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NCCR Guide 2013 - Schweizerischer Nationalfonds (SNF)

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<strong>Guide</strong><strong>2013</strong><br />

National Centres of Competence in Research


The <strong>NCCR</strong> brochure “<strong>Guide</strong>” is updated every year.<br />

It can be ordered at the Swiss National Science<br />

Foundation (see address below).<br />

Publishing details<br />

Published and produced by<br />

Swiss National Science Foundation<br />

<strong>NCCR</strong> Office<br />

Wildhainweg 3<br />

CH-3001 Berne<br />

phone: +41 (0)31 308 23 52<br />

nccr@snf.ch<br />

www.snf.ch<br />

Production<br />

Stefan Bachmann<br />

Urs Christ<br />

Thomas Griessen<br />

Anna-Zalea Zaugg<br />

Design, layout, typesetting<br />

Beat Schenk, Berne<br />

werbecreativ.ch<br />

Printing<br />

Mastra Druck AG, Schönbühl<br />

© January <strong>2013</strong> SNSF<br />

(The statistical data is based on the latest<br />

progress reports of the <strong>NCCR</strong>s.)


Content<br />

National Centres of Competence in Research (<strong>NCCR</strong>s)<br />

Goals and Implementation 5<br />

The <strong>NCCR</strong>s at a glance 6<br />

<br />

Life Sciences<br />

• <strong>NCCR</strong> Molecular Oncology – From Basic Research to Therapeutic Approaches 8<br />

• <strong>NCCR</strong> Frontiers in Genetics – Genes, Chromosomes and Development 12<br />

• <strong>NCCR</strong> Molecular Life Sciences – Three Dimensional Structure, 16<br />

Folding and Interactions<br />

• <strong>NCCR</strong> Neuro – Neural Plasticity and Repair 20<br />

• <strong>NCCR</strong> Kidney.CH – Kidney Control of Homeostasis 25<br />

• <strong>NCCR</strong> SYNAPSY – The synaptic bases of mental diseases 28<br />

• <strong>NCCR</strong> TransCure – From transport physiology to identification of therapeutic targets 31<br />

• <strong>NCCR</strong> Chemical Biology – Visualisation and Control of Biological Processes 34<br />

Using Chemistry<br />

Environment and Sustainability<br />

• <strong>NCCR</strong> North-South – Research Partnership for Mitigating Syndromes 37<br />

of Global Change<br />

• <strong>NCCR</strong> Plant Survival in Natural and Agricultural Ecosystems 42<br />

• <strong>NCCR</strong> Climate Variability, Predictability and Climate Risks 46<br />

Technology<br />

• <strong>NCCR</strong> MaNep – Materials with Novel Electronic Properties 50<br />

• <strong>NCCR</strong> Nanoscale Science – Impact on Life Sciences, Sustainability, 54<br />

Information and Communication Technologies<br />

• <strong>NCCR</strong> Quantum Photonics 58<br />

• <strong>NCCR</strong> MUST – Molecular Ultrafast Sciences and Technology 61<br />

• <strong>NCCR</strong> Robotics – Intelligent Robots for Improving the Quality of Life 64<br />

• <strong>NCCR</strong> QSIT – Quantum Science and Technology 67<br />

Information and Communication Technology<br />

• <strong>NCCR</strong> IM2 – Interactive Multimodal Information Management 70<br />

• <strong>NCCR</strong> CO-ME – Computer Aided and Image <strong>Guide</strong>d Medical Interventions 74<br />

Social Sciences and Humanities<br />

• <strong>NCCR</strong> FINRISK – Financial Valuation and Risk Management 78<br />

• <strong>NCCR</strong> Iconic Criticism – The Power and Meaning of Images 81<br />

• <strong>NCCR</strong> International Trade Regulation – From Fragmentation to Coherence 84<br />

• <strong>NCCR</strong> Mediality – Historical Perspectives 88<br />

• <strong>NCCR</strong> Democracy – Challenges to Democracy in the 21 st Century92<br />

• <strong>NCCR</strong> Affective Sciences: Emotion in Individual Behaviour and Social Processes 96<br />

