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dams with impervious membrane of asphalt concrete - Balwois

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DAMS WITH IMPERVIOUS MEMBRANE OF ASPHALT CONCRETE<br />

Kusari Laura 1 , Ahmedi Figene 2<br />

1. Msc. <strong>of</strong> Civil Engineering, University <strong>of</strong> Prishtina, Technical Faculty, p.n.,<br />

+381 38 554 899/103, Kosovo,<br />

Email: laurakusari@yahoo.com<br />

2. Msc. <strong>of</strong> Civil Engineering, University <strong>of</strong> Prishtina, Technical Faculty, p.n.,<br />

+381 38 554 899/103, Kosovo,<br />

Email: figene_ahmedi@yahoo.com<br />

ABSTRACT<br />

Even though the earth <strong>dams</strong> have been constructed since the earliest times, it is the increase <strong>of</strong> our ability<br />

to build safer and economical structures, which makes those <strong>dams</strong> even more acceptable. The earth<br />

<strong>dams</strong> can be constructed <strong>with</strong> <strong>impervious</strong> <strong>membrane</strong>s <strong>of</strong> manufactured materials such as <strong>concrete</strong>, steel<br />

and <strong>asphalt</strong> <strong>concrete</strong>. These <strong>dams</strong> are safer against shear failure than any other type <strong>of</strong> earth or rock fill<br />

dam. Consequently, for a given safety factor, the embankment slopes can be made steeper and the<br />

embankment volume smaller. Also they tend to be less costly and more easily and rapidly build up than<br />

the <strong>dams</strong> <strong>with</strong> earth core.<br />

In this paper, the focus is given on construction <strong>of</strong> <strong>impervious</strong> <strong>asphalt</strong> <strong>concrete</strong> <strong>membrane</strong> as well as<br />

some <strong>of</strong> its general advantages and disadvantages. Also, the circumstances favoring the use <strong>of</strong> upstream<br />

<strong>asphalt</strong> <strong>concrete</strong> <strong>membrane</strong>s are given, in order to make easier the decision whether it can be used or<br />

not. Special attention is paid to the critical connection details, at the interfaces <strong>of</strong> <strong>membrane</strong>-plinth-cut<strong>of</strong>f.<br />

So, it can be concluded that <strong>dams</strong> <strong>with</strong> <strong>impervious</strong> <strong>membrane</strong> <strong>of</strong> <strong>asphalt</strong> <strong>concrete</strong> are concurrent to other<br />

types <strong>of</strong> <strong>dams</strong>, because <strong>of</strong> their easy and fast construction, and their lower costs. If the design and<br />

construction <strong>of</strong> those <strong>dams</strong> is based on favoring circumstances, than the <strong>dams</strong> <strong>with</strong> <strong>impervious</strong><br />

<strong>membrane</strong>s are acceptable and sustainable.<br />

KEY WORDS<br />

Bituminous <strong>concrete</strong> <strong>membrane</strong>s, layers, plinth, <strong>dams</strong>.<br />

INTRODUCTION<br />

A bituminous <strong>concrete</strong> <strong>membrane</strong> as a water barrier for a dam is a competitive and cost-wise solution<br />

then the other conventional designs, like an earth core or other alternatives. According to the 32 nd bulletin<br />

<strong>of</strong> International Committee on Large Dams (ICOLD), there are about 332 <strong>dams</strong> constructed <strong>with</strong><br />

bituminous <strong>concrete</strong> upstream <strong>membrane</strong> all over the world. Only in Italy, starting from the early 1959<br />

there are 38 <strong>dams</strong> constructed <strong>with</strong> bituminous <strong>membrane</strong>. According to the same sources, the recent<br />

<strong>dams</strong> <strong>with</strong> bituminous <strong>concrete</strong> <strong>membrane</strong> completed in Italy are: Menta Dam (1997), 90 m high and<br />

Chiauci Dam (1997), 78 m high. If compared the time <strong>of</strong> construction <strong>of</strong> these kinds <strong>of</strong> world’s <strong>dams</strong> <strong>with</strong><br />

their height, we can see that there are great achievements as the height <strong>of</strong> <strong>dams</strong> is increasing every year.<br />

Bituminous <strong>concrete</strong> <strong>membrane</strong>s are frequently used as water barriers on the upstream face <strong>of</strong> <strong>dams</strong>,<br />

thanks to some <strong>of</strong> their advantages. As early as 1300 BC, in Mesopotamia, according to Baron Van<br />

