Untitled - Irish Stock Exchange

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Investment SPEs .........................................................................................................................................174, 203 Investor-Based Exemptions ................................................................................................................................ 127 InvStG ................................................................................................................................................................. 43 Irish Listing Agent ............................................................................................................................................... 20 Irish Paying Agent ..........................................................................................................................................20, 72 Irish Stock Exchange........................................................................................................................................ 1, 20 IRR...................................................................................................................................................................... 92 IRS .................................................................................................................................................................... 118 Issue Price.......................................................................................................................................................... 118 Issuer ..................................................................................................................................................................... 1 Issuer Shares.................................................................................................................................................... 4, 96 Issuers................................................................................................................................................................ 1, 2 Lehman................................................................................................................................................................ 90 lender liability...................................................................................................................................................... 40 Lenders.................................................................................................................................................................. 2 Leveraged Loans.................................................................................................................................................. 22 LIBOR............................................................................................................................................................50, 99 LIBOR Determination Date.................................................................................................................................. 50 Lien ..................................................................................................................................................................... 75 Liquidation Direction ........................................................................................................................................... 83 Liquidation Notice ............................................................................................................................................... 83 Losses.................................................................................................................................................................. 95 Make-Whole Premium ......................................................................................................................................... 75 Management Fees ................................................................................................................................................ 92 Margin Debt......................................................................................................................................................... 75 Margin Stock ....................................................................................................................................................... 75 Market Value ...............................................................................................................................165, 174, 194, 203 Market Value Price ......................................................................................................................166, 174, 196, 203 Market Value Prices............................................................................................................................................. 63 Merrill Lynch..................................................................................................................................................36, 84 Mezzanine Investments ........................................................................................................................... 1, 174, 203 MLIM Merger...................................................................................................................................................... 84 Moody's ..................................................................................................................................................ii, 174, 204 Moody's Advance Amount ..........................................................................................................................143, 174 Moody's Advance Rate................................................................................................................................143, 174 Moody's Collateral Valuation Schedule ............................................................................................................ 3, 48 Moody's Rating Correlation Procedures.............................................................................................................. 174 Moody's Valuation Procedures ............................................................................................................................... 3 NASDAQ .......................................................................................................................................................... 176 NBAM................................................................................................................................................................. 91 Net Accrual Amount ...................................................................................................................................176, 204 New Notes ............................................................................................................................................................. 9 NIMs ................................................................................................................................................................. 210 Non-Cash Pay Instrument............................................................................................................................176, 204 Non-Credit Risk Security ............................................................................................................................176, 204 Non-Investment Grade ....................................................................................................................................... 100 Non-U.S. Holder ................................................................................................................................................ 118 Note Interest Rate................................................................................................................................................. 50 Note Register ....................................................................................................................................................... 53 Noteholder ............................................................................................................................................................ xi Notes ..................................................................................................................................................................... 1 Notice of Default.................................................................................................................................................. 15 Notice of Suspension............................................................................................................................................ 80 Offering.................................................................................................................................................................ii OID ................................................................................................................................................................... 120 Optional Redemption ........................................................................................................................................... 52 139
Other Investment Vehicles ..............................................................................................................................7, 102 Outstanding Principal Amount............................................................................................................... 31, 177, 204 Over-Collateralization Test.............................................................................................................. 11, 64, 158, 187 Overhead ........................................................................................................................................................17, 98 parallel security.................................................................................................................................................. 175 parent................................................................................................................................................................... 76 participants ........................................................................................................................................................ 106 Parties in Interest................................................................................................................................................ 127 Payment Date...................................................................................................................................................... i, 7 Payment Default................................................................................................................................................... 31 Performing..................................................................................................................................................177, 204 Permitted Liens.................................................................................................................................................... 65 Permitted Refinancing............................................................................................................................................ 