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Review<br />

<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>:<br />

<strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> a Rapidly<br />

Expand<strong>in</strong>g Field of Research a<br />

Richard Hoogenboom, Ulrich S. Schubert*<br />

The use of microwave irradiation has become a common heat source <strong>in</strong> organic chemistry.<br />

Inspired by this enormous success, the use of microwave irradiation is also <strong>in</strong>creas<strong>in</strong>gly<br />

studied for polymerization reactions. The present review discusses developments <strong>in</strong> this<br />

rapidly grow<strong>in</strong>g field of research. The ma<strong>in</strong> areas <strong>in</strong> which the use of microwave irradiation<br />

has been explored <strong>in</strong> the recent years are step-growth polymerizations, r<strong>in</strong>g- open<strong>in</strong>g polymerizations<br />

as well as radical<br />

polymerizations. These different<br />

areas will be addressed <strong>in</strong><br />

detail, whereby special attention<br />

will be given to observed<br />

improvements result<strong>in</strong>g from<br />

the use of microwave irradiation<br />

as well as the occurrence<br />

of non-thermal effects.<br />

Introduction<br />

The use of microwave irradiation as an alternative heat<br />

source is becom<strong>in</strong>g more and more popular <strong>in</strong> chemistry.<br />

Nowadays, almost all organic and pharmaceutical chemical<br />

laboratories are equipped with microwave synthesizers.<br />

[1–4] <strong>Microwave</strong> ovens ma<strong>in</strong>ly owe their popularity to<br />

the often observed enhanced reaction rates. Nevertheless,<br />

these enhanced reaction rates can be often expla<strong>in</strong>ed by<br />

R. Hoogenboom, U. S. Schubert<br />

Laboratory of Macromolecular Chemistry and Nanoscience,<br />

E<strong>in</strong>dhoven University of Technology and Dutch <strong>Polymer</strong> Institute<br />

(DPI), Den Dolech 2, E<strong>in</strong>dhoven 5600 MB, The Netherlands<br />

Fax: þ31 40 247 4786; E-mail: u.s.schubert@tue.nl<br />

a For a review on earlier literature, see Part I: Macromol. Rapid<br />

Commun. 2004, 25, 1739.<br />

the <strong>in</strong>creased reaction temperatures that are allowed by<br />

the use of closed (pressurized) reactors. The use of such<br />

closed reaction vials has opened a completely unexplored<br />

area of high-temperature chemistry under microwave<br />

irradiation. The closed reaction vessels are also exploited to<br />

replace high-boil<strong>in</strong>g solvents by low-boil<strong>in</strong>g solvents,<br />

which simplifies product isolation. In addition, the direct<br />

heat<strong>in</strong>g of molecules under microwave irradiation leads to<br />

very fast and homogeneous heat<strong>in</strong>g that has resulted <strong>in</strong><br />

the reduction of side reactions, cleaner products, and<br />

higher yields. <strong>Microwave</strong> heat<strong>in</strong>g is based on dielectric<br />

heat<strong>in</strong>g; i.e., molecules exhibit<strong>in</strong>g a permanent dipole<br />

moment will try to align to the applied electromagnetic<br />

field result<strong>in</strong>g <strong>in</strong> rotation, friction, and collision of molecules<br />

and, thus, <strong>in</strong> heat generation. As a result, the heat<strong>in</strong>g<br />

rate and efficiency of microwave heat<strong>in</strong>g strongly depends<br />

on the dielectric properties and the relaxation times of the<br />

368<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

ß 2007 WILEY-VCH Verlag GmbH & Co. KGaA, We<strong>in</strong>heim<br />

DOI: 10.1002/marc.200600749


<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

reaction mixture, whereby the use of good microwave<br />

absorb<strong>in</strong>g solvents results <strong>in</strong> very fast heat<strong>in</strong>g. [5] Besides<br />

the advantages of fast and homogeneous heat<strong>in</strong>g as well<br />

as the possible high-temperature chemistry, non-thermal<br />

microwave effects due to specific heat<strong>in</strong>g of polar <strong>in</strong>termediates<br />

have been observed, e.g., lead<strong>in</strong>g to modified<br />

Richard Hoogenboom was born <strong>in</strong> 1978 <strong>in</strong> Rotterdam<br />

(The Netherlands). In 2001 he obta<strong>in</strong>ed<br />

his M.Sc. degree <strong>in</strong> chemical eng<strong>in</strong>eer<strong>in</strong>g at the<br />

E<strong>in</strong>dhoven University of Technology, whereby his<br />

undergraduate research was performed <strong>in</strong> the<br />

group of Bert Meijer (E<strong>in</strong>dhoven, The Netherlands).<br />

Dur<strong>in</strong>g the studies, he performed an <strong>in</strong>ternship<br />

with<strong>in</strong> the group of Andrew Holmes (Cambridge,<br />

United K<strong>in</strong>gdom). In 2005, he obta<strong>in</strong>ed his Ph.D.<br />

under supervision of Ulrich S. Schubert (E<strong>in</strong>dhoven,<br />

The Netherlands) focus<strong>in</strong>g on supramolecular<br />

<strong>in</strong>itiators for controlled polymerization<br />

techniques, automated parallel synthesis of<br />

well-def<strong>in</strong>ed polymers and microwave irradiation<br />

<strong>in</strong> polymer chemistry. Currently, he is work<strong>in</strong>g<br />

as project leader for the Dutch <strong>Polymer</strong><br />

Institute (DPI) with a major focus on the use<br />

of high-throughput experimentation and microwave<br />

irradiation for liv<strong>in</strong>g/controlled polymerization<br />

techniques.<br />

Ulrich S. Schubert was born <strong>in</strong> Tüb<strong>in</strong>gen <strong>in</strong> 1969.<br />

He studied chemistry at the Universities of Frankfurt<br />

and Bayreuth (both Germany) and the Virg<strong>in</strong>ia<br />

Commonwealth University, Richmond (USA).<br />

His Ph.D. work was performed under the supervision<br />

of Professor Eisenbach (Bayreuth, Germany)<br />

and Professor Newkome (Florida, USA). In 1995 he<br />

obta<strong>in</strong>ed his doctorate with Prof. Eisenbach. After<br />

a postdoctoral tra<strong>in</strong><strong>in</strong>g with Professor Lehn at the<br />

Université Strasbourg (France) he moved to the<br />

Technische Universität München (Germany) to<br />

obta<strong>in</strong> his habilitation <strong>in</strong> 1999 (with Professor<br />

Nuyken). From 1999 to spr<strong>in</strong>g 2000 he held a<br />

temporal position as a professor at the Center<br />

for NanoScience at the Universität München<br />

(Germany). S<strong>in</strong>ce Summer 2000 he is Full-<br />

Professor at the E<strong>in</strong>dhoven University of Technology<br />

(Chair for Macromolecular Chemistry and<br />

Nanoscience). From 2003 on he is member of<br />

the management team of the Dutch <strong>Polymer</strong><br />

Institute. His awards <strong>in</strong>clude the Bayerischen<br />

Habilitations-Förderpreis, the Habilitandenpreis<br />

of the GDCh (Makromolekulare Chemie), the<br />

Heisenberg-Stipendium of the DFG, the Dozenten-<br />

Stipendium of the Fonds der Chemischen Industrie<br />

and a VICI award of NWO. The major focus of<br />

the research <strong>in</strong>terest of his relates to organic<br />

heterocyclic chemistry, supramolecular materials,<br />

comb<strong>in</strong>atorial material research, nanoscience and<br />

tailor-made macromolecules.<br />

selectivities and enabl<strong>in</strong>g reactions that cannot be performed<br />

with thermal heat<strong>in</strong>g. [6] These non-thermal microwave<br />

effects are thought to arise from specific microwave<br />

absorption by polar components of a reaction mak<strong>in</strong>g<br />

them more reactive under microwave irradiation when<br />

compared to thermal heat<strong>in</strong>g.<br />

The use of microwave irradiation <strong>in</strong> polymer chemistry<br />

is an emerg<strong>in</strong>g field of research that we reviewed <strong>in</strong><br />

2004. [7] Up to that moment, many <strong>in</strong>vestigations of<br />

microwave-assisted polymerizations were conducted <strong>in</strong><br />

domestic microwave ovens mak<strong>in</strong>g the reproducibility<br />

and safety of the experiments doubtful due to <strong>in</strong>sufficient<br />

temperature control. However, the development of commercial<br />

microwave synthesizers with excellent temperature<br />

control significantly improved the reliability of the<br />

reported microwave-assisted polymerizations. As a result,<br />

the number of publications on microwave-assisted polymerizations<br />

per year has shown a rapid expansion<br />

(Figure 1). [8] In fact, a similar figure <strong>in</strong> the previous review<br />

showed maximum 90 publications per year, which almost<br />

doubled <strong>in</strong> the last two years.<br />

In the current review, the progress <strong>in</strong> the field of<br />

microwave-assisted polymer synthesis s<strong>in</strong>ce the previous<br />

review will be discussed with a ma<strong>in</strong> focus on step-growth<br />

polymerizations, r<strong>in</strong>g-open<strong>in</strong>g polymerization, and (controlled)<br />

radical polymerizations. Special attention will be<br />

given to the occurrence of non-thermal microwave effects,<br />

which is still a controversial topic.<br />

Step-Growth <strong>Polymer</strong>ization<br />

Step-growth polymerizations are based on the coupl<strong>in</strong>g of<br />

two multifunctional, mostly bifunctional, monomers.<br />

The result<strong>in</strong>g coupled product also conta<strong>in</strong>s the functional<br />

groups and thus reacts <strong>in</strong> the same manner as the<br />

Figure 1. Number of publications on microwave-assisted<br />

polymerizations per year. [8]<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

ß 2007 WILEY-VCH Verlag GmbH & Co. KGaA, We<strong>in</strong>heim www.mrc-journal.de 369


R. Hoogenboom, U. S. Schubert<br />

monomer eventually lead<strong>in</strong>g to polymeric materials. The<br />

most studied step-growth polymerization methods are<br />

better known as polycondensations due to the release of<br />

water dur<strong>in</strong>g the coupl<strong>in</strong>g reactions.<br />

In this section, microwave-assisted step-growth polymerizations<br />

are discussed start<strong>in</strong>g with polyamides, polyimides,<br />

and poly(amide-imide)s, which are the most<br />

studied class of step-growth polymerizations under microwave<br />

irradiation. Nevertheless, polymerization via C–C<br />

coupl<strong>in</strong>g reactions result<strong>in</strong>g <strong>in</strong> conjugated polymers is<br />

becom<strong>in</strong>g more popular under microwave irradiation and<br />

will be discussed as well. The f<strong>in</strong>al part of this section deals<br />

with other step-growth polymerization reactions <strong>in</strong>clud<strong>in</strong>g<br />

the synthesis of polyethers, polyesters, and polyurethanes.<br />

Polyamides, Polyimides, and Poly(amide-imide)s<br />

L<strong>in</strong>ear aromatic polyamides, polyimides, and poly(amideimide)s<br />

exhibit excellent thermal, mechanical, and chemical<br />

stabilities. As a result, these materials are often used<br />

<strong>in</strong> high-performance applications. However, the rigid<br />

structure of these materials makes them hardly soluble<br />

<strong>in</strong> organic solvents and, therefore, the use of hightemperature<br />

microwave-assisted polymerization procedures<br />

might be advantageous.<br />

The use of microwave irradiation for the synthesis of<br />

poly(aspartic acid) start<strong>in</strong>g from maleic anhydride was<br />

<strong>in</strong>vestigated by Pielichowski et al. [9] This multistep procedure<br />

