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CLINICAL STUDIES<br />

<strong>Utility</strong> <strong>of</strong> <strong>History</strong>, <strong>Physical</strong> <strong>Examination</strong>,<br />

<strong>Electrocardiogram</strong>, <strong>and</strong> Chest Radiograph for<br />

Differentiating Normal from Decreased Systolic<br />

Function in Patients with Heart Failure<br />

James T. Thomas, MD, Russell F. Kelly, MD, Smitha J. Thomas, MBBS, Thomas D. Stamos, MD,<br />

Khaled Albasha, MD, Joseph E. Parrillo, MD, James E. Calvin, MD<br />

PURPOSE: To determine whether clinical parameters alone<br />

can differentiate normal versus decreased systolic left ventricular<br />

function in patients with heart failure.<br />

SUBJECTS AND METHODS: Detailed clinical data were collected<br />

prospectively from 225 consecutive patients who were<br />

hospitalized with heart failure. Findings in patients with normal<br />

(ejection fraction 45%) or decreased (ejection fraction<br />

45%) left ventricular function were compared.<br />

RESULTS: Systolic function was normal in 104 patients (46%)<br />

<strong>and</strong> decreased in 121 patients (54%). Patients with normal<br />

function were older (mean [ SD] age, 59 13 years vs. 54 <br />

13 years, P 0.007) <strong>and</strong> more likely to be female (56% vs. 35%,<br />

P 0.001), obese (body mass index 30 kg/m 2 , 62% vs. 48%, P<br />

0.04), have marked systolic (160 mm Hg, 50% vs. 27%, P<br />

0.001) <strong>and</strong> diastolic (110 mm Hg, 25% vs. 13%, P 0.02)<br />

hypertension, <strong>and</strong> use calcium antagonists (34% vs. 14%, P <br />

0.001). Patients with decreased function were more likely to use<br />

Congestive heart failure may occur with either normal<br />

or decreased left ventricular systolic function<br />

(1– 4). Because management may be different for<br />

patients with normal or decreased systolic function (1,5),<br />

determining left ventricular function is important. Currently,<br />

determination <strong>of</strong> left ventricular function requires<br />

specialized testing with echocardiography, radionuclide<br />

ventriculography, cardiac catheterization with contrast<br />

ventriculography, or cardiac magnetic resonance imaging,<br />

but it would be advantageous if physicians could differentiate<br />

patients with normal systolic function from<br />

those with decreased function using only clinical parameters.<br />

Several studies have attempted to identify clinical dif-<br />

From the Division <strong>of</strong> Cardiology (JTT, RFK, SJT, TDS, KA, JEC), Cook<br />

County Hospital; <strong>and</strong> the Section <strong>of</strong> Cardiology (RFK, TDS, JEP, JEC),<br />

Rush-Presbyterian-St. Luke’s Medical Center, Chicago, Illinois.<br />

Requests for reprints should be addressed to Russell F. Kelly, MD,<br />

Rush-Presbyterian-St. Luke’s Medical Center, 1725 W. Congress Parkway,<br />

Suite 407, Chicago, Illinois 60612.<br />

Manuscript submitted August 11, 2000, <strong>and</strong> accepted in revised form<br />

January 4, 2002.<br />

alcohol (37% vs. 20%, P 0.007), angiotensin-converting enzyme<br />

(ACE) inhibitors (85% vs. 62%, P 0.001), <strong>and</strong> digoxin<br />

(57% vs. 27%, P 0.001); <strong>and</strong> more likely to have tachycardia<br />

(51% vs. 32%, P 0.004), rales (89% vs. 80%, P 0.05), electrocardiographic<br />

left ventricular hypertrophy (42% vs. 22%,<br />

P 0.002), left atrial abnormality (52% vs. 22%, P 0.001),<br />

or flow cephalization on chest radiograph (91% vs. 79%, P <br />

0.02). Only sex, tachycardia, <strong>and</strong> use <strong>of</strong> digoxin <strong>and</strong> ACE inhibitors<br />

were associated with ventricular function in multivariable<br />

analysis. However, the sensitivity, specificity, <strong>and</strong> predictive values<br />

for all clinical variables were low.<br />

CONCLUSION: Differences in clinical parameters in heart<br />

failure patients with decreased versus normal systolic function<br />

cannot predict systolic function in these patients, supporting<br />

recommendations that heart failure patients should undergo<br />

specialized testing to measure ventricular function. Am J Med.<br />

2002;112:437– 445. 2002 by Excerpta Medica, Inc.<br />

ferences between heart failure patients who have normal<br />

or decreased systolic function (6 –9). Most <strong>of</strong> these studies<br />

