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Electoral-Management-Reference-Model-v.1.0

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In spite of all of this complexity, there must be one active record and physical address for each<br />

registered elector in the database to ensure the fundamental principle of one person one vote. To<br />

identify matches, some agencies use deterministic matching algorithms, others use probabilistic<br />

algorithms, and others rely extensively on manual reviews (see Matching Algorithms text box).<br />

Regardless of the type of matching system<br />

used, agency staff who are trained in how to<br />

find and consider the information necessary<br />

to determine whether two or more records<br />

represent the same elector are involved in<br />

reviewing records that are not automatically<br />

matched.<br />

After the matching processes are complete,<br />

the appropriate transactions are applied to<br />

the register. If the new data matches an<br />

existing record in the register, the transaction<br />

may be an update, a confirm, or a remove.<br />

When no match is found, the elector record<br />

is added to the register as a new elector.<br />

Records with multiple matches are reviewed<br />

manually. A history of transactions may be<br />

maintained in the register, including the date<br />

and source of new information for each<br />

transaction.<br />

In the case of registration data from other<br />

electoral agencies, transactions cannot<br />

always be applied immediately. For<br />

instance, if there is uncertainty about<br />

Matching Algorithms<br />

Deterministic matching uses a combination<br />

of algorithms and business rules to determine<br />

when two records match. The match is<br />

determined by the satisfaction of one or more<br />

business rules. Deterministic matching<br />

systems do not scale well because, for<br />

instance, if a new attribute is added, the<br />

number of business rules multiplies and<br />

system performance may be affected. This<br />

approach is best suited to situations where<br />

exact matches are anticipated and the number<br />

of records is relatively small.<br />

Probabilistic matching uses likelihood ratio<br />

theory to assign a probability of a match (e.g.,<br />

76% likely to be a match). Agencies can set<br />

their own thresholds for probabilities that<br />

correspond to an automatic match and a range<br />

of probabilities that should be manually<br />

reviewed. These approaches are best suited<br />

to systems where the number of attributes is<br />

high and the datasets are large.<br />

whether an elector meets a local residency requirement, the transaction may not become active<br />

until after the residency period has been satisfied. In B.C., new registrations from the National<br />

Register of Electors become active after six months, which is the B.C. residency requirement<br />

under local legislation.<br />

Register Maintenance also involves running checks to ensure the integrity of the data in the<br />

register of electors. The ability to produce custom reports to identify subsets of elector records<br />

that satisfy specified criteria is very important. For instance, a report that identifies elector<br />

records that have not been updated in the last ten years may be helpful in identifying records that<br />

should be set to ‘inactive’. Reporting is also an essential part of identifying and correcting data<br />

irregularities, such as records with missing birth dates, or electors whose age falls outside of an<br />

acceptable range (e.g., over 100 or under 18).<br />

Sometimes mailings are conducted to subsets of elector records suspected of being out-of-date.<br />

When mail is returned to the agency as undeliverable, the information is used to update the<br />

register. The register of electors is often used as a source of custom mailing lists for elector<br />

31<br />

April 9, 2010

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