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計畫詳細資料 - NSRRC User Portal

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<strong>計畫詳細資料</strong><br />

Beamtime Type: [PEC] [ ]線上申請<br />

主持人/協同主持人 馮哲川 單位 國立台灣大學光電所<br />

計畫期別 2009-2 申請日期 2009/01/12<br />

計畫編號 2009-2-009-1 計畫領域 Surface, Interface and Thin Films<br />

計畫名稱<br />

經費來源<br />

光束線編號 類別<br />

20A1 / BM - (H-<br />

SGM) XAS<br />

參與實驗人員:<br />

將使用之材料:<br />

Soft x-ray absorption spectroscopy investigation on advanced semiconductor and oxide materials for<br />

Taiwan industry and development<br />

[ ] 國科會專題計畫<br />

計畫編號: NSC 97-2221-E-002 -026<br />

計畫名稱: 功率與微電子應用與發展之塊狀與磊晶碳化矽的創新研究(III)<br />

本期申請時段 總時段 特殊需求<br />

理想 最小 核可 申請 核可 已使用 光束線排程 實驗站<br />

V 12 6 0 60 0 0<br />

參與成員 擔任角色 職稱 單位<br />

馮哲川 主持人 教授 國立台灣大學光電所<br />

吳于立 協助實驗 碩士生 國立台灣大學光電所<br />

吳宗翰 協助實驗 碩士生 國立台灣大學光電所<br />

林澤暘 協助實驗 碩士生 國立台灣大學光電所<br />

楊喻丞 協助實驗 碩士生 國立台灣大學光電所<br />

藍右任 協助實驗 碩士生 國立台灣大學光電所<br />

材料類別 材料名稱 攜帶量 預計使用量 單位<br />

樣品 GaN, SiC, ZnO, Al2O3 100 60 piece<br />

樣品 CNT,SiC,ZnMnO,ZnO 30 15 piece<br />

將使用之主要設備:<br />

BL20A1<br />

無!!<br />

設備名稱<br />

陳錦明(Chen, Jin-Ming)<br />

# 光束線發言人審核意見:<br />

危害特性<br />

無 毒性 易燃性 腐蝕性 氧化性 生化 其他<br />

無 低溫冷凍 加熱設備<br />

設備特性<br />

高壓 雷射 高電壓 鈹窗 其他<br />

� 20A1 - BM - (H-SGM) XAS: (X)同意 ( )不同意<br />

# 安全組審核意見:<br />

(X)同意 ( )不同意<br />

# PEC 審查:<br />

� VUV<br />

# 審查意見: 無!!<br />

安全考慮與防範措施<br />

合作對象<br />

計畫背景<br />

審查意見<br />

備註


A proposal to <strong>NSRRC</strong>:<br />

Soft X-Ray Absorption Spectroscopy Investigation on Advanced Semiconductor<br />

and Oxide Materials for Taiwan Industry and Development (Beamline: BL20A)<br />

{from 馮哲川教授,國立台灣大學光電所,台北市 106 羅斯福路四段一號<br />

Prof. Zhe Chuan Feng, Graduate Institute of Photonics & Optoelectronics and Department of<br />

Electrical Engineering, National Taiwan University, Taipei, 106-17 Taiwan, ROC<br />

Office: Barry Lam Hall-417 (博理館 417 室); Tel: 886-2-3366-3543, Fax: 886-2-2367-7467<br />

E-mail: fengzc@cc.ee.ntu.edu.tw; zhechuan_feng@yahoo.com;<br />

Web: http://gipo.ntu.edu.tw/; http://www.ee.ntu.edu.tw/}<br />

(A) Background<br />

The principal investigator (P.I.), Z. C. Feng (馮哲川), and students at National Taiwan<br />

University (NTU) had previously performed a proposal research with <strong>NSRRC</strong>, “Soft X-Ray<br />

Near-Edge Absorption Fine Structure Spectroscopy Investigation on Semiconductor Materials”,<br />

using Beamline of BL20A. Within the first exploration beam times of 8.3 shifts in 2008 July<br />

29-August 1, we have obtained some useful data on ZnMnO, GaN/Si and related materials.<br />

A1. Our preliminary data using BL20A<br />

Soft X-Ray Absorption Spectroscopy (SXAS) data using BL20A have been obtained and<br />

typical data near oxygen (O) K-edge and Zn L-edge are shown below.<br />

Intensity<br />

10000<br />

5000<br />

file: Zo-undoped<br />

XAS Intensity<br />

25000<br />

20000<br />

15000<br />

10000<br />

5000<br />

O K-edge<br />

ZnO bulk, undoped<br />

520 530 540 550 560 570<br />

O K-edge<br />

Energy (eV)<br />

ZnO:Co-doped<br />

bulk<br />

520 530 540 550 560 570<br />

Energy (eV)<br />

file: Zo-Co<br />

Intensity<br />

Intensity<br />

1<br />

30000 O K-edge<br />

25000<br />

20000<br />

15000<br />

10000<br />

file:Zo-Ho<br />

20000<br />

15000<br />

10000<br />

5000<br />

ZnO:Ho-doped, bulk<br />

520 530 540 550 560 570<br />

Energy (eV)<br />

25000 O K-edge<br />

file: Zo-Ga<br />

ZnO:Ga-doped, bulk<br />

520 530 540 550 560 570<br />

Energy (eV)


