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CENTRE FOR NEWFOUNDLAND STUDIES<br />
TOTAL OF <strong>10</strong> PAGES ONLY<br />
MAY BE XEROXED<br />
(Wi+houtAWs Pomiuim)
Ocean Surface Current Estimation<br />
Using a Long-Range, Single-Station,<br />
High-Frequency Ground Wave Radar<br />
@Ken Hickey, B.Sc.<br />
A THESIS SUBMITTED TO THE SCHOOL OF GRADUATE<br />
STUDIES IN PARTIAL FULFILLMENT OF THE<br />
REQUIREMENTS FOR THE DEGREE OF<br />
MASTER OF ENGINEERING<br />
FACULTY OF ENGEEEmG AND APPLIED SCIENCE<br />
LIE.MORIAL UNIVERSITY OF Nl?\VF'OUSIlI.A\U
Abstract<br />
Esrlm=r#oo <strong>of</strong> ocean surf- currents kon a long-range, arngle srnrlon, narrow-<strong>be</strong>am,<br />
'ugh bquency (HF) ground nave dar (GWR) wrcm s pmeoied. Thre sprem,<br />
located a: Cane . Race. . Crdouniiand -, a a hmlrenor . modulated -~ --- -- ~ramn~nt~i n,nr#n- r ~ ~-- ~ -- -<br />
uous wave dar that ooerstes in the lower HF band <strong>be</strong>tweetwee 5 and 8 Mhz. It hs a nominal range capability <strong>of</strong> 200 km over a 120' sector h m 61' to 181' (True).<br />
Even though its prlmary purpose is for <strong>of</strong>shore tazget surwillance, it can <strong>be</strong> easily<br />
m n h d for the monitoring <strong>of</strong> oceanic surface conditions such as currents and<br />
waves.<br />
An experiment was performed during the fall <strong>of</strong> 1992 to test the current measuring<br />
capability <strong>of</strong> this experimental system. This HF GWR can monitor projections <strong>of</strong> the<br />
surface current field in azimuthal and range increments <strong>of</strong> ~ppmxhately 4' and 400<br />
m, respectively. These projections or radial surface current components are extracted<br />
from the kt-order contributions <strong>of</strong> the radar Doppler spectra and compared with<br />
the estimates derived born the pmitional tr& <strong>of</strong> three Accurate Surface Tracker<br />
drifters. The comparison demonstrates the ability <strong>of</strong> the radar to estimate radial<br />
uurents to within one standard deviation <strong>of</strong> both current measuring techniques.<br />
This has <strong>be</strong>en demonstrated with simulated as well as actual data.<br />
An algorithm is also presented to estimate the tangential current components<br />
asuming the current is uniform about the location <strong>of</strong> the drifter velocity estimate.<br />
This algorithm was tested with simulated radar data and the analysis suggests the<br />
ermr <strong>of</strong> the tangential component to <strong>be</strong> within one standard deviation <strong>of</strong> the rada<br />
and drifter error estimates. However, in the comparimn using the real rsdar data<br />
these error8 were more than 2 standard deviations iager than the e m estimated<br />
by the simuiations. These deviations have <strong>be</strong>en attributed to a num<strong>be</strong>r <strong>of</strong> factors<br />
such as possible <strong>be</strong>amforming errors or nan-stationary menm over the radar <strong>be</strong>am<br />
dweU periods. Hoaiewr, since the slmulatians strongly demonstrate the potential for<br />
mapping the vector Nrrent field without the need <strong>of</strong> a second site, the results from<br />
this thesis are very encouraging for further development in this area.
In memory <strong>of</strong> my loving parents who passed away in March and April <strong>of</strong> 1995<br />
May God bless them
Acknowledgements<br />
Quite a num<strong>be</strong>r <strong>of</strong> individual effortr were requLed to make thb small contribution<br />
to the engineering mmmunity pmsihle.<br />
I would &st Ue to thank the l od investment community who pmvided the<br />
funding to develop the Cape Race radar faeilityvia Northem Fads Systems Limited.<br />
Without this hacking, the wrk presented here would not he pmible.<br />
I wo?lld, semndly, like to thank the engineers who designed, bufit and managed<br />
the development <strong>of</strong> the radar system. These individusls indude Dr. Rafaat Khan<br />
who designed the radar waveform and the signal proesing chain. Bob Davis and Dr.<br />
Saoudy Saoudy who designed the antenna system, Fabian Hartery who paimtalungiy<br />
maintained it. Bdan Gam<strong>be</strong>rg and Wayne Pearwn who wrote the system s<strong>of</strong>tware,<br />
and Barry Dave for his patient management <strong>of</strong> the project.<br />
Dr. Jim Helhig <strong>of</strong> the Department <strong>of</strong> Fisheries and Ocem. who supervised the<br />
experiment and processed the drifter data, is gmtefully admmledged an weU an the<br />
captain and mew <strong>of</strong> the HMCS Skeem who deployed the buoys.<br />
I would also iike to t hd the system m anw <strong>of</strong> <strong>Memorial</strong>'s central mmputing<br />
facilih: Randy Dodge, who gave me access M the VAXfVMS system for s ohe<br />
development purpaee4 This wa made increasingly difficult as this system, which<br />
contained all the pro-ing s<strong>of</strong>tware used to generate the early results from thb<br />
thesis, was no bngez <strong>be</strong>ing supported by the university during the period in early<br />
1995 when the VAX/VMS system wa~ <strong>be</strong>ing replaced by a UNM platform.<br />
Upon my departure fmm CCORe in late 1995, the data and s<strong>of</strong>tware fmm the<br />
VAX system was transferred to the computing fadity at the engineering faculty.<br />
Therefore, I wuld Ue to thank Dave PCP, thesystem manager <strong>of</strong> the Faculty <strong>of</strong> En-<br />
gineering's mmputimg facility, for helping me with the transition from the VAX/VMS<br />
platform to a UNIX system. This was a slow pm- since the Qe and s<strong>of</strong>tware for-
mats had to <strong>be</strong> modified for ace- by the new system.<br />
Upon my arrival at Raytheon Canada in 1996 the data Ues were reformatted<br />
again and forther sftm r aites were required. Therefore, I w dd Like to thank<br />
Randy H o d <strong>of</strong> Raytheon Canada for helpinp to trader all th- to a<br />
Raytheon's PC envimnment and rawriting the Fortran mde in MATLAB such that<br />
I could lkbh the data procersing requirements hr this thesis.<br />
Eric Gill, who has taken the time to proohad and make suggestions regarding the<br />
presentation <strong>of</strong> this document, is &o gratefully a d m ~ L It ~ was . a pleasure to<br />
work with him over the past several years in this 848 ~mce his enthusiastic approach<br />
to his research has provided me with much inspiration.<br />
I dsc me thanh to my partner and <strong>be</strong>st friend. Roianda Ryao. Her ability to<br />
how when and how to mdre me laugh during difficult periock in this academic en-<br />
deawr is fondly appreciated. Her iwe and support were paramount to the completion<br />
<strong>of</strong> this work.<br />
Finally, I would like to thaoldully acknowledge my supervisor. Dr. John Welsh<br />
for his unmwMg support over Ihe past <strong>10</strong> -. In conjunction w~th Dr. Welsh. I<br />
would dsc like to thank the Faculty <strong>of</strong> Enaeering for giving me the opportunity to<br />
undertake this task and MLighten myself and the HF radar mmmunity in the topic I<br />
haw chosen ss a thesis Lr my master's degree.
Contents<br />
Abstract<br />
List <strong>of</strong> Figures<br />
Lit <strong>of</strong> Tables ix<br />
List <strong>of</strong> Symbols xi<br />
1 Introduction 1<br />
1 1 1mporta~ee <strong>of</strong> SLufaee Currents .................... 4<br />
1.2 Conventional Methods for Measuring Currents ........... 5<br />
1.3 The HF Fadm Technique ..................... 5<br />
1.3.1 Advantages ........................... 6<br />
1.3.2 Two Station Method ...................... 7<br />
1.3.3 One Station Appmach ..................... 9<br />
1.4 Literature Review ............................ <strong>10</strong><br />
1.5 Smpe <strong>of</strong> Thepis ............................. 16<br />
2 Techniqme<br />
2.1 Introduction . .....<br />
2.2 Radial Surface Currats<br />
2.2.1 Theory ......
2.2.2 Mearurwent ........................... 20<br />
2.3 Vector Surface Currents ......................... 23<br />
2.3.1 General Problem Fombtion .................. 23<br />
2.3 2 Solution .............................. 27<br />
3 Experimental Data 29<br />
3.1 Introduction ................................ 29<br />
3.2 The Drifter Component ......................... 31<br />
3.3 The Radar Component ......................... 33<br />
3.3.1 Radar System .......................... 33<br />
3.3.2 Operations ............................ 35<br />
3.3.3 System Performanee ...................... 37<br />
4 Data Analysis 38<br />
4.1 Introduction ............................. 38<br />
4.2 Drifter Data ............................... 39<br />
4 3 Radar Data ............................... 39<br />
4.4 Siulatioos ................................ 42<br />
4.5 Direct Radial Radar/Drifter Comparison ................ 44<br />
4.6 Vector Surface CurrenG Estim~tion ................. 46<br />
4.6.1 Introduction ............................ 46<br />
4.6.2 Sdection <strong>of</strong> Algorithmn Parameters ............... 47<br />
4.6.3 Algorithmn Constraints ..................... 47<br />
4.6.4 Simpli6catiorm ........................... 50<br />
4.6.5 Data Reduction .......................... 52<br />
4.6.6 Processing ............................. 53<br />
5 Results and Discusdon 54<br />
5.1 Introduction ................................ 54
5.2 Direct Radial Surface Current Comp~~ison ............... 55<br />
5.2.1 Simulations ........................... 55<br />
5.2.2 RealData ............................. 56<br />
5.3 VRtor Surface Currents ......................... 62<br />
5.3.1 Simulations ............................ 62<br />
5.3.1.1 Radial Component ................... 62<br />
5.3.1.2 Wential Component ................. 63<br />
5.3.2 Real Data ............................. 64<br />
5.3.2.1 RAld Component ................... 65<br />
5.3.2.2 Tangential Component ................. 67<br />
5.4 Discussion ................................. 73<br />
6 Conclusions 75<br />
6.1 Direct Radial Currents ....................... 75<br />
6.2 Vector Currents .............................. 76<br />
6.3 Discussion ................................. i7<br />
6.4 Future Developments ........................... D<br />
References 82<br />
A Chmnology <strong>of</strong> the Experiment 86<br />
B NRSL Cment Velocity Data Tapes 90<br />
B.O.l Tape Format ........................... 90<br />
B.0.2 Fie format ............................ 91<br />
B.0.3 Reading The File ......................... 91<br />
C Catalogue <strong>of</strong> the NRSL Radial Surface Current Data 95<br />
D Cmss-Reference Table for Radial Surface Current Data 98
List <strong>of</strong> Figures<br />
1.1 Radial component <strong>of</strong> true -tor current as monitored by the radar<br />
along three Merent directions .....................<br />
1.2 Geometry for hstation tdmique ...................<br />
2.1 Radar Spectrum (sold Line) hm 6.75 MHz operation. An underly-<br />
mg current with a radial mmponent <strong>of</strong> approximately <strong>10</strong>0 cm/s and<br />
moving away from the radar induces a Doppler shift <strong>of</strong> approximately<br />
0.045 Hz on thespectrum o M with no underlying mrrent (dashed<br />
fine). ................................<br />
2.2 Geometry <strong>of</strong> region S where a radial current component is <strong>be</strong>ing men-<br />
m a d along the direction Zi .......................<br />
2.3 Region Q is subdivided into m x n sub-regions, where each subregion,<br />
rj, is monitored by the radar to give a radial mmponent v, along the<br />
$ direction and the it%equi-distant cell h im the radar. .......<br />
3.1 The positions <strong>of</strong> the three Accurate Surf- nadier drifters as recorded<br />
by the satellite system. This raw positional data wzs subsequently wed<br />
to estimate the drifter velocitie. . ...................<br />
3.2 An enhaoeed view <strong>of</strong> the three AST drifter tr& with the num<strong>be</strong>rs<br />
indicating days <strong>of</strong> the experiment on which the radar mlleded d ace<br />
mrrentdz%ta. ...............................<br />
3.3 Layout <strong>of</strong> Cape Race radar site .....................
3.4 System architecture <strong>of</strong> Cape Raee radar . . . . . . . . . . . . . . . . 35<br />
3.5 Coverage Regjon <strong>of</strong>f Cape Raee . . . . . . . . . . . . . . . . . . . . . 36<br />
4.1 Radial oxrent map processed hm r h data collected on Oct 21,1992<br />
at i1:53. NST. Note the wi~d-~wn surface current Bow is predomi-<br />
nantly landward in tbis enample. . . . . . . . . . . . . . . . . . . . . 42<br />
4.2 Typical polar sectors used for vector current estimation . . . . . . 52<br />
5.1 Scattergrams d simulated radial surface currents <strong>of</strong> drifter vem radar<br />
dimat- for 30 dB we. (a) , (b) and (e) correspond to simulatioo.<br />
horn data generated horn Buoys 1, 2 and 3, respenively. . . . . . . . 55<br />
5.2 Seattergrams <strong>of</strong> rdalsurfaeeeeenta <strong>of</strong> driierve- rada atiiates<br />
wing ieal data; (a) . (h) and (c) correspond to Buoys 1, 2 a d 3<br />
respectidy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57<br />
5.3 Comparison <strong>of</strong> currents estimated horn Buoy 3 (solid Line) and error-<br />
barred radar data (*) . . . . . . . . . . . . . . . . . . . . . . . . . . 58<br />
5.4 Comparison <strong>of</strong> cvrrenta estimated from Buoys 1 (dotted tine) aod 2<br />
(dashed Line) and the ermr-barred radar data (*). . . . . . . . . . 59<br />
5.5 Wind velocities for position 45' 14' Nand 5Z0 18' W during the q er-<br />
imental period . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60<br />
5.6 Scattergrams <strong>of</strong> simulated data results for -torments for azimuth<br />
e t s <strong>of</strong> (a) 12. (b) W (c) 36'. . . . . . . . . . . . . . . . . . . . . 63<br />
5.7 Scattergram <strong>of</strong> vector current estimates using real radar and drifter<br />
daca for azimuth exteats <strong>of</strong> (a) 12' (b) 2W (e) 360. Note the reduction<br />
m the standard error <strong>of</strong> the tangential component as the azimuthal<br />
extent is increased. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65
5.8 Scattergrams <strong>of</strong> direct radialcomponent comparison using (a) the orig-<br />
inal rdar data and (b) the <strong>be</strong>ma-em& radar data. Note the similar<br />
scatter b m n the two sets. . . . . . . . . . . . . . . . . . . . . . . 71<br />
5.9 Sattergrams <strong>of</strong> vector component cornpariron using (a) the origio~l<br />
radar data and (b) the <strong>be</strong>am-ored radar data. Note the inereme in<br />
the variability <strong>of</strong> the tangential component estimates . . . . . . . . . 72<br />
B.l &cord structure for binary radial current hles. Each record bas a<br />
apacity for s Full 360 degrees <strong>of</strong> azimuth where the index in the record<br />
reference the azimuth . . . . . . . . . . . . . . . . . . . . . . . . . . 92
List <strong>of</strong> Tables<br />
5.1 Summary <strong>of</strong> statistical mmparison <strong>of</strong> simulated cment components<br />
using an SNR <strong>of</strong> 30 dB. The mean and standard deviations <strong>of</strong> the<br />
three datasets are denoted by - and u, respetiwly, and the standard<br />
deviation <strong>of</strong> the regression <strong>of</strong> y on z is La<strong>be</strong>lled s. ........... 56<br />
5.2 Summary <strong>of</strong> statistical cornparkon <strong>of</strong> radial w ent components using<br />
real data with (1) <strong>10</strong> dB SNR and (2) 30 dB SNR The m- and<br />
standard deviations <strong>of</strong> the three datasets are denoted by - and o,<br />
respeetiwly, and the standard deviation <strong>of</strong> the re-ion <strong>of</strong> y on z a<br />
la<strong>be</strong>lled s. ............................... 57<br />
5.3 Summary <strong>of</strong> statistical comparison <strong>of</strong> radial and tangential current<br />
components computed horn the simulations. The mean and standard<br />
deviations <strong>of</strong> the three datasets are denoted by - and 0, respectively,<br />
and the standard deviation <strong>of</strong> the regression <strong>of</strong> y on 2 is la<strong>be</strong>lled s.<br />
Cases (1),(2) and (3) correspond to szimuthal extents d lZO, 20' and<br />
3k respectively This table summarizes the statistics avaciated with<br />
the scattergrams <strong>of</strong> Fiwe 5.6 ..................... 64
5.4 Summary d atatiitiurl comparison <strong>of</strong> radial and tangential -nt<br />
components computed fmm the actual radar data. The mean and<br />
standard deviations <strong>of</strong> the three datasets are denoted by - and a,<br />
respenively, and the standard deviation <strong>of</strong> the re-ion <strong>of</strong> y on z is<br />
la<strong>be</strong>lled s. This table summarizes the statistics <strong>of</strong> the scattergrams<br />
presented in Fme 5.7 . . . . . . . . . . . . . . . . . . . . . . . . .
List <strong>of</strong> Symbols<br />
d : Distance irom radar sit- to origin <strong>of</strong> *station geometry<br />
? : Surf- current vector<br />
K : X component <strong>of</strong> surface current vector<br />
V, : Y component <strong>of</strong> s& current vector<br />
< : Wait -or dong direction from radar site 1 to peeition <strong>of</strong> ?<br />
% : Unit -or dong direction fmm radar site 2 to pasition <strong>of</strong> I?<br />
V, : Pmjenioo <strong>of</strong> I? along <<br />
L5 : Projection <strong>of</strong> ? dong 6<br />
L : Orrao wavelength<br />
Radar waveMh<br />
Velaclty <strong>of</strong> Bragg wave<br />
Acceleration due to gravity<br />
speed <strong>of</strong> l&t<br />
Bragg Doppler frequency<br />
Dopper shift induced by currents<br />
Radial mmponent <strong>of</strong> current within a radar scattering eel1<br />
Length <strong>of</strong> Linear array<br />
Badwidth <strong>of</strong> .uswform t rdtted by radar<br />
At : Single <strong>be</strong>am dwell period<br />
Ar : Effective radar range resolution<br />
A8 : Effective radar receive <strong>be</strong>ewidth<br />
S : Region <strong>of</strong> uniform surface cment
Q : Poiar sector which is a subset <strong>of</strong> fegion S<br />
6 : Unit wetor along -tion <strong>of</strong> centre <strong>of</strong> receive <strong>be</strong>am j<br />
-<br />
v, : Radial component <strong>of</strong> V dong Cj<br />
AR : hdid went <strong>of</strong> region Q<br />
ae : ~ n span d <strong>of</strong> region ~ Q<br />
rn : Num<strong>be</strong>r <strong>of</strong> effective range cells comprising region Q<br />
n : Num<strong>be</strong>r <strong>of</strong> effective receive <strong>be</strong>- mmprising region Q<br />
B, : Angled unit vector 4<br />
i, g : Urut vector along x- aod y-axes, respectiwiy<br />
u, : Radiai current component in i'" and g" effective range eeU and<br />
-<br />
ceceive <strong>be</strong>am, respectively, <strong>of</strong> region 4<br />
a : Vector <strong>of</strong> all radial current projections within region Q<br />
e' : Vector <strong>of</strong> all error tern in<br />
0, : Vector <strong>of</strong> cosines <strong>of</strong> <strong>be</strong>am direction angle3 within region Q<br />
-<br />
0~ : Vector <strong>of</strong> sines <strong>of</strong> b- direction angler within region Q<br />
F : Resuency range in Dopplec spectrum rumed for computing sipd noise Boor
Chapter 1<br />
Introduction<br />
The monitoring <strong>of</strong> o w surface currents is an important coastal management prob-<br />
lem in the ares <strong>of</strong> ashore oil development. Gsheties research and maaward appli-<br />
cations. O'i spill trajectories from tankers and <strong>of</strong>fihare fields are lmgely determined<br />
by the motion <strong>of</strong> the surface layer. The tr-port <strong>of</strong> nutrients and Bh larvae require<br />
knowledge <strong>of</strong> water mwement for fisheries preservation research. Timely and am-<br />
rate surface ment data is & required for search and rmue models to optimize<br />
the size <strong>of</strong> search region zones when traekhg drifting vessels. However, the surface<br />
current measurements obtained by conventionsl devi- such as furrent meters and<br />
hiners <strong>may</strong> not give the required spatii or temporal detail to <strong>be</strong> optimal for the<br />
ahwe purposes. In addition. the lo*ties mciated with deploying these devices is<br />
difficult. t i consuming and very expensive.<br />
An almtiw to these in sihr tffhniqum is provided by H&h Requency (HF)<br />
radar using the ground wave mode <strong>of</strong> propagation. The HF hand ranges fmm about<br />
3 to 30 MHz, and at these <strong>be</strong>quendes the relatively high conductiviQ <strong>of</strong> the sea<br />
water enables the radar tr-mission to extend well <strong>be</strong>yond the line-<strong>of</strong>-sight range<br />
experienced by traditional microwave season. Because <strong>of</strong> the HF band's dekametric<br />
wavelengths, the dominant interanion is with the energy carrying long-wavelength<br />
gravity waves. Thm waves are usually <strong>of</strong> mneern to &shore developers for structural<br />
de@ purpcees. Howwer, the analysis <strong>of</strong> -uttered radio warn fmm these ocean
wae is also useful for the estimation <strong>of</strong> surf- layer physical mography and, in<br />
particular, surface currents.<br />
Scattermg <strong>of</strong> eiectromsgoetie w ae hm rough surfaces is a classical problem in<br />
radio science, and the scattering <strong>of</strong> surf- or pund waves hm the sea is a special<br />
-. If ones m e s that theom hurfaeeem <strong>be</strong> represented by a threedimensional<br />
Fourier tramform, then the scattered wave energy can <strong>be</strong> modelled. Using this a p<br />
proach, the theory <strong>of</strong> ground wave radar, h m an oceanopphic perspective, has<br />
<strong>be</strong>en well establhed. Barrick [I] formulated the ht and second order radar cr-<br />
sections <strong>of</strong> the acean surf-. Mare recently, Walsh and Donnelly [2] have addressed<br />
hmdamental eieekonmpetic scattering and propagation problems relating to HF<br />
ground wave radar (GWR) operation in an oeean environment. The latter work hz<br />
led to the development <strong>of</strong> new radar crcswenions <strong>of</strong> the ocean surf- to thrd aider<br />
(Walsh et el. (31). These efforts have provided the bais for the fmherance <strong>of</strong> GWR<br />
techlogy and haw led to signi6eant ad-- in the use <strong>of</strong> HF Doppler radar.<br />
for the remote sensing <strong>of</strong> various oceanic surface parame-. In pwticular, narmw-<br />
and broad-<strong>be</strong>am arrays, operating in the ground wave mode, have <strong>be</strong>en sue-fully<br />
employed in the determination d oeean eUTTMb, surface winds, and directional and<br />
noodirectional wave parameters (Hickey and Khan 141, Hall and Walsh [S], Gill and<br />
Walsh [6]). Such initiatives have <strong>be</strong>en spurred on by the the fact that HF radars, as<br />
compared to in rttudevices such as current meters or wave buoys, are able to provide<br />
comprehensive synoptic oeeanopphic information over a v w 1- area.<br />
HF radar surface current measurements are representative <strong>of</strong> the <strong>total</strong> current<br />
(i.e. the interactive sum <strong>of</strong> g-tropic, tidal, wave, and wind generated components).<br />
AU HF radars indirectly measure the component <strong>of</strong> the average current lying along<br />
the ~adar Line <strong>of</strong> sight. For example, if the radar is directed at a patch <strong>of</strong> the oeean<br />
surface, ~t will o b the component <strong>of</strong> the surface current along the direction <strong>of</strong><br />
o<strong>be</strong>natim. This is illustrated in Figure 1.1 where a uniform current is Rowing
southward. In t k example the same current projects &ent components dong the<br />
three radar <strong>be</strong>am directions. T k components or projections are referred to a. the<br />
radial components <strong>of</strong> the surf- current. By varying the op-tmg frequency <strong>of</strong> the<br />
radar, the mean current for a variable depth <strong>may</strong> also <strong>be</strong> detammed (Barrick et d<br />
[7l, S tem and Joy [a]). If two or more radars map the radial current field from<br />
their common cowrage area., the vector surface current field can <strong>be</strong> estimated.<br />
Fiwe 1.1: Radial component <strong>of</strong> true -tor current a. monitored by the radar along<br />
three merent directions
1.1 Importance <strong>of</strong> Surface Currents<br />
Besides wa-, <strong>of</strong> all the oceanographic parameters that <strong>may</strong> dect o&ihore oper-<br />
ations, currents are by far the mmt important (Hodgins [9]). The <strong>total</strong> Bow at a<br />
panidar pmition ean he regarded as the superpmition <strong>of</strong> current components kom<br />
different forcing mechanism. These currents are highly variable. Besides <strong>be</strong>ing driven<br />
by gemtropic forces and tides, they are strongly idueneed by the local surface wind<br />
and wave fields.<br />
Currents near the surf- are t he which are associated with the mixed layer <strong>of</strong><br />
the ocean. On the Grand Banks reeon <strong>of</strong>f Newfoundland, for example, this layer<br />
ranges in depth kom 25 to <strong>10</strong>0 metres helm the ocean surface. Since currents in thip<br />
Layer are responsible for the transportstion <strong>of</strong> any materials in the layer, <strong>be</strong>ing able<br />
to measure them is <strong>of</strong> great importance in the management <strong>of</strong> coastal area. The<br />
following are a few examples <strong>of</strong> the use <strong>of</strong> this type <strong>of</strong> information.<br />
. TYaddng <strong>of</strong> oil and other dce-borne poliutantts <strong>may</strong> he more easily performed.<br />
. The data can he used by rd-time ice and ice<strong>be</strong>rg drift prediction models.<br />
. Search and -cue teams can me the data to estimate the trajectory <strong>of</strong> a drifting<br />
vessel.<br />
The safe transfer <strong>of</strong> people and equipment at sea should <strong>be</strong> performed when<br />
svrfhce current conditions are ideal, such as when net current Bows me small.<br />
. A hmledge <strong>of</strong> local surf- current velocities is wential for the safe mooring<br />
<strong>of</strong> Boating structures.<br />
. Predictive models for extreme currents rely on Long-term time series measure<br />
ments. A database for these measmements, both spatially and temporally, can<br />
now he developed.
