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<strong>Electromagnetic</strong> <strong>Waves</strong><br />

May 4, 2010 1<br />

1 J.D.Jackson, ”Classical Electrodynamics”, 2nd Edition, Section 7<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Maxwell Equations<br />

⋆ A basic feature of Maxwell equations for the EM field is the existence<br />

of travelling wave solutions which represent the transport of energy from<br />

one point to another.<br />

⋆ The simplest and most fundamental EM waves are transverse, plane<br />

waves.<br />

In a region of space where there are no free sources (ρ = 0, J = 0),<br />

Maxwell’s equations reduce to a simple form given<br />

∇ · E = 0 , ∇ × E <br />

1 ∂<br />

+<br />

c<br />

B<br />

∂t<br />

∇ · B = 0 , ∇ × B − µɛ<br />

c<br />

where D and H are given by relations<br />

∂ E<br />

∂t<br />

= 0<br />

= 0 (1)<br />

D = ɛ E and H = 1<br />

µ B (2)<br />

where ɛ is the electric permittivity and µ the magnetic permeability<br />

which assumed to be independent of the frequency.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Plane <strong>Electromagnetic</strong> <strong>Waves</strong><br />

Maxwell’s equations can be written as<br />

∇ 2<br />

µɛ<br />

B −<br />

c2 ∂2 B<br />

∂t 2 = 0 and ∇2 µɛ<br />

E −<br />

c2 ∂2 E<br />

= 0 (3)<br />

∂t 2<br />

In other words each component of B and E obeys a wave equation of<br />

the form:<br />

∇ 2 u − 1<br />

v 2<br />

∂2u = 0<br />

∂t 2 where<br />

c<br />

v = √<br />

µɛ<br />

(4)<br />

is a constant with dimensions of velocity characteristic of the medium.<br />

The wave equation admits admits plane-wave solutions:<br />

u = e i k·x−iωt<br />

E(x, t) = Ee ikn·x−iωt<br />

and B(x, t) = Be ikn·x−iωt<br />

where the relation between the frequency ω and the wave vector k is<br />

k = ω<br />

v = √ µɛ ω<br />

c<br />

or k · k =<br />

ω<br />

v<br />

also the vectors n, E and B are constant in time and space.<br />

2<br />

<strong>Electromagnetic</strong> <strong>Waves</strong><br />

(5)<br />

(6)<br />

(7)


If we consider waves propagating in one direction, say x-direction then<br />

the fundamental solution is:<br />

u(x, t) = Ae ik(x−vt) + Be −ik(x+vt)<br />

which represents waves traveling to the right and to the left with<br />

propagation velocities v which is called phase velocity of the wave.<br />

⋆ From the divergence relations of (1) by applying (6) we get<br />

(8)<br />

n · E = 0 and n · B = 0 (9)<br />

This means that E (or E) and B (or B) are both perpendicular to the<br />

direction of propagation n. Such a wave is called transverse wave.<br />

⋆ The curl equations provide a further restriction<br />

B = √ µɛn × E and E = − 1<br />

√µɛ n × B (10)<br />

The combination of equations (9) and (10) suggests that the vectors n, E<br />

and B form an orthonormal set.<br />

Also, if n is real, then (10) implies that that E and B have the same<br />

phase.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


It is then useful to introduce a set of real mutually orthogonal unit<br />

vectors (ɛ1,ɛ2,n).<br />

In terms of these unit vectors the field<br />

strengths E and B are<br />

or<br />

E = ɛ1E0 , B <br />

√<br />

= ɛ2 µɛE0<br />

E = ɛ2E ′ 0 , B <br />

√ ′<br />

= −ɛ1 µɛE 0<br />

(11)<br />

(12)<br />

E0 and E ′ 0 are constants, possibly complex.<br />

In other words the most general way to write the electric/magnetic field<br />

vector is:<br />

E = (E0 ɛ1 + E ′ 0 ɛ2)e ikn·x−iωt<br />

B = √ µɛ(E0 ɛ2 − E ′ 0 ɛ1)e ikn·x−iωt<br />

<strong>Electromagnetic</strong> <strong>Waves</strong><br />

(13)<br />

(14)


Thus the wave described by (6) and<br />

(11) or (12) is a transverse wave<br />

propagating in the direction n.<br />

Or that E and B are oscillating in a<br />

plane perpendicular to the wave<br />

vector k, determining the direction<br />

of propagation of the wave.<br />

The energy flux of EM waves is described by the real part of the<br />

complex Poynting vector<br />

<br />

1 c<br />

S =<br />

2 4π E × H ∗ = 1 c<br />

2 4π<br />

<br />

ER × HR + EI × <br />

HI + i EI × HR − ER × <br />

HI<br />

where E and H are the measured fields at the point where S is<br />

evaluated. 2<br />

2 Note : we use the magnetic induction H because although B is the applied<br />

induction, the actual field that carries the energy and momentum in media is H.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