Intensity<br />

XAS Intensity<br />

Intensity<br />

40000<br />

30000<br />

20000<br />

10000<br />

file: Z130Sap<br />

Intensity<br />

20000<br />

15000<br />

10000<br />

5000<br />

O K-edge<br />

ZnO on sapphire (Al O ) 2 3<br />

MOCVD<br />

520 530 540 550 560 570<br />

O K-edge<br />

Energy (eV)<br />

520 530 540 550 560 570<br />

Energy (eV)<br />

Zn L-edge:<br />

100000 Zn L-edge<br />

80000<br />

60000<br />

40000<br />

20000<br />

60000<br />

40000<br />

20000<br />

ZnO:Cu on Si<br />

PECVD<br />

ZnO+Cu(1) 2Pa T-R 30min (A-1)<br />

1000 1010 1020 1030 1040 1050<br />

Energy (eV)<br />

Zn L-edge<br />

ZnO:Cu on Si<br />

PECVD<br />

A-1,ZnO+Cu(1) 2Pa 205u 600C T-R 25min<br />

ZnO on Sapphire<br />

MOCVD<br />

1000 1010 1020 1030 1040 1050<br />

file: Z130Sap<br />

Energy (eV)<br />

Intensity<br />

Intensity<br />

2<br />

30000 O K-edge<br />

25000<br />

20000<br />

15000<br />

10000<br />

5000<br />

file: Z130Si<br />

Intensity<br />

Intensity<br />

20000<br />

15000<br />

10000<br />

5000<br />

file: Hf01d<br />

100000<br />

50000<br />

60000<br />

40000<br />

20000<br />

0<br />

ZnO on Si<br />

MOCVD<br />

520 530 540 550 560 570<br />

Energy (eV)<br />

O K-edge<br />

Nano-scale<br />

HfO2 layer on Si<br />

520 530 540 550 560 570<br />

Zn L-edge<br />

Energy (eV)<br />

ZnO:Co-doped<br />

bulk<br />

0<br />

1000 1010 1020 1030 1040 1050<br />

Energy (eV)<br />

file: Zo-Co<br />

Zn L-edge<br />

ZnO on Si<br />

MOCVD<br />

1000 1010 1020 1030 1040 1050<br />

Energy (eV)<br />

file: Z130Si


Intensity<br />

100000<br />

80000<br />

60000<br />

40000<br />

20000<br />

Zn L-edge<br />

ZnO:Ho-doped<br />

bulk<br />

0<br />

1000 1010 1020 1030 1040 1050<br />

Energy (eV)<br />

file: Zo-Ho<br />

Intensity<br />

3<br />

120000<br />

100000<br />

80000<br />

60000<br />

40000<br />

20000<br />

Zn L-edge<br />

ZnO :Mg:Li<br />

co-doped bulk<br />

0<br />

1000 1010 1020 1030 1040 1050<br />

Energy (eV)<br />

file: Zo-MLb<br />

The BL20A HSGM Beamline covers energy range of 60-1250 eV. It is suitable to perform<br />

Soft X-Ray Absorption Spectroscopy (SXAS) measurements on not only above O K-edge (537 eV),<br />

Zn L-edge (1020, 1043 and 1194 eV), but also C K-edge (284 eV) and N K-edge (402 eV). These<br />

would be very useful for our research on wide gap semiconductors GaN, ZnO, SiC and oxides as<br />

well as alloys/structure. Students are going on studying the program fitting and simulations on<br />

above and future data. But our students may need to get more help and training from BL20A<br />

experts on program fitting and simulations.<br />

A2. Some useful reference works from literature<br />

Fig. 1 displays C K-edge XANES spectra of N-CNTs with and without chlorine treatment and<br />

the highly oriented pyrolytic graphite (HOPG) as a reference. The feature with the maximum<br />

intensity at approximately 285.5 eV for HOPG was attributed to the π* antibonding state<br />

originated from the out-of-plane bonds in the sp 2 bonding configuration. The positions of π*<br />

resonance feature in the C (1s) XANES spectra of N-CNTs and N-CNTs: Cl located at ~286.4 and<br />

286.7 eV, respectively, which are shifted by ~0.9 eV for N-CNTs and 1.2 eV for N-CNTs: Cl with<br />

respect to that of HOPG (285.5 eV), correspond to the 1s→π*(e2u) transition as in the pyridinelike<br />

sp 2 C–N structure. Fig. 2 displays the N K-edge XANES spectra of the N-CNTs and N-CNTs: Cl<br />

samples. The two main features centered at ~403.2 and ~409.5 eV are associated with transitions<br />

into unoccupied π* and σ* orbitals, respectively [1].<br />

Fig. 3 shows the absorption spectra of all three investigated samples after normalization to the<br />

same edge height: cubic GaN (a), nitrided GaAs (b), and hexagonal GaN (c). The angle of incidence<br />

was chosen to be 38°. At this angle close to the so-called ‘‘magic angle’’ the spectra are directly<br />

comparable because for surfaces with at least threefold symmetry the spectra are independent of the<br />

orbital orientation. Fig. 4 shows the dependence of the absorption spectra on the angle of incidence<br />

and thus on the direction of the polarization vector with respect to the sample surface. The aim of<br />

these measurements is to determine the orientation of the a-GaN crystallites. The arrows in the<br />

figure indicate the development of the intensities for increasing θ [2].


