Special focus on nutrition-sensitive programming
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Waddingt<strong>on</strong> review as randomised or clusterrandomised<br />
c<strong>on</strong>trolled trials and 19 as n<strong>on</strong>-randomised<br />
c<strong>on</strong>trolled trials. irteen described hygiene,<br />
four water supply, three sanitati<strong>on</strong> and<br />
seven multiple interventi<strong>on</strong>s.<br />
Findings<br />
e first stage of review judged that, at the ‘more<br />
than possible’ or ‘likely’ level, 22% of interventi<strong>on</strong>s<br />
involved substantially more acti<strong>on</strong>s than the SR’s<br />
label indicated; 37% resulted in substantial additi<strong>on</strong>al<br />
impacts bey<strong>on</strong>d reduced diarrhoea morbidity;<br />
and unforeseen acti<strong>on</strong>s by individuals,<br />
households or communities substantially c<strong>on</strong>tributed<br />
to the impacts in 48% of studies. In 44%,<br />
it was judged that these additi<strong>on</strong>al impacts and<br />
acti<strong>on</strong>s would have substantially affected the interventi<strong>on</strong>’s<br />
effect <strong>on</strong> diarrhoea morbidity, its<br />
level, social distributi<strong>on</strong> or sustainability. ese<br />
impacts and acti<strong>on</strong>s would likely be found to be<br />
more comm<strong>on</strong> in studies not so narrowly selected<br />
as were those the Waddingt<strong>on</strong> review drew <strong>on</strong>.<br />
In the sec<strong>on</strong>d stage of review, the authors<br />
identify six impact pathways each present in three<br />
or more studies and which were not c<strong>on</strong>sidered by<br />
the original SR. e first relates to interventi<strong>on</strong><br />
complexity: agency staff add acti<strong>on</strong>s to an interventi<strong>on</strong><br />
in resp<strong>on</strong>se to local circumstances; in some<br />
cases, interventi<strong>on</strong>s are sited where an earlier <strong>on</strong>e<br />
had been implemented and build <strong>on</strong> its effects. In<br />
both cases, the interventi<strong>on</strong>-as-experienced involves<br />
more than indicated by the label. An example is a<br />
Guatemalan program described by the Waddingt<strong>on</strong><br />
review as “hygiene educati<strong>on</strong>” but which comprised<br />
11 topics including nutriti<strong>on</strong> (promoti<strong>on</strong> of weaning<br />
foods, breastfeeding and agricultural diversificati<strong>on</strong>)<br />
and the recogniti<strong>on</strong> and treatment of diarrhoea,<br />
in additi<strong>on</strong> to hygiene issues. e study <strong>on</strong>ly m<strong>on</strong>itored<br />
hygiene behaviours and in relati<strong>on</strong> to diarrhoea<br />
reducti<strong>on</strong> (Torun, 1983). e interventi<strong>on</strong>’s<br />
impact <strong>on</strong> diarrhoea may be overestimated if the<br />
additi<strong>on</strong>al or prior acti<strong>on</strong>s are ignored.<br />
e sec<strong>on</strong>d impact pathway relates to the<br />
direct multiple benefits of interventi<strong>on</strong>s. By doing<br />
<strong>on</strong>e thing, interventi<strong>on</strong>s may affect different causes<br />
of ill-being. For example, a water supply interventi<strong>on</strong><br />
in Buenos Aires c<strong>on</strong>nected shantytown<br />
households to the urban system, increasing the<br />
quality and reliability of the water they could<br />
access, c<strong>on</strong>tributing thereby to reduced diarrhoea<br />
burdens, and saving them time and m<strong>on</strong>ey spent<br />
fetching and procuring water (Galiani et al, 2008).<br />
e n<strong>on</strong>-diarrhoea benefits will likely be valued<br />
in their own right and may increase people’s commitment<br />
to support and maintain the interventi<strong>on</strong>,<br />
enhancing sustainability.<br />
e third pathway relates to unintended negative<br />
c<strong>on</strong>sequences of interventi<strong>on</strong>s. Agencies make<br />
operati<strong>on</strong>al decisi<strong>on</strong>s <strong>on</strong> where and when to implement<br />
interventi<strong>on</strong>s affected by political influence,<br />
corrupti<strong>on</strong> and ease of access. e result may be<br />
an anti-poor distributi<strong>on</strong> of benefits, exacerbating<br />
inequalities. In the Democratic Republic of C<strong>on</strong>go,<br />
diarrhoea incidence declined significantly in villages<br />
to which piped water was delivered compared<br />
with those relying <strong>on</strong> existing sources (T<strong>on</strong>glet et<br />
al, 1992). Pipes were laid near main roads, apparently<br />
for ease during c<strong>on</strong>structi<strong>on</strong>, which is also where<br />