1.2 Conventional Methods for Measuring Cur-<br />
rent s<br />
Fixed point estimates <strong>of</strong> the surf- went haw usually <strong>be</strong>en performed by moored<br />
emnt meters (Beardsley et o l PO], Hdpem Ill], WeUer and Davis [lZ]). Since these<br />
dwices must <strong>be</strong> moored at depths exceeding 20 metres, they provide little indication<br />
<strong>of</strong> the current at the surf-. Also, b~ause <strong>of</strong> energetic high-frequency motions in the<br />
surface layers, data produced by these -nt meters are subject to various fo- <strong>of</strong><br />
contamination depending on the type <strong>of</strong> instrument, the mooring codguration and<br />
the type <strong>of</strong> environmental co%iditioGxperienced (Smith [131).<br />
Large-scde current circulation has conventionally <strong>be</strong>en mwured by the tracldng<br />
<strong>of</strong> floating objects. Drogued or undmgued drifters are d-ed to follow the ws-<br />
ter such that they are <strong>only</strong> rmoimdy inaueneed by wind. Since there drift- are<br />
tracked by aircraft, radar, wsek or ~atellite, using this technique to determine the<br />
surface current field <strong>be</strong> quite expensive and very ticonsuming (Diemand et<br />
a1 [14],Petrie and Benor [IS]). Mar-, the spatial distribution <strong>of</strong> driftw changes<br />
with time ar they p a through the region <strong>of</strong> intewt and/or avoid areas <strong>of</strong> net diwr-<br />
gence. This is important, for example, in fisheries applications for the understanding<br />
<strong>of</strong> plankton trampart.<br />
1.3 The HF Radar Technique<br />
Cmmbie [26] deduced experimentally that the current <strong>be</strong>neath the surface waMs <strong>of</strong><br />
a patch <strong>of</strong> ocean could <strong>be</strong> measured indirectly by spectrally andHng the returned<br />
radar signal from that region. This was Later mn6nned, theoretically. by Barrick<br />
[I] and since Crombie's initial inwstigatiorw, goad quality m-nts <strong>of</strong> surf-<br />
currents have <strong>be</strong>en obtained in North America, Europe and Australia using tm<br />
station system (Lipa and Barrick [lq, Prandle and Ryder [IS], Jaoopaul et 01. (191).
1.3.1 Advantages<br />
There are numerous admntw in using HE' radar technology for orcurrent m-e-<br />
ment. Many <strong>of</strong> these are attributed to the unique allweather capability pmvided by<br />
the techno lag^ for long-term synoptic m n t mapping. The fouooing advantages<br />
are especially noteworthy.<br />
. Measurement <strong>of</strong> currents near the ocean surface is diffidt using conventional<br />
systems and the formation <strong>of</strong> heresolution ment mapa has <strong>be</strong>en virtually<br />
impmsible. HF radar techniques awrmme these dldties when two stations<br />
are used to survey their common coverage areas.<br />
Extraction <strong>of</strong> current patterns using conventional methods -ot <strong>be</strong> performed<br />
in near red-time. Therefore, these methods are not useful for any real-time<br />
response such as would <strong>be</strong> desM in the ~mplementation <strong>of</strong> oil-spill eounter-<br />
measures.<br />
A databare <strong>of</strong> surface currents can now <strong>be</strong> constructed to provide a <strong>be</strong>tter<br />
understanding<strong>of</strong> circulation patteras in regions <strong>of</strong> exploration a d development,<br />
with a goal to ultimately understand how operations <strong>may</strong> <strong>be</strong> dected in these<br />
repiom.<br />
Manwent requirements are dramatically reduced, as the overhead associated<br />
with eonwntianal methods is eliminated by virtue <strong>of</strong> the fact that the currents<br />
are remotely sensed h m a laod-based station far removed kom the region <strong>of</strong><br />
interest.<br />
. The pmspect <strong>of</strong> having continuous surface current data should provide the<br />
impetus to correlate currents with their short-term driving forcer such as winds,<br />
wave and tides. Potentially, such a correlation could <strong>be</strong> a means <strong>of</strong> using this<br />
data to mesure thase driving forcer indirectly. Since these form &ct ice and
ice<strong>be</strong>rg motion, a <strong>be</strong>tter relationship <strong>be</strong>tween currents and their eficts can <strong>be</strong><br />
obtained (Dinsmore [201).<br />
Ice<strong>be</strong>rgs, <strong>be</strong>rgy bits, and growlers <strong>may</strong> attain high veioclties under the iduenee<br />
<strong>of</strong> surf- currents. Therefore, detailed current records <strong>of</strong> the Grand Banlis area,<br />
for example, <strong>may</strong> aid in the design <strong>of</strong> any platformed structures that <strong>may</strong> reside<br />
in the region.<br />
Real-time surfarr current records can aid in the prediction <strong>of</strong> the hehaviour <strong>of</strong><br />
ice over short t m intervals. Even though the general drift <strong>of</strong> ice over a few<br />
days can <strong>be</strong> reasonably well defined, its short term m o m <strong>may</strong> not <strong>be</strong>.<br />
Since the use <strong>of</strong> HF radar technology alloars surface currents to <strong>be</strong> mapped over<br />
large spatial and temporal extents, it b dear that this tffhnology <strong>of</strong>fers superior and<br />
more emoomically fessibie capabilities than conventional in aihr devices.<br />
1.3.2 Two Station Method<br />
Oman surface currents have <strong>be</strong>en mapped by HF radar since the 1970's using short<br />
range (less than 60 km) broad-<strong>be</strong>am and nurow-<strong>be</strong>am systems. However, these short<br />
range systems were designed to m eme near
are not &om an orthogonal reference frame. Hoarem, it can <strong>be</strong> shown<br />
that j can <strong>be</strong> obtained from the foUoaring tdomtion<br />
where d is the distance from the origin to either site arhile r, and rz are the distance<br />
&om (x,y) to both sites, respmtiveLy This equation con- the +site rsdid data<br />
(V,,V2) into a Cartesian vector (V,,Vv). It <strong>may</strong> <strong>be</strong> noted from this tramformation<br />
Figure 1.2: Geometry for +station technique<br />
that if y is small or x is large, the determination <strong>of</strong> Vv <strong>be</strong>comes unstable. Along<br />
the Line <strong>be</strong>tween the two radar stations which is referred to as the bascline, the
magnitude <strong>of</strong> the radid component is the m e from both site. T k is comm<strong>only</strong><br />
referred to a~ the baseline instability. Ak, at rangen which are much Larger than the<br />
site separation, the same radial component is sensed h m both sites. Therefore, the<br />
spacing <strong>of</strong> these stations must <strong>be</strong> d eMed fmm the single station range and the<br />
required mverage. However, if a two-station setup is logistically difficult to deploy<br />
an alternative appro& <strong>may</strong> <strong>be</strong> needed.<br />
1.3.3 One Station Approach<br />
If the surface current field can he estimated using <strong>only</strong> one station, then the problems<br />
esociated with the *station appmaeh can <strong>be</strong> avoided. First <strong>of</strong> dl, the geometric<br />
constraints no longer apply since there are no baseline or range dependent insta-<br />
bilities. Also, hardware casts and manpower demands are minimized. Inter-site<br />
communication m also not necessary. This is especially vsefvl in regioor, where <strong>only</strong><br />
one site can <strong>be</strong> constructed due to geographic constraints.<br />
The surface current vector &mated from the radial data is based on the w<br />
sumptlon <strong>of</strong> a uniform current about the region where a point estimate is required.<br />
If this is the ease the radial components within this region wiu simply <strong>be</strong> dierent<br />
projections <strong>of</strong> this current. By fitting the data in a lesst-~quarer sense we can obtain<br />
the original vector current. The quality <strong>of</strong> the fit can <strong>be</strong> determined by analysing the<br />
variance <strong>of</strong> the errozs from the estimated and actual pmjeetions. For example, if the<br />
standard error is small as compared to the computed current magnitude, then the<br />
vector current is more likely to <strong>be</strong> d i m in the region. As well, an average current<br />
estimate <strong>may</strong> also <strong>be</strong> obtained if detailed current information is not required, for<br />
example in the estimation <strong>of</strong> the mean current vector over a large area for mescale<br />
-nt studis. H~we~wee~we, this is dependent on the required application.
1.4 Literature Review<br />
The origm <strong>of</strong> surface current meamcements uslng HF radar can <strong>be</strong> traced to Crombie<br />
[I61 when he analysed the Doppler hueney shi <strong>of</strong> a 13.56 MHz radio transmission<br />
which .uar reflected born the ocean surface. He observed a large peak in the radar<br />
spectra at 0.38 Hz. His explanation <strong>of</strong> tbk phenomena was that the sea waves act as<br />
diffraction gratings and "Bragg scat& is observed. This is the same phenomenon<br />
which is responsible for the scattering <strong>of</strong> X-rays in crystals and light rays born halc-<br />
grams. Under g ibn wind conditions, ocean wave <strong>of</strong> varying lengths are generated.<br />
Of the warn, those which have a wavelength L and are travelling to and away<br />
from the tr-mitter will re8eCt back a co~tmetive sC& when L = XI2 where X<br />
is the radar wavelength. Since we !am the velocity <strong>of</strong> the sea wave, the Doppler<br />
shiR <strong>of</strong> this enhanced sipal can <strong>be</strong> easily computed. From Crombie's calculations he<br />
determined the Doppler <strong>be</strong>queney to <strong>be</strong> approximately 0.37 Hz, which arar in dose<br />
agreement with his experimental result.<br />
The theory explaining Crombie's observations was not developed until some yem<br />
bter. Wait [Zl] observed that since the amplitude <strong>of</strong> the scatted signal is quite large,<br />
the reflection or scsttemg coefficient <strong>of</strong> the sea must <strong>be</strong> large rn well. He, Wait [221.<br />
descri<strong>be</strong>d a simple but quantitative theory far the resomat type <strong>of</strong> reflections which<br />
are seen in the Doppler spectra at HF by considering the ocean surface as "gently<br />
ripplea' In tbk treatment, he considers a formulation for the signal received bom<br />
an o-n patch which has <strong>be</strong>en irradiated with energy fmm a vertical electric dipole<br />
when the antenna is tr-mitting pulses. From his mult it is evident that the most<br />
sipnificant response oc- when the radar wavelength is twice the wavelength <strong>of</strong> the<br />
oeean (vdm which are w-ed to <strong>be</strong> r - m i b l This is in -meat<br />
with Crombie's hypothesis in 1955 1161.<br />
The problem <strong>of</strong> kst-arder HF radio wave scattering bom a moving target such<br />
as the sea surface was addressed by Barrick [I]. Based on mrk by Peake [23] and
Rice 1241, Barrick [I] developed an expression for the average badacattered signal<br />
power density spectrum. This qr-ion, when integrated with respect to frequency<br />
clearly shows that the ocean surface pmduees scatter by the Bragg mechanism, thus<br />
supporting Crombie's hypothesis in 1955[16] and Wait's fornulation [22].<br />
Since HF rdections From the sea surface are scattered mnsrmctively fmm ocean<br />
wavelengths, pmportional to the radar 1~~velength, it WBS envisioned by Crombie that<br />
a mdti-Frequency HF system mdd <strong>be</strong> wed as a swwave spectrometer. That is, the<br />
amplitudes <strong>of</strong> the dominant spectral mmponents <strong>may</strong> <strong>be</strong> related to the waveheight <strong>of</strong><br />
the gravity wa- whose wavelengths interact coastructively with the radar wave. In<br />
the 1960's, experiments were performed at Eigjn Air Force Base on the Florida coast<br />
where an ionspheric sounder, modi6ed to radiate in the horizontal direction, war<br />
used to mUeet the sea echo rdections in the 2 to <strong>10</strong> MHz band. The intent <strong>of</strong> these<br />
experiments ara~ to mmpare the theoretical and measured Doppler shifts wer the<br />
Lower HF band (Cromhie 1251). However, there were diserepaneies <strong>be</strong>tween the simple<br />
theory that Cromhie propaned in 1955 and the actual measurements. The &st-order<br />
spectral components were slightly shined fmm their theoreticai dues, which resuited<br />
in a velocity discrepancy <strong>of</strong> approximately 40 cm/s. Since this war comparable with<br />
the hstorieal magnitudes <strong>of</strong> the ocean surf- -rents <strong>of</strong>f the Florida mart, he<br />
armired that ocean surfme currents, induced by waves, winds and tides, amounted<br />
for thir shift. That is, the whole water surface moves due to underlying currents.<br />
Another experiment was performed at Jupiter Inlet, Florida, which utilized two<br />
spaced receiving antennae for direction-6ndiog purposes to determine the directions<br />
in which the sea waves were travelling. By considering the coherence function <strong>of</strong><br />
the amals received at the two antema=, Cmmbie 1261 showed that mnstrunive<br />
backscatter sign& were received over a wide range <strong>of</strong> azimuths and their Doppler<br />
shifts indicated that the current was Bowing nearly perpendicular to the mast and<br />
in the same diretion as the wind.
Fmha experiments were conducted at a HF M t y on Sao Clemente Island dur-<br />
ing the early 1970's to monitor -rents. Thir installation used a phaped-array to<br />
generate a narrow <strong>be</strong>am <strong>of</strong> approximately 15O along two s e a 4 directions. Dur-<br />
ing one experiment the current E m obserwd by the radar was consistent with the<br />
wind conditions, in that the current was approximately 3.5% <strong>of</strong> the wind speed (Wu<br />
[27]). A heuristic appmaeh was used to explain the radar measured component <strong>of</strong><br />
the current (Barrick et ol. [q). In mother experiment drifting buoys, which auld<br />
monitor the current at varying depths, were used to compare the radar and drifter-<br />
induced currents (Stewart and Joy [a]). These eqerimerimts strongly suggested the<br />
HF technique was a valid means <strong>of</strong> measuring ocean surface currents.<br />
In 1975 , NOAA's Wave Propagation Laboratory developed a HF short range a ys<br />
tem called the Coastal Ocean Dynamics Applications Radar (CODAR). This system<br />
muld monitor surfaee currents, to a range <strong>of</strong> 70 km, fmm two shored-based stations<br />
separsted by approximately 20 Irm. Eaeh station could measure the radial mmpo-<br />
Dent <strong>of</strong> the surface current field <strong>of</strong> their common coverage areas. Hence, the vector<br />
component muld <strong>be</strong> constructed from geometric mns~derations. CODAR operation<br />
was based on Crombie's M ement interfernmeter system in that a small aperture<br />
antenna using a direction-bding technique, developed by Munk d d. in 1963 [28],<br />
was used to resolve the direetim <strong>of</strong> a signal om 360' with a four-element square<br />
array. Since this small aperture srjtem was compact and portable the real estate<br />
requirements. which are needed to form a narrow <strong>be</strong>am using a linear phased array,<br />
were not necessary These systems were used in over 20 experiments by NOAA and<br />
other agencies in order to wrify the technique. Rerults <strong>of</strong> these investigations re-<br />
port msldmum magnitude and directiad errom <strong>of</strong> 15 em/s and lo0, respectively. A<br />
sample <strong>of</strong> these investigations can <strong>be</strong> found in Holbmok and Rweh [29], Janopaul<br />
et d. [19], Lawence and Smith PO] and Hodgins [31]. Other gmups in Europe and<br />
Australia also verified the HF radar technique using a mmbination <strong>of</strong> short and long
ange broad and narrow-ham systems (Collar et ol. [32], Venn et 01. [33], Esen et<br />
d. [34], Prandle [35]. Hemn et ol. [36]).<br />
This aforementioned HE ~ology was transferred to Canada in the early 1980'3<br />
as part <strong>of</strong> a t&<strong>be</strong>d pm- to study the feasibility <strong>of</strong> using HF radar for the wer-<br />
the-horizondetection<strong>of</strong> ice (Butt et 01. [3q, Butt andHickey 1381). The researchwas<br />
initiated by Dr. John Walsh <strong>of</strong> The Faculty <strong>of</strong> %neering at <strong>Memorial</strong> University<br />
<strong>of</strong> Newfoundland (MUN) and was comprised not ody d ice detection research. but<br />
aLFo research in the detection <strong>of</strong> ships, h-Bying ahaft, and o-ogrgrphic dace<br />
parameter phenomenon such as nurents and waves. The 61% use <strong>of</strong> thir new tech-<br />
nology for the purpose <strong>of</strong> e mnt surveillanee in Canada wss in the winter <strong>of</strong> 1983.<br />
Two stations, one situated at Cappabayden, Newfoundland (NF), and the other at<br />
Cape Race, NF, were used to eoUect HF radar data b m the iee-infested mtea <strong>of</strong>f<br />
the Ballard Bank. The sumeeaful initial trial was the Lst instance whereby current<br />
maps w e obtained from radar data that was contaminated by ice refieetions<br />
(Butt et oL 1371). Many mare successful trials followed and the system wa5 eontin-<br />
"ally upgraded throughout the 1980's to help &date Walsh's models, via ice, ship.<br />
wave, and current trials, using various narrow- and broad-<strong>be</strong>am receiving antenna<br />
configurations (W&h et ol. [39], GU and Walsh 161, W&h and Srivastava [40]).<br />
In the late 1980's the research &rt in this area, at MUN, was at a matvie<br />
stage. A local compaoy, Northern Radar Systems Limited (NRSL), was formed to<br />
commercialize the reulta fmm the previous ten years d resea&. The hrst project<br />
for this new company was the complete eomtruction <strong>of</strong> a multi-purpose, Long range.<br />
shore based gmund wave radar system at Cape Race, NF. This steerable narrow-<br />
<strong>be</strong>am system wss deigned to provide continuous surveillance <strong>of</strong> a 120' sector <strong>of</strong> ocean<br />
encompassing the greater Gcand B&, induding the Hi<strong>be</strong>rnia and Terra Nm ail<br />
fields, out to a madmum range <strong>of</strong> 400 b.<br />
One <strong>of</strong> the iatended data products b m this new lo~-rangesystern is the pzodue-
tioo <strong>of</strong> merit maps. However, it is nee- to demonstrate that a single long-mnge<br />
station can pmvide adequate radial current estimates. One <strong>of</strong> the goah <strong>of</strong> this thesis<br />
is to report on this capability, since experimental d t s from such an exercise are<br />
not documented in the literature. As well, the new drifters I& in the experiment<br />
are minimally iduend by wind, which har deeted other part radarjdriRer com-<br />
parisons using short-mge bmad-<strong>be</strong>am systems. Therefore, a unique opportunity is<br />
now available to present a more r&tie comparison <strong>be</strong>tween the eurrent components<br />
hom both techniques.<br />
Testation vector current mapping is aLw plausible provided other stations are<br />
built which are strategically located to shere a common coverage zme. The suc~sful<br />
demonstration <strong>of</strong> this capability would permit the radar to map the <strong>total</strong> current<br />
&or field. For example, the dats kom Cape Race could <strong>be</strong> mupled with data from<br />
a system at Cape Bonavista to routinely map the currents on the Grand Banks. This<br />
reglon, which b already horn a~ one <strong>of</strong> the world's <strong>be</strong>st fishing grouods, b now<br />
bang developed <strong>be</strong>cause d its rich oil rere-. Reliable and timely surface current<br />
data 1s certainly usehl For further <strong>of</strong>ihore development planning. However, surface<br />
c~reot data in this r@on is sparee and has typically b- mnfined to -rent meter<br />
records at points <strong>of</strong> drilling activity. Smee there are no detailed current remrds from<br />
this area, the radar data wodd provide valuable information in the study OF the<br />
physical oeeaooqaphy <strong>of</strong> the &e layer <strong>of</strong> the Grand Banks. This is even more<br />
mmpelling considering the recent muapse <strong>of</strong> the eod sta* and the apparent iack <strong>of</strong><br />
understanding <strong>of</strong> the relationship <strong>of</strong> currents to this problem.<br />
Since two stations are nody required to estimate vector currents, the faeility<br />
at Cape Race provides an opportunity to test the feasibility <strong>of</strong> using a sge-station,<br />
long-range radar to remotely estimate the <strong>total</strong> went field. This has not <strong>be</strong>en<br />
documented in the literature for a long-range system. Inwstigations io this area<br />
have <strong>be</strong>en confined oniy to one short-rage srjtem (Lipa and Barrick [17]). However.
the shon-r- radar is quite diEerent from the Cape Race fmiity in that it uses<br />
a ermed-loop antetee. system for broad-<strong>be</strong>am reeption. Lipa and Barrick 1171 for-<br />
mulated an expression for the radial ewent components as a Linear hmunetion <strong>of</strong> the<br />
current magnitude and a non-linear function <strong>of</strong> direnion. To solve there functions, a<br />
closed-form solution is used to estimate the -rent magnitude while the non-linear<br />
portion <strong>of</strong> the formulation e linearized and treated to a least sqvares solution. Erron<br />
using thia formulation were found to range from 4 to 20 -1s in magnitude and 12-<br />
to 30' in angle. Horn, there no sea truthing for the renrlts presented and<br />
consequently the above error statements could not <strong>be</strong> validated.<br />
Another technique using a single station radar for War current estimation is the<br />
spaced antenna (SA) technique which has <strong>be</strong>en used for atmospheric radm in the<br />
determination <strong>of</strong> wind velocities sine 1950 (Brigp et <strong>of</strong>. 1411). In 1989, this method<br />
was applied to a singlestation shorLrange, narrow-<strong>be</strong>am, HE system for nurent<br />
mesuremeats (May [42]). In that method, it can <strong>be</strong> sboam that the bdcattered<br />
electric field is translated aerass the receiving antenna syjtem at a velocity <strong>of</strong> 2V<br />
where V is the tangential current velocity in the scattering area. Therefore, the cr-<br />
correlation hetion <strong>of</strong> the signal detected by two aatenna separated by a dintam d<br />
will have a peak at a time lag <strong>of</strong> d/2V. This technique could not <strong>be</strong> implemented using<br />
the experimental data in this thesri <strong>be</strong>came the raw data was irreversibly proceased<br />
to yield radial current maps. Hawever, the radar could <strong>be</strong> m-ed to test such a<br />
technique by processing the baseband signal in the above m er. For this care, the<br />
oridnal Linesr array would need ta <strong>be</strong> partitioned into two subarrays. In aoy event,<br />
there is no evidence in the literature <strong>of</strong> any sea-truthing experiments which could<br />
verify this method.