The time averaged flux of energy is:<br />

<br />

<br />

c ɛ<br />

S =<br />

8π µ |E0| 2n (15)<br />

The total time averaged density (and not just the energy density<br />

associated with the electric field component) is:<br />

u = 1<br />

<br />

ɛ<br />

16π<br />

E · E ∗ + 1<br />

µ B · B ∗<br />

<br />

= ɛ 2<br />

|E0|<br />

8π<br />

(16)<br />

The ratio of the magnitude of (15) to (16) is the speed of energy flow i.e.<br />

v = c/ √ µɛ. 3 (Prove the above relations)<br />

Project:<br />

What will happen if n is not real?<br />

What type of waves you will get?<br />

What will be the form of E?<br />

3 Note: To prove the above relations use 〈cos 2 x〉 = 1/2 and since<br />

ER = ( E + E ∗ )/2 we get 〈 E 2 R〉 = E · E ∗ /2.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Linear and Circular Polarization of EM <strong>Waves</strong><br />

The plane wave (6) and (11) is a wave with its electric field vector always<br />

in the direction ɛ1. Such a wave is said to be linearly polarized with<br />

polarization vector ɛ1. The wave described by (12) is linearly polarized<br />

with polarization vector ɛ2 and is linearly independent of the first.<br />

The two waves :<br />

E1 = ɛ1E1e i k·x−iωt , E2 = ɛ2E2e i k·x−iωt<br />

with (17)<br />

Bi = √ µɛ k × Ei<br />

, i = 1, 2<br />

k<br />

Can be combined to give the most general homogeneous plane waves<br />

propagating in the direction k = kn,<br />

E(x, t) = (ɛ1E1 + ɛ2E2) e i k·x−iωt<br />

E(x, t) =<br />

(18)<br />

<br />

ɛ1|E1| + ɛ2|E2|e i(φ2−φ1)<br />

e ik·x−iωt+iφ1 (19)<br />

The amplitudes E1 = |E1|e iφ1 and E2 = |E2|e iφ2 are complex numbers in<br />

order to allow the possibility of a phase difference between waves of<br />

different polarization.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


LINEARLY POLARIZED<br />

If the amplitudes E1 = |E1|e iφ1 and E2 = |E2|e iφ2 have the same phase<br />

(18) represents a linearly polarized wave with the polarization vector<br />

making an angle θ = tan −1 (ℜ(E2)/ℑ(E1)) (which remains constant as<br />

the field evolves in space and time) with ɛ1 and magnitude<br />

E = E 2 1 + E 2 2 .<br />

ELLIPTICALLY POLARIZED<br />

If E1 and E2 have the different phase the wave (18) is elliptically<br />

polarized and the electric vector rotates around k.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Circular Polarization<br />

• E1 = E2 = E0<br />

• φ1 − φ2 = ±π/2 and the wave becomes<br />

E(x, t) = E0 (ɛ1 ± iɛ2) e i k·x−iωt<br />

(20)<br />

At a fixed point in space, the fields are such<br />

that the electric vector is constant in<br />

magnitude, but sweeps around in a circle at<br />

a frequency ω.<br />

The components of the electric field, obtained by taking the real part of<br />

(20)<br />

Ex(x, t) = E0 cos(kz − ωt) , Ey (x, t) = ∓E0 cos(kz − ωt) (21)<br />

For the upper sign (ɛ1 + iɛ2) the rotation is counter-clockwise when the<br />

observer is facing into the oncoming wave. The wave is called left<br />

circularly polarized in optics while in modern physics such a wave is said<br />

to have positive helicity.<br />

For the lower sign (ɛ1 − iɛ2) the wave is right circularly polarized or it<br />

has negative helicity.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Elliptically Polarized EM <strong>Waves</strong><br />

An alternative general expression for E can be given in terms of the<br />

complex orthogonal vectors<br />

with properties<br />

ɛ± = 1<br />

√ 2 (ɛ1 ± iɛ2) (22)<br />

ɛ ∗ ± · ɛ∓ = 0 , ɛ ∗ ± · ɛ3 = 0 , ɛ ∗ ± · ɛ± = 1 . (23)<br />

Then the general representation of the electric vector<br />

E(x, t) = (E+ɛ+ + E−ɛ−) e i k·x−iωt<br />

where E− and E+ are complex amplitudes<br />

If E− and E+ have different amplitudes but the same phase eqn (24)<br />

represents an elliptically polarized wave with principle axes of the<br />

ellipse in the directions of ɛ1 and ɛ2.<br />

The ratio of the semimajor to semiminor axis is |(1 + r)/(1 − r)|, where<br />

E−/E+ = r.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong><br />

(24)


