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(post) Keck Case Law on the Freedom to Provide Services

(post) Keck Case Law on the Freedom to Provide Services

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technique for marketing and for c<strong>on</strong>tacting potential clients in o<strong>the</strong>r Member Statesc<strong>on</strong>stitutes a restricti<strong>on</strong> <strong>on</strong> <strong>the</strong> freedom <strong>to</strong> provide cross-border services. The situati<strong>on</strong> inAlpine Investments can be described as a reverse mutual recogniti<strong>on</strong>. 123 It was <strong>the</strong> homeState that had <strong>to</strong> recognise a host State provisi<strong>on</strong> and not <strong>the</strong> o<strong>the</strong>r way round. 124 Thehome State provisi<strong>on</strong> prohibited <strong>the</strong> use of a marketing method not <strong>on</strong>ly <strong>on</strong> its ownterri<strong>to</strong>ry, but <strong>on</strong> <strong>the</strong> terri<strong>to</strong>ry of <strong>the</strong> host State where individuals were c<strong>on</strong>tacted. 125C<strong>on</strong>trary <strong>to</strong> that, <strong>the</strong> host State itself allowed <strong>the</strong> practise of cold calling. The Courtdecided that <strong>the</strong> home State could not regulate <strong>the</strong> c<strong>on</strong>diti<strong>on</strong>s of <strong>the</strong> provisi<strong>on</strong> of servicesbey<strong>on</strong>d <strong>the</strong> borders if its own jurisdicti<strong>on</strong>. The home State had <strong>to</strong> recognise that it waslawful <strong>on</strong> <strong>the</strong> terri<strong>to</strong>ry of <strong>the</strong> host State <strong>to</strong> use such marketing methods.O<strong>the</strong>r cases c<strong>on</strong>cerned <strong>the</strong> impositi<strong>on</strong> of additi<strong>on</strong>al requirements <strong>on</strong> <strong>the</strong> service provider.In Fidium Finanz 126 certain qualities of ec<strong>on</strong>omic opera<strong>to</strong>rs were required by <strong>the</strong> German<str<strong>on</strong>g>Law</str<strong>on</strong>g> <strong>on</strong> credit instituti<strong>on</strong>s <strong>to</strong> enter <strong>the</strong> German financial market. According <strong>to</strong> <strong>the</strong> Court,this c<strong>on</strong>stituted a preventi<strong>on</strong> of market access and <strong>the</strong>refore a restricti<strong>on</strong> under Art 56TFEU. The Court held that if <strong>the</strong> requirement of authorisati<strong>on</strong> already c<strong>on</strong>stitutes arestricti<strong>on</strong> <strong>on</strong> <strong>the</strong> freedom <strong>to</strong> provide services, <strong>the</strong> requirement of a permanent123Compare Körber, Grundfreiheiten und Privatrecht (Mohr Siebeck, 2004), p. 330.124Usually <strong>the</strong> host State has <strong>to</strong> recognise that a product was lawfully produced according <strong>to</strong> <strong>the</strong> productrequirement rules of <strong>the</strong> home State.125Compare <strong>the</strong> Opini<strong>on</strong> of A.G. Jacobs in <str<strong>on</strong>g>Case</str<strong>on</strong>g> C-384/93, Alpine Investments, [1995] ECR I-1141, paras.47, 48, 51-56, according <strong>to</strong> whom <str<strong>on</strong>g>Keck</str<strong>on</strong>g> wasn’t applicable in Alpine Investments, because <strong>the</strong>re it was<strong>the</strong> exporting State that required compliance with its own rules of marketing not <strong>on</strong>ly for <strong>the</strong> provisi<strong>on</strong>of services in its terri<strong>to</strong>ry but also in <strong>the</strong> terri<strong>to</strong>ry of o<strong>the</strong>r Member States.126<str<strong>on</strong>g>Case</str<strong>on</strong>g> C-452/04, Fidium Finanz, [2006] ECR I-9521.38

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