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<br />

<strong>Harvard</strong> <strong>University</strong> <strong>Political</strong> <strong>Theory</strong> <strong>Colloquium</strong> <strong>For</strong> <strong>11</strong> <strong>March</strong> <strong>2010</strong><br />

Draft: not for further circulation, citation or quotation without permission<br />

Weakness of virtue, not will: Plato on self-knowledge and akrasia<br />

Melissa Lane<br />

Department of Politics, Princeton <strong>University</strong><br />

mslane@princeton.edu<br />

I. Overview<br />

This paper is part of a nascent book project on ‘The Rule of Knowledge: Plato on<br />

Psychology and Politics’, and within that project, of a broader account of the dialogues<br />

on the relation between knowledge and virtue. As part of that account, here I challenge<br />

the translation, or equivalence, of the phenomenon conventionally labeled akrasia in<br />

Plato (as in Aristotle) with ‘weakness of will’. I argue instead for an understanding of<br />

akrasia in Plato as representing a failure of the virtues exercised by knowledge,<br />

conceiving of knowledge as inherently executive. In this paper, my focus is on the<br />

putative denial of akrasia by the Socrates of the Protagoras and on the relation between<br />

the arguments there and those in the Gorgias and the Republic, though I must largely<br />

assume my account of the latter dialogues for lack of space.<br />

Philosophically the significance of my argument is twofold. First, it argues<br />

against a widespread reading of Plato which contrasts a putative denial of akrasia by the<br />

Socrates of the Protagoras with a putative acceptance of akrasia by Plato in the<br />

Republic. On this view, Socrates in the Protagoras and other ‘early’ dialogues is said to<br />

hold a doctrine of the unity of the virtues as reducing all the other virtues to knowledge,<br />

whereas the Republic introduces the appetitive and thumotic parts of the soul alongside<br />

reason and so makes room for akrasia as a case of psychic conflict. As Christopher<br />

Bobonich helpfully summarizes this view (which he does not wholly share, as he argues<br />

that Plato has other independent reasons for introducing tripartition): ‘In the early<br />

dialogues, Plato denies the possibility of akrasia; in the Republic, he accepts its<br />

possibility and the Republic’s partitioning of the soul is intended to explain how akrasia<br />

is possible’ (2002: 217). Against this widespread view, I argue instead that the unity of



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<br />

the virtues in the Protagoras does not reduce the other virtues to knowledge: it rather<br />

expands knowledge to be understood as inherently executive and as exercising rule<br />

through the virtues. Second, my argument draws on and further develops a trend in the<br />

modern philosophy of self-knowledge, advanced by Victoria McGeer and Richard<br />

Moran, to interpret akratic action not merely as a failure of knowledge but specifically as<br />

a failure of self-knowledge understood as first-person authority in practical action. I<br />

develop this line of thought in Plato to identify the rule of knowledge as a form of<br />

deliberative self-knowledge exercised through the virtues, with akrasia as a case of<br />

failure of such exercise of knowledge to deploy the virtues to achieve sufficient selfintegration.<br />

Another way to put this is to say that akrasia is seen by Plato as a<br />

‘constitutional disorder’ (Pettit 2004:69) of the soul on any and all accounts of the<br />

structure of the soul that he entertains.<br />

Motivation for my thesis may be found in two observations: first, that Plato does<br />

not label any of his locus classicus discussions of these matters as akrasia, 1 which should<br />

prompt us to investigate his own terminology for them more closely; second, that his<br />

actual discussions are not well interpreted in terms of ‘weakness of will’, since even the<br />

Republic’s tripartite scheme lacks a concept of the will, as the next section will discuss. 2<br />

In contrast, the link between knowledge, self-knowledge, and self-control which I will<br />

develop was one which was widely recognized in ancient Greek thought. Helen North’s<br />

magisterial account of sôphrosunê identifies its core sense as ‘soundness of mind’ or ‘the<br />

state of having one’s intellect unimpaired’ (1966: 3; cited to this purpose in Annas 1985):<br />

the virtue of sôphrosunê embodies the maintenance of the integrity of the intellect and so<br />

the condition of knowing one’s own mind. Thus the link between self-control and selfknowledge<br />

made by the modern literature is one which was not only available but<br />

favored in Greek, and it is one on which Plato drew. 3<br />

Notwithstanding these linguistic and conceptual points, I will continue to use the<br />

familiar ‘akrasia’ and ‘akratic’ as rigid designators to identify the phenomenon which I<br />

wish to redescribe. 4 Modern accounts of that phenomenon tend to offer an inclusive<br />

definition of it, for example that it involves any set of ‘intentional states in the light of<br />

which [a person] sees that a certain response is required’, yet that person ‘fails to act in<br />

the required manner’, in favorable conditions in which such action would be feasible



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<br />

(Pettit 2004: 68). Plato’s approach differs, on the one hand, in focusing on the case<br />

where an agent’s condition would seem to be characterized not by any intentional states<br />

but specifically by knowledge; but, on the other hand, in implying that knowledge which<br />

is not executively effective in preventing akrasia is not truly knowledge at all.<br />

II. The conventional reading of akrasia as weakness of will and its lack of fit with<br />

Plato<br />

The designation of ‘weakness of will’ as an equivalent to akrasia has a long pedigree<br />

which is captured well in Donald Davidson’s classic analysis, consideration of which<br />

reveals its maladaptedness as an interpretation of Plato. Davidson contrasts two images,<br />

the first lacking any notion of the will, the second appealing to it. The first depicts<br />

incontinence (akrasia) as ‘a battle or struggle between two contestants’:<br />

Each contestant is armed with his argument or principle. One side may be labeled<br />

‘passion’ and the other ‘reason’; they fight; one side wins, the wrong side, the side<br />

called ‘passion’ (or ‘lust’ or ‘pleasure’). (Davidson 2001 [1980]): 35)<br />

Although Davidson does not remark it (attributing it rather to Aristotle, Aquinas and<br />

Hare), this is the view attributed by ‘the many’ to ‘most people’ in the Protagoras.<br />

Pleasure, pain, anger, and other emotions and desires are said to be viewed by ‘most<br />

people’ as the sorts of things that can simply overcome reason in a fair fight, with the<br />

contenders on all fours. This is the view against which the purported Socratic<br />

intellectualism of the Protagoras squares off. Reason vs a purportedly autonomous and<br />

equal set of passions and desires: there is no evidence of ‘will’ on either side of this<br />

contest.<br />

It might be thought that the Republic introduces the role of the will in its account<br />

of the divided embodied soul. So thought Davidson in attributing his second image to<br />

Plato (presumably in the Republic), Butler, and Dante. Davidson explains the second<br />

image thus:



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<br />

It is adumbrated perhaps by Dante (who thinks he is following Aquinas and<br />

Aristotle) when he speaks of the incontinent man as one who ‘lets desire pull<br />

reason from her throne’ (Inferno, Canto V). Here there are three actors on the<br />

stage: reason, desire, and the one who lets desire get the upper hand. The third<br />

actor is perhaps named ‘The Will’ (or ‘Conscience’). It is up to The Will to<br />

decide who wins the battle. If The Will is strong, he gives the palm to reason; if<br />

he is weak, he may allow pleasure or passion the upper hand. (Davidson 2001<br />

[1980], 35).<br />

While the focus of this paper is on the Protagoras, it is important to begin by<br />

recognizing that ‘weakness of will’ is no more adequate as an interpretation of the<br />

Republic. While I cannot discuss how to read the tripartite model of the soul in detail<br />

here, any account of Republic tripartition should recognize that it is not ‘The Will’ who<br />

‘decides’ which part of the soul wins a battle, but reason – the part of the soul with which<br />

the person as a whole is to identify – which either rules or fails to rule. True, there is a<br />

third part of the soul beyond reason and desire (better translated as appetite), the thumos,<br />

but its alliance with reason – while this can help to instantiate the latter’s rule – does not<br />

give it the sole palm of decision as to whether reason will rule. Nor should such rule by<br />

reason be cast in terms of occurrent ‘choice’, as the image of giving the palm implies, or<br />

in terms of active ‘letting’ another part take control, as the quotation from Dante<br />

suggests. <strong>For</strong> the issue in the Republic is whether or not thumos and epithumia are<br />

aligned with reason: in the fully virtuous agent, or even the merely well-brought-up one,<br />

this alignment will be both dispositionally embedded in all parts of the soul through the<br />

virtues and also realized in occurrent judgments and actions. 5<br />

If neither the Protagoras nor the Republic should be understood in terms of<br />

‘weakness of will’ (the one denying it, the other acknowledging it), should they<br />

nonetheless be understood as respectively denying and acknowledging some<br />

understanding of akrasia? I contend that the phenomenon often described as ‘denial of<br />

akrasia’ in Plato’s Protagoras, and by extrapolation the contrasting ‘acceptance of<br />

akrasia’ in his Republic, is better understood in both contexts as ‘explanation of<br />

weakness of virtue due to a failure of the executive rule of knowledge’. It is the failure of



