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Basics of NMR spectroscopy

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<strong>Basics</strong> <strong>of</strong> <strong>NMR</strong> <strong>spectroscopy</strong><br />

Pr<strong>of</strong>. Klaus Ruhland<br />

N<br />

-<br />

+<br />

p<br />

p<br />

n<br />

+<br />

-<br />

S<br />

1


1. Introduction<br />

Nuclear magnetic resonance <strong>spectroscopy</strong> (<strong>NMR</strong> <strong>spectroscopy</strong>) is one <strong>of</strong> the most important<br />

characterisation methods in chemistry in particular for soluble low-molecular-weight<br />

compounds.<br />

History<br />

1940‘s first evidence for <strong>NMR</strong> signals (1945)<br />

1950‘s explanation <strong>of</strong> the influence on the chemical<br />

environment on the shift <strong>of</strong> <strong>NMR</strong> signals<br />

1952 Noble prize for Bloch/Purcell for developing<br />

<strong>NMR</strong> <strong>spectroscopy</strong><br />

1960‘s improvement <strong>of</strong> sensitivity by multiple<br />

measurements and Fourier-Transformation<br />

evaluation<br />

1970‘s improvement <strong>of</strong> resolution by application <strong>of</strong><br />

superconducting magnets yielding in higher field<br />

strengths<br />

1980‘s development <strong>of</strong> multidimensional methods<br />

1990‘s development <strong>of</strong> pulsed field gradient methods<br />

1991 Noble prize for R. Ernst for high-resolution <strong>NMR</strong><br />

2000‘s Coupling <strong>of</strong> <strong>NMR</strong> with chromatographic methods<br />

development <strong>of</strong> even higher fields <strong>of</strong> the magnets<br />

The detectable probe in this case is the magnetic dipole/multipole <strong>of</strong> the atomic nuclei, about<br />

the cause and existence <strong>of</strong> it we will talk first.<br />

Atomic nuclei consist as is well known <strong>of</strong> protons and neutrons, from which one can at least<br />

as a model imagine, that they move around, held together by strong but short-ranging<br />

interactions and especially rotate (quantized) about their own axies. The accelerated<br />

movement <strong>of</strong> charges results in a magnetic field (Maxwell equations), so it will not come as a<br />

surprise, positively charged protons, when rotating about thier own axis (changes in<br />

orientation are also accelerations!) cause a magnetic field. In fact, both nucleons (protons and<br />

neutrons) contribute to the magnetic field <strong>of</strong> the atomic nucleus, which we are up to detect.<br />

This, in the case <strong>of</strong> the neutral neutrons, is not plausible in the first place, since no charge<br />

movement seems to be connected with the rotation about their own axis..<br />

2


N<br />

-<br />

+<br />

p<br />

p<br />

n<br />

+<br />

-<br />

S<br />

To better understand this, we must go a resolution step deeper and have a look, how protons<br />

and in particular neutrons themselves are composed <strong>of</strong>. Indeed, they consist each <strong>of</strong> 3 quarks (<br />

protons: up/up/down; neutrons: up/down/down). the up-quarks possess a charge <strong>of</strong> +⅔ and a<br />

spin <strong>of</strong> ½. The down-quarks possess a charge <strong>of</strong> -⅓ and also a spin <strong>of</strong> ½. If one assumes in a<br />

simplified manner, that the spins <strong>of</strong> u and d each act in opposite direction, on this basis one<br />

will predict for a proton (uud) the charge +1 and the spin ½. For the neutron (udd) one would<br />

expect a charge <strong>of</strong> 0 and a spin <strong>of</strong> ½. Both is in accordance with the experimental findings.<br />

Taking this into account we can easier accept, that also a neutron by rotation about its own<br />

axis contributes to the magnetic field, since the three charge carriers udd can be imagined to<br />

be anisotropically distributed in space, so that a self-rotation <strong>of</strong> neutrons with spin ½, if not<br />

connected with separated charges, is at least connected with the acceleration <strong>of</strong> electric<br />

dipoles.<br />

Particle Charge Spin Magnetic Moment<br />

(relative)<br />

Gyromagnetic<br />

constant γ<br />

10 -7 rad T -1 s -1<br />

Proton +1 ½ +1.6 26.8<br />

Neutron 0 ½ -1 -18.3<br />

Electron -1 ½ -1060 -17608<br />

The upper table compares the most decisive properties <strong>of</strong> the three „elemental“ particles <strong>of</strong><br />

matery. We realize, that the magnetic moment <strong>of</strong> neutrons and protons are approximately <strong>of</strong><br />

the same size and opposite in sign, whereas that <strong>of</strong> an electron is larger by a factor <strong>of</strong> 1000.<br />

The also listed gyromagnetic constant γ will be introduced and explained later in this text.<br />

