TIAPS ALB_Module 2E. Data Analytics for Internal Auditing

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Global Risks Report 2023, World Economic Forum, 2023. https://www3.weforum.org/docs/WEF_Global_Risks_Report_2023.pdf Guidelines for Conducting a Quality Assessment (QA), Deutsches Institut für Interne Revision e.V. (IIA–Germany), September 2007. https://www.diir.de/fileadmin/fachwissen/standards/downloads/DIIR_Revisionsstandard_ Nr_3_englisch_V1.1.pdf IIA Global Perspectives and Insights Artificial Intelligence three parts, The IIA, 2017-18. IIA Competency Framework, The IIA, 2022. https://www.theiia.org/globalassets/documents/standards/ia-competencyframework/2022-4103-sem-competency-framework-graphics-table_fnl.pdf https://www.theiia.org/en/content/articles/global-perspectives-and-insights/2018/artificialintelligence-internal-audits-role-and-introducing-a-new-framework-part-1/ https://www.theiia.org/globalassets/documents/content/articles/gpi/2017/december/gpiartificial-intelligence-part-ii.pdf https://www.theiia.org/en/content/articles/global-perspectives-and-insights/2018/artificialintelligence-part-iii/ IIA Position Paper: Staffing/Resourcing Considerations for Internal Audit Activity, The IIA, 2018. https://www.theiia.org/globalassets/documents/resources/staffing-considerationsfor-internal-audit-activity-may-2018/staffing-considerations-for-internal-audit-activity.pdf The Institute of Internal Auditors’ Quality Assessment Manual for the Internal Audit Activity, 6th Edition. https://www.theiia.org/en/products/bookstore/quality-assessment-manual-forthe-internal-audit-activity-qa-manual/ Internal Audit Capability Model (IA-CM) for the Public Sector, The IIA, 2023. https://www.theiia.org/en/promotions/bookstore/IA-CM/ Internal Audit’s Role in ESG Reporting, The IIA, 2021. https://www.theiia.org/globalassets/documents/standards/implement-thestandards/2021/internal-audits-role-in-esg-reporting-independent-assurance-is-critical-toeffective-sustainability-reporting/white-paper-internal-audits-role-in-esg-reporting.pdf International Professional Practices Framework, The IIA, 2016. https://www.theiia.org/en/standards/international-professional-practicesframework/?gclid=CjwKCAiA0JKfBhBIEiwAPhZXDwsJCKbFTF34RJmKqKME7VhbLi9b0 s_GYUUIcz-ae9H7y8VAyBYe-RoCuH8QAvD_BwE ISO 31000: Risk Management, ISO, 2018. Landry, Lauren, “How to Delegate Effectively: 9 Tips For Managers,” Harvard Business School, 2020. https://online.hbs.edu/blog/post/how-to-delegate-effectively Lean Auditing (Part 1): Rethinking Internal Audit Using Lean Techniques to Enhance Value and Improve Productivity, efficientlearning.com, https://www.efficientlearning.com/blog/lean-auditing-part-one/ 81
Lean Auditing (Part 2): Rethinking Internal Audit Using Lean Techniques to Enhance Value and Improve Productivity, efficientlearning.com https://www.efficientlearning.com/blog/lean-auditing-part-two/ Lean Auditing (Part 3): Rethinking Internal Audit Using Lean Techniques to Enhance Value and Improve Productivity, efficientlearning.com https://www.efficientlearning.com/blog/lean-auditing-part-three/ Local Management Guide: The Practice of Internal Controls, Office o the New York State Comptroller, 2010. https://www.osc.state.ny.us/files/localgovernment/publications/pdf/the-practice-of-internal-controls.pdf Mintzberg, Henry, Mintzberg on Management, Free Press, Simon & Schuster, Inc., 1989. “One page audit report: maximizing efficiency, elevating impact,” AuditBoard, 2022. https://www.auditboard.com/blog/one-page-audit-report-maximizing-efficiency-elevatingimpact/ Paterson, James, Lean Auditing: Driving Added Value and Efficiency in Internal Audit, Wiley, 2015. “Planning for uncertainty: the rise of the flexible audit plan,” AuditBoard, 2022. https://www.auditboard.com/blog/planning-for-uncertainty-the-rise-of-the-flexible-auditplan/ Practice Guide: Auditing Culture, The IIA, 2019. https://www.theiia.org/globalassets/documents/content/articles/guidance/practiceguides/auditing-culture/pg-auditing-culture.pdf Practice Guide: Auditing Third Party Risk Management, The IIA, 2018. https://www.theiia.org/globalassets/documents/content/articles/guidance/practiceguides/auditing-third-party-risk-management/pg-auditing-third-party-riskmanagement.pdf Practice Guide: Developing the Internal Audit Strategic Plan, The IIA, 2012. https://www.theiia.org/globalassets/documents/content/articles/guidance/practiceguides/developing-the-internal-audit-strategic-plan/pg-developing-the-internal-auditstrategic-plan.pdf The Agile Internal Audit Journey Series Part 1: Transforming Internal Audit To Add Greater Value, BakerTilly, 2019. https://www.bakertilly.com/insights/the-agile-internal-auditjourney-series-part-i--transforming-internal-audit-to-add-greater-value Practice Guide: Quality Assurance and Improvement Program, The IIA, 2012. https://www.theiia.org/globalassets/documents/content/articles/guidance/practiceguides/quality-assurance-and-improvement-program/ippf-pg---quality-assurance-andimprovement-program.pdf Risk Appetite: Critical to Success, COSO, 2020. https://www.coso.org/Shared%20Documents/COSO-Guidance-Risk-Appetite-Critical-to- Success.pdf 82
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