9 Person................................................................................................................................................... 75, 177, 204 PFIC .................................................................................................................................................................. 122 Plan ............................................................................................................................................................116, 127 Pledge and Intercreditor Agreement....................................................................................................... 75, 177, 205 PNC..................................................................................................................................................................... 84 Portfolio Limitations ........................................................................................................ 13, 64, 163, 177, 192, 205 Preferred Stock ...........................................................................................................................................177, 205 Primary Management Fee................................................................................................................................18, 92 Private Equity Securities .............................................................................................................................177, 205 Prospectus.............................................................................................................................................................. 1 Prospectus Directive.....................................................................................................................................1, vi, 20 Protected Market Value...............................................................................................................................177, 205 Protected Price ............................................................................................................................................177, 205 PTCE................................................................................................................................................................. 127 Purchase Agreement........................................................................................................................................... 102 Purpose Credit ................................................................................................................................................... 130 QEF................................................................................................................................................................... 122 QIB....................................................................................................................................................... 54, 109, 113 Qualified Institutional Buyer .............................................................................................................................. 110 Qualified Purchaser....................................................................................................................... 54, 109, 110, 113 Quarterly Date ............................................................................................................................................177, 205 Rated Note..................................................................................................................................................178, 205 Rated Notes ........................................................................................................................................................... 1 Rating Agency ...................................................................................................................................... 75, 178, 205 Rating Agency Condition ..................................................................................................................................... 71 Rating Procedures .............................................................................................................................................. 161 Redemption Date ................................................................................................................................................. 75 Reference Asset ................................................................................................................................................... 38 Reference Banks .................................................................................................................................................. 51 Reference Obligation...................................................................................................................................178, 205 Reference Obligor.......................................................................................................................................178, 205 Regular Record Date ............................................................................................................................................ 49 Regulation D........................................................................................................................................................ 18 Regulation S ...................................................................................................................................................... 102 Regulation S Global Note................................................................................................................................19, 54 Regulation U Lenders......................................................................................................................................... 130 Related Person ............................................................................................................................................178, 205 Relevant Implementation Date....................................................................................................................... vi, 104 Relevant Member State ................................................................................................................................. vi, 104 Relevant Persons................................................................................................................................................... xi Reporting Date...................................................................................................................................... 64, 178, 206 Required Holders ................................................................................................................................................. 76 Restricted Payment..........................................................................................................................................13, 65 140
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If you are not the intended recipie
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THE NOTES HAVE NOT BEEN APPROVED OR
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prepared by the Income Notes Issuer
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NOTICE TO CONNECTICUT RESIDENTS THE
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IN ANOTHER RELEVANT MEMBER STATE AN
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SECURITIES LAWS OF HONG KONG, NO PE
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NOTICE TO RESIDENTS OF THE KINGDOM
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generally to subscribe for or other
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TABLE OF CONTENTS SUMMARY OF TERMS.
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SUMMARY OF TERMS The following summ
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to a transfer of Underlying Income
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Date will be required to provide th
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RISK FACTORS An investment in the N
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Expenses") will be payable by the I
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If any the Notes to be redeemed are
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In addition, all or a portion of an
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(c) the Issuer or the Income Notes
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shall send such notice to each Note
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Irish Paying Agents If and for so l
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Limited will act as the administrat
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educe the amount available to make
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(c) certificates evidencing the Not
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The Notes sold in the United States
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European Economic Area In relation
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Payments on a Global Note will be m
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TRANSFER AND OWNERSHIP RESTRICTIONS
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Certificated Notes, the transferee
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Code), subject to Section 4975 of t
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LISTING AND GENERAL INFORMATION 1.
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INDEX OF DEFINED TERMS Following is
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U.S. Dollars.......................
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Income Notes Offering Circular Exhi
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THE NOTES HAVE NOT BEEN APPROVED OR
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the headings "Risk Factors—Confli
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NOTICE TO RESIDENTS OF BAHRAIN NO P
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OTHERWISE TRANSFER, DIRECTLY OR IND
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APPLIES; AND (C) IN COMPLIANCE WITH
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WITHIN THE MEANING OF RELEVANT SECU
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TABLE OF CONTENTS Page EXECUTIVE SU
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It is anticipated that upon consumm
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SUMMARY OF MATERIAL TERMS OF THE NO
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Payment of principal, premium (if a
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Merrill Lynch, Pierce, Fenner & Smi
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(or any other date, subject to the
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C Advance Amounts"), (D) the Senior
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therein) shall have occurred and be
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the payment of such interest for al
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financial statements for the first
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Listing ...........................