1.5 Scope <strong>of</strong> Thesis<br />
The purpme <strong>of</strong> this thesis is tw<strong>of</strong>old. The &-st objectwe is to validate the ability<br />
<strong>of</strong> the Cape Rae radar to monitor the radial current 6eld. This system is the &st<br />
<strong>of</strong> its kind in North America and it was not svbjsted to any previom validation<br />
experiments in this area. Hence, the need for an investiffatin <strong>of</strong> this kind is imper-<br />
ative to test and further promote the technique. The second objective is to examine<br />
the passihility <strong>of</strong> using the radial data to estimate <strong>total</strong> nurent vectors. This has<br />
not <strong>be</strong>en prwiously attempted using a long-range -em. Therefore, an experiment<br />
<strong>of</strong> this nature pmvide. a valuable dataset for testing algorithmme to promote this<br />
capability.<br />
In the -tor current method presented in this thesis, the radial components are<br />
formulated as a system <strong>of</strong> linear equations which were derived directly from the<br />
tem geometry. The u n l m in ~ this system are the current components which can<br />
<strong>be</strong> determined from a closed-form solution using a simple re-on analysis. This<br />
alleviates the errors introduced in linearizing the system <strong>of</strong> equations derived by the<br />
method presented in Lipa and Barrick [17]. The end result is a much simpler proea<br />
dure which can <strong>be</strong> esrily implemented as a real-time s<strong>of</strong>tware module in a practical<br />
radar sptem.<br />
The general techaiques used to pro- the radar data are d-i<strong>be</strong>d in Chapter 2.<br />
The elanrid technique used to spectrally analyze the radar data will <strong>be</strong> summarized,<br />
with a description <strong>of</strong> the current estimation method med to yield the radial nurents.<br />
This will <strong>be</strong> followed by the formulation <strong>of</strong> the vector current aigarithmn and its<br />
soiution.<br />
The experiment is discussed in Chapter 3. Normally, this would <strong>be</strong> dealt with as<br />
an appendix. H-wr, since this is essentially an experimental thesis where the data<br />
for mod4 validation was provided by the Northern Radar Cape Race facility from<br />
Octo<strong>be</strong>r 20 to Novem<strong>be</strong>r 21, 1992, it is felt that a description <strong>of</strong> the same is deserving<br />
16
<strong>of</strong> a chapter. Thig dso provides an appropriate intermission from the radar theory,<br />
es it discusses the experiment &om a practical standpoint <strong>be</strong>fore the data analysis<br />
pmcedures are presented in the foliowing chapter.<br />
Chapter 4 presents the data analysis pmcedm used for the drifter and radar<br />
data and discusses the possible emm arrociated 4th both techniques. The data<br />
simulations, which were designed to alleviate the complexities arsociated with typical<br />
radar simulations, are ah dLmmed here.<br />
The results from the data analysis procedures a e discussed in Chapter 5. These<br />
mulu provide a mmparisan <strong>of</strong> the simulated and the actual radarfdriner current<br />
estimate.<br />
Condusions from this study d <strong>be</strong> presented in Chapter 6. Findy, some ideas<br />
for future deveio~ments in this sea are considered.
Chapter 2<br />
Technique<br />
2.1 Introduction<br />
The radar coverage zone he partitioned into a polar grid <strong>of</strong> radar scattering<br />
cells, eaeh <strong>of</strong> which 1s specified by the radar's range and azimuthal mlution. A HF<br />
Doppler spectrum from each <strong>of</strong> these ceb is charmterized by two dominant pe&<br />
spaced symmetrically about the carrier. The frequencies <strong>of</strong> these peeks are used by all<br />
HF GWRwtems for the m-uement <strong>of</strong> ocean surface m t s since they indirectly<br />
trace the underlying average surfme -rent component. These camponents, or radial<br />
current projections, can hs estimated for all eeUs in the radar ewerage zone to yeld<br />
a grid d the radial current field. How these datagrids are generated will <strong>be</strong> discussed<br />
m the following sections.<br />
For the estimation <strong>of</strong> wetor currents, a technique will he presented which as-<br />
sumes that the current is uniform about the estimation point. In this ease adjacent<br />
azimuthal radial current components will he different projections <strong>of</strong> this mrrent. A<br />
geometric linear equation descri<strong>be</strong>s this relationship for one radar cell. A <strong>be</strong>t <strong>of</strong> these<br />
equations can <strong>be</strong> generated for dl cells which fall within the assumed uniform c mnt<br />
ream. These equations can then he subjected to a linear regression analysis to yield<br />
an estimate <strong>of</strong> the vector current components.
2.2 Radial Surface Currents<br />
2.2.1 Theory<br />
The motion <strong>of</strong> the ocean we.- is seen by the radar ss a translation <strong>of</strong> the frequency<br />
<strong>of</strong> the reeelved echo signal fmm that <strong>of</strong> the carrier. In kping with the Bragg scatter-<br />
ring phenomenon, the dominant received radiation is resonant scattering h m ocean<br />
waves trading to-& or away horn the radar and having s wavelength one half<br />
that <strong>of</strong> the transmitted sf@. In this mode, the radar em- ao ocean wave<br />
spstmmeter since it predominantly observes <strong>only</strong> these wavetrains. This interaction<br />
induces on the radar Doppler frequency spectrum symmetrically s p d peaks whoae<br />
positions are dictated by the pbase velocities <strong>of</strong> the advancing and receding wave<br />
trains, respectively. In the HF commuaih: these are comm<strong>only</strong> referred to as Bragg<br />
lines. In the absence <strong>of</strong> currents, these lines have well defined Doppler frequencies<br />
If a current exists <strong>be</strong>neath the surf- waver, the radar sees this as a translation <strong>of</strong><br />
the co-ordinate frame <strong>of</strong> the scattering wave trains. This imparts another frequency<br />
shift on the Bragg lines wbieh is proportional to the radial component <strong>of</strong> the current<br />
velocity dong the radar receiving drection'.<br />
The following short mathematical explanation <strong>of</strong> the above pmcess dl <strong>be</strong> pre-<br />
sented next since it mneisely summarize. the above parsgraphs. For ao excellent<br />
introduction on fundamental radar principles the reader should refer to the text<br />
"Radar Principles" by Nadav Levanon(431.<br />
It is well esttabhshed tbt for p~grazingineidence, the velocity, K, <strong>of</strong> the Brauwave<br />
ss derived hom the deep water gravity wave dispersion relation is given by<br />
I~he bmk <strong>of</strong> the mathematical briustions <strong>of</strong> the a h mnap~s and t<strong>be</strong>ssartemg<br />
a not <strong>be</strong> preented here sinsin thhh h <strong>be</strong>aed eaed f"dSmenta1 radar prhcip1ei. Inned, <strong>only</strong> the<br />
prhcipal equations gmwnhg Dopplm ahiffa which o-te kom mwiog tars* <strong>be</strong> marldeed
where X is the radar waveIMpth and 9 is the acceleration due to pavity The come-<br />
sponding Bmgg hquency, fa, induced on the Doppler spectnun due to the motLon<br />
<strong>of</strong> the wavetrain in the ahsetme <strong>of</strong> =face eurrents is given by<br />
f b = G (2.2)<br />
which at 6.75 MHz is 0.2651 Hz. The edstence <strong>of</strong> surface currents shifts the dominant<br />
peaks h m their theoretid dues as in show by the example presented in Fme 2 1. The difference <strong>be</strong>tween the frequency <strong>of</strong> the theoretical Bragg wave and the one<br />
determined h m the radar data is a measure <strong>of</strong> the average radial component <strong>of</strong> the<br />
sdxe current to a depth <strong>of</strong> appmximately X/8= m (Stewart and Joy [8]). This is<br />
approximately 2 m for a radar operating at 6.75 m.<br />
Since the radial current measurement consists <strong>of</strong> determining the shift Af from<br />
its theoreti4 value <strong>of</strong> fa, h m the above equations it can <strong>be</strong> shm that the radid<br />
component v, <strong>of</strong> the surface current within a radar scattering cell is<br />
far an ideal HF radar system.<br />
2.2.2 Measurement<br />
To remotely memure ocean surface currents h m a HF system, the azimuthal r-<br />
iution pmded by the receiving antema <strong>be</strong>am and the radar's r- resolution are<br />
used to isolate the radar return from a resolution di on the ocean surf-. The<br />
radar echo fluctuation from this cell is indirectly sampled at the waveform repetition<br />
frequency and the resulting time series <strong>of</strong> samples are subjected to a k t Fourier<br />
m-form (FFT). T~LI generates the Doppler frequency spectrum.<br />
Rom Seetian 2.2.1, it is clear that the accuracy <strong>of</strong> the current measurement is<br />
dependent on the muracy <strong>of</strong> the computation <strong>of</strong> the frequency <strong>of</strong> the two Bragg
Figure 2.1: Radw Spectrum (solid line) bm 6.75 MHz operation. An underlying<br />
current with a radial component <strong>of</strong> approximately <strong>10</strong>0 em/s and moving away from<br />
the radar induces a Dopplershift <strong>of</strong> apprmdmately 0.045 Hz on the spectrumobserved<br />
vlth no underlying m n t (dashed line).<br />
pe& Since the frequency computation is performed by using a standard s<strong>of</strong>t-e<br />
FFT implementation, the frequency rerolution <strong>of</strong> the spectrum is the reciprocal <strong>of</strong> the<br />
time interval, in seconds, over which the data from each cell is sampled. This tune<br />
interval or coherent integration time (CIT) restricts the radar's ability to "pinpoint'<br />
the tiue Doppim <strong>be</strong>quency using the periodogram appro&. Hence,the actual peak<br />
<strong>may</strong> <strong>be</strong> 'somewhere <strong>be</strong>tween' two adjacent kqnency bins. The estimation <strong>of</strong> the<br />
'mcnn' or centre h.rl\nency <strong>of</strong> a 3pectral pePk rs performed wrrh the mrmn<strong>only</strong> urm<br />
>It u ab-""d ,hat rdsl men, dcwuolu u d<br />
by LDB~~YLR~OLR~O<br />
onon uu,&m,,<br />
' mlu3arwl ru the c uml raalutrou LNVI&~ by th. FM
'centroid' definition, while an estimate <strong>of</strong> the ermr in this calculation is provided by<br />
the FFT resolution. Thus, a radial current estimate, as well as an estimate <strong>of</strong> its<br />
error. is obtained h m each rada spectrum.<br />
To illustrate the above mncepts, an example i. presented using the system param-<br />
eters <strong>of</strong> the Cape Race radar, namely t hw associated with the radar's spatial and<br />
Doppler renolutiom. The azimuthal resolution <strong>of</strong>a hear array is approximately AID<br />
radiaas where A is the radar wavelength and D is the Length <strong>of</strong> the array (Cob [MI).<br />
Since the receive array at Cape Race. circa 1992, wa. 866 m in leogth and the centre<br />
radar frequency m8 6.75 Mhz, the approximate radar <strong>be</strong>amwidth is 3 degreesP. The<br />
radar's range miutlon is determined by the bandwidth, f, <strong>of</strong> the transmit wavefo~m<br />
and is giwn by c/(2f) where e is the velociCy <strong>of</strong> light. Since the radar transmusion<br />
bandwidth used to generate the experimental data <strong>of</strong> thk report aras 375 ldIz the<br />
range re~olution for the experiment is approximately 4M1 m. Therefore, the cell size<br />
at ranges <strong>of</strong> 50, <strong>10</strong>0 and 200 1rm are approximately 1, 2 and 4 square km, respstively.<br />
To determine the approximate current frequency resolution we need to refer to the<br />
wawform mpetition mterval which, for the expeMlental data, was apprmrimately 0.6<br />
sands. 'Qpicall~ 512 mmples were collected at this sampling interval, per radar<br />
<strong>be</strong>am, to yield a CIT <strong>of</strong> approximately 300 semnds. Smce the frequency resolution is<br />
the reciprocal <strong>of</strong> this time interval, the resultant Doppler resolution is apprmdmately<br />
,003 Hertz. The mrrespondiog current velocity resolution, using Equation 2.3. is<br />
approximately 7 em/s. In other mrds, the current estimate is approximate to within<br />
13.5 wn/s <strong>of</strong> the FET estimate. The azimuth associated with this estimate is ob<br />
tained by the appropriate phasing <strong>of</strong> the received signal at each antenna. Therefore,<br />
to ewer a selected azimuthal extent in the radar ewerage zone, we can dwell in a<br />
direction for a time intenral, At, then 'shift dimion and dwell' until the region is<br />
coveted. We can t hdre generate radial velocity estimates at range aod andar<br />
'This that each el-t ia ia ktmplc SemoT. aoa*ew, the <strong>be</strong>amwidth thtuauy vari~a<br />
from appmdmately 2 8 to 6.0" <strong>be</strong>oava <strong>of</strong> the sut-a<strong>may</strong> pat-
intervals <strong>of</strong> Ar and A.9, where thee parameters are the nominal radar range resolu-<br />
tion and heamwidth, respectively. (See Khan cf d [45] for a complete description <strong>of</strong><br />
the dwign OF the Cape Hace system).<br />
2.3 Vector Surface Currents<br />
2.3.1 General Problem Formulation<br />
A won. S, <strong>of</strong> raoge resolution Ar and azimuth resolution A.9 in the cowrage area<br />
<strong>of</strong> a HF radar is considered. It is assumed that a uniform aurfaee cumnt, v, exiin<br />
S duing the dwell time for this region. This gwmetry is sh- in Figure 2.2<br />
where the radar h situated at the origin.<br />
Let the unit vector Z, point in the direction <strong>of</strong> the centre <strong>of</strong> a radar receive <strong>be</strong>am<br />
such that it makes an angle 8, with respect to the x-ivds <strong>of</strong> the eo-ordinate systan.<br />
Let the uniform current vector, which projeeffi itself along the <strong>be</strong>am drection, <strong>be</strong><br />
denoted by ?. Hence, at the pwition (r,8,) in S, a radial current measurement d<br />
<strong>be</strong> monitored by the radar.<br />
In thL4 wordinate system. ? h<br />
where i: aod p are voit -ton dong the x- and y- A, respectively and VV. and<br />
V, are the components OF ?. Since we can represent the unit vector in the radial<br />
direction perpendicular to Cij a~<br />
and the radial component <strong>of</strong> ? along ths direction as<br />
it foUows that<br />
+<br />
VJ=V.$, (2.6)<br />
V, = v, CS(B,) + v,*in(e,) (2.7)<br />
23
Figure 2.2: Geometry <strong>of</strong> region Swhere a rad~al cumeat component is <strong>be</strong>ing measured<br />
dong the direction *><br />
which is the projection <strong>of</strong> !? along the direction <strong>of</strong> i*<br />
Next, a subset <strong>of</strong> region 5, say Q, is considered. The <strong>total</strong> radial and angular<br />
exteas <strong>of</strong> Q are AR and AB, e~peetivel~. Further, the region Q is subdivided into<br />
subsecton <strong>of</strong> range extent AT and angular extent A0 such that
Figure 2.3: Wan Q is mbdivided into rn x n subregions, where each subregion,<br />
ij, is mmitmed by the radar to give a radial mmponent u,- dong the $ direction<br />
and the tt"udistant cell from the radar.<br />
where n <strong>be</strong>- interset the region and A#, is the <strong>be</strong>amwidth <strong>of</strong> <strong>be</strong>- num<strong>be</strong>r I.<br />
This geometry is shown in Figure 2.3.<br />
Let them range cells within 4 <strong>be</strong> indexed from 0 to m - 1 and let a rage cell<br />
within this range <strong>be</strong> indexed by i. Let's mnsider the radial current from the tjLh eeu,<br />
where j is the index <strong>of</strong> the <strong>be</strong>am which makes an angle 8, with the x--. Sice<br />
this current obtained from an actual radar system consists <strong>of</strong> an error mmponent,<br />
e,,, equation (2.7) <strong>may</strong> <strong>be</strong> remtten a~
Let eo <strong>be</strong> the smallest angle a <strong>be</strong>am in Q m h with the x-:-ads. Therefore, iin<br />
-<br />
<strong>be</strong>- intersect this region lue have for n radial projections, w. v,. . . . , v.-, <strong>of</strong> v in<br />
the it" range sector <strong>of</strong> Q<br />
Over the entii region, Q, there are m sets <strong>of</strong> such equations arhieh <strong>may</strong> <strong>be</strong> cast
The abwe system <strong>of</strong> equations is swerely over-deterrmned since we haw 2 un-<br />
lmowns in m x n equations. Howewr, the solution <strong>of</strong> such a system is well horn<br />
and will <strong>be</strong> dkussed in the following sectLon.<br />
2.3.2 Solution<br />
Consider the system <strong>of</strong> equations which were derived fmm the previous section. If<br />
we let the radial m n t components <strong>be</strong> mitten ss<br />
"ID<br />
Tb is an example <strong>of</strong> a multiple regression model with two reg-rs. The model<br />
is non-linear in the two regressor a, and m2, but it is linear in the unkn-<br />
repression coefficients V, and V,. If are mume the error terms, s, in the model have<br />
zero mean and mnstant variance, and that the errors are uncomelated, we can proceed<br />
to use standard resesion teehniquea to estimate the s h e<br />
current pluameters V,<br />
and V..
Chapter 3<br />
Experimental Data<br />
3.1 Introduction<br />
The prime objective <strong>of</strong> thia Raesnb is to investigate the surface went sensing<br />
capabilities <strong>of</strong> a long-range, singlastation, HF GWK This has <strong>be</strong>en documented<br />
with tw-station, short-range HF installations, as descri<strong>be</strong>d in the Literature review<br />
<strong>of</strong> Chap- 1. However, it ha. not <strong>be</strong>en documented using a single Long-range system.<br />
A single long-range station, for example, with a range and azimuthal coverage <strong>of</strong><br />
approximately 250 Irm and 120D, hss the potential to map an ma <strong>of</strong> apprdmhtely<br />
66,000 square kilometers. Therefore, agencies respooslhle for monitoring the exelusive<br />
economic zozoes <strong>of</strong> coastal nations <strong>may</strong> hod data products from such a system to <strong>be</strong><br />
extremely informative, timely, and emt-effetive. As a renult <strong>of</strong> shrinkhg national<br />
budgets for such semi-, joint venturer involving many nations have evolved. For<br />
example, the experiment upon which this thesis is bssed was part <strong>of</strong> a larger study<br />
by the Canadian sod U.S. Coast Guards, a. well s~ the Canadian Department <strong>of</strong><br />
Fisheries and Oceans (DM)). Their primary goal is to improw the drln predictions<br />
<strong>of</strong> search and rescue models. Presently the search and reme models la& adequate<br />
surface current data for the estimation <strong>of</strong> Jearch regions. Therefore, the information<br />
provlded by a HF system muld enhance the vsefulners <strong>of</strong> theae models.<br />
Another objective <strong>of</strong> HE radar experiments is for hheries r-ch since o-ts<br />
play amleinnutrient tr-port. The DFO- interested in theability<strong>of</strong>HF GWRto
estimate ocean surface axrents since the late 1980's when a portable HF system anu<br />
deployed to map currents in Conception Bay, NF. This system, the CODAR which<br />
w introduced in Chapter 1, consists <strong>of</strong> two stations which memure the components<br />
<strong>of</strong> the surface current Beld radial kom each station to a range <strong>of</strong> approximately 30<br />
km in polar increments <strong>of</strong> 1.2 km and 5O. In this was the -tor eurwt &Id <strong>may</strong><br />
<strong>be</strong> calculated fmm strictly geometric considerations by using the radid current pids<br />
produced fmm each station (Barrik cf a1[46]). Since surface eurrene play a major<br />
roie in the dispersion or 'flmhing out' <strong>of</strong> fish larwie contained in these inlets, this<br />
system auld provide a clears picture, both temporally and spatially, <strong>of</strong> the current<br />
circulation patterns which DFU bad di5eulty in obtambg via in dtt methods. DFO<br />
was <strong>only</strong> capable <strong>of</strong> monitoring Eulerian ments and a few Lagra.gian measure<br />
ments with &drifters. This was a wry time consuming exercise thst provlded sparse<br />
current vectors as compared to the radar technique. which could provide a map <strong>of</strong><br />
the CircuLation patteras an an hourly basis. Since many <strong>of</strong> the standard instruments,<br />
such as current meten, must <strong>be</strong> deployed to obtam the memurement scale that DFO<br />
required, the CODAR system w a ideally suited for their data requirements. For ex-<br />
ample, a gtid <strong>of</strong> current data could he constructed with a resolut~on <strong>of</strong> appmxhe.tely<br />
1.2 km wer a 2000 square km zone.<br />
The DFO m & interested in the -rent pattern over the Grand Banks since<br />
these currents &ct nutrient circulation in this rich fishing zone. Since the portable<br />
system d~d not haw the capability for these long range measurements, an alternative<br />
system was needed. This new system anu built in 1990 at Cape Race, by NRSL. 6om<br />
local gownment and inwstor hmding. It was designed primarily as a ship detection<br />
radar system but it was & capable <strong>of</strong> mapping currents. The radar has <strong>be</strong>en<br />
demonttrated to have a nominal range <strong>of</strong> 200 km over a 120' %tor, which entailed a<br />
large portion <strong>of</strong> the the Grand B ah. Even though this system could measure <strong>only</strong><br />
the radial components <strong>of</strong> the current fieid it was envisioned that other systems would
e built at other eoastd sites such that the vector field <strong>may</strong> <strong>be</strong> mnstructed <strong>be</strong>tween<br />
stations with dud coverage. Hence, it was adwtageous for DFO to <strong>be</strong>mme involvd<br />
at this stage <strong>of</strong> the program dwelopment since the data pmdvets provided by these<br />
modem radar system mold aid in future SJheries research, especially in light <strong>of</strong> the<br />
collapse <strong>of</strong> the md bhery in Newfoundland.<br />
3.2 The Drifter Component<br />
Theexperiment commenced on Octo<strong>be</strong>r 20,1992 with the deployment <strong>of</strong> three Seimae<br />
Limited <strong>of</strong> Canada Accurate Suriaee naeker (AST) buoys an the Southern Grand<br />
B& (Figure 3.1).<br />
Figure 3.1: The positions <strong>of</strong> the three Accurate Surface Rder drifters ar recorded<br />
by the satell~te system. This raw paitiand data luss su<strong>be</strong>quently used to estimate<br />
the drifter velocities.
