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from national approval scheme to international certification scheme

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FROM NATIONAL APPROVAL SCHEME TO INTERNATIONAL<br />

CERTIFICATION SCHEME<br />

Erik R. Jørgensen, erik.r.joergensen@risoe.dk<br />

Jørgen Lemming, joergen.lemming@risoe.dk<br />

Risø National Labora<strong>to</strong>ry<br />

Summary<br />

In Denmark <strong>approval</strong> of wind turbines has been performed since 1979. In January 2005 a <strong>certification</strong> <strong>scheme</strong> was<br />

introduced based on IEC WT01. The purpose of the new <strong>certification</strong> <strong>scheme</strong> was <strong>to</strong> have a Danish <strong>certification</strong><br />

system based on inter<strong>national</strong> standards and <strong>to</strong> include both type <strong>certification</strong> and project <strong>certification</strong>. Special Danish<br />

requirements has been identified and added <strong>to</strong> rules as described in WT01. The new <strong>scheme</strong> as well as the Danish<br />

addenda <strong>to</strong> the inter<strong>national</strong> <strong>certification</strong> <strong>scheme</strong> is presented.<br />

Certification in Denmark<br />

In 1979 a System Approval of wind turbines were introduced as a requirement for receiving subsidy for a wind<br />

turbine project.<br />

In the beginning the <strong>approval</strong>s were carried out by wind turbine experts <strong>from</strong> Risø and based on an evaluation on the<br />

overall safety and power performance of the wind turbine. In 1991 a formal Type Approval system [1] including<br />

<strong>certification</strong> of QA systems was established a legal requirement for installation of wind turbines and <strong>from</strong> 2000 other<br />

institutions like “Det Norske Veritas (DNV)” and “Germanisher Lloyd (GL)” also were recognized by the Danish<br />

Energy Authority as approving and <strong>certification</strong> bodies.<br />

Until 2005 <strong>approval</strong> and <strong>certification</strong> of wind turbines has been carried out according <strong>to</strong> “Technical Criteria for the<br />

Danish Approval Scheme for Wind Turbines” [2] and the loads and safety according <strong>to</strong> Danish standard “DS472” [3].<br />

The new <strong>certification</strong> <strong>scheme</strong> is legally described in the new executive order no. 1268 [4] and based on the<br />

inter<strong>national</strong> <strong>certification</strong> standard “IEC WT 01” [5] and the load and safety standard “IEC 61400-1” [6] and “IEC<br />

61400-2” [7].<br />

Background for new <strong>certification</strong> <strong>scheme</strong><br />

Certification of a wind turbine is now done in many countries and the need of common set of rules is increasing. In<br />

Denmark offshore projects were also not addressed in the old <strong>certification</strong> <strong>scheme</strong> and some procedures for<br />

specifying loads and load cases were not up <strong>to</strong> date.<br />

Arguments for a new <strong>scheme</strong>:<br />

• Certification is no longer a <strong>national</strong> business. A <strong>certification</strong> <strong>scheme</strong> based on inter<strong>national</strong> standards gives<br />

worldwide acceptance<br />

• An inter<strong>national</strong> procedures for <strong>certification</strong> of Wind Turbines has been developed (IEC WT01)<br />

• Some procedures and requirements in the old system did not meet the challenges <strong>from</strong> the new MW<br />

turbines<br />

• Offshore installations were not included in the old system<br />

• Project <strong>certification</strong> was not part of the old <strong>scheme</strong><br />

Therefore the new <strong>certification</strong> <strong>scheme</strong> was set up and based on the inter<strong>national</strong> <strong>scheme</strong> as described in IEC WT 01<br />

[5].<br />

Inter<strong>national</strong>ization of the Danish <strong>certification</strong> <strong>scheme</strong><br />

Working groups under Danish Energy Authority compared the old Danish <strong>certification</strong> <strong>scheme</strong> [2] with the “IEC WT<br />

01” [5] and the standards connected <strong>to</strong> two like standards for loads and safety [3], [6] and [7] <strong>to</strong> ensure same safety<br />

level and quality as previously.