3


It is <strong>of</strong> course not possible, to examine matery only consistent <strong>of</strong> nuclei. We always have to<br />

carry with us the electrons a neutralising kit. And concerning the magnetic properties, which<br />

we want to use to characterize the material, these obviously show a much more pronounced<br />

influence. In diamagnetic materials however the magnetic contributions <strong>of</strong> the electrons<br />

cancel out each other, since electrons with opposite spin each are present in the same amount<br />

in the sample, so in such samples we really can exclusively observe the (decisively smaller)<br />

magnetic behaviour <strong>of</strong> the nuclei. This means at the same time, that we have to expect<br />

complications for measurements <strong>of</strong> paramagnetic samples, which is indeed true.<br />

For the most important cases we can ignore the electron cloud (in first approximation; it will<br />

become important again later with a secondary effect, but not by its spin) and we can<br />

concentrate completely on the nucleus. In general several protons and neutrons will be sharing<br />

the nucleus. Which consequences will this have on the resulting magnetic moments <strong>of</strong> the<br />

nucleus?<br />

We will distinguish three different cases:<br />

1. Both the amount <strong>of</strong> protons and the amount <strong>of</strong> neutrons is even<br />

In this case the opposite spins <strong>of</strong> two neutrons and two protons each cancel out (Fermions ⇒<br />

Pauli-Prinziple). The complete spin <strong>of</strong> the nucleus I is zero, and there does not exist a<br />

resulting magnetic dipole/multipole. Nuclei, e. g. 12 C, for which this constellation is found,<br />

are called magic nuclei. For <strong>NMR</strong> <strong>spectroscopy</strong> they are inactive and therefor useless.<br />

2. Either the amount <strong>of</strong> protons or the amount <strong>of</strong> neutrons is uneven<br />

In this case the spins <strong>of</strong> one kind <strong>of</strong> particle cancel out each other, whereas for the other<br />

particle type with uneven amount at least one spin remains uncompensated. The interaction<br />

with the other existing spins however influences the complete nucleus spin. At least it can be<br />

predicted, that these nuclei will possess a half-numbered resulting nucleus spin I. If exactly<br />

one spin remains uncompensated, the nucleus spin is I=½. Nuclei <strong>of</strong> this kind are particularly<br />

attractive for <strong>NMR</strong> <strong>spectroscopy</strong>, because they do not possess a magnetic quadrupole<br />

moment, only a magnetic dipole moment (please just accept this as a matter <strong>of</strong> fact without<br />

explanation). Many nuclei important for organic materials, especially 1 H, 13 C, 19 F, 31 P belong<br />

to this group. Not at least because <strong>of</strong> this fact, <strong>NMR</strong> <strong>spectroscopy</strong> has gained its importance<br />

for chemists nowadays.<br />

3. Both the amount <strong>of</strong> protons and the amount <strong>of</strong> neutrons are uneven<br />

4


This constellation leads to whole-numbered complete nucleus spins I larger than zero. These<br />

will always possess a magnetic quadrupole moment (necessary and sufficient condition I>½),<br />

which makes the signal detection more difficult.<br />

5


2. Nuclei with spin I=½<br />

We will first concentrate on nuclei with I=½, because they are so important for <strong>NMR</strong><br />

<strong>spectroscopy</strong>. The following periodic system <strong>of</strong> the elements shows, which nuclei/isotopes we<br />

are talking about (some <strong>of</strong> the elements possess several isotopes with I=½. In the periodic<br />

system only that with the highest natural abundance is shown).<br />

Group<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

11<br />

12<br />

13<br />

14<br />

15<br />

16<br />

17<br />

18<br />

Period<br />

The number below the element symbol represents the natural abundance <strong>of</strong> the Isotope with I=1/2 in %<br />