FIG. 1. C K-edge XANES spectra of FIG. 2. N K-edge XANES spectra of<br />

unchlorinated/chlorinated N-CNTs and unchlorinated/chlorinated N-CNTs.<br />

reference HOPG. The inset highlights The inset highlights the π* region [1].<br />

the π* region [1].<br />

FIG. 3. X-ray absorption spectra of hexagonal FIG. 4. Polarization dependent x-ray absorption<br />

GaN (a), nitrided GaAs (001) (b), and cubic GaN (c). spectra of hexagonal GaN for angles of incidence<br />

The angle of incidence was 38°, which is close to Θ between 0° and 64°. The geometry is sketched<br />

the magic angle. Absorption features are marked in the upper right comer. The development of the<br />

by vertical bars and labeled P1–P8. The bottom intensities for increasing off normal angles is<br />

curve (d) represents the difference between given by the arrows [2].<br />

spectrum (b) and a weighted average of the<br />

spectra (a) and (b) with weighting factors of<br />

0.2 and 0.8, respectively [2].<br />

4


The TEY XANES spectra measured at different incident angles were shown in Fig. 5. The<br />

sharp excitons at 285.4 and 291.5 eV are attributed to the dipolar transition of core level 1s electron<br />

into the C–C π* and C–C σ* states in the conduction band, respectively. Two other σ*<br />

transitions from 292 to 298 eV and broad (π+σ) transitions from 301 to 309 eV are also observed.<br />

Two small peaks in 287–290 eV can be assigned to the oxygenated surface functionalities perhaps<br />

associated with the defects of the nanotubes. The angular dependence of the π* and σ* excitations<br />

can be understood by studying the electronic structure [3].<br />

FIG. 5. Angle-resolved TEY XANES spectra of SWNT forest grown on silicon wafer. The inset shows the<br />

incident geometry of π* vector orbitals and σ* planes for a vertical SWNT tube axis (along z) on Si wafer<br />

with respect to the incident beam and the electric field vector E which remains perpendicular to the incident<br />

x-ray beam [3].<br />

The annealing-temperature dependence in valence-band photoemission spectra and O K -edge<br />

absorption spectra for poly- Si/HfO2 /Si and HfO2 /Si are shown in Fig. 6 and Fig. 7 respectively.<br />

Broad structures from EF to 4 eV and from 4 to 10 eV are derived from Si and O 2p components,<br />

respectively. By the annealing at 700 °C, the intensity of SiO2 is increased due to the SiO2<br />

formation at the upper interface. On the other hand, the decrease in the SiO2 component by 750 °C<br />

annealing is related to the SiO2 consumption by the chemical reaction. Without the poly-Si layer,<br />

the crystallization temperature of the HfO2 layer is not changed as shown in Fig. 7. It suggests that<br />

the poly-Si layer does not affect the crystallization temperature of HfO2 [4].<br />

5


FIG. 6. Annealing-temperature dependence of FIG. 7. Annealing-temperature dependence of<br />

poly-Si/HfO2 /Si structures in (a) valence-band HfO2 /Si structures in (a) valence-band<br />

photoemission spectra and (b) O K-edge absorption photoemission spectra and (b) O K-edge<br />

spectra. Double peaks in XAS are assigned as HfO2 absorption spectra. Peak in XAS are assigned<br />

and SiO2 [4]. as HfO2 and SiO2 [4].<br />

FIG. 8 Normalized O K-edge XANES spectra of Zn1−xCoxO<br />

and Zn1−xMgxO nanorods. The upper inset shows magnified<br />

view of A1 and B1 features of the Zn1−xCoxO and Zn1−xMgxO<br />

nanorods. The lower inset presents normalized Zn L3-edge<br />

spectra of Zn1−xCoxO and Zn1−xMgxO nanorods [5].<br />

Fig. 8 presents normalized O K-edge XANES<br />

spectra of Zn1−xCoxO and Zn1−xMgxO nanorods.<br />

Features A1–E1 of Zn1−xCoxO and Zn1−xMgxO are<br />

attributable to electron transition from O 1s to<br />

2pσ(along the bilayer) and O 2pπ(along the c axis)<br />

states. The fact that the intensities of these features are<br />

lower than those of ZnO (clearly seen in the upper inset)<br />

shows that the number of unoccupied O 2p-derived<br />

states is reduced, which can be interpreted as transfer of<br />

electrons from Co and Mg dopants to O 2p states due to<br />

6


O 2p–Co 3d and O 2p–Mg 3sp hybridizations in Zn1−xCoxO and Zn1−xMgxO nanorods, respectively.<br />