This work pointed out some important differences <strong>to</strong> be taken in<strong>to</strong> account as special Danish supplements <strong>to</strong> the<br />

inter<strong>national</strong> standards.<br />

Some of the supplements which have been included:<br />

• Three categories of type <strong>approval</strong> (A, B and C)<br />

• Danish external conditions<br />

• Aerodynamic acting braking system<br />

• Normal safety class. Main components as component class 2 as minimum<br />

• Blade reflection should be specified according <strong>to</strong> DS/ISO 2813<br />

• CE marking<br />

• Lightning protection specified according <strong>to</strong> DS/IEC/TR 61400-24<br />

• Electrical installations according <strong>to</strong> executive order on “High Voltage” 204-1/EN60204-1<br />

• Electrical impact on power network according <strong>to</strong> TF3.2.5 or TF 3.2.6<br />

• Power curve according <strong>to</strong> DS/EN61400/12<br />

• Blade test (static and fatigue). DS/IEC/TS 61400-23<br />

• Manufacturing Evaluation. Certified quality system for construction / manufacturing of WTGs<br />

• Foundation design evaluation<br />

• Power quality measurements<br />

• Acoustic noise measurements<br />

• User manual in Danish<br />

• Installation manual in Danish<br />

The three categories of <strong>certification</strong> A, B and C is seen as necessary in a new <strong>scheme</strong>, covering fully developed<br />

wind turbines as well as wind turbines under development (pro<strong>to</strong>types).<br />

The Danish external conditions are of course essential. As an example a comparison of the roughness classes [3],<br />

which normally are used <strong>to</strong> classify wind in Denmark showed a relationship between these classes and the IEC<br />

wind turbine classes (I <strong>to</strong> IV) and IEC turbulence intensity classes (A and B) as specified in Table 1.<br />

Table 1. Relationship between roughness classes and the IEC wind turbine classes (I <strong>to</strong> IV) and IEC turbulence<br />

intensity classes (A and B). Example: A wind turbine located less than 25 km <strong>from</strong> the North Sea, with a hub height of<br />

100m, at a site classified as roughness class 0, requires an IEC wind turbine class 1 with turbulence class B.<br />

Local installation<br />

at<br />

Hub Height h<br />

(m)<br />

< 25 km <strong>from</strong> the<br />

North Sea<br />

> 25 km <strong>from</strong> the<br />

North Sea<br />

DS roughness class versus IEC wind turbine class and turbulence class<br />

DS roughness class 0 DS roughness class I DS roughness class II<br />

h50 h80 h130<br />

IEC 2B IEC 1B IEC 2B IEC 1B IEC 2A IEC 2B<br />

IEC 2B IEC 2B IEC 3B IEC 2B IEC 3A IEC 2B<br />

Ocean IEC 1B IEC 1B<br />

Aerodynamically acting brakes has always been manda<strong>to</strong>ry in Denmark and this principle is also transferred <strong>to</strong><br />

the new <strong>scheme</strong> as an essential principle in the safety system of the wind turbine.<br />

Evaluation of the foundation design for a “standard foundation” was a manda<strong>to</strong>ry element previously and so also<br />

in the new <strong>scheme</strong>.


Type <strong>certification</strong> according <strong>to</strong> the new <strong>scheme</strong> is based on the requirements in WT 01, chapter 12 and the safety<br />

standards DS/EN 61400-1 and DS/EN 61400-2.<br />

The three <strong>certification</strong> classes are defined. A type <strong>certification</strong> class C is a <strong>certification</strong> of the safety related issues<br />

only and is meant for pro<strong>to</strong>type wind turbines, The validity is up <strong>to</strong> three years where after is has <strong>to</strong> be taken down or<br />

re-certified. Quality and energy conditions are not verified. Certification class A and B is for a type <strong>certification</strong><br />

according <strong>to</strong> IEC WT01 with the Danish addenda, but for a type B it is allowed that some minor issues, not related <strong>to</strong><br />

the safety of the wind turbine, is not documented at the date of issue of the certificate, but has <strong>to</strong> be documented in a<br />

given period there after. The validity of a class A is up <strong>to</strong> five years and for class B is up <strong>to</strong> one year. It is the<br />

intention that a class B <strong>certification</strong> passes in<strong>to</strong> a class A <strong>certification</strong>, when the validity expires.<br />

The Danish <strong>certification</strong> <strong>scheme</strong> based on IEC WT01 and the Danish addenda, gives a <strong>scheme</strong> shown in the figure<br />