Asbeck, the oldest known dam Assur, was constructed <strong>with</strong> a kind <strong>of</strong> primitive bituminous <strong>concrete</strong><br />

<strong>membrane</strong>. It is <strong>of</strong> a great importance, because it gives testimony <strong>of</strong> the antiquity <strong>of</strong> the design concept.<br />

BALWOIS 2008 - Ohrid, Republic <strong>of</strong> Macedonia - 27, 31 May 2008 1


As for the modern times, the construction using bituminous <strong>membrane</strong>s starts in 1910 <strong>with</strong> Central Dam<br />

built in the United States. As time went by, since 1960, improvements have been mainly in the areas <strong>of</strong><br />

construction equipment and construction practice, as well as improvements in some construction details,<br />

particularly connections to the plinth. In order to have a quite clear view on the <strong>asphalt</strong> <strong>concrete</strong><br />

<strong>membrane</strong>s used in dam construction, some general advantages and disadvantages will be listed first.<br />

GENERAL ADVANTAGES AND DISADVANTAGES OF IMPERVIOUS MEMBRANES<br />

OF ASPHALT CONCRETE<br />

The main advantage <strong>of</strong> a dam <strong>with</strong> upstream <strong>impervious</strong> <strong>membrane</strong>s <strong>of</strong> <strong>asphalt</strong> <strong>concrete</strong>, is that it has a<br />

greater margin <strong>of</strong> safety against shear failure than any other type <strong>of</strong> earth or rock fill dam. With a suitable<br />

drain behind it, the <strong>impervious</strong> <strong>membrane</strong> <strong>of</strong> <strong>asphalt</strong> <strong>concrete</strong> prevents seepage from entering the<br />

embankment and so eliminates the reduction in the stability, which is associated <strong>with</strong> the development <strong>of</strong><br />

seepage pore pressures. This way, the embankment strength is higher and the margin <strong>of</strong> safety against<br />

shear failure is increased for the upstream and the downstream slopes. Other advantages are that the<br />

<strong>membrane</strong>s:<br />

• Cost less than either <strong>concrete</strong> or steel <strong>membrane</strong>s,<br />

• Are more flexible, and thus are able to follow differential settlement <strong>with</strong>out cracking,<br />

• Can be constructed simply and rapidly,<br />

• Under certain circumstances, the leaks which develop are self-sealing,<br />

• The parts above water level are easier to repair, than either <strong>concrete</strong> or steel,<br />

• Can serve a secondary function as wave protection,<br />

• Are not subject to progressive erosion under the action <strong>of</strong> water flowing through concentrated<br />

leaks.<br />

As for the disadvantages <strong>of</strong> <strong>impervious</strong> <strong>membrane</strong>s <strong>of</strong> <strong>asphalt</strong> <strong>concrete</strong>, they are:<br />

• The maximum height <strong>of</strong> a dam build <strong>with</strong> <strong>asphalt</strong>-<strong>concrete</strong> <strong>membrane</strong> is limited,<br />

• The <strong>asphalt</strong> <strong>concrete</strong> changes its properties due to the temperature change.<br />

• If the <strong>asphalt</strong> <strong>concrete</strong> is exposed to the light and ultra-violet radiation, it is becoming older, which<br />

mean it starts loosing its properties as time goes by.<br />

However the two last properties can be changed (lowered), <strong>with</strong> the right choice <strong>of</strong> ingredients<br />

participating in <strong>asphalt</strong> <strong>concrete</strong> composition.<br />

CIRCUMSTANCES FAVORING THE USE OF UPSTREAM ASPHALT CONCRETE<br />

MEMBRANES<br />

At sites <strong>with</strong> the foundation <strong>of</strong> hard rock or other strong material, these <strong>dams</strong> can have a large cost<br />

advantage because the embankment can be designed <strong>with</strong> minimum volume. At such locations the dam<br />

<strong>with</strong> <strong>impervious</strong> <strong>membrane</strong> should always be considered.<br />

Where no <strong>impervious</strong> soil for an earth core exists <strong>with</strong>in an economical distance, then a manufactured<br />

<strong>impervious</strong> <strong>membrane</strong> should be considered. This situation is common in high mountain country, where<br />

the little soil available <strong>of</strong>ten has a basically pervious nature.<br />

