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Special focus on nutrition-sensitive programming

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Waddingt<strong>on</strong> review as randomised or clusterrandomised<br />

c<strong>on</strong>trolled trials and 19 as n<strong>on</strong>-randomised<br />

c<strong>on</strong>trolled trials. irteen described hygiene,<br />

four water supply, three sanitati<strong>on</strong> and<br />

seven multiple interventi<strong>on</strong>s.<br />

Findings<br />

e first stage of review judged that, at the ‘more<br />

than possible’ or ‘likely’ level, 22% of interventi<strong>on</strong>s<br />

involved substantially more acti<strong>on</strong>s than the SR’s<br />

label indicated; 37% resulted in substantial additi<strong>on</strong>al<br />

impacts bey<strong>on</strong>d reduced diarrhoea morbidity;<br />

and unforeseen acti<strong>on</strong>s by individuals,<br />

households or communities substantially c<strong>on</strong>tributed<br />

to the impacts in 48% of studies. In 44%,<br />

it was judged that these additi<strong>on</strong>al impacts and<br />

acti<strong>on</strong>s would have substantially affected the interventi<strong>on</strong>’s<br />

effect <strong>on</strong> diarrhoea morbidity, its<br />

level, social distributi<strong>on</strong> or sustainability. ese<br />

impacts and acti<strong>on</strong>s would likely be found to be<br />

more comm<strong>on</strong> in studies not so narrowly selected<br />

as were those the Waddingt<strong>on</strong> review drew <strong>on</strong>.<br />

In the sec<strong>on</strong>d stage of review, the authors<br />

identify six impact pathways each present in three<br />

or more studies and which were not c<strong>on</strong>sidered by<br />

the original SR. e first relates to interventi<strong>on</strong><br />

complexity: agency staff add acti<strong>on</strong>s to an interventi<strong>on</strong><br />

in resp<strong>on</strong>se to local circumstances; in some<br />

cases, interventi<strong>on</strong>s are sited where an earlier <strong>on</strong>e<br />

had been implemented and build <strong>on</strong> its effects. In<br />

both cases, the interventi<strong>on</strong>-as-experienced involves<br />

more than indicated by the label. An example is a<br />

Guatemalan program described by the Waddingt<strong>on</strong><br />

review as “hygiene educati<strong>on</strong>” but which comprised<br />

11 topics including nutriti<strong>on</strong> (promoti<strong>on</strong> of weaning<br />

foods, breastfeeding and agricultural diversificati<strong>on</strong>)<br />

and the recogniti<strong>on</strong> and treatment of diarrhoea,<br />

in additi<strong>on</strong> to hygiene issues. e study <strong>on</strong>ly m<strong>on</strong>itored<br />

hygiene behaviours and in relati<strong>on</strong> to diarrhoea<br />

reducti<strong>on</strong> (Torun, 1983). e interventi<strong>on</strong>’s<br />

impact <strong>on</strong> diarrhoea may be overestimated if the<br />

additi<strong>on</strong>al or prior acti<strong>on</strong>s are ignored.<br />

e sec<strong>on</strong>d impact pathway relates to the<br />

direct multiple benefits of interventi<strong>on</strong>s. By doing<br />

<strong>on</strong>e thing, interventi<strong>on</strong>s may affect different causes<br />

of ill-being. For example, a water supply interventi<strong>on</strong><br />

in Buenos Aires c<strong>on</strong>nected shantytown<br />

households to the urban system, increasing the<br />

quality and reliability of the water they could<br />

access, c<strong>on</strong>tributing thereby to reduced diarrhoea<br />

burdens, and saving them time and m<strong>on</strong>ey spent<br />

fetching and procuring water (Galiani et al, 2008).<br />

e n<strong>on</strong>-diarrhoea benefits will likely be valued<br />

in their own right and may increase people’s commitment<br />

to support and maintain the interventi<strong>on</strong>,<br />

enhancing sustainability.<br />

e third pathway relates to unintended negative<br />

c<strong>on</strong>sequences of interventi<strong>on</strong>s. Agencies make<br />

operati<strong>on</strong>al decisi<strong>on</strong>s <strong>on</strong> where and when to implement<br />

interventi<strong>on</strong>s affected by political influence,<br />

corrupti<strong>on</strong> and ease of access. e result may be<br />

an anti-poor distributi<strong>on</strong> of benefits, exacerbating<br />

inequalities. In the Democratic Republic of C<strong>on</strong>go,<br />

diarrhoea incidence declined significantly in villages<br />

to which piped water was delivered compared<br />

with those relying <strong>on</strong> existing sources (T<strong>on</strong>glet et<br />

al, 1992). Pipes were laid near main roads, apparently<br />

for ease during c<strong>on</strong>structi<strong>on</strong>, which is also where<br />