1<br />

1<br />

1 H<br />

100<br />

2<br />

He<br />

-<br />

2<br />

3<br />

Li<br />

-<br />

4<br />

Be<br />

-<br />

5<br />

B<br />

-<br />

6<br />

13 C<br />

1.1<br />

7<br />

15 N<br />

0.3<br />

8<br />

O<br />

-<br />

9<br />

19 F<br />

100<br />

10<br />

Ne<br />

-<br />

3<br />

11<br />

Na<br />

-<br />

12<br />

Mg<br />

-<br />

13<br />

Al<br />

-<br />

14<br />

29 Si<br />

4.7<br />

15<br />

31 P<br />

100<br />

16<br />

S<br />

-<br />

17<br />

Cl<br />

-<br />

18<br />

Ar<br />

-<br />

4<br />

19<br />

K<br />

-<br />

20<br />

Ca<br />

-<br />

21<br />

Sc<br />

-<br />

22<br />

Ti<br />

-<br />

23<br />

V<br />

-<br />

24<br />

Cr<br />

-<br />

25<br />

Mn<br />

-<br />

26<br />

57 Fe<br />

2.2<br />

27<br />

Co<br />

-<br />

28<br />

Ni<br />

-<br />

29<br />

Cu<br />

-<br />

30<br />

Zn<br />

-<br />

31<br />

Ga<br />

-<br />

32<br />

Ge<br />

33<br />

As<br />

-<br />

34<br />

Se<br />

-<br />

35<br />

Br<br />

-<br />

36<br />

Kr<br />

-<br />

5<br />

37<br />

Rb<br />

-<br />

38<br />

Sr<br />

-<br />

39<br />

89 Y<br />

100<br />

40<br />

Zr<br />

-<br />

41<br />

Nb<br />

-<br />

42<br />

Mo<br />

-<br />

43<br />

Tc<br />

-<br />

44<br />

Ru<br />

-<br />

45<br />

103 Rh<br />

100<br />

46<br />

Pd<br />

-<br />

47<br />

107 Ag<br />

51.8<br />

48<br />

111 Cd<br />

12.8<br />

49<br />

In<br />

-<br />

50<br />

119 Sn<br />

8.6<br />

51<br />

Sb<br />

-<br />

52<br />

125 Te<br />

7.0<br />

53<br />

I<br />

-<br />

54<br />

129 Xe<br />

26.4<br />

6<br />

55<br />

Cs<br />

-<br />

56<br />

Ba<br />

-<br />

*<br />

71<br />

Lu<br />

-<br />

72<br />

Hf<br />

-<br />

73<br />

Ta<br />

-<br />

74<br />

183 W<br />

14.4<br />

75<br />

Re<br />

-<br />

76<br />

187 Os<br />

1.6<br />

77<br />

Ir<br />

-<br />

78<br />

195 Pt<br />

33.8<br />

79<br />

Au<br />

-<br />

80<br />

Hg<br />

-<br />

81<br />

205 Tl<br />

70.5<br />

82<br />

207 Pb<br />

22.6<br />

83<br />

Bi<br />

-<br />

84<br />

Po<br />

-<br />

85<br />

At<br />

-<br />

86<br />

Rn<br />

-<br />

7<br />

87<br />

Fr<br />

-<br />

88<br />

Ra<br />

-<br />

*<br />

*<br />

103<br />

Lr<br />

-<br />

104<br />

Rf<br />

-<br />

105<br />

Db<br />

-<br />

106<br />

Sg<br />

-<br />

107<br />

Bh<br />

-<br />

108<br />

Hs<br />

-<br />

109<br />

Mt<br />

-<br />

110<br />

Ds<br />

-<br />

111<br />

Rg<br />

-<br />

112<br />

Uub<br />

-<br />

113<br />

Uut<br />

-<br />

114<br />

Uuq<br />

-<br />

115<br />

Uup<br />

-<br />

116<br />

Uuh<br />

-<br />

117<br />

Uus<br />

-<br />

118<br />

Uuo<br />

-<br />

*Lanthanoids<br />

*<br />

57<br />

La<br />

-<br />

58<br />

Ce<br />

-<br />

59<br />

Pr<br />

-<br />

60<br />

Nd<br />

-<br />

61<br />

Pm<br />

-<br />

62<br />

Sm<br />

-<br />

63<br />

Eu<br />

-<br />

64<br />

Gd<br />

-<br />

65<br />

Tb<br />

-<br />

66<br />

Dy<br />

-<br />

67<br />

Ho<br />

-<br />

68<br />

Er<br />

-<br />

69<br />

169 T<br />

m<br />

100<br />

70<br />

173 Yb<br />

14.3<br />

**Actinoids<br />

*<br />

*<br />

89<br />

Ac<br />

-<br />

90<br />

Th<br />

-<br />

91<br />

Pa<br />

-<br />

92<br />

U<br />

-<br />

93<br />

Np<br />

-<br />

94<br />

Pu<br />

-<br />

95<br />

Am<br />

-<br />

96<br />

Cm<br />

-<br />

97<br />

Bk<br />

-<br />

98<br />

Cf<br />

-<br />

99<br />

Es<br />

-<br />

100<br />

Fm<br />

-<br />

101<br />

Md<br />

-<br />

102<br />

No<br />

-<br />

What happens, if an external magnetic field is applied to such kind <strong>of</strong> nucleus?<br />

For a nucleus with spin I=½ there exist only two allowed quantized states ±½ (in general:<br />

amount <strong>of</strong> allowed states = 2 I + 1). Without an external magnetic field these two states are<br />

degenerated, but the stronger the external applied magnetic field becomes, the more decisive<br />

6


the degeneration will be lost and an energy difference proportional to the external magnetic<br />

field will results between the two states.<br />

Energy<br />

Magn. field strength<br />

How strong the energy splitting between the two states proportional to the external magnetic<br />

field will be, depends on the proportionality constant γ, which is individual for each isotope:<br />

∆E = γ ħ B 0 = h ν<br />

This proportionality constant is the aforementioned gyromagnetic constant. The larger it is the<br />

more sensitive is the isotope for <strong>NMR</strong> spectroscopic examinations.<br />

