Scope - Clearstream

MARKET PRACTICE BOOK
40
Annex 3
EU Prospectus Directive
• in the case of all other documents relating to programmes (establishments, updates
and issues) or to stand-alone issues 4 where, respectively, the Issue and Paying
Agent or the Lead Manager is based in the UK, Ireland or the Channel Islands:
newissueslondon@clearstream.com;
• in the case of all other documents relating to programmes (establishments, updates
and issues) or to stand-alone issues 4 where, respectively, the Issue and Paying
Agent or the Lead Manager is based outside the UK, Ireland and the Channel
Islands: newissueslux_intl@clearstream.com;
Euroclear Bank S.A./N.V. at the following addresses:
• in the case of final documents relating to issues (whether stand-alone or under a
programme): ni_documentation@euroclear.com;
• in the case of all documents relating to programme establishments and updates:
programs@euroclear.com;
• in other cases: new_issues@euroclear.com.
(b) “Business day” means any day except Saturdays, Sundays and public holidays in
jurisdictions in which respective parties are operating.
(c) All communications to Intermediaries should include the ISIN code (if available) and
name of the security to which they relate.
(d) Where documentation is to be supplied to the Intermediaries pursuant to this
Guidance Note, the responsibility for supplying it falls upon the person who is
primarily responsible for preparing it.
Directive 2003/71/EC of the European Parliament and of the Council of 4 November
2003 on the prospectus to be published when securities are offered to the public or
admitted to trading and amending Directive 2001/34/EC
extract of article 5:
(5) The prospectus
1. Without prejudice to Article 8(2), the prospectus shall contain all information which,
according to the particular nature of the issuer and of the securities offered to the
public or admitted to trading on a regulated market, is necessary to enable investors
to make an informed assessment of the assets and liabilities, financial position,
profit and losses, and prospects of the issuer and of any guarantor, and of the rights
attaching to such securities. This information shall be presented in an easily
analysable and comprehensible form...
4
Including final documents for programme establishments and updates and draft documents for issues
(whether stand-alone or under a programme).