higher socio-ec<strong>on</strong>omic status households were<br />

c<strong>on</strong>centrated. us, those least at risk of diarrhoea<br />

captured most benefits. e interventi<strong>on</strong>’s impact<br />

was also overestimated because baseline differences<br />

between villages were not accounted for.<br />

A fourth pathway was identified in several<br />

studies with evidence of unanticipated benefits<br />

from people using access to water for food and<br />

improved nutriti<strong>on</strong>. Water supply interventi<strong>on</strong>s<br />

enable beneficiaries not <strong>on</strong>ly to avoid water-related<br />

diseases but also to irrigate kitchen gardens,<br />

throughout the year. Women started to do this as<br />

so<strong>on</strong> as the water arrived in Bangladesh rural<br />

water supply interventi<strong>on</strong> (Hoque et al, 1996). In<br />

the Buenos Aires study described above, households<br />

diverted two-thirds of their savings from purchasing<br />

water to purchasing food (Galiani, G<strong>on</strong>zalez-<br />

Rozada & Schargrodsky, 2008). e authors judged<br />

it possible that improved child nutriti<strong>on</strong> resulted<br />

in both cases. is could have c<strong>on</strong>tributed to reduced<br />

diarrhoea morbidity but would be difficult<br />

to disentangle from the direct effect of increased<br />

access to water. Particularly in Buenos Aires, the<br />

reducti<strong>on</strong> in diarrhoea, however it was produced,<br />

would have had a markedly pro-poor bias since<br />

these householders were am<strong>on</strong>g the most marginalised<br />

of the city’s residents.<br />

e fih impact pathway relates to the diffusi<strong>on</strong><br />

of innovati<strong>on</strong>s. Interventi<strong>on</strong>s are implemented<br />

in communities whose members share informati<strong>on</strong><br />

though social networks which oen reach into<br />

neighbouring communities. In the Guatemalan<br />

study discussed above (Torun, 1983), the proporti<strong>on</strong><br />

of c<strong>on</strong>trol households in which at least half of the<br />

27 hygiene behaviours promoted were deemed<br />

adequate increased 120%. is was much less<br />

than the 560% increase in treatment households<br />

but evidence of sp<strong>on</strong>taneous communicati<strong>on</strong><br />

am<strong>on</strong>g villagers. is ‘c<strong>on</strong>taminati<strong>on</strong>’ likely led<br />

to an underestimati<strong>on</strong> of the interventi<strong>on</strong>’s impact<br />

<strong>on</strong> diarrhoea, which was calculated as the difference<br />

in morbidity between treatment and c<strong>on</strong>trol<br />

households. But rather than c<strong>on</strong>sidering this solely<br />

as an estimati<strong>on</strong> problem, to be designed out or<br />

corrected for statistically, it is important to ask<br />

how people’s agency can be enlisted to enhance<br />

the reach and sustainability of interventi<strong>on</strong>s.<br />

e sixth and final impact pathway c<strong>on</strong>cerns<br />

local instituti<strong>on</strong>s. e Waddingt<strong>on</strong> review and<br />

most of the studies it draws <strong>on</strong> <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> individuals<br />

and households. ey largely ignore the adaptive<br />

capacity for self-governance of the communities<br />

in which interventi<strong>on</strong>s are implemented. A few<br />

studies however show how emergent and existing<br />

instituti<strong>on</strong>s can influence the spread, adaptati<strong>on</strong><br />

References<br />

Galiani, S., G<strong>on</strong>zalez-Rozada, M. and Schargrodsky, E. (2008).<br />

Water expansi<strong>on</strong>s in shantytowns: Health and savings.<br />

Ec<strong>on</strong>omica 76: 607–22.<br />

Hoque, B.A., Juncker, T., Sack, R., Ali, M. and Aziz, K. (1996).<br />

Sustainability of a water, sanitati<strong>on</strong> and hygiene educati<strong>on</strong><br />

project in rural Bangladesh: a 5-year follow-up. Bulletin of<br />

the World Health Organizati<strong>on</strong> 74: 431.<br />

Pattanayak S.K., Dickins<strong>on</strong>, K.L., Yang, J.C. et al. (2007).<br />

Promoting latrine use: midline findings from a randomized<br />

evaluati<strong>on</strong> of a community mobilizati<strong>on</strong> campaign in<br />

Bhadrak, Orissa. Working Paper 07-02. Durham NC: Research<br />

Triangle Institute.<br />

Paws<strong>on</strong>, R., Greenhalgh, T., Harvey, G., Walshe, K. 2005.<br />

Realist review – a new method of systematic review<br />

designed for complex policy interventi<strong>on</strong>s. Journal of<br />

Health Services Research & Policy 10: 21–34.<br />

Research<br />

and retenti<strong>on</strong> of interventi<strong>on</strong>s. Pattanayak, Dickins<strong>on</strong>,<br />