7


The upper table summarizes the most decisive properties concerning <strong>NMR</strong> <strong>spectroscopy</strong> <strong>of</strong><br />

the most important isotopes.<br />

In <strong>NMR</strong> <strong>spectroscopy</strong> will be measured the transition between the allowed states (in case <strong>of</strong><br />

I=½ between the two states ±½), resulting from the external magnetic energy irradiation,<br />

which is transformed in an energy-dependent signal. This can be done in two ways. On the<br />

one hand the external magnetic field can be systematically changed on constant irradiation <strong>of</strong><br />

an amount <strong>of</strong> energy h ν and on the other hand the irradiated energy can be systematically<br />

changed at constant external magnetic field strength. In both cases the energy absorption by<br />

the sample results in a signal.<br />

Energy<br />

Energyabsorption<br />

Magn. field strength<br />

Energyabsorption<br />

Magn. field strength<br />

Energyabsorption<br />

Magn. field strength<br />

8


Energyabsorption<br />

Magn. field strength<br />

Energyabsorption<br />

Magn. field strength<br />

Because the external magnetic field should be as constant and homogeneous as possible the<br />

more appropriate method is, to keep the magnetic field unchanged and instead vary the<br />

irradiated energy.<br />

Frequency ν<br />

Energy<br />

Energyabsorption<br />

Magn. field strength<br />

9


Frequency ν<br />

Energy<br />

Energyabsorption<br />

Magn. field strength<br />

Frequency ν<br />

Energy<br />

Energyabsorption<br />

Magn. field strength<br />

Frequency ν<br />

Energy<br />

Energyabsorption<br />

Magn. field strength<br />

10


Frequency ν<br />

Energy<br />

Energyabsorption<br />

Magn. field strength<br />

The measurement is even more simplified nowadays by the fact, that the frequencies <strong>of</strong> the<br />

irradiated energy (brought about by a AC current device) are not stepwise applied, but all at<br />

once a broad band <strong>of</strong> frequencies are used. This is done by irradiation <strong>of</strong> an as short as<br />

possible current signal (the shorter the more frequencies) in an as long as possible periodic<br />

time distance (the longer the time distance the larger the frequency window, that is irradiated<br />

at once). From the temporal response <strong>of</strong> this at-once-irradiation <strong>of</strong> a broad frequency band the<br />

intensity <strong>of</strong> absorption as a function <strong>of</strong> the irradiating frequency can be received by Fouriertransform<br />

analysis (which we only mention here without further detail). This is then the <strong>NMR</strong><br />

spectrum.<br />

1 Frequenz gleichzeitig<br />

5 Frequenzen gleichzeitig<br />

1,5<br />

1<br />

0,5<br />

0<br />

0 1 2 3 4 5 6 7<br />

-0,5<br />

-1<br />

-1,5<br />

10<br />

8<br />

6<br />

4<br />

2<br />

0<br />

0 1 2 3 4 5 6 7<br />

-2<br />

-4<br />

-6<br />

-8<br />

-10<br />

10 Frequenzen gleichzeitig<br />

50 Frequenzen gleichzeitig<br />

25<br />

20<br />

15<br />

10<br />

5<br />

0<br />

0 1 2 3 4 5 6 7<br />

-5<br />

-10<br />

-15<br />

-20<br />

25<br />

20<br />

15<br />

10<br />

5<br />

0<br />

0 1 2 3 4 5 6 7<br />

-5<br />

-10<br />

-15<br />

-25<br />

-20<br />

11


100 Frequenzen gleichzeitig<br />

250 Frequenzen gleichzeitig<br />

80<br />

70<br />

60<br />

50<br />

40<br />

30<br />

20<br />

10<br />

0<br />

0<br />

-10<br />

1 2 3 4 5 6 7<br />

-20<br />

-30<br />

100<br />

80<br />

60<br />

40<br />

20<br />

0<br />

0 1 2 3 4 5 6 7<br />

-20<br />

-40<br />

The pulse length is in the range <strong>of</strong> µs.<br />

Let us discuss for a short while the energy window <strong>of</strong> <strong>NMR</strong> <strong>spectroscopy</strong>:<br />

Energy differencies in <strong>NMR</strong> <strong>spectroscopy</strong> (intensity <strong>of</strong> signals)<br />

Magnetic Energy<br />

∆E = h ν = ħγ B ˜ 4 10 -25 J<br />

Thermal Energy<br />

E = k T ˜ 4 10 -21 J<br />

∆E<br />

m=½<br />

∆E = h ν<br />

B<br />

n m=½<br />

- ∆E<br />

k T<br />

n =e ≈ 0.9999<br />

m=-½<br />

m=-½<br />

In fact the energy difference between the nucleus spin states is much smaller than thermal<br />

energy at room temperature. A Boltzmann distribution assumed, this means, that the<br />

distribution difference between the two states (I=½), which is the most important parameter<br />

for the sensitivity <strong>of</strong> the measurement, is very small. This explains the search for as strong as<br />

possible external magnetic fields, because the energy difference between the spin states grows<br />

proportional to this external magnetic field. At the moment the maximum is 900 MHz (21.15<br />