The ratio of the semimajor to semiminor axis is |(1 + r)/(1 − r)|, where<br />

E−/E+ = r.<br />

If the amplitudes have a phase difference between them E−/E+ = re iα ,<br />

then the ellipse traced out by the E vector has its axes rotated by an<br />

angle α/2.<br />

Figure: The figure shows the general case of elliptical polarization and<br />

the ellipses traced out by both E and B at a given point in space.<br />

Note : For r = ±1 we get back to a linearly polarized wave.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Polarization<br />

Figure: The figure shows the linear, circular and elliptical polarization<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Stokes Parameters<br />

The polarization content of an EM wave is known if it can be written in<br />

the form of either (18) or (24) with known coefficients (E1, E2) or<br />

(E−, E+) .<br />

In practice, the converse problem arises i.e. given a wave of the form (6),<br />

how can we determine from observations on the beam the state of<br />

polarization?<br />

A useful tool for this are the four Stokes parameters. These are<br />

quadratic in the field strength and can be determined through intensity<br />

measurements only. Their measurements determines completely the state<br />

of polarization of the wave.<br />

For a wave propagating in the z-direction the scalar products<br />

ɛ1 · E , ɛ2 · E , ɛ ∗ + · E , ɛ ∗ − · E (25)<br />

are the amplitudes of radiation respectively, with linear polarization in<br />

the x-direction, linear polarization in the y-direction, positive helicity<br />

and negative helicity.<br />

The squares of these amplitudes give a measure of the intensity of each<br />

type of polarization.<br />

The phase information can be taken by using cross products<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


In terms of the linear polarization bases (ɛ1, ɛ2), the Stokes parameters<br />

are:<br />

s0 = |ɛ1 · E| 2 + |ɛ2 · E| 2 = a 2 1 + a 2 2<br />

s1 = |ɛ1 · E| 2 − |ɛ2 · E| 2 = a 2 1 − a 2 2<br />

<br />

s2 = 2ℜ (ɛ1 · E) ∗ (ɛ1 · <br />

E) = 2a1a2 cos(δ1 − δ2) (26)<br />

<br />

s3 = 2ℑ (ɛ1 · E) ∗ (ɛ1 · <br />

E) = 2a1a2 sin(δ1 − δ2)<br />

where we defined the coefficients of (18) or (24) as magnitude times a<br />

phase factor:<br />

E1 = a1e iδ1 , E2 = a2e iδ2 , E+ = a+e iδ+ , E− = a−e iδ− (27)<br />

Here s0 and s1 contain information regarding the amplitudes of linear<br />

polarization, whereas s2 and s3 say something about the phases.<br />

Knowing these parameters (e.g by passing a wave through perpendicular<br />

polarization filters) is sufficient for us to determine the amplitudes and<br />

relative phases of the field components.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Stokes Parameters<br />

In terms of the linear polarization bases (ɛ+, ɛ−), the Stokes parameters<br />

are:<br />

s0 = |ɛ ∗ + · E| 2 + |ɛ ∗ − · E| 2 = a 2 + + a 2 −<br />

<br />

s1 = 2ℜ (ɛ ∗ + · E) ∗ (ɛ ∗ − · <br />

E) = 2a+a− cos(δ− − δ+) (28)<br />

<br />

s2 = 2ℑ (ɛ ∗ + · E) ∗ (ɛ ∗ − · <br />

E) = 2a+a− sin(δ− − δ+)<br />

s3 = |ɛ ∗ + · E| 2 − |ɛ ∗ − · E| 2 = a 2 + − a 2 −<br />

Notice an interesting rearrangement of roles of the Stokes parameters<br />

with respect to the two bases.<br />

The four Stokes parameters are not independent since they depend on<br />

only 3 quantities a1, a2 and δ1 − δ2. They satisfy the relation<br />

s 2 0 = s 2 1 + s 2 2 + s 2 3 . (29)<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Reflection & Refraction of EM <strong>Waves</strong><br />