<strong>in</strong>cludes hydrolysis of the maleic anhydride,<br />

condensation with ammonium hydroxide followed by<br />

polycondensation result<strong>in</strong>g <strong>in</strong> poly(anhydroaspartic acid).<br />

Subsequent room temperature hydrolysis yielded the<br />

desired poly(aspartic acid). It was claimed that the use<br />

of microwave irradiation (multimode microwave reactor)<br />

accelerated the process by a factor of ten without <strong>in</strong>fluenc<strong>in</strong>g<br />

the yield. Faghihi and Hagibeygi have used a<br />

microwave-assisted polymerization method (domestic<br />

microwave) for the synthesis of polyamides conta<strong>in</strong><strong>in</strong>g<br />

azo-benzene moieties. [10] 4,4 0 -Azobenzoyl chloride was<br />

reacted with eight different 5,5 0 -disubstituted hydanto<strong>in</strong><br />

derivatives as depicted <strong>in</strong> Scheme 1(a). The hydanto<strong>in</strong><br />

moieties improved the solubility of the result<strong>in</strong>g polyamides<br />

while the high thermal stability of the material<br />

was reta<strong>in</strong>ed. The authors claimed higher yields and<br />

efficiencies for the microwave-assisted polymerization<br />

procedure <strong>in</strong> o-cresol compared to a standard polymerization<br />

method with conventional heat<strong>in</strong>g <strong>in</strong> N,Ndimethylacetamide<br />

(DMAc) or bulk. In a similar work,<br />

Loupy et al. reported the microwave-assisted synthesis<br />

(monomode microwave reactor) of chiral polyamides by<br />

the step-growth polymerization of diphenylam<strong>in</strong>oisosorbide<br />

with several diacyl chlorides as depicted <strong>in</strong><br />

Scheme 1(b). [11] <strong>Microwave</strong>-assisted polymerizations <strong>in</strong><br />

the presence of N-methylpyrrolidone led to faster polymerizations<br />

and higher molecular weight products when<br />

compared to standard polymerization methods (however,<br />

no direct comparison between microwave and thermal<br />

heat<strong>in</strong>g was reported). The N-methylpyrrolidone <strong>in</strong> the<br />

microwave polymerization procedure was required to<br />

<strong>in</strong>duce effective homogeneous heat<strong>in</strong>g of the monomers<br />

and the formed polymers. Lu and coworkers used microwave<br />

irradiation for the step-growth polymerization of<br />

Scheme 1. Polyamides (a and b) and polyimide (c) prepared via microwave-assisted step-growth polymerizations: (a) Polyamide synthesis<br />

from 4,4 0 -azobenzoyl chloride and substituted hydanto<strong>in</strong>s; (b) preparation of polyamides from diphenylam<strong>in</strong>oisosorbide with several diacyl<br />

chloride; (c) polyimide synthesis from benzophenone tetracarboxylic dianhydride and p-phenylene diisocyanate.<br />

370<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

ß 2007 WILEY-VCH Verlag GmbH & Co. KGaA, We<strong>in</strong>heim<br />

DOI: 10.1002/marc.200600749


<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

benzoguanam<strong>in</strong>e and pyromellitic anhydride result<strong>in</strong>g <strong>in</strong><br />

the formation of the p-p conjugated poly(amic acid). [12]<br />

Although the polymer was synthesized under microwave<br />

irradiation, no comparison was made to thermal heat<strong>in</strong>g.<br />

The side cha<strong>in</strong>s of the result<strong>in</strong>g poly(amic acid) were<br />

further functionalized us<strong>in</strong>g both azo as well as isocyanate<br />

coupl<strong>in</strong>g procedures at moderate temperatures (no microwave<br />

irradiation) to study the <strong>in</strong>fluence on the fluorescence<br />

and non-l<strong>in</strong>ear optical properties of the materials.<br />

Direct synthesis of polyimides via the step-growth<br />

polymerization of isocyanates and anhydrides under<br />

microwave irradiation was reported by Yeganeh et al. [13]<br />

The polymerizations were performed <strong>in</strong> a closed Teflon<br />

mold <strong>in</strong>side a domestic microwave oven. The feasibility of<br />

this approach was first demonstrated by the model<br />

reaction of phthalic anhydride with p-phenylene diisocyanate<br />

followed by the model polymerization of benzophenone<br />

tetracarboxylic dianhydride and p-phenylene<br />

diisocyanate [Scheme 1(c)]. The effects of microwave<br />

power, solvent amount, reaction time, and catalyst were<br />

optimized for this model polymerization reaction. Subsequently,<br />

the optimal microwave-assisted polymerization<br />

procedure was applied for the synthesis of novel<br />

polyimides.<br />

Most of the recent <strong>in</strong>vestigations on microwave-assisted<br />

polycondensations have been performed on the synthesis<br />

of poly(amide-imides). The reported polymerizations were<br />

all performed us<strong>in</strong>g domestic microwave ovens. The<br />

monomers were placed and ground <strong>in</strong> a porcela<strong>in</strong> dish.<br />

After the addition of a small amount of o-cresol, the mixture<br />

was ground aga<strong>in</strong> followed by microwave heat<strong>in</strong>g.<br />

The microwave-assisted synthesis of a series of optically<br />

active poly(amide-imides), <strong>in</strong> which the chirality resulted<br />

from the <strong>in</strong>corporation of am<strong>in</strong>o acids, was reported by<br />

Faghihi et al. [14–16] N,N 0 -(pyromellitoyl)-bis(am<strong>in</strong>o acid<br />

chloride)s were reacted with eight hydanto<strong>in</strong> derivatives<br />

as depicted <strong>in</strong> Scheme 2(a). The polycondensations<br />

proceeded rapidly compared to the conventional polymerization<br />

method under thermal heat<strong>in</strong>g and was<br />

completed with<strong>in</strong> 10 m<strong>in</strong>. Nevertheless, the occurrence<br />

of non-thermal microwave effects was not <strong>in</strong>vestigated<br />

and no direct comparison between the different heat<br />

sources was made. To provide the optical activity,<br />

L-leuc<strong>in</strong>e, L-val<strong>in</strong>e, or L-alan<strong>in</strong>e were <strong>in</strong>corporated as am<strong>in</strong>o<br />

acids. The result<strong>in</strong>g poly(amide-imide)s might, e.g., be<br />

suitable as column material for the separation of<br />

enantiomeric mixtures. Similarly, Faghihi and Hajibeygi<br />

reported the polycondensation reaction of N,N 0 -(4,4 0 -<br />

diphenyl ether) bistrimellitimide diacid chloride with<br />

the same hydanto<strong>in</strong> derivatives under microwave irradiation.<br />

[17] The <strong>in</strong>creased solubility of the result<strong>in</strong>g<br />

poly(amide-imide)s could be the basis for a novel class<br />

of processable high-performance plastics. Mallakpour and<br />

Kowsari <strong>in</strong>vestigated the synthesis of optically active<br />

poly(amide-imide)s by the polycondensation of N,N 0 -(4,<br />

4 0 -oxydiphthaloyl)-bis(am<strong>in</strong>o acid chloride)s (am<strong>in</strong>o acids<br />

used are L-leuc<strong>in</strong>e, L-val<strong>in</strong>e, and L-isoleuc<strong>in</strong>e) and aromatic<br />

diam<strong>in</strong>es under microwave irradiation [Scheme 2(b)]. [18–20]<br />

It was demonstrated that comparable polymers can be<br />

obta<strong>in</strong>ed under both microwave and thermal heat<strong>in</strong>g<br />

(different procedures), although shorter reaction times<br />

were required when us<strong>in</strong>g microwave irradiation.<br />

The result<strong>in</strong>g optically active polymers were readily soluble<br />

<strong>in</strong> organic solvents and exhibited good thermal<br />

stability. Similarly, Mallakpour and Shahmohammadi<br />

replaced the central N,N 0 -(4,4 0 -oxydiphthaloyl) group by<br />

Scheme 2. Poly(amide-imide)s that were synthesized under microwave irradiation: (a) Reaction of N,N 0 -(pyromellitoyl)-bis(am<strong>in</strong>o acid<br />

chloride)s with hydanto<strong>in</strong>; (b) copolymerization of N,N 0 -(4,4 0 -oxydiphthaloyl)-bis(am<strong>in</strong>o acid chloride)s with aromatic diam<strong>in</strong>es; (c)<br />

synthesis of flame-retardant polymers based on N,N 0 -(3,3 0 -diphenylphenylphosph<strong>in</strong>e oxide) bistrimellitimide and aromatic diam<strong>in</strong>es.<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

ß 2007 WILEY-VCH Verlag GmbH & Co. KGaA, We<strong>in</strong>heim www.mrc-journal.de 371


R. Hoogenboom, U. S. Schubert<br />

N,N 0 -(pyromellitoyl), [21] N,N 0 -(4,4 0 -sulfone-diphthaloyl), [22] or<br />

N,N 0 -(4,4 0 -hexafluoroisopropylidenediphthaloyl) [23] groups<br />

result<strong>in</strong>g <strong>in</strong> novel classes of optically active poly(amideimide)s,<br />

whereby the latter synthesis was also performed <strong>in</strong><br />

the presence of ionic liquids to improve the microwave<br />

absorption. More recently, Faghihi and Zamani reported the<br />

microwave-assisted synthesis of phosph<strong>in</strong>e-conta<strong>in</strong><strong>in</strong>g<br />

poly(amide-imide)s that exhibit flame-retardant properties.<br />

[24] N,N 0 -(3,3 0 -diphenylphenyl phosph<strong>in</strong>e oxide) bistrimellitimide<br />

diacid chloride and a variety of aromatic<br />

diam<strong>in</strong>es were polymerized result<strong>in</strong>g <strong>in</strong> processable polymers<br />

with excellent thermal stability as well as flame<br />

retardancy [Scheme 2(c)]. In related research, Faghihi and<br />

coworkers prepared poly(amide-imide)s under microwave<br />

irradiation from N,N 0 -(4,4 0 -diphenyl ether) bis(trimellitimido)<br />

[25] or N,N 0 -(pyromellitoyl)-bis-L-alan<strong>in</strong>e [26] diacid<br />

chlorides with a variety of tetrahydropyrimid<strong>in</strong>ones and<br />

tetrahydro-2- thioxopyrimid<strong>in</strong>es.<br />

All previously discussed examples of poly(amideimide)s<br />

were based on symmetrical monomer units. In<br />

contrast, Mallakpour and Kowsari reported the synthesis<br />

of non-symmetrical acid chlorides derived from epiclon<br />

and L-isoleuc<strong>in</strong>e, [27] L-methion<strong>in</strong>e, [28] or L-val<strong>in</strong>e. [29]<br />