Tesla) and it is determined by the superconducting material <strong>of</strong> the coil, which provides the<br />

magnetic field, and its critical magnetic field strength, above which the superconducting<br />

properties are lost.<br />

Concerning the range <strong>of</strong> frequencies (E = h ν) <strong>NMR</strong> <strong>spectroscopy</strong> is a fairly „slow“<br />

spectroscopic method.<br />

12


Comparison <strong>of</strong> energies in <strong>spectroscopy</strong><br />

Electromagnetic Wave length Frequency Properties to be examined Spectroscopic method<br />

irradiation<br />

γ rays 100 pm – 1 pm 3 10 18 – 3 10 20 Hz Change <strong>of</strong> nuclear states γ-Spectroscopy, Mößbauer-<br />

Spectroscopy<br />

x-rays 10 nm – 100 pm 3 10 16 – 3 10 18 Hz Change <strong>of</strong> state <strong>of</strong> inner electron x-ray Spectroscopy<br />

core state<br />

UV light, visible light 1 µm – 10 nm 3 10 14 – 3 10 16 Hz Change <strong>of</strong> state <strong>of</strong> avlence UV Spectroscopy<br />

electrons<br />

Infrared rays 100 µm – 1 µm 3 10 12 – 3 10 14 Hz Change <strong>of</strong> vibrational<br />

IR/Raman Spectroscopy<br />

states<br />

Microwaves 1 cm – 100 µm 30 GHz – 3 10 12 Hz Change <strong>of</strong> rotational<br />

Microwave Spectroscopy<br />

states<br />

Microwaves 1m – 1 cm 300 MHz – 30 GHz Change <strong>of</strong> electron spin Electron spin resonance (ESR)<br />

states<br />

Radiowaves 100 m – 1 m 3 MHz – 300 MHz Change <strong>of</strong> nuclear spin<br />

states<br />

Nuclear spin resonance (<strong>NMR</strong>)<br />

This means, that on doing <strong>NMR</strong> spectroscopic examinations in several cases only a timeaveraged<br />

picture <strong>of</strong> the behaviour <strong>of</strong> matery in comparison with „faster“ methods as for<br />

instance IR <strong>spectroscopy</strong> with higher time resolution is detected.<br />

IR <strong>spectroscopy</strong><br />

13<br />

C-<strong>NMR</strong><br />

13


In the upper example for instance only one type <strong>of</strong> symmetry-equivalent carbons can be<br />

detected by <strong>NMR</strong> <strong>spectroscopy</strong> for the compound Co 2 (CO) 9 . The IR spectrum <strong>of</strong> the very<br />

same compound however shows, that this is only true time-averaged and in fact is based on an<br />

overlay <strong>of</strong> different isomers/conformers.<br />

Below is shown the schematic composition <strong>of</strong> an <strong>NMR</strong> machine.<br />

Let us have a look step by step, what happens during the measurement.<br />

A typical <strong>NMR</strong> sample tube for solvent <strong>NMR</strong> <strong>spectroscopy</strong> is shown in the upper right. This<br />

will be lifted, attached to a probe holder, by release <strong>of</strong> air pressure along the probe channel<br />

into the strong constant external magnetic field. The probe holder enables (as well by a stream<br />

<strong>of</strong> air), that the <strong>NMR</strong> sample tube rotates about its long axis. This contributes decisively to the<br />

fact, that the complete sample time-averaged experiences an as homogeneous magnetic field<br />

as possible. The rotation must be faster than the desired resolution in the spectrum. In general<br />

14


it is spinned at 20 Hz. As the next step one optimizes the emitter coil (which generates a<br />

magnetic field perpendicular to the external strong magnetic field, if a current pulse is<br />

applied) for the measurement. Two actions are implemented to homogenize the emitter<br />

magnetic field concerning time and space. The first action is called „Locking“. For it the<br />

deuterium signal <strong>of</strong> the <strong>NMR</strong> solvent is used as leading signal (that is the main reason why<br />

the <strong>NMR</strong> solvent is deuterated; also <strong>of</strong> course to hold free the 1 H window from disturbing<br />

signals), to guarantee the time-averaged constancy <strong>of</strong> the emitter magnetic field. The second<br />

action is called „Shimming“. On doing this the optimal orientation <strong>of</strong> the emitter coil is<br />

arranged. It is done by maximising the lock signal (again using the deuterium channel).<br />