Drifter pasition. were obtained from the ARGOS satellite system, in near real<br />
time, app~teiy <strong>10</strong> times My. The 0.5m diameter by 1.0-m long barrel-shaped<br />
AST b- were dwigned to ae-ately track the Mi <strong>of</strong> the top metre <strong>of</strong> the ocean.<br />
Although these buoys are not b e d , they me designed to fill with water on &ploy-<br />
ment and are bottom weighted so that they remain upright. Extensive triaLs during<br />
the Canadian Atlantk Storms Project, as doevmented by Anderson and Shaw [47l,<br />
prod that they have excellent drift characteristics. At 6.75 MHz the radar provides<br />
an aver* current wloeiv for about the top 2 m <strong>of</strong> the water mlumn (Stewart and<br />
Jay [S]). Thus. the buoys and the radar sampled esrentially the same oceanographic<br />
repime.<br />
--*--++'<br />
13. 5; *<br />
Drifter 1<br />
1: Drifter21 Drifter 3<br />
Figure 3.2: An enhaneed view <strong>of</strong> the three AST drifter tr& with the num<strong>be</strong>rs<br />
indicating days <strong>of</strong> the experiment on which the radar mlleeted surface current data
Since the mean currents within mast <strong>of</strong> the r dar coverage zone arr weak (0 20<br />
cmls, Petrie and Anderson 14811, and since the surf- Bow in the autumn storm sea-<br />
son is generally dominated by directly luind-driwn currents, the bum were deployed<br />
in the centre <strong>of</strong> the -rage zone along the broadside look diretion <strong>of</strong> the riuiar<br />
(120DT). at ranges <strong>of</strong> 75, 125 and 175 Irm. Unfortunately. a tropieal stonn stalled<br />
over the Grand Bank shortly after deployment and its steady northeasterly winds<br />
quickly dmve the inner two buoys towards the edge <strong>of</strong> the radar emage. Buoy 1.<br />
deployed at a range <strong>of</strong> 75 km, stayed within view fewer than 5 days and returned<br />
<strong>only</strong> 6 radial velocity intercomparisons; Buoy 2, deployed st 125 h, survived for 12<br />
days and provided 23 mmparisons; fortunately Buoy 3, deployed at 175 km, remained<br />
within range for mmt <strong>of</strong> the experiment and yielded 48 useful comparisons.<br />
3.3 The Radar Component<br />
3.3.1 Radar System<br />
The radar sptem, designed, owned and operated by NRSL, is located on a 2.5 km<br />
strip <strong>of</strong> land along the mast at Cape Race, as s hm in Figure 3.3.<br />
The HF GWR site eonnistn <strong>of</strong> receive and transrmt antennas, a receive/mntral<br />
and acmmodations building, and a transmit building The transmit antenna is a<br />
log-periodic dipole array antenna with a half-power <strong>be</strong>amwidth <strong>of</strong> 120'(over perfect<br />
ground), a peak power ratlng <strong>of</strong> <strong>10</strong> KW, and an average power <strong>of</strong> appmdmately<br />
1 KW. The transmitted waveform is a frequency modulated interrupted continous<br />
wave (FMICW) where the carrier is swept owr 375 kHz to obtaio a range reolution<br />
<strong>of</strong> approximately 400 m. An operating frequency range <strong>be</strong>t- 5 and 8 MHz<br />
adable, but the two frequencies used in this experiment were 6.25 and 6.95 MHz.<br />
A blockdiagram <strong>of</strong>thesystem architectwe is shovn in Figure 3.4. The &element<br />
phased array IS partitioned into ten Celement subarrays which eao <strong>be</strong> electronically<br />
phd, via analog <strong>be</strong>amforming units, to form a subarray pattern. Insteed <strong>of</strong> the
TX and RX Sites<br />
0 Pond<br />
Figure 3.3: Layout <strong>of</strong> Cap Rae radar site<br />
approximate 114 element spacing <strong>of</strong> the original <strong>may</strong>, the effective antenna element<br />
separation <strong>of</strong> the <strong>10</strong> ehaonel subarray system is now approximately 21. Subsequent<br />
<strong>be</strong>amforming in s<strong>of</strong>tware <strong>of</strong> these <strong>10</strong> channels can steer the resultant main lo<strong>be</strong> to any<br />
direction within the sub-array pattern. Su<strong>be</strong>equently <strong>only</strong> ten receivers, as opposed<br />
to 40, are required to perform the waveform demodulation aod analog-to-digital eon-<br />
version. The pr-prowsor unit performs the range &scrimination, via the FFT, on<br />
a pukeper-pulse basis using 12 inter-leaved digital signal promsing units. Doppler<br />
proceing b performed on a VAX 11/785 system far subsequent analysis and display.<br />
The receiving antema is an 866 metre phased array consisting <strong>of</strong> 40 planar<br />
diamond-shaped monopoles. The <strong>be</strong>amwidth increases from appmximately 3.0' broad-<br />
side to 6', with 61P steering from broadside. The <strong>total</strong> angular ccwerage, which in-
Figure 3.4: System architecture <strong>of</strong> Cape Race radar<br />
cludes a large portion <strong>of</strong> the Grand B& as shorn in Figure 3.5, is from a <strong>be</strong>aring<br />
<strong>of</strong> 61' to 181' (True). The interested reader b referred to Khan et el. [45] for a more<br />
complete description <strong>of</strong> the radar system<br />
The radar <strong>be</strong>gan tradring the buoys on Octo<strong>be</strong>r 21, 1992, and ws tvrned <strong>of</strong>f on<br />
Novem<strong>be</strong>r 22, 1992. Typically. one to three radar measurements were made daily<br />
<strong>be</strong>tween the hours <strong>of</strong> 09:00 and 17:W local tie (Figure 3.2). However. data were<br />
rendered unuseable on day 2 (Julian day 296) due to data collection s<strong>of</strong>tware erro1.j<br />
and on days 22-25 (Julian days 316 - 319) when hardware <strong>be</strong>am forming problems<br />
were encountered. (See Appenb A for a chmnology <strong>of</strong> the experiment).<br />
Sin- the surface currents <strong>of</strong> the Grand B& region sre normally less than 50<br />
cm/s, the pmitions <strong>of</strong> the drifters m e not erpeted to vary appredably in a daily
Fire 3.5: Cowrage Region <strong>of</strong>f Cape Race<br />
period. As a redt <strong>of</strong> t b, and to reduce the data volume, the radar usually <strong>only</strong><br />
seaooed a region in thevicinity <strong>of</strong> thedrifcer positions. For example, the h s rffarded<br />
positions each day were relayed to the radar operator from DFO and were used to<br />
select a mimimum 6Wh-in-range by We-in-uimuth sectors centred on each buoy<br />
Within the secton the radar aehiewd an approximate 40Wm by 4- resolution, which<br />
translaw to 400 m by 5.2 Irm at 75 km range, or 4CO m by 12.2 km at 175 Irm<br />
raoge. In addition, larger data~ets consisting <strong>of</strong> current memmments <strong>of</strong> the <strong>total</strong><br />
radar coverage area m e surveyed daily to measure the larger-s& surface current
spatid variability and to check system performance. These seetor extents are noted<br />
in Appendix C.<br />
As a data g dty check the radar aras continually monitored on a per data ruo<br />
basis. Plots <strong>of</strong> the retuned radar signal were regularly produced to inspect range<br />
periormance. On-line spectral pro=-ing was also performed to determine the quality<br />
<strong>of</strong> the Bragg components. Also, ss they <strong>be</strong>earneeam available, most radial surface current<br />
maps m e inspected for obvious errors.<br />
Field personnel were stationed at the r& site for the duration <strong>of</strong> the experiment<br />
so that hardware problems muid <strong>be</strong> quickly addressed.<br />
3.3.3 System Performance<br />
There arar one hardware failure noted during the experimental period. An inspenion<br />
<strong>of</strong> the wtw on the morning <strong>of</strong> the 1 5 <strong>of</strong> ~ Novem<strong>be</strong>r ~ (Julian day 320) revealed that<br />
2 <strong>of</strong> the <strong>10</strong> <strong>be</strong>amforming units were dektive. The defective o ts were immediately<br />
replaced. It was Later determined these units were causing problems on Novem<strong>be</strong>r<br />
llth (Julian day 316), as revealed by a degradation in the data quality tom that<br />
day to the day <strong>of</strong> unit replacement. Other data I-, though very minimal, were<br />
mainly due to minor s<strong>of</strong>tware pmblems that occurred during the initial stage. d the<br />
prow. (See Appendix A, for the experimental chronology).<br />
The maximum rsdar range was obswed to <strong>be</strong> approximately 300 kilometerr, with<br />
a minimum range <strong>of</strong> apprmdmately 200 Irm. This was sufficient for an experiment <strong>of</strong><br />
thk nature since the drifter positions never exceeded 2W km.
Chapter 4<br />
Data Analysis<br />
4.1 Introduction<br />
The driRer and radar data analysis procedures are hrieEy d-i<strong>be</strong>d in this chapter.<br />
The drifter analysis prod- will descri<strong>be</strong> hoar the current veloeites are derived<br />
kom the positionai data recorded by DFO fmm the ARGOS satellite system. How-<br />
ever, since this tffbnique has <strong>be</strong>en reported elsewhere (Helhig 1491). it will <strong>only</strong> he<br />
briefly discussed. Simihiy, for the radar description, <strong>only</strong> the high-lwei pr-sing<br />
techniques will he presented since the fundamental details <strong>of</strong> the radar system dsip",<br />
and its implementation, have <strong>be</strong>en previously reported (Khan et 01. 14.51).<br />
A discussion <strong>of</strong> the radar data pm-iag methods will <strong>be</strong> partitioned into tmo<br />
sections. The Grst section dele with the pmcedsing <strong>of</strong> the radar time series data<br />
after it hap <strong>be</strong>en heamformed into a grid <strong>of</strong> rangeazimuth him. The radial current<br />
algorithm pme- the time series end generates a polar grid <strong>of</strong> radial current<br />
speeds fmm the resultant spectra. This b the hiodamental analysis step since thjs<br />
data, when compared to simiiar data from another m r , illustrates the radar's<br />
ability to sense the radial component <strong>of</strong> the current. The -nd section de& with<br />
the vector current processing data d p b . This aoalysis entail, the selection <strong>of</strong> the<br />
primary algorithmn parameters, some pramsing mnsiderations, data reduction <strong>of</strong><br />
the polar grid to match the algorithm parameters, md the h al pm-ing step<br />
which yields the orthogond current components. The current estimates prwided by<br />
38
oth <strong>of</strong> these techniques ean then <strong>be</strong> compared to the dts from thedrifteranalysis.<br />
Both simulated and actual data will <strong>be</strong> subjected to the algorithm.<br />
4.2 Drifter Data<br />
Weighted splines were fitted to the northerly aod easterly errordinates <strong>of</strong> each driner<br />
track to form an evenly spaced time series, with t he hour inten*, <strong>of</strong> position and<br />
velocity rn descri<strong>be</strong>d by Helbig (491. Weights were chosen to he inversely proportional<br />
to the &mated quality <strong>of</strong> each pasitional Ex. s supplied by Senice Arga. The<br />
data were not low-pass atered and extensive simulations by Helbig (491 indicated the<br />
rdtant rpeeds exhibited standard dwiations <strong>of</strong> about 5-7 m/s.<br />
The gist <strong>of</strong> the drifter velocity calculation is to aerentiate the splined-fitted<br />
pasitiaodd&a. It should <strong>be</strong> noted that although thespline 6ttio~ anddiEere~tI~ting<br />
a intended to smooth irregularities from the drifter tracks, the deriwd velocities are<br />
not eqwvalent to the radar results since they mntaio iaiormation at scds which <strong>may</strong><br />
<strong>be</strong> different than thase mewred by the radar. The drifter estimate is Lagrandan<br />
in nature. glving an average due over a portion <strong>of</strong> a tradr. Howwer, the radar<br />
meslue is Euleriao, <strong>be</strong>ing ao aver* estimate over the radar resolution cell, which<br />
<strong>may</strong> he several square Idlometem. Therefore, the drifter and radar estimates <strong>may</strong><br />
never truly equate unless the current is uniform wer a region that is large, with<br />
respect to the dimensions associated with both estimates. Hoover, this is the ody<br />
Imown reliable technique to ted the radar cwent estimate since currents near the<br />
s h e are extremely =cult to monitor.<br />
4.3 Radar Data<br />
Data from each radar <strong>be</strong>am direction was -pled at a rate <strong>of</strong> appmximately 1.7<br />
Hz, as descri<strong>be</strong>d in Section 2.2.2. This unambigously displays the spectral mntent<br />
<strong>of</strong> the signal to apprmdmately f 0.8 Hz. which is su!Xcient for current measurement<br />
39
since at 6.75 MHz the Bragg ~uencie. are apprmdmately +0.25 Hz. The nominal<br />
dwell time, or time to collect a series <strong>of</strong> mnsecutiw eeha pukes, was approximately<br />
3W seconds. Therefore, appmdmately 512 samples were obtained and spectrally<br />
processed to give an FFT bin resolution <strong>of</strong> apprmdmately 0.0033 Hz. This yielded a<br />
current veimity resolution <strong>of</strong> appmdmately 7 on/sec.<br />
During any dwell period. 8ignals at the receivem are combined to yield a eon-<br />
structive signal from one coarse direction <strong>only</strong> (See Section 3.3.1). The radar was<br />
configured to yield 31 coarse <strong>be</strong>ams, each separated by appro-tely C. Therefore,<br />
s selected extent in azimuth <strong>may</strong> <strong>be</strong> covered by dwelling on a coarse <strong>be</strong>am for a<br />
time inted, say At, at one &rune azimuth and then 'shifting' the <strong>be</strong>am direction<br />
and 'dwelling' until the required szimuthal axtent is cwered. Directions <strong>be</strong>tween the<br />
marse <strong>be</strong>ams can <strong>be</strong> synthesized by h e <strong>be</strong>am steering, in -hare, the coarse <strong>be</strong>am<br />
data to generate t he samples at range and angular intervals <strong>of</strong> Ar and A6, rep-<br />
tively, where AT is the radar range resolution and A6 is the nominal radar <strong>be</strong>amwidth.<br />
This h e <strong>be</strong>am steering calculation is the spatial equivalent <strong>of</strong> the frequency estima-<br />
tion problem in that the freqvency resolution can <strong>be</strong> improved by either inmesing<br />
the sampling interval, coUedig more samples, or both. In the <strong>be</strong>amforming ease,<br />
the num<strong>be</strong>r <strong>of</strong> directions is increased by chmsing an appropriate angular ln-ent<br />
and introdveing new phase factan to &steer the coarse <strong>be</strong>am data. This angular<br />
increment is d y some integral factor <strong>of</strong> the <strong>be</strong>amwidth (Collin [44]).$<br />
Time samples from each range-azimuth 4 were spectrally piocensed using an<br />
FFT routine to yield the Doppler inf~nnation.~ Sine the frequency placements <strong>of</strong><br />
"(rmfo- '(rmg. LDcrv May wll not k &wed here mm I, u . -dud pracnluc m<br />
radu rlgd pro-q 1% ad mlc, bomn. r b all sr
the dominant, or 9-, peaks <strong>of</strong> the spectrum have to he isolated, the data analpis<br />
method h one <strong>of</strong> peak detection. These peak frequency pmitions were determined<br />
from the spectra <strong>of</strong> eaeh mgaazimuth "all "sing the f0ll0~ steps:<br />
1. A 150 emls window was placed about *fb such that the two frequencies wizh<br />
greatest spectral po- muld <strong>be</strong> ~solated. These two peaks are the signals <strong>of</strong> interest<br />
since they will typically <strong>be</strong> due to the Bragg waves if there h su5tient waw energy<br />
for both components. If the radar frequency is 6.75 MHz then thjs corresponds to a<br />
Doppler fqueney window <strong>of</strong> +0.0675 Ha about the Bragg huency. This window,<br />
called the signal window, rvss ehmen to emre the detection <strong>of</strong> the largest expected<br />
meat veloeitles in the experimental area (Pettie and Anderson [@I);<br />
2. A noise Boor was calculated from the average power <strong>of</strong> all sign& in the region<br />
0.5 Hz < Iq c 1.0 Hz where F is the Doppler frequency range. Because there are<br />
potentially tan, Bragg sign& per radar spectrq one from the negative and pmltive<br />
halves <strong>of</strong> the Doppler spectrum, this computation result9 in two signal and two noise<br />
pmr measurements, one from either side <strong>of</strong> the spectrum;<br />
3. The onasidd spectrum with the greatest signal-to-nohe ratio (SNR), <strong>of</strong> at<br />
Least <strong>10</strong> dB, wan chaaen es the candidate spectrum for the current component esti-<br />
mation; and<br />
4. A moment calculation wa. performed by weighting the frequency components<br />
in the signal windoar <strong>of</strong> the canmdate spectrum with the SNR dues to estimate the<br />
central peak frequency. The SNR dues for each point used m the weighting had to<br />
survive the minimum SNR threshold <strong>of</strong> <strong>10</strong> dB.<br />
Thespectra from eafh radar cell ws subjected to the ahow pmcedure to generate<br />
polar pi& <strong>of</strong> radial current data for each radar dateset. A sample plot <strong>of</strong> one <strong>of</strong> these<br />
grids in shown in Figme 4.1. For display purposes each point on the grid is averaged<br />
over a polar seetar <strong>of</strong> 20 km in range and <strong>10</strong>' in azimuth.<br />
period A m , Ine~pLIUlblel~lYIm hm thedata analysis <strong>may</strong> '81- mvwtlng thia mption. 41
-so<br />
I<br />
-59 \ -52O -5t0<br />
I<br />
Longtaude (Degrees East)<br />
Figure 4.1: Radial current map processed h m radar data collected on Oft 21.1992<br />
at 11:53, NST. Note the wind-driven surface current Bow is predominantly Landmd<br />
in this example.<br />
4.4 Simulations<br />
A simulation study was undertaken to estimate an approximate emr bound on the<br />
radar and drifter current eomparisona, hssed on the estimated errors <strong>of</strong> both tech-<br />
niques. This m performed for the direct radial and the vector current cornparisom<br />
to: (1) test the s o h e modules used in the data analysis procedures; and (2) to<br />
aid in the analysis <strong>of</strong> the actual radar data in the event that anomalous results were<br />
obtained.<br />
For the direct radial component comparison (see Section 2.2.2) these erron can <strong>be</strong><br />
42
modelled, since they are known quantities. For example, the estimated radar error<br />
per radar cell is ir h3.5 -/s while the drifter error ia J +6 em/s (Helbig 1491).<br />
Hence, a comparison could <strong>be</strong> simulated and used as a <strong>be</strong>nchmark for the aetual<br />
radial component comparison. in this amy the statistice from s comparison <strong>of</strong> the<br />
simulated and the real data should agree if the errors were properly modelled. The<br />
Maor went algorithm could a h <strong>be</strong> tested using a similar scenario. Since thin<br />
algorithm eaumes a uniform current about a test pwltion an the oeean surface, the<br />
generation <strong>of</strong> this ment d d <strong>be</strong> simulated from any current which was ssumed<br />
to prevail at the point, and in the vidoity <strong>of</strong> the point. Morewer, by extending the<br />
reglon over which the <strong>be</strong>nchmark c m t is mumed to exist, both the radial and the<br />
vector current ulgoritbmn can <strong>be</strong> tested with the same simulated datasets.<br />
The radar test data, which emulateda timesequence <strong>of</strong> actual radial cunent grid..<br />
=re simulated arsuming the existence <strong>of</strong> a spatially uniform current fieid about a<br />
position <strong>of</strong> comparison in the cowrage zme from each radial map. This was deemed<br />
adequate for the dire2 radial component comparison since these positions would <strong>be</strong><br />
representative <strong>of</strong> ao actual radar/drifter test point. In other words, the same radial<br />
component should essentially <strong>be</strong> estimated using either the radar or driner current<br />
estimate. For the application <strong>of</strong> the veetor current algorithmn this <strong>may</strong> not <strong>be</strong> the<br />
-since the a ctd current data <strong>may</strong> deviate from the uniform tea current aimate,<br />
as the distance from the test position in=-es. Hoarever, for the simulations, good<br />
agreement is eqected since the asumption d current uniformity rs enforced by the<br />
p"ailing test current. By using thin ~pproaeh the statistiw <strong>of</strong> the simulation results,<br />
and the actual datg should <strong>be</strong> similar if the actual current was indeed uniform. This<br />
<strong>may</strong> also provide some insight in detecting nan-uniform current regions.<br />
Since the driRer data is considered to <strong>be</strong> the sea-truthed dataset for this eompari-<br />
Jon, emrents estimated from this data were chosen as the test or <strong>be</strong>nchmark current.<br />
For both the radar and drifter simulated datasets, the actual drifter estimate at the
midpoint <strong>of</strong> a radar data collection, in time, was taken to <strong>be</strong> the tent current. How-<br />
ever, the ermrs associated with this drifter estimated e mnt are born to exhibit<br />
Gausian standard errors from 5- 7 m/s. To simulate this error range, random nor-<br />
mal deviates torn a uniform dktribution wer this interval were added to the deer<br />
went components. For example, if the output from a random uoifocm num<strong>be</strong>r<br />
generator on the above emor interval wa9 5.5 a/s, then this would <strong>be</strong> the standard<br />
error <strong>of</strong> the Gaussian random variable. This is the thrust <strong>of</strong> the current simulat~ons<br />
for the drifter components. Far the radar simulation the henchmsrk current<br />
held constat for the duration <strong>of</strong> an actual mdar data collection. The current was<br />
projmted on each <strong>of</strong> the radar <strong>be</strong>am directions used to process the actual radar data.<br />
This step yielded a set <strong>of</strong> noiseless radar radial velocity data. Since it is has <strong>be</strong>en<br />
shown that suface current radial velocities are Gausian random variables (Barrick<br />
and Snider [51]), the noiseless data was smeared with a random normal deviate. The<br />
standard error <strong>of</strong> this random variable cuas chcsen to <strong>be</strong> 112 the current resolution<br />
<strong>of</strong> an FFT frequency bin, or approximately 3.5 un/s (See Section's 2.2.2 and 4.3).<br />
AU the radar datasets are used in this manner to generate a slmuldted version <strong>of</strong> the<br />
anual radar data<br />
4.5 Direct Radial Radar/Drifter Comparison<br />
At each point <strong>of</strong> comparison a radar estimate obtained by averaging the radial<br />
components withinaradius <strong>of</strong> 2.4 Ian from the location <strong>of</strong> thedrifter current estimate.<br />
Since the radar lange resolution was 0.4 km, apprmimately 12 range elk along the<br />
rdal direction were used in the averagirg prows. Ebr example, at ranges <strong>of</strong> 50,<br />
1W and 150 !am an ardength <strong>of</strong> 4.8 Ian, subtends angles <strong>of</strong> approximately 60, 3*<br />
and 2'. respectively. Therefore. at 50 and 150 Lrms approximately 24 and 12 points,<br />
rerpectively, were used to compute the mean radial c-t from a region with a<br />
surface area <strong>of</strong> approximately 20 square Irms.<br />
44
Sine the drifter estimates m e mnstrdned to three hour intervals, a linear interpolation<br />
<strong>of</strong> the drifter estimate - reqvjred if the radar time did not mincide +th<br />
one <strong>of</strong> these intervals.<br />
To illustrate the dect d SNR on the comparison, the rdar data we- pmcesed<br />
using two SNR values <strong>of</strong> <strong>10</strong> and 30 dB.= The <strong>10</strong> dB case wss studied to determine if<br />
this minim- SNR esse was s<strong>of</strong>F,tient for radial current estimation. In mntrast to<br />
this, the 30 dB ease - maridered to determine if the data mmparison is Lnprowd<br />
by using a relatively high SNR criteria. Since all three driner datasets are^ used in<br />
this comparison, this yielded a <strong>total</strong> <strong>of</strong> six radial mmponent mmpackons. These were<br />
mbsequmtly analysed, using a simple linear regression, to estimate the mrrelation<br />
<strong>be</strong>tween the segtruthed radial nrrrents estimated fmm the drifter data and those<br />
estimates pmvided by the radar technique.<br />
*Sa S&n 4.3 h a dirdn <strong>of</strong> hov them SNR valuer vae <strong>of</strong>puted fr<strong>of</strong>ro the radar e r a .<br />
45
4.6 Vector Surface Current Estimation<br />
4.6.1 Introduction<br />
The performance <strong>of</strong> the venor surface current estimation algorithm will h t <strong>be</strong> ad-<br />
dressed using the knom test radial current data as descri<strong>be</strong>d in Section 44. T he<br />
simulated fields <strong>of</strong> radial m t grid. will form the basic test vectors for the algo-<br />
ritbmn. Ideally the test data set should mimic the aetual data with simulations based<br />
on some surface m n t model parameten. However, this poses a problem since the<br />
ectual data is a hetion <strong>of</strong> the esseessetially unlmoam m n t -e. The <strong>only</strong> lmoam<br />
quantities ue the cment estimates *om the three drifter tr&. Therefore the ex-<br />
tent <strong>of</strong> the test data for the algorithm" is Lwed on the current sirnulatiom from the<br />
known driner velocities.<br />