These optically active acid chlorides were subsequently<br />

polymerized with different aromatic diam<strong>in</strong>es under<br />

microwave irradiation as depicted <strong>in</strong> Scheme 3(a). The<br />

comb<strong>in</strong>ation of both aromatic and aliphatic spacers <strong>in</strong><br />

poly(amide-imide)s was <strong>in</strong>vestigated by Mallakpour and<br />

Rafiemanzelat. [30] An asymmetric optically active diacid<br />

based on N-trimellitylimido-L-val<strong>in</strong>e was reacted with<br />

different (aliphatic) diisocyanates result<strong>in</strong>g <strong>in</strong> the correspond<strong>in</strong>g<br />

optically active poly(amide-imide)s as depicted<br />

<strong>in</strong> Scheme 3(b). The result<strong>in</strong>g polymers were used to study<br />

structure-property relationships and it was found that the<br />

<strong>in</strong>corporation of flexible spacer units improved the<br />

solubility of the materials but did not negatively <strong>in</strong>fluence<br />

the thermal stability. A similar N-trimellitylimido-Lleuc<strong>in</strong>e<br />

diacid chloride was reacted with eight different<br />

hydanto<strong>in</strong> derivatives yield<strong>in</strong>g the correspond<strong>in</strong>g<br />

optically active poly(amide-imide)s. [31] The L-val<strong>in</strong>ebased<br />

asymmetric diacid central unit was used for the<br />

microwave-assisted preparation of poly(amide-imideurethane)s.<br />

[32,33] The diacid and poly(ethylene glycol diol)s<br />

were copolymerized us<strong>in</strong>g 4,4 0 -methylene-bis(4-phenylisocyanate)<br />

as coupl<strong>in</strong>g agent <strong>in</strong> a one-step [32] or twostep<br />

[33] procedure [Scheme 3(c)]. For the two-step procedure,<br />

the diisocyanate was first reacted with the diol or the<br />

diacid and subsequently with the other reagent. It was<br />

found that the properties of the polymers could be <strong>in</strong>fluenced<br />

by changes <strong>in</strong> catalyst, microwave power, irradiation<br />

time as well as the molecular weight of the utilized<br />

poly(ethylene glycol). The result<strong>in</strong>g thermoplastic<br />

poly(amide-imide-urethane)s revealed good thermal stability<br />

and phase mix<strong>in</strong>g. The thermal stability of these<br />

Scheme 3. <strong>Synthesis</strong> of poly(amide-imide)s conta<strong>in</strong><strong>in</strong>g asymmetric build<strong>in</strong>g blocks: (a) Reaction of a non-symmetrical acid chloride derived<br />

from epiclon and am<strong>in</strong>o acids with aromatic diam<strong>in</strong>es; (b) Copolymerization of N-trimellitylimido-L-val<strong>in</strong>e diacid with diisocyanates; (c)<br />

synthesis of poly(amide-imide-urethane)s based on N-trimellitylimido-L-val<strong>in</strong>e diacid, poly(ethylene glycol) and 4, 4 0 -methylene- bis(4-<br />

phenylisocyanate).<br />

372<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

ß 2007 WILEY-VCH Verlag GmbH & Co. KGaA, We<strong>in</strong>heim<br />

DOI: 10.1002/marc.200600749


<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

polymers improved significantly compared to conventional<br />

poly(urethanes).<br />

<strong>Polymer</strong>izations via C–C Coupl<strong>in</strong>g Reactions<br />

C–C coupl<strong>in</strong>g procedures are often applied for step-growth<br />

polymerization result<strong>in</strong>g <strong>in</strong> conjugated polymers that can<br />

be applied <strong>in</strong>, e.g., light-emitt<strong>in</strong>g diodes, solar cells, and<br />

organic field effect transistors. [34–36] These C–C coupl<strong>in</strong>g<br />

procedures are often based on metal catalysis which might<br />

benefit from microwave irradiation by specific absorption<br />

of the metal ions.<br />

Khan and Hecht <strong>in</strong>vestigated the palladium-catalyzed<br />

synthesis of poly(m-phenyleneethynylene)s under both<br />

thermal heat<strong>in</strong>g and microwave heat<strong>in</strong>g (multimode<br />

microwave reactor). [37] A novel synthetic method was<br />

developed <strong>in</strong> which both deprotection and polymerization<br />

of AB 0 monomers or AA and BB 0 monomers were<br />

performed simultaneously result<strong>in</strong>g <strong>in</strong> defect-free polymer<br />

structures as depicted <strong>in</strong> Scheme 4(a). It was found<br />

that the microwave-assisted polymerization was comparable<br />

with thermal heat<strong>in</strong>g <strong>in</strong> toluene, which was ascribed<br />

to the low dipole moment of the solvent. When the solvent<br />

was changed to acetonitrile, the polymerization under<br />

microwave irradiation resulted <strong>in</strong> higher polymerization<br />

rates as well as higher molecular weight polymers,<br />

whereby the microwave-polymerizations were performed<br />

under different conditions. Tierney and coworkers <strong>in</strong>vestigated<br />

the synthesis of polythiophenes via Stille-type<br />

cross-coupl<strong>in</strong>g [Scheme 4(b)] <strong>in</strong> a monomode microwave<br />

reactor. [38] Soluble semi-conduct<strong>in</strong>g polythiophenes were<br />

obta<strong>in</strong>ed us<strong>in</strong>g both thermal and microwave heat<strong>in</strong>g.<br />

However, it was claimed that the microwave-assisted<br />

Scheme 4. <strong>Microwave</strong>-assisted polymerizations via C–C coupl<strong>in</strong>g procedures. (a) Palladium-catalyzed synthesis of poly(m-phenyleneethynylene)s;<br />

(b) Stille-type synthesis of polythiophene; (c) synthesis of poly(phenylenev<strong>in</strong>ylene) via Heck coupl<strong>in</strong>g; (d) Ni(0)-mediated copolymerization<br />

of dibromofluorene with a dichloro plat<strong>in</strong>um-salen complex.<br />

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R. Hoogenboom, U. S. Schubert<br />

polymerization method yielded higher molecular weight<br />

polymers and slightly lower polydispersity <strong>in</strong>dices,<br />

whereby the direct comparison was performed at different<br />

polymerization temperatures. The Suzuki C–C coupl<strong>in</strong>g<br />

method was <strong>in</strong>vestigated under microwave irradiation<br />

(monomode microwave reactor) by Scherf et al. [39]<br />

Three differently substituted naphthalene boronic ester<br />

monomers were coupled to 4,4 0 -didecyl-2 0 ,5 0 - dibromoterephthalophenone<br />

us<strong>in</strong>g a palladium catalyst. The polymerization<br />

of the less sterically h<strong>in</strong>dered 2,6-diboronic<br />

ester naphthalene under both microwave irradiation and<br />

thermal heat<strong>in</strong>g gave similar results. However, the more<br />

sterically h<strong>in</strong>dered 1,5-diboronic ester naphthalenes could<br />

not be polymerized us<strong>in</strong>g conventional heat<strong>in</strong>g, but the<br />

use of microwave irradiation allowed their polymerization.<br />

All result<strong>in</strong>g conjugated polymers served as precursors<br />

for the formation of ladder-type polymers, which<br />

have desirable optical and emitt<strong>in</strong>g properties. Another<br />

palladium-catalyzed C–C coupl<strong>in</strong>g procedure, namely the<br />

Heck reaction, was studied for the formation of conjugated<br />

polymers under both microwave (monomode microwave<br />

reactor) and thermal heat<strong>in</strong>g by Ritter and coworkers. [40] The<br />

copolymerization of div<strong>in</strong>ylbenzene and 1,4-diiodo-2,5-<br />

dibutoxybenzene [Scheme 4(c)] was studied <strong>in</strong> reflux<strong>in</strong>g<br />

dioxane to ensure the same polymerization temperature <strong>in</strong><br />

both open vessel reactions. This direct comparison revealed<br />

a slight acceleration of the polymerization under microwave<br />

irradiation. In addition, the molecular weight of the<br />

result<strong>in</strong>g poly(2,5-dibutoxy-1, 4-phenylenev<strong>in</strong>ylene) was<br />

also a little higher when microwave irradiation was applied<br />

as heat source.<br />

The previous examples were all based on C–C coupl<strong>in</strong>g<br />

reactions that require two different functional groups. On<br />

the contrary, Ni(0)-catalyzed coupl<strong>in</strong>g reactions can be<br />

used for homocoupl<strong>in</strong>g reactions. Yamamoto and coworkers<br />

used a Ni(0) catalyzed polymerization procedure for<br />

the synthesis of poly(pyraz<strong>in</strong>e-2,5-diyl) start<strong>in</strong>g from<br />

2,5-dibromopyraz<strong>in</strong>e. [41] The thermal polymerization<br />

required 2 d polymerization time, while the microwaveassisted<br />

procedure was f<strong>in</strong>ished with<strong>in</strong> 10 m<strong>in</strong>. Unfortunately,<br />

no temperature was given for the microwave<br />

procedure and, thus, it is not clear whether the observed<br />

acceleration is due to thermal or microwave effects.<br />

Nevertheless, the polymer obta<strong>in</strong>ed under microwave<br />

irradiation had a higher molecular weight. Carter et al.<br />

reported the use of a Ni(0) catalyzed C–C coupl<strong>in</strong>g for<br />

the synthesis of poly(biphenylmethylene)s start<strong>in</strong>g from<br />

bistriflate monomers under microwave irradiation (monomode<br />

microwave reactor). [42] It was demonstrated that the<br />

polymerization could be performed us<strong>in</strong>g both thermal<br />

and microwave heat<strong>in</strong>g, whereby no significant differences<br />

were observed <strong>in</strong> the result<strong>in</strong>g polymers. Nevertheless,<br />

the microwave-assisted polymerizations were<br />

performed for only 10 m<strong>in</strong> at 200 8C, whereas the conventional<br />

polymerizations were performed for 16–24 h at<br />

80 8C. Surpris<strong>in</strong>gly, endcapp<strong>in</strong>g the polymerization by the<br />

presence of 4-bromostyrene could also be performed at<br />

200 8C under microwave heat<strong>in</strong>g without coupl<strong>in</strong>g or<br />

degradation of the v<strong>in</strong>yl groups. The Ni(0)-mediated<br />

polymerization procedure was also applied by Scherf<br />

and coworkers for the synthesis of polyfluorenes<br />

with electrophosphorescent plat<strong>in</strong>um-salen chromophores<br />

[Scheme 4(d)]. [43] The polymerization required<br />

3 d under thermal heat<strong>in</strong>g <strong>in</strong> tetrahydrofuran (THF)<br />

at 80 8C and could be accelerated down to 12 m<strong>in</strong><br />

under microwave irradiation at 115 or 220 8C <strong>in</strong> THF of<br />

a mixture of N,N-dimethylformamide (DMF) and toluene,<br />

respectively. The result<strong>in</strong>g copolymers revealed high<br />

electrolum<strong>in</strong>escence efficiencies due to energy transfer<br />

from the polyfluorene to the salen complex.<br />

Other Step-Growth <strong>Polymer</strong>izations<br />

Besides poly(amide-imide)s and conjugated polymers,<br />

several other polymers have been prepared us<strong>in</strong>g stepgrowth<br />

polymerization mechanisms under microwave<br />

irradiation <strong>in</strong> the last couple of years.<br />

The synthesis of biodegradable aliphatic polyesters was<br />

<strong>in</strong>vestigated under microwave irradiation (monomode<br />

microwave reactor) by Nagahata and coworkers. [44] Direct<br />

polycondensation of succ<strong>in</strong>ic acid and butanediol was<br />

<strong>in</strong>vestigated <strong>in</strong> the presence of a stannyl catalyst<br />

[Scheme 5(a)]. The polymerization conditions were <strong>in</strong>vestigated<br />