The measurement can be started now!<br />

Perpendicular to the external strong magnetic field an emitter magnetic field is applied via DC<br />

coil to the sample.<br />

N<br />

B<br />

B'<br />

M<br />

emitter<br />

coil<br />

S<br />

receiver<br />

coil M=0<br />

N<br />

B'<br />

M<br />

emitter<br />

coil<br />

S<br />

rotating angle<br />

is dependent on<br />

the irradiation time<br />

and irradiation power<br />

receiver<br />

coil M>0<br />

N<br />

B'<br />

M<br />

emitter<br />

coil<br />

S<br />

The magnetisations <strong>of</strong> the sample that are in resonance with the irradiation <strong>of</strong> the emitter are<br />

rotated the more the longer the emitter coil is applied and the higher its power is. Ideal fort he<br />

sensitivity is a 90°-Puls, because in that case the magnetisation is exactly parallel to the<br />

receiver coil and thus induces the strongest magnetic field as signal.<br />

15


What happens as soon as the emitter pulse stops? In that case the system is no longer at its<br />

equilibrium state, because the magnetisation <strong>of</strong> the sample is perpendicular to the external<br />

magnetic field, without another magnetic field being operative (the emitter is <strong>of</strong>f). The<br />

equilibrium state a parrallel orientation <strong>of</strong> the sample magnetisation relative to the external<br />

magnetic field. The equilibrium state however cannot be reached instantaneously. A physical<br />

process, at which an equilibrium state is reached with time delay, is called relaxation. In<br />

<strong>NMR</strong> <strong>spectroscopy</strong> there exist two relaxation mechanisms:<br />

A. Longitudinale or Spin-Lattice-Relaxation<br />

Relaxation<br />

A. spin-lattice relaxation T 1 :<br />

receiver<br />

static magnetic field<br />

transmitter<br />

B z<br />

receiver<br />

T 1<br />

B y<br />

transmitter<br />

static magnetic field<br />

B z<br />

receiver<br />

B. spin-spin relaxation T 2 :<br />

transmitter<br />

B z<br />

B z<br />

T 2<br />

B z<br />

∆E ∆t ≥ h<br />

B y<br />

B y<br />

This mechanism describes the loss in sample magnetisation via interaction <strong>of</strong> the magnetic<br />

mlti(di)poles <strong>of</strong> the nucleus with other molecular magnetic fields in ist proximity (solvent<br />

molecules, other nclei (↑ towards →)).<br />

B. Transversale or Spin-Spin-Relaxation<br />

This mechanism explains the loss in sample magnetisation by a „Spin-Flipping“-Process (e.<br />

g.: ↑↓ → ↓↑), through which the preferred orientation <strong>of</strong> the spins along the receiver coil<br />

decreases, until no preferred orientation exists any more.<br />

The next diagram shows the time scale <strong>of</strong> <strong>NMR</strong> <strong>spectroscopy</strong> (spectral resolution) in relation<br />

to chemical and physical processes.<br />

16


Molecular<br />

vibration<br />

Dynamic<br />

Process<br />

Chemical<br />

exchange processes<br />

Molecular<br />

Rotation<br />

Macroscopic<br />

transport processes<br />

slow<br />

s ms µs ns ps fs<br />

fast<br />

Spectroscopic<br />

Finding<br />

slow<br />

exchange<br />

Longitudinal<br />

Magnetization exchange<br />

Line wideperturbation<br />

fast<br />

exchange<br />

The <strong>NMR</strong> time scale<br />

Relaxation<br />

time scale<br />

Spectral<br />

time scale<br />

Larmortime<br />

scale<br />

The <strong>NMR</strong> time scale which overlays conveniently with that <strong>of</strong> chemical exchange processes<br />

is another reason, why this characterization method is so important for chemists.<br />

17


3. The chemical shift<br />

Until now we understand, that, if a particular nucleus (e. g. H or C or P) is present in the<br />

material, we can detect it via <strong>NMR</strong> <strong>spectroscopy</strong> (as far as it is <strong>NMR</strong>-aktive).<br />

In fact the diagnostic information content <strong>of</strong> <strong>NMR</strong> <strong>spectroscopy</strong> is decisively higher, because<br />

the molecular electronic environment <strong>of</strong> the nucleus influences the resonance frequency as<br />

well. This influence is called chemical shift. Nuclei <strong>of</strong> one and the same isotope will show a<br />

magnetic transition at a very similar resonance frequency between the spin states, but within<br />

this window the direct electronic environment <strong>of</strong> the nucleus will lead to small changes in the<br />

resonance frequency. The chemical (electronic) environment acts thus as a perturbation <strong>of</strong> the<br />

resonance frequency <strong>of</strong> the bare nucleus. The physical reason is the magnetic Lorentz effect.<br />

Electron density near the nucleus is influenced by the external magnetic field in a way, that it<br />

generates a magnetic field that counteracts the external field. This screens the nucleus against<br />

the external field.<br />

Resonance<br />

frequency<br />

ν Α,Ref.<br />

bare nucleus A<br />

nucleus A<br />

with electron density<br />

e<br />

nucleus A<br />

with more electron density<br />

δ<br />

e<br />

chemical<br />

shift<br />

ν Β,Ref.<br />

bare nucleus B nucleus B<br />

with electron density<br />

e<br />

δ<br />

nucleus B<br />

with electron density<br />

e<br />

A nucleus, surrounded by large electron density, will be exited at a (slightly) higher resonance<br />

frequency excited in comparison to a nucleus <strong>of</strong> the same isotope, surrounded by a smaller<br />

electron density.<br />

The diagram below shows the different reasons, that contribute to the chemical shift.<br />