have been retrospective, <strong>and</strong> the findings have been<br />

inconsistent <strong>and</strong> contradictory (7–16). The purpose <strong>of</strong><br />

the present study was to determine whether prospectively<br />

collected clinical parameters, including results <strong>of</strong> the history,<br />

physical examination, electrocardiography, <strong>and</strong><br />

chest radiograph, could differentiate patients with heart<br />

failure <strong>and</strong> normal left ventricular systolic function from<br />

those with decreased function.<br />

METHODS<br />

We evaluated consecutive patients admitted to Cook<br />

County Hospital with the primary diagnosis <strong>of</strong> congestive<br />

heart failure during a 4-month period. We prospectively<br />

collected data on each patient at the time <strong>of</strong> admission to<br />

the hospital, including demographic characteristics, coronary<br />

risk factors, alcohol use, current medications, <strong>and</strong><br />

history <strong>of</strong> coronary artery disease or chronic renal failure.<br />

Historical <strong>and</strong> physical examination data were extracted<br />

2002 by Excerpta Medica, Inc. 0002-9343/02/$–see front matter 437<br />

All rights reserved. PII S0002-9343(02)01048-3


from the attending physician’s note (internist or cardiologist)<br />

from hospital day 1 or 2; whether the attending<br />

physicians were aware <strong>of</strong> a patient’s systolic function<br />

when a note was written is unknown. Recorded symptoms<br />

included dyspnea at rest, dyspnea with exertion,<br />

orthopnea, paroxysmal nocturnal dyspnea, angina, <strong>and</strong><br />

nonanginal chest pain. <strong>Physical</strong> examination findings included<br />

height, weight, heart rate, systolic <strong>and</strong> diastolic<br />

blood pressure, jugular venous distention, hepatojugular<br />

reflux, rales, wheezing, S 3 <strong>and</strong> S 4 gallops, <strong>and</strong> pedal<br />

edema. Pulse pressure was calculated as systolic minus<br />

diastolic blood pressure, <strong>and</strong> body mass index was calculated<br />

as weight (in kg) divided by height (in m 2 ). Most<br />

parameters (80%) were recorded in 97% <strong>of</strong> the patients.<br />

We assessed whether patients met the Framingham<br />

criteria for heart failure (17).<br />

Admission electrocardiograms (ECGs) were assessed<br />

by a cardiologist who was unaware <strong>of</strong> other patient data<br />

for rhythm (recorded as sinus, atrial fibrillation, or other),<br />

presence <strong>of</strong> abnormal Q waves, left ventricular hypertrophy<br />

by the Estes criteria (18), <strong>and</strong> left atrial abnormality<br />

(defined as P terminal force in V 1 more negative than<br />

0.04 ms, or a notched P wave 0.12 s) (19). The admission<br />

chest radiograph was evaluated by an attending radiologist<br />

for the presence <strong>of</strong> cardiomegaly, flow cephalization,<br />

pleural effusion, <strong>and</strong> pulmonary edema.<br />

Left ventricular systolic function was determined by<br />

echocardiography. All ECGs were performed at Cook<br />

County Hospital <strong>and</strong> were interpreted by experienced<br />

cardiologists who were unaware <strong>of</strong> the specific clinical<br />

findings in the patients. Normal systolic function was defined<br />

as an ejection fraction 45% (20) as assessed by<br />

visual inspection. Decreased systolic function was defined<br />

as ejection fraction 45%. Patients were excluded if<br />

left ventricular function was not measured, <strong>and</strong> also if<br />

primary valvular disease was present. Patients with mitral<br />

or tricuspid regurgitation judged to be a result <strong>of</strong> heart<br />

failure, rather than the cause <strong>of</strong> the condition, were not<br />

excluded.<br />

Statistical Analysis<br />

Chi-squared tests were used to compare categorical variables,<br />

<strong>and</strong> two-sided t tests were used for continuous variables.<br />

The sensitivity, specificity, <strong>and</strong> positive <strong>and</strong> negative<br />

predictive values for normal systolic function were<br />

calculated for each clinical variable. Multivariate logistic<br />

regression analysis was also performed, including variables<br />

with univariate P values 0.10, to identify independent<br />

predictors <strong>of</strong> decreased systolic function. Receiver<br />

operating characteristic curves were constructed for these<br />

predictors. A sub-analysis was performed in which patients<br />

with markedly depressed systolic function (ejection<br />

fraction 30%) were compared with those who had an<br />

ejection fraction 30%. A P value 0.05 (two sided) was<br />

Clinical Findings in Heart Failure/Thomas et al<br />

438 April 15, 2002 THE AMERICAN JOURNAL OF MEDICINE Volume 112<br />

considered significant. This study was approved by the<br />

Scientific Committee <strong>of</strong> Cook County Hospital.<br />

RESULTS<br />

A total <strong>of</strong> 282 patients were admitted with a primary diagnosis<br />