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<br />

self-knowledge understood as first-person authority which constitutes, and is expressed<br />

in, a failure of self-control. Rather than ‘incontinent’, therefore, which is a term better<br />

reserved for the absence of mere continence, we would do best to refer to the person or<br />

action generally called akratic as ‘intemperate’. The akratic is literally (as in French), the<br />

person lacking the virtue of temperance (see the use in Sissa 1997, a stimulating analysis<br />

of Plato versus the Epicureans in understanding drug addiction in terms of rival accounts<br />

of the relationship between pleasure, time, and desire). 6 Textually, a key passage will be<br />

this one from Republic IX, diagnosing and responding to a praiser of injustice thus:<br />

…let’s tell him that he is simply saying that it is beneficial for him, first, to feed<br />

the multiform beast well and make it strong, and also the lion and all that pertains<br />

to him; second, to starve and weaken the human being within, so that he is<br />

dragged along (elkesthai) wherever either of the other two leads; and, third, to<br />

leave the parts to bite and kill one another rather than accustoming them to each<br />

other and making them friendly. (588e-589a, trans. Grube/Reeve in Cooper)<br />

This appears to reiterate the view of the many in the Protagoras that pleasure, pain, and<br />

other emotions can ‘drag along’ reason in their wake, as against the Socratic<br />

intellectualism of that dialogue focusing on knowledge alone. At the end of the paper,<br />

we will see how the Socratic stance of the Protagoras may be reconciled with this<br />

passage in the Republic. Broadly speaking, the ability to account for akrasia within a<br />

unified whole-person account of the soul which Bobonich (2002) identifies in the Laws,<br />

is one which I also wish to tease out of the Protagoras, while at the same time finding the<br />

outlines of the relation between knowledge and virtue in the latter dialogue to be more<br />

consonant with the Republic than the usual contrast between intellectualism and<br />

tripartition would suggest.<br />

III. The practical-deliberative turn in the modern philosophy of self-knowledge<br />

In fact, a new interpretation of akrasia as not ‘weakness of will’ but lack of integrative<br />

self-commitment has recently been advanced in the philosophy of self-knowledge.<br />

Victoria McGeer and Richard Moran are interested in a conception of self-knowledge as



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practical, rather than theoretical: as consisting in the achievement of first-person authority<br />

over one’s beliefs and actions. So understood, self-knowledge is neither absolute nor<br />

incorrigible, while remaining different in kind from the third-person forms of knowledge<br />

which may nevertheless on certain occasions supplement or correct it. Their conception<br />

of integrative self-commitment can be further developed, I will suggest, by assimilating it<br />

to the Platonic virtue of self-control.<br />

Moran himself takes the first-person authoritative role of reason to be something<br />

which the ancients failed to recognize:<br />

The ancient contrast between the seductive, misleading Senses [sic], and the<br />

trustworthy dictates of Reason [sic] can be seen, in part, as resting on a failure to<br />

recognize a related difference in kind between the two. The Senses can be<br />

compared to an unruly mob, in conflict with itself, because they belong to the<br />

category of deliverances on the basis of which one forms a judgment. But, insofar<br />

as Reason represents the unifying judgment one forms from this basis, it is not a<br />

faculty superior to or in competition with the Senses. (2001: 75-76, n.4).<br />

I will argue against this that Platonic psychology consistently across the Protagoras,<br />

Gorgias, and Republic does in fact recognize just such a ‘categorical’ (Moran, 76)<br />

difference. In those texts, reason or knowledge is inherently such as to rule, with an<br />

executive dimension; it is only when that rule fails (due to a lack of virtue) that other<br />

contenders within the soul such as anger and appetite can fill the vacuum that it leaves.<br />

They do not overcome it as rivals but rather surge into force in the wake of its absence or<br />

failure. Just as Moran depicts akrasia as (in effect) a collapse of the first-person<br />

authority of practical reason, so too – I contend – does Plato. 7<br />

The executive rule, or role, of knowledge in Plato is further illuminated by the<br />

approach taken by Moran and also by Victoria McGeer. Both focus on the form of<br />

knowledge which is the self-knowledge exercised in practical agency. This<br />

understanding of self-knowledge treats as posing not theoretical questions about oneself<br />

to be answered by discovery, but rather practical/ deliberative questions to be answered<br />

by decision or commitment (Moran 2001: 57-58). Such first-person authority is



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<br />

achieved through self-integration involving scrutiny and adjustment of beliefs and desires<br />

in the light of one’s overall conception of the good (Moran 2001: 108, <strong>11</strong>8). McGeer,<br />

who had pioneered a similar ‘agency model of authoritative self-knowledge’ (McGeer<br />

1996: 506), 8 makes an important amendment to this point. <strong>For</strong> Moran, deliberation<br />

excludes the ‘idiom of “control”’ (Moran 2001: <strong>11</strong>9). <strong>For</strong> McGeer, in contrast, ‘[f]irstperson<br />

authority can very much depend on our abilities to exercise rational control’ –<br />

though she prefers ‘to speak of “self-regulation” or “self-governance”’ (McGeer 2007:<br />

89, where she draws precisely this contrast with the quoted view of Moran).<br />

Taking Moran and McGeer together yields a portrait of first-person authority and<br />

self-knowledge as consisting in something strikingly akin to the cultivation of selfcontrol,<br />

understood as self-governance, which constitutes the virtue of sôphrosunê in<br />

Plato. In a famous passage of Republic IV, the just person ‘puts himself in order’, and<br />

‘regulates well what is really his own and rules himself’ (both, 443d), doing so through<br />

an ongoing exercise of virtue that is not a tyrannical subduing of desire but rather an<br />

assertion of what we will see to be (for Plato) the natural exercise of rule of knowledge:<br />

an assertion which I will find also to be implicit in the Protagoras.<br />

A similar parallel holds for the discussion of akrasia as the failure of selfknowledge.<br />

On Moran’s account, akrasia is not something which one can acknowledge<br />

in speaking with first-person authority (128), though one may acknowledge it in<br />

observing one’s past behavior or in predicting (as opposed to deliberating) one’s actions<br />

in the future, and it may also be identified by third parties. Akrasia is not the result of a<br />

wrong outcome of deliberation, nor of a hijacking of deliberation, but rather of a failure<br />

of the first-person authoritative stance. The akratic does not speak for herself nor does<br />

she attain conviction about how to act: rather her behaviour cannot be thought of (by her,<br />

or therefore by others) as intentional action at all. (127-8) The role of an as-it-were thirdperson<br />

evaluation of one’s moral condition accords with Raphael Woolf’s recent analysis<br />

of the dramatic absence of first-person introspection (or rather its casting in third-person<br />

terms) in Plato’s Socrates (Woolf 2008). Yet whereas Woolf suggests in a footnote that<br />

the absence of the Cartesian epistemological observational privilege of the first-person in<br />

Plato leaves open the possibility of other approaches to first-person authority as in<br />

Moran’s work (Woolf 2008: 93 n.37), I will argue that Plato himself demonstrates such



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<br />

an alternative approach in terms close to those of Moran and, especially, McGeer. Like<br />

them, Plato develops the self-governing executive authority of reason which issues in<br />

self-integration, doing so however in his characteristic terms of virtue. 9<br />

IV. Socrates in the Protagoras<br />

Come now, Protagoras, and reveal this about your mind: What do you think about<br />

knowledge? Do you go along with the many or not? The many think that<br />

knowledge (epistêmês) is neither strong (ischuron) nor fit to lead (hêgemonikon)<br />

nor fit to rule (archikon); instead, [they think that] while knowledge is often<br />

present in a man it is not knowledge itself which rules (archein) but something<br />

else, whether anger, pleasure, pain, at times love, often fear – they think of his<br />

knowledge as if it is being dragged about by all these other things like a slave<br />

(hôsper peri andrapodou, perielkomenês upo tôn allôn apantôn). Does it seem<br />

(dokei) like that to you, or that knowledge (epistêmê) is something noble and such<br />

as to rule a man (kalon…hoion archein tou anthrôpou), and if someone were to<br />

know the good and the bad, he would not be forced (kratêthênai) by anything to<br />

act other than as knowledge commands (epistêmê keleuêi), and so knowledge<br />

(phronêsin) would be sufficient to save a man.<br />

(352b-c, my translation, partly following Lombardo and Bell in Cooper, with<br />

thanks to Raphael Woolf for suggesting the translations of ‘fit to lead’ and ‘fit to<br />

rule’ to bring out the –ikos endings)<br />

This passage, which I situate as the ‘inner frame’ for the putative ‘denial of akrasia’, will<br />

be central to my understanding of the Protagoras, and is discussed in detail below. Here,<br />

I use it to put on the table the ‘measure doctrine’ which Socrates opposes to the<br />

contention ascribed to ‘the many’ and which is a locus classicus for his purported<br />

intellectualism. Against the claim that pleasure, pain, anger and the like can overcome<br />

reason, which he attributes to the many in the ‘inner frame’ just quoted, Socrates<br />

eventually advances the view that these passions and emotions do not independently<br />

determine action. Rather they are simply data which reason then measures correctly, by