<strong>in</strong> detail, whereby the (absence of) solvent, catalyst<br />

concentration, polymerization temperature, stoichiometry,<br />

and reaction time were varied. The optimal polymerization<br />

conditions were also tested <strong>in</strong> a conventionally<br />

heated reaction demonstrat<strong>in</strong>g a much lower polymerization<br />

rate compared to the microwave-assisted polymerization<br />

method. The authors speculate that the ten-fold<br />

acceleration under microwave irradiation might be due to<br />

specific microwave absorption by the released water<br />

molecules lead<strong>in</strong>g to quicker evaporation of the water and<br />

thus a shift <strong>in</strong> equilibrium towards the polymer. Chatti<br />

et al. <strong>in</strong>vestigated the synthesis of poly(ether-ester)s from<br />

an isosorbide-based aliphatic diol and two different diacid<br />

chlorides under microwave irradiation (monomode microwave<br />

reactor). [45] The used isosorbide-based material is an<br />

<strong>in</strong>terest<strong>in</strong>g build<strong>in</strong>g block for polymer structures because<br />

it represents a renewable resource. The bulk polymerizations<br />

revealed a remarkable acceleration under microwave<br />

irradiation compared to thermal heat<strong>in</strong>g under the same<br />

conditions that was ascribed to the enhanced polarity of<br />

the transition state dur<strong>in</strong>g the ester formation. In addition,<br />

it was found that the microwave-assisted polymerization<br />

procedure gave less degradation at longer reaction times<br />

(8 h) compared to conventional heat<strong>in</strong>g. The synthesis of<br />

374<br />

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DOI: 10.1002/marc.200600749


<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

Scheme 5. Examples of other polycondensations: (a) Polyester synthesis from succ<strong>in</strong>ic acid and butanediol; (b) polycondensation<br />

of dimethylhydrogen phosphonate and poly(ethylene glycol) result<strong>in</strong>g <strong>in</strong> poly(alkylene hydrogen phosphonate); (c) poly(urea) or<br />

poly(thiourea) synthesis.<br />

poly(ether)s from trichlorophenol was <strong>in</strong>vestigated under<br />

microwave irradiation by Kisakuerek and coworkers<br />

(domestic microwave oven). [46] Surpris<strong>in</strong>gly, it was found<br />

that, depend<strong>in</strong>g on the microwave irradiation and polymerization<br />

time, a conjugated polymer was formed next to<br />

the expected poly(dichlorophenylene oxide). Moreover, the<br />

<strong>in</strong>duction period of the polymerization was shorter under<br />

microwave irradiation compared to conventional heat<strong>in</strong>g.<br />

Troev and coworkers reported the step-growth polymerization<br />

of dimethyl hydrogen phosphonate with poly(ethylene<br />

glycol) result<strong>in</strong>g <strong>in</strong> biodegradable poly(alkylene<br />

hydrogen phosphonate) [Scheme 5(b)]. [47] Thermal and<br />

microwave heat<strong>in</strong>g both resulted <strong>in</strong> comparable polymers,<br />

whereby the microwave polymerization was performed<br />

for 55 m<strong>in</strong> at 140–180 8C and the thermal polymerization<br />

for 9.5 h at 130–140 8C. However, the higher temperatures<br />

used for the microwave polymerization could not be<br />

applied <strong>in</strong> the thermal polymerization process due to<br />

thermal degradation of the dimethyl hydrogen phosphonate.<br />

The syntheses of poly(urea)s and poly(thiourea)s<br />

from the polycondensation of urea or thiourea with a<br />

series of diam<strong>in</strong>es and a catalytic amount of p-toluenesulfonic<br />

acid were studied under microwave irradiation<br />

(domestic microwave oven) by Banihashemi et al.<br />

[Scheme 5(c)]. [48] The solvent, microwave power as well<br />

as the polymerization time were optimized for the microwave-assisted<br />

polymerizations. Even though no comparison<br />

was made with thermal heat<strong>in</strong>g, the authors concluded<br />

that microwave irradiation is a fast and efficient<br />

method for such polymerizations.<br />

R<strong>in</strong>g-Open<strong>in</strong>g <strong>Polymer</strong>izations<br />

<strong>Polymer</strong>ization of cyclic monomers is a popular approach<br />

for the synthesis of polymers, because these r<strong>in</strong>g-open<strong>in</strong>g<br />

polymerizations do not suffer from equilibria between the<br />

polymer with elim<strong>in</strong>ation products and the monomers<br />

that often limit the atta<strong>in</strong>able molecular weights <strong>in</strong><br />

polycondensations. As a result, r<strong>in</strong>g-open<strong>in</strong>g polymerization<br />

methods allow easier preparation of high-molecular<br />

weight polymers. In addition, a variety of r<strong>in</strong>g-open<strong>in</strong>g<br />

polymerizations can be performed via controlled/liv<strong>in</strong>g<br />

polymerization mechanisms that allow the formation of<br />

well-def<strong>in</strong>ed (co)polymers. In the field of microwave-assisted<br />

polymerizations, the ma<strong>in</strong> focus has been on<br />

the r<strong>in</strong>g-open<strong>in</strong>g polymerization of cyclic esters as well as<br />

the liv<strong>in</strong>g cationic r<strong>in</strong>g-open<strong>in</strong>g polymerization of<br />

2-oxazol<strong>in</strong>es that will be discussed <strong>in</strong> the follow<strong>in</strong>g<br />

sections.<br />

Aliphatic Polyesters<br />

R<strong>in</strong>g-open<strong>in</strong>g polymerization of cyclic esters like lactones<br />

and lactides results <strong>in</strong> the formation of biodegradable<br />

aliphatic polyesters. These materials are promis<strong>in</strong>g candidates<br />

for bio-related applications such as drug-delivery or<br />

as scaffolds <strong>in</strong> tissue eng<strong>in</strong>eer<strong>in</strong>g. The majority of the<br />

<strong>in</strong>vestigations on microwave-assisted r<strong>in</strong>g-open<strong>in</strong>g polymerizations<br />

of cyclic esters were performed us<strong>in</strong>g e-caprolactone<br />

or lactides.<br />

The effect of microwave irradiation on the cha<strong>in</strong> propagation<br />

of the benzoic acid <strong>in</strong>itiated polymerization of<br />

e-caprolactone was <strong>in</strong>vestigated <strong>in</strong> detail by Yu and Liu<br />

us<strong>in</strong>g closed ampoules <strong>in</strong> a domestic microwave oven. [49]<br />

The cha<strong>in</strong> propagation was studied as a function of<br />

microwave power, monomer to <strong>in</strong>itiator ratio, and polymerization<br />

temperature. Nevertheless, the most <strong>in</strong>terest<strong>in</strong>g<br />

results were obta<strong>in</strong>ed by a direct comparison of the use<br />

of microwave heat<strong>in</strong>g and thermal heat<strong>in</strong>g demonstrat<strong>in</strong>g<br />

that the use of microwave heat<strong>in</strong>g favors cha<strong>in</strong> growth <strong>in</strong><br />

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R. Hoogenboom, U. S. Schubert<br />

Figure 2. <strong>Polymer</strong>ization k<strong>in</strong>etics that were obta<strong>in</strong>ed for the enzyme-catalyzed r<strong>in</strong>g-open<strong>in</strong>g<br />

polymerization of e-caprolactone under microwave heat<strong>in</strong>g and oil bath heat<strong>in</strong>g <strong>in</strong> reflux<strong>in</strong>g<br />

benzene (left) and diethyl ether (right). Repr<strong>in</strong>ted with permission from ref. [50]<br />

the <strong>in</strong>itial stage and thus limits the number of polymer<br />

cha<strong>in</strong>s, whereas thermal heat<strong>in</strong>g favored the formation of<br />

grow<strong>in</strong>g centers <strong>in</strong> the <strong>in</strong>itial stage. As a result, the<br />

microwave-assisted polymerization procedure resulted <strong>in</strong><br />

higher molecular weight polymers. Kerep and Ritter<br />

<strong>in</strong>vestigated the enzyme-catalyzed (novozym 435) polymerization<br />

of e-caprolactone under reflux conditions <strong>in</strong> toluene,<br />

benzene, and diethyl ether us<strong>in</strong>g both thermal and<br />

microwave (monomode microwave reactor) heat<strong>in</strong>g. [50] A<br />

strong effect of the used solvents was observed: The<br />

polymerization was decelerated under microwave irradiation<br />

<strong>in</strong> toluene and benzene (Figure 2, left), while it was<br />

accelerated under microwave irradiation <strong>in</strong> diethyl ether<br />

(Figure 2, right). In this particular case, the boil<strong>in</strong>g po<strong>in</strong>t<br />

rather than the nature of the solvents (all apolar), seems to<br />

be a critical factor. The authors proposed that the observed<br />

effects might be due to a microwave- enhanced fit between<br />

the active center of the enzyme and the e-caprolactone<br />

substrate under mild conditions.<br />

Loupy et al. <strong>in</strong>vestigated the effect of microwave<br />

irradiation on the polymerization of e-caprolactone with<br />

lanthanide halide catalysts us<strong>in</strong>g different heat profiles. [51]<br />

When 200 W microwave power was applied constantly,<br />

broader molecular weight distributions were obta<strong>in</strong>ed<br />

compared to the use of an <strong>in</strong>itial power boost (300 W). This<br />

observed effect was attributed to the faster heat<strong>in</strong>g with<br />

the higher <strong>in</strong>itial microwave power, which <strong>in</strong>hibits<br />

secondary transfer reactions. Moreover, direct comparison<br />

of thermal and microwave heat<strong>in</strong>g demonstrated the<br />

necessity of longer reaction times with thermal heat<strong>in</strong>g as<br />

well as lower molecular weights and broader molecular<br />

weight distributions. In degradation studies of the synthesized<br />

poly(e-caprolactone), it was found that the<br />

presence of lanthanide catalysts accelerates hydrolytic<br />

degradation but it <strong>in</strong>hibits enzymatic degradation. In<br />

addition, the synthesized acid-functional polymers were<br />

converted <strong>in</strong>to macromonomers by esterification with<br />

2-hydroxyethyl methacrylate. Ritter and coworkers<br />

demonstrated the direct synthesis of similar poly(ecaprolactone)<br />

macromonomers via the stannous octanoate<br />

catalyzed r<strong>in</strong>g-open<strong>in</strong>g polymerization of e-caprolactone<br />

under microwave irradiation. [52] Although no microwaveacceleration<br />

was observed for the polymerization, the use<br />

of microwave irradiation allowed rapid optimization of<br />

the polymerization conditions. Fang et al. also applied a<br />

microwave-assisted polymerization (domestic microwave<br />

oven) procedure for the stannous octanoate catalyzed<br />

r<strong>in</strong>g-open<strong>in</strong>g polymerization of e-caprolactone. [53] The<br />

am<strong>in</strong>o groups of chitosan were protected with phthalic<br />

anhydride allow<strong>in</strong>g the use of the primary hydroxyl-groups<br />

as <strong>in</strong>itiators for the r<strong>in</strong>g-open<strong>in</strong>g polymerization<br />

as depicted <strong>in</strong> Scheme 6. After the polymerization, the<br />

am<strong>in</strong>o groups were deprotected result<strong>in</strong>g <strong>in</strong> poly(ecaprolactone)<br />

grafted chitosan. Compared to conventional<br />

heat<strong>in</strong>g, higher graft<strong>in</strong>g densities were obta<strong>in</strong>ed with<br />

microwave heat<strong>in</strong>g. Moreover, the graft<strong>in</strong>g procedure was<br />

greatly accelerated when more than 450 W of microwave<br />

power was applied. Yu and Liu have used a catalystfree<br />

microwave-assisted polymerization procedure for the<br />

preparation of poly(e-caprolactone)-block-poly(ethylene glycol)-block-poly(e-caprolactone)<br />

copolymers. [54] The monomer<br />

conversion as well as the result<strong>in</strong>g molecular weight of the<br />

polymers could be adjusted by changes <strong>in</strong> the irradiation<br />

time, microwave power as well as length and amount of<br />

added poly(ethylene glycol). The result<strong>in</strong>g triblock copolymers<br />

were studied for the encapsulation and release of<br />

ibuprofen reveal<strong>in</strong>g an almost l<strong>in</strong>ear release <strong>in</strong> time.<br />