<strong>of</strong> congestive heart failure. Left ventricular function<br />

was not documented during the index admission in<br />

43 patients (15%), <strong>and</strong> 14 patients (5%) had primary valvular<br />

disease; these patients were excluded. The remaining<br />

225 patients comprised the study sample, <strong>of</strong> whom<br />

121 (54%) had decreased left ventricular systolic function.<br />

Of the 225 patients, 75% (n 169) were black, 10%<br />

(n 22) were white, 11% (n 25) were Hispanic, <strong>and</strong><br />

4% (n 9) were <strong>of</strong> other races. All but 2 <strong>of</strong> these patients<br />

met the Framingham criteria for congestive heart failure<br />

(17).<br />

Patients with normal systolic function were older <strong>and</strong><br />

more likely to be female than were those with decreased<br />

systolic function (Table 1). There were no significant differences<br />

between the groups with respect to coronary risk<br />

factors (including hypertension), history <strong>of</strong> coronary disease,<br />

or history <strong>of</strong> chronic renal failure. A history <strong>of</strong> alcohol<br />

use was significantly more common in patients with<br />

decreased systolic function. More patients with decreased<br />

function were taking angiotensin-converting enzyme<br />

(ACE) inhibitors <strong>and</strong> digoxin (both P 0.001), whereas<br />

use <strong>of</strong> calcium antagonists (P 0.001) <strong>and</strong> beta-blockers<br />

(P 0.08) tended to be higher in patients with normal<br />

function. Symptoms were similar in the patients with<br />

normal or decreased systolic function, except that angina<br />

was more common in patients with decreased systolic<br />

function. Those with normal function tended to have a<br />

higher body mass index (P 0.06), <strong>and</strong> significantly<br />

more patients with normal function had a body mass index<br />

30 kg/m 2 (P 0.04).<br />

Mean heart rate was significantly higher in patients<br />

with decreased systolic function, <strong>and</strong> tachycardia (heart<br />

rate 100 beats per minute) was more common (Table<br />

1). Systolic blood pressure <strong>and</strong> pulse pressure were significantly<br />

higher in those with normal function, who were<br />

also significantly more likely to have a systolic blood pressure<br />

160 mm Hg or a pulse pressure 60 mm Hg. Although<br />

there was no difference in mean diastolic blood<br />

pressure between the groups, patients with normal function<br />

were significantly more likely to have a diastolic pressure<br />

110 mm Hg. There were no significant differences<br />

in the presence <strong>of</strong> jugular venous distention, pedal<br />

edema, or S 4 gallop sounds. An S 3 gallop tended to be<br />

more common in patients with decreased function (P <br />

0.07), whereas rales were significantly more common in<br />

those with normal function (P 0.05).<br />

There were no significant differences in heart rhythm<br />

or the prevalence <strong>of</strong> abnormal Q waves. Left ventricular


Table 1. Characteristics <strong>of</strong> Patients with Normal Left Ventricular Systolic Function (Ejection Fraction 45%) or Decreased Function<br />

(Ejection Fraction 45%)<br />

Characteristic<br />

Normal Systolic Function<br />

(n 104)<br />

Decreased Systolic Function<br />

(n 121) P Value<br />

Age (years) 59 13<br />

Number (%) or Mean SD<br />

54 13 0.007<br />

Age 60 years 54 (53) 47 (40) 0.05<br />

Male sex<br />

Risk factors<br />

46 (44) 79 (65) 0.001<br />

Hypertension 81 (78) 88 (74) 0.49<br />

Diabetes mellitus 42 (40) 40 (34) 0.30<br />

Hyperlipidemia 6 (6) 7 (6) 0.97<br />

Smoking 40 (39) 54 (45) 0.33<br />

Obesity (body mass index 30 kg/m 2 )<br />

Other conditions<br />

60 (62) 51 (48) 0.04<br />

<strong>History</strong> <strong>of</strong> coronary disease 23 (22) 36 (30) 0.17<br />