The purpose <strong>of</strong> the simulat~ona was for so- testing and not for establishing<br />
a robust radar signal simulation. This could <strong>be</strong> quite complex for a HX system if<br />
the uncartsinties propaffatlng throughout the radar system were calculated, starting<br />
from the raw voitagez measured at the antenna system to the output radar spectra<br />
(Lipa and Barrick [17]. Lipa and Barrik [SZ]). Since a robust radar signal s~mulation<br />
is <strong>be</strong>yond the scope <strong>of</strong> thh thesis, for the sake <strong>of</strong> simplicity uncertainties w e sunu-<br />
iatd in the resultant spectra as an error in the radial current estimate. As already<br />
mentioned in Section 4.4, the radial mmponent <strong>of</strong> the reference current estimated<br />
from the drifter data wa.s projected along each radar <strong>be</strong>am ditectioo used in the at-<br />
tual radar datasets to simulate a uniform current fieid far each set. Error estimates<br />
vere computed from lmowing the Gaussian statisti- <strong>of</strong> the radar current estimate.<br />
The slmvLated radial cment data were then p r o d by the algorithm to crudely<br />
determine its stability for varying algorithm parameters. Fiy, the dgorithm<br />
ws~ subjected to the actual radar data with a subsequent comparison to the actual<br />
drifter wlocities.<br />
46
4.6.2 Selection <strong>of</strong> Algorithmn Parameters<br />
For a single vector current estimate, radial current speeds tom a polar -tor <strong>of</strong> radar<br />
data are required, namely a Q-type sector as discused in Senion 2.3.1. Homer,<br />
determining the optimal size <strong>of</strong> thLn sector by ~peeifying the values <strong>of</strong> AR and A0<br />
has <strong>be</strong>en ao arbitrary aspect <strong>of</strong> the procedure at this stage. The emphaek has heen<br />
on algorithmn mrrectness as o ppd to optirmzation. Lo other words, algorithmn<br />
performance in the presence <strong>of</strong> a uoifouoifm current with added noise is the primary<br />
objective <strong>of</strong> this exercise. At this stage <strong>of</strong> the aigorithm development this b the<br />
simplest approach, since we wish to provide a comparative analysis <strong>be</strong>tween the radar<br />
and drifter methods with the m ption the drifter estimate is representative <strong>of</strong> the<br />
current in a Q-type senor in the vicimty <strong>of</strong> this estimate. However, it is pwsible<br />
that the oceanographic regimes about the drifter estimate aod the polar radar sector<br />
<strong>may</strong> not <strong>be</strong> the same. Since the algorithm requires, as input, radar data from a<br />
region wheh <strong>may</strong> <strong>be</strong> larger than the w on represented by the drifter estimate, it is<br />
unclear how the effeceets <strong>of</strong> a non-uniform current <strong>may</strong> bias the results. In the worst<br />
case scenario it is hoped the current estimate is indicative <strong>of</strong> the mean current in the<br />
region <strong>of</strong> interest. The problems associated with a conparison <strong>of</strong> this nature will <strong>be</strong><br />
discused in the following section.<br />
4.6.3 Algorithmn Constraints<br />
To perform a dehitive comparison <strong>be</strong>tween the radar and drifter estimates, the<br />
oceanographic regimes ssrociated with both estimates should coincide. This presents<br />
s problem whm the polar sector used by the vector current algorithmn issignificantly<br />
larger than the region in the vicinity <strong>of</strong> a drifter estimate. To apply the algorithmn<br />
we are assurmog the current b uniform in the sector. However, this <strong>may</strong> <strong>be</strong> true for<br />
<strong>only</strong> a small region about the drifter pwition. Ideally. this region Jhould span same<br />
porton <strong>of</strong> the drifter t rd. It should aLso <strong>be</strong> as smd as possible, such that the radar
vector current estimate is not distorted by radial components far removed h m the<br />
position <strong>of</strong> the driiter estimate.<br />
As the polar sector size is reduced the coneem noted in the abow parapaph do<br />
not exist or are not ss prominent. H m r , there are other issues to consider when<br />
this situation arise and there are a function <strong>of</strong> the radar's spatial parameters. For<br />
example, the anpllar extent <strong>of</strong> the seetor, A@, used by the vector m ent algorithm.<br />
will <strong>be</strong> affected by the num<strong>be</strong>r <strong>of</strong> <strong>be</strong>- required to span it. This <strong>may</strong> adversely<br />
dect the tangential component estimate if the ratio <strong>of</strong> this parameter to the radar<br />
<strong>be</strong>amwidth is not greater than two. This is apparent fram inspecting the general<br />
formulation equatioas in Section 2.3.1, sioee at leas two b- must span the region<br />
for the solution to he unique Thk &ect ia even more pronounced if the spectral<br />
resolution, and henee the current resalution, is too mme to sense the radial current<br />
change from <strong>be</strong>am to <strong>be</strong>am.<br />
The other extreme case is when the region size <strong>be</strong>corner too large. In thjs csse.<br />
ermrs m estimating the t-ntial current <strong>may</strong> <strong>be</strong> due to u nhm current miation<br />
throughout the region. In other words, the point estimate provided by the drifter<br />
data does not adequately repreent the mean evrrent <strong>of</strong> the region.<br />
For a consistent comparison each radar ertimate should <strong>be</strong> computed using data<br />
from a constant region size for each radarfdrifter estimate. This will amid any hiss<br />
as a result <strong>of</strong> variable spatial aver- in a comparison dataset. Far erample, the<br />
radar ediate from a sector <strong>of</strong> a hundred square !dometers wi!l consist d more<br />
range-azimuth cells, and hence more regression points, than an -timate from a few<br />
square kilometers. The validity <strong>of</strong> such a comparison holds <strong>only</strong> if the same c mnt<br />
e*sts owl both regions.<br />
Due to the inherent polar nature <strong>of</strong> the radar data, the radial point density is<br />
a function <strong>of</strong> range in that fewer points are aMtilable per unit area cs the range is<br />
increased. This is B result <strong>of</strong> the <strong>be</strong>amwidth <strong>of</strong> a directional antenna, since the are<br />
48
subtended by the b- increases in sbb with range eerulting in a lager radar ceU size<br />
per 6xd range resolution and <strong>be</strong>amwidth. This would not <strong>be</strong>apmbi-if the antenna<br />
<strong>be</strong>amwidth a.as a 'pencil' <strong>be</strong>am, since it could <strong>be</strong> atexed in any diretion to obtain<br />
the desired radial current density per unit area. However, with a ked <strong>be</strong>amwidth<br />
h m an wtual system <strong>only</strong> one rsdid current speed b estimated fmm each range-<br />
azimuth cell, and this cell glm in size with increasing range. At ranges <strong>of</strong> 50, <strong>10</strong>0<br />
and 200 km, for example, a <strong>be</strong>amwidth <strong>of</strong> 5' subten*, in azimuth, a distance <strong>of</strong> 4.4,<br />
8.7 and 17.4 h respectively. If the radial extent <strong>of</strong> the input data is 5 km and data<br />
h m three adjacent <strong>be</strong>- are uJed to estimate the current components, the region<br />
sizes corresponding to there ranges and <strong>be</strong>amwidth will <strong>be</strong> 66. 130 and 260 square<br />
!dometers respectively. In order to maintam constant-area sectors, an alternative<br />
approach would <strong>be</strong> to permit the radial width <strong>of</strong> the cell to proportionately decrease<br />
as the range b increased. However, the shape <strong>of</strong> the seetars will &bit a range<br />
dependency in that the sectors <strong>be</strong>comes 'thinner' as the range is increased. As well,<br />
there is still no guarantee that current uniformity will prevail even in this situation<br />
since the region, instead <strong>of</strong> <strong>be</strong>ing modi6ed radially, will <strong>be</strong> extended in a lsteral sense.<br />
Therefore. when comparing e4timates at different ranges, this aspect <strong>of</strong> the current<br />
processing scheme will ultimately have to <strong>be</strong> addreased.<br />
The azimuth extent used by the Maor current algorithmn must take into eonsid-<br />
erstion the receive antenna heamwidth in the direction <strong>of</strong> the location <strong>of</strong> the estimate.<br />
For example, an noted in Section 3.2 1, the radar <strong>be</strong>amwidth <strong>of</strong> the Cape Race sys<br />
tem is appmxbately 6' when the <strong>be</strong>am is steered 6W from broadside. Therefore,<br />
when performing an estimate near the azimuthal extremes <strong>of</strong> the radar coverage zone<br />
care m m he taken to mure that this extent is Large enough to at least cwer two<br />
<strong>be</strong>- in the estimate sector. Moreom, if the current resolution <strong>of</strong> the datanets is<br />
coarse, an compared to the mean nurents <strong>of</strong> the average area, additional care must<br />
<strong>be</strong> taken such that the h g e in radial current over azimuth is adequate to s e a
the tangentid component. For -pie, the adar data used here were processed to I<br />
yield a current resolution <strong>of</strong> 8pprmdmately 7 mjs. while the mean m ent owr the<br />
experimental zone k on the order <strong>of</strong> 20 -1s. Therefore, it <strong>may</strong> <strong>be</strong> difficult to mea-<br />
sure the change in the radial current from adjacent <strong>be</strong>-, aod hence the tangential<br />
current component, if the &age rn lea thao the nominal error <strong>of</strong> the radial current<br />
messurement. An alternative in this ease is to in- the slmuthal extent <strong>of</strong> the<br />
region and proceed with the essmnption <strong>of</strong> current uniformity<br />
In summary, from the above discurnion there is a elear trade<strong>of</strong>f <strong>be</strong>tMen the radar<br />
parameters <strong>of</strong> <strong>be</strong>amwidth aod current resoittian, an well an the selection <strong>of</strong> the opt&<br />
ma1 region size to <strong>be</strong> used for wetor current estimation based on these parameters.<br />
This vdl aLso depend on the variability <strong>of</strong> the current regimes <strong>be</strong>ing monitored and<br />
the magnitudes <strong>of</strong> the currents. For example the technique <strong>may</strong> provide <strong>be</strong>tter ec<br />
timates when cur-& are large, relative to the current resolution <strong>of</strong> the system. it<br />
<strong>may</strong> &o provide reliable mean current etimates in the event <strong>of</strong> extreme -nt<br />
variability in the estimation region if the size chasen is large enough to 'force' a mean<br />
estimate from the region. AU in dl, m y <strong>of</strong> t<strong>be</strong> paints noted here wiU have to <strong>be</strong> in-<br />
vestigated further to determine their etfeets on the reliability <strong>of</strong> the estimate provided<br />
by the aigorithmn.<br />
4.6.4 Simplifications<br />
At t h stage in the algorithm development, it is unclear how the mam algorithmn<br />
parameters, AR and AB, sect the solution. It <strong>may</strong> vltimately require some 'good-<br />
ness <strong>of</strong> fit' testing while varying the algorithmn parameters to minimize the solution<br />
in a least squares sense with same optimal set. Since this <strong>may</strong> detract from the fun-<br />
damental issue <strong>of</strong> establishing the potential <strong>of</strong> the algorithm for current estimation,<br />
optimal parameter selection will not <strong>be</strong> dealt with. Hence, for the 6 <strong>of</strong> simplicity,<br />
key issues related to the algorithmn fundament& will <strong>be</strong> a ddrd here. These will<br />
50
simplib the analysis by converting this multi-parameter model to a simpler and more<br />
intuitive form.<br />
To <strong>be</strong>gin this SimpWcation process, consider the general formulation equations<br />
presented in Section 2 3.1 In this formulation can <strong>be</strong> equated to V, the radial<br />
component in the sector, while Vv <strong>be</strong>comes K, the tangential component. This can<br />
ea~iiy <strong>be</strong> shown by an appropriate axis rotation. By setting the radial mmpment<br />
to an arbitrary mnstant it is clear that the tangential component is a function <strong>of</strong><br />
the changing radial components me& by the radar. Even though this <strong>may</strong> <strong>be</strong><br />
intmtive. this step re& the key parameter in the tangential estimation process-<br />
the linear change in the radial -t varlation over azimuth. Hence, using this<br />
approach, an inwtigation <strong>of</strong> the effect <strong>of</strong> this variable <strong>only</strong> will he considered. This<br />
simpliFxation allows us to consider the e kt <strong>of</strong> the variation <strong>of</strong> azimuth <strong>only</strong> As the<br />
radial anent is held constant the effect <strong>of</strong> that variable should <strong>be</strong> minimized with<br />
respect to the azimuthal variation.<br />
With this simplification, the variability <strong>of</strong> results is studied using three azimuthal<br />
extents. The range inuement war held constant at the arclength used for the direct<br />
radial component averaging, 4.8 km, while the angular extents arere chosen ar IZ',<br />
2(P and 36" (i.e. an odd integral num<strong>be</strong>r <strong>of</strong> nominal radar <strong>be</strong>amwidthe.). For each<br />
care the point dens,@ is preserved, in that radial data irom each radar cell contains<br />
<strong>only</strong> one radial component at any range while the sector area is increasing with range.<br />
In ather wrds, for each angular extent the same -her <strong>of</strong> radial components d<br />
<strong>be</strong> used to estimate the vector current at each estimation point. However, this <strong>may</strong><br />
not <strong>be</strong> the optimal approach, as mentioned in the previous seetion, since this does<br />
not preserve area. At range <strong>of</strong> 50 and ZOO 00, the area ewerage is approximately<br />
50 and 2W square kilometar, respmtively, for the 12- ease. Far the 36" case this<br />
corresponds to are- <strong>of</strong> 150 and 6W square kilometers. An flustration <strong>of</strong> the size <strong>of</strong><br />
these regions with respect to the radar -rage area is show in Figure 4.2.
4.6.5 Data Reduction<br />
The experimmtal data were processed to yleid a polar grid resolution <strong>of</strong> 1" and<br />
400 meters along the azimuth and radial directions, respectively. This data was<br />
mbsequently averaged to yield a resultant aid resolution <strong>of</strong> 4" by 1.2 km. This<br />
step was performed, krtly, to adhere to the nominal rsdar <strong>be</strong>amwidth (i.e. 4O) and,<br />
secondly, to reduce the variability <strong>of</strong> the radial current estimate over range. These<br />
stem were alno necessary to reduce the computational load on the s<strong>of</strong>tware module<br />
which computer the current components. These new values cornpond ta the the<br />
parameters A0 aod AT, respectively, as discussed in Chapter 1. In this ease, however,<br />
A? is the range miution <strong>of</strong> the new grid (ic. 1.2 km). The eorrsponding values<br />
52
for then <strong>be</strong>ams is therefore 3, 5 and 9 for the lZO, 20° and 3V c-, respectively.<br />
The num<strong>be</strong>r <strong>of</strong> deetiw rsnge elk, m, is 4.<br />
4.6.6 Processing<br />
The output hom the data reduction step was processed for ortor nureots using the<br />
three region sizes dehed in the prwious mtion. The central position <strong>of</strong> tbs region<br />
coincided with the position where a drifter estimate computed. Hence, for each<br />
drifter position used in the cornpaikon. 12,213 and 36 input data points were awilable<br />
for the regreion algorithm. Each <strong>of</strong> the points, which comprised the sectors, also<br />
had to meet the SNR criteria <strong>of</strong> at least <strong>10</strong> dB to <strong>be</strong> considered as valid. If this<br />
resalted in any missing data points in a seetor, or 'holes', which did not meet the<br />
SNR criteria, the estimate computd from the sector was not used in the comparison.<br />
A regression analysis arss then applied to the drifter and radar computed current<br />
components in order to study the correlation <strong>be</strong>tween the two estimates.
Chapter 5<br />
Results and Discussion<br />
5.1 Introduction<br />
The r dts from the application <strong>of</strong> the data analysis procedures outlined in Chapter<br />
4 are p-ted and discussed. T he are partitioned as two distinct sections, one for<br />
the direct radial and one for the -tar current comparisons.<br />
The results from the direct radial surface current comparison are presented in the<br />
Fmt section <strong>of</strong> this chapter. This k the fundamental mmpariwn since it illustrates<br />
the radar's ability to directly monitor the radial component <strong>of</strong> the surf- current m<br />
the vicmity <strong>of</strong> a drifter estimate. The results presented are from the analysis <strong>of</strong> the<br />
three drifter/radar datssets, both simulated and aetuai.<br />
Next, the results from the vector surface current algorithm are presented. How-<br />
ever, it was not deemed n- to provide a cornparkon from all three drifter<br />
datsetr, as was done in the direct radial current comparison, since comparisons<br />
showing both current components, with varying algorithm parameters. muld <strong>only</strong><br />
clutter the thesis with redundant graphs and tables. Since an illustration <strong>of</strong> the p+<br />
tential <strong>of</strong> the algorithm for vector surface m mt estimation is one <strong>of</strong> the gods <strong>of</strong><br />
this demonstration, data &om <strong>only</strong> buoy 3 arar used in the cornpariaon study, ss it<br />
provided the most radarfdrifter comparisons.<br />
For ewe <strong>of</strong> presentation, the comparisons are presented as seattergr- and ar<br />
soclated tables illustrating the statistics <strong>of</strong> the m mwn. The statistics assodated<br />
54
with the graphs are from a linear reeiin used to summarize the mults <strong>of</strong> the anal-<br />
pin. Since the drifter and radar current estimates are not strictly ~luident random<br />
variables (See Section 4.2) these statistid tables are <strong>only</strong> intended to illustrate any<br />
gram inconsistencies in the dysis results.<br />
A brief discussion on the mults from the comparisons, including possible anoma-<br />
lies in the inventigation, will $Jc <strong>be</strong> presented.<br />
5.2 Direct Radial Surface Current Comparison<br />
5.2.1 Simulations<br />
One set <strong>of</strong> the results fmm the simulations, in the form <strong>of</strong> seattergr-, is shown in<br />
Figure 5.1. In these scattergrams the minimum SNR criteria for the simulated radar<br />
data ara~ 30 dB. In other words. <strong>only</strong> Brag spectral components which met this<br />
criteria were used m the mean radar estimate (See Sections 4 3 and 4.5). A summary<br />
Simdtsd Radial VMaW (-1 - .%dar<br />
Figure 5.1: Scattergrams <strong>of</strong> simulated radial surf- currents <strong>of</strong> drifter verm radar<br />
estimates for 30 dB case. (4 , (h) and (e) mrrespond to simulations from data<br />
generated from Buoys I, 2 and 3, respectively.<br />
<strong>of</strong> the statlstid analysis <strong>of</strong> the radial component comparisons from the simulations<br />
is shown in Table 5 1.
Table 5.1: Summary <strong>of</strong> statistical comparison <strong>of</strong> simuiated current components using<br />
an SNR <strong>of</strong> 30 dB. The mean and standard dwiationsaf the three datmets are demoted<br />
by - and s, respectively, a d the standard dwiation <strong>of</strong> the regression <strong>of</strong> y on r rs<br />
The mmbined rerulu &om the simulations indicate that all measurements fall<br />
within hpprcoiimateiy +6 em/s <strong>of</strong> each other, which is within the estimated emom <strong>of</strong><br />
the buoy and radar me-rements. For the mmbied e m . 83% <strong>of</strong> the <strong>total</strong> variation<br />
in the radial components is explained by the regression.<br />
5.2.2 Real Data<br />
Fimres 5.3 and 5.4 display the time series <strong>of</strong> the buoy radial velocity, tagether with<br />
the radar point estimates and their standard errors. Considering the variation <strong>of</strong> the<br />
drifter-den& current mmponents over time it is quite remarkable that the radar 30<br />
clmly imitated this trend.<br />
Asampie <strong>of</strong> theresult*, in the form<strong>of</strong>scatterpams, illustrating the p erfom<strong>of</strong><br />
the radar wing an SNR value <strong>of</strong> 30 dB, is sh- in Figure 5.2. A statistical summary<br />
<strong>of</strong> the regression for each individual uw in shown in Table 5.2 for both SNR atudia.<br />
The scatter <strong>be</strong>tween radar- and buoy-derived estimates <strong>of</strong> the radial surface ment<br />
within the estimated error bounds <strong>of</strong> both twhdquer. This is in claw agreement<br />
with the simulated results, thereby giving credibility to the simulation technique.
Fiere 5.2: Scattergrams <strong>of</strong> radid surface meats d driller versus radar estimates<br />
mhgreal data; (a) , (b) and (c) mmpond to Buoys 1, 2 a d 3 respectively.<br />
Table 5.2: Summary <strong>of</strong> statistical mmparisan d radial current mmponenb using real<br />
data with (1) <strong>10</strong> dB SNR and (2) 30 dB SNR. The mean and standard deviations <strong>of</strong><br />
the three datasets are denoted by ' and a, respectively, and the standard deviation<br />
<strong>of</strong> the rrgression <strong>of</strong> y on s is la<strong>be</strong>lled s
The combined result. ~h nearly dl meagur-ntt fall aithin tppr~xi-tely<br />
46.5 cmfs <strong>of</strong> each other, which is within the estimated standard deviation <strong>of</strong> the<br />
buoy and radar meas.uements. The correlation eaadent, for the same, indicates<br />
that 76% <strong>of</strong> the <strong>total</strong> variation in the radialcomprmeots is e x p M by the weaion.<br />
4 " " " " '<br />
n p s w z e n a s m n<br />
OoydOm."mem<br />
Figure 5.3: Comparison d ments est~mated from Buoy 3 (did <strong>be</strong>) and errorbarred<br />
radar data (*)<br />
The dght d81ences in the standard m r and the correlation coeffidents in the<br />
simulated aod anual results can <strong>be</strong> attributed to the way the radar and drifter sense<br />
the current, as descri<strong>be</strong>d in Seetion 4.2. It is apparent from the results presented in<br />
58
Table 5.2 that the SNR eases <strong>of</strong> <strong>10</strong> dB and 30 dB are statistically equivalent. Hence,<br />
an SNR af <strong>10</strong> dB <strong>may</strong> <strong>be</strong> &dent for the estimation <strong>of</strong> the radial currene from<br />
radar data coueeted during day-time operation. Since these dues obtained<br />
Figure 5.4 Comparison <strong>of</strong> currenh estimated tom Buoy* 1 (dotted line) and 2<br />
(duhed L<strong>be</strong>) and the error-barred radar data (*).<br />
wer a wide variety <strong>of</strong> oceanic conditions, as is el- tom the wind data appearing in<br />
Figure 5.5, it is apparent that the r dts were independent <strong>of</strong> the sea state mnditionr<br />
experienced.<br />
Prior invenigationr have provided evidence <strong>of</strong> discrepancies in radar-derived cur-<br />
59
Figure 5.5. Wind '.eiocitles for position 4 6 14' N and ST IS' W during the experi-<br />
mental period<br />
rest. when wind a d tide are in opposite dirsct~oo. (Lawrenee and Smith (301) and<br />
when cmeet shear, coincident anth wind reversals, occurs (Essen et ol. (341). How-<br />
ever, in this c- there arss no evidence that these moditiorw were present when<br />
the buoys were <strong>be</strong>ing interrogated by the satellite. If they did edrt, they were not<br />
observed in the eomparjson. Thus, anomalies ohserved by Lamence and Smith (301<br />
and E m et al. (341 <strong>may</strong> have resulted b m the fact thu, in the experiments cited,<br />
current meters provided gromdtruthing. The nurent meters m e moored at depths<br />
well <strong>be</strong>low the &/4a law, to which the radar measurement. are sensitive, whde<br />
the drifters used in the wriment related to this thesis rerponded to about the top<br />
metre <strong>of</strong> ocean. hother factor which might <strong>be</strong> expected to cause discrepancies in<br />
60
m-ments deliwred by radar and buoys b their temporal sampling merence. A<br />
relatively d l CIT, typically six minutes, b used to obtain a point radar current<br />
messurement. The co-po*ding drlFter estimate, which is obtained fmm spiine fit-<br />
ting and dkrete time merentiating the satellite deduced drifter tr&, <strong>may</strong> r d t<br />
m a 'smwther' result. This <strong>may</strong> <strong>be</strong> more pronounced since apprmdmately <strong>10</strong> paei-<br />
tiom per day were typically recorded kom the ARGOS satellite system. Here again,<br />
however, there a no obvious indication <strong>of</strong> results <strong>be</strong>ing a cted signiheantly by thk<br />
possibility One explanation for this obse-tion wss that the current regime was<br />
uniform for a period <strong>of</strong> several horn, or many radar data collection inted.