Where severe wave action is expected in the reservoir, and where rock for a rip rap blanket involves an<br />

exceptionally long distance, the cost <strong>of</strong> any type <strong>of</strong> suitable wave protection may approximate the cost <strong>of</strong><br />

an <strong>impervious</strong> upstream <strong>membrane</strong> which could also serve as a wave protection.<br />

During wet weather it is not possible to accomplish much work <strong>with</strong> fine-grained soils. In circumstances<br />

where long rainy seasons exist or where the construction period is limited, a dam <strong>with</strong> an upstream<br />

<strong>membrane</strong> may be the most economical and satisfactory solution.<br />

BALWOIS 2008 - Ohrid, Republic <strong>of</strong> Macedonia - 27, 31 May 2008 2


Where the appurtenant structures are imbedded <strong>with</strong>in or abutted against the embankment, their length<br />

and cost <strong>of</strong>ten are directly related to the width <strong>of</strong> the dam at the base. The most economical design for the<br />

whole structure may be obtained <strong>with</strong> an upstream <strong>impervious</strong> <strong>membrane</strong> which allows minimum base<br />

width.<br />

CONSTRUCTION OF IMPERVIOUS ASPHALT CONCRETE MEMBRANE<br />

When projecting and constructing the <strong>impervious</strong> <strong>membrane</strong> <strong>of</strong> <strong>asphalt</strong> <strong>concrete</strong>, except its <strong>impervious</strong>,<br />

basic conditions that need to be fulfilled are:<br />

• To be stable enough, not to flow through the slopes, due to high temperatures during construction<br />

and latter during exploitation,<br />

• To be elastic enough and resistant to cracks, due to low temperatures,<br />

• Even though the deformations may occur, not to change its basic function-<strong>impervious</strong>,<br />

• To be resistant on the mechanical damages <strong>of</strong> the dam, as well as on the freezing conditions.<br />

In order to reach the desired properties, it should be designed and constructed in a proper way. There are<br />

basically two types <strong>of</strong> design:<br />

• The double lining <strong>membrane</strong>, type A<br />

• The single lining <strong>membrane</strong>, type B.<br />

When constructing the double lining <strong>membrane</strong>, a drainage layer is between two <strong>impervious</strong> layers. Each<br />

layer can be built <strong>with</strong> different materials and different thickness, and laid in single or multiple courses. A<br />

binder layer (BN) is laid down and compacted. The next layer is well compacted <strong>impervious</strong> bituminous<br />

<strong>concrete</strong> layer (I). Than the drainage layer comes, made <strong>of</strong> a bituminous open graded aggregate mix<br />

(DR). And above the drainage layer, a second <strong>impervious</strong> bituminous <strong>concrete</strong> layer is laid and<br />

compacted (I).The finished surface is sealed usually <strong>with</strong> a bituminous mastic (S).<br />

During the construction <strong>of</strong> single lining <strong>membrane</strong>, the binder layer (BN) may be designed to act as a<br />

drainage layer (DR), as well as a foundation for the <strong>membrane</strong>. Sometimes, the binder layer is referred to<br />

as the base layer.<br />

BALWOIS 2008 - Ohrid, Republic <strong>of</strong> Macedonia - 27, 31 May 2008 3


Binder Layer (BN)<br />

Figure I.1. Types <strong>of</strong> <strong>impervious</strong> <strong>asphalt</strong> <strong>concrete</strong> <strong>membrane</strong><br />

a) The double lining <strong>membrane</strong> b) The single lining <strong>membrane</strong>,<br />

Serves as a binding and leveling layer and foundation for the <strong>membrane</strong>. It is usually (4-10) cm thick and<br />

should be placed only after a bituminous emulsion or hot bitumen is sprayed on the dam’s surface as a<br />

tack coat. The functions <strong>of</strong> this layer are:<br />

• Fixing the <strong>impervious</strong> layer by a good link <strong>of</strong> a aggregate,<br />

• Transition between the bituminous <strong>concrete</strong> and the dam, in terms <strong>of</strong> deformability and<br />

permeability,<br />

• Leveling the irregularities <strong>of</strong> the dam’s surface,<br />

• Bearing the capacity for the proper placing and compaction <strong>of</strong> the <strong>impervious</strong> layer.<br />