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<br />

means of the art of measurement, or incorrectly, when acting in ignorance. When reason<br />

exercises the ‘art’ or ‘knowledge’ of measurement, it is able to measure pleasures and<br />

pains correctly against one another, and so (for example) to pursue greater long-term<br />

benefits instead of lesser immediate ones (347a-c). It is this contention – that ‘those who<br />

make mistakes with regard to the choice of pleasure and pain…do so because of a lack of<br />

knowledge’, and specifically a lack of the knowledge of measurement – which is widely<br />

taken to constitute the ‘denial of akrasia’: not passion, but ignorance, explains the failure<br />

to act according to what knowledge would prescribe.<br />

My reading of the Protagoras and of the measure doctrine’s putative denial of<br />

akrasia hinges on three aspects of the surrounding text, which for convenience (though<br />

not entirely aptly, as noted in the next footnote) are labeled here as three frames. 10<br />

- The outer frame of the poetic exposition by Socrates of the poet Simonides, which<br />

is the first context in which the ‘denial of akrasia’ claim that ‘no one does wrong<br />

voluntarily (ekôn)’ is actually raised. On my reading, this poetic exposition<br />

demonstrates a correct analysis of how a virtuous person would handle anger<br />

(thus showing both that a virtuous person is liable to experience anger, and how<br />

he would handle it). Accordingly, interpreting what Socrates later says about the<br />

so-called ‘denial of akrasia’ should be done in light of this earlier statement of a<br />

richer moral psychology in which he allows for emotion (and perhaps desire) in<br />

the framework of virtue.<br />

- The middle frame returns to the dialogue’s earlier discussion of whether wisdom,<br />

temperance, courage, justice and piety are five names for the same virtue, or are<br />

different virtues, and the immediate part of this frame relevant to our interests is<br />

Protagoras’ assertion (giving up his earlier ‘parts of a face’ answer) that four of<br />

them are fairly close but that courage is completely different.<br />

- The inner frame is Socrates’ interrogation of Protagoras as to whether or not the<br />

sophist believes that knowledge is inherently ruling and powerful, and Protagoras’<br />

agreement that this is so. It is this putative agreement which is the real object of



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<br />

scrutiny in the ‘denial of akrasia’ passage: Socrates introduces the views of the<br />

many only insofar as he can enlist Protagoras in a joint refutation of them, and so<br />

bring Protagoras himself to admit further implications of the priority of<br />

knowledge (such as, eventually, the connection between courage and knowledge,<br />

closing the second frame).<br />

What completes the inner frame is clearly marked in the text, but is both surprising in<br />

itself and surprisingly seldom noted in the literature. This is Socrates’ conclusion of the<br />

putative joint refutation of the many by inferring that since ‘being overcome by pleasure’<br />

is actually ignorance, it is therefore curable by teaching: hence, he concludes, the many<br />

would do well to pay for themselves and their children to be instructed by the sophists.<br />

He goes so far as to propose that he and Protagoras say to the many: ‘By worrying about<br />

your money and not giving it to them [the sophists], you all do badly in both private and<br />

public life’ (Prt. 357e, trans. Lombardo & Bell). This last sentence – and the warm<br />

approbation it elicits from Hippias and Prodicus as well as Protagoras – should be a red<br />

flag for those interpreters, such as George Rudebusch, who embrace the measure doctrine<br />

as a full account of Socratic knowledge, and so embrace a fully hedonistic Socrates. <strong>11</strong><br />

(Another more minor red flag may be the enjoinder to Protagoras to join in ‘persuading’<br />

and ‘teaching’ people at 353a: Protagoras and his fellow sophists are comfortable with<br />

the language of ‘teaching’, but it fits uneasily with Socrates). Socrates here presents<br />

himself and Protagoras as jointly persuading the many to give their money to the sophists<br />

and so to do better by learning the art of measurement and so not being overcome by<br />

pleasure. In effect, he concludes the measure doctrine by framing the art of measurement<br />

as the newest line in the sophistic bag of tricks. 12<br />

My analysis of the text takes this red flag seriously. By looking at each frame in<br />

turn, and then at the core discussion and refutation of the views of the many, I shall argue<br />

that by submerging what I will call the executive dimension or intrinsic executive role of<br />

knowledge, the measure doctrine gives only a partial and misleading account of what<br />

Socrates means by knowledge, so deteriorating into sophistry and aporia. However,<br />

there are clues in the text which signal what is going wrong and provide the lineaments of<br />

an alternative view, on which the crucial issue is the success or failure of knowledge in



 <strong>11</strong>
<br />

ruling. On this basis, we can resolve tensions between the Protagoras, Gorgias, and<br />

Republic, when each of these dialogues is not reduced to a collection of propositions but<br />

is interpreted as a dramatic whole. It may help to note a parallel with my approach in the<br />

way that Myles Burnyeat has argued that ‘knowledge’ in the Theaetetus can be read out<br />

of the dialogue to be better construed as ‘understanding’ than as the more limited<br />

cognitive state of justified true belief assumed in much modern epistemology. Similarly,<br />

I argue here that ‘knowledge’ in the Protagoras can be read out of the dialogue to be<br />

better construed as ‘executive’ than as the more limited cognitive state assumed in the<br />

usual interpretation of Socratic intellectualism. 13<br />

The outer frame: Socrates on Simonides<br />

The topic of the ‘denial of akrasia’ is not confined to the measure doctrine. It is<br />

anticipated earlier in the Protagoras when Socrates is expounding the poet Simonides.<br />

Socrates says that Simonides was not so uneducated as to praise those who do no evil<br />

voluntarily (ekôn) ‘as if there were some people who do evil voluntarily (ekontes)’. He<br />

continues:<br />

<strong>For</strong> I am pretty much of this opinion, that no intelligent man believes that anyone<br />

does wrong voluntarily (ekonta examartanein) or voluntarily acts shamefully or<br />

badly (oude aischra te kai kaka ekonta ergazesthai), but they well know that all<br />

who do shameful and bad things do so involuntarily (akontes poiousin). And<br />

Simonides, for his part, doesn’t say that he praises those who do no evil<br />

voluntarily (ekôn), but he applies this term ‘the voluntary doer’ (to ekôn) to<br />

himself. <strong>For</strong> he thought that an upright man (andra kalon kagathon) often forces<br />

him[self] (epanagkazein) to be a friend and praise someone… good men (tous d’<br />

agathous) conceal it all and force (anagkazesthai) themselves [note: supplied: the<br />

Greek verb is not reflexive] to praise them, and if they get angry at their unjust<br />

treatment by their parents or their country 14 they calm themselves down [this is<br />

reflexive: autous heautous] and make friends again, forcing themselves<br />

(prosanagkazontas heautous] to love and praise them.



 12
<br />

(345e4-346b5, trans. Taylor, modified in translation of ekontes, akontes and<br />

cognates, and in making the sentence after the ellipsis refer to a plural subject, as<br />

in the Greek, rather than an individual one, as well as other minor points)<br />

In a neat move of strong poetic interpretation, Socrates in effect moves a comma in the<br />

poetic quotation from after ‘voluntarily’ to before it, so making it modify the poet’s own<br />

speech rather than the claim about some doing evil. In other words, rather than parsing<br />

the poet’s lines so as to read ‘All who do no wrong voluntarily/ I praise and love’, he<br />

parses and interprets them thus: ‘All who do no wrong / voluntarily I praise and love’.<br />

This passage is important for two reasons. First, it introduces the topic of whether or not<br />

doing what is bad (and known to be bad) is voluntary action. Notice that in this way,<br />

Socrates has before embarking on the so-called ‘denial of akrasia’ already accepted that<br />

akrasia is at least apparently phenomenologically possible: the question is not of its<br />

possibility but of its modality (whether or not it consists in truly voluntary action).<br />

Second, the passage gives a notable example of intrapsychic conflict and its resolution in<br />

the virtuous man. That resolution involves appeal to intrapsychic ‘forcing’, though<br />

balancing this with intrapsychic calming and befriending. The upright or good man both<br />

forces himself to praise and, when he (as a whole) has become angry, calms himself<br />

down. Such forcing is a voluntary action: although she has to exert force upon herself,<br />

the good person does this voluntarily, in line with her understanding of the good. She<br />

does not act without knowledge of the good in doing so, rather she exercises her<br />

knowledge of the good in acting virtuously. The language of ‘making friends’ with<br />

oneself in fact echoes the Republic Book IV. Self-integration as the achievement of inner<br />

friendship by the exercise of virtue is available to Plato here even without the Republic<br />

framework of the tripartite soul. In other words, outside the narrow context of the<br />

refutation of the many, the Socrates of the Protagoras can account both for anger and for<br />

virtue.<br />

It is worth noting that the third-person language of ‘forcing oneself’, which seems<br />

to objectify part of oneself, is not actually an objectification at all. It is a way of<br />

describing the project of exerting virtue in and through practical reason. The good man