5.3 Vector Surface Currents<br />
Current components estimated bm the track <strong>of</strong> drifter buoy 3 awe compared to<br />
those estimated from the vector m n t algorithm. Three cases were studied to<br />
illustrate the performanee <strong>of</strong> the vector current algorithm. Each rase used a constant<br />
angular spsn <strong>of</strong> 12'. 209, and 36', respectively, while the other two parameters, Ar<br />
and AR, wereset to 1.2 and4.8 km, respectively (Seesections 2.3.1,4.6.4. and 4.6.5).<br />
Simulated and actual data are compared, using both current components, to yield 12<br />
intercomparisons, or sLx for eaeh component.<br />
5.3.1 Simulations<br />
The results, in the form <strong>of</strong> scattergrams illustrating the performanee <strong>of</strong> the vector<br />
current algorithm in estimating bath current components using simulated data, are<br />
shown in Figure 5.6.<br />
tions.<br />
Table 5.3 shows a summary <strong>of</strong> the statistid analysis <strong>of</strong> the results <strong>of</strong> the simula-<br />
5.3.1.1 Radial Component<br />
The algorithm produces estimates which are comp-ble wth those obtained fmm<br />
the direct radial component simulations. The remewion erron are <strong>of</strong> the same order<br />
<strong>of</strong> magnitude, with dues ranging fmm 4.54 to 6.65 cm/s. In the worst case, 77% <strong>of</strong><br />
the totd variation in the radial components is explained by the regression.<br />
The d ts, from the three test caser. tend to suggest the mean radial component<br />
computed from the algorithm is not signiscantly afiffted by the almuthal variation<br />
<strong>of</strong> the sector. This <strong>may</strong> <strong>be</strong> miely due to the small spatial radial current variability<br />
in the regioas selected for praceJing. In other words, the mean radial component<br />
in the @on should not <strong>be</strong> vey different from the drifter-computed estimate sine<br />
current uniformihr we 'forced' into each -or <strong>of</strong> radial current data, input to the<br />
62
Figure 5.6: Scattergrams <strong>of</strong> simulated data resulU for vector currents for azimuth<br />
extents <strong>of</strong> (a) 12' (b) 21P (e) 36"<br />
algorithm.<br />
5.3.1.2 Tangential Component<br />
There is a high degree <strong>of</strong> correlation mthin each comparison for the three easer<br />
studied, and the statisties are wry similar as well. However, it is observed that an<br />
increase in the azimuthal extent <strong>of</strong> the setor d t s in ao increase in the correlation<br />
co&eient ar this extent is inered from 29" to 36O. In other words, a <strong>be</strong>tter 6t<br />
to the data is obtained in the mamaurn angular extent ease. One -on for this<br />
observation can <strong>be</strong> attributed to an inoreme in the range <strong>of</strong> the regenrion variable,<br />
Ae, which leads to a more stable estimate <strong>of</strong> the current component ar the range <strong>of</strong>
Table 5.3: Summary <strong>of</strong> statistical comparison <strong>of</strong> radial and tangential current mmponents<br />
computed h m the simulations. The mean and standard deviations <strong>of</strong> the<br />
three datasets are denoted by - and m, respectiwly, and the standard deviation <strong>of</strong> the<br />
regression <strong>of</strong> y on 2 is la<strong>be</strong>lled 8. Caes (1),(2) and (3) correspond to azimuthal m-<br />
tents <strong>of</strong> 12'. 20' and 36' respect~veiy. TU table summarizes the statistics associated<br />
with the scattergrams <strong>of</strong> Figure 5.6<br />
the variable increases (Montgomery and Peek 1531). An analow here is the differme<br />
in the slope ermr <strong>of</strong> a line estimated from a smd num<strong>be</strong>r <strong>of</strong> 'closely spazed. points<br />
as oppmed to s large num<strong>be</strong>r which are 'widely spaced'. L the ammt we, 92% <strong>of</strong><br />
the <strong>total</strong> variation seen in the tangential components is explained by the regression.<br />
5.3.2 Real Data<br />
Figure 5.7 displays the results <strong>of</strong> the paformanee <strong>of</strong> the algorithm, using real radar<br />
data, in the form <strong>of</strong> scattergr-. The graphs illmtrate that the emr in the tangen-<br />
tial component estimate <strong>may</strong> <strong>be</strong> dependent on the angular extent <strong>of</strong> the sector. This<br />
was also observed in the simulated data examples. However, the variability <strong>of</strong> the<br />
scatter about the unity slope line for the tangential component estimates are quite<br />
different from the simulated examples.
Figure 5.7: Scattergrams <strong>of</strong> -tor merit estimates using real radar and drifter data<br />
for azimuth extents <strong>of</strong> (a) lZO (b) 2LP (c) 36O. Note the reduction in the standard<br />
error <strong>of</strong> the tangentid component as the azimuthel extent is increased.<br />
A statistical su-q <strong>of</strong> the results d the mual data comparison is presented in<br />
Table 5.4.<br />
5.3.2.1 Radial Component<br />
The scattergrams ~ugged that the statisti- from all three cases, as shown in Fig-<br />
ure 5.7, are not si&-tly difkent. This is also evidence3 from the eorrelat~on<br />
mefficients, which range from 0.80 to 0.84, and the standard errom, which range<br />
from 6.94 to 7.22 m /s.<br />
Thestaodarderrors<strong>of</strong> thersdialeomponentsestimated hornthe dgorithmarenot<br />
65
Table 5.4: Summary <strong>of</strong> statistid comparison d radial and tangential w ent mm-<br />
ponents computed fmm the actual radar data. The mean and standard deviations <strong>of</strong><br />
the three datasete are denoted by - and o, mpectiwly, and the standard deviation<br />
<strong>of</strong> the regrension <strong>of</strong> y on z is la<strong>be</strong>lled s. This table summarizes the statistics <strong>of</strong> the<br />
scattergrams presented in Figure 5.7<br />
s~gnificantly Uerent from the errors observed m the simulations, with a maximum<br />
mean eeeenee <strong>of</strong> approximately 1 cm/s. This is a h evident from inspecting the<br />
scattergrams tor both c-. Howeyer, the mrrelation coefficients are Lower and dier,<br />
in the worst ease, by approximately <strong>10</strong> % tom those <strong>of</strong> the simulations. The poorer<br />
fit, <strong>of</strong> the real data case, <strong>may</strong> <strong>be</strong> attributed to the differences <strong>be</strong>tween the radar<br />
and drifter current estimation mothods, as expleilained in Seetian 4.2, or due to non-<br />
uniform currents. The results indieate that at i& 64 %<strong>of</strong> the variation in the radial<br />
components is explained by the regression. The mmponding quantihr for the wetor<br />
current simulations is 77 %<br />
The wultn also suggest that the rdid component mimates are not signifieaotiy<br />
&eaed by the change in angular extents. This tends to suggest that the result <strong>may</strong> <strong>be</strong><br />
useful inestimating the mean radial components <strong>of</strong> sectors <strong>of</strong> iubitrary but reasonable<br />
66
size. In other words, the algorithm <strong>may</strong> give reliable radial estimates for a variety <strong>of</strong><br />
polar extents and these estimates <strong>may</strong> provide a measure for the aetual mean radial<br />
current. Howewr, since the aetual mean current was uhm in each seetor, this<br />
mnclusion, bmed on the mdts fmm this small sample set, is <strong>only</strong> hypothetical.<br />
An error <strong>of</strong> approximately 7 -1s is observed far the radial component estimate<br />
obtsioed here while the direct radial component estimation error is apprmdmately<br />
6 5 em/s. Even though one <strong>may</strong> not consider these difference to he statistically<br />
si@-t, the slightly larger error in the wetor algorithm mnlt is probably due to<br />
a radal estimate which is computed using radial data from variable region size, ar<br />
mmpared to the k d re@n <strong>of</strong> averaging used in the direct comparison method. As<br />
well, the drifter estimate <strong>may</strong> he aerent h m the estimate mmputed here since the<br />
latter is a function <strong>of</strong> radial current data which are siightly distamed from the track.<br />
Of note, the radial component estimate from the -tor cmrent method <strong>may</strong> <strong>be</strong><br />
used ss a measure <strong>of</strong> the quality <strong>of</strong> the tangential component estimate. For exampie,<br />
one would intuitively expect the estimate fmm this method to <strong>be</strong> positively mrdated<br />
with the direct radial component measurement when the two methods are applied to<br />
data from the same oceanic d on. Without this inherent correlation, the tangential<br />
estimate computed h m the -tor current technique <strong>may</strong> <strong>be</strong> suspect. Inother wards,<br />
the resuit <strong>may</strong> <strong>be</strong> due to radial current estimates withio the sector that exhibited<br />
extreme variability or noo-linear hehaviour, with respect to magnitude, over azimuth.<br />
5.3.2.2 Tangential Component<br />
The correlation co&eients, far the tkee case studied, increase along with the w<br />
imuthsl extent <strong>of</strong> each sector and range from 0.41 to 0.74. Coincident with this<br />
ohtion is a derrease in the staodard error <strong>of</strong> the tangential component estimate<br />
as the azimuth extent increases. Howwer, the mean d ue <strong>of</strong> this regression error.<br />
<strong>of</strong> approximately 18 em/$, is relatively large as mmpared to the standard dwia-<br />
67
tions <strong>of</strong> the man drier and radar dues. Moreover, since this staodard ermr is<br />
appmximately three timer larger than the mrresponding ermr term obserwd in the<br />
simulations, there is no strong evidenee to suggest that a good positive correlation<br />
exists <strong>be</strong>tween the tangential components estimated h m the radar data and the<br />
corresponding drifter estimates. H m , it <strong>may</strong> he noted that the scatter in the<br />
pbts h m these cases are not ar randomly distributed ar the preceding deduction<br />
mmts. Rom observing Figure 5.7, one notes that the points are ewnly distributed<br />
about the line <strong>of</strong> unity slope, indicating a positive wmiation, al<strong>be</strong>it with a large<br />
regression standard error relative to the standard devistions <strong>of</strong> the simulated radar<br />
and drifter tangential curnnt estimates. There <strong>may</strong> he a num<strong>be</strong>r <strong>of</strong> ieasoas for this<br />
result. First <strong>of</strong> all, the Large errors <strong>may</strong> indicate the current - not uniform over<br />
the setors: a scenario that w not d e d in this thesis. In this case, the resuits<br />
<strong>may</strong> <strong>be</strong> unpredictable since the nature <strong>of</strong> the current regime is unImo-. However,<br />
if this the case one <strong>may</strong> expmt the radial current ertimater h m this tffhnique<br />
and the direct radial component cornparkon to <strong>be</strong> urnorrelated. Tbis certainly<br />
not the ease since the erron for both comparisons m e on the order <strong>of</strong> 6.5 emjs,<br />
which is within the m r bounds <strong>of</strong> the radar and drier technique. Therefore, a<br />
contradiction is apparent with respfft to this rdt. Semndly, it is plausible that<br />
the mean drifter tangenti Components were not adequately reprenented by the paint<br />
drifter estimate. In other words, the actual tangential component exhibits a greater<br />
variabiihr bath temporally and spatially, than the radial component. This is evident<br />
fmm Table 5.3 where the tangential component standard errors are approximately<br />
twice that <strong>of</strong> the radial's. Another explanation for the suspect tangentlrrl component<br />
comparison <strong>may</strong> <strong>be</strong> due to pcmible system problems which were undetected during<br />
the experimental period. For example, the <strong>be</strong>amforming accuracy <strong>of</strong> the system was<br />
nwer thoroughly investigated during the program period. The <strong>be</strong>amforming sys-
tem, which is a programmable fsture <strong>of</strong> the radar, 6- the radar it's directional<br />
receiving capabilities. Appropriate pharing <strong>of</strong> the reaived signal, at each antenna<br />
channel, is required for this purpose in order to achieve the required <strong>be</strong>amwidth and<br />
directivity Any errors in this arpgt d the pmwsing <strong>may</strong> <strong>be</strong> due to malfunctioning<br />
<strong>of</strong> the <strong>be</strong>amforming units3, s<strong>of</strong>kvare problem, or inadequate calibration data. How-<br />
ever, these heamforming ermrs <strong>may</strong> not <strong>be</strong> severe enough to mmtaminate the results<br />
<strong>of</strong> the direct radial component comparison. To understand why this is passibie, en<br />
explanation k provided, as well ar a simulation, to demonstrate the effects <strong>of</strong> <strong>be</strong>am<br />
direction errors on the radar's direct radial component estimate. To <strong>be</strong>gin, one <strong>may</strong><br />
de<strong>be</strong> a <strong>be</strong>am direction error, as a function <strong>of</strong> the radar radial current estimate and<br />
ermr, to <strong>be</strong> given by<br />
where<br />
A* = sin-'(V-/K)<br />
V-, = Radial velocity error <strong>of</strong> radar<br />
V, = Mean rsdial velocity estimate <strong>of</strong> radar<br />
This ermr <strong>may</strong> not significantly eLct the direct radial mmponeot mmparison if the<br />
actual radial components do not vary apprrciably over the <strong>be</strong>amerror range, Aor. For<br />
example, let's consider the ease wheee V- is 3 4 0 emfs, the FFT resolution emr<br />
<strong>of</strong> the experimental radar data. If V, is the expected maximum radial vel~ity <strong>of</strong> the<br />
current to <strong>be</strong> observed by any <strong>be</strong>am, then an angular <strong>be</strong>- emr <strong>of</strong> 3 i6' is obtained<br />
when this velocity is set to 40 m/s, or the maximum radial current o b s d during<br />
t* d thi. upabiliw; and (2) mod ezeamat aM obserwd in the mdar1-r radial current<br />
c~psd3mswhishm~ pcfomedwiodicdlythro~t thew-entalperi Lother-ds.<br />
there was no appnnnr need to check the *st- in the h t pk.<br />
JThistype<strong>of</strong>rnaifvM~on~ noteddvdng thewerimentd p e E ~ m , sy.-eualpe~tttt<br />
-<strong>only</strong> ~erhrmed when obvlolu deworation <strong>of</strong> aystem psfomma a- whish occvrnd<br />
When more than 1 unit - deffftlffft. Thae lyper <strong>of</strong> fadm are noted in Appendix A.
the experimental trials. In other wrds, a <strong>be</strong>am angle error <strong>of</strong> this magnitude <strong>may</strong><br />
not significantly effect the results <strong>of</strong> the direct radial velocity comparlson since the<br />
'sloppiness' <strong>of</strong> the <strong>be</strong>am is not detected in the end result (i.e. the radar estimate is still<br />
within the error limits <strong>of</strong> the radar and driler current estimate techniques). Further,<br />
this <strong>be</strong>am enor is a '<strong>be</strong>st ea~e scenario' since currents are typically on the order <strong>of</strong><br />
20 emls in the region where most <strong>of</strong> the radar estimates &om the experimerimtal data<br />
used here where obtained which is in the area <strong>of</strong> the Avalon Channel. In other words,<br />
ifment mwtudes are not srneantly larger than the radar current error, these<br />
dimtional errors <strong>may</strong> <strong>be</strong> difficult to isolate upon inspection <strong>of</strong> a radarldrifter radial<br />
component comparison. The masking <strong>of</strong> these <strong>be</strong>am errors will <strong>be</strong> hrrther illustrated<br />
by a simulation. In the simulation the <strong>be</strong>am mom are esumed to <strong>be</strong> Gaussian, with<br />
zero mean and having a standard deviation <strong>of</strong> 6'. This <strong>be</strong>am direction 'noise' wa4<br />
added to the actual r& I& data by shifting the baing <strong>of</strong> the radar estimate, by<br />
this emr angle term, to generate s <strong>be</strong>am-red data set. A direct radial component<br />
comparison wss then performed <strong>be</strong>tween the radial components <strong>of</strong> drifter buoy 3 and<br />
the <strong>be</strong>am-ermred data. This example utilized the same analysis procedure which was<br />
used in Seetion 4.5. The results are shown in the scattergrams <strong>of</strong> Figure 5.8. It is<br />
evident. from inspeetion, that the difference in the scatter is not significantly a%eeted<br />
by the <strong>be</strong>am errors used here. Therefore, for the current regime studied here, it is<br />
quite plausible to obtain a goad comparlson for the direct radial component estimate<br />
even with significant <strong>be</strong>am direction errors.<br />
The effect <strong>of</strong> <strong>be</strong>smbnoing enors on the tangential component estimate <strong>may</strong> not<br />
give rise to ermrs <strong>of</strong> the magnitudes which were observed for the radial component.<br />
The errors are compounded by the fact that more than one <strong>be</strong>am <strong>of</strong> data is required<br />
to calculate the vector component estimate. Sice the &ect <strong>of</strong> this type <strong>of</strong> error on<br />
the estimate from the vector current algorithm is not b orn, asimulation is presented<br />
which illustrates the magnitudes <strong>of</strong> this kind <strong>of</strong> error. The algorithm parameters used
Radii vetocify [cws) - Radar<br />
Figure 5 8: Scattergrams <strong>of</strong> direct redid component comparison using (a) the orienai<br />
radar data and (b) the <strong>be</strong>am-errored radar data. Note the similar scatter <strong>be</strong>tween<br />
the twa set..<br />
in the simulation are equivalent to the parameters used in the case 1 study <strong>of</strong> Section<br />
5.3. The input data is the simulated <strong>be</strong>am-errared data which -generated for the<br />
simulation desenption <strong>of</strong> the previous parwaph. The outputs from the simulat~on<br />
are the radial and tangential component. estimatedfrom the vector current algantbm.<br />
A comparison is shown in Figure 5.9 where the actual data case is compared to<br />
the simulated result. Even though the radial componente are estimated to mtthin<br />
re-n for both eases, the tangential components exhibit sidcaotly more variability.<br />
As illustrated by this example, it is plausible that <strong>be</strong>am direction emam <strong>may</strong> <strong>be</strong><br />
responsible for the resulte observed in the actud tangential component mmparison.<br />
Another problem that <strong>may</strong> affet the radarfdriner comparison is that the current<br />
iesolution <strong>of</strong> both measurement W ques <strong>may</strong> <strong>be</strong> too mane for adequate sensing <strong>of</strong><br />
theeurrent~ monitored in this experiment. Inother words, thecurrents are di5cult to<br />
m-ue with any preeislon since they are not signibantly Larger than the radar and<br />
71
-40<br />
4 - 2 0 0 20.0<br />
40 -20 0 20 60<br />
~ediai vhty imhl- Radar sirnuratad -&at velw (cWs1- Radar<br />
-60<br />
-1 W<br />
-lw -50 0<br />
SirnulaledTengenfial Veb5ty CWs) - Radar<br />
Flgur 5 9 Scnrrermnms<strong>of</strong> Mtor mmponent mmparrson usmg fa) rheorlpnd radar<br />
data and (b) the <strong>be</strong>nmcnorcd radar data Note the mcree I" rhc mulab llry <strong>of</strong> the<br />
t~lmd~nrlal componeor esrlrcares<br />
drifter current errors. fir example, kom Table 5.2 it is obserwd that the standard<br />
deviations <strong>of</strong> the radid c m t s e~tMated by the radar and driftem throughout the<br />
experimental period, a. aod nv, respeaively, are appmxhateiy twice that <strong>of</strong> the<br />
regression error <strong>of</strong> the comparison, s. Therefore, since the eurmt msgnitude are<br />
not signis-tly larger thao the merit velocity resolution <strong>of</strong> the radar system or<br />
the drifter error, conclusions regarding the quality <strong>of</strong> the radar mrect radial current<br />
estimates <strong>may</strong> <strong>be</strong> premature. More-, when mupled with the above <strong>be</strong>^^<br />
issue, it is not quite dear just how well the radar or drifters perform in monitoring<br />
'I2
ocean surface m nts where the current regime consists <strong>of</strong> evrrents which are not<br />
significantly larger than the s-or errors. It is evident that future erperunents must<br />
<strong>be</strong> wefvily planned when testing the m ent measuring capabilities <strong>of</strong> a HF radar<br />
system operating in the gmvnd wave mode4.<br />
5.4 Discussion<br />
The redid components estimated from the vector current algorithm, ming simulated<br />
and actual data, strongly agree with the drifter wmpvted dimaten. The standard<br />
deviations are within the lmown errors <strong>of</strong> both techniques and the results are well<br />
correlated.<br />
The redid components computed from the direct radar estimate and the -ti-<br />
mate from the vector current algorithm correspond well with the drifter computed<br />
estimate. The standard deviations are within the knom ermis <strong>of</strong> both techniques<br />
and the resuits are well correlated.<br />
Even though the tangential component estimates were highly correlated using<br />
simulated data, they were not very well correlated using the actual data with, at<br />
<strong>be</strong>st, <strong>only</strong> 55% <strong>of</strong> the variability in the mmparison explained by the regression. This<br />
<strong>may</strong> <strong>be</strong> due to extreme variability in the current field in the regions <strong>of</strong> interest (Petrie<br />
and Anderson [48j) or to b e d m errors. The latter pmibiity was discussed in<br />
the previous section. If <strong>be</strong>amforming problems did exist they were unknown during<br />
the experiment, with the exception <strong>of</strong> the major hardware problems noted durlng the<br />
later phs~er <strong>of</strong> the exe~cise. Since <strong>be</strong>am integrity is critical for the adequate testing<br />
4Sincethemsgutuder aftheanorr<strong>of</strong>theradar~irmtrdtPngntialNnent mmp0"er.e indicate<br />
thst the -&sent& radar data <strong>may</strong> bo $wee, the i n q d~ e r <strong>may</strong> mnder why no other<br />
HF radar datasea - tetpd with the -1 UFM~ pmpminginprh-. m i~radar data bm ~o<br />
othn current modwring wmimentr are avnilable hm the Cape Raee lysmn. The 6mt dataret<br />
war mkld d- the <strong>of</strong> 1991 to mnp nnd study the raal current pattern. *timaled by<br />
the radar. E m . there uar no aca-uutbing made 8MilabLF br that mdre to p-*e data w<br />
tert the wetm cvnent algorithm. The 0th- datast uas mktd in the fu <strong>of</strong> 1996. Even though<br />
sesAruthulg driftus - deployed d- tbat penad, the eimuthd remluticm <strong>of</strong> tLe radar data<br />
..aa roo erne to pmde adequate test data for the algorithm.
<strong>of</strong> the -tor current algorithm, huther experiments should <strong>be</strong> performed and this<br />
parameter -fully monitored.