higher socio-ec<strong>on</strong>omic status households were<br />
c<strong>on</strong>centrated. us, those least at risk of diarrhoea<br />
captured most benefits. e interventi<strong>on</strong>’s impact<br />
was also overestimated because baseline differences<br />
between villages were not accounted for.<br />
A fourth pathway was identified in several<br />
studies with evidence of unanticipated benefits<br />
from people using access to water for food and<br />
improved nutriti<strong>on</strong>. Water supply interventi<strong>on</strong>s<br />
enable beneficiaries not <strong>on</strong>ly to avoid water-related<br />
diseases but also to irrigate kitchen gardens,<br />
throughout the year. Women started to do this as<br />
so<strong>on</strong> as the water arrived in Bangladesh rural<br />
water supply interventi<strong>on</strong> (Hoque et al, 1996). In<br />
the Buenos Aires study described above, households<br />
diverted two-thirds of their savings from purchasing<br />
water to purchasing food (Galiani, G<strong>on</strong>zalez-<br />
Rozada & Schargrodsky, 2008). e authors judged<br />
it possible that improved child nutriti<strong>on</strong> resulted<br />
in both cases. is could have c<strong>on</strong>tributed to reduced<br />
diarrhoea morbidity but would be difficult<br />
to disentangle from the direct effect of increased<br />
access to water. Particularly in Buenos Aires, the<br />
reducti<strong>on</strong> in diarrhoea, however it was produced,<br />
would have had a markedly pro-poor bias since<br />
these householders were am<strong>on</strong>g the most marginalised<br />
of the city’s residents.<br />
e fih impact pathway relates to the diffusi<strong>on</strong><br />
of innovati<strong>on</strong>s. Interventi<strong>on</strong>s are implemented<br />
in communities whose members share informati<strong>on</strong><br />
though social networks which oen reach into<br />
neighbouring communities. In the Guatemalan<br />
study discussed above (Torun, 1983), the proporti<strong>on</strong><br />
of c<strong>on</strong>trol households in which at least half of the<br />
27 hygiene behaviours promoted were deemed<br />
adequate increased 120%. is was much less<br />
than the 560% increase in treatment households<br />
but evidence of sp<strong>on</strong>taneous communicati<strong>on</strong><br />
am<strong>on</strong>g villagers. is ‘c<strong>on</strong>taminati<strong>on</strong>’ likely led<br />
to an underestimati<strong>on</strong> of the interventi<strong>on</strong>’s impact<br />
<strong>on</strong> diarrhoea, which was calculated as the difference<br />
in morbidity between treatment and c<strong>on</strong>trol<br />
households. But rather than c<strong>on</strong>sidering this solely<br />
as an estimati<strong>on</strong> problem, to be designed out or<br />
corrected for statistically, it is important to ask<br />
how people’s agency can be enlisted to enhance<br />
the reach and sustainability of interventi<strong>on</strong>s.<br />
e sixth and final impact pathway c<strong>on</strong>cerns<br />
local instituti<strong>on</strong>s. e Waddingt<strong>on</strong> review and<br />
most of the studies it draws <strong>on</strong> <str<strong>on</strong>g>focus</str<strong>on</strong>g> <strong>on</strong> individuals<br />
and households. ey largely ignore the adaptive<br />
capacity for self-governance of the communities<br />
in which interventi<strong>on</strong>s are implemented. A few<br />
studies however show how emergent and existing<br />
instituti<strong>on</strong>s can influence the spread, adaptati<strong>on</strong><br />
References<br />
Galiani, S., G<strong>on</strong>zalez-Rozada, M. and Schargrodsky, E. (2008).<br />
Water expansi<strong>on</strong>s in shantytowns: Health and savings.<br />
Ec<strong>on</strong>omica 76: 607–22.<br />
Hoque, B.A., Juncker, T., Sack, R., Ali, M. and Aziz, K. (1996).<br />
Sustainability of a water, sanitati<strong>on</strong> and hygiene educati<strong>on</strong><br />
project in rural Bangladesh: a 5-year follow-up. Bulletin of<br />
the World Health Organizati<strong>on</strong> 74: 431.<br />
Pattanayak S.K., Dickins<strong>on</strong>, K.L., Yang, J.C. et al. (2007).<br />
Promoting latrine use: midline findings from a randomized<br />
evaluati<strong>on</strong> of a community mobilizati<strong>on</strong> campaign in<br />
Bhadrak, Orissa. Working Paper 07-02. Durham NC: Research<br />
Triangle Institute.<br />
Paws<strong>on</strong>, R., Greenhalgh, T., Harvey, G., Walshe, K. 2005.<br />
Realist review – a new method of systematic review<br />
designed for complex policy interventi<strong>on</strong>s. Journal of<br />
Health Services Research & Policy 10: 21–34.<br />
Research<br />
and retenti<strong>on</strong> of interventi<strong>on</strong>s. Pattanayak, Dickins<strong>on</strong>,<br />