Impervious Layer (I)<br />

The next layer is well compacted <strong>impervious</strong> bituminous <strong>concrete</strong> layer (6-8) cm thick, which must be<br />

watertight, stable and protected against stripping and aging.<br />

The water-tightness results from the aggregate gradation, the percentage <strong>of</strong> <strong>asphalt</strong>-cement used and the<br />

compaction <strong>of</strong> the mix. When the mix is compacted to a void content <strong>of</strong> 3 %, it is virtually <strong>impervious</strong>. The<br />

compaction much beyond this point will cause the instability <strong>of</strong> the mix.<br />

The stability is associated <strong>with</strong> the type and percentage <strong>of</strong> <strong>asphalt</strong>-cement binder and the voids content as<br />

affected by compaction. The hot mix must be sufficiently stable to be placed and compacted on the slope<br />

and then remain stable against creep at the service temperatures.<br />

Stripping is an important consideration due to the constant contact between the <strong>membrane</strong> and the<br />

reservoir. To prevent stripping, the <strong>asphalt</strong> cement content must be sufficiently high to coat all <strong>of</strong> the<br />

aggregate particles.<br />

BALWOIS 2008 - Ohrid, Republic <strong>of</strong> Macedonia - 27, 31 May 2008 4


The protection against aging is provided by the protective layer, in order to reflect the ultraviolet rays, to<br />

serve as a “sacrificial” layer.<br />

Drainage Layer (DR)<br />

The drainage layer (5 - 15) cm thick, is a porous bituminous mix, consisting <strong>of</strong> uniformly graded aggregate<br />

and about 3 % <strong>asphalt</strong> cement. The minimum aggregate size is normally selected in the range (5-8) mm.<br />

The bitumen content must be adjusted to the mix, but it is in a range (2-5) % by aggregate weight. This<br />

layer is placed in a single coarse, <strong>with</strong> low compaction effort.<br />

The drainage layer is <strong>of</strong>ten the seat <strong>of</strong> undesirable creep (due to the higher percentage <strong>of</strong> voids and the<br />

low compaction), that is transferred to the <strong>impervious</strong> layer.<br />

Seal Coat (S)<br />

This layer consists <strong>of</strong> a cold- applied bitumen-emulsion or hot applied bitumen mastic, which contents<br />

about 30 % bitumen, 70 % filler and fine sand, and sometimes fibers. It is essential because it delays<br />

ageing process. Ageing is a result <strong>of</strong> evaporation <strong>of</strong> the volatiles <strong>of</strong> the bitumen from the surface <strong>of</strong> the<br />

bituminous <strong>concrete</strong>, a process which hardens bitumen, makes it fragile and subject to cracking.<br />

If coats are placed too thick, usually develops slumping. This is the reason why hot mastic seal coats<br />

should not be thicker than about 2 mm, and it is preferred to be spread in two courses. To avoid the<br />

slumping <strong>of</strong> thicker seal coats, the most advanced technique spreader boxes are provided <strong>with</strong> “rise and<br />

fall” adjustment.<br />

An example <strong>of</strong> a dam <strong>with</strong> an upstream <strong>membrane</strong> <strong>of</strong> <strong>asphalt</strong> <strong>concrete</strong> is Cesima Dam. It is a rock-fill dam<br />

constructed during a time period (1981-1987), <strong>with</strong> a purpose <strong>of</strong> water storage for power generation.<br />

Figure I.4. The main section <strong>of</strong> Cesima Dam<br />

BALWOIS 2008 - Ohrid, Republic <strong>of</strong> Macedonia - 27, 31 May 2008 5


The body <strong>of</strong> a dam, as shown in the figure, consists <strong>of</strong> quarry run limestone, placed in layers and<br />

compacted by vibrating rollers. It is divided into two zones, the grading and permeability <strong>of</strong> which<br />

increases from upstream to downstream.<br />

As for the watertight <strong>membrane</strong> on the upstream face, it extends to the walls and the bottom <strong>of</strong> the whole<br />

reservoir. The <strong>membrane</strong> consists <strong>of</strong> a single layer (I) <strong>of</strong> dense-graded bituminous mix, 8 cm thick, which<br />

is spread over a binding layer (BN) <strong>of</strong> semi-open graded bituminous mix, 10 cm thick. The binding layer<br />

rests on a drainage layer (DR) <strong>of</strong> crushed stone. The system <strong>of</strong> pipes and drainage galleries makes it<br />

possible to check and measure any seepage throughout the <strong>membrane</strong>.<br />

