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Untitled - Irish Stock Exchange

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IF THE TRANSFER OF THIS NOTE IS TO BE MADE PURSUANT TO CLAUSE (1) OR (2) OF THE<br />

PRECEDING PARAGRAPH, THE TRANSFEREE OF THIS NOTE WILL BE REQUIRED TO EXECUTE AND<br />

DELIVER TO THE ISSUER AND THE TRUSTEE A CERTIFICATE, SUBSTANTIALLY IN THE FORM<br />

ATTACHED TO THE INDENTURE REFERRED TO HEREIN, STATING THAT, AMONG OTHER THINGS,<br />

THE TRANSFEREE IS (Y) A QUALIFIED INSTITUTIONAL BUYER WITHIN THE MEANING OF RULE<br />

144A UNDER THE SECURITIES ACT WHO IS ALSO A QUALIFIED PURCHASER WITHIN THE MEANING<br />

OF SECTION 3(c)(7) OF THE INVESTMENT COMPANY ACT, PURCHASING FOR ITS OWN ACCOUNT<br />

OR FOR THE ACCOUNT OF A QUALIFIED INSTITUTIONAL BUYER WITHIN THE MEANING OF RULE<br />

144A UNDER THE SECURITIES ACT WHO IS ALSO A QUALIFIED PURCHASER WITHIN THE MEANING<br />

OF SECTION 3(c)(7) OF THE INVESTMENT COMPANY ACT, OR (Z) AN INSTITUTIONAL ACCREDITED<br />

INVESTOR WHO IS ALSO A QUALIFIED PURCHASER WITHIN THE MEANING OF SECTION 3(c)(7) OF<br />

THE INVESTMENT COMPANY ACT, PURCHASING FOR ITS OWN ACCOUNT OR FOR THE ACCOUNT<br />

OF AN INSTITUTIONAL ACCREDITED INVESTOR WHO IS ALSO A QUALIFIED PURCHASER WITHIN<br />

THE MEANING OF SECTION 3(c)(7) OF THE INVESTMENT COMPANY ACT, WHO IS DELIVERING, IF<br />

SO REQUESTED BY THE ISSUER OR THE INVESTMENT MANAGER, AN OPINION OF COUNSEL<br />

ACCEPTABLE TO THE ISSUER, THE INVESTMENT MANAGER OR THE TRUSTEE THAT SUCH<br />

TRANSFER IS IN COMPLIANCE WITH THE SECURITIES ACT. ANY PURPORTED TRANSFER OF THIS<br />

NOTE TO A TRANSFEREE THAT DOES NOT COMPLY WITH THE REQUIREMENTS SET FORTH ABOVE<br />

SHALL BE NULL AND VOID AB INITIO.<br />

IF THE TRANSFER OF THIS NOTE IS TO BE MADE PURSUANT TO CLAUSE (3) OF THE<br />

SECOND PRECEDING PARAGRAPH, THE TRANSFEREE OF THIS NOTE MAY BE REQUIRED TO<br />

DELIVER TO THE ISSUER AND THE TRUSTEE A LETTER, SUBSTANTIALLY IN THE FORM<br />

ATTACHED TO THE INDENTURE, STATING THAT, AMONG OTHER THINGS, THE TRANSFEREE IS<br />

NOT A U.S. PERSON. ANY PURPORTED TRANSFER OF THIS NOTE TO A TRANSFEREE THAT DOES<br />

NOT COMPLY WITH THE REQUIREMENTS SET FORTH ABOVE SHALL BE NULL AND VOID AB INITIO.<br />

EACH PURCHASER AND EACH TRANSFEREE OF THIS NOTE WILL BE REQUIRED TO<br />

REPRESENT AND WARRANT THAT IT IS NOT, AND IS NOT ACTING ON BEHALF OF, A PERSON THAT<br />

IS A BENEFIT PLAN INVESTOR (AS DEFINED BELOW). AN INTEREST IN THIS NOTE MAY NOT BE<br />

HELD BY A PERSON THAT IS A BENEFIT PLAN INVESTOR AT ANY TIME. "BENEFIT PLAN<br />

INVESTOR" MEANS ANY (A) "EMPLOYEE BENEFIT PLAN" (AS DEFINED IN SECTION 3(3) OF ERISA)<br />

SUBJECT TO TITLE I OF ERISA, (B) "PLAN" (AS DEFINED IN SECTION 4975(e)(1) OF THE CODE)<br />

SUBJECT TO SECTION 4975 OF THE CODE, INCLUDING WITHOUT LIMITATION INDIVIDUAL<br />

RETIREMENT ACCOUNTS AND KEOGH PLANS, OR (C) ENTITY WHOSE UNDERLYING ASSETS<br />

INCLUDE PLAN ASSETS BY REASON OF SUCH AN EMPLOYEE BENEFIT PLAN'S OR PLAN'S<br />

INVESTMENT IN SUCH ENTITY, INCLUDING WITHOUT LIMITATION, AS APPLICABLE, AN<br />

INSURANCE COMPANY GENERAL ACCOUNT. ANY PURPORTED TRANSFER OF THE INCOME NOTES<br />

TO A PURCHASER THAT DOES NOT COMPLY WITH THE FOREGOING REQUIREMENTS WILL BE<br />

NULL AND VOID AB INITIO.<br />

(8) The purchaser, upon such purchase and throughout the holding of the Income Notes, is not, is not acting on<br />

behalf of and will not become a Benefit Plan Investor. No sale or transfer of the Income Notes (or any<br />

interest therein) may be made to a transferee purchasing for its own account, or for the account of a person,<br />

that is a Benefit Plan Investor or using the assets of any Benefit Plan Investor to acquire the Income Notes.<br />

For purposes of the foregoing, "Benefit Plan Investor" means any (1) "employee benefit plan" (as defined<br />

in Section 3(3) of ERISA) subject to Title I of ERISA, (2) "plan" (as defined in Section 4975(e)(1) of the<br />

Code) subject to Section 4975 of the Code, including without limitation individual retirement accounts and<br />

Keogh plans, or (3) entity whose underlying assets include assets of Benefit Plan Investors by reason of<br />

such an employee benefit plan's or plan's investment in such entity, including without limitation, as<br />

applicable, an insurance company general account. The purchaser acknowledges that any purported<br />

transfer of the Income Notes to a purchaser that does not comply with the foregoing requirements will be<br />

null and void ab initio.<br />

(9) The purchaser, if not a "United States person" (as defined in Section 7701(a)(30) of the Code), either (i) is<br />

not a bank (within the meaning of Section 881(c)(3)(A) of the Code) or an affiliate of a bank or (ii) is a<br />

116

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