 13
<br />

exercises his virtue by – or better, in – calming himself down and forcing himself to<br />

praise those whom he should praise. This process bears out McGeer’s remark that<br />

exerting active self-control and self-scrutiny can be seen as an exercise of virtue rather<br />

than as a sign of its absence. <strong>For</strong> it is striking that in contrast to Aristotle, for whom the<br />

person described by Socrates (interpreting Simonides) would be no more than continent,<br />

Socrates calls him virtuous. What he gives is a dramatization of how the virtuous man<br />

exercises his virtue: reason in ruling virtuously exerts the force of the whole soul in the<br />

right direction, ‘forcing himself’ when necessary to conform to reason.<br />

The middle frame<br />

The proximate (and properly so-called) frame for the so-called discussion of akrasia is,<br />

as several commentators have remarked, the discussion of whether wisdom, temperance,<br />

courage, justice and piety are five names for the same thing, or are different things.<br />

Previously Protagoras had offered the answer that they were different, but all parts of a<br />

whole, on the analogy of parts of a face; now he answers that four of them are fairly close<br />

but courage is completely different. It is this question – of whether courage is the same<br />

as wisdom – which constitutes what I call the ‘middle frame’, and which Socrates will<br />

later remind Protagoras is the reason for his introduction of the views of the many about<br />

pleasure overcoming reason at 352b.<br />

The importance of the middle frame for my present argument will be developed<br />

shortly. Here we digress briefly into a consideration of the moral hedonism which<br />

Socrates seems to articulate just before the middle frame, and which many scholars have<br />

taken to complement the measure doctrine. This is to show that the dialectical progress<br />

of the dialogue severely qualifies the sense in which Socrates should be taken to be<br />

endorsing hedonism, just as we will see that it also severely qualifies the sense in which<br />

he should be taken to be endorsing the measure doctrine.<br />

Socrates has certainly insisted that to live pleasantly is good, refusing to allow<br />

Protagoras to limit this claim only to cases of pleasure in honorable things (352d). This<br />

refusal seems to be a refusal to allow Protagoras to take refuge in a conventional category<br />

of honor, thus failing to think for himself about virtue. 15 It is Protagoras who then<br />

ascribes to Socrates the view that ‘pleasure and good are the same’ (351e) and asks



 14
<br />

Socrates to investigate it to see whether they should agree. Socrates himself had<br />

advanced only the more limited claim that ‘a pleasant thing is good just insofar as it is<br />

pleasant’: i.e., qua pleasant, its goodness consists in pleasantness. While this claim<br />

implies that no pleasant things are bad, and that all pleasant things are ‘good just insofar<br />

as’ they are pleasant (351c), it does not imply that ‘pleasure and the good are the same’.<br />

Compare the Gorgias 499b-500d, where Socrates employs the contention that<br />

what is pleasant is good, builds from this to the assertion that we do what is pleasant for<br />

the sake of the good, but then concludes that the pleasant and the good are distinct. There<br />

too, the initial prompt for this line of argument is Callicles’ assertion that some pleasures<br />

are better, others worse: Socrates at first challenges this (based as it is, like Protagoras’<br />

scruples, on a supercilious view of honor and value) but then uses it to introduce the need<br />

for a true knowledge of the good. Hence, from Socrates’ point of view, the real question<br />

on the table at this juncture in the Protagoras is whether in saying ‘to live pleasantly is<br />

good’ means that one is condemned to whatever passing or immediate pleasures attract<br />

one, as opposed to being able to construct a pleasant life which fits the test of the rational<br />

good. Thus Socrates’ refutation of the many is not the establishment of a thoroughgoing<br />

hedonism for himself but rather of an endorsement of pleasure as part of a rational good:<br />

the nucleus of the same view that will be defended in the Philebus. And so I endorse a<br />

compatibilism across the dialogues on these issues, but not on the grounds of Rudebusch<br />

2000, who reads and endorses Socrates’ position as the ‘hedonist thesis that there is a<br />

single standard of pleasure by which all our choices can be measured’ (23); rather on the<br />

inverse ground that Socrates is showing that even hedonism must be interpreted and<br />

constrained by an overall theory of the good as the rational aim.<br />

The inner frame: the refutation of the many<br />

The question that Socrates now presses on Protagoras is where knowledge fits in the<br />

relation between the pleasant and the good. Remember that the wider issue in the middle<br />

frame is whether courage is a form of knowledge: Protagoras’ views about pleasure and<br />

the good must therefore be tested to see whether they can make room for knowledge. I<br />

now recapitulate the challenge of ‘the many’ which Socrates introduces in what I call the



 15
<br />

‘inner frame’ for the measure doctrine [please ignore the solid lines here and below as<br />

typographical gremlins which I have been unable to expunge]:<br />

Come now, Protagoras, and reveal this about your mind: What do you think about<br />

knowledge? Do you go along with the many or not? The many think that<br />

knowledge (epistêmês) is neither strong (ischuron) nor fit to lead (hêgemonikon)<br />

nor fit to rule (archikon); instead, [they think that] while knowledge is often<br />

present in a man it is not knowledge itself which rules (archein) but something<br />

else, whether anger, pleasure, pain, at times love, often fear – they think of his<br />

knowledge as if it is being dragged about by all these other things like a slave<br />

(hôsper peri andrapodou, perielkomenês upo tôn allôn apantôn). Does it seem<br />

(dokei) like that to you, or that knowledge (epistêmê) is something noble and such<br />

as to rule a man (kalon…hoion archein tou anthrôpou), and if someone were to<br />

know the good and the bad, he would not be forced (kratêthênai) by anything to<br />

act other than as knowledge commands (epistêmê keleuêi), and so knowledge<br />

(phronêsin) would be sufficient to save a man.<br />

(352b-c, my translation, partly following Lombardo and Bell in Cooper, with<br />

thanks to Raphael Woolf for suggesting the translations of ‘fit to lead’ and ‘fit to<br />

rule’ to bring out the –ikos endings)<br />

Protagoras agrees that so it seems to him (dokei: a neat allusion to his ‘man is the<br />

measure’ doctrine?), and adds: ‘it would be shameful (aischron) for me to admit that<br />

wisdom (sophian) and knowledge (epistêmên) are not such as to be most powerful<br />

(kratiston) of all things in human affairs’. Socrates then announces that he agrees with<br />

Protagoras, but warns that ‘most people aren’t going to be convinced by us’ (352d,<br />

Lombardo and Bell in Cooper trans.). Notice that here Socrates is positioning himself<br />

against the views of the many, and on the side of Protagoras. He will use Protagoras’<br />

agreement that knowledge is inherently such as to rule, as a lever (ultimately) against his<br />

view that courage is radically different from knowledge.<br />

I begin by observing that despite the formulation of the inner frame passage just<br />

quoted at length, it subsequently emerges that what ‘the many’ think is not what they



 16
<br />

themselves think, but rather a doctrine they are advancing in the first person. Socrates<br />

makes this clear a few lines later:<br />

you [Protagoras] know that the many (hoi polloi tôn anthrôpôn) will not be<br />

persuaded by me and by you, but they say that most people (pollous) are<br />

unwilling (ouk ethelein) to do what is best, even though they know (gignôskontas)<br />

what it is and are able to do it, but act otherwise’ (352d4-7, my trans. modifying<br />

Lombardo and Bell)<br />

It is easy to elide hoi polloi and pollous here: easy, but mistaken. <strong>For</strong> it is significant that<br />

‘the many’ (hoi polloi, as agents in the nominative case) do not assert that they<br />

themselves act akratically. Rather they assert that ‘most people’ (pollous, as objects in the<br />

accusative case: I will continue to distinguish the two groups as hoi polloi and pollous<br />

even when having to use these Greek terms ungrammatically) do so. Even if one holds<br />

that the extensions of hoi polloi and pollous must logically overlap (since both refer to a<br />

majority), so that the many may indeed be speaking about themselves (as is borne out<br />

when Socrates enjoins them to visit the sophists for instruction (357e: a passage flagged<br />

earlier and to be discussed later), it is crucial that hoi polloi are not avowing akrasia but<br />

rather describing it. They are speaking not in the first-person but in the third. Indeed<br />

there is a double distancing here. Protagoras (who is the real focus of the discussion) is<br />

not made himself to avow akrasia, but is rather shown its refutation via the refutation of<br />

the many; and the many themselves are not made to avow it but are rather made only to<br />

describe it in the putative actions of those they describe as pollous.<br />

The double distancing of akrasia bears out Moran’s contention discussed above,<br />

that it is impossible to avow akrasia when speaking as a responsible practical agent. 16<br />

One can describe and even predict one’s own akratic actions, but one does so in a<br />

theoretical mode which fails to affect the sense in which as a practical agent one cannot<br />

intend to act akratically. This is why, as Moran explains, Sartre calls such predictions<br />

‘bad faith’. 17 Akrasia is in this perspective – a perspective which the double distancing in<br />

the Protagoras reveals to be Platonic as well as that of the practical turn in the modern<br />

philosophy of self-knowledge – is not a failure of the will to dominate agency but a