Fig. 9(a) presents normalized Mg K-edge XANES spectra of Zn1−xMgxO nanorods, MgO, and Mg<br />

metal. Spectral line shapes of the Mg metal clearly differ from those of the Zn1−xMgxO and MgO<br />

samples hybridization. Fig. 9(b) presents normalized Co L3,2-edge XANES spectra of Zn1−xCoxO<br />

nanorods, CoO, and Co metal, for transition of electrons from Co 2p3/2 (L3) and 2p1/2 (L2) states<br />

to unoccupied Co 3d and 4s states. The general line shapes of the Co L3,2-edge XANES spectra of<br />

the Zn1−xCoxO nanorods are similar to those of polycrystalline Zn1−xCoxO bulk/film [5].<br />

FIG. 9. (a) Normalized Mg K-edge XANES spectra of Zn1−xMgxO nanorods, MgO, and Mg metal. (b) shows<br />

Co L3,2-edge spectra of Zn1−xCoxO nanorods, CoO, and Co metal [5].<br />

A3. Attractive works of soft XAS reported in 2008 from literature<br />

FIG. 10. Several soft XAS spectra of Sr2FeMoO6<br />

with additional total fluorescence yield (TFY).<br />

Multiplet calculations for different Fe 2+ and Fe 3+<br />

ratios are also shown in red lines [6].<br />

7<br />

Fig. 11. A series of C Kα RXES spectra from CDO<br />

acquired at 298 eV, 289 eV, 287 eV, 286 eV and<br />

280.5 eV for (i) to (v) respectively [7].


Quite recently, several attractive papers, using synchrotron radiation soft X-ray absorption<br />

emission spectroscopy technology, have been just published in 2008, “Fe valence state of<br />

Sr2FeMoO6 probed by x-ray absorption spectroscopy: The sample age matters” [6], “Electronic<br />

structure characterization of ultra low-k carbon doped oxide using soft X-ray emission<br />

spectroscopy” [7], “Transition layers at the SiO2 /SiC interface” [8], “Control of oxidation and<br />

reduction reactions at HfSiO/Si interfaces through N exposure or incorporation” [9] and “Charge<br />

transfer across the molecule/metal interface using the core hole clock” [10].<br />

Figure 10 shows several soft XAS spectra taken for Sr2FeMoO6 with additional total<br />

fluorescence yield (TFY) spectra recorded. Multiplet calculations for different Fe 2+ and Fe 3+ ratios<br />

are also shown in red lines [6]. Fig. 11 gives a series of C Kα RXES spectra from CDO acquired at<br />

298 eV, 289 eV, 287 eV, 286 eV and 280.5 eV for (i) to (v) respectively [7]. CDO (Carbon doped<br />

oxide) is a ultra low-k (ULK) material with its k value less than 2.5, which is a good candidate for<br />

new generation semiconductor IC application for dimension less than 50nm.<br />

Fig. 11 shows (a) Z-contrast STEM image, (b) Si-L2,3 edge (99 eV) and (c) C-K edge (284 eV)<br />

from the SiO2 /4H-SiC interface [8]. Fig. 12 shows photoemission spectra of (a) Hf 4f and (b) Si 2p<br />

from the HfSiON film with the N2 partial pressure (PN2) dependence [9].<br />

Fig. 11 (a) Z-contrast STEM image, (b) Si-L2,3<br />

edge (99 eV) and (c) C-K edge (284 eV) of the SiO2<br />

/4H-SiC interface [8].<br />

8<br />

Fig. 12. (a) Hf 4f and (b) Si 2p photoemission<br />

spectra of the HfSiON film with the N2 partial<br />

pressure (PN2) dependence [9].


P.I.’s long term collaborator, Prof. Andrew Thye Shen Wee (National University of Singapore)<br />

and collaborators, have recently publish a good long review report “Charge transfer across the<br />

molecule/metal interface using the core hole clock”, at Surface Science Reports [10]. Fig. 13 shows<br />

Core-hole clock spectra for (a) a conjugated polymer of poly(para-phenylenevinylene) and (b)<br />

BFF-SAM on Au(111) across the N k-edge absorption threshold [10]. Fig. 14 shows (a)<br />

Synchrotron-based high-resolution C 1s core level PES spectrum of BFF-SAM on au(111)<br />

measured with photon energy of 350 eV, and (b) corresponding C k-edge NEXAFS spectrum. The<br />

right panel in Fig. 14 presents the detailed molecular structure of BFF-SAM with different carbon<br />

species [10].<br />

Fig. 13. Core-hole clock spectra for (a) a<br />

conjugated polymer of poly(para-phenylenevinylene)<br />

and (b) BFF-SAM on Au(111) across the N k-edge<br />

absorption threshold [10].<br />

9<br />

Fig. 14. (a) Synchrotron-based high-resolution C<br />

1s core level PES spectrum of BFF-SAM on Au(111)<br />

measured with photon energy of 350 eV, and (b)<br />

corresponding C k-edge NEXAFS spectrum. The<br />

right panel shows the detailed molecular structure<br />

of BFF-SAM with different carbon species [10].<br />

A4. Some useful related works from other research groups in Taiwan<br />

Prof. J. M. Chen, collaborators and others had performed a series of X-Ray Absorption<br />

