BABCOCK & BROWN

8. Additional information
Role
Consenting parties
Holding company for Babcock & Brown
the Group’s operations International Pty Limited
and Guarantor
Arranger
Lead Manager &
Bookrunner
Senior Co-Manager
Co-Managers
Trustee
Registry
Legal advisor
Auditor
Tax advisor
8.14 IPO Prospectus
Babcock & Brown Asset
Holdings Pty Limited
UBS AG, Australia Branch
Grange Securities Limited
Bell Potter Securities Limited
Commonwealth Securities Limited
Ord Minnett Limited
Tricom Equities Limited
UBS Private Clients Australia
Limited
Permanent Trustee Company
Limited
Link Market Services Limited
Freehills
Ernst & Young
Greenwoods & Freehills
Pty Limited
Parts of the IPO Prospectus are referred to in Sections 5.3,
8.15 and 8.16 of this Prospectus.
The IPO Prospectus has been lodged with ASIC and sections
4.6, 4.7, 8.5, 8.10 and 8.12 and Notes 2, 3 and 4 of Appendix A
of that document are incorporated by reference into this
Prospectus. A copy of those parts of the IPO Prospectus can
be obtained free of charge by any person who requests them
during the Offer Period, by contacting the BBSN InfoLine
on 1800 818 562.
8.15 Interests of advisors
8.15.1 Interests in formation or promotion of
Babcock & Brown
To the extent not inconsistent with this Prospectus, and other
than as set out in section 8.12 of the IPO Prospectus:
• no person named in this Prospectus as performing a
function in a professional, advisory or other capacity in
connection with the preparation or distribution of the
Prospectus; and
• no promoter or underwriter of the Offer or financial
services licensee named in the Prospectus as a financial
services licensee involved in the Offer,
holds, at the date of this Prospectus, or has held in the two
years before that date, an interest in:
• the formation or promotion of Babcock & Brown; or
• any property acquired or proposed to be acquired by
Babcock & Brown in connection with the formation
or promotion of Babcock & Brown.
Other than as set out in section 8.12 of the IPO Prospectus,
none of such persons has been paid or agreed to be paid any
amount, nor has any benefit been given or agreed to be given to
any such persons for services provided by them, in
connection with the formation or promotion of Babcock &
Brown.
8.15.2 Interests in the Offer
Other than as set out in this Prospectus:
• no person named in this Prospectus as performing a function
in a professional, advisory or other capacity in connection
with the preparation or distribution of the Prospectus; and
• no promoter or underwriter of the Offer or financial
services licensee named in the Prospectus as a financial
services licensee involved in the Offer,
holds, at the date of this Prospectus, or has held in the two
years before that date, an interest in:
• the Offer; or
• any property acquired or proposed to be acquired by
Babcock & Brown in connection with the Offer.
Other than as set out in this Prospectus, none of such persons
has been paid or agreed to be paid any amount, nor has any
benefit been given or agreed to be given to any such persons
for services provided by them, in connection with the Offer.
UBS is acting as the Lead Manager & Bookrunner to the Offer,
in respect of which it will receive fees as set out in Section 8.7.
UBS has a substantial holding in Babcock & Brown for the
purposes of the Corporations Act. As at the date of this
Prospectus, UBS has a substantial holding in Babcock & Brown
for the purposes of the Corporations Act. As at the date of this
Prospectus, UBS and its associates held a relevant interest in
approximately 14.85 million Ordinary Shares. Approximately
9.43 million of these Ordinary Shares are subject to escrow
arrangements.
Ernst & Young has acted as Auditor of Babcock & Brown
and performed specific verification procedures in relation
to the financial information contained in this Prospectus.
In relation to the Offer, Babcock & Brown will pay
approximately $30,500 (excluding disbursements and GST)
to Ernst & Young. Further amounts may be paid to Ernst &
Young in accordance with its normal time based charges.
78 BABCOCK & BROWN SUBORDINATED NOTES