 17
<br />

failure to exert integrative agency altogether. <strong>For</strong> Plato, such self-integration comes from<br />

the executive rule of knowledge manifested in the virtues; for Moran, it comes from<br />

rational deliberation; for McGeer, it comes from exercising forms of self-control which<br />

are akin to virtues. Moran and McGeer speak of the special status of self-knowledge;<br />

Plato speaks of knowledge simpliciter, but treats it as an executive form of practical<br />

agency which functions similarly to this modern conception of self-knowledge, or so I am<br />

arguing.<br />

The core passage: is the measure doctrine Socratic gospel?<br />

The many deny that knowledge is inherently executive, taking its rule to be contingent on<br />

not being overthrown by a rival passion or desire. Socrates too in the ‘measure doctrine’<br />

ignores the executive role of knowledge. Instead he articulates the measure doctrine in<br />

simple terms of possession of knowledge or its lack, which is ignorance. Thus he<br />

contends that the many are making a simple mistake of measurement, a bad exchange: by<br />

‘being overcome’ they must, Socrates imagines telling them, mean that in exchange for<br />

less of the good things they take more of the bad things (355e). In other words, what the<br />

many call ‘being overcome by power’ is actually ignorance of the art of measurement<br />

(357d).<br />

Now, because Protagoras was first of all in the inner frame enrolled with Socrates<br />

on the side of knowledge as all-powerful in human activity, he must accept this<br />

conclusion. But the many believe that ‘being overcome by pleasure’ is not ignorance,<br />

but something else, and so, thinking it not to be teachable (ou didaktou, 357e), do not go<br />

to sophists or send their children for instruction. The last sentence of this peroration is<br />

crucial in calling the validity of the measure doctrine into question, as was highlighted<br />

earlier: for the implication which Socrates draws from the measure doctrine is that he<br />

should join Protagoras in admonishing the many that they should be sending themselves<br />

and their children to study with sophists. To recall the outrageous formulation he uses:<br />

‘By worrying about your money and not giving it to them, you all do badly in both<br />

private and public life’ (357e).<br />

Given this red flag, how should we assess the art of measurement and the part it<br />

plays in the refutation of the many? The art of measurement has done its job of moving



 18
<br />

Protagoras to an acknowledgement of the power of knowledge, hence can be used to<br />

refute his view that courage is entirely different from knowledge, but it cannot be<br />

seriously ascribed to Socrates as the entirety of the latter’s position. Were it so, then<br />

Socrates would be straightforwardly committed to the view that because virtue is<br />

knowledge, it must be teachable (by sophists or others): yet this is precisely the claim<br />

which he highlights as aporetic at the end of the dialogue (361b). On the other hand,<br />

Socrates has signaled that this is a joint refutation, and so there must be a sense in which<br />

he too can be interpreted as agreeing to the position – even though that agreement must<br />

be interpreted so as to insulate it from the implication that virtue is (sophistically)<br />

teachable.<br />

The clue to a resolution lies at 357b, where Socrates says ‘what exactly this art,<br />

this knowledge is, we can inquire into later; that it is knowledge of some sort is enough<br />

for the demonstration which Protagoras and I have to give in order to answer the question<br />

you [the many, putatively] asked us.’ (trans. Lombardo & Bell). As others have<br />

observed (among them Ferrari 1992: 125-6), this is a hint that the measure doctrine is not<br />

to be read as Socratic gospel. 18 That doctrine has served to refute the many – to show<br />

them that ‘if you laugh at us now, you will be laughing at yourselves (357d) – but has<br />

not in itself made clear the (executive) nature of knowledge or its relation to virtue.<br />

Immediately following the crucial caveat at 357b, Socrates recalls the starting<br />

point of what I have called the inner frame discussion between him and Protagoras: he<br />

recalls that the specter of the many was raised ‘when we were agreeing that nothing was<br />

stronger than knowledge, which always prevails, whenever it is present, over pleasure<br />

and everything else’ (357c, dropping ‘or better’ supplied without support by Lombardo &<br />

Bell). The back-reference is to the inner frame proper at 352b, where Socrates<br />

challenged Protagoras whether he agreed with ‘most people’ who think that knowledge<br />

‘is not a powerful thing, neither fit to lead nor fit to rule’, but rather that knowledge may<br />

be present in a person even though and when ‘what rules him [often] is not knowledge,<br />

but rather anything else’ (i.e., anger, pleasure, pain, love, fear). What Socrates and<br />

Protagoras had agreed upon at 352b – but which is subsequently silently elided in the<br />

transformation of the measure doctrine into a justification for sophistic teaching for pay –<br />

is the identification of knowledge as inherently ruling. And this, I submit, is the hidden



 19
<br />

resolution to the aporia, which would (if recalled) have blocked the deterioration of the<br />

measure doctrine into a justification for sophistry. Knowledge is inherently such as to<br />

exercise rule. The rule of pleasure can arise only if the rule of knowledge is absent: the<br />

former is not a cause, but a consequence, of the latter’s absence.<br />

This interpretation is arguably even voiced by Socrates in the sequel to the<br />

agreement on the measure doctrine, when he remarks: ‘Being overcome (to hêttô) is<br />

nothing other than ignorance (amathia), nor is governing oneself (kreittô heautou)<br />

anything other than wisdom (sophia)’ (358c1-3, my trans.: Lombardo & Bell inexact).<br />

This is most often read as a mere restatement of the measure doctrine, as if it were stating<br />

that what the many have referred to as ‘being overcome by’ and ‘being governed by’<br />

(picking up ‘their’ usage of hettômenous and kratoumenous, 352e1-2, my trans.) pain,<br />

pleasure, etc., is merely to be equated with the measure doctrine’s definition of<br />

ignorance. But the statement can also be read with a different argumentative force.<br />

Rather than reducing ‘being overcome’ and ‘governing oneself’ to conventional<br />

understandings of knowledge, Socrates is here expanding our understanding of<br />

knowledge to include its ineliminable role in governing oneself. ‘Wisdom’ is not merely<br />

something to be possessed, stuffed into the soul. Rather it consists precisely in ‘governing<br />

oneself’ by exercising the virtues, and in particular the virtue of self-control. This<br />

formulation is very close to that used for the virtue of sôphrosunê in other dialogues, the<br />

Alcibiades, Gorgias, and Laws among them, though this observation is here a placeholder<br />

for a full discussion of those passages and their relevance. 19<br />

We may infer that the establishment of the rule of knowledge is not something<br />

which the teaching of the sophists can establish. Knowledge is not something to be<br />

transmitted by a teacher but rather a capacity for deliberation and self-governance – for<br />

practical agency along the lines of Moran and McGeer -- to be cultivated in one’s own<br />

soul. Such cultivation involves the cultivation and exercise of the virtues and in<br />

particular of the virtue of temperance or self-control. It is the significance of knowledge<br />

as inherently executive on which Socrates and Protagoras had originally seemed to agree,<br />

but which the subsequent elaboration of the measure doctrine in its slide toward sophistry<br />

elides.



 20
<br />

What is wrong with the many’s account of akrasia is not their contention that<br />

knowledge sometimes fails to rule. It is rather their contention that the cause of this<br />

failure is the success of a rival in ruling, as if knowledge were simply one contender<br />

among others (including pleasure, pain, etc) to wield the scepter of executive authority.<br />

Getting measurement right is indeed part of the task of knowledge, but it is only part.<br />

Knowledge must succeed in ruling, and to do so, as the Simonides exegesis showed, it<br />

must operate in conjunction with the virtue of self-control or temperance. Hence the<br />

solution to phenomenal akrasia is not the art of measurement conceived as a theoretical<br />

instrument which will provide knowledge in the form of a possession. It lies rather in the<br />

virtue of self-control of which Socrates in his exegesis of Simonides spoke, and in the<br />

view of knowledge as inherently exercising rule with which he presented the many as<br />

disagreeing. 20<br />

Sôphrosunê as the exercise of the rule of knowledge<br />

In the Protagoras, we encounter the role of sôphrosunê or temperance in this kind of<br />

argument only indirectly. In explicating Simonides, Socrates spoke of the kalos kagathos<br />

and of the agathos, and his language of forcing suggested an effort at restoring the<br />

virtues, implicitly in particular the virtue of temperance which is what anger disrupts.<br />

Even earlier in the dialogue, Protagoras’ ‘parts of a face’ view had been attacked by a<br />

Socratic argument concluding (with Protagoras’ agreement) that wisdom and temperance<br />

are the same thing (333b). I suggest that we are meant to read the refutation of the many<br />

as involving this already agreed identity (given that the middle frame treats only the<br />

status of courage vis-à-vis wisdom as still to be established), though the nature of the<br />

identity is notoriously not unpacked in this or other dialogues celebrating the unity of the<br />

virtues. So if wisdom and temperance are here to be spoken of as the same thing, what<br />

might that mean in respect of the executive rule, or role, of knowledge?<br />

Here a moment in the Gorgias may help us. There, at a certain stage of the<br />

argument, Callicles has ascribed intelligence and bravery to the ‘superior’ men he<br />

admires, describing them as phronimous and andreious, and has redefined justice too as<br />

their having a greater share, as rulers, than do the ruled (491cd). But he balks at<br />