Chapter 6<br />
Conclusions<br />
6.1 Direct Radial Currents<br />
The radial &e current components, estimated kom the drifter tracks <strong>of</strong> three AST<br />
drifter buon. were compared to those estimated h m the hrder components <strong>of</strong><br />
the spectra procd h m data collected at the long-range HF fdty at Cape Race.<br />
NF, duriog the fdl <strong>of</strong> 1992. Each radar estimate m computed h m the mean <strong>of</strong> all<br />
the radar cvrrent measurements that arere within a cirde <strong>of</strong> radins 2.5 !an centred<br />
about the pcsition <strong>of</strong> each drifter estimate. The standard deviation <strong>of</strong> the drifter<br />
aod radar estimates were appr-ately 6 and 4 em/s, respectively. This comparison<br />
produced standard deviations <strong>be</strong>tween the two which were within the ermr b o d<br />
<strong>of</strong> bath techniques, or approximately 6.5 m/s using a linear regression analysis.<br />
This m alna demonstrated with simulations, al<strong>be</strong>it with a slightly smaller error <strong>of</strong><br />
approximately 6 em/=.<br />
The foil-g points are also noteworthy kom the andysk<br />
. A lo dB SNR far the Bragg companenU <strong>of</strong> the Doppler spectra han <strong>be</strong>en shown<br />
to <strong>be</strong> su5tient for day-time radar operation;<br />
. The standard ermr <strong>of</strong> the radar estimate does not exhibit any dependency on<br />
range or azimuth; and<br />
. The -Its were shown to <strong>be</strong> independent <strong>of</strong> the sea date conditions witnessed
during the trial period, when 4nd speeds from <strong>10</strong> - 90 km/hour were experi-<br />
enced.<br />
6.2 Vector Currents<br />
C-ts were assumed to <strong>be</strong> miform over three polar extents, eaeh spaaoed in<br />
the radial direction by 4.8 Lrm and in azimuth by 12'. 20" and 36'. respectidy.<br />
The radar mmponents estimated h m all three eases were compared to the drifter<br />
estimated components from one AST buoy. Using simulated and actual radar data<br />
for these cases, the results demonstrate the algorithm can estimate the radial went<br />
components to within 7 cm/s, or approximately within one standard deviation <strong>of</strong><br />
both W gues The result for the radial component case <strong>may</strong> <strong>be</strong> independent <strong>of</strong><br />
the azimuthal extent since the correlation coefficients were not significantly different<br />
for all t he c-. However, this <strong>may</strong> &o <strong>be</strong> due to mean radial components in the<br />
regions that exhibited tittle relative variability.<br />
The tangential component errors for the simulations were well <strong>be</strong>haved, exhibiting<br />
a nominal standard error <strong>of</strong> apprmd-tely 6 emls. Howem, for the actual data the<br />
errors were too large to consider the results usefui br the cases examined. ThL <strong>may</strong><br />
<strong>be</strong> due to non-uniform currents, non-stationary currents wer the <strong>be</strong>am switching<br />
interval, as mentioned in Section 4.3, or possible sensor resolution and <strong>be</strong>amfarming<br />
problems which were discussed in Section 5.3. The standard deviations kom the<br />
actual data results indicate the tangential component m r to he apprmtimately 2 5<br />
times the rdal component m r, or appmximately 18 emls. However, since the<br />
simuhtions produced a more rwonbble error <strong>of</strong> appmxhately 7 m/s, theadltional<br />
error <strong>may</strong> <strong>be</strong> due to the above mentioned anomalies and their sources, which were<br />
discwsed in Section 5.3.2.2. These will have to <strong>be</strong> addressed in future studies using<br />
a more eontmlled experiment.<br />
Though convincing results using actual data m e not obtained for the radar tan-<br />
76
gential component estimate, wen with the observed errors the technique <strong>may</strong> stili <strong>be</strong><br />
useiul for the estimation <strong>of</strong> the mean tangential component over large regions. The<br />
results for the cmes considered produced a large relative error, but it is apparent from<br />
the scattergrams and the correlation eoaeients that the statistical results indicate<br />
a <strong>be</strong>tter 6t as the azimuthal extent is inere&. Better results <strong>may</strong> certainly he<br />
obtained if the outstanding issues mentioned in the abwe parwaph were resolved<br />
Horn, the validity <strong>of</strong> this estimate <strong>may</strong> ultimately depend on the current variabil-<br />
ity in the reeon, which hap not <strong>be</strong>en eonsidered here. If the W que ean pmvide<br />
a mean current estimate capability for Large oceanic sectors, it is still quite a usefui<br />
result since this parameter can't he estimated, in real-time, by other systems.<br />
ID condwion, heeavse <strong>of</strong> the following unlm-:<br />
Degree <strong>of</strong> current uniformity about drifter estimate;<br />
. Possible non-tionary currents within <strong>be</strong>am switching intervals; and<br />
Possible <strong>be</strong>amforming prohi-<br />
the performance <strong>of</strong> the vector current algorithm has not <strong>be</strong>en rigorously established.<br />
Horn, the slmulatioos suggest this parameter can <strong>be</strong> easily estimated to within<br />
one standard deviation <strong>of</strong> the drifter and radar velocity distributions under uniform<br />
current conditions.<br />
6.3 Discussion<br />
Since the -tor current algorithm sense. the radial current change over azimuth<br />
to estimate the other orthogonal current component, the extent <strong>of</strong> this azimuth in<br />
relation to the radar <strong>be</strong>amwidth is an important parameter. Obviously, this extent<br />
should resect the extent <strong>of</strong> the uniform nurent won. Ciearly then, as this extent<br />
decreases, the radar pedormance is dependent on the 'narrmess' <strong>of</strong> the receiving<br />
77
eam for spatial selectivity. Optimally, each <strong>be</strong>am synthesized by the radar should<br />
isaiate a differrot mdu scattering area, or 'pi-piece' from the radar coverage zone<br />
such that the num<strong>be</strong>r <strong>of</strong> adjaeent <strong>be</strong>-, and hence the region size, is kept to a<br />
midmum If the extent is too large, the risk <strong>of</strong> using current data from a non-uniform<br />
region increases.<br />
The resolving paruer <strong>of</strong> any radar syaem is dependent on its ability to distinguish<br />
<strong>be</strong>tween multiple targets within a radar scattering cell. Howew, for currents there<br />
is <strong>only</strong> one fundamental target, that <strong>be</strong>ing ocean .naves that are matched to the<br />
radar carrier via the Bragg phenomena. The mean current is indirectly seared<br />
by thir mechanism for each radar eeU. Theretore, the cell size is a measure <strong>of</strong> the<br />
spatial resolution <strong>of</strong> a current meemring HF radar. Since the sector used for wetor<br />
went stimation consists <strong>of</strong> anum<strong>be</strong>r <strong>of</strong> these cells, from a least squares perspective,<br />
as this num<strong>be</strong>r increases <strong>be</strong>tter estimates <strong>of</strong> the mean current <strong>may</strong> <strong>be</strong> expected.<br />
Further, the size <strong>of</strong> tlus num<strong>be</strong>r is a function <strong>of</strong> the radar system parameters Jueh as<br />
antenna hemwidth and radar bandwidth, which de6ne the are and radial extents,<br />
respectively, <strong>of</strong> the cell. Therefmore, in the design phase <strong>of</strong> a current measuiog radar<br />
system, these parameters must he carefully selected, based on the knowledge <strong>of</strong> the<br />
current @mes which are to <strong>be</strong> monitored.<br />
For the estimation <strong>of</strong> wetor currents at long rangen it b n-sary to synthesize<br />
very narrow <strong>be</strong>ams. This <strong>may</strong> not <strong>be</strong> practical at eoartal sites <strong>be</strong>cause at HF they<br />
requM antenna arrays which are hundreds <strong>of</strong> meters in length. Hence, for a practicd<br />
system, if the <strong>be</strong>amwidth is not adequate to estimate 6ne scale current measurements<br />
at long ranges it <strong>may</strong> <strong>be</strong> necmary to provide a second station to sense the current<br />
6dd from another direction. Howewr, if a 6naresolutian onestation system, which<br />
overcomes the aperture Limitations <strong>of</strong> a linear array, mn <strong>be</strong> developed, the method<br />
presented here <strong>may</strong> provide a framework for a praetieal real-time w ent monitoring<br />
system.<br />
78
One <strong>of</strong> the goals <strong>of</strong> this thesis has <strong>be</strong>en to fiubtt~te the potential <strong>of</strong> using a sing&<br />
station radar to estimate both radial and tangential current mmponents. Thk is<br />
certainly pcssihle as the simulations have demomrated. However, further studies will<br />
need to he attempted, with more extensive simulations and gmvndtruthing exerto<br />
validate the technique with actual data.<br />
-<br />
Even though the technique developed here <strong>may</strong> not dupiieate the accuracy ab tained from a *site system it <strong>may</strong> stii <strong>be</strong> sficient for search and rescue purposes,<br />
or for oil spill mntinpncy planning where surface transport <strong>may</strong> <strong>be</strong> required<br />
as opposed to heresolution point measurements.<br />
6.4 Future Developments<br />
The most important radar parameter for the estimation <strong>of</strong> ocean currents is the<br />
Doppler frequency resolution <strong>of</strong> the system, since this dictates the resolving p ow <strong>of</strong><br />
the radar with respect to current magnitude dewtion. To improve on thk resolution<br />
the examination <strong>of</strong> modem speetral estimation techniques <strong>may</strong> have to <strong>be</strong> considered<br />
(Hickey et ol. [54]). These techniques <strong>may</strong> <strong>be</strong> used to obtain a <strong>be</strong>tter estimate <strong>of</strong> the<br />
displaced Bragg frequencies and hence the radial current. Such techniques usually<br />
require fewer samples than the FFT p- speetd estimate, thereby allowing a scan<br />
<strong>of</strong> the radar coverage area to he performed in a mare timely manner than presently<br />
possible. For example, a full scan <strong>of</strong> the mwage area requires appmdmately one<br />
hour d data mumtian to yield the velocity resolution pmvided by the experimental<br />
data presented here. If <strong>only</strong> 32 time samples for e d <strong>be</strong>am were required, ar oppd to 512 to obtain aspect& estimate, the same zone muld <strong>be</strong> scanned in approximately<br />
<strong>10</strong> minutes. This is very advantageous, especially in the area <strong>of</strong> search and r-e or<br />
oil4piU traddng, where timely and regvlar surfwe current updates are required. It is<br />
also important for singlestation wetor current estimation since the sea is more Likely<br />
to remain stationary from <strong>be</strong>am to <strong>be</strong>am, with respeet to its statistical properties,<br />
79
ar tbis scan time is reduced.<br />
Other algorithms <strong>may</strong> <strong>be</strong> evaluated for <strong>total</strong> current wetors, such as those using<br />
the equation <strong>of</strong> mntinuity (Rid and Leise [55]). In addition, these <strong>may</strong> <strong>be</strong> incor-<br />
porated into the present algorithms mnstraints or as additional variables in a Least<br />
~qn- ~pproach to the solution.<br />
Aoother approach to the solut'ion could <strong>be</strong> attempted by wing an iterati~ tech-<br />
nique. It has <strong>be</strong>en shown that the radial mmponent can <strong>be</strong> calculated directly from<br />
the radar data. Homww, by varying the tangentid mmponent in the formulatiom<br />
developed in Chapter 2, a tangential estimate which minimizen the error, with respect<br />
to the known constraints on the radial component, <strong>may</strong> <strong>be</strong> computed. This mdd<br />
lead to another estite <strong>of</strong> the tangential component. In the present formulation the<br />
re@m approach reduce8 the m eX error, thus neglecting the mean knom radial<br />
component.<br />
The quality d the measured ocean surface parameters har to he <strong>of</strong> prime impor-<br />
tance. A level <strong>of</strong> mnhdence has to he assigned to each estimate such that a user<br />
can quantify the error in the result. Statistical tdmiques must <strong>be</strong> incorporated in<br />
the radar measvrements such that the user has some degree <strong>of</strong> certainty in the men-<br />
sured quantity The uncertainties should propagate throughout the analysis, from the<br />
initial ante- voltage. to the resultant meat map. Since the parameters to <strong>be</strong><br />
estimated are random variables with known statisti-, techniques which are available<br />
to q-tify these errors should he used (Lipa and Barriek (171).<br />
Future experiments must eosure that <strong>be</strong>am integrity is preserved, such that errors<br />
incurred here are within some angular tolerance I d . This Level should he a -ion<br />
<strong>of</strong> the error in the spectral estimator used to calculate the Bragg frequencies. This is<br />
e p d y important if her resolution radial current measurements are made, since<br />
the mrrelatlon <strong>be</strong>tmen adjacent <strong>be</strong>am directions should <strong>be</strong> kept to a minimum to<br />
enhance spatial selectiv~ty.<br />
80
Future work dl also deal with the fine tuoiog <strong>of</strong> the vector current tehique<br />
presented here, via modem statistical proeed-. The simple analysis procedure used<br />
here <strong>may</strong> <strong>be</strong> adequate for demonstration pup- but a more robust solution must<br />
<strong>be</strong> devised and areas to <strong>be</strong> examined <strong>may</strong> include, but are not limited to, residual<br />
dysis, detetion and treatment <strong>of</strong> outlien, r&ed model fitting, aod wdighted I&<br />
squares solutions (Montgomery and Peck [53]).<br />
The subject <strong>of</strong> the vonitity <strong>of</strong> the went field has not <strong>be</strong>en addrd here. For<br />
example, 'can eddy uurents <strong>be</strong> extracted u se the method or some variation <strong>of</strong> the<br />
method presented here?" In other words, W the fundamentals <strong>of</strong> the algorithm<br />
pemut the estimation <strong>of</strong> a non-uniiorm field where the rdal components are con-<br />
stant but 4, aam many <strong>be</strong>ams?" A minimum eapabilihr, with mpect to radar<br />
perfonnanee, would <strong>be</strong> the identification <strong>of</strong> the location <strong>of</strong> t<strong>be</strong>ne current features.<br />
More extenswe simulations should <strong>be</strong> used to study the effect <strong>of</strong> system parame-<br />
ters. For example, the fundamental wauefonn used by the radar should <strong>be</strong> properly<br />
simulated such that variations in the Brag hqu~cy from cell to cell <strong>may</strong> <strong>be</strong> <strong>be</strong>tter<br />
mddstood In this study the Brag frequency wa4 assumed to <strong>be</strong> the centre &eqvency<br />
<strong>of</strong> the transmispim band. However, this aversimpl&es what <strong>may</strong> <strong>be</strong> actually<br />
occurring since the radar bandwidth - actually 375 liHz. Beam pattern simulations<br />
should aLso <strong>be</strong> incorporated so a~ to study the &st d side lo<strong>be</strong>s, which <strong>may</strong> eon-<br />
taminate the data when the predominirnt wind direction coincides with one <strong>of</strong> these<br />
lobs.<br />
To test the algorithm far the estiaation <strong>of</strong> the mean current field ao experiment<br />
should <strong>be</strong> devised to deploy m y closely-spaced drifters, such that the actual mean<br />
current can <strong>be</strong> estimated. A positive r 4t in this case <strong>may</strong> still <strong>be</strong> useful for the<br />
estimation <strong>of</strong> temp& mesc-s& current variations.
References<br />
[ll D. Barrick "Remote sensing <strong>of</strong> sea state by radar" in Remote Sming <strong>of</strong> the<br />
%osph& (V. Den, ed.), ch. 12, pp. 146, ~assidptopto, DC: U.S. Gowment<br />
Printing Office, 1972.<br />
fl 3. Walsh and R. DonneUy "A consolidated approach to two-body electromagnetic<br />
scattering problems! Phys. Revim A, MI. 36, no. 9, pp. 4474485, 1987.<br />
[4] K. Hickey and R. Khan "Results <strong>of</strong> the 1991 CODAR surfaee current experiment,"<br />
Contract Report'92-CS. Department <strong>of</strong> Supply and Service, 1992.<br />
[SI R. KoweU and J. Walsh "Measurement <strong>of</strong> ocean wavespectra wing m o w <strong>be</strong>am<br />
HF radar," IEEE J. 0honic Eng., vol. 18, no. 3, pp. 296305, 1993.<br />
161 E. Gi aad 3. WAh, "Fxtrsnion<strong>of</strong>oeean wave parameters from HF backscatter<br />
reeeived by a four-dement <strong>may</strong>: Analysis and application," IEEE J Oeeonic<br />
Eng., vol. 17, no. 4, pp. 376386, 1992.<br />
[7] D. Barrick! 3. Headrick, R Bogie, and D. Crombie, "Sea badecatter at HF:<br />
Interpretat3on and utilization <strong>of</strong> the echo," Pmceedings IEEE, vol. 62, pp. 673-<br />
680, June 1974.<br />
181 R. St- and J. JOY, "HF radio measurements <strong>of</strong> surface currents,'. D ~ ~ ~ . S<br />
Rwcoich, mi. 21, pp. <strong>10</strong>39-<strong>10</strong>49, 1974.<br />
191 D. Hodgiar "Oceanographic l<strong>of</strong>armation <strong>of</strong> the eastern canadian oBhore " Data<br />
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[lo] R. Beardsiey, J. Smtt, and W. Boimurt, "CMICE 76: A current met= inter-<br />
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[Ill D. Hdpern. Air Sea Intemctian New Yark: Plenum Pub. Co., 1980. M. Kline<br />
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1131 P E Srmrh. 'An lntermmparlson <strong>of</strong> nm-rurface meawrvmenri with ~rucleraa<br />
and AMF VACM m n r mew- In strong rrdal currents Data Rcporr 82-<br />
3, Departmeor <strong>of</strong> Fisherrs and Oeeans Onnn Sc~cna add Suivers Arlanrc.<br />
Redford lrur~rure <strong>of</strong> Ocramgrophy, 19~i
[I4 D. Diemand, E. Faemer, and J. Barrie. "Ocean drifter studies <strong>of</strong> svrface cur-<br />
rents along the coasts <strong>of</strong> Newfoundland and Labrador and m the Beaufort Sea"<br />
Data Report 823. Centre for Cold 0- Resource Engineering, St. ~oho.;,<br />
Newiouodland, 1982.<br />
1151 B. Petrie and A. <strong>be</strong>nor. "An analysis <strong>of</strong> satellite-tracked drifter obsmtions<br />
collected in the grand banks @on " Tech. Rep. 39. Canad~an Technical Report<br />
<strong>of</strong> Hydrography and O m ~cienc&, 1984.<br />
[I61 D. Crombie, "Doppler spectrum <strong>of</strong> se. echo 3 13.56 Me./s.." Nature, vol. 175,<br />
pp. 681-682, 1955.<br />
(171 B. Lipa and D Benick. 'kt-squares methods for the extraction <strong>of</strong> surface<br />
-nts from CODAR nansed-loop data: Application at ARSLOE,'. IEEE J.<br />
Oceonzc Eng., wl. 8, no. 4, pp. 226253, 1983.<br />
[I81 D. Prandle and D. Ryder, "Measurement <strong>of</strong> surface currents in Liwpool Bay<br />
by High-Frequency radar." Natm. ~01. 315. pp. 128-131, 1985.<br />
[I91 M. Janapaul J. P. Broehe Maiatre H. Esren C. Bianchet G. Grau and E. Mittelstaedt,<br />
c~domparisn oi me-hents <strong>of</strong> ;=a ments b HF rahar and conventlond<br />
means." Int. J. <strong>of</strong> Remote Sewing, vol. 3, pp. 4OW22, 1982.<br />
[20l R. P. Diiore 'Ice and its drift into the North Atlantic Ocean " in 1.C.N.A.F<br />
Spec. Publ. No. '8 Synp. on Enmmnmmtal conditions in the ~orihwest Atlantic,<br />
(Dartmouth. N.S.). 1972.<br />
1211 J. Wait "Concerning the theory <strong>of</strong> scatter <strong>of</strong> HF radio ground waver " in Elmtmmo&ctic<br />
Pmbing in Geophy~lu (J. Wait, ed.), Boulder, colordo: Golem<br />
Pm. 1971.<br />
1221 J. Wait. "Theory <strong>of</strong> BF ground wave backscatter from seawaves," J Geophys.<br />
Res., "01. 71, no. 20, pp. 4839-4842, 1966.<br />
[23] W. H Peake, "Theory <strong>of</strong> radar &urn fmm terrain," in 1959 IRE Int. Con".<br />
Rec., pp. 27-41. 1959.<br />
[24] S. &ce. Reflection <strong>of</strong> elechomopehe waves fmm slightly mugh surfaces. New<br />
York: New Y0rL:Interseience. 1950.<br />
[251 D. Crombie, "Backscatter <strong>of</strong> HF radio waves fmm the *a," Elmtmmapetzc<br />
Pm6mng m Gmphysiu, pp. 131-162, 1971. J.R Wait (ed.)<br />
[261 D. Crombie. "Resonant backscatter fmm the sea and its application to physical<br />
oceanography" in Oeeow '72 Conf k.. pp. 173-179, DEEE Publ. No. 72CHO<br />
6 6 OCC, ~ 1972.<br />
I271 J. Wu, 'Wind-induced drift CUIIUL~S," J. Fluid Mcd., wl.68, pp. 4970, 1975.<br />
[28] W. H. Munk 6. Miller F. Snodgrm and N. Bar<strong>be</strong>r "Direnional recording <strong>of</strong><br />
swell .+om dikant stor&; ~hil. lio&. ROY. sot.. ~ i 255, . no. <strong>10</strong>62, 1963.<br />
1291 J. Holbrook and A. Risch. "A comparison <strong>of</strong> near-surface CODAR and VACM<br />
measurements in the Strait <strong>of</strong> Juan de Fuca," J. Geqhys. Res., vol. 86,<br />
pp. <strong>10</strong>908-<strong>10</strong>912, 1981.