Besides e-caprolactone, a variety of other cyclic esters<br />

have been used <strong>in</strong> microwave-assisted polymerization<br />

procedures. Shu et al. described the stannous octanoatecatalyzed<br />

r<strong>in</strong>g-open<strong>in</strong>g polymerization of D,L-lactide under<br />

ambient atmosphere and vacuum us<strong>in</strong>g a domestic<br />

microwave oven. [55] It was found that the efficient heat<strong>in</strong>g<br />

of microwave irradiation resulted <strong>in</strong> a successful polymerization<br />

without the need for vacuum or an <strong>in</strong>ert<br />

atmosphere as required with thermal heat<strong>in</strong>g. In addition,<br />

higher temperatures were atta<strong>in</strong>able before thermal<br />

decomposition occurred when us<strong>in</strong>g microwave irradiation.<br />

This is most likely due to the<br />

more homogeneous heat profile.<br />

Nevertheless, the observed<br />

acceleration under microwave<br />

irradiation could not be completely<br />

designated to the higher<br />

temperatures and, thus, it was<br />

concluded that non-thermal<br />

microwave effects also played a<br />

role. The same polymerization<br />

system was studied by Liu<br />

and coworkers. [56] The focus of<br />

this study was the effect of<br />

microwave power on the polymerization<br />

process under micro-<br />

376<br />

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DOI: 10.1002/marc.200600749


<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

Scheme 6. Graft<strong>in</strong>g procedure that was used for the preparation of chitosan-graft-poly(e-caprolactone).<br />

Figure 3. Molecular weight versus time evolution at different<br />

microwave powers for the stannous octanoate catalyzed<br />

r<strong>in</strong>g-open<strong>in</strong>g polymerization of D,L-lactide. Repr<strong>in</strong>ted with permission<br />

from ref. [56]<br />

wave irradiation (domestic microwave oven). It was found<br />

that, up to 255 W, the molecular weight of the polymer<br />

<strong>in</strong>creasedandreachedamaximumwhen90% conversion<br />

was reached (Figure 3). When a higher dose of microwave<br />

energy was applied, the molecular weight first <strong>in</strong>creased<br />

and subsequently decreased <strong>in</strong> time due to transesterification<br />

reactions. Moreover, the monomer conversion eventually<br />

decreased on apply<strong>in</strong>g 510 W of power <strong>in</strong>dicat<strong>in</strong>g<br />

depolymerization. These results clearly demonstrate the<br />

effect of microwave power on the r<strong>in</strong>g-open<strong>in</strong>g polymerization.<br />

However, due to the absence of a direct comparison<br />

with thermal heat<strong>in</strong>g it is not clear whether this is a thermal<br />

effect or a non-thermal microwave effect.<br />

Similar observations were made by Wang et al. for<br />

the microwave-assisted r<strong>in</strong>g-open<strong>in</strong>g polymerization of<br />

p-dioxanone us<strong>in</strong>g a domestic microwave oven. [57] It was<br />

found that the yield and the molecular weight of the<br />

polymers go through a maximum when the microwave<br />

power is <strong>in</strong>creased or when the reaction time at a given<br />

microwave power is <strong>in</strong>creased due to decomposition of the<br />

polymers. J<strong>in</strong> et al. studied the formation of b-tricalcium<br />

phosphate/poly(L-lactide-stat-glycolide) composites <strong>in</strong> a<br />

domestic microwave oven. [58] The b-tricalcium phosphate<br />

was dispersed <strong>in</strong> a melt of the two monomers and<br />

stannous octanoate and the polymerization was performed<br />

by apply<strong>in</strong>g 100 W microwave power. Up to<br />

10 wt.-% of the <strong>in</strong>organic material, the molecular weight of<br />

the result<strong>in</strong>g polymers decreased, but the addition of<br />

more b-tricalcium phosphate resulted <strong>in</strong> higher molecular<br />

weights, which was attributed to superheat<strong>in</strong>g of the salt<br />

under microwave irradiation. The mechanical properties<br />

of the prepared composites were proportional to the<br />

molecular weight of the copolymers and not to the<br />

amount of dispersed particles. Nagahata et al. have<br />

successfully explored a novel route for the synthesis of<br />

poly[(ethylene terephthalate)-stat-isophthalate] start<strong>in</strong>g<br />

from an ethylene isophthalate cyclic dimer and bis(2-<br />

hydroxyethyl) terephthalate under microwave irradiation.<br />

[59] However, the <strong>in</strong>fluence of microwave heat<strong>in</strong>g on<br />

this polymerization was not addressed <strong>in</strong> the current<br />

study.<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

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R. Hoogenboom, U. S. Schubert<br />

Cationic R<strong>in</strong>g-Open<strong>in</strong>g <strong>Polymer</strong>izations<br />

Cationic r<strong>in</strong>g-open<strong>in</strong>g polymerizations seem to be very<br />

well suited to address non-thermal microwave effects due<br />

to the cationic propagat<strong>in</strong>g species. In recent literature,<br />

several studies were reported to address this topic for the<br />

cationic r<strong>in</strong>g-open<strong>in</strong>g polymerization of 2-oxazol<strong>in</strong>es,<br />

which will be discussed <strong>in</strong> this section.<br />

The cationic r<strong>in</strong>g-open<strong>in</strong>g polymerization of 2-ethyl-2-<br />

oxazol<strong>in</strong>e under microwave irradiation (monomode microwave<br />

reactor) was first reported by Schubert and coworkers.<br />

[60] It was demonstrated that the polymerization <strong>in</strong><br />

acetonitrile could be tremendously accelerated under<br />

superheated conditions up to 180 8C without los<strong>in</strong>g the<br />

liv<strong>in</strong>g character of the polymerization. Reference experiments<br />

<strong>in</strong> a pressure NMR tube and larger pressure<br />

reactors [61] revealed that the polymerization was only<br />

accelerated due to thermal effects. This study was further<br />

expanded to other 2-oxazol<strong>in</strong>e monomers (methyl, nonyl,<br />

and phenyl substituted) and it was demonstrated that the<br />

polymerizations of these monomers could also be accelerated<br />

when go<strong>in</strong>g to superheated conditions. [62] The<br />

Arrhenius parameters were found to be <strong>in</strong> the same range<br />

as for thermal polymerizations and, thus, it was concluded<br />

that the observed accelerations are only due to the<br />

<strong>in</strong>creased polymerization temperatures. Nevertheless, it<br />

was found that the control over the polymerizations was<br />

slightly better under microwave irradiation due to the<br />

more homogeneous heat profiles. Additional studies were<br />

performed on different solvents for the polymerization of<br />

2-nonyl-2-oxazol<strong>in</strong>e reveal<strong>in</strong>g that the polymerization rate<br />

and the Arrhenius parameters were comparable <strong>in</strong> both<br />

acetonitrile and dichloromethane. [63] S<strong>in</strong>nwell and Ritter<br />

also found that the cationic r<strong>in</strong>g-open<strong>in</strong>g polymerization<br />

of 2-phenyl-2-oxazol<strong>in</strong>e [64] and 2-phenyl-2-oxaz<strong>in</strong>e [65]<br />

could be accelerated <strong>in</strong> both open and closed reactors<br />

under microwave irradiation (monomode microwave<br />

reactor). Surpris<strong>in</strong>gly, reference experiments with thermal<br />

heat<strong>in</strong>g revealed that the acceleration was due to nonthermal<br />

effects, which was attributed to specific microwave<br />

absorption of the cationic propagat<strong>in</strong>g species. In the<br />

case of 2-phenyl-2-oxaz<strong>in</strong>e, the microwave-acceleration<br />

was demonstrated us<strong>in</strong>g methyl tosylate and butyl iodide<br />

as <strong>in</strong>itiators. Although these <strong>in</strong>itiators result <strong>in</strong> different<br />

polymerization rates due to the different counterions, the<br />

observed acceleration was <strong>in</strong> both cases a factor 1.8. In<br />

addition, it was found that the <strong>in</strong>itiat<strong>in</strong>g group can be used<br />

to tune the glass transition temperature of the result<strong>in</strong>g<br />

polymers. A careful evaluation of these opposite results on<br />

the (non)-existence of non-thermal microwave effects<br />

revealed that the polymerization rates for 2-phenyl-2-<br />

oxazol<strong>in</strong>e under microwave irradiation were almost the<br />

same <strong>in</strong> both studies, but different polymerization rates<br />

were found <strong>in</strong> the thermal reference. [66] Another claimed<br />

Figure 4. Size exclusion chromatograms as well as pictures of<br />

upscal<strong>in</strong>g the cationic r<strong>in</strong>g-open<strong>in</strong>g polymerization of 2-ethyl-2-<br />

oxazol<strong>in</strong>e from 4 mmol (a) via 200 mmol (b) to 1 000 mmol<br />

(c) under superheated microwave conditions. Repr<strong>in</strong>ted with<br />

permission from ref. [67]<br />

advantage of microwave heat<strong>in</strong>g, namely direct scalability,<br />

was addressed by Schubert et al. [67] The superheated<br />

cationic r<strong>in</strong>g-open<strong>in</strong>g polymerization of 2-ethyl-2-oxazol<strong>in</strong>e<br />

was performed under microwave irradiation at scales from<br />

4 mmol up to 1 mol us<strong>in</strong>g both monomode and multimode<br />

microwave reactors yield<strong>in</strong>g highly comparable poly(2-<br />

ethyl-2-oxazol<strong>in</strong>e)s with low polydispersity <strong>in</strong>dices regardless<br />

of the scale (Figure 4). Further upscal<strong>in</strong>g us<strong>in</strong>g cont<strong>in</strong>uous<br />

flow microwave reactors resulted <strong>in</strong> broaden<strong>in</strong>g of the<br />

molecular weight distribution due to the residence time<br />

distribution of the reactors. [68] Nonetheless, reasonably<br />

well-def<strong>in</strong>ed poly(2-ethyl-2-oxazol<strong>in</strong>e)s could be prepared<br />

us<strong>in</strong>g cont<strong>in</strong>uous flow microwave set-ups. Very recently,<br />

Schubert and coworkers <strong>in</strong>vestigated the cationic r<strong>in</strong>gopen<strong>in</strong>g<br />

polymerization of 2-ethyl-2-oxazol<strong>in</strong>e and 2-phenyl-<br />

2-oxazol<strong>in</strong>e under microwave irradiation us<strong>in</strong>g ionic liquids<br />

as solvent to exclude the use of organic solvents. [69,70] The use<br />

of ionic liquids as strongly polar solvents resulted <strong>in</strong> an<br />

acceleration of the polymerization due to a better stabilization<br />

of the ionic propagat<strong>in</strong>g species. However, the same<br />

acceleration could be reproduced with thermal heat<strong>in</strong>g.<br />

Despite the current debate on non-thermal microwave<br />

effects for the polymerization of 2-oxazol<strong>in</strong>es, the<br />

improved microwave-assisted polymerization procedure<br />

was applied for the fast synthesis of libraries of poly(2-<br />

alkyl-2-oxazol<strong>in</strong>e)s, [71] quasi-diblock [72] and diblock copoly(2-oxazol<strong>in</strong>e)s<br />

