Scope - Clearstream

2.2.1.3.
MARKET PRACTICE BOOK
To be processed effectively by the market 7 , any preliminary information requires at least
the following elements:
1. ISIN of the exercise security
2. Name of the exercise security
3. Type of corporate action event (ISO: CAEV 8 )
4. Mandatory versus Voluntary (ISO: CAMV 9 )
5. Purpose for any Meeting/Consent 10
Complete information
Announcements communicating a corporate action event to the market must be complete.
A complete announcement is one where all data that is needed to inform investors of and
process the corporate action event is finalised. The specific elements of the announcement
that are required to ensure effective and timely processing by the market will depend on the
exact nature of the event. The Working Group is currently identifying the complete list of
elements to be communicated per type of corporate action events.
All parties will ensure an efficient and timely flow of information from the Issuer through to
the account holders as per the below flows.
7
8
i.e. the Issuer’s Agents, the ICSDs and its Agents.
“CAEV” is ISO coding for “Corporate Action Event Type”.
9 “CAMV” is ISO coding to identify “Mandatory” or “Voluntary” events.
10
In this context, is only required to be completed in case the event in question is a Meeting or Consent; for other
events this information is not required.
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