Spectroscopy (XAS) studies for superconductors and other materials. Two plots below showed the<br />

Co L2,3-edge and O K-edge XNEAS and fits for superconductor [(Bi,Pb2Ba2O4±ω)]0.5CoO2 [11].<br />

Soft-XAS using BL20A with Mn-L2,3 and (b) Sn-M3 for LSnMO film was studied [12].


Ref. [12]: FIG. 3. The x-ray absorption spectra of (a) Mn-L2,3 and (b) Sn-M3 for LSnMO film, respectively.<br />

Spectra for various standard reference compounds are also displayed for comparison.<br />

Below show the Cu L3,2-edge for LiCu2O2 [13] and Fe L3,2-edge for Sr2FeMo1−xNbxO6 [14] soft<br />

X-ray absorption near edge spectra. In particular, ref. [14] is published in 2009 just a few days ago<br />

as P.I. prepare this proposal.<br />

10


(B) significance, objective, and expected outcome of the proposal<br />

1. Significance<br />

Research and development on wide energy gap semiconductors and structures for<br />

optoelectronic and electronic applications have been very active in recent years [15-20]. III-nitride<br />

semiconductors possess large direct band gaps, extremely high hardness, very large heterojunction<br />

offsets, high thermal conductivity and high melting temperature. Great breakthroughs have been<br />

achieved in recent years for their materials growth and device manufactures in applications in<br />

blue-UV light emitting diode (LED), laser diode (LD) and other optoelectronic and electronic<br />

devices. Taiwan industry for III-Nitride and III-V based LEDs have occupied an important position<br />

in the world range, which has provided most of materials studied in this proposal. We hope to serve<br />

for the further development of Taiwan industry in this field through our penetrating research<br />

including by help of powerful synchrotron radiation facilities.<br />

High energy and high intensity synchrotron radiation technology can be a powerful tool for<br />

materials fundamental research. It is worthy to perform more wide and extended investigation on<br />

those wide gap semiconductors, GaN, AlN, ZnO, SiC and oxides. To our previous experiences<br />

(even not very many) Soft X-ray Near-Edge Absorption Fine Structure Spectroscopy can play an<br />

11


important rule to promote research in this filed. A part of evidences have been presented in the<br />

section (A).<br />

2. Objective<br />

We plan to use <strong>NSRRC</strong> Soft X-ray Absorption Spectroscopy end station at BL20A to perform<br />

SR XAS and XES investigations on wide range of nano-structural materials and samples. Each<br />

material will include samples of undoped, n-type and p-type doped with different doping levels,<br />

varied compositions or growth conditions. These SR XAS and XES studies will be combined with<br />

many other optical, structural and other materials analytical measurements to reach comprehensive<br />

and penetrating understanding and control of materials properties.<br />

3. Research distinguishing feature<br />

The distinguishing features of the proposed research include: to get great potential in future<br />

spintronics applications on ZnMnO and related materials, to use the most advantages of synchrotron<br />

radiation technology which are unable to realize by ordinary XPS techniques. Using soft X-ray<br />

absorption spectroscopy (XAS) and X-ray emission spectroscopy (XES), we can obtained in depth<br />

the knowledge and information about the electronic structures and states, electronic properties of<br />

the surface and interface, chemical bonding states, oxidation states and Fermi level pinning on<br />

ZnMnO, wide gap semiconductors, GaN, InN, AlN, InGaN, AlGaN, AlInGaN, SiC, ZnO, ZnMgO<br />

and oxides of HfO2, Al2O3, Ga2O3, Si3N4, as well as related materials.<br />

4. Expected Outcome<br />

We’ve gotten all Near-edge X-ray absorption fine structure spectroscopy (NEXAFS) data for<br />

planed materials. Data analyses and processing will be performed. The corresponding information<br />

on the electronic structures and states, electronic properties of the surface and interface, chemical<br />

bonding states, crystallite size, strain analysis and extended defects can be obtained. Their effects<br />

from doping, composition and growth conditions should be gained, in combination with other<br />

results from optical and structural measurements on these samples. These provide in-depth<br />

knowledge on these advanced nano-semiconductors which are very useful to the R&D on these new<br />

generation materials. We should get 2-3 good papers for high SCI level journals or important<br />

international academic conferences per year. The work will lay a good foundation for further<br />

extensive R&D on other materials using synchrotron radiation technology.<br />

(C) Why Synchrotron Radiation is Needed<br />

The principal investigator (P.I.), Z. C. Feng (馮哲川), and collaborators including students<br />

have devoted in the research and exploration on various semiconductors and structures. We have<br />

performed multiple optical and structural investigations on different semiconductors with high<br />

values of outputs, for example, within only recent 3-years of 2006-2008, produced 25 SCI journal<br />