Yang et al (2007) describe the development<br />

of local governance through norms against open<br />

defecati<strong>on</strong> in Odisha, India. Experiential learning<br />

helps villagers to understand how they and their<br />

children are c<strong>on</strong>taminated by open defecati<strong>on</strong>,<br />

which oen triggers disgust. Social persuasi<strong>on</strong><br />

adds to people’s motivati<strong>on</strong> to progressively improve<br />

their latrines or toilets. e poorest are oen<br />

assisted from within or outside the community to<br />

improve their facilities. Related processes are being<br />

supported <strong>on</strong> a broader scale through Community-Led<br />

Total Sanitati<strong>on</strong> (CLTS), an approach now<br />

being implemented in more than 50 countries.<br />

C<strong>on</strong>clusi<strong>on</strong>s<br />

is re-review provides an enlarged view of WASH<br />

interventi<strong>on</strong>s and their c<strong>on</strong>texts. ere is evidence<br />

that other interventi<strong>on</strong>s, previous or c<strong>on</strong>current,<br />

sometimes influence the field in which the interventi<strong>on</strong><br />

and the evaluati<strong>on</strong> operate. Multiple impacts,<br />

positive or negative, unforeseen by the interventi<strong>on</strong>’s<br />

designers, may be produced, affecting health and<br />

livelihood, many of them created or shaped by<br />

beneficiaries or by people bey<strong>on</strong>d the intended<br />

reach of the interventi<strong>on</strong>. ese acti<strong>on</strong>s and effects<br />

suggest ways in which investment in WASH can<br />

better support health and livelihood. ey also<br />

affect the Waddingt<strong>on</strong> review’s c<strong>on</strong>clusi<strong>on</strong>s regarding<br />

the impact of WASH interventi<strong>on</strong>s <strong>on</strong> diarrhoea,<br />

suggesting that these need to be revisited.<br />

Taking account of the limitati<strong>on</strong>s of this rereview<br />

and the imperative for more joined-up<br />

policy across sectors, the authors recommend<br />

that d<strong>on</strong>ors and commissi<strong>on</strong>ing organisati<strong>on</strong>s<br />

support <strong>on</strong>e or possibly more SRs of literature <strong>on</strong><br />

the different and multiple impacts of WASH interventi<strong>on</strong>s<br />

<strong>on</strong> health and livelihoods.<br />

More broadly, this study c<strong>on</strong>tributes important<br />

experience to the c<strong>on</strong>tinuing debate <strong>on</strong> appropriate<br />

methods to evaluate and synthesise evidence <strong>on</strong><br />

complex interventi<strong>on</strong>s. In building evidence, there<br />

is an urgent need for studies that can take the<br />

measure of operati<strong>on</strong>al situati<strong>on</strong>s as they exist.<br />

Evaluati<strong>on</strong> teams should have the skills and flexibility<br />

to pursue evidence of other impact pathways<br />

that emerges during research: too oen study authors<br />

were le to speculate <strong>on</strong> an unexpected<br />

result. Good research practice, such as ensuring<br />

baseline data, would have helped to draw more<br />

insights from many of the studies reviewed. Better<br />

research costs more but a large price is now being<br />

paid by not being able to make proper sense of<br />

what happens in interventi<strong>on</strong>s.<br />

T<strong>on</strong>glet, R., Isu, K., Mpese, M., Dramaix, M. and Hennart, P.<br />

(1992). Can improvements in water supply reduce childhood<br />

diarrhoea? Health Policy and Planning 7: 260–8.<br />

Torun, B. (1983). Envir<strong>on</strong>mental and educati<strong>on</strong>al<br />

interventi<strong>on</strong>s against diarrhea in Guatemala. In: Chen LC,<br />

Scrimshaw NS (eds). Diarrhea and Malnutriti<strong>on</strong>: Interacti<strong>on</strong>s,<br />

Mechanisms, and Interventi<strong>on</strong>s. New York: Plenum Press.<br />

W<strong>on</strong>g G, Greenhalgh T, Westhorp G, Buckingham J, Paws<strong>on</strong> R.<br />

2013. RAMESES publicati<strong>on</strong> standards: realist syntheses. BMC<br />

Medicine 11: 21.<br />

Waddingt<strong>on</strong>, H and Snilstveit, B. (2009). Effectiveness and<br />

sustainability of water, sanitati<strong>on</strong>, and hygiene interventi<strong>on</strong>s<br />

in combating diarrhoea. Journal of Development<br />

Effectiveness. Taylor & Francis. 1: 295–235.<br />

World Health Organizati<strong>on</strong> (2010). UN-Water Global Annual<br />

Assessment of Sanitati<strong>on</strong> and Drinking-water (GLAAS 2010):<br />

Targeting Resources for Better Results. Geneva: World Health<br />

Organizati<strong>on</strong>.<br />

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