[73] as well as triblock terpoly(2-oxazol<strong>in</strong>e)s<br />

[74] to elucidate structure-property relationships (this<br />

work was recently featured <strong>in</strong> ref. [75] ). The first successful<br />

synthesis of triblock terpoly(2-oxazol<strong>in</strong>e)s with polydispersity<br />

<strong>in</strong>dices below 1.30 was claimed to be facilitated<br />

by the improved control over the polymerization due to<br />

more homogeneous heat<strong>in</strong>g. In addition, a 2-oxazol<strong>in</strong>e<br />

378<br />

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<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

monomer based on unsaturated soy bean fatty acids<br />

was polymerized successfully under microwave irradiation,<br />

whereby the unsaturated sites were not affected<br />

by the polymerization of the 2-oxazol<strong>in</strong>e r<strong>in</strong>g. [76]<br />

The result<strong>in</strong>g polymers with unsaturated side-cha<strong>in</strong>s<br />

could be cross-l<strong>in</strong>ked by UV-irradiation. This soy-based<br />

2-oxazol<strong>in</strong>e monomer was also used for the microwaveassisted<br />

two-step synthesis of amphiphilic poly(2-ethyl-<br />

2-oxazol<strong>in</strong>e)-block-poly(2-soy-alkyl-2-oxazol<strong>in</strong>e) block<br />

copolymers that were successfully applied for the preparation<br />

of cross-l<strong>in</strong>ked micelles. [77,78]<br />

Radical <strong>Polymer</strong>izations<br />

Scheme 7. Schematic representation of the different selectivity <strong>in</strong><br />

the synthesis of (meth)acrylamides that was found by Ritter and<br />

coworkers us<strong>in</strong>g microwave and thermal heat<strong>in</strong>g. [79,80]<br />

Radical polymerization techniques are widely used <strong>in</strong> both<br />

<strong>in</strong>dustry and academia because of the broad range of<br />

possible monomers and the relatively simple polymerization<br />

procedures. Moreover, radical polymerizations are<br />

compatible with water and therefore emulsion and dispersion<br />

polymerization procedures that exclude the use of<br />

organic solvents can be applied.<br />

This section will discuss the recent developments <strong>in</strong><br />

microwave-assisted free radical polymerizations, free<br />

radical polymerizations <strong>in</strong> emulsion as well as controlled<br />

radical polymerizations. The section on free radical polymerization<br />

will specifically address the issue of copolymeriz<strong>in</strong>g<br />

different monomers under microwave irradiation<br />

s<strong>in</strong>ce specific microwave absorption may lead to<br />

changes <strong>in</strong> monomer reactivity or <strong>in</strong> transition states and<br />

thus <strong>in</strong> the reactivity ratios.<br />

Free-Radical <strong>Polymer</strong>izations<br />

The free-radical polymerization of v<strong>in</strong>ylic monomers is one<br />

of the major processes for the <strong>in</strong>dustrial production of bulk<br />

polymers like polystyrene and poly(methyl methacrylate).<br />

The previous review on microwave-assisted polymerizations<br />

covered a wide range of <strong>in</strong>vestigations on the effect<br />

of microwave irradiation on free radical homopolymerizations.<br />

[7] However, <strong>in</strong> recent years only a few of such<br />

<strong>in</strong>vestigations were reported and the major focus has<br />

shifted to copolymerizations.<br />

Nevertheless, Ritter and coworkers have <strong>in</strong>vestigated<br />

the microwave-assisted direct synthesis and polymerization<br />

of a series of chiral (meth)acrylamides. [79,80] The direct<br />

synthesis of chiral meth(acrylamide) from (meth)acrylic<br />

acid and 1-phenylethylam<strong>in</strong>e under microwave irradiation<br />

yielded the desired v<strong>in</strong>yl monomers, whereas the<br />

same reaction under thermal heat<strong>in</strong>g resulted ma<strong>in</strong>ly <strong>in</strong><br />

the formation of the Michael addition product (Scheme 7).<br />

The preferred formation of the desired (meth)acrylamides<br />

under microwave irradiation could be rationalized by the<br />

(zwitter) ionic <strong>in</strong>termediates that lead to the formation of<br />

the meth(acrylamide)s. The direct synthesis of (meth)acrylamides<br />

under microwave irradiation represents a<br />

major improvement compared to the conventional methods<br />

that make use of acid chloride reagents and/or coupl<strong>in</strong>g<br />

agents. In addition, it was demonstrated that the<br />

synthesis and polymerization of 1-phenylethyl (meth)acrylamide<br />

can be performed simultaneously <strong>in</strong> a one-pot<br />

reaction under microwave irradiation.<br />

Similarly, Bezdushna and Ritter reported a microwave<br />

acceleration for the direct synthesis of N-phenylmaleimide<br />

from maleic anhydride and anil<strong>in</strong>e based on specific<br />

microwave absorption of the ionic <strong>in</strong>termediates. [81] Moreover,<br />

the synthesis of N-(2-ethoxyethyl)maleimide from its<br />

correspond<strong>in</strong>g maleic acid <strong>in</strong> acetic anhydride as reactive<br />

solvent was also <strong>in</strong>vestigated under microwave irradiation.<br />

[82] Although this reaction also proceeds via ionic<br />

<strong>in</strong>termediates, no acceleration was observed due to<br />

specific microwave absorption <strong>in</strong> this case. Fischer et al.<br />

<strong>in</strong>vestigated the free radical polymerization of N-alkylacrylamides<br />

with 3-mercaptopropionic acid as cha<strong>in</strong><br />

transfer agent <strong>in</strong> methanol with thermal heat<strong>in</strong>g at<br />

ambient pressure and under superheated conditions as<br />

well as under microwave irradiation. [83] The cha<strong>in</strong> transfer<br />

polymerization could be accelerated from 5 to 1 h when<br />

go<strong>in</strong>g to superheated conditions with thermal heat<strong>in</strong>g.<br />

When chang<strong>in</strong>g the heat source to microwave irradiation,<br />

the polymerization was further accelerated down to<br />

several seconds. However, the microwave-assisted polymerizations<br />

were performed without solvent <strong>in</strong> a domestic<br />

microwave oven under power control. Therefore, it is not<br />

clear whether the acceleration is due to thermal effects or<br />

not. Nevertheless, the accelerated microwave polymerization<br />

procedure was <strong>in</strong>corporated <strong>in</strong>to university education<br />

allow<strong>in</strong>g synthesis, isolation and characterization of the<br />

polymers with<strong>in</strong> a one-day laboratory session. [84]<br />

The copolymerization of monomers with significantly<br />

different microwave absorption characteristics is believed<br />

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R. Hoogenboom, U. S. Schubert<br />

to result <strong>in</strong> specific microwave effects result<strong>in</strong>g <strong>in</strong> changes<br />

<strong>in</strong> the reactivity ratios. Fellows has tried to address these<br />

speculated effects for the free radical copolymerizations of<br />

methyl methacrylate and styrene as well as butyl methacrylate<br />

with styrene or isoprene <strong>in</strong> toluene under microwave<br />

irradiation (monomode microwave reactor). [85]<br />

However, no changes <strong>in</strong> reactivity ratios were observed<br />

although more detailed studies were required for the<br />

copolymerization of butyl methacrylate and isoprene. The<br />

microwave-assisted polymerization procedure did accelerate<br />

the polymerizations by a factor of 1.7, which could be<br />

ascribed to an <strong>in</strong>crease <strong>in</strong> radical flux. It was proposed that<br />

the <strong>in</strong>creased radical flux under microwave irradiation is<br />

due to rapid orientation of the radicals that are formed<br />

from decomposition of the azoisobutyronitrile as depicted<br />

<strong>in</strong> Scheme 8. This orientation would reduce the number of<br />

direct term<strong>in</strong>ations by recomb<strong>in</strong>ation of the two radical<br />

fragments under microwave irradiation and thus cause a<br />

higher radical flux.<br />

In similar <strong>in</strong>vestigations, Gre<strong>in</strong>er and coworkers <strong>in</strong>vestigated<br />

the free radical copolymerization of methyl methacrylate<br />

and styrene with different <strong>in</strong>itiators <strong>in</strong> different<br />

solvents us<strong>in</strong>g both microwave (monomode microwave<br />

reactor) and thermal heat<strong>in</strong>g. [86] In contrast to the f<strong>in</strong>d<strong>in</strong>gs<br />

of Fellows, [85] the polymerizations <strong>in</strong> toluene revealed very<br />

similar polymerization rates for both heat<strong>in</strong>g methods,<br />

whereas the polymerizations <strong>in</strong> DMF were all accelerated<br />

under microwave irradiation. Nevertheless, regardless of the<br />

used solvent and <strong>in</strong>itiator the reactivity of both monomers<br />

were not affected by the use of microwave irradiation.<br />

Agarwal et al. studied the copolymerization of 2,3,4,5,6-<br />

pentafluorostyrene and N-phenylmaleimide. [87] Comparison<br />

of microwave heat<strong>in</strong>g and thermal heat<strong>in</strong>g for this<br />

copolymerization revealed a higher <strong>in</strong>itial polymerization<br />

rate and a lower f<strong>in</strong>al monomer conversion for the<br />

microwave- assisted procedure. The authors speculated that<br />

the lower f<strong>in</strong>al monomer conversion under microwave<br />

irradiation might be ascribed to an <strong>in</strong>creased amount of<br />

diffusion-controlled term<strong>in</strong>ation reactions although no direct<br />

association was made with microwaves. The synthesized<br />

copolymers of 2,3,4,5,6-pentafluorostyrene and N-phenylmaleimide<br />

exhibited both high glass transition temperature<br />

as well as high hydrophobicity. The copolymerization of<br />

N,N-dimethylam<strong>in</strong>oethyl methacrylate with allylthiourea<br />

was performed under microwave irradiation (domestic<br />

microwave oven) by Lu et al., whereby both the <strong>in</strong>fluence<br />

of reaction time and microwave power on the copolymerization<br />

were studied. [88] Subsequently, copper was coord<strong>in</strong>ated<br />

to this polymer by microwave irradiation of a solution<br />

of the copolymer with blue vitriod. This polymer-copper<br />

system was successfully applied as an heterogeneous<br />

catalyst for the polymerization of methyl methacrylate.<br />

Besides the free radical copolymerization of different<br />

monomers, several studies were reported <strong>in</strong> which v<strong>in</strong>ylic<br />

polymers were grafted onto natural polymers under<br />

microwave irradiation us<strong>in</strong>g domestic microwave ovens.<br />

Sanghi and coworkers reported graft<strong>in</strong>g of acrylonitrile [89]<br />

and acrylamide [90] onto guar gum under both thermal<br />

heat<strong>in</strong>g and microwave irradiation. Graft<strong>in</strong>g with thermal<br />

heat<strong>in</strong>g was performed at 35 8C <strong>in</strong> the presence of redox<br />

<strong>in</strong>itiat<strong>in</strong>g systems (potassium persulfate and ascorbic<br />

acid). Under microwave irradiation, graft<strong>in</strong>g could be<br />

achieved <strong>in</strong> the absence of this <strong>in</strong>itiat<strong>in</strong>g system at 97 8C,<br />

whereas control experiments with thermal heat<strong>in</strong>g at<br />

100 8C without <strong>in</strong>itiator did not show any graft<strong>in</strong>g,<br />

<strong>in</strong>dicat<strong>in</strong>g the presence of non-thermal microwave effects.<br />