• <strong>NCCR</strong> LIVES – Overcoming vulnerability: life course perspectives 100


National Centres of Competence<br />

in Research (<strong>NCCR</strong>s)<br />

Goals and Implementation<br />

In the year 2001 the Swiss National Science<br />

Foundation launched the National Centres of<br />

Competence in Research (<strong>NCCR</strong>). The main<br />

goal of the currently 26 <strong>NCCR</strong>s is the promotion<br />

of scientific excellence in areas of major<br />

strategic importance for the future of Swiss<br />

research, economy and society. <strong>NCCR</strong>s are<br />

managed by leading houses institutionally<br />

linked to universities or other distinguished<br />

research institutions (home institutions). In<br />

addition to the research teams at the home<br />

institution, an <strong>NCCR</strong> sets up a network of<br />

other research teams across Switzerland.<br />

The maximum duration of an <strong>NCCR</strong> is 12<br />

years. The three underlying principles of<br />

<strong>NCCR</strong>s are:<br />

• Research: <strong>NCCR</strong>s carry out research of<br />

excellent quality, spanning basic research to<br />

applications. There is a number of individual<br />

projects doing the actual research work in<br />

each <strong>NCCR</strong>. The <strong>NCCR</strong> director ensures the<br />

coherence and integration of the individual<br />

projects.<br />

• Knowledge and technology transfer: <strong>NCCR</strong>s<br />

develop links with the potential users of their<br />

results, and involve them in project planning<br />

from the outset.<br />

• Training and promotion of women: <strong>NCCR</strong>s<br />

create the necessary structures and implement<br />

measures required to train young scientists<br />

(doctoral and postdoctoral students).<br />

Particular attention is paid to the advancement<br />

of women in research.<br />

From a research policy point of view, <strong>NCCR</strong>s<br />

should contribute to a better structuring<br />

of the Swiss research environment, and to<br />

optimised task assignment between research<br />

institutions.<br />

<strong>NCCR</strong>s are funded by the Swiss National<br />

Science Foundation (SNSF), participating<br />

institutions – in particular the home institutions<br />

– and third parties. The 26 existing<br />

<strong>NCCR</strong>s receive a total of CHF 55 million in<br />

SNSF funding for <strong>2013</strong>.<br />

Calls for submissions to set up <strong>NCCR</strong>s were<br />

first made in January 1999. Priority was given<br />

to four areas of research: life sciences, social<br />

sciences and humanities, sustainable development<br />

and environment, and information<br />

and communication technologies. A share of<br />

the overall budget was also made available<br />

to projects involving promising topics from<br />

outside these priority areas. The SNSF assessed<br />

the projects in two stages: a pre-proposal<br />

stage, with 82 projects submitted, and a<br />

full-proposal stage, with 34 submissions.<br />

The SNSF presented 18 full proposals of outstanding<br />

merit to the Federal Department of<br />

Home Affairs, which made the final selection<br />

of 14 <strong>NCCR</strong>s according to federal research<br />

policy in December 2000.<br />

A second call for <strong>NCCR</strong>s in the field of Social<br />

Sciences and Humanities was launched in<br />

October 2003. After a thorough evaluation of<br />

44 pre-proposals and 17 full proposals 6 new<br />

<strong>NCCR</strong>s started in autumn 2005.<br />

A third call launched in 2008 was open for<br />

all scientific fields. It resulted in the submission<br />