12


papers, selectively listed as [21-26]. However, the ordinary optical and structural techniques are<br />

limited in the exploration of materials properties in depth, which hindered the investigation in depth<br />

on these materials. The experimental techniques of synchrotron radiation high energy XPS and<br />

SR-XRD have been employed by us for further studies on semiconductor materials with significant<br />

results [27-29]. Near-Edge X-ray Absorption Fine Structure Spectroscopy (NEXAFS) using<br />

<strong>NSRRC</strong> beamline 17C for CdSeTe and CdZnTe alloys and MOCVD grown GaN on Si have been<br />

recently leaded to a series of significant conference papers and reports [30-32], which will be soon<br />

further going to make for high level journal papers. Also, <strong>NSRRC</strong> BL16A has been shown very<br />

suitable for our wide gap semiconductor SiC materials for the Si K-edge NEXAFS measurements<br />

[33]. High energy NEXAFS using BL17C with photon energy between 4-15 keV is suitable for<br />

K-edges of Ga, Zn, Se, Ge, Mn, Fe, Cu etc. The BL20A with photon energy in 60-1250 eV is<br />

powerful for soft x-ray near-edge absorption fine structure spectroscopy measurements on K-edges<br />

of elements O, N, C, and L-edges of Zn and lighter elements, which have been approved by our<br />

preliminary practice, listed in section A1, and others researches (A2, A3 and A4). So, we would have<br />

<strong>NSRRC</strong> above three powerful beamlines for entire energy spectral range of our wide gap<br />

semiconductors and oxides.<br />

Soft x-ray near-edge absorption fine structure spectroscopy on semiconductors and related<br />

materials can determine clearly their bulk electronic structure, electronic properties of the surface,<br />

near edge x-ray absorption fine structure, electronic states in valence and conduction bands with<br />

high energy resolution and advantage of the linear polarization of the synchrotron radiation and<br />

careful crystallographic orientation of the samples, to reveal the concentration of oxidation states, to<br />

identify the chemical bonding states of the buried silicon carbide layers and hydrogen-terminated<br />

surfaces as well as the Fermi level pinning. These are very significant to understand these advanced<br />

semiconductor materials. Near-edge X-ray absorption fine structure spectroscopy (NEXAFS) is a<br />

particularly useful and effective technique for simultaneously probing the surface chemistry, surface<br />

molecular orientation, degree of order, and electronic structure of III-Nitride, SiC- and ZnO-based,<br />

various oxides and other materials which are extremely needed for our research.<br />

(D) An estimate of the number of shifts required and the reason for using the beamline<br />

We propose to use the beamline BL20A for K-edge XAS measurements on elements N, C and<br />

O, and L-edge XAS for Zn, Mn, Co, Al, Mg, from our various advanced materials of GaN, InN,<br />

AlN, SiN, CNTs, SiC (3C-, 4H- and 6H-polytypes), nano-HfO2 and Al2O3 on Si, ZnO, ZnMgO,<br />

ZnMnO, ZnCoO, Ga2O3/GaAs and related materials. We propose to make a 2-years plan for a total<br />

of 36-shifts, with 6-shifts per 4-months. We can adjust, increase or decrease the use of shifts per<br />

4-months. After measurements, we perform data processing and theoretical analyses. And this study<br />

is useful to further deepen our understanding for the physical and chemical properties of these wide<br />

energy gap semiconductors and oxides.<br />

13


(E) List of publications relevant to <strong>NSRRC</strong> beamlines during the preceding year<br />

1. Publications (cited in above text)<br />

[1] S. C. Ray, C. W. Pao and H. M. Tsai ed. “Electronic structures and bonding properties of chlorine-treated<br />

nitrogenated carbon nanotubes: X-ray absorption and scanning photoelectron microscopy studies” Appl.<br />

Phys. Lett. 90, 192107 (2007).<br />

[2] M. Lubbe, P.R. Bressler and W. Braun ed. “Near edge x-ray absorption fine structure characterization of<br />

polycrystalline GaN grown by nitridation of GaAs (001)” J. Appl. Phys. 86, 209 (1999).<br />

[3] Zhongrui Li, Liang Zhang and Daniel E. Resasco ed.”Angle-resolved x-ray absorption near edge<br />

structure study of vertically aligned single-walled carbon nanotubes” Appl. Phys. Lett. 90, 103115<br />

(2007).<br />

[4] H. Takahashi, J. Okabayashi and S. Toyoda ed. ”Mechanism of Hf-silicide formation at interface<br />

between poly-Si electrode and HfO2 /Si gate stacks studied by photoemission and x-ray absorption<br />

spectroscopy” J. Appl. Phys. 99, 113710 (2006).<br />

[5] J. W. Chiou, H. M. Tsai and C. W. Pao ed. ”Comparison of the electronic structure of Zn1-xCoxO and<br />

