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Annual Report for the year ended 30 June 2009 - Health and ...

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COMMISSIONER’S REPORT<br />

Introduction<br />

Key features of 2008/09 were:<br />

• No backlog of files<br />

• 98.5% compliance with HDC recommendations<br />

• North Shore Hospital inquiry<br />

• Continued spotlight on patient safety<br />

• 3rd Review of <strong>the</strong> HDC Act <strong>and</strong> Code<br />

In <strong>the</strong> face of a 5% increase in complaints to HDC, we increased our<br />

productivity (complaints resolved) by 6.5%. We <strong>ended</strong> <strong>the</strong> <strong>year</strong> with<br />

<strong>the</strong> tally of open files at an all-time low of 274, with 87% of complaints<br />

resolved within six months. We maintained our focus on early resolution,<br />

with only 112 complaints leading to a <strong>for</strong>mal investigation. We achieved<br />

98.5% compliance with our recommendations of changes in a provider’s<br />

practice; 39% of group providers reported significant systems changes<br />

made as a result of HDC recommendations.<br />

Ron Paterson<br />

Commissioner<br />

E.17<br />

Advocacy <strong>and</strong> Proceedings<br />

Advocacy continues to be a highly effective means of resolution, with 91% of complaints<br />

received by <strong>the</strong> Advocacy Service partly or fully resolved with advocacy support. At <strong>the</strong> o<strong>the</strong>r<br />

end of <strong>the</strong> complaints spectrum, <strong>the</strong> Director of Proceedings received 22 referrals during <strong>the</strong><br />

<strong>year</strong> (in relation to 15 providers) because of major shortcomings in care or unethical practice. In<br />

2008/09 <strong>the</strong> Director was successful in 9 of 12 substantive hearings.<br />

North Shore Hospital Inquiry<br />

This inquiry, ably led by Deputy Commissioner Rae Lamb, focused on <strong>the</strong> plight of five sick,<br />

elderly patients in <strong>the</strong> emergency department <strong>and</strong> on medical wards at North Shore Hospital<br />

in mid-2007. Waitemata DHB was found to have breached <strong>the</strong> Code by failing to treat patients<br />

with respect, lapses in nursing care, <strong>and</strong> poor communication. The report highlighted <strong>the</strong> need<br />

<strong>for</strong> concerted action nationally to tackle <strong>the</strong> widespread problem of hospital overcrowding,<br />

staff shortages <strong>and</strong> overwhelmed acute care services. The report held <strong>the</strong> DHB board <strong>and</strong><br />

senior management accountable <strong>for</strong> <strong>the</strong> failings in care, but noted <strong>the</strong> need <strong>for</strong> support from<br />

central government <strong>for</strong> district health boards facing intractable pressures.<br />

Patient Safety in Public Hospitals<br />

The risk of patients being lost in hospital referral systems, with dire consequences, was<br />

vividly illustrated in three HDC investigation reports released in October 2008 (07HDC20199,<br />

08HDC06165, 07HDC19869). Four reports released in December 2008 emphasised <strong>the</strong> need <strong>for</strong><br />

robust systems in overcrowded emergency departments, effective supervision of junior staff, <strong>and</strong><br />

electronic, integrated patient records (07HDC17769, 07HDC14539, 07HDC10767, 08HDC00248).<br />

Patient safety featured in several o<strong>the</strong>r HDC reports, highlighting <strong>the</strong> need to credential<br />

surgeons <strong>and</strong> ensure good support services in provincial hospitals (07HDC17438), <strong>and</strong> <strong>the</strong><br />

importance of public hospital on-call arrangements not being compromised by consultants’<br />

private work (07HDC15291). DHBs have been reminded of <strong>the</strong>ir statutory responsibility to<br />

monitor <strong>the</strong> quality of care delivered by contracted providers in rural hospitals (07HDC11548).<br />

Aged Care<br />

Aged care has been in <strong>the</strong> public eye this <strong>year</strong>, with a notable increase in complaints to HDC.<br />

Poor documentation, issues related to falls <strong>and</strong> <strong>the</strong> use of hoists to move residents, <strong>and</strong><br />

inadequate care were common <strong>the</strong>mes. Wound care was a particular issue (see 07HDC17744<br />

<strong>and</strong> 07HDC12520) <strong>and</strong> a number of cases examined <strong>the</strong> responsibilities of nurse managers<br />

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