of 54 pre-proposals in December 2008<br />

and of 28 full proposals in September 2009.<br />

In March 2010 another 8 <strong>NCCR</strong>s were approved<br />

for funding.<br />

In summer 2009 several <strong>NCCR</strong>s could profit<br />

from the economic stimulus package decided<br />

by the Swiss government and parliament<br />

in order to fight the economic crisis. 28 out<br />

of 43 projects submitted jointly by <strong>NCCR</strong>s<br />

and companies were accepted. They run for 2<br />

years and focus on the transfer of results into<br />

practical applications. After a fourth <strong>NCCR</strong><br />

call open to all disciplines 63 pre-proposals<br />

were submitted in 2012. In <strong>2013</strong> the SNSF<br />

will evaluate the expected 22 full proposals.<br />

Those which will be funded can start their<br />

work in 2014.<br />

Within the SNSF, Division IV of the National<br />

Research Council is responsible for <strong>NCCR</strong>s.<br />

An international Review Panel is set up for<br />

each <strong>NCCR</strong> to assess its progress regularly.<br />

<strong>Guide</strong> <strong>2013</strong> | 5


The <strong>NCCR</strong>s<br />

at a glance<br />

1 st Call of <strong>NCCR</strong>s<br />

Short Name <strong>NCCR</strong>-Director Home Institution Web Address<br />

Climate Prof. Stocker Thomas University of Berne www.nccr-climate.unibe.ch<br />

CO-ME Prof. Székely Gábor ETH Zurich co-me.ch<br />

FINRISK Prof. Habib Michel University of Zurich www.nccr-finrisk.ch<br />

Genetics Prof. Duboule Denis University of Geneva www.frontiers-in-genetics.org<br />

IM2 Prof. Bourlard Hervé Idiap Research Institute, Martigny www.im2.ch<br />

MaNEP Prof. Fischer Øystein University of Geneva www.manep.ch<br />

MICS* Prof. Aberer Karl EPF Lausanne www.mics.org<br />

Molecular Oncology Prof. Aguet Michel EPF Lausanne www.nccr-oncology.ch<br />

Nanoscale Science<br />

Prof. Schönenberger<br />

Christian<br />

University of Basel<br />

www.nanoscience.ch<br />

Neuro Prof. Schwab Martin University of Zurich www.nccr-neuro.uzh.ch<br />

North-South Prof. Hurni Hans University of Berne www.north-south.unibe.ch<br />

Plant Survival Prof. Turlings Ted University of Neuchâtel www.unine.ch/plantsurvival<br />

Quantum Photonics<br />

Prof. Devaud-Plédran<br />

Benoît<br />

EPF Lausanne<br />

nccr-qp.epfl.ch<br />

Structural Biology Prof. Grütter Markus University of Zurich www.structuralbiology.uzh.ch<br />

* Terminat ed in 2012<br />

2 nd Call of <strong>NCCR</strong>s<br />

Short Name <strong>NCCR</strong>-Director Home Institution Web Address<br />

Affective Sciences Prof. Scherer Klaus University of Geneva www.affective-sciences.org<br />

Democracy Prof. Kübler Daniel University of Zurich www.nccr-democracy.uzh.ch<br />

Iconic Criticism Prof. Ubl Ralph University of Basel www.eikones.ch<br />

Mediality Prof. Kiening Christian University of Zurich www.mediality.ch<br />

SESAM* Prof. Margraf Jürgen University of Basel www.sesamswiss.ch<br />

Trade Regulation Prof. Cottier Thomas University of Berne www.nccr-trade.org<br />

* Terminated in 2010<br />

3 rd Call of <strong>NCCR</strong>s<br />

Short Name <strong>NCCR</strong>-Director Home Institution Web Address<br />

Chemical Biology Prof. Riezman Howard<br />

University of Geneva,<br />

EPF Lausanne<br />

www.nccr-chembio.ch<br />

Kidney.CH Prof. Verrey François University of Zurich www.nccr-kidney.ch<br />

LIVES<br />

Prof. Spini Dario<br />

University of Lausanne,<br />

University of Geneva<br />

www.lives-nccr.ch<br />

MUST Prof. Keller Ursula ETH Zurich, University of Berne www.nccr-must.ch<br />

QSIT Prof. Ensslin Klaus ETH Zurich, University of Basel www.nccr-qsit.ethz.ch<br />