Intermolecular influences are (in contrast to solid-state-<strong>NMR</strong> <strong>spectroscopy</strong>) in case <strong>of</strong><br />

solution <strong>NMR</strong> <strong>spectroscopy</strong> <strong>of</strong> second order, because they cancel out in time via free rotation<br />

<strong>of</strong> the single molecules (which is faster than the spectral resolution).<br />

18


A quite special influence on the chemical shift is the ring-current effect, which is found in<br />

cyclic conjugated (aromatic) compounds.<br />

The protons in the periphery <strong>of</strong> the benzene ring are strongly deshielded by the ring-current<br />

effect (resonance frequency decisively smaller than for other protons, e. g. those bound to a<br />

non-cyclic conjugated double bond). The chemical shift is measured in ppm according to the<br />

equation<br />

δ = (ν A, Ref. – ν A ) / ν A,Ref.<br />

The ppm (parts per million) scale stems from the fact, that the difference between ν A and<br />

ν A,Ref . is in the range <strong>of</strong> Hz, while ν A,Ref. itself has a value <strong>of</strong> MHz.<br />

19


The upper two diagrams show typical chemical shifts in 1 H (left) and 13 C (right) <strong>NMR</strong><br />

<strong>spectroscopy</strong> for well-established organic functionalities.<br />

4. Scalar Spin-Spin coupling<br />

Let us go one step further, since <strong>NMR</strong> <strong>spectroscopy</strong> contains even more information than<br />

mentioned so far. Not only the type <strong>of</strong> nucleus and its electronic environment, but also the<br />

neighboring nucleus spins influence the appearance <strong>of</strong> the <strong>NMR</strong> spectrum, the latter by the<br />

multiplicity <strong>of</strong> the signal.<br />

In contrast to solid-state-<strong>NMR</strong> <strong>spectroscopy</strong> in case <strong>of</strong> solution <strong>NMR</strong> <strong>spectroscopy</strong> only those<br />

nucleus spin interactions contribute, that are mediated by a chemical bond (shared electron<br />

density). Magnetically dipolar couplings through spatial proximity time-average to zero in<br />

solution.<br />

Let us have a look on the situation in formaldehyde H 2 C=O. 16 O and 12 C, the most abundant<br />

isotopes <strong>of</strong> these two elements, are magic nuclei with spin 0 and thus <strong>NMR</strong>-inactive. We can<br />

thus concentrate in the following only on the two protons. So let us have a look, how this<br />

constellation will develop in the 1 H-<strong>NMR</strong> spectrum.<br />

20


Spectrum:<br />

ν 0 ν 1 ν 1<br />

β(β)<br />

H<br />

β<br />

β<br />

β(α)<br />

C<br />

O<br />

H<br />

ν 0 ν 1<br />

ν 1<br />

ν 1<br />

α<br />

α<br />

α(β)<br />

α(α)<br />

bare nucleus<br />

Chemical<br />

shift<br />

by surrounding<br />

electrons<br />

Chemical<br />

shift<br />

additional by<br />

neighboring spins<br />

The protons experience an electronic screening through the neighboring electrons <strong>of</strong> the COgroup<br />

(chemical shift). Additionally the spins feel each other, which also leads to shielding or<br />

deshielding. Starting from the two energy states for a pare proton now four energy states<br />

result. Only transitions with ∆I=1 are allowed. This selection rule stems from the fact , that on<br />

a transition a photon is absorbed. Photons possess a spin <strong>of</strong> 1; this means, that on absorption<br />

the moment <strong>of</strong> inerta <strong>of</strong> the system changes by –1. Since the moment <strong>of</strong> inerta must be<br />

retained, the loss must be compensated for an allowed transition; in our case by a change <strong>of</strong><br />

the spin nucleus <strong>of</strong> +1.<br />

It might seem so, that for formaldehyde one should expect two signals in the 1 H <strong>NMR</strong><br />

spectrum instead <strong>of</strong> only one. Butt his is not the case, because the two allowed transitions are<br />

brought about by the same energy h ν and thus appear at the same position in the spectrum.<br />

This is only the case, because the two protons are symmetry-equivalent (remember:<br />

symmetry-equivalent nuclei do not couple with each other!). The situation changes already in<br />

Aceto-chlorimin H 2 C=NCl. Now the symmetry-inequivalent nuclei couple with each other<br />

additionally to the chemical shift. This coupling splits <strong>of</strong> the signals fort he two protons each<br />

to a doublet. The scalar coupling is transferred via bonding electrons. The size <strong>of</strong> the coupling<br />

is therefore indicative for the electronic situation <strong>of</strong> the bond. For example one can deduce the<br />

degree <strong>of</strong> hybridization <strong>of</strong> a C-H bond by means <strong>of</strong> the 1 J 1H/13C -coupling constant.<br />