[30] D. hmence and P Smith, "Evaluation <strong>of</strong> HF gmund-wave radar on the east<br />
coast <strong>of</strong> Caoada," IEEE J Oceanic Eng., w1. 11, no. 2, pp. 24G250, 1986.<br />
1311 D. Hod@ns. "Evaluation <strong>of</strong> the coastal ocean dynamia radar for surface current<br />
me.mrement," contract report, Seaconsult Marine Research, Vancouver, B.C.,<br />
1989.<br />
1321 P. G. Collar.. D. Eeeles. M. J. Howarth. and N. Millard. "An intercomoarison<br />
<strong>of</strong> HF radar obsemtions <strong>of</strong> d ace currents with moored current meter data<br />
and dispiaeement rates <strong>of</strong> amustieally tracked droqued Boats," in Fourth Ocean<br />
Data Caf-ce, Soczefy for Uvdmter Technology, (London, Eng.,), 1985.<br />
[331 J. F.Veno, G. T. Mardell. J. Howmth, andC. 6. Holm- "Current measurement<br />
by long lane HF ground-wave radar," in Pmc. <strong>of</strong> I~AARSS '88 Sympaaium<br />
(Edinbmgh. Scotiand). 1988.<br />
[34] H. ken, E. MitteIstaedt, and F. Sehirmer, "On near+hore mrfaee current mea-<br />
surement by means <strong>of</strong> radar," OCch. Hydmg. Z., "01. 34, pp. 1-14, 1981.<br />
PSI D. Prandle, "Messwing m nts at the sea surface by HF radar (OSCR)," J. <strong>of</strong><br />
the Soc. fm Undmuoter T&nolagy, wl. 11, pp. 24-27, 1985.<br />
[36] M. Heron. F. Dexter, and B. Mcgann, 'Tarameters <strong>of</strong> the air-sea interface by<br />
high-frequency ground-wave HF Doppler radar." Aurt. J. Mar Frrshur Re*.,<br />
wl 36, pp. 655-670, 1985.<br />
P'/l K. Butt, P. Jeans, and K. Hi*, "HF radar technology transfer project- imple<br />
mentation and testing <strong>of</strong> a *site capability," Contract Report 8bl1, Centre<br />
for Cold Ocean Resources Engineering, St. John's, Newfoundiand. 1983.<br />
1381 K. Butt and K. Hickey, "HF radar technology transfer pmj& single site data<br />
a&v~s;,C;~~;t$~~~ ,a9;: Centre for Cold Ocean Resources Engineering,<br />
P9] J. W&h, B. Dawe, and S. Srivastswi, "Remote sensing <strong>of</strong> ice<strong>be</strong>re by ground<br />
wave doppler radar," IEEE J Oceonsc Eng.. MI. OE. no. 11, pp. 27G284. 1986.<br />
1401 J. W&h and S. Srivadava, 'LRough surface propagation and scatter with applications<br />
to ground "8.- remote sensing in an ocean envlranment " in Pme.<br />
AGARD (NATO) 40th EPP Spectolist meettng, Rome, Italy, pp. i3.1-23.15,<br />
1987.<br />
[41] B. Briggs 6. Phillip md D. Shinn The analysis <strong>of</strong> obsmtions on s p d<br />
receivers df the fading Afradio waves,"'~mc. Roy. Soe. Lando~ wl. 863, pp. <strong>10</strong>6-<br />
121, 1950.<br />
1421 P. May, "Single station ocean current vector measurement :application <strong>of</strong> the<br />
spaced antenoa (SA) technique," Geophys. Res. Ldtel-S, w1. 16, no. 9, pp. 999-<br />
<strong>10</strong>02, 1989.<br />
[43] N. Le~oon. Rodor mntiplea. New York: John Wdq and Sons, 1988.<br />
144) R. Collin, Antmno and Radiowave Pmpogotion. New York: McGraw-Hill, INe.,<br />
1985.<br />
[45] R Khan B. Gam<strong>be</strong>rg, D. Power, J. W&h, B. Dam, W. Pearsoarso, and D. Mian<br />
"Target hetection and traddng with a high frequency ground wave radar," IEEE<br />
1. Ocennie Eng., wl. 19, pp. 54M48, Octo<strong>be</strong>r 1994.
(461 D. Barriek, M. Evans, and B. We<strong>be</strong>r, "Oceansurface -eats mapped by radar,"<br />
Science. voi. 198, pp. 13S144. 1977. 1<br />
[47] C. Anderson and R. Shaw, The Canadian Atlantic Starms Project (CASP):<br />
ao wemiear," in Pme. <strong>of</strong> the Intmatirmal Workshop on Wove .Yzndcoshng and<br />
F d i v , (HaMax, NS), pp. 3-13, ESRF, 1987.<br />
1481 B. Petrie and C. Andmon, "Cmulation on the Newfoundland continental shelf"<br />
Atmosphere-Ow% wl. 21, no. 2, pp. 201-226, 1983.<br />
[49] J. Helbig, "On the we <strong>of</strong> splines for &racting velocities *om drining bvoy<br />
trade," J Atmospheric Ocurnic teehnol., wl. 229, pp. 1617, 1994.<br />
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Pmc. NECEC 90, St John's. NF, CA, May 1990.<br />
[Sl] D. Bamiek and J. Snider. 'The statistics <strong>of</strong> HF sea-& dappler spectra," IEEE<br />
linns. Anteme Pmmot., wl. AP-25, pp. 1S28. 1977<br />
[52] 8. Lipa and D. Barrick, "Extraction <strong>of</strong> sea state from HF radar sea do: Mathematical<br />
thwry and modeling," Rodio Seenee, wl. 21, no. 1. pp. 81-<strong>10</strong>0, 1986<br />
[53] D. Mant me and E. Peck Intmduetion to Lznw Regroadon annlysm. New<br />
YOI~: J~E wYq and sons, i982.<br />
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currents with HF radar," IEEE J. Oceanic Eng , wl. 20. April 1995.<br />
[55] A. Rid and J. Leise,n"A note on using continuity to extend HF radar surhace-<br />
current meauremen*, J. Geaphys. Res., wl. 86, pp. 1<strong>10</strong>8%-1<strong>10</strong>90, 1981.
Appendix A<br />
Chronology <strong>of</strong> the Experiment<br />
DATE<br />
21/<strong>10</strong>/92<br />
TIME<br />
(LOCAL)<br />
<strong>10</strong>:W<br />
EVENT<br />
Data mlleetion<br />
<strong>be</strong>*<br />
Hardwarde problem<br />
Hard- problem<br />
corrected<br />
SoRware problem<br />
#1<br />
S<strong>of</strong>tware problem<br />
#2<br />
Comments<br />
nansmitter 'tripped'. Thb<br />
oenmed after I deleted the<br />
data mUenion proms from the queue<br />
and re-submitted b.<br />
The transmitter is fine now, for<br />
no apparent rwon.<br />
Array processing mion <strong>of</strong><br />
interpretation <strong>of</strong>tw ware failed due<br />
to s 'divide by zero' error at line<br />
212 <strong>of</strong> the main program. Will<br />
the Vax sohe until<br />
the problem an <strong>be</strong> found.<br />
Raw Data 6le <strong>only</strong> contains 32<br />
time sales points for the &st<br />
hardware <strong>be</strong>am. There must <strong>be</strong> an error<br />
in the data collection s<strong>of</strong>tware<br />
as a result <strong>of</strong> recent changes in<br />
thk module to aceornodate this<br />
experiment. Raar data will <strong>be</strong> backed<br />
UP
DATE (LOCAL) EVENT Comments<br />
shorn 6 2j to 6 95 \$HZ There a&$<br />
rrmficanr amounl <strong>of</strong> mrcr'ereoce<br />
II /I<br />
System change Operating at 6.95 MHz.<br />
data This <strong>may</strong> not effect the current<br />
pm-ing capability <strong>of</strong> the system<br />
but as BJ precautionary measure the<br />
operating equency will <strong>be</strong> changed<br />
back to 6.25 MHz.<br />
Operaranp, hequcncy chaxgd bxk<br />
to 6 25 \IHz Spectral perrodrlry<br />
ha- d~wppeared<br />
A 'bug' found in data collection<br />
s<strong>of</strong>tw8_re. Yesterday's processed<br />
data <strong>may</strong> <strong>be</strong> aBected. The perlodid@<br />
<strong>of</strong> the spectral data noted at 15:OO<br />
today <strong>may</strong> <strong>be</strong> caused by th.<br />
Processed data starts at 76 lon<br />
iaptead <strong>of</strong> 44. This eLns<br />
data 6le CURRAD29692.001 and<br />
... 002. As a result, one <strong>of</strong> the<br />
'driftem', at a range <strong>of</strong> 64 !an,<br />
<strong>may</strong> not have <strong>be</strong>en suneyed.
TIME<br />
DATE (LOCAL) EVENT Comments<br />
I<br />
24/<strong>10</strong>/92 11 18:00 /I S o h e problem Pro-ed data f~m data<br />
11 mllected at 13:OO and 16.00 <strong>may</strong><br />
<strong>be</strong> cormpt.<br />
Beam num<strong>be</strong>r 28 was used today<br />
for the Grst time, which resulted<br />
in an indexing problem that<br />
sects the dkectionality<br />
associated with the data.<br />
28/<strong>10</strong>/92<br />
30/<strong>10</strong>/92<br />
14/11/92<br />
0930<br />
<strong>10</strong>:30<br />
16:00<br />
0940<br />
W55<br />
Power dovn<br />
Power re~to~d<br />
S<strong>of</strong>tware problem<br />
Hardware problem<br />
'Floating divide by zero' from VAX<br />
current s ohe praeeaing<br />
data file D31. Data collection and<br />
<strong>may</strong> prowing s<strong>of</strong>tware testing mas<br />
performed during the same period. There<br />
<strong>may</strong> <strong>be</strong> a problem in using both<br />
1 <strong>may</strong> processor. simultaneously.<br />
nammitter 'tripped'<br />
Hardware problem Transmitter 'tripped' again.<br />
See problem d 21-Oct-92 as it<br />
occurred under the same circumstances.<br />
In the future, nro<br />
NFSL$EXE:DEALLOCATGAI.LSFTW<br />
to prevent tbis problem fmm I occurring. It has something to do with<br />
tbc pre-pocesur 1 1 properly ~<br />
uurraluirrg itsell llpun sysrem<br />
I _IYYD ~ IYLC I the cc-~mer<br />
I
TIME<br />
- DATE (LOCAL) EVENT Comments<br />
-=--<br />
04/11/92 21:OO Hardware change Center frequency changed to 6.95<br />
MHz far navy frigate trial.<br />
1 06/11/92 /( 09:OO I(<br />
1230<br />
20:30<br />
I I<br />
6.25. from 6.96 MHz. The inspected<br />
radial current velocity data displayed<br />
a variability which did not seem<br />
plausible.<br />
Hardware problem Cleuit breaker <strong>of</strong> semnd receiver<br />
rack had 'tripped'and this resulted<br />
in 5 missing ch-els <strong>of</strong> data.<br />
This <strong>may</strong> have Sected the 16:50<br />
data run today.<br />
System down 11 Power d m in Trewey I<br />
System up<br />
Hardware problem<br />
Po- up again<br />
Chaanel#lO data <strong>may</strong> <strong>be</strong> corrupt.<br />
Its effects <strong>may</strong> not <strong>be</strong> very dismatie.
Appendix B<br />
NRSL Current Velocity Data<br />
Tapes<br />
Each data tape consists <strong>of</strong> radial velocity data p med *om time series coilmed<br />
at Cape Race, NF, during the period Oct. 21 to Nw. 20, 1992. The pmcessiog was<br />
performed on a DEC Vax 8530 with VMS V5.1 a d FORTRAN V5.5-98.<br />
B.O.l Tape Format<br />
Eaeh file on the tape k identified by the foiloaring literal:<br />
where<br />
MMMNN - a 5 digit integer indicating the<br />
where<br />
Julia date <strong>of</strong> the data colletion<br />
MMM - Julian day<br />
NN - Year<br />
PPP - a 3 digit integer indicating<br />
the dataset num<strong>be</strong>r for the day.<br />
For example, the 6ie CURRAD31992.W contains data pm-ed from the 4th<br />
data set colleoted an the 31gth day <strong>of</strong> 1992.
The tape was mated by using the DEC utility BACKUP.<br />
The fallowing exampler will illustrate how the radial surfgee current data is re<br />
tried &om a magnetic tape uaing the VMS operating system.<br />
Example: Retried <strong>of</strong> all the current data on tape.<br />
$ ALL MUAO:<br />
$ MOU MUAO:/FOR<br />
$ BACKUP MUAO:JAN131992.BCK/LABEL=CUR * - *<br />
Example. Retrkve a subs& <strong>of</strong> the data OD. tape.<br />
S ALL MUAO:<br />
$ MOU MLTAO:/FOR<br />
S BACKUP MUAO:JANl31991.BCK/LABEL=CUR/SELECT=(<br />
CURRAD31992.003 r - r<br />
B.0.2 File format<br />
Each 6le is <strong>of</strong> a dirrct oeeess type containing NRANGx2+1 vnformatted records<br />
where NRANG is the num<strong>be</strong>r <strong>of</strong>400 meter ~rncesred range rings. Each record (except<br />
the header) consists <strong>of</strong> NANG REAL*4 d ue mmponding to NANG degrees <strong>of</strong><br />
azimuth. The structure <strong>of</strong> this 6le is shorn in Egwe B.1.<br />
B.0.3 Reading The File<br />
The following standard FOWRAN code can <strong>be</strong> used to meens the data.<br />
OPEN(UNIT=LZTN,T(PE='OLD',NAME='CURRAD31992.OO11,ACCESS='DIREC<br />
+FORM='uNF0RivfATPEDD)<br />
READ (LUN,l)DA~OG,BORSIT,RANGE,NANGCNFFT,NFIELDDLBEAR<br />
. .I
T",. NO*<br />
ST-INOEX* WNO<br />
Radr Cunnt Data<br />
ws<br />
m a bin ah<br />
--...-.-- ---*-,,-<br />
-m.-.-<br />
..m-----<br />
..- .e"-.- ----m..-- -*ll-m ----.---- -.,* - a..r-.,<br />
btaNMbY<br />
~~i<br />
Figure B.1: Remrd structure for binary radial current 6 l~.<br />
Eacb record hsr a ca-<br />
pacity for a full 360 degrees <strong>of</strong> azimuth where the index in the reeord reference the<br />
azimuth
Where<br />
DATLOG - Array <strong>of</strong> 32x3 bytes representing i"p<br />
logistic informstion such as site<br />
loeation and time <strong>of</strong> data collection<br />
BORSIT - Receiw antenna boresiteis 'BORSIT degrees<br />
elockarise from Th~e Nonh.(REAL*4)<br />
RANGE - Array <strong>of</strong> 3 (4-byte) red value<br />
where<br />
RANGE(1) - Distance to middle <strong>of</strong> k t range<br />
annulus (km)<br />
RANGE(2) - Distance to middle <strong>of</strong> Lsst range<br />
mulul (h)<br />
RANGE(3) - Rage annulus width (km)<br />
NFET - FFT size used to generate file (INTEGERe4)<br />
NFIELD - Num<strong>be</strong>r <strong>of</strong> fields in data file format.<br />
Far thi. data set NFIELD=2 (one for the radial<br />
velocities estimate md one for the SNR values).<br />
(INTEGER-4)<br />
LEEAR - The last <strong>be</strong>aring processed. This <strong>be</strong>armg<br />
indicates where the processed data <strong>be</strong>gins .<br />
i.e. RAD(i) is from <strong>be</strong>aring LBEAR, RAD(2) is<br />
tom <strong>be</strong>aring LEEAR+l. RAD(3) is tom <strong>be</strong>aring<br />
LEEAR+P, ete.<br />
Each remaining reeord can <strong>be</strong> accessed as shoaa in the following example<br />
Let<br />
NRANG - Num<strong>be</strong>r <strong>of</strong> range snnulli p r o d<br />
NANG - Num<strong>be</strong>r <strong>of</strong> angular bins (max. <strong>of</strong> 360)
RAD(360,NRANG) - (Real-4) array <strong>of</strong> radial velocity valuer<br />
SNR(360,NRANG) - ... and their SNR valuer.<br />
The Wrtran code is a~ follows:<br />
STANG=-LEEAR+IIO<br />
STlNDEx=MAX(l,~(STANG,360))<br />
DO IRANG=l,NRANG<br />
LREC=IRANG+l<br />
READ(LUN 'IREC)(RAD(I,IRANG),I=ST~EX,ST~Ex+NANG)<br />
IREC=TT(ANG+NRANC+I<br />
READ(LUN 'IREC)(SNR(I,IRANG),IsST~DEX,STmEX+NANG)<br />
END DO<br />
Notes:<br />
By the way. NRANG = (RANGE(2)-RANGE(l))/RANCE(3).<br />
The variable BORSIT m y not <strong>be</strong> correct in the data 6le header. It should <strong>be</strong> the<br />
value 121. In any ease, it doesn't matter what value is there. The proper borerite<br />
value is incorporated in the data reeord structure.
Appendix C<br />
Catalogue <strong>of</strong> the NRSL Radial<br />
Surface Current Data<br />
Date<br />
(1992)<br />
Zl/iO<br />
22/<strong>10</strong><br />
23/<strong>10</strong><br />
24/<strong>10</strong><br />
25/<strong>10</strong><br />
26/<strong>10</strong><br />
27/<strong>10</strong><br />
28/<strong>10</strong><br />
29/<strong>10</strong><br />
30/<strong>10</strong><br />
Time<br />
(Lod)<br />
1153<br />
<strong>10</strong>:lO<br />
14:17<br />
la16<br />
1308<br />
1534<br />
20:47<br />
<strong>10</strong>31<br />
11:12<br />
15:18<br />
la24<br />
1300<br />
17:44<br />
09:31<br />
<strong>10</strong>:47<br />
<strong>10</strong>:40<br />
13:31<br />
0900<br />
1309<br />
09:30<br />
12:W<br />
16:06<br />
Filename<br />
CURRAD.<br />
29492.001<br />
29592.001<br />
29592 002<br />
29692.001<br />
29692.002<br />
29692.W3<br />
29692.004<br />
29792.001<br />
29892.001<br />
29892.002<br />
29992.001<br />
29992.002<br />
29992.003<br />
30092.W1<br />
30092.002<br />
30192.001<br />
30192.002<br />
30292.001<br />
30292 002<br />
30392.001<br />
30392.002<br />
30392.003<br />
Starting<br />
range<br />
(Lrm)<br />
<strong>10</strong>.4<br />
50.4<br />
50.4<br />
76.0<br />
76.0<br />
44.4<br />
12.0<br />
52.0<br />
40.0<br />
44.0<br />
40.0<br />
40.0<br />
40.0<br />
40.0<br />
40.0<br />
40.0<br />
40.0<br />
40.0<br />
80.0<br />
400<br />
80.0<br />
40.0<br />
Ending<br />
range<br />
(h)<br />
300.4<br />
200.4<br />
200.4<br />
170.4<br />
170.4<br />
170.4<br />
152.4<br />
173.2<br />
241.2<br />
170.4<br />
161.2<br />
161.2<br />
161.2<br />
161.2<br />
199.6<br />
161.2<br />
199.6<br />
161.2<br />
220.4<br />
151.6<br />
151.6<br />
279.6<br />
Initial<br />
Bearing<br />
'('Rue)<br />
60<br />
96<br />
84<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
95<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
94<br />
95<br />
95<br />
95<br />
95<br />
77<br />
<strong>10</strong>4<br />
56<br />
Final<br />
Bearing<br />
O(nue)<br />
155<br />
165<br />
165<br />
176<br />
176<br />
I76<br />
176<br />
176<br />
180<br />
180<br />
180<br />
180<br />
180<br />
180<br />
165<br />
176<br />
176<br />
176<br />
176<br />
118<br />
176<br />
176<br />
FFT<br />
size<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512
Date Time Filename Starting Ending Initial Final FFT<br />
1 (Igg2) 1 1<br />
1 cmD- 1<br />
;= 1 ;= 1 ?&?,<br />
1 1 size
Date<br />
(1992)<br />
11/11<br />
12/11<br />
13/11<br />
14/11<br />
15/11<br />
16/11<br />
17/11<br />
18/11<br />
19/11<br />
20/11<br />
Time<br />
(Local)<br />
W:OO<br />
la38<br />
12:W<br />
1500<br />
09:OO<br />
1200<br />
18.30<br />
09.00<br />
12:OO<br />
1500<br />
18.00<br />
0900<br />
12:OO<br />
14:43<br />
17:23<br />
09:OO<br />
12:W<br />
1500<br />
18:OO<br />
09:31<br />
12:OO<br />
15:OO<br />
18:OO<br />
09:OO<br />
12:OO<br />
1500<br />
18:OO<br />
06:OO<br />
09:OO<br />
12:OO<br />
15:OO<br />
0933<br />
12:W<br />
1500<br />
0700<br />
<strong>10</strong>:OO<br />
13:OO<br />
Filename<br />
cuRRnD.<br />
31592.001<br />
31592.002<br />
31592.003<br />
31592.004<br />
31692.001<br />
31692.W2<br />
31692.003<br />
31792.001<br />
31792.002<br />
31792 003<br />
31792.004<br />
31892.001<br />
31892.002<br />
31892.003<br />
31892.004<br />
31992.001<br />
31992.002<br />
31992 003<br />
31992.004<br />
32092.001<br />
32092.002<br />
32092.003<br />
32092.004<br />
32192.001<br />
32192 002<br />
32192.003<br />
32192.004<br />
32292.001<br />
32292.042<br />
32292.W3<br />
32292.W4<br />
32392.001<br />
32392.002<br />
32392.003<br />
32492.001<br />
32492.W2<br />
32492.W3<br />
Starting<br />
range<br />
(Ian)<br />
80.0<br />
<strong>10</strong>3.0<br />
80.0<br />
80.0<br />
80.0<br />
120 0<br />
80.0<br />
80 0<br />
120.0<br />
80.0<br />
80.0<br />
80.0<br />
120.0<br />
<strong>10</strong>.4<br />
80.0<br />
80.0<br />
120.0<br />
80.0<br />
80.0<br />
80.0<br />
120.0<br />
80.0<br />
80.0<br />
80.0<br />
120.0<br />
80.0<br />
80.0<br />
80.0<br />
120.0<br />
80.0<br />
80.0<br />
80.0<br />
120.0<br />
80.0<br />
80.0<br />
80.0<br />
120.0<br />
Ending<br />
range<br />
(Icm)<br />
239.6<br />
240.4<br />
239.6<br />
239.6<br />
239.6<br />
2M.4<br />
239.6<br />
239.6<br />
260.4<br />
239.6<br />
239.6<br />
239.6<br />
260.4<br />
203.6<br />
239.6<br />
239.6<br />
260.4<br />
239.6<br />
239.6<br />
239.6<br />
260.4<br />
239.6<br />
239.6<br />
239.6<br />
260.4<br />
239.6<br />
239.6<br />
239.6<br />
260.4<br />
239.6<br />
239.6<br />
239.6<br />
260.4<br />
239.6<br />
239.6<br />
239.6<br />
260.4<br />
Initial<br />
Bearing<br />
.(True)<br />
64<br />
<strong>10</strong>4<br />
<strong>10</strong>4<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
57<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
<strong>10</strong>5<br />
Final<br />
Bearing<br />
.(nu=)<br />
180<br />
176<br />
176<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
176<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
179<br />
FFT<br />
size<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512
Appendix D<br />
Cross-Reference Table for Radial<br />
Surface Current Data<br />
I I Time I l FFT I<br />
Filename<br />
CURRAD29492.001<br />
CURRAD29592.001<br />
CURRAD29592.002<br />
CUF3%4D29692.001<br />
CUFiFAD29692.002
Time I FFT 1<br />
- Date<br />
01/11/92<br />
02/11/92<br />
03/11/92<br />
04/11/92<br />
05/11/92<br />
06/11/92<br />
07/11/92<br />
08/11/92<br />
09/11/92<br />
<strong>10</strong>/11/92<br />
11/11/92
Date<br />
12/11/92<br />
13/11/92<br />
14/11/92<br />
15/11/92<br />
16/11/92<br />
17/11/92<br />
18/11/92<br />
19/11/92<br />
ZO/11/92<br />
,<br />
Time<br />
(Local)<br />
09:OO<br />
1200<br />
la30<br />
W:W<br />
12:W<br />
15:W<br />
18:OO<br />
09:OO<br />
12:W<br />
14:43<br />
1E23<br />
W:W<br />
1200<br />
1500<br />
18:OO<br />
0931<br />
1200<br />
1500<br />
18:W<br />
09:W<br />
12:W<br />
15:OO<br />
18:OO<br />
06.00<br />
09:OO<br />
1200<br />
15:OO<br />
09:33<br />
1200<br />
1500<br />
0E00<br />
<strong>10</strong>:OO<br />
13:OO ,<br />
Filename<br />
CURRAD31692.001<br />
CURRAD31692.002<br />
CURRAD31692.003<br />
CURRAD31792.001<br />
CURRAD31792.002<br />
CURRAD31792.003<br />
CURRAD31792.004<br />
CURRAD31892.001<br />
CURRAD31892.002<br />
CURRAD31892.003<br />
CURRAD31892.004<br />
CURRAD31992.001<br />
CURRAD31992.002<br />
CURRAD31992.003<br />
CURRAD31992.004<br />
CURRAD32092.001<br />
CURRAD32092.002<br />
CURRAD32092.003<br />
CURRAD32092.004<br />
CURRAD32192.001<br />
CURRAD32192.002<br />
CURRAD32192.003<br />
CURRAD32192.004<br />
CllRRAD32292.001<br />
CURRAD32292.002<br />
CURRAD32292.003<br />
CURRAD32292.004<br />
CURRAD32392.001<br />
CURRAD32392.002<br />
CURRAD32392.003<br />
CURRAD32492.001<br />
CURRAD32492.002<br />
CURRAD32492.003 ,<br />
FFT<br />
size<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512<br />
512 ,