Chronic renal failure 16 (15) 11 (9) 0.16<br />

Alcohol use<br />

Medications<br />

21 (20) 44 (37) 0.007<br />

ACE inhibitors 64 (62) 100 (85) 0.001<br />

Diuretics 96 (93) 112 (95) 0.59<br />

Beta-blockers 19 (18) 12 (10) 0.08<br />

Digoxin 28 (27) 67 (57) 0.001<br />

Calcium antagonists 34 (34) 17 (14) 0.001<br />

Hydralazine<br />

Symptoms<br />

16 (16) 13 (11) 0.32<br />

Dyspnea at rest 39 (39) 53 (44) 0.44<br />

Dyspnea on exertion 101 (98) 118 (98) 0.88<br />

Orthopnea 89 (86) 101 (86) 0.86<br />

Paroxysmal nocturnal dyspnea 74 (74) 89 (77) 0.57<br />

Angina 4 (4) 13 (11) 0.05<br />

Nonanginal chest pain<br />

<strong>Physical</strong> examination<br />

38 (37) 32 (26) 0.10<br />

Heart rate (beats per minute) 91 21 100 19 0.001<br />

Heart rate 100 beats per minute 32 (32) 61 (51) 0.004<br />

Systolic blood pressure (mm Hg) 161 40 146 31 0.002<br />

Systolic blood pressure 160 mm Hg 52 (50) 32 (27) 0.001<br />

Diastolic blood pressure (mm Hg) 92 26 89 19 0.34<br />

Diastolic blood pressure 110 mm Hg 26 (25) 15 (13) 0.02<br />

Pulse pressure (mm Hg) 69 26 57 23 0.001<br />

Pulse pressure 60 mm Hg 63 (61) 53 (45) 0.01<br />

Jugular venous distention 73 (72) 87 (74) 0.81<br />

Pedal edema 85 (83) 91 (75) 0.18<br />

Rales 83 (80) 108 (89) 0.05<br />

S3 gallop 25 (28) 42 (41) 0.07<br />

S4 gallop<br />

<strong>Electrocardiogram</strong><br />

Rhythm<br />

9 (11) 7 (7) 0.39<br />

Sinus rhythm 78 (79) 102 (86) 0.14<br />

Atrial fibrillation 19 (19) 12 (10) 0.09<br />

Other rhythm 2 (2) 5 (4) 0.85<br />

Abnormal Q waves 18 (18) 25 (21) 0.56<br />

Left ventricular hypertrophy 22 (22) 49 (42) 0.002<br />

Left atrial abnormality<br />

Chest radiograph<br />

19 (22) 58 (52) 0.001<br />

Cardiomegaly 88 (86) 109 (93) 0.09<br />

Cephalization 81 (79) 106 (91) 0.02<br />

Pulmonary edema 14 (14) 17 (15) 0.99<br />

Pleural effusion 27 (26) 22 (19) 0.18<br />

ACE angiotensin-converting enzyme.<br />

Clinical Findings in Heart Failure/Thomas et al<br />

April 15, 2002 THE AMERICAN JOURNAL OF MEDICINE Volume 112 439


Table 2. Sensitivity, Specificity, <strong>and</strong> Positive <strong>and</strong> Negative Predictive Values <strong>of</strong> Clinical Findings for Normal Systolic Function<br />

(Ejection Fraction 45%)<br />

hypertrophy <strong>and</strong> left atrial abnormality were significantly<br />

more common in those with decreased systolic function.<br />

Radiographic cardiomegaly <strong>and</strong> flow cephalization were<br />

significantly more common in patients with decreased<br />

function, whereas rates <strong>of</strong> pleural effusion <strong>and</strong> pulmonary<br />

edema were similar.<br />

Some clinical parameters had a high sensitivity or a<br />

high specificity for normal systolic function, but none<br />

had both a high sensitivity <strong>and</strong> a high specificity (Table 2).<br />

