sensory and motor activation during conceptual processing.2. Are there differences for males and females in the way that different domains<strong>of</strong> knowledge are represented? Some researchers have highlighted the fact that patientswith d<strong>is</strong>proportionate semantic impairments for fruit/vegetables are male. Th<strong>is</strong> patternremains even after controlling for gender specific familiarity among items from differentcategories. Those data ra<strong>is</strong>e the question <strong>of</strong> whether early (and culturally shaped)differences in experience can qualitatively shape the functional architecture <strong>of</strong> theconceptual system.3. How does damage to one region <strong>of</strong> the brain affect processing in other regions<strong>of</strong> the brain? Little <strong>is</strong> currently known about how damage to d<strong>is</strong>tinct regions within anetwork affects processing in other regions <strong>of</strong> the network. Detailed cognitive andanatomical studies <strong>of</strong> patients with semantic deficits will aide in understanding thedynamics <strong>of</strong> brain damage and the implications for cognitive models <strong>of</strong> conceptualprocessing.


Figure CaptionsFigure 1. Representative picture naming performance <strong>of</strong> patients with category-specificsemantic deficits. a. (Upper Left) Category-specific semantic deficits for living animatethings. b. (Upper Right) Category-specific semantic deficits for fruit/vegetables. c.(Lower Left) Category-specific semantic deficits for conspecifics. d. (Lower Right).Category-specific semantic deficits for nonliving.Figure 2. Relation between impairments for a type or modality <strong>of</strong> knowledge andcategory-specific semantic deficits. These data show that: a. (Upper Graph) categoryspecificsemantic impairments are <strong>as</strong>sociated with impairments for all types <strong>of</strong>knowledge about the impaired category; b. (Middle Graph) differential impairments forv<strong>is</strong>ual/<strong>perceptual</strong> knowledge can be <strong>as</strong>sociated with (if anything) a d<strong>is</strong>proportionateimpairment for nonliving things compared to living things; and c. (Lower Graph)selective impairment for knowledge <strong>of</strong> object color <strong>is</strong> not <strong>as</strong>sociated with a correspondingd<strong>is</strong>proportionate deficit for fruit/vegetables. (References for patient initials from a.(Upper Graph): EW – Caramazza and Shelton 1998; GR and FM – Laiacona et al 1993;DB – Lambon Ralph et al 1998; RC – Moss et al 1998).Figure 3. Category-specific patterns <strong>of</strong> BOLD response in the healthy brain (data fromChao et al 2002; graphics provided by Alex Martin). Th<strong>is</strong> figure shows in red, a network<strong>of</strong> regions that are differentially activated for living animate things, and in blue, anetwork <strong>of</strong> regions that are differentially activated for nonliving things.


Figure 4. Relation between knowledge <strong>of</strong> how to manipulate tools and other knowledge<strong>of</strong> tools. a. (Upper Left). Ochipa and colleagues (1989) reported a patient with a severeimpairment for manipulating objects but relatively preserved naming <strong>of</strong> the same objects.b. (Upper Right). A multiple single c<strong>as</strong>e study <strong>of</strong> unselected unilateral stroke patients<strong>as</strong>ked patients to use and identify the same set <strong>of</strong> objects (Negri et al 2007). Performance<strong>of</strong> the patients <strong>is</strong> plotted <strong>as</strong> t values (Crawford and Garthwaite 2006) compared to control(n = 25) performance. c. Lesions to parietal cortex, in the context <strong>of</strong> lesions to lateraltemporal and frontal regions, can be instrumental in modulating the relationship betweenperformance in object identification and object use, at the group level (see Mahon et al2007, Figure 7, for details and lesion overlap analyses). Each circle in the plots representsthe performance <strong>of</strong> a single patient in object identification and object use. The 95%confidence intervals around the regression lines are shown. Reproduced with perm<strong>is</strong>sionfrom Mahon and colleagues (2007). d.(Lower Graph). Patient WC (Buxbaum et al 2000)w<strong>as</strong> impaired for matching pictures b<strong>as</strong>ed on how objects are manipulated but w<strong>as</strong> sparedfor matching pictures b<strong>as</strong>ed on the function <strong>of</strong> the objects.


a% Correct Performance % Correct Performancec100806040200100806040200Patient KCBlundo et al., 2006Patient KSEll<strong>is</strong> et al., 1989Patient EWCaramazza andShelton, 1998Patient APAMiceli et al., 2000bdPatient RSSamson andPillon, 2003Patient CWSacchett andHumphreys, 1992Patient MDHart et al., 1985Patient PLLaiacona andCapitani, 2001Non-Fruit/Vegetables (Living Animate + Nonliving)Non-Animal (Fruit/Vegetable + Nonliving)Fruit/VegetableLiving AnimateNonlivingConspecifics


a100% Correct Performance80604020b% Correct Performance1000EW GR FM DB RCPatients Showing Category-Specific Semantic Deficits for Living Things806040200AnimalsArtifactsPatient IWLambon Ralph et al 1998Living: V<strong>is</strong>ual/PerceptualNonliving: V<strong>is</strong>ual/PerceptualLiving: Functional/AssociativeNonliving: Functional/Associativec% Correct Performance100806040200Living NonLiving Function Size V<strong>is</strong>ualKnowledge Knowledge FormColor KnowledgeKnowledgePatient IOCMiceli et al 2001


3acc1a2b53 41 Left Ventral Premotor Cortex2 Left IntraParietal Sulcus3 Left Medial Fusiform Gyrus4 RIght Lateral Fusiform Gyrus5 Middle Temporal GyrusTools- 6p = 100.05 0.0510 - 6Animals


ab% Correct Performance100806040200Object UseOchipa et al 1989Object Namingt value compared to contols40-4-8-12-16Object UseNegri et al 2007Object NamingcPatients with lesions involving (left graph) and not involving (right graph) parietal cortex33Object Use (t values)0-3-6-9-12-152R = 0.595Object Use (t values)0-3-6-9-12-152R = 0.013-15-12-9-6-303-15-12-9-6-303Object Identification (t values)Object Identification (t values)d% Correct Performance100806040200Patient WCBuxbaum et al 2000Matching Pictures by Manner <strong>of</strong> Manipulation(e.g. PIANO, TYPEWRITER, Pen)Matching Pictures by Function(e.g. Piano, TYPEWRITER, PEN)

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