Graft<strong>in</strong>g of acrylamide onto the guar gum under microwave<br />

irradiation <strong>in</strong> the presence of the redox <strong>in</strong>itiat<strong>in</strong>g<br />

system resulted <strong>in</strong> higher graft<strong>in</strong>g efficiency. The same group<br />

also reported graft<strong>in</strong>g of acrylonitrile, [91] acrylamide, [92] and<br />

methyl methacrylate [93] onto chitosan us<strong>in</strong>g microwave<br />

heat<strong>in</strong>g. Similar to the graft<strong>in</strong>g on guar gum, it was found<br />

that radically graft<strong>in</strong>g onto the chitosan could be achieved<br />

without any redox <strong>in</strong>itiat<strong>in</strong>g system when apply<strong>in</strong>g<br />

microwave irradiation. Graft<strong>in</strong>g of both acrylamide and<br />

methyl methacrylate was demonstrated to improve the<br />

solubility of the chitosan at neutral pH. Moreover, these<br />

grafted copolymers showed <strong>in</strong>creased z<strong>in</strong>c(II) b<strong>in</strong>d<strong>in</strong>g<br />

(methyl methacrylate and acrylamide) and/or calcium(II)<br />

b<strong>in</strong>d<strong>in</strong>g (acrylamide) mak<strong>in</strong>g them suitable candidates for<br />

Scheme 8. Schematic representation of the direct orientation of radicals that are formed from the decomposition of azoisobutyronitrile<br />

under microwave irradiation that was proposed to expla<strong>in</strong> the higher radical flux observed for microwave-assisted polymerizations<br />

compared to thermal polymerizations. [85]<br />

380<br />

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<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

Scheme 9. Graft<strong>in</strong>g of methyl methacrylate on k-carrageenan us<strong>in</strong>g potassium persulfate.<br />

the removal of these ions from waste water. Prasad et al.<br />

used microwave irradiation as heat source for the graft<strong>in</strong>g<br />

of methyl methacrylate on k-carrageenan us<strong>in</strong>g a<br />

potassium persulfate <strong>in</strong>itiat<strong>in</strong>g system as depicted <strong>in</strong><br />

Scheme 9. [94] The most important advantages of the<br />

microwave-assisted graft<strong>in</strong>g procedure were the very<br />

short polymerization times and the simplicity, whereby<br />

the good control over the polymerization conditions<br />

prevented thermal degradation of the k-carrageenan.<br />

Superabsorb<strong>in</strong>g materials have been prepared under<br />

microwave irradiation by the copolymerization of cornstarch,<br />

sodium acrylate, and poly(ethylene glycol) diacrylate<br />

by Zheng et al., where it was found that both the<br />

<strong>in</strong>hibitor and oxygen did not have to be removed from the<br />

polymerization mixture when us<strong>in</strong>g microwave irradiation.<br />

[95] Optimization of the microwave-assisted polymerization<br />

method resulted <strong>in</strong> the preparation of a superabsorber<br />

with a swell<strong>in</strong>g ratio of 520 to 620 g water per<br />

gram polymer. When the optimal conditions were applied<br />

for the preparation of the hydrogel us<strong>in</strong>g conventional<br />

heat<strong>in</strong>g, the material exhibited lower swell<strong>in</strong>g ratios<br />

demonstrat<strong>in</strong>g the advantage of microwave heat<strong>in</strong>g. Xu<br />

and coworkers prepared superabsorbers by the copolymerization<br />

of starch, sodium acrylate, and 2-acrylamido-2-<br />

methylpropanosulfonic acid. [96] Besides the faster polymerization<br />

under microwave irradiation, it was found<br />

that the swell<strong>in</strong>g rate of the material prepared under<br />

microwave irradiation was<br />

much higher than for the material<br />

prepared with conventional<br />

heat<strong>in</strong>g. Scann<strong>in</strong>g electron<br />

microscopy revealed that the<br />

material produced under microwave<br />

irradiation consisted of<br />

many evenly distributed pores,<br />

whereas the material prepared<br />

with thermal heat<strong>in</strong>g conta<strong>in</strong>ed<br />

irregular pores. This<br />

observation was correlated to<br />

the different temperatures that<br />

were used: A higher temperature<br />

with microwave heat<strong>in</strong>g<br />

causes <strong>in</strong> situ dry<strong>in</strong>g and thus the pores resulted from<br />

water evaporation dur<strong>in</strong>g the preparation while thermal<br />

heat<strong>in</strong>g gave a hydrogel that was dried afterwards.<br />

Another current topic <strong>in</strong> microwave-assisted free radical<br />

polymerizations is the preparation of composite materials<br />

<strong>in</strong> which the solid materials act as microwave absorbers<br />

and <strong>in</strong>itiate the polymerization. Zhu and Zhu reported the<br />

simultaneous one-step preparation of polyacrylamidemetal<br />

nanocomposites under microwave irradiation as<br />

depicted <strong>in</strong> Figure 5. [97] Us<strong>in</strong>g this method, monodisperse<br />

nanocomposites could be obta<strong>in</strong>ed with silver, plat<strong>in</strong>um,<br />

and copper. Dur<strong>in</strong>g these studies, ethylene glycol was used<br />

as solvent, reduc<strong>in</strong>g agent, and microwave absorber. This<br />

novel method excludes the use of additional <strong>in</strong>itiators,<br />

surfactants, and stabilizers.<br />

Polystyrene-silica composites were prepared by Liu and<br />

Su. [98] Silica particles were dispersed <strong>in</strong> bulk styrene with<br />

azoisobutyronitrile as <strong>in</strong>itiator followed by microwave<br />

irradiation result<strong>in</strong>g <strong>in</strong> the polymerization of styrene. The<br />

effect of microwave power and <strong>in</strong>itiator on the styrene<br />

conversion and graft<strong>in</strong>g efficiency were <strong>in</strong>vestigated.<br />

Moreover, it was mentioned that the microwave-assisted<br />

polymerization procedure is the shortest and easiest<br />

method known <strong>in</strong> the literature: it results <strong>in</strong> almost the<br />

best graft<strong>in</strong>g parameters. Ritter and coworkers used the<br />

selective heat<strong>in</strong>g of iron fibers under microwave irradiation<br />

for the synthesis of channel conta<strong>in</strong><strong>in</strong>g polymeric<br />

Figure 5. Schematic representation of the one-pot synthesis of polyacrylamide-metal nanocomposites.<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

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R. Hoogenboom, U. S. Schubert<br />

materials. [99] A tube with steel wool, methyl methacrylate,<br />

ethylene glycol dimethacrylate, and azoisobutyronitrile<br />

was heated under microwave irradiation result<strong>in</strong>g <strong>in</strong> the<br />

formation of a cross-l<strong>in</strong>ked network around the steel wool.<br />

These iron fibers were subsequently removed us<strong>in</strong>g<br />

concentrated hydrochloric acid leav<strong>in</strong>g a channel-conta<strong>in</strong><strong>in</strong>g<br />

cross-l<strong>in</strong>ked poly(methyl methacrylate) network.<br />

The selective heat<strong>in</strong>g of the iron fibers was demonstrated<br />

by apply<strong>in</strong>g 25 W power to a monomer-<strong>in</strong>itiator solution<br />

with and without iron powder. Without iron almost no<br />

temperature <strong>in</strong>crease was observed while <strong>in</strong> the presence<br />

of iron the temperature <strong>in</strong>creased quickly. The use of<br />

thermal heat<strong>in</strong>g resulted <strong>in</strong> polymerization from the wall<br />

of the flask and did not give the desired channel conta<strong>in</strong><strong>in</strong>g<br />

materials.<br />

Emulsion <strong>Polymer</strong>izations<br />

Free radical polymerizations <strong>in</strong> emulsion are environmentally<br />

benign alternatives due to the absence of organic solvents.<br />

Many studies were already performed on microwaveassisted<br />

emulsion polymerizations often result<strong>in</strong>g <strong>in</strong> faster<br />

polymerizations. Palacios et al. have proposed a model<strong>in</strong>g<br />

approach of such microwave-assisted polymerizations <strong>in</strong><br />

which a conventional model was expanded with a second<br />

free radical chemical <strong>in</strong>itiator to account for the microwave<br />

acceleration. [100] The concentration of this artificial<br />

radical <strong>in</strong>itiator was related to the microwave power and<br />

its half life time was related to the ratio of monomer<br />

concentration to the rate of microwave absorption. With<br />

these parameters it was possible to model and reproduce a<br />

variety of polymerization k<strong>in</strong>etics for microwave-assisted<br />

emulsion polymerizations that were published <strong>in</strong> recent<br />

literature. Wu and coworkers have replaced thermal<br />

heat<strong>in</strong>g by microwave heat<strong>in</strong>g <strong>in</strong> their recent studies on<br />

the emulsion polymerization of styrene <strong>in</strong> the presence [101]<br />

and absence [102] of surfactants. However, their ma<strong>in</strong><br />

objectives were related to the pr<strong>in</strong>ciples of emulsion<br />

polymerization and they did not study the effects of<br />

microwave irradiation on the emulsion polymerization<br />

process. Holtze et al. exploited the fast heat<strong>in</strong>g and cool<strong>in</strong>g<br />

that is provided by modern microwave reactors for<br />

the synthesis of ultrahigh molecular weight polystyrene<br />

<strong>in</strong> m<strong>in</strong>iemulsion. [103] Application of alternat<strong>in</strong>g short<br />

microwave-irradiation pulses (10 s) and long cool<strong>in</strong>g<br />

<strong>in</strong>tervals (15 m<strong>in</strong>) resulted <strong>in</strong> radical formation <strong>in</strong> the<br />

irradiation phase and propagation dur<strong>in</strong>g the cold phase. It<br />

was demonstrated that after the hot phase, zero or one<br />

radical survives per droplet generat<strong>in</strong>g high molecular<br />

weight polystyrene until cha<strong>in</strong>-transfer to monomer<br />

occurs and a new polymer cha<strong>in</strong> is formed. The occurrence<br />

of non-thermal microwave effects is excluded by the<br />

authors and all the observed effects could be expla<strong>in</strong>ed<br />

with common radical k<strong>in</strong>etics for heterophase systems.<br />

O’Mealey et al. studied the effect of microwave irradiation<br />

(multimode microwave reactor) on the emulsion polymerization<br />

of styrene and methyl methacrylate. [104] The<br />

polymerization k<strong>in</strong>etics for styrene were similar under<br />

thermal and microwave heat<strong>in</strong>g, whereby only higher<br />

monomer conversions were observed at longer reaction<br />

times. Surpris<strong>in</strong>gly, the emulsion polymerization of<br />

methyl methacrylate was faster with microwave irradiation<br />

at all <strong>in</strong>vestigated reaction times. Additionally,<br />

the obta<strong>in</strong>ed molecular weights for polystyrene and<br />

poly(methyl methacrylate) were significantly higher when<br />

the polymerizations were performed under microwave<br />

irradiation, which was ascribed to a possible higher degree<br />

of branch<strong>in</strong>g when microwave irradiation was applied.<br />

Surfactant-free emulsion polymerization of methyl methacrylate<br />

was studied by Bao and Zhang us<strong>in</strong>g both thermal<br />

and microwave heat<strong>in</strong>g result<strong>in</strong>g <strong>in</strong> very uniform<br />

poly(methyl methacrylate) particles. [105] It was found that<br />

the use of microwave irradiation clearly accelerated the<br />

emulsion polymerizations, which was ascribed to an<br />

<strong>in</strong>creased thermal decomposition rate of the potassium<br />

persulfate due to microwave irradiation. This was confirmed<br />

by an Arrhenius plot of the potassium persulfate<br />

decomposition that showed a decrease <strong>in</strong> the activation<br />

energy from 128 to 106 kJ mol 1 when go<strong>in</strong>g from<br />

thermal heat<strong>in</strong>g to microwave heat<strong>in</strong>g (Figure 6).<br />

