2022-03-22 GDD

Our customer proposition for ‘Single Investments’
This service is suitable for customers who wish to invest in a single asset type or investment
manager. It is suited both to smaller investments of less than £100,000, as well as larger
investments where a discretionary fund manager is to be appointed.
This service is not suitable for customers intending to hold investments in multiple asset
types or through more than one investment manager. It is also not suitable for customers
requiring limited or one-off advice.
We will take over servicing of an existing portfolio of investments and make necessary
recommendations to ensure it is both tax-efficient and consistent with the customer’s
tolerance to risk and requirement for future returns.
Once we have provided our advice, and we have received instructions on how the customer
wishes to proceed, we will then arrange for the agreed transactions to be carried out.
Where you have asked us to provide continuing oversight, we will also:
• Forward any relevant communications received from product providers from whom you
have transferred servicing rights responsibilities to us.
• Monitor any changes in legislation, tax allowance, product terms and product provider
status and notify you where these impact on those objectives, attitude to risk and
personal circumstances you have notified to us.
• Undertake a formal review of our original advice and recommendations at intervals of
twelve months.
• Calculate and provide you with a valuation of your investments at quarterly intervals.
How much does it cost?
• To take over your existing investments, prepare our advice and carry out transactions:
Value of investments
Charge rate
£1 - £50,000 £600
£50,001 - £100,000 £831
£100,001 - £150,000 £1,063
£150,001 - £200,000 £1,294
£200,001 - £250,000 £1,526
£250,001 - £300,000 £1,758
£300,001 - £350,000 £1,989
Page 23 of 34 General Disclosure Document 23/3/2022