Yang et al (2007) describe the development<br />
of local governance through norms against open<br />
defecati<strong>on</strong> in Odisha, India. Experiential learning<br />
helps villagers to understand how they and their<br />
children are c<strong>on</strong>taminated by open defecati<strong>on</strong>,<br />
which oen triggers disgust. Social persuasi<strong>on</strong><br />
adds to people’s motivati<strong>on</strong> to progressively improve<br />
their latrines or toilets. e poorest are oen<br />
assisted from within or outside the community to<br />
improve their facilities. Related processes are being<br />
supported <strong>on</strong> a broader scale through Community-Led<br />
Total Sanitati<strong>on</strong> (CLTS), an approach now<br />
being implemented in more than 50 countries.<br />
C<strong>on</strong>clusi<strong>on</strong>s<br />
is re-review provides an enlarged view of WASH<br />
interventi<strong>on</strong>s and their c<strong>on</strong>texts. ere is evidence<br />
that other interventi<strong>on</strong>s, previous or c<strong>on</strong>current,<br />
sometimes influence the field in which the interventi<strong>on</strong><br />
and the evaluati<strong>on</strong> operate. Multiple impacts,<br />
positive or negative, unforeseen by the interventi<strong>on</strong>’s<br />
designers, may be produced, affecting health and<br />
livelihood, many of them created or shaped by<br />
beneficiaries or by people bey<strong>on</strong>d the intended<br />
reach of the interventi<strong>on</strong>. ese acti<strong>on</strong>s and effects<br />
suggest ways in which investment in WASH can<br />
better support health and livelihood. ey also<br />
affect the Waddingt<strong>on</strong> review’s c<strong>on</strong>clusi<strong>on</strong>s regarding<br />
the impact of WASH interventi<strong>on</strong>s <strong>on</strong> diarrhoea,<br />
suggesting that these need to be revisited.<br />
Taking account of the limitati<strong>on</strong>s of this rereview<br />
and the imperative for more joined-up<br />
policy across sectors, the authors recommend<br />
that d<strong>on</strong>ors and commissi<strong>on</strong>ing organisati<strong>on</strong>s<br />
support <strong>on</strong>e or possibly more SRs of literature <strong>on</strong><br />
the different and multiple impacts of WASH interventi<strong>on</strong>s<br />
<strong>on</strong> health and livelihoods.<br />
More broadly, this study c<strong>on</strong>tributes important<br />
experience to the c<strong>on</strong>tinuing debate <strong>on</strong> appropriate<br />
methods to evaluate and synthesise evidence <strong>on</strong><br />
complex interventi<strong>on</strong>s. In building evidence, there<br />
is an urgent need for studies that can take the<br />
measure of operati<strong>on</strong>al situati<strong>on</strong>s as they exist.<br />
Evaluati<strong>on</strong> teams should have the skills and flexibility<br />
to pursue evidence of other impact pathways<br />
that emerges during research: too oen study authors<br />
were le to speculate <strong>on</strong> an unexpected<br />
result. Good research practice, such as ensuring<br />
baseline data, would have helped to draw more<br />
insights from many of the studies reviewed. Better<br />
research costs more but a large price is now being<br />
paid by not being able to make proper sense of<br />
what happens in interventi<strong>on</strong>s.<br />
T<strong>on</strong>glet, R., Isu, K., Mpese, M., Dramaix, M. and Hennart, P.<br />
(1992). Can improvements in water supply reduce childhood<br />
diarrhoea? Health Policy and Planning 7: 260–8.<br />
Torun, B. (1983). Envir<strong>on</strong>mental and educati<strong>on</strong>al<br />
interventi<strong>on</strong>s against diarrhea in Guatemala. In: Chen LC,<br />
Scrimshaw NS (eds). Diarrhea and Malnutriti<strong>on</strong>: Interacti<strong>on</strong>s,<br />
Mechanisms, and Interventi<strong>on</strong>s. New York: Plenum Press.<br />
W<strong>on</strong>g G, Greenhalgh T, Westhorp G, Buckingham J, Paws<strong>on</strong> R.<br />
2013. RAMESES publicati<strong>on</strong> standards: realist syntheses. BMC<br />
Medicine 11: 21.<br />
Waddingt<strong>on</strong>, H and Snilstveit, B. (2009). Effectiveness and<br />
sustainability of water, sanitati<strong>on</strong>, and hygiene interventi<strong>on</strong>s<br />
in combating diarrhoea. Journal of Development<br />
Effectiveness. Taylor & Francis. 1: 295–235.<br />
World Health Organizati<strong>on</strong> (2010). UN-Water Global Annual<br />
Assessment of Sanitati<strong>on</strong> and Drinking-water (GLAAS 2010):<br />
Targeting Resources for Better Results. Geneva: World Health<br />
Organizati<strong>on</strong>.<br />
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