21


Spectrum:<br />

ν 0<br />

ν 1 ν 2 ν 1 ν 2 ν 1a/b ν 2a/b<br />

β<br />

β(β)<br />

β(α)<br />

β@β<br />

β@α<br />

H<br />

Cl<br />

β<br />

β<br />

β(β)<br />

β(α)<br />

β@β<br />

β@α<br />

C<br />

N<br />

H<br />

ν<br />

ν 2b<br />

ν 2<br />

ν 2 ν 0 ν 1 ν 1b<br />

1 ν 2a<br />

ν 2 ν 1 ν 1a<br />

α<br />

α<br />

α(β)<br />

α(α)<br />

α@β<br />

α@α<br />

bare nucleus<br />

α<br />

chemical<br />

shift<br />

by surrounding<br />

electrons<br />

α(β)<br />

α(α)<br />

chemical<br />

shift<br />

by neighboring spins<br />

α@β<br />

α@α<br />

additional active coupling<br />

between<br />

neighboring sins<br />

If two nuclei interact with each other by magnetic coupling, the visible splitting <strong>of</strong> the signals<br />

must bet he same for both nuclei (J ab = J ba ). The following diagram shows the continuous<br />

transition starting from an A 2 -system (both nuclei symmetry-equivalent) to an AX-System<br />

(active coupling between the two nuclei).<br />

In general it holds:<br />

3 J > 1 J >> 2 J<br />

The higher number expresses, how many bonds there are between the actively coupling<br />

nuclei.<br />

22


The splitting pattern in organic compounds <strong>of</strong> a proton CH-X, where X ist he group as shown<br />

below, shows in dependence <strong>of</strong> the number <strong>of</strong> bound protons k to the neighboring C-atom a<br />

characteristic behaviour (multiplicity: (k + 1); try to make this plausible to you yourself!):<br />

The splitting follows concerning the multiplicity and intensity <strong>of</strong> the single multiplett-signals<br />

a Pascal’s triangle.<br />

For the 3 J-coupling the Karplus-equation holds:<br />

3 J = A cos 2 (θ) + b cos(θ) + c<br />

θ is the torsional angle between bond one and three.<br />

23


5. Line broadening<br />

We have by now collected quite a bit <strong>of</strong> information power, connected with <strong>NMR</strong><br />

<strong>spectroscopy</strong>, but still there is more to come. Additionally to the position <strong>of</strong> the peak in the<br />

spectrum (electronic environment), the intensity <strong>of</strong> the peak (amount <strong>of</strong> the nucleus in a<br />

specific environment) and the multiplicity <strong>of</strong> the peak (spin environment <strong>of</strong> the nucleus) the<br />

line-broadening <strong>of</strong> the signal is another valuable diagnostic criterion, since it tells us<br />

something about the life-time <strong>of</strong> a state.<br />

Is in particular a chemical exchange between two positions in the spectral time scale <strong>of</strong> <strong>NMR</strong><br />

<strong>spectroscopy</strong> (1-1000 Hz), this will be detectable by line-broadening, from which (also<br />

quantitatively) the rate <strong>of</strong> this exchange can be determined. In general at modern machines<br />

there is the possibility, to cool and heat the probe head (from about -110°C, caused by the<br />

melting point <strong>of</strong> the well-established <strong>NMR</strong> solvents up to 110°C, caused by the stability limit<br />

<strong>of</strong> the probe head material (tubing etc.)), so that by temperature-dependent measurement <strong>of</strong><br />

the line-broadening very conveniently activation parameters can be determined.<br />

Line broadening (Chemical exchange)<br />

The upper example demonstrates, how the line-broadening <strong>of</strong> the CH 2 -group with temperature<br />

changes. At low temperatures only two doublets are visible (why?), which at higher<br />

temperatures step by step develop into a singlet as time-averaged signal, because at elevated<br />

temperatures the back- and for-vibration <strong>of</strong> the CH 2 -groups becomes so fast, That on timeaverage<br />

the appear equivalent.<br />

25


In summary the last diagram shows once again, which conclusions can be drawn from a 1-<br />

dimensional solution <strong>NMR</strong> spectrum.<br />

Information content <strong>of</strong> a 1D <strong>NMR</strong> spectrum<br />

Line width <strong>of</strong> the signal:<br />

life time <strong>of</strong> the spin state<br />

in the specific environment<br />

Intensity <strong>of</strong> the signal:<br />

amount <strong>of</strong> nuclei with<br />

specific environment<br />

Fine structure <strong>of</strong> the signal:<br />

neighboring nuclear spins<br />

Position <strong>of</strong> the signal:<br />

electronic environment <strong>of</strong> the nucleus<br />

26


Which compound might this be?<br />

27

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