The reflection and refraction of light at a plane surface between two<br />

media of different dielectric properties are familiar phenomena.<br />

The various aspects of the phenomena divide themselves into two classes<br />

◮ Kinematic properties:<br />

◮ Angle of reflection = angle of incidence<br />

◮ sin i n′<br />

Snell’s law: sin r = n where i, r are the angles of incidence<br />

and refraction, while n, n ′ are the corresponding indices of<br />

refraction.<br />

◮ Dynamic properties:<br />

◮ Intensities of reflected and refracted radiation<br />

◮ Phase changes and polarization<br />

⋆ The kinematic properties follow from the wave nature of the<br />

phenomena and the need to satisfy certain boundary conditions (BC).<br />

But not on the detailed nature of the waves or the boundary conditions.<br />

⋆ The dynamic properties depend entirely on the specific nature of<br />

the EM fields and their boundary conditions.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


Figure: Incident wave k strikes plane interface between different media,<br />

giving rise to a reflected wave k ′′ and a refracted wave k ′ . The media<br />

below and above the plane z = 0 have permeabilities and dielectric<br />

constants µ, ɛ and µ’, ɛ’ respectively. The indices of refraction are<br />

n = √ µɛ and n ′ = √ µ ′ ɛ ′ .<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


According to eqn (18) the 3 waves are:<br />

INCIDENT<br />

REFRACTED<br />

REFLECTED<br />

E = E0e i k·x−iωt , B = √ µɛ k × E<br />

k<br />

E ′ = E ′ 0e i k ′ ·x−iωt , B ′ = µ ′ ɛ ′ k ′ × E ′<br />

E ′′ = E ′′<br />

0 e i k ′′ ·x−iωt , B ′ = µ ′ ɛ ′ k ′′ × E ′′<br />

k ′′<br />

The wave numbers have magnitudes:<br />

| k| = | k ′′ | = k = ω<br />

c<br />

k ′<br />

(30)<br />

(31)<br />

(32)<br />

√<br />

µɛ , | ′ ′ ω <br />

k | = k = µ ′ ɛ ′ (33)<br />

c<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


AT the boundary z = 0 the BC must be satisfied at all points on the<br />

plane at all times, i.e. the spatial & time variation of all fields must be<br />

the same at z = 0.<br />

Thus the phase factors must be equal at z = 0<br />

<br />

k · x = k ′′<br />

· x = k ′<br />

· x<br />

(34)<br />

z=0<br />

independent of the nature of the boundary conditions.<br />

⋆ Eqn (34) contains the kinematic aspects of reflection and refraction.<br />

Note that all 3 wave vectors must lie in a plane. From the previous figure<br />

we get<br />

k sin i = k ′′ sin r ′ = k ′ sin r (35)<br />

Since k = k ′′ , we find that i = r ′ ; the angle of incidence equals the angle<br />

of reflection.<br />

Snell’s law is:<br />

sin i<br />

sin r<br />

= k′<br />

k =<br />

z=0<br />

<br />

µ ′ ɛ ′<br />

µɛ<br />

= n′<br />

n<br />

<strong>Electromagnetic</strong> <strong>Waves</strong><br />

z=0<br />

(36)


Reflection & Refraction of EM <strong>Waves</strong><br />

The dynamic properties are contained in the boundary conditions :<br />

• normal components of D = ɛ E and B are continuous<br />

• tangential components of E and H = [c/(ωµ)] k × E are continuous<br />

In terms of fields (30)-(32) these boundary conditions at z = 0 are:<br />

<br />

ɛ E0 + E ′′<br />

<br />

0 − ɛ ′<br />

<br />

′<br />

E 0 · n = 0<br />

<br />

k × E0<br />

+ k ′′ × E ′′<br />

0 − k ′ × E ′ <br />

0 · n = 0<br />

<br />

E0 + E ′′<br />

0 − E ′ <br />

0 × n = 0 (37)<br />

<br />

1<br />

<br />

k × E0<br />

+<br />

µ<br />

k ′′ × E ′′<br />

<br />

0 − 1<br />

µ ′<br />

<br />

k ′<br />

× E ′<br />

0<br />

<br />

× n = 0<br />

Two separate situations, the incident plane wave is linearly polarized :<br />

• The polarization vector is perpendicular to the plane of incidence (the<br />

plane defined by k and n ).<br />

• The polarization vector is parallel to the plane of incidence.<br />

• The case of arbitrary elliptic polarization can be obtained by<br />

appropriate linear combinations of the two results.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