below.<br />

The Danish Technical Certification<br />

Scheme for Design, Manufacture<br />

and Installation of Wind Turbines<br />

(valid <strong>from</strong> January 2005)<br />

Class A<br />

IEC WT 01<br />

Valid up <strong>to</strong> 5 years<br />

Class B<br />

IEC WT 01<br />

Non safety related issues may be<br />

documented after issue of certificate<br />

Valid up <strong>to</strong> 1 year<br />

Class C<br />

( IEC WT 01 )<br />

Safety related issues only<br />

Valid up <strong>to</strong> 3 years<br />

Special requirements<br />

• Danish climate/soil conditions<br />

• Aerodynamic acting brake<br />

system<br />

• Normal safety class. Main components<br />

as component class 2<br />

minimum<br />

• Blade reflection specified<br />

• CE marking<br />

• Lightning protection specified<br />

• Electrical installations<br />

• Electrical impact on grid<br />

• Power curve according <strong>to</strong><br />

DS/EN61400/12<br />

• Blade test (static and fatigue)<br />

• Manufacturing Evaluation.<br />

Certified quality system for<br />

construction / manufacturing of<br />

WTGs<br />

• Foundation design evaluation<br />

• Power quality measurements<br />

• Acoustic noise measurements<br />

• User manual in Danish<br />

• Installation manual in Danish<br />

Special requirements<br />

• Danish environmental conditions<br />

• Aerodynamic acting brake<br />

system<br />

• Normal safety class. Main components<br />

as component class 2<br />

minimum<br />

• Blade reflection specified<br />

• CE marking<br />

• Lightning protection specified<br />

• Electrical installations<br />

• Electrical impact on grid<br />

• Power curve according <strong>to</strong><br />

DS/EN61400/12<br />

• Blade test (static and fatigue)<br />

• Manufacturing Evaluation.<br />

Certified quality system for<br />

construction / manufacturing of<br />

WTGs<br />

• Foundation design evaluation<br />

• Power quality measurements<br />

• Acoustic noise measurements<br />

• User manual in Danish<br />

• Installation manual in Danish<br />

Special requirements<br />

• Danish environmental conditions<br />

• Aerodynamic acting brake<br />

system<br />

• Normal safety class. Main components<br />

as component class 2<br />

minimum<br />

• Blade test (static)<br />

• Foundation design evaluation<br />

• User manual<br />

Figure 1 Danish <strong>certification</strong> <strong>scheme</strong> for type <strong>approval</strong> of wind turbines. The <strong>scheme</strong> is based on WT 01 and the<br />

Danish addenda <strong>to</strong> this.<br />

The IEC WT01 elements and the elements which are manda<strong>to</strong>ry in the Danish <strong>scheme</strong> are shown in the figure below.<br />

Design Evaluation<br />

Manda<strong>to</strong>ry<br />

Type Testing<br />

Manda<strong>to</strong>ry<br />

Manufacturing<br />

Evaluation<br />

Manda<strong>to</strong>ry<br />

Foundation Design<br />

Evaluation<br />

Manda<strong>to</strong>ry<br />

Type Characteristic<br />

Measurements<br />

Some parts<br />

manda<strong>to</strong>ry<br />

Final Evaluation Report<br />

Manda<strong>to</strong>ry<br />

Type Certificate<br />

Manda<strong>to</strong>ry<br />

Figure 2 IEC WT 01 elements. In the Danish <strong>scheme</strong> Foundation design evaluation and some type characteristic<br />

measurements are manda<strong>to</strong>ry.


Project <strong>certification</strong> is also a part of the new <strong>scheme</strong> and ensures that a wind turbine with a valid type certificate<br />

with a foundation design matches the external conditions at a specific site.<br />

A Danish project <strong>certification</strong> is shown in the figure below. With a project certificate the local building authority may<br />

judge the technical design requirements of the regulations as being fulfilled.<br />

Type Certificate<br />

Manda<strong>to</strong>ry<br />

Site Assessment<br />

Manda<strong>to</strong>ry<br />

Foundation design<br />

Evaluation<br />

Manda<strong>to</strong>ry<br />

Installation<br />

Evaluation<br />

Some Parts<br />

manda<strong>to</strong>ry<br />

Project Certificate<br />

Manda<strong>to</strong>ry<br />

O&M surveillance<br />

Not manda<strong>to</strong>ry<br />

The new <strong>scheme</strong> has now been implemented for more than a year.<br />

The <strong>certification</strong> bodies now issues Danish “Inter<strong>national</strong>” type certificates based on IEC WT01, with the Danish<br />

addenda.<br />

References<br />

1. Executive order no. 270 of 2 May 1991 on type <strong>certification</strong> and <strong>certification</strong> of wind turbines, Danish<br />

Energy Authority.<br />

2. Technical Criteria for the Danish Approval Scheme for Wind Turbines, April 2000<br />

3. Loads and Safety for Wind Turbines, DS472<br />

4. Executive order no. 1268 of 10 December 2005 on type <strong>certification</strong> and <strong>certification</strong> of wind turbines,<br />

Danish Energy Authority.<br />

5. IEC WT 01, IEC system for conformity testing and <strong>certification</strong> of wind turbine genera<strong>to</strong>r systems – Rules<br />

and procedures<br />

6. IEC61400-1, Wind turbines, Design requirements<br />

7. IEC61400-2, Wind turbines, Design requirements for small wind turbines

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