No clinical parameters had a high positive or negative<br />

Clinical Findings in Heart Failure/Thomas et al<br />

Sensitivity Specificity<br />

Positive<br />

Predictive Value<br />

Negative<br />

Predictive Value<br />

Percentage<br />

Historical factors<br />

Age 60 years 52 61 53 60<br />

Female sex 56 65 58 63<br />

Hypertension 78 26 48 57<br />

Diabetes mellitus 40 66 51 56<br />

Hyperlipidemia 6 94 46 53<br />

Smoking 39 55 43 51<br />

<strong>History</strong> <strong>of</strong> coronary disease 22 70 39 51<br />

Chronic renal failure 15 91 59 55<br />

Alcohol use<br />

Symptoms<br />

20 63 32 48<br />

Dyspnea at rest 39 56 42 52<br />

Dyspnea on exertion 98 2 46 50<br />

Orthopnea 86 14 47 55<br />

Paroxysmal nocturnal dyspnea 74 23 45 50<br />

Angina 4 89 24 52<br />

Nonanginal chest pain<br />

<strong>Physical</strong> examination<br />

37 74 54 57<br />

Body mass index 30 kg/m 2<br />

62 52 54 60<br />

Heart rate 100 beats per minute 31 50 34 45<br />

Systolic blood pressure 160 mm Hg 50 73 62 63<br />

Diastolic blood pressure 110 mm Hg 25 87 63 57<br />

Pulse pressure 60 mm Hg 61 55 54 62<br />

Jugular venous distention 72 26 46 53<br />

Pedal edema 83 25 48 63<br />

Rales 80 11 43 38<br />

S3 gallop 28 59 37 49<br />

S4 gallop<br />

<strong>Electrocardiogram</strong><br />

11 93 56 55<br />

Atrial fibrillation 19 90 61 57<br />

Abnormal Q waves 18 79 42 53<br />

Left ventricular hypertrophy 22 58 31 47<br />

Left atrial abnormality<br />

Chest radiograph<br />

22 48 25 45<br />

Cardiomegaly 86 7 45 36<br />

Cephalization 79 9 43 34<br />

Pleural effusion 26 81 55 56<br />

Pulmonary edema 14 85 45 53<br />

440 April 15, 2002 THE AMERICAN JOURNAL OF MEDICINE Volume 112<br />

predictive value for differentiating normal from decreased<br />

systolic function.<br />

In a multivariate analysis, several clinical findings were<br />

independent predictors <strong>of</strong> normal systolic function, including<br />

female sex (odds ratio [OR] 2.3; 95% confidence<br />

interval [CI]: 1.3 to 4.2; P 0.03), heart rate 100<br />

beats per minute (OR 1.9; 95% CI: 1.1 to 3.9; P <br />

0.005), use <strong>of</strong> ACE inhibitors (OR 0.34; 95% CI: 0.17 to<br />

0.67; P 0.001), <strong>and</strong> use <strong>of</strong> digoxin (OR 0.35; 95% CI:<br />

0.20 to 0.66; P 0.03). The area under the receiver oper-


ating characteristic curves for the clinical features were<br />

0.62 for sex <strong>and</strong> 0.63 for heart rate. Of the patients with<br />

decreased systolic function, 44 (36%) were male <strong>and</strong> had<br />

tachycardia, compared with 11 (11%) <strong>of</strong> those with normal<br />

function, yielding a sensitivity <strong>of</strong> 36%, specificity <strong>of</strong><br />

89%, positive predictive value <strong>of</strong> 80%, <strong>and</strong> negative predictive<br />

value <strong>of</strong> 55% for the combination <strong>of</strong> these two<br />

clinical predictors.<br />

When medications were excluded from the multivariate<br />

analysis, variables that were significantly more common<br />

in patients with normal systolic function included<br />

female sex (OR 2.4; 95% CI: 1.2 to 4.6; P 0.002),<br />

heart rate 100 beats per minute (OR 3.5; 95% CI:<br />

1.7 to 7.1; P 0.001), <strong>and</strong> systolic blood pressure<br />

160 mm Hg (OR 3.7; 95% CI: 1.8 to 7.4; P 0.03),<br />

while left atrial abnormality on ECG was significantly less<br />

common in these patients (OR 0.24; 95% CI: 0.12 to<br />

0.50; P 0.04).<br />

There were greater differences between the 89 patients<br />

with markedly decreased systolic function (ejection fraction<br />

30%) <strong>and</strong> the 136 patients with ejection fractions<br />

30% (Table 3). However, the sensitivity, specificity, <strong>and</strong><br />

positive <strong>and</strong> negative predictive values for these clinical<br />

features were again low (Table 4).<br />

DISCUSSION<br />

This prospective study <strong>of</strong> patients hospitalized with heart<br />

failure observed that some clinical findings were more<br />

common in patients with systolic or diastolic heart failure.<br />

However, none <strong>of</strong> these findings could differentiate<br />

reliably between patients with normal <strong>and</strong> decreased systolic<br />

function.<br />

Several previous studies have compared clinical findings<br />

in patients with systolic or diastolic heart failure,<br />

with inconsistent results. Some investigators have found<br />

that no clinical variables correlated with left ventricular<br />

systolic function (10,13,14,16,17), while others found—<br />

as we did—that older age (8,11,12), hypertension<br />

(7,9,15), female sex (8,9), absence <strong>of</strong> an S 3 gallop (11,12),<br />

<strong>and</strong> obesity (9) were associated with normal systolic function.<br />

Other studies have reported that normal systolic<br />

function was associated with atrial fibrillation (8), absence<br />

<strong>of</strong> jugular venous distention (9), peripheral edema<br />

(15), or the presence (15) or absence (12) <strong>of</strong> paroxysmal<br />

nocturnal dyspnea.<br />

One reason for the inconsistency between studies may<br />

be differences in study design. Most studies have been<br />

retrospective, <strong>and</strong> some were reviews <strong>of</strong> patients who underwent<br />

echocardiography or other tests to evaluate left<br />

ventricular function. In contrast, we performed prospective<br />

measurements in consecutive patients who had presented<br />

with heart failure. In addition, different definitions<br />

<strong>of</strong> “normal” systolic function have been used. We<br />

Clinical Findings in Heart Failure/Thomas et al<br />

defined normal function as an ejection fraction 45%, as<br />

suggested by the European Study Group on Diastolic<br />

Heart Failure (20). Other studies have also used this definition<br />

(3,6,7,14,21,22), whereas some have used an ejection<br />

fraction 50% (2,4,8,11,13,23–27), 55% (12,28),<br />

or other values (9,10,29). When an ejection fraction cut<strong>of</strong>f<br />

value <strong>of</strong> 30% was used, significant differences in clinical<br />

features were more evident in our study, but the sensitivity,<br />

specificity, <strong>and</strong> predictive values <strong>of</strong> these clinical<br />

findings for identifying patients with severe left ventricular<br />

systolic dysfunction remained poor.<br />

Given the inconsistent <strong>and</strong> even contradictory findings<br />

<strong>of</strong> previous studies, it is not surprising that we did not<br />

find any clinical parameters that could distinguish patients<br />

who had normal function from those with decreased<br />

systolic function. Increased filling pressures are<br />

characteristic <strong>of</strong> both diastolic <strong>and</strong> systolic heart failure;<br />

all patients in our study were hospitalized, perhaps explaining<br />

why the clinical findings <strong>of</strong> congestion were similar<br />

in the two groups. Other studies have compared<br />

physical findings <strong>and</strong> invasive hemodynamic measurements<br />

in patients with chronic heart failure, <strong>and</strong> have<br />

shown that the physical examination is a relatively insensitive<br />

technique for identifying elevated filling pressures<br />

(30).<br />

There were several differences in medication use between<br />

the patients with normal <strong>and</strong> decreased systolic<br />

function. It is possible that medications may have affected<br />

the clinical findings; for example, the higher prevalence <strong>of</strong><br />

ACE inhibitor use may have reduced the blood pressure<br />

<strong>and</strong> the frequency <strong>of</strong> an S 3 gallop in patients with decreased<br />

systolic function. Similarly, lower heart rates in<br />

the patients with normal function may have been due in<br />

part to use <strong>of</strong> beta-blockers or rate-lowering calcium antagonists.<br />

One puzzling issue is why the prevalence <strong>of</strong> an S 3 gallop<br />

did not differ significantly between the groups; the borderline<br />

P values (univariate P 0.07, multivariate P <br />

0.09) suggest that this may have been due to an insufficient<br />

sample size. However, an S 3 gallop was present in<br />

41% <strong>of</strong> patients with decreased systolic function <strong>and</strong> in<br />

28% <strong>of</strong> those with normal function, suggesting that it<br />

would not be a clinically useful discriminator even if the<br />

difference was statistically significant. The mechanism <strong>of</strong><br />

an S 3 gallop in patients with normal function, <strong>and</strong> the<br />

reason for the relatively low prevalence <strong>of</strong> an S 3 gallop in<br />

those with decreased function, are not clear. Prior studies<br />

have also noted that an S 3 gallop is common in patients<br />

with diastolic heart failure (7,11,24).<br />

We found an independent association between left<br />

atrial abnormality on ECG <strong>and</strong> systolic dysfunction. Left<br />

atrial abnormality correlates more with left atrial volume<br />

than with left atrial pressure (19), <strong>and</strong> heart failure patients<br />

with low ejection fractions commonly have an enlarged<br />

left atrium. Left ventricular hypertrophy on ECG<br />

April 15, 2002 THE AMERICAN JOURNAL OF MEDICINE Volume 112 441


Table 3. Characteristics <strong>of</strong> Patients with a Left Ventricular Ejection Fraction 30% Compared with 30%<br />

Characteristic<br />

Ejection Fraction<br />

30%<br />

(n 136)<br />

Ejection Fraction<br />

30%<br />

(n 89) P Value<br />

Number (%) or Mean SD<br />

Age (years) 58 14 53 13 0.008<br />

Age 60 years 67 (50) 34 (39) 0.10<br />

Male sex<br />

Risk factors<br />

65 (49) 60 (67) 0.004<br />

Hypertension 108 (81) 61 (69) 0.04<br />

Diabetes mellitus 55 (41) 27 (30) 0.10<br />

Hyperlipidemia 8 (6) 5 (6) 0.91<br />

Smoking 54 (41) 40 (45) 0.52<br />

Obesity (body mass index 30 kg/m 2 )<br />

Other conditions<br />

75 (61) 36 (44) 0.01<br />

<strong>History</strong> <strong>of</strong> coronary disease 32 (24) 27 (30) 0.29<br />