The microwave-assisted emulsion polymerization of<br />

methyl methacrylate was also studied <strong>in</strong> comparison to<br />

thermal heat<strong>in</strong>g by Palacios and coworkers. [106] The<br />

application of only 50 W microwave power accelerated<br />

the polymerization compared to thermal heat<strong>in</strong>g. In<br />

addition, higher molecular weight polymers with lower<br />

polydispersity <strong>in</strong>dices, sometimes even <strong>in</strong> the range of<br />

Figure 6. Arrhenius plot for the decomposition of potassium<br />

persulfate under microwave (40 and 300 W) and thermal heat<strong>in</strong>g<br />

(K p ¼ decomposition rate; repr<strong>in</strong>ted with permission from<br />

ref. [105] ).<br />

382<br />

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<strong>Microwave</strong>-<strong>Assisted</strong> <strong>Polymer</strong> <strong>Synthesis</strong>: <strong>Recent</strong> <strong>Developments</strong> <strong>in</strong> ...<br />

controlled radical polymerization techniques (1.18), were<br />

obta<strong>in</strong>ed with microwave irradiation. Yi et al. reported the<br />

surfactant-free emulsion copolymerization of styrene and<br />

N-isopropylacrylamide us<strong>in</strong>g microwave heat<strong>in</strong>g. [107,108]<br />

The result<strong>in</strong>g polymer particles were smaller and more<br />

homogeneous compared to particles made with thermal<br />

heat<strong>in</strong>g. It was demonstrated that these particles were<br />

thermoresponsive and their size decreased when the<br />

temperature was <strong>in</strong>creased. Similarly, Zhang et al. synthesized<br />

thermosensitive poly(methyl methacrylate) coated<br />

poly(N-isopropylacrylamide) particles us<strong>in</strong>g a microwaveassisted<br />

two-step emulsion polymerization. [109]<br />

The last reported example of a water-based free radical<br />

polymerization under microwave irradiation is the dispersion<br />

polymerization of styrene us<strong>in</strong>g poly(N-v<strong>in</strong>ylpyrrolidone)<br />

as stabilizer and azoisobutyronitrile as <strong>in</strong>itiator<br />

was reported by Xu et al. [110] The polystyrene particles<br />

obta<strong>in</strong>ed with microwave irradiation were smaller, more<br />

uniform and more stable than those prepared with<br />

thermal heat<strong>in</strong>g as illustrated by Figure 7.<br />

Controlled Radical <strong>Polymer</strong>izations<br />

In contrast to free radical polymerizations, the occurrence<br />

of radical term<strong>in</strong>ation reactions is suppressed <strong>in</strong> controlled<br />

radical polymerization techniques. The suppression of<br />

term<strong>in</strong>ation reactions is achieved by lower<strong>in</strong>g the concentration<br />

of free radicals by a reversible radical term<strong>in</strong>ation<br />

with metals [atom-transfer radical polymerization (ATRP)]<br />

or nitroxides [nitroxide-mediated radical polymerization<br />

(NMP)], or by a reversible cha<strong>in</strong> transfer mechanism<br />

[reversible addition fragmentation cha<strong>in</strong>-transfer polymerization<br />

(RAFT)]. Zhu and coworkers <strong>in</strong>vestigated the<br />

ATRP of styrene under pulsed microwave irradiation. [111]<br />

Controlled polymerization of styrene with pulsed microwave<br />

irradiation revealed polymerization rates that were<br />

three times larger than those for thermal heat<strong>in</strong>g, suggest<strong>in</strong>g<br />

that the controlled nature of the polymerization<br />

was not affected as was demonstrated by 1 H NMR spectroscopy<br />

and cha<strong>in</strong> extension experiments. Similarly,<br />

Hou et al. reported that the iron(II)-catalyzed ATRP of<br />

acrylonitrile could be accelerated under microwave<br />

irradiation. The Ru(II)-catalyzed ATRP of MMA was also<br />

enhanced by the use of microwave irradiation (monomode<br />

microwave reactor). [112] Demonceau and coworkers<br />

demonstrated acceleration of the methyl methacrylate<br />

polymerization under microwave irradiation at temperatures<br />

<strong>in</strong> the range of 100–140 8C and a deceleration at<br />

temperatures above 150 8C. In addition, the molecular<br />

weight distributions were found to be broader when us<strong>in</strong>g<br />

microwave irradiation regardless of the polymerization<br />

temperature. Further studies to elucidate the underly<strong>in</strong>g<br />

pr<strong>in</strong>ciples of these <strong>in</strong>vestigations are <strong>in</strong> progress. In<br />

contrast to the previously described accelerations of ATRP<br />

reactions, Zhang and Schubert reported that the ATRP of<br />

methyl methacrylate with both microwave (monomode<br />

microwave reactor) and thermal heat<strong>in</strong>g revealed comparable<br />

polymerization rates. [113] In addition, <strong>in</strong>creas<strong>in</strong>g the<br />

polymerization temperature under microwave irradiation<br />

led to uncontrolled polymerizations due to higher radical<br />

concentrations. Wu et al. used microwave irradiation for<br />

the further end-functionalization of telechelic bromopolystyrene<br />

with C 60 fullerenes. [114] The use of microwave<br />

irradiation significantly <strong>in</strong>creased the rate of fullerene<br />

coupl<strong>in</strong>g without chang<strong>in</strong>g the structure and properties of<br />

the result<strong>in</strong>g polymers. The NMP of methyl acrylate<br />

and tert-butyl acrylate <strong>in</strong> dioxane was <strong>in</strong>vestigated by<br />

Schubert and coworkers <strong>in</strong> a monomode microwave<br />

reactor. [115] Comparative studies with both microwave<br />

heat<strong>in</strong>g and thermal heat<strong>in</strong>g revealed similar polymerization<br />

k<strong>in</strong>etics. Nevertheless, at high monomer conversion<br />

above 90% the microwave-assisted polymerization procedure<br />

resulted <strong>in</strong> well-def<strong>in</strong>ed polymers while the thermal<br />

polymerization process showed <strong>in</strong>creas<strong>in</strong>g molecular<br />

weight distributions. This observation was attributed to<br />

Figure 7. Transmission electron microscope images of polystyrene particles obta<strong>in</strong>ed under similar conditions with microwave (left) and<br />

thermal (right) heat<strong>in</strong>g (repr<strong>in</strong>ted with permission from ref. [110] ).<br />

Macromol. Rapid Commun. 2007, 28, 368–386<br />

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R. Hoogenboom, U. S. Schubert<br />

the more homogeneous heat<strong>in</strong>g under microwave irradiation<br />

that becomes more apparent at high conversions due<br />

to the <strong>in</strong>creased viscosity of the polymerization mixture. In<br />

contrast, Zhu et al. observed a clear acceleration of the NMP<br />

of styrene <strong>in</strong> bulk under microwave irradiation (monomode<br />

microwave reactor). [116] The rate of polymerization<br />

<strong>in</strong>creased with <strong>in</strong>creas<strong>in</strong>g microwave power while the<br />

control over the polymerization was ma<strong>in</strong>ta<strong>in</strong>ed. The<br />

microwave-assisted RAFT polymerization of both styrene<br />

and methyl methacrylate was <strong>in</strong>vestigated by Perrier and<br />

coworkers. [117] For both monomers an <strong>in</strong>crease <strong>in</strong> polymerization<br />

rate was observed when microwave irradiation<br />

was applied as heat source. Moreover, l<strong>in</strong>ear first-order<br />

k<strong>in</strong>etics were observed and a l<strong>in</strong>ear <strong>in</strong>crease <strong>in</strong> molecular<br />

weight with conversion demonstrat<strong>in</strong>g a good control over<br />

the polymerizations under microwave irradiation was also<br />

observed. Zhu et al. reported similar observations for the<br />

RAFT polymerization of styrene us<strong>in</strong>g a domestic microwave<br />

oven. [118]<br />

microwave irradiation that were observed <strong>in</strong> recent years.<br />

In addition, several open questions such as specific microwave<br />

absorption <strong>in</strong> copolymerizations as well as upscal<strong>in</strong>g<br />

issues have to be addressed <strong>in</strong> the com<strong>in</strong>g years.<br />

Nevertheless, it is expected that the use of microwave<br />

irradiation will evolve from a research topic <strong>in</strong>to a common<br />

research tool <strong>in</strong> polymer science. Whether microwave-assisted<br />

polymerization procedures will be <strong>in</strong>corporated<br />

<strong>in</strong>to future commercial processes is still uncerta<strong>in</strong><br />

and would only be feasible for processes that show a clear<br />

(economical) advantage over thermal heat<strong>in</strong>g.<br />

Acknowledgements: This study was supported by the Dutch<br />

<strong>Polymer</strong> Institute (DPI) and the Fonds der Chemischen Industrie.<br />

Received: October 30, 2006; Accepted: December 8, 2006; DOI:<br />

10.1002/marc.200600749<br />

Keywords: microwave irradiation; polymer; radical polymerization;<br />

r<strong>in</strong>g-open<strong>in</strong>g polymerization; step-growth polymerization<br />

Summary and Outlook<br />

The use of microwave irradiation <strong>in</strong> polymer chemistry is a<br />

rapidly expand<strong>in</strong>g field of research. In the last two years,<br />

the number of publications per year has doubled. The ma<strong>in</strong><br />

reason for this <strong>in</strong>creased <strong>in</strong>terest <strong>in</strong> the use of microwave<br />

irradiation is the often observed acceleration of polymerizations<br />

when performed with microwave irradiation.<br />

Nevertheless, <strong>in</strong> many cases the acceleration is due to<br />

<strong>in</strong>creased polymerization temperatures compared to thermal<br />

heat<strong>in</strong>g, whereby it should be noted that these<br />

<strong>in</strong>creased temperatures are much easier accessible when<br />

us<strong>in</strong>g microwave irradiation. In addition to the <strong>in</strong>creased<br />

temperatures, many of the observed advantages of microwave<br />

heat<strong>in</strong>g can be ascribed to the fast and homogeneous<br />

heat<strong>in</strong>g that can prevent thermal decomposition and/or<br />

other side reactions caused by local overheat<strong>in</strong>g over the<br />

polymerization mixtures with thermal heat<strong>in</strong>g. Besides<br />

these improvements that can be ascribed to thermal<br />

effects under microwave irradiation, several examples<br />

have been reported <strong>in</strong> which non-thermal microwave<br />

effects were observed. These non-thermal microwave<br />

effects can be rationalized by specific microwave absorption<br />

of polar <strong>in</strong>termediates and or reagents mak<strong>in</strong>g them<br />

more reactive. However, the observation of such effects<br />

seems to depend on the choice of microwave reactors<br />

(domestic, monomode, or multimode microwaves) as well<br />

as the choice of polymerization conditions. In addition,<br />

attempts to change monomer reactivity and reactivity<br />

ratios <strong>in</strong> copolymerizations of monomers with different<br />

polarities have not succeeded so far.<br />

The field of microwave-assisted polymerizations is<br />

believed to cont<strong>in</strong>ue its rapid expansion <strong>in</strong> the com<strong>in</strong>g<br />

years <strong>in</strong>spired by the large number of beneficial effects of<br />

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DOI: 10.1002/marc.200600749

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