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Additional Material, Journal of Imaging Science - Society for Imaging ...

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Mourad: Improved calibration <strong>of</strong> optical characteristics <strong>of</strong> paper by an adapted paper-MTF model<br />

added dependencies on the spatial frequencies and . 7 For<br />

the PDE system at hand, the generalized two-dimensional<br />

Fourier trans<strong>for</strong>m is appropriate, since the fluxes are defined<br />

on the real plane R 2 and decay greatly as x +y →. 24,32,33<br />

Solving the system <strong>of</strong> trans<strong>for</strong>med PDEs at z=D yields the<br />

spectral reflectance MTF<br />

where<br />

H R , = Fh R x,y = A <br />

B <br />

,<br />

A = a 12 + a 21 − c pb e cD − a 12 + a 21 + c pb e −cD ,<br />

5.1<br />

5.2<br />

B =−a 21 + c + a 12 pa + pb + a 21 − c pa pb e cD + a 21<br />

− c + a 12 pa + pb + a 21 + c pa pb e −cD . 5.3<br />

The coefficients a 12 =a 12 , a 21 =a 21 , and c=c depend on<br />

the lateral frequencies , and are given by Eqs.<br />

(6.1)–(6.6):<br />

where<br />

2 2<br />

c =a 21 − a 12 , 6.1<br />

a 12 =<br />

a 21 =<br />

s 3<br />

s 1<br />

,<br />

s 2<br />

s 1<br />

,<br />

6.2<br />

6.3<br />

s 1 = − b 2 −2 l + b +2 l + b +4 2 2 − b 2 <br />

2 + 2 +16 4 2 2 ,<br />

s 2 = − b 2 −2 l + b +2 l + b −4 l 2 <br />

+4 2 − b + b −2 l 2 2 + 2 <br />

6.4<br />

+16 4 2 2 , 6.5<br />

s 3 = − b 2 −2 l + b b +2 l + b −4 l 2 <br />

+4 2 − b b + b −2 l 2 2 + 2 <br />

+16 4 b 2 2 . 6.6<br />

Likewise, the microspectral transmittance distribution is<br />

modeled by<br />

Tx,y = pa x,yF −1 †H T ,F bp x,y‡,<br />

with the spectral transmittance MTF H T ,<br />

7<br />

H T , = Fh T x,y =− 2c <br />

B <br />

.<br />

Here, bp x,y describes the fraction <strong>of</strong> light transmitted into<br />

the substrate through the bottom layer. Equation (7) implies<br />

that the optical spreading has no direct observable effect on<br />

transmittance measurements <strong>of</strong> single-side, upward-oriented<br />

printed paper sheets. This is consistent with microscopic<br />

transmittance images published by Koopipat et al. 13<br />

The two spatial <strong>for</strong>mulas, Eqs. (3) and (7), are the foundation<br />

used in predicting the spectral reflectance <strong>of</strong> arbitrary<br />

halftone prints presented and discussed in the Model Application<br />

and Model Discussion sections below. The following<br />

section considers the calibration <strong>of</strong> the optical parameters.<br />

MODEL CALIBRATION<br />

Our next objective is to determine the optical dot gain <strong>for</strong><br />

arbitrary halftones and dithering frequencies from a few<br />

macroscopic spectral measurements. More precisely, we need<br />

to calculate the isolated optical dot gain in order to distinguish<br />

between the different effects leading to printing<br />

nonlinearities. In order to meet this requirement, Eq. (3)<br />

describes the spectral reflectance Rx,y as a function <strong>of</strong> the<br />

bulk parameters D, , l , and b together with the surface<br />

refractive coefficients ap , ap , pa , pa , and pb . Un<strong>for</strong>tunately,<br />

only the paper thickness, D, is directly measurable<br />

with common instruments. There<strong>for</strong>e, we determine the remaining<br />

parameters in such a way as to best match the calculated<br />

results to the measured spectra <strong>of</strong> a small set <strong>of</strong> test<br />

patches. In order to avoid any printing irregularity and to<br />

increase the accuracy <strong>of</strong> the parameter estimation, the test<br />

patches are chosen to be as unambiguous as possible. In<br />

particular, we chose only solid patches <strong>of</strong> the primary<br />

colors—in our case cyan, magenta, yellow, and black prints,<br />

abbreviated to CMYK—plus a sample <strong>of</strong> paper-white (W).<br />

For this work, we consider only single side prints. As well as<br />

avoiding the printing irregularities, the uni<strong>for</strong>mity <strong>of</strong> the<br />

solid patches also reduces the matrix multiplication <strong>of</strong> Eq.<br />

(3) to a simple scalar multiplication. This is because<br />

Fx,y<strong>of</strong> a uni<strong>for</strong>m patch is only different from zero at<br />

zero frequencies ,0,0. Hence, <strong>for</strong> a solid patch,<br />

Eqs. (3) and (7) reduce to<br />

R solid = ap + pa H R 0,0 ap ,<br />

T solid = pa H T 0,0 bp .<br />

8<br />

9<br />

10<br />

In other words, the <strong>for</strong>m <strong>of</strong> the PSF h R x,y is not involved<br />

in the calibration process.<br />

Traditionally, the KM theory scattering and absorption<br />

coefficients K and S are determined using two distinct reflectance<br />

measurements: one measurement over a black<br />

backing and another over a white backing, both backings <strong>of</strong><br />

known reflectances. However, in our case, more measurements<br />

are required because we need to determine not only<br />

the scattering and absorption coefficients but also the inner<br />

transmittance <strong>of</strong> the primary inks used in addition to the<br />

286 J. <strong>Imaging</strong> Sci. Technol. 514/Jul.-Aug. 2007

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