Socrates’ introduction of sôphrosunê: this is the one virtue that he wishes not to redefine,



 21
<br />

but to reject altogether as unbefitting to such men. 21 Socrates, for his part, introduces<br />

sôphrosunê by invoking the need for ‘each individual [to rul[e] himself’, and says that he<br />

means by this ‘just what the many (hoi polloi) mean: being self-controlled (sôphrona)<br />

and master of oneself (enkratê auton heautou), ruling (archonta) the pleasures and<br />

appetites within oneself’ (491de). 22<br />

This is a strikingly strange locution. Why should Socrates go out of the way to<br />

identify his view of sôphrosunê with that of ‘the many’ or hoi polloi? 23 I suggest that this<br />

may well be a reference to the Protagoras, to the many (hoi polloi) there whose view of<br />

what has come to be labeled akrasia can with its help be better understood. Socrates in<br />

the Gorgias and the many of the Protagoras agree that sôphrosunê is the exercise of selfcontrol,<br />

which is understood as controlling and ruling one’s pleasures and appetites. The<br />

many however, if implicitly here, see it as sometimes overcome by pleasures which rebel<br />

against their master, thus as fragile and as unrelated to the knowledge which may or may<br />

not be present. Callicles, for his part, insists that knowledge is entirely unrelated to selfcontrol:<br />

it is unbefitting for the knowing man so to limit himself. But the Socratic view<br />

departs from the view of the many, as from the view of the elite Callicles, in insisting that<br />

the full virtue (as opposed to mere continence) of temperance or self-control arises from<br />

and through the exercise of knowledge. The virtues are a unity, and that unity is<br />

knowledge, but that does not dissolve the virtues into knowledge. Rather it calls for an<br />

account of how knowledge rules in and through the virtues. 24 Indeed, Socrates goes on to<br />

argue in the Gorgias that knowledge is indeed only fully realized in and through the<br />

virtue of self-control, which is the root of all the other virtues. The failure of virtue arises<br />

not from an absence of knowledge conceived merely as ignorance, but from an absence<br />

of knowledge – the absence of its rule – which is tantamount to its impotence.<br />

I conclude this section with a remark on the contrasting strategies of the<br />

Protagoras and the Gorgias. The many in the Protagoras describe the pollous as<br />

knowing the good, but not willing (ouk ethelein) to do what is good, instead doing<br />

something else. The ‘orators and tyrants’ whom Socrates and Polus debate in the<br />

Gorgias are, by contrast, confident in pursuing what seems to them best (doxê beltiston,<br />

466e and passim). They may not enjoy full knowledge, but they are phenomenologically<br />

fully committed to acting on their belief about what it is good to pursue. In refuting the



 22
<br />

Protagoras’ many’s description of the pollous, Socrates focuses on questioning the<br />

knowledge of the latter (though only implicitly questioning its executive force as well as<br />

its measure-doctrine possession); in refuting Polus’s description of the orators and<br />

tyrants, he focuses on questioning whether what they think they want to do (what seems<br />

to them best) is what they really want to do (which he argues is what is actually best).<br />

One might have expected these terms of refutation to be reversed. Why not focus<br />

on the sense of ‘willingness’ or ‘voluntariness’ in the Protagoras (which after all<br />

highlights ouk ethelein), and on the true nature of what is best in the Gorgias (which after<br />

all highlights doxa, as opposed to knowledge, of what is best)? The answer lies in the<br />

larger dramatic context of each dialogue. In line with its refutation of the man-as-themeasure<br />

doctrine, the Protagoras is focused on vindicating truth as opposed to mere<br />

appearance: it is focused, that is, on the theoretical existence of knowledge, leaving its<br />

practical or executive aspect largely submerged. (This may also explain why Socrates<br />

introduces a ‘measure doctrine’: to refute further the ‘measure doctrine’ of the<br />

eponymous sophist.) In contrast, the Gorgias is concerned with the status of rhetoric as a<br />

putative rival to politikê technê, and so focuses on undermining the self-confident selfunderstanding<br />

of the orators (and the tyrants whom they admire). The two moves<br />

however are complementary. Both rely on the assumption that all men desire (what is<br />

really) good. Both ascribe vice to a failure of knowledge, yet both point to – without<br />

fully spelling out – an executive dimension of that knowledge, an implication which both<br />

dialogues support by proposing an identification between the virtue of sôphrosunê and<br />

wisdom, albeit one which has to be unpacked. The doctrine of the unity of the virtues<br />

should be considered a starting point for the understanding of the relation between virtue<br />

and knowledge rather than as eliminating the need for such an understanding.<br />

V. The Republic: endorsing the view of the many?<br />

At first glance, as noted earlier, the Republic seems expressly to signal its endorsement of<br />

something like the view of the many in the Protagoras, and so to reject or depart from the<br />

refutation of that view by Socrates in the latter dialogue. In Book IX, Socrates introduces<br />

the man-lion-beast image as an ‘image of the soul in words’ designed so that ‘the person<br />

who says this sort of thing’ – namely, that ‘injustice profits a completely unjust person



 23
<br />

who is believed to be just’ – ‘will know what he is saying’ (all 589b). To such a praiser<br />

of hidden injustice as profitable (a thinly designed portrait of Glaucon himself setting out<br />

the ring of Gyges challenge in Book II), Socrates proposes to Glaucon the following<br />

response:<br />

…let’s tell him that he is simply saying that it is beneficial for him, first, to feed<br />

the multiform beast well and make it strong, and also the lion and all that pertains<br />

to him; second, to starve and weaken the human being within, so that he is<br />

dragged along (elkesthai) wherever either of the other two leads; and, third, to<br />

leave the parts to bite and kill one another rather than accustoming them to each<br />

other and making them friendly. (588e-589a, trans. Grube/Reeve in Cooper)<br />

Notice the reference to being ‘dragged along’ (elkesthai) by the two lower parts of the<br />

soul: this is a form of the same verb embedded in ‘dragged about’ (perielkomenês) in the<br />

statement ascribed to the many at Prt. 352c2. As remarked at the outset of this paper,<br />

this reference may appear to be an unambiguously pointed rejection of Socrates’ rejection<br />

of the many’s view: in other words a revocation of the measure doctrine, in order to<br />

endorse a passional view of akrasia, allowing that indeed the other parts of the soul can<br />

drag knowledge about.<br />

I propose an alternative reading of this passage. I read the implied reference to the<br />

Protagoras instead as a signal that the real issue at stake between Socrates and the many<br />

in that dialgoue was the question of whether other psychic forces can exercise an<br />

executive role in the absence of a prior collapse of the natural wielder of such a role,<br />

which is knowledge. What is weakened when the ‘human being within’ is starved is the<br />

executive rule of knowledge. And Socrates takes care to state that the weakening must<br />

take place first: in my terms, the rule of knowledge must first collapse along with the<br />

virtues in which it is normally realized, before pleasure or other passions or emotions –<br />

whether conceived as affections or as fully fledged agent-like parts -- have a chance of<br />

taking over.<br />

It is this sequence that is really at stake in the disagreement between Socrates and<br />

the many. The many hold that pleasure may rise up even against an executively



 24
<br />

functioning knowledge, or rather, they fail to identify the executive role of knowledge at<br />

all. Socrates in the measure doctrine seems to advance only the possession of knowledge<br />

against this view, but that formulation is maladroit and engenders sophistry. The broader<br />

discussion of the Protagoras shows that anger (and by extension pleasure, pain, love, and<br />

fear) may arise even in the virtuous person’s soul, but ruling reason can exercise virtue to<br />

reestablish the appropriate balance. If passions, pleasures or pains are not reintegrated<br />

into a virtuous balance, they do not enslave reason, but rather they set up their tyranny (in<br />

the language to be used in the Republic) in the space left vacant by the collapse of its<br />

supporting virtue and thereby of its rule. Only reason is an inherent ruler: the tyranny<br />

exercised in its failure is imposture. 25 Hence it is not mere ignorance, but the specific<br />

failure of the rule of knowledge, which generates the phenomenon known as akrasia.<br />

Contrary to Davidson’s story (which he attributed to Plato as well as to Dante), for Plato<br />

– and for his Socrates – desire does not pull reason from her throne, nor pleasure<br />

overcome reason as in the view of the many. Rather the fundamental precondition for<br />

akrasia is that reason’s rule collapses in a failure of virtue.<br />

The Republic may seem to suggest here in Book IX that the three parts of the soul<br />

are simply rivals for rule – that, as Moran charged, Plato (and other ancients) failed to see<br />

the difference in kind between the first-person authoritative rule of reason and the ‘rule’<br />

of its rivals (generalizing his point quoted earlier from a contrast between reason and the<br />

senses, to reason, thumos, and epithumia). But this impression can be dispelled. Reason<br />

in the Book IX image is identified with the human being, who is for Plato fundamentally<br />

different in status from the lower-part animals. Only the human being has the<br />

deliberative faculties to exercise rational rule. When the virtues of the whole person<br />