Zn1-xMgxO nanorods using x-ray absorption and scanning photoelectron microscopies” Appl. Phys. Lett.<br />

89, 043121 (2006).<br />

[6] K. Kuepper, M. Raekers, C. Taubitz, H. Hesse, M. Neumann, A. T. Young, C. Piamonteze, F. Bondino,<br />

and K. C. Prince, “Fe valence state of Sr2FeMoO6 probed by x-ray absorption spectroscopy: The sample<br />

age matters”, J. Appl. Phys. 104, 036103 (2008).<br />

[7] I. Reid, Y. Zhang, A. DeMasi, G. Hughes, K.E. Smith, “Electronic structure characterization of ultra<br />

low-k carbon doped oxide using soft X-ray emission spectroscopy”, Thin Solid Films 516, 4851 (2008).<br />

[8] Tsvetanka Zheleva, Aivars Lelis, Gerd Duscher, Fude Liu, Igor Levin, and Mrinal Das, “Transition layers<br />

at the SiO2 /SiC interface”, Appl. Phys. Lett. 93, 022108 (2008).<br />

[9] H. Kamada, T. Tanimura, S. Toyoda, H. Kumigashira, M. Oshima, G. L. Liu, Z. Liu, and K. Ikeda,<br />

“Control of oxidation and reduction reactions at HfSiO/Si interfaces through N exposure or<br />

incorporation”, Appl. Phys. Lett. 93, 212903 (2008).<br />

[10] Li Wang, Wei Chen, Andrew Thye Shen Wee, “Charge transfer across the molecule/metal interface<br />

using the core hole clock”, Surface Science Reports 63, 465–486 (2008).<br />

[11] K. Sakai, M. Karppinen, J. M. Chen, R. S. Liu, S. Sugihara and H. Yamauchi, “Pb-for-Bi substitution<br />

for enhancing thermoelectric characteristics of [(Bi,Pb2Ba2O4±ω)]0.5CoO2”, Appl. Phys. Lett. 88,<br />

232102 (2006).<br />

[12] T. Y. Cheng, C. W. Lin, L. Chang, C. H. Hsu, J. M. Lee, J. M. Chen, J.-Y. Lin, K. H. Wu, T. M. Uen, Y.<br />

S. Gou, and J. Y. Juang, “Magnetotransport properties, electronic structure, and microstructure of<br />

La0.7Sn0.3MnO3 thin films”, Phys. Rev. B 74, 134428 (2006).<br />

[13] C. L. Chen, K. W. Yeh, D. J. Huang, F. C. Hsu, Y. C. Lee, S. W. Huang, G. Y. Guo, H.-J. Lin, S. M.<br />

Rao, and M. K. Wu, “Orbital polarization of the unoccupied states in multiferroic LiCu2O2”, Phys. Rev.<br />

B 78, 214105 (2008).<br />

[14] B.-G. Park, Y.-H. Jeong, and J.-H. Park, J. H. Song, J.-Y. Kim, H.-J. Noh, H.-J. Lin and C. T. Chen,<br />

“Physical properties and electronic evolution of Sr2FeMo1−xNbxO6 (0


[23] K. Y. Lo, Y. J. Huang, J. Y. Huang, Z. C. Feng, W. E. Fenwick, M. Pan and I. T. Ferguson, “Reflective<br />

Second Harmonic Generation from ZnO thin films: A study on the Zn-O bonding”, Appl. Phys. Lett. 90,<br />

161904 (2007).<br />

[24] S. J. Wang, Nola Li, E. H. Park, Z. C. Feng, A. Valencia, J. Nause and I. T. Ferguson, “Metalorganic<br />

Chemical Vapor Deposition of InGaN Layers on ZnO Substrates”, J. Appl. Phys. 102, 106105 (2007).<br />

[25] Z. C. Feng, S. C. Lien, J. H. Zhao, X. W. Sun and W. Lu, “Structural and Optical Studies on<br />

Ion-implanted 6H-SiC Thin Films”, Thin Solid Films, 516, no.16, 5217-5226 (2008).<br />

[26] S. Sun, G. S. Tompa, C. Rice, X. W. Sun, Z. S. Lee, S. C. Lien, C. W. Huang, L. C. Cheng and Z. C.<br />

Feng, “Metal organic chemical vapor deposition and investigation of ZnO thin films grown on sapphire”,<br />

Thin Solid Films, 516, no.16, 5572-5277 (2008).<br />

[27] Z.C. Feng, L.C. Cheng, C.W. Huang and Y.L. Wang, “Synchrotron Radiation X-ray Photoelectron<br />

Spectroscopy and X-ray Diffraction Investigation on Si-based Structures for Sub-micron Si-IC<br />

Applications”, TAIWAN-INDIA CONFERENCE ON NANOMATERIALS, Taoyuan, Taiwan, OS-07,<br />

9-pages (2006).<br />

[28] L. C. Cheng, F. C. Hou, Z. C. Feng, C. C. Tin, C. H. Kuan, Y. W. Yang, “Raman Scattering and X-ray<br />