The downstream face <strong>of</strong> the dam is lined <strong>with</strong> a layer <strong>of</strong> top soil, placed inside appropriate prefabricated<br />

works.<br />

As we can see from this example, opposite from the two types <strong>of</strong> the design that we mentioned earlier,<br />

there are many other possibilities to arrange the layers. The Cesima Dam is just a case and not the only<br />

one when layers are spread in a different way.<br />

SPECIAL DESIGN CONSIDERATIONS<br />

In order to improve the <strong>asphalt</strong> <strong>concrete</strong> dam’s safety, the following advices are:<br />

• To control time after time the differential response to load along the <strong>membrane</strong>.<br />

• To improve the ability <strong>of</strong> the system to yield or deform <strong>with</strong>out cracking.<br />

• To minimize the consequences <strong>of</strong> failures.<br />

• Regular inspection <strong>of</strong> the system.<br />

• To have an access for repairs and rehabilitation.<br />

• To increase the durability <strong>of</strong> the outer <strong>impervious</strong> layer <strong>of</strong> the <strong>membrane</strong>.<br />

Special attention must be paid to the critical connection details, at the interfaces <strong>of</strong> <strong>membrane</strong>-plinthcut<strong>of</strong>f,<br />

in order to prevent or minimize seepage.<br />

CONCLUSION<br />

Earlier, as an disadvantage <strong>of</strong> a dam <strong>with</strong> <strong>impervious</strong> <strong>membrane</strong> <strong>of</strong> <strong>asphalt</strong>-<strong>concrete</strong> was mentioned their<br />

height, nowadays this is no longer a problem. Since the height <strong>of</strong> those types <strong>of</strong> <strong>dams</strong> has started to rise,<br />

we can suggest their use, especially in the cases as followed:<br />

• Where the foundation for a dam consists <strong>of</strong> strong rock and where is an ample supply <strong>of</strong> strong<br />

granular embankment construction material.<br />

• Where no <strong>impervious</strong> soil for an earth core exists <strong>with</strong>in an economical distance.<br />

• Where severe wave action is expected in the reservoir and where rock for a rip rap blanket<br />

involves an exceptionally long distance.<br />

• If the cost <strong>of</strong> appurtenant structures is considerable, the most economical design for the whole<br />

structure may be achieved <strong>with</strong> an upstream <strong>impervious</strong> <strong>membrane</strong>.<br />

• In circumstances where long rainy seasons exist or where the construction period is limited.<br />

Therefore, it can be concluded that earth and rock fill <strong>dams</strong> <strong>with</strong> <strong>asphalt</strong> <strong>concrete</strong> <strong>membrane</strong> are<br />

concurrent <strong>with</strong> other types <strong>of</strong> <strong>dams</strong>, because they are easily and faster build and are more economical. If<br />

the design and construction <strong>of</strong> those <strong>dams</strong> is based on the favorising circumstances, than <strong>dams</strong> <strong>with</strong><br />

<strong>impervious</strong> <strong>membrane</strong> <strong>of</strong> <strong>asphalt</strong> <strong>concrete</strong> are sustainable.<br />

BALWOIS 2008 - Ohrid, Republic <strong>of</strong> Macedonia - 27, 31 May 2008 6


REFERENCES<br />

1. Patrick J. Creegan & Carl L. Monismith, “Asphalt-Concrete Water Barriers for Embankment Dams”,<br />

Published by American Society <strong>of</strong> Civil Engineers.<br />

2. Bulletin 32a. ”Bituminous Concrete Membranes for Earth and Rock fill Dams”. International<br />

Commission on Large Dams, ICOLD, 1982.<br />

3. Bulletin 84. “Bituminous Cores for Fill Dams”. International Commission on Large Dams, ICOLD,<br />

1992.<br />

4. James L. Sherard, Richard J. Woodword, Stanley F. Giziensky, William A. Clevenger, “Earth and<br />

Earth-Rock Dams, Engineering Problems and Design, 1963.<br />

5. “Embankment Dams <strong>with</strong> Bituminous Facing”, Review and Recommendations. International<br />

Commission on Large Dams, ICOLD, 1998.<br />

6. The Italian Commission on Large Dams, “Dams in Italy”, Firenze 1997.<br />

BALWOIS 2008 - Ohrid, Republic <strong>of</strong> Macedonia - 27, 31 May 2008 7

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