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RISK FACTORS An investment in the N
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High Yield Investments. A substanti
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eing negotiated, approved by the cr
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Leveraged Capital Structure The Iss
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Holders of the Senior Indebtedness,
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commencing an involuntary case or p
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Equity Characteristic of Income Not
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for the Issuer at a set price and p
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The Issuer is also authorized to en
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Lender Liability Considerations and
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Manager cannot be relied upon as an
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Section 3(14) of ERISA) or "disqual
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given to the Issuer, any charge con
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DESCRIPTION OF THE NOTES This descr
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Indebtedness, the Class B Notes, th
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Asset Valuation: The Investment Man
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Cancellation All Notes that are red
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In case any such mutilated, defaced
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distributions to the Subordinated I
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or the Trustee on account of princi
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Indebtedness. The security interest
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"Reporting Date" means the Thursday
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under and as defined in the Credit
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Consolidations, Mergers and Sales o
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(if any) on the Rated Notes or to e
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Outstanding Principal Amount thereo
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interpolation of the next shorter a
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"Required Holders" means, at any ti
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Eurodollar Rate Loan (as defined in
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DESCRIPTION OF THE PLEDGE AND INTER
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Third: to (i) principal then due an
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THE INVESTMENT MANAGER The informat
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(v) use of advanced hedging techniq
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Page 167 and 168: Keith T. Anderson, Managing Directo
Page 169 and 170: DESCRIPTION OF THE INVESTMENT MANAG
Page 171 and 172: affiliates may have a potentially c
Page 173 and 174: General THE ISSUERS The Issuer is a
Page 175 and 176: offer and sale of the Rated Notes.
Page 177 and 178: Investment Grade" means unrated deb
Page 179 and 180: PLAN OF DISTRIBUTION General The Is
Page 181 and 182: Prior to the sale of any Rated Note
Page 183 and 184: SETTLEMENT AND CLEARING Global Note
Page 185 and 186: Certificates for Rated Notes issued
Page 187 and 188: none of the Issuers, the Initial Pu
Page 189 and 190: THIS NOTE HAS BEEN ISSUED WITH "ORI
Page 191 and 192: elow and be represented by one or m
Page 193 and 194: IF THE TRANSFER OF THIS NOTE IS TO
Page 195 and 196: INCOME TAX CONSIDERATIONS General T
Page 197 and 198: dividends and certain other U.S. so
Page 199 and 200: dividends paid to a U.S. Holder who
Page 201 and 202: U.S. federal income tax purposes, e
Page 203 and 204: donee/successor) or (ii) if the Not
Page 205 and 206: PRIOR TO MAKING AN INVESTMENT IN TH
Page 207 and 208: MARGIN STOCK Lenders (other than se
Page 209 and 210: LISTING AND GENERAL INFORMATION 1.
Page 211 and 212: LEGAL MATTERS Certain U.S. legal ma
Page 213 and 214: Asset Category G-9 Investments.....
Page 215: Emerging Market Bond ..............
Page 219 and 220: Telerate Page 3750.................
Page 221 and 222: Senior Over-Collateralization Test
Page 223 and 224: Asset Category Moody's Advance Rate
Page 235 and 236: Notwithstanding the foregoing, for
Page 237 and 238: "Asset Category F-2 Investments" me
Page 239 and 240: SECTION 2. Determination of Fund In
Page 241 and 242: Structured Product Transactions in
Page 243 and 244: Firm or an Approved Third-Party App
Page 245 and 246: designated by the Issuer in writing
Page 247 and 248: (v) (vi) shares of any money market
Page 249 and 250: country identified by the Issuer fr
Page 251 and 252: "Investment Manager" means BlackRoc
Page 253 and 254: issuer are unqualified and certifie
Page 255 and 256: "Rated Note" means the Class B Note
Page 257 and 258: "Swap Transaction" means: (i) any r
Page 259 and 260: Senior Over-Collateralization Test
Page 261 and 262: Class C Over-Collateralization Test
Page 263 and 264: Class E Over-Collateralization Test
Page 265 and 266: "Asset Category C-2 Investments" me
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(i) (ii) (iii) (iv) with respect to
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(ix) (x) (xi) (xii) (xiii) (xiv) (x
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(xix) (xx) (xxi) [Reserved]; (A) th
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terminated or liquidated early in a
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Credit Agreement (or (x) any succes
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similar designation the payment of
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suffered a ratings downgrade shall
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Securities Act (or any successor pr
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"Reporting Date" means the Thursday
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"Senior Advance Amount" means the S
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Schedule A Structured Finance Oblig
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5. CBO/CLO CASHFLOW SECURITIES -1 -
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PRINCIPAL OFFICES OF ISSUERS BlackR
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