Photoelectron Spectroscopy Studies of Cubic Silicon Carbide grown on Si(100) by Chemical Vapor<br />

Deposition”, International Workshop on Widegap Semiconductors (IWWWS) 2007, 6-pages, CD-1.<br />

[29] S. Sun, G. S. Tompa, C. Rice, X. W. Sun, Z. S. Lee, S. C. Lien, C. W. Huang, L. C. Cheng and Z. C.<br />

Feng, “Metal organic chemical vapor deposition and investigation of ZnO thin films grown on sapphire”,<br />

Thin Solid Films, 516, no.16, 5572-5277 (2008).<br />

[30] Yen-Ting Chen, Zhe Chuan Feng, Jyh-Fu Lee, Ian Ferguson, and Weijie Lu, “X-ray Absorption<br />

Fine-structure Spectroscopy Investigation on CdSeTe Alloys for Photovoltaic Application”, International<br />

Electron Devises and Materials Symposia (IEDMS) 2008, 4-pages, CD-496.<br />

[31] Yi-Li Tu, Yen-Ting Chen, Zhe Chuan Feng, N.C. Chen, Jyh-Fu Lee, “X-ray Absorption Fine-Structure<br />

Spectroscopy Investigation of GaN Thin Films on Si”, International Conference on Optics and Photonics<br />

in Taiwan (OPT) 2008, Taipei, 4-pages, CD Sat-S32-02.<br />

[32] Yen-Ting Chen, Yu Li Wu, Zhe Chuan Feng, Jyh-Fu Lee, and Weijie Lu, “X-ray Absorption<br />

Fine-structure Spectroscopy on CdZnTe Ternary Alloys”, International Conference on Optics and<br />

Photonics in Taiwan (OPT) 2008 & International Symposium on Solar Cell Technology (ISSCT) 2008,<br />

Taipei, 4-pages, CD Sat-S26-02.<br />

[33] Yi-Li Yu, Tse-Yang Lin, Zhe Chuan Feng, Ling-Yun Jang, and Weijie Lu, “Synchrotron Radiation<br />

X-Ray Absorption Spectroscopy Investigation on Bulk SiC Materials”, <strong>NSRRC</strong> 2008 user meeting and<br />

symposia.<br />

2. abstract title for <strong>NSRRC</strong> users' meeting<br />

Synchrotron radiation Soft X-ray absorption spectroscopy investigation on advanced<br />

semiconductors and oxides for Taiwan industry application.<br />

2. abstract title for<br />

Soft X-ray absorption spectroscopy studies on advanced semiconductors and oxides for LED<br />

industry application by help of synchrotron radiation technology.<br />

(F) List of publications relevant to synchrotron radiation within past five years<br />

1. from others:<br />

[1-14] listed in E1 already, not repeated.<br />

2. from our own works:<br />

[29-33] listed in E1 already, not repeated.<br />

15


Appendix PI’s Brief bibliography<br />

Prof. Zhe Chuan FENG, received the BS and M.S. from Peking University, engaged in<br />

semiconductor growth, process, devices fabrication, test, semiconductor lasers and waveguide<br />

optics, college teachings till 1982 in China. Since late 1982, he has moved to USA and has been a<br />

US citizen. He studied and got the Ph. D in University of Pittsburgh, 1987. He had worked at<br />

Emory University (1988-92), National University of Singapore (92-94), Georgia Tech (95),<br />

EMCORE Corporation (95-97), Institute of Materials Research & Engineering, Singapore<br />

(98-2001), Axcel Photonics (2001-02) and Georgia Tech (2002-03), in all places with fruitful<br />

results and achievements. Since August 2003, Feng has joined National Taiwan University as a<br />

professor at Graduate Institute of Electro-Optical Engineering & Department of Electrical<br />

Engineering, currently focusing on MOCVD growth and investigation of wide energy gap and<br />

nano-structural semiconductors of III-Nitrides, SiC and ZnO, as well as III-V and other<br />

semiconductor and oxides materials and devices.<br />

Feng has edited and published seven review books on advanced compound semiconductors<br />

and microstructures, porous Si, SiC and III-Nitrides materials, devices and nano-engineering, and<br />

published ~380 scientific/technical papers with ~150 selected by Science Citation Index and cited<br />

>1500 times. He has been symposium organizer and invited speaker in different international<br />

conferences and universities, Guest Editors of two international journals: Thin Solid Films, and<br />

Surface & Coatings Technology, for two special issues (2006), a reviewer of Physics Review<br />

Letters, Physics Review B, IEEE Photonics Technology Letters and several other international<br />

journals. He is currently the 理事 of 台灣鍍膜科技協會 http://www.tact.org.tw/, a member of<br />

International Organizing Committee of Asian Conferences on Chemical Vapor Deposition, and<br />

visiting/Guest professors at Nankai University, Tianjin Normal University and Huazhong University<br />

of Science & Technology. Details can be seen from his webs in: http://www.ee.ntu.edu.tw/;<br />

http://www.gipo.ntu.edu.tw/.<br />

16

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