(encasing, in the image, human, lion, and beast) fail and that rational rule is undermined,<br />

what ‘rules’ in its place is not true ‘rule’ at all. The lower parts of the souls are better<br />

described as impostors than as rivals: their rule is fake rule, not the rule of a genuine<br />

rival. (Compare the impostor-sophists of the Statesman with the genuine closest rivals of<br />

the true statemen, the rhetor, general, and judge: Lane 1998.)<br />

This last point is borne out by an analysis of Republic IV. On my reading, we<br />

should take very seriously Socrates’ claim in that book about the ‘naturalness’ of rule by<br />

reason. This is not just a way of saying that reason rules better. It is rather an assertion



 25
<br />

that reason’s rule is inherently different in kind from what I would call the impostor-rule<br />

of the other parts of the soul. Consider for example the identification of injustice as a<br />

kind of civil war at 444b. One of the parts rebels:<br />

[it] rises up (epanastasin) against the whole soul, in order to rule it<br />

inappropriately (archei….ou prosêkon), but this rebellious class is by nature such<br />

as is suited itself (phusei…prepein) to be a slave (douleuein), while the other part<br />

is not a slave but belongs to the ruling kind’ (444b2-5), reading with the<br />

manuscripts as printed in Slings; trans. Grube/Reeve in Cooper modified).<br />

The idea of the naturalness of the rule of reason is reiterated at 444d, following an<br />

analogy with health and disease: ‘isn’t to produce justice to establish the parts of the soul<br />

in a natural relation of control (kata phusin kathistanai kratein), one by another, while to<br />

produce disease is to establish a relation of ruling and being ruled contrary to nature<br />

(para phusin archein te kai archesthai), one by another?’ (444d7-10, trans. Grube/Reeve<br />

in Cooper modified). So it is only rule by reason which is according to nature. Its rule –<br />

its executive authority – is different in kind. It is not merely one rival among others, but<br />

the only one which is a natural ruler (recall the language of knowledge as ‘fit to lead’ and<br />

‘fit to rule’ on which Socrates and Protagoras agreed). The others are mere impostors.<br />

VI. Conclusion<br />

In closing, we may consider a rival reading of the refutation of the many in the<br />

Protagoras advanced by Raphael Woolf. This reading concludes that after Socrates has<br />

identified the special ‘indicative word-deed inconsistency’ of the many in that dialogue,<br />

there is nothing which follows for the many to do. Woolf contends:<br />

Socrates uses the many’s stated principle of action to show that they cannot be<br />

acting akratically. There is nothing for the many to “do” as a result of this<br />

discovery. What has been shown overtly is not the falsity of a belief that might<br />

need eliminating but the non-existence of an action whose elimination is thereby<br />

redundant. Nothing further is required on the basis of that conclusion - the many



 26
<br />

can stand happily on the principle they have espoused, and carry on with their<br />

lives. (Woolf 2002: 244)<br />

A first challenge to this contention has been developed above. We saw that Socrates in<br />

fact draws an explicit injunction to action from his refutation of the many – that the many<br />

should go study with the sophists for a fee – even though this is flagged as problematic.<br />

So it seems that the views of the many do indeed have ‘normative’ implications (they are<br />

not a merely ‘indicative’ logical contradiction, in Woolf’s terms (2002: 233)). If the<br />

many hold to their own explanation, they will not feel the need to study with the sophists;<br />

if they accept Socrates’ putative refutation, they will make haste to do so.<br />

More broadly, Woolf’s argument overlooks the further point raised above, that the<br />

many are not the real interlocutors of the passage in any case. On the one hand, they do<br />

not themselves avow akrasia but ascribe it to those they characterize as ‘most people’<br />

(pollous); and on the other hand, they themselves are only a briefly imagined proxy for<br />

the purposes of the interrogation of Protagoras. And the word-deed inconsistency of<br />

Protagoras – one way to loosely describe akrasia – is in fact, in Woolf’s terms, not<br />

merely indicative but rather normative: it bears on his acceptance of arguments and of<br />

their implications. Such an inconsistency is morally of the highest importance (Lane<br />

1998; cf. Gergel 2000).<br />

Protagoras demonstrates normative word-deed inconsistency at the end of the<br />

dialogue. Socrates having led him to the conclusion that ‘wisdom about what is and is<br />

not to be feared is courage and is the opposite of this ignorance’ on the basis of previous<br />

verbal agreements, ‘[h]e would not even nod at this; he remained silent’ (360d, trans.<br />

Lombardo and Bell). Subsequently, lashing out at Socrates that the latter wants only to<br />

win, he qualifies and undercuts the verbal agreement to which he has been driven, saying<br />

that he will agree only in order to gratify Socrates (360d-e). Here the word-deed<br />

inconsistency is in relation to the purported agreement itself: both through body language<br />

and verbally, Protagoras enacts an undercutting of his own verbal agreement. Strikingly,<br />

both Polus and Callicles in the Gorgias exhibit similar normative word-deed<br />

inconsistency in which each goes along with the argument while making clear that he<br />

does not really accept it. <strong>For</strong> Polus, consider for example his refusal to enunciate



 27
<br />

agreement at 480e: ‘I think these statements are absurd, Socrates, though no doubt you<br />

think they agree with those expressed [and agreed to by Polus] earlier’, trans. Zeyl; for<br />

Callicles, the response to Socrates’ question ‘Are we to put this down as true?’ as<br />

‘Certainly, if that pleases you more’ (514a, trans. Zeyl). These failures to integrate words<br />

and deeds (even at the level of enacting allegiance to their own verbal agreements) model<br />

a paradigm failure of the virtue of temperance, arising (we may infer on the basis of the<br />

argument of this paper) from a failure of the executive rule of knowledge. In this respect<br />

it is the drama of the dialogues more than the purported teaching of the measure doctrine<br />

which can instruct us. 26<br />

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<br />

1 Plato only once uses any cognate of akrasia, in the context of a child born through the<br />

akrateia of a male guardian who has sex when either too young or too old for optimal<br />

reproduction (Rep. 461b), a passage isolated from the context of those normally<br />

interpreted as ‘denial’ or ‘vindication’ of akrasia (but see its mention in Walsh 1980<br />

[1971]). There is no explanation given for this failure of self-control, nor is this text<br />

referred to in the passages of primary interest to us.<br />

2 Christopher Bobonich (2002: 277-8) notes the absence of ‘the will’ in the Republic’s<br />

tripartite scheme, while following David Sedley (1992: 146-8) in arguing that the thumos<br />

‘can account for the person’s willpower’ as an ally of reason.<br />

3 Nicholas Denyer (2008:108, on Prt. 322b5-c1), remarks that whereas ‘tradition had<br />

confidently associated’ aidôs and dikê, ‘[it was, however, becoming the custom [in late<br />

fifth and early fourth century Greece] to associate – sometimes even to equate – aidôs<br />

with sôphrosûnê (Chrm.160e, Thuc. I.84.3, Isoc.7.48, Xen. Smp. I.8, Arist. EE 1234a27-<br />

33).’ He continues, in a remark to be recalled when we return to the question of the unity<br />

of the virtues below: ‘Such vagaries present a crack where Socrates can insert the wedge<br />

of his question about the unity of virtues (329c1-d2).’<br />

4 In this respect my approach converges with that of Ferrari 1992, who argues ‘that<br />

neither Socrates the character nor Plato the writer is refusing to acknowledge the<br />

phenomenology of akrasia (to give this behavior its customary label)’ (<strong>11</strong>5). However,



 31
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<br />

Ferrari accepts the standard cognitive reading that akrasia in the Protagoras is ‘a kind of<br />

ignorance’, while advancing his own stimulating understanding of the kind of ignorance<br />

involved as a second-order ‘ignorance of their own ignorance’ (<strong>11</strong>5).<br />

5 Philip Pettit and Michael Smith have argued in their account of failures of practical<br />

reason, among which they classify akrasia, that what matters is that desire and<br />

deliberation are in the right relation to each other. The point is not that reason is<br />

constantly exercising active control over desire (Pettit and Smith 1993), but that right<br />

relation is maintained through the ongoing exercise of what they call the ‘executive<br />

virtues’ which include temperance. These virtues maintain a balance rather than<br />

assuming directive control (1993:76-77). I find this account to resonate with that of Plato<br />

despite the fact that they take their own inspiration for it from Aristotle.<br />

6 Here Aristotle’s opposition between akrasia and enkrateia is helpful, as is his insistence<br />

that the phronimos would not exhibit either, but would rather exercise the self-control of<br />

full virtue. But Aristotle went wrong in his initial account of Plato’s Socrates in NE VII,<br />

misunderstanding the significance of the executive function of knowledge for him (even<br />

though at <strong>11</strong>47b he endorses Socrates’ conclusion after all). We may wonder whether<br />