E : Perpendicular to the plane of incidence<br />

• Since the E-fields are parallel to the<br />

surface the 1st BC of (38) yields nothing<br />

• The 3rd and 4th of of (38) give<br />

(how?):<br />

E0 + E ′′<br />

0 − E ′ 0 = 0<br />

<br />

ɛ<br />

µ (E0 − E ′′<br />

<br />

ɛ<br />

0 ) cos i −<br />

′<br />

µ ′ E ′ 0 cos r = 0 (38)<br />

• The 2nd, using Snell’s law, duplicates<br />

the 3rd.<br />

(prove all the above statements)<br />

Figure: Reflection and refraction<br />

with polarization perpendicular to<br />

the plane of incidence. All the<br />

E-fields shown directed away from<br />

the viewer.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


E : Perpendicular to the plane of incidence<br />

The relative amplitudes of the refracted and reflected waves can be found<br />

from (38)<br />

E ′ 0<br />

2n cos i<br />

=<br />

E0 n cos i + µ<br />

µ ′<br />

<br />

n ′2 − n2 sin 2 i =<br />

2<br />

µ tan i<br />

1 + µ ′ <br />

2 sin r cos i<br />

=<br />

sin(i + r)<br />

tan r<br />

µ=µ ′<br />

E ′′<br />

0<br />

=<br />

E0<br />

n cos i − µ<br />

µ ′<br />

<br />

n ′2 − n2 sin 2 i<br />

n cos i + µ<br />

µ ′<br />

<br />

n ′2 − n2 sin 2 µ tan i<br />

1 − µ<br />

=<br />

i ′ tan r<br />

µ tan i<br />

1 + µ ′ <br />

sin(r − i)<br />

=<br />

sin(i + r)<br />

tan r<br />

µ=µ ′<br />

(39)<br />

<br />

Note that n ′2 − n2 sin 2 i = n ′ cos r but Snell’s law has been used to<br />

express it in terms of the angle of incidence.<br />

For optical frequencies it is usually permitted to put µ = µ ′ .<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


E : Parallel to the plane of incidence<br />

Boundary conditions involved:<br />

• normal E : 1st eqn in (38)<br />

• tangential E : 3rd eqn in (38)<br />

• tangential B : 4th eqn in (38)<br />

The last two demand that<br />

(E0 − E ′′<br />

0 ) cos i − E ′ 0 cos r = 0<br />

<br />

ɛ<br />

µ (E0 + E ′′<br />

<br />

ɛ<br />

0 ) −<br />

′<br />

µ ′ E ′ 0 = 0 (40)<br />

Figure: Reflection and refraction with<br />

polarization parallel to the plane of<br />

incidence.<br />

<strong>Electromagnetic</strong> <strong>Waves</strong>


E : Parallel to the plane of incidence<br />

The condition that normal E is continuous, plus Snell’s law, merely<br />

dublicates the 2nd of the previous equations.<br />

The relative amplitudes of refracted and reflected fields are therefore<br />

(how?)<br />

E ′ 0<br />

E0<br />

E ′′<br />

0<br />

E0<br />

=<br />

=<br />

=<br />

= 1 − ɛ tan i<br />

2nn ′ cos i<br />

µ<br />

µ ′ n ′2 <br />

cos i + n n ′2 − n2 sin 2 i<br />

2 n′ ɛ<br />

nɛ ′<br />

ɛ tan i 1 + ɛ ′ <br />

<br />

2 sin r cos i<br />

=<br />

sin(i + r) cos(i − r)<br />

tan r<br />

µ<br />

µ ′ n ′2 <br />

cos i − n n ′2 − n2 sin 2 i<br />

µ<br />

µ ′ n ′2 <br />

cos i + n n ′2 − n2 sin 2 i<br />

ɛ ′ <br />

tan r tan(i − r)<br />

=<br />

1 + tan(i + r)<br />

ɛ tan i<br />

ɛ ′ tan r<br />

µ=µ ′<br />

<strong>Electromagnetic</strong> <strong>Waves</strong><br />

µ=µ ′<br />

(41)


Normal incidence i = 0<br />

For normal incidence i = 0 both (39) and (41) reduce to (how?)<br />

E ′ 0<br />

E0<br />

E ′′<br />

0<br />

E0<br />

=<br />

=<br />

EXERCISES:<br />

What are the conditions for:<br />

◮ Total reflection<br />

◮ Total transmision<br />

1 +<br />

2<br />

−1 +<br />

1 +<br />

<br />

µɛ ′<br />

µ ′ ɛ<br />

<br />

µɛ ′<br />

µ ′ ɛ<br />

<br />

µɛ ′<br />

µ ′ ɛ<br />

→ 2n<br />

n ′ + n<br />

→ n′ − n<br />

n ′ + n<br />

<strong>Electromagnetic</strong> <strong>Waves</strong><br />

(42)

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