Chronic renal failure 20 (15) 7 (8) 0.11<br />

Alcohol use<br />

Medications<br />

29 (22) 36 (40) 0.003<br />

ACE inhibitors 88 (67) 76 (85) 0.002<br />

Diuretics 124 (94) 84 (94) 0.89<br />

Beta-blockers 25 (19) 6 (7) 0.01<br />

Digoxin 39 (30) 56 (63) 0.001<br />

Calcium antagonists 41 (32) 10 (11) 0.001<br />

Hydralazine<br />

Symptoms<br />

21 (16) 8 (9) 0.14<br />

Dyspnea at rest 52 (39) 40 (45) 0.39<br />

Dyspnea on exertion 132 (98) 87 (99) 0.55<br />

Orthopnea 114 (85) 76 (87) 0.64<br />

Paroxysmal nocturnal dyspnea 98 (75) 65 (76) 0.86<br />

Angina 11 (8) 6 (7) 0.71<br />

Nonanginal chest pain<br />

<strong>Physical</strong> examination<br />

49 (36) 21 (24) 0.05<br />

Heart rate (beats per minute) 92 20 102 20 0.001<br />

Heart rate 100 beats per minute 46 (35) 47 (53) 0.005<br />

Systolic blood pressure (mm Hg) 162 39 139 27 0.001<br />

Systolic blood pressure 160 mm Hg 67 (50) 17 (19) 0.001<br />

Diastolic blood pressure (mm Hg) 92 26 88 16 0.15<br />

Diastolic blood pressure 110 mm Hg 32 (24) 9 (10) 0.01<br />

Pulse pressure (mm Hg) 70 26 51 19 0.001<br />

Pulse pressure 60 mm Hg 89 (66) 27 (31) 0.001<br />

Jugular venous distention 91 (69) 69 (79) 0.09<br />

Pedal edema 113 (84) 63 (71) 0.02<br />

Rales 111 (82) 80 (90) 0.09<br />

S3 gallop 33 (29) 34 (45) 0.02<br />

S4 gallop<br />

<strong>Electrocardiogram</strong><br />

Rhythm<br />

14 (12) 2 (3) 0.02<br />

Sinus rhythm 108 (82) 72 (83) 0.91<br />

Atrial fibrillation 21 (16) 10 (11) 0.46<br />

Other rhythm 2 (2) 5 (6) 0.18<br />

Abnormal Q waves 26 (20) 17 (20) 0.98<br />

Left ventricular hypertrophy 36 (27) 35 (41) 0.04<br />

Left atrial abnormality<br />

Chest radiograph<br />

34 (30) 43 (52) 0.001<br />

Cardiomegaly 114 (86) 83 (97) 0.01<br />

Cephalization 107 (80) 80 (93) 0.01<br />

Pulmonary edema 17 (13) 14 (16) 0.47<br />

Pleural effusion 34 (26) 15 (17) 0.16<br />

ACE angiotensin-converting enzyme.<br />

Clinical Findings in Heart Failure/Thomas et al<br />

442 April 15, 2002 THE AMERICAN JOURNAL OF MEDICINE Volume 112


Table 4. Sensitivity, Specificity, <strong>and</strong> Positive <strong>and</strong> Negative Predictive Values <strong>of</strong> Clinical Findings for Markedly Decreased Systolic<br />

Function (Ejection Fraction 30%)<br />

Sensitivity Specificity<br />

was more common in patients with decreased systolic<br />

function, even though it is commonly considered to be a<br />

characteristic <strong>of</strong> diastolic heart failure. This result is a<br />

reminder that concentric or eccentric hypertrophy is<br />

common in heart failure regardless <strong>of</strong> the etiology.<br />

A limitation <strong>of</strong> this study is that some <strong>of</strong> the history <strong>and</strong><br />

physical examinations were performed by an internist<br />

rather than by a cardiologist, <strong>and</strong> the clinical skills <strong>of</strong> the<br />

examining physicians were not assessed. Our results<br />

might have been different if all patients had been interviewed<br />

<strong>and</strong> examined by a cardiologist. However, this<br />

study does represent the real-world situation, in which<br />

Clinical Findings in Heart Failure/Thomas et al<br />

Positive Predictive<br />

Value<br />

Negative Predictive<br />

Value<br />

Percentage<br />

Historical factors<br />

Age 60 years 39 50 34 55<br />

Male sex 67 52 48 71<br />

Hypertension 69 19 36 48<br />

Diabetes mellitus 30 59 33 56<br />

Hyperlipidemia 6 94 38 60<br />

Smoking 45 59 43 62<br />

<strong>History</strong> <strong>of</strong> coronary disease 30 76 46 62<br />

Chronic renal failure 8 85 26 58<br />

Alcohol use<br />

Symptoms<br />

40 78 55 66<br />

Dyspnea at rest 45 61 43 62<br />

Dyspnea on exertion 99 2 40 75<br />

Orthopnea 87 15 40 65<br />

Paroxysmal nocturnal dyspnea 76 25 40 62<br />

Angina 7 92 35 60<br />

Nonanginal chest pain<br />

<strong>Physical</strong> examination<br />

24 64 30 56<br />

Body mass index 30 kg/m 2<br />

44 39 32 51<br />

Heart rate 100 beats per minute 53 65 51 68<br />

Systolic blood pressure 160 mm Hg 19 50 20 49<br />

Diastolic blood pressure 110 mm Hg 10 76 22 56<br />

Pulse pressure 60 mm Hg 31 34 23 42<br />

Jugular venous distention 79 31 43 69<br />

Pedal edema 71 16 36 46<br />

Rales 90 18 42 74<br />

S3 gallop 45 71 51 66<br />

S4 gallop<br />

<strong>Electrocardiogram</strong><br />

3 88 12 58<br />

Atrial fibrillation 11 84 32 59<br />

Abnormal Q waves 20 80 40 61<br />

Left ventricular hypertrophy 41 73 49 65<br />

Left atrial abnormality<br />

Chest radiograph<br />

52 70 56 67<br />

Cardiomegaly 97 14 42 86<br />

Cephalization 93 20 43 81<br />

Pleural effusion 17 74 31 58<br />

Pulmonary edema 16 87 45 62<br />

many patients with heart failure are managed by primary<br />

care physicians. A related limitation is that the study included<br />

all patients with an admitting diagnosis <strong>of</strong> heart<br />

failure; no other definition <strong>of</strong> heart failure was applied.<br />

However, all but 2 <strong>of</strong> the 225 patients met the Framingham<br />

criteria for congestive heart failure (17).<br />

Another limitation is that we included only patients<br />

admitted to the hospital. Outpatients have fewer symptoms<br />

<strong>and</strong> physical findings <strong>of</strong> heart failure, <strong>and</strong> it is possible<br />

that differences between patients with normal <strong>and</strong><br />

decreased systolic function might be more apparent. Furthermore,<br />

only the findings at the time <strong>of</strong> admission were<br />

April 15, 2002 THE AMERICAN JOURNAL OF MEDICINE Volume 112 443


ecorded, <strong>and</strong> it is possible that the temporal evolution <strong>of</strong><br />

symptoms may differ in the two groups <strong>of</strong> patients. We<br />

also excluded patients in whom left ventricular function<br />

was not measured, which may have introduced bias.<br />

However, only 15% <strong>of</strong> admitted patients were excluded<br />

for this reason. In addition, ejection fraction was determined<br />

by visual estimation <strong>of</strong> ECGs. Interobserver <strong>and</strong><br />

intraobserver variability <strong>of</strong> estimates <strong>of</strong> ejection fractions<br />

were not calculated, but this method correlates well with<br />

radionuclide angiography (r 0.88), with low interobserver<br />

variability (r 0.88) in patients with adequate images<br />

(31). Although the data were collected prospectively,<br />

some physicians may have known the ejection fractions<br />

<strong>of</strong> their patients when they recorded their admission<br />

notes. In addition, this study was performed in an innercity<br />

hospital that had patients with a high prevalence <strong>of</strong><br />

hypertension, <strong>and</strong> these results may not apply to other<br />

groups <strong>of</strong> patients. Nevertheless, the prevalence <strong>of</strong> diastolic<br />

dysfunction was similar to that reported in other<br />

studies (11,32).<br />

The etiology <strong>and</strong> prognosis <strong>of</strong> heart failure may be different<br />

in patients with normal or decreased systolic function<br />

(1,5). The treatment <strong>of</strong> diastolic dysfunction is not<br />

well defined; if future trials find that st<strong>and</strong>ard therapies<br />

for systolic dysfunction are equally effective in patients<br />

with diastolic dysfunction, recommendations to determine<br />

left ventricular function in patients with heart failure<br />

may need to be reassessed. However, our results indicate<br />

that differences in clinical parameters are not <strong>of</strong> sufficient<br />

magnitude to allow systolic function to be<br />

predicted reliably in a patient with heart failure, <strong>and</strong> support<br />

the recommendations <strong>of</strong> the American College <strong>of</strong><br />

Cardiology/American Heart Association (5) <strong>and</strong> the<br />

Agency for Health Care Policy <strong>and</strong> Research (33) that all<br />

patients with heart failure should undergo echocardiography<br />

or radionuclide ventriculography to measure left<br />

ventricular function.<br />

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April 15, 2002 THE AMERICAN JOURNAL OF MEDICINE Volume 112 445

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