Aristotle goes wrong in his accounts of Socrates and Plato deliberately, for his own<br />

purposes; I have documented such a case in his presentation of purported Socratic<br />

eironeia in Lane 2006, as has Garnsey 2007 in his diagnosis of Aristotle’s presentation of<br />

purported Platonic communism.<br />

7 Two further features of this view commend it to a comparison. The first is that it<br />

identifies rationality with psychic health (136). The other is that it rejects a sharp line<br />

between theoretical and practical reason, a line which Plato, notably, never drew: ‘from



 32
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<br />

the first-person perspective, theoretical reflection…cannot be kept separate from<br />

deliberative reflection…’ (184). In Moran, this line is erased insofar as any theoretical<br />

proposition must be practically endorsed to count as mine; in contrast, in Pettit and Smith<br />

(1993), the significance of such practical endorsement is highlighted rather by drawing a<br />

sharp line between theoretical and practical reason. In my view, Plato, who does not<br />

draw that line, nevertheless achieves a parallel form of highlighting by speaking of<br />

knowledge as ruling.<br />

8 McGeer presents the agency model as involving three contentions: ‘(1) intentional states<br />

are dispositional; (2) self-ascriptions are, in many cases, commissive; and (3) first-person<br />

authority is an acquired capacity instilled in us, and preserved by us, only to the degree<br />

that we act, and expect others to act, as responsible self-directed agents’ (1996: 506).<br />

9 At this point in the longer version of the paper delivered at the Keeling Symposium in<br />

November 2009, I gave a taxonomy of representative approaches to akrasia in both the<br />

philosophical literature and in the scholarly literature on Plato. While I have had to cut<br />

out this section for reasons of time and space, I have retained all the references in the<br />

bibliography and would be happy to discuss the views expressed in these works.<br />

10 It is true that the poetic exposition which I take to constitute the ‘outer frame’ is<br />

marked by Socrates as a digression from the main argument about virtue, and disparaged<br />

by him as similar to the ‘second-rate drinking parties of the agora crowd’ (347c): thus<br />

one could say that this discussion is not properly described as a textual frame for the<br />

measure doctrine at all, as Wolfgang Mann objected to me in discussion of an earlier<br />

draft of this paper. But because it is in the poetic exposition that the ‘denial of akrasia’ is



 33
<br />

























































<br />

first raised proleptically, I consider it a relevant argumentative frame even though it is not<br />

strictly a dramatic one.<br />

<strong>11</strong> Compare Denyer 2008:<strong>11</strong>1, commentary on Prt.323d6, remarking that it is in<br />

Protagoras’ interest ‘to have us confuse “There are things we can do to improve<br />

ourselves” with “The thing we should do is submit to the instruction of a sophist”.’ Jyl<br />

Gentzler has raised in discussion of an earlier version of this paper a number of important<br />

challenges to my reading of this red flag: I have tried to respond to these and defend my<br />

reading in the present text.<br />

12 It is true that many arguments end in aporia in Plato which still contain merit, another<br />

objection made to me by Jyl Gentzler: perhaps the best example is the end of the Meno,<br />

when the definition of knowledge as ‘true belief with a logos’ is dismissed but is felt by<br />

many interpreters nevertheless to be an indication of the path one should continue to<br />

pursue. However, the partnership with the sophist which leaves his goals intact which<br />

frames this argument suggests to me that we have the right to be more skeptical of this<br />

argument. I do concede that the measure octrine is correct insofar as virtue turns out to<br />

be some kind of knowledge, but in leaving out the executive dimension of knowledge, it<br />

is also crucially misleading.<br />

13 Burnyeat in Burnyeat and Barnes (1980) 186: ‘Much of what Plato says about<br />

knowledge and its relation to true belief falls into place if we read him, not as<br />

misdescribing the concept which philosophers now analyze in terms of justified true<br />

belief, but as elaborating a richer concept of knowledge tantamount to understanding’.<br />

14 An implicit reference to Socrates in the Crito, perhaps?



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<br />

15 Compare the sophist’s conventional scorn for the many as irrelevant rabble at 353a:<br />

‘why is it necessary for us to investigate the opinion of ordinary people, who will say<br />

whatever occurs to them?’.<br />

16 See the similar claim made in Gombay 1988.<br />

17 This also better explains the third-personal feature of the reference to ‘the many’<br />

themselves which Raphael Woolf has discussed than his own explanation of the practical<br />

insignificance of their form of word-deed inconsistency (Woolf 2002); this is a point to<br />

which I return in my conclusion.<br />

18 Ferrari 1992: 127 also notes the aporia at the end of the dialogue as a second hint that<br />

the measure doctrine is not to be taken as gospel. However, he mislocates the problem<br />

raised in the aporia, viewing it as a failure of Socrates to have proven to Protagoras that<br />

virtue is knowledge.<br />

19 On the role of the virtues in the Laws, including the two definitions of sôphrosunê as<br />

enkrateia and as sumphônia between desires and the good, see Bobonich 2002: 288-92,<br />

esp. 289-90. He discusses the ‘reciprocity of the virtues’ as maintained, but with<br />

changing defenses and explanations, from the middle dialogues to the Laws.<br />

20 This is the best way to explain Socrates’ single use of ‘knows or believes’ (358c) in<br />

what is otherwise an account of what is distinctive to knowledge per se, a use which<br />

C.C.W. Taylor (1976) in his commentary ad. loc. can only gloss as a simple mistake.<br />

‘Knows or believes’ signals that the important thing is not the cognitive possession, but<br />

the role that it plays. As the Theaetetus shows, belief can play a ruling role analogous to<br />

that of knowledge, though it cannot do so securely and perfectly.



 35
<br />

























































<br />

21 Callicles however coordinates temperance and justice – meaning here conventional<br />

justice – in his coruscating condemnation at 491e-492c.<br />

22 This Gorgias passage is adduced by Denyer 2008:123 in reference to Prt. 329e6-7.<br />

Compare also Rep. 430e: ‘moderation is surely a kind of order, the mastery of certain<br />

kinds of pleasures and desires’, a passage in which Socrates goes on to elaborate that<br />

‘self-control’ means that ‘the naturally better part is in control of the whole’ (431a) even<br />

though ‘the stronger self that does the controlling is the same [person] as the weaker self<br />

that gets controlled’ (430e-431a). This passage was discussed by Aryeh Kosman in his<br />

contribution to the Keeling Symposium 2009.<br />

23 Denyer 2008:170 remarks on Socrates’ contempt for the hoi polloi in the Protagoras.<br />

24 Hence, while I credit an article by Julia Annas with calling my attention to this<br />

passage, and agree with her contention that for Socrates, sôphrosunê is the basic virtue, I<br />

cannot endorse either her reading of that virtue as ‘knowledge of what is impersonal’<br />

(Annas 1985: 136) – seeing it as I do rather as an executive form of agency selfknowledge<br />

– or her view that the Republic replaces sôphrosunê with justice as the basic<br />

value and models wisdom instead on mathematics. As noted above, I have argued<br />

elsewhere that sôphrosunê is developmentally, at least for natural philosophers, the<br />

psychic core of justice and courage, arising from the love of knowledge, a view we can<br />

find in both the Republic and the Symposium (Lane 2007).<br />

25 In her comments on an earlier version of this paper at the 2009 Keeling Symposium,<br />

Miriam Leonard drew attention to Nietzsche’s discussion of akrasia in The Twilight of<br />

the Idols, where he rejects the Platonic distinction between natural and unnatural, or<br />

illegitimate rule: ‘When a man find its necessary to create a tyrant out reason, there is no



 36
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<br />

small danger that something else wishes to play the role of tyrant’ (‘The Problem of<br />

Socrates’, sec.10, quoted from the Wordsworth Edition, 2007: 15).<br />

26 This is a shortened and now substantially revised version of a paper which was first<br />

written for the Keeling Symposium on Self-Knowledge in Ancient Philosophy,<br />

<strong>University</strong> College London, November 2009, and subsequently lightly revised for a<br />

conference at Columbia <strong>University</strong> funded by the Columbia-Paris Alliance in February<br />

<strong>2010</strong>. I am grateful to my Keeling hosts, Bob Sharples and Fiona Leigh, and<br />

commentator Miriam Leonard; my Columbia hosts, Katja Vogt and Dimitri El Murr, and<br />

commentator Melissa Schwartzberg; and to fellow symposiasts and attendees for<br />

discussion on both occasions, in particular for pressing me to rethink the relation between<br />

knowledge and self-control. A future version of the paper will appear in the proceedings<br />

of the Keeling Symposium to be published by Brill in which I expect to acknowledge<br />

comments from discussions at Stanford <strong>University</strong> and <strong>Harvard</strong> <strong>University</strong> in the spring<br />

of <strong>2010</strong>. I am also indebted to Tori McGeer for comments on a prior draft of the Keeling<br />

version and to her and Philip Pettit for much inspiration.

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