Robotics Prof. Floreano Dario EPF Lausanne www.nccr-robotics.ch<br />

SYNAPSY Prof. Magistretti Pierre<br />

EPF Lausanne, University of<br />

Lausanne, University of Geneva<br />

www.nccr-synapsy.ch<br />

TransCure Prof. Hediger Matthias A. University of Berne www.transcure.org<br />

Output in 2001 - 2009<br />

(1 st and 2 nd Call of <strong>NCCR</strong>s)<br />

Type 2001 - 2006 2006 - 2009<br />

Scientific papers 7 100 10 400<br />

Presentations at congresses and fairs 6 700 11 400<br />

Patents/licences 126 142<br />

Start up companies 1 17 35<br />

Prototypes, demonstrators, processes 131 250<br />

Cooperations with private sector 277 630<br />

CTI projects 2 28 3 41 4<br />

1<br />

Built up or encouraged by the <strong>NCCR</strong>s<br />

2<br />

CTI: Innovation Promotion Agency of the Swiss Government funding cooperation projects with industry<br />

3<br />

The total amount of the 28 projects is about CHF 31.7 Mio.<br />

4<br />

The total amount of the 41 projects is about CHF 40.8 Mio.<br />

6 | <strong>Guide</strong> <strong>2013</strong>


Total of funds in 2001 - 2004<br />

(1 st Call of <strong>NCCR</strong>s)<br />

Funding source (CHF) 2001 2002 2003 2004 Total %<br />

SNSF funding 51 034 237 57 303 066 58 114 035 57 607 320 224 058 658 37<br />

Self-funding from home<br />

institutions 1 18 685 602 20 762 660 19 157 137 19 722 980 78 328 379 13<br />

Self-funding from project<br />

participants<br />

39 364 540 51 884 528 64 851 723 69 156 289 225 257 080 37<br />

Third-party funding 2 8 861 639 16 620 401 27 986 869 29 546 417 83 015 326 13<br />

Total 117 946 018 146 570 655 170 109 764 176 033 006 610 659 443 100<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Not included is CTI funding (cf. above)<br />

Total of funds in 2005 - 2008<br />

(1 st and 2 nd Call of <strong>NCCR</strong>s)<br />

Funding source (CHF) 2005 2006 2007 2008 Total %<br />

SNSF funding 66 955 000 65 567 000 63 341 000 61 537 000 257 400 000 35<br />

Self-funding from home<br />

institutions1 21 117 710 23 852 187 22 725 242 26 198 486 93 893 625 13<br />

Self-funding from other<br />

institutions2 6 095 240 5 677 322 5 153 897 4 729 639 21 656 098 3<br />

Self-funding from project<br />

participants<br />

68 003 946 72 138 404 65 352 264 60 880 145 266 374 759 36<br />

Third-party funding 3 30 212 890 20 912 240 22 998 884 19 017 270 93 141 284 13<br />

Total 192 384 786 188 147 153 179 571 287 172 362 540 732 465 766 100<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

See the <strong>NCCR</strong>s Molecular Oncology, Neuro and Structural Biology<br />

3<br />

Not included is CTI funding (cf. page 6 and some <strong>NCCR</strong>s)<br />

Total of funds in 2009 - 2012<br />

(1 st , 2 nd and 3 rd Call of <strong>NCCR</strong>s)<br />

Funding source (CHF) 2009 2010 2011 2012 Total %<br />

SNSF funding 77 425 000 4 74 215 000 67 225 000 62 068 000 280 933 000 32<br />

Self-funding from home<br />

institutions1 33 123 040 36 964 876 36 205 840 32 581 227 138 874 983 16<br />

Self-funding from other<br />

institutions2 5 606 179 7 865 727 7 650 100 7 450 100 28 572 106 3<br />

Self-funding from project<br />

participants<br />

99 151 676 100 447 906 91 544 556 66 645 639 357 789 777 41<br />

Third-party funding 3 17 116 163 18 178 038 17 284 049 15 344 965 67 923 215 8<br />

Total 232 422 058 237 671 547 219 909 545 184 089 931 874 093 081 100<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

See the <strong>NCCR</strong>s Molecular Oncology, Neuro and Structural Biology<br />

3<br />

Not included is CTI funding<br />

4<br />

Included funding of economic stimulus package projects , transfer projects (strong Swiss franc package)<br />

Total of persons involved in the <strong>NCCR</strong>s in the last reporting period (12 months)<br />

(1 st , 2 nd and 3 rd Call of <strong>NCCR</strong>s)<br />

Personnel<br />

Total Female % Male % Swiss Other<br />

of Persons<br />

Nations<br />

Management 102 1 139 45 167 55 193 32<br />

Master students 26 14 54 12 46 22 2<br />

Doctoral students 1106 458 41 648 59 402 311<br />

Postdoctoral students 630 200 32 430 68 95 212<br />

Research associates 203 90 44 113 56 94 46<br />

Senior researchers 2 1163 213 18 939 82 502 226<br />

Other staff 539 305 57 233 43 328 87<br />

Total 3769 1419 36 2542 64 1636 916<br />

1<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer,<br />

and education and training<br />

2<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong>s<br />

<strong>Guide</strong> <strong>2013</strong> | 7


Molecular Oncology – From Basic<br />

Research to Therapeutic Approaches<br />

<strong>NCCR</strong> Molecular Oncology<br />

Home Institution<br />

EPFL, Lausanne<br />

Start of the <strong>NCCR</strong><br />

May 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Aguet Michel, Prof.<br />

Associate Director<br />

Deka Jürgen, Dr.<br />

phone: +41 (0)21 314 77 22<br />

jurgen.deka@epfl.ch<br />

Office<br />

Valérie Le Dreau, Mrs.<br />

phone: +41 (0)21 314 71 50<br />

valerie.ledreau@epfl.ch<br />

Public Relations<br />

Valérie Le Dreau<br />

Knowledge and<br />

Technology Transfer<br />

Aguet Michel, Prof.<br />

Education and Training<br />

Deka Jürgen, Dr.<br />

Advancement of Women<br />

Brisken Cathrin, Prof.<br />

Address<br />

<strong>NCCR</strong> Molecular Oncology<br />

Institut Suisse<br />

de Recherche Expérimentale<br />

sur le Cancer, EPFL<br />

c/o Institut Universitaire<br />

de Pathologie<br />

Rue du Bugnon 25<br />

1011 Lausanne<br />

phone: + 41 (0)21 314 71 50<br />

nccr.oncology@epfl.ch<br />

Web Address<br />

www.nccr-oncology.ch<br />

Research<br />

Cell Signaling in Tumor<br />

Development and Metastasis<br />

The progesterone-Wnt connection<br />

and early events in<br />

human breast carcinogenesis<br />

Head: Brisken C.<br />

Mechanisms controlling<br />

tissue homeostasis and their<br />

role<br />

in cancerogenesis and<br />

metastasis<br />

H: Hülsken J.<br />

Sarcoma-development and<br />

the role of the tumor stroma<br />

H: Stamenkovic I.<br />

The role of IL-1<br />

in tumorigenesis<br />

H: Fasel N.<br />

Large-scale analysis<br />

of functional genomics data<br />

H: Delorenzi M.<br />

Epigenetics and gene<br />

expression signatures in<br />

human glioblastoma and<br />

glioma stem like cells and<br />

implications for tumor biology<br />

and treatment of cancer<br />

H: Hegi M.<br />

Regulation of colorectal<br />

cancer progression<br />

H: Petrova T.<br />

BCL9/BCL9L as targets for<br />

suppression of cancer stem<br />

cells and restoring susceptibility<br />

to therapy in colon and<br />

other cancers<br />

H: Aguet M.<br />

Identification and Validation<br />

of microRNAs important<br />

for pancreatic cancer liver<br />

metastasis<br />

H: Hanahan D.<br />

Perturbation of adaptor<br />

protein complexes by highaffinity<br />

monobodies in chronic<br />

myelogenous leukemia<br />

H: Hantschel O.<br />

In vivo monitoring of the<br />

efficacy of genetic and pharmacological<br />

NF-kB inhibition<br />

in a preclinical mouse model<br />

of human lung adenocarcinoma<br />

H: Meylan E.<br />

Tumor Angiogenesis<br />

Impact of antiangiogenic<br />

treatments on tumor evolution<br />

and tumor microenvironment<br />

H: Rüegg C.<br />

The molecular regulation<br />

of tumor lymphangiogenesis<br />

and lymphnode metastasis<br />

H: Christofori G.<br />

Role of lymphatic<br />

vessels in cancer invasion<br />

and metastasiss<br />

H: