Temporal and Spatial Databases Chapter 10: Spatial Indexing

◮ Spatial indexes 

Temporal and Spatial Databases 

Chapter 10: Spatial Indexing 

J. Gamper 

◮ 1-D embedding of grid approximation 

◮ Spatial index structures for points 

◮ Spatial index structures for rectangles 

◮ Spatial join 

Literature 

◮ R.H. Güting: An introduction to spatial database systems. VLDB Journal 

3:357–399 (1994) 

◮ R.H. Güting: Spatial database systems. Tutorial notes. 

◮ Some slides are adapted from the slides by Jrg Sanders (Univ. of Alberta). 

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Spatial Indexing/1 

◮ Conventional index structures such as B-trees are not designed to support 

spatial queries 

◮ Group objects only along one dimension 

◮ Do not preserve spatial proximity 

◮ Example: NN Query – Nearest neighbor of Q is typically not the nearest 

neighbor in any dimension. 



◮ Spatial index structures try to preserve spatial proximity 

◮ Group objects that are close to each other in space on the same data page 

◮ Problem: the number of bytes to store extended spatial objects (lines, 

polygons) varies 

◮ Solution. 

◮ Store approximations of spatial objects in the index structure, typically 

axis-parallel minimum bounding rectangles (MBR) 

◮ Exact object representation (ER) is stored separately; points to ER in the 

index 



◮ A fundamental idea of spatial indexing is the use of approximations 

◮ Two types of approximations 

◮ Continuous approximation, e.g., a bounding box 

◮ Grid approximation 

◮ The use of approximation leads to a filter and refine strategy for query 

processing. 



Filter and refine strategy 

1. Filter step: 

◮ Use index to find all approximations that satisfy the query 

◮ Some objects already satisfy the query based on the approximation, others 

have to be checked in the refine step 

◮ Returns a set of candidate objects, which is a superset of the objects 

fulfilling a predicate 

2. Refine step: 

◮ Load the exact object representations for the candidates 

◮ Test whether the candidates satisfy the query 



◮ Mainly used to support spatial selection 

◮ but supports also other operations, e.g., spatial join or finding the closest 

object 

◮ A spatial index organizes space and the objects in it in some way so that 

only parts of the space and a subset of the objects need to be considered to 

answer a query 

◮ Two main approaches: 

◮ Map spatial objects to a 1-D space and utilize standard indexing techniques, 

e.g., Z-order + B-tree 

◮ Dedicated spatial index data structures 

◮ Data organizing, e.g., R-tree 

◮ Space organizing, e.g., Quad-tree 



◮ Most spatial data structures are designed to either store points (for point 

values) or rectangles (for line and region values) 

◮ Operations on those structures: insert, delete, check membership 

◮ Typical query types 

◮ for points: 

◮ Range query: all points within a query rectangle 

◮ Nearest neighbor: point closest to a query point 

◮ Distance scan: enumerate points in increasing distance from a query point 

◮ for rectangles: 

◮ Intersection query 

◮ Containment query 


1-D Embedding of Grid Approximation/1 

◮ Basic idea of 1-D embedding of grid approximation 

1. The data space is partitioned into rectangular cells (a grid) 

2. Find a linear order for the cells of the grid such that cells close together in 

space are also close to each other in the linear order; assign a number to 

each cell 

◮ The order should maintain locality/proximity 

◮ The order should be easily to compute 

◮ Space filling curves are used for that 

3. Define this order recursively for a grid that is obtained by a hierarchical 

subdivision of space 

4. Objects are approximated by cells 

5. Store the cell numbers for objects in a conventional index structure with 

respect to the linear order 



Example: Space filling curves 



◮ Z-Order is the most popular such order (Morton 1966, Orenstein and 

Manola, 1988) 

◮ Also termed Morton order or bit-interleaving 

◮ Each cell at each level of the hierarchy has an associated bit string whose 

length corresponds to the level to which the cell belongs. 

◮ e.g., the top-right cell in the left diagram has bit string 11, on the right-side 

cell 1110 is shown. 

◮ The bit-string 1110 is obtained by choosing 11 at the top level, and then 10 

within the top level quadrant. 

◮ The order which is imposed on all cells of a hierarchical subdivision is given 

by the lexicographical order of the bit strings. 

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◮ Any shape (approximated as a set of cells) over the grid can now be 

decomposed into a minimal number of cells at different levels (always 

using the highest possible level). 

◮ It can therefore be represented by a set of bit strings, called z-elements 

◮ For a spatial object, the corresponding set of z-elements builds a set of 

spatial keys 

◮ Spatial index: Put z-elements as spatial keys in lexicographical order into 

a B-tree. 

◮ Due to the proximity-preserving property various types of queries can be 

answered relatively efficiently, e.g., containment or range query with 

rectangle r 

◮ determine z-elements of r 

◮ for each z-element z scan a part of the leaf sequence of the B-tree having z 

as prefix. 

◮ Check these candidates for actual containment. 

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Example: Mapping 1D-embedding to a B+-tree 

◮ Key values (c,l) in the nodes represent the decimal representation of the 

cell number and the level. 

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Spatial Index Structures 

◮ A (dedicated) spatial index structure organizes objects into buckets 

◮ Each bucket has an associated bucket region, a part of space containing 

all objects stored in that bucket. 

◮ For point data structures, the regions are disjoint 

◮ the space is partitioned and each point belongs to precisely one bucket 

◮ e.g., a kd-tree paritioning of 2d-space where each bucket can hold up to 3 

points 

◮ For rectangle data structures the bucket regions may overlap 

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Spatial Index Structures for Points/1 

◮ Spatial index structures for points 

◮ Data structures of representing points in k dimensions (multi-attribute) 

have a long tradition, e.g., a tuple t = (x1,...,xk) 

◮ Can be used to store geometrical points 

◮ GRID index: Spatial index structure for points (Nievergelt, Hinterberger, 

and Sevcik 84) 

◮ The following example partitions the data space into cells by an irregular grid 

◮ The directory is a k-dimensional array whose entries are logical pointers to 

buckets. 

◮ All points in a cell are stored in the bucket pointed to by the correpsonding 

directory entry. 

◮ The scales are small and are kept in main memory; the directory is on the 

disk. 

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◮ kd-Tree (Bentley 75) 

◮ Binary tree where each internal node contains a key drawn from one of the 

k dimensions 

◮ The key in the root node (level 0) divides the data space with respect to 

dimension 0, the keys in its sons (level 1) divide the two subspaces with 

repsect to dimension 1, and so forth, up to dimension k −1, after which 

cycling through the dimensions restarts. 

◮ Leaves contain the points to be stored 

◮ KDB-tree (Robinson 81): introduce buckets, paginate the binary tree, all 

leaves at the same level (like B-tree) 

◮ LSD-tree (Henrich et al. 89): abandon strict cycling through dimensions; 

clever paging algorithm keeps external path length balanced even for very 

unbalanced binary trees. 

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◮ Quad-Tree 

◮ Class of spatial index structures which divide the data space recursively into 

4 quadrants (NW, NE, SW, SE) 

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◮ Quad-Tree (contd.) 

◮ Different algorithms for quad-trees for processing points, lines, plygons (i.e., 

different node types, construction and query algorithms) 

◮ Frequently used in commercial GIS especially for compressing, storing and 

manipulating of raster images 

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Spatial Index Structures for Rectangles/1 

◮ Spatial index structures for rectangles 

◮ Unlike points, rectangles do not fall into a unique cell of a partition and 

might intersect partition boundaries 

◮ Three main approaches: 

◮ Transformation approach 

◮ Overlapping bucket regions 

◮ Clipping 

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◮ Transformation approach 

◮ k-dimensional rectangles are transformed into 2k-dimensional points, and a 

point data structure is used. 

◮ Rectangle (xl,xr,yb,yt) can be viewed as a point in 4-D space 

◮ Example: Interval i = (i1,i2) is mapped into a point (x,y) in 2-D space 

◮ An intersection query with an interval q = (q1,q2) translates to a condition: 

Find all points (x ′ ,y ′ ) s.t. x ′ < q2 and y ′ > q1. 

◮ All intervals instersecting q are in the shaded area 

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◮ Overlapping bucket regions 

◮ Partitioning space is abandoned and bucket regions may overlap, e.g., 

R-tree (Guttmann 84) 

◮ Advantage: Spatial object (or key) is in a single bucket 

◮ Disadvantage: Multiple search paths due to overlapping bucket regions 

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◮ Clipping 

◮ Bucket regions are disjoint, but data rectangles are cut into several pieces (if 

necessary), e.g., R + -tree (Sellis, Rossopoulos and Faloutsos 87) 

◮ Advantage: Less branching in search 

◮ Disadvantage: Multiple entries for a single spatial object 

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Basic Spatial Queries 

◮ Containment Query: Given a 

spatial object R, find all objects 

that completely contain R. If R is 

a point, then it is a point query. 

◮ Region Query: Given a region R 

(polygon or circle), find all spatial 

objects that intersect with R. If R 

is a rectanlge, then it is a window 

query. 

◮ Enclosure Query: Given a plygon 

region R, find all objects that are 

completely contained in R. 

◮ K-nearest neighbor Query: 

Given an object P, find the k4 

objects that are closest to P 

(typically for points) 

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Spatial Join/1 

◮ Given two sets of spatial objects (typically minimum bounding rectangles) 

S1 = {R1,...,Rm},S2 = {R ′ 1,...,R ′ n} 

◮ Determine for S1 and S2 all object pairs that are in a relationship described 

by a spatial predicate (typically intersection, but other predicates are also 

possible) 

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◮ Very active research area in the last few years 

◮ Traditional join methods such as hash join or sort/merge join are not 

applicable 

◮ Filtering Cartesian product is expensive 

◮ Central ideas 

◮ filter + refine 

◮ use of spatial index structures 

◮ Classification of strategies 

◮ Grid approximation/bounding box 

◮ None/one/both operands are represented in a spatial index structure 

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◮ Grid approximations with 

an overlap predicate 

◮ A parallel scan of two 

sets of z-elements 

corresponding to two 

sets of spatial objects is 

performed 

◮ Similar to a merge join 

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◮ Bounding box approximation: For two sets of rectangles R and S all 

pairs (r,s), r ∈ R and s ∈ S such that r intersects s: 

◮ No spatial index on R and S: bb join algorithm uses a computational 

geometry algorithm to detect rectangle intersection, similar to external 

merge sorting 

◮ Spatial index on either R or S: index join scans the non-indexed operand 

and for each object, the bounding box of its SDT attribute is used as a 

search argument on the indexed operand (only efficient if non-indexed 

operand is not too big) 

◮ Both R and S are indexed: synchronized traversal of both structures so that 

pairs of cells of their repsective partitions covering the same part of space 

are encountered together. 

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Summary 

◮ Spatial indexes are a crucial part of any database systems that supports 

geographical information. 

◮ Spatial indexing techniques are necessary to efficiently answer queries. 

◮ Mapping to lower dimensional space, grid file, kd tree, family of R-tree 

indexes 

TSDB 2012/13 J. Gamper 27/27

Temporal and Spatial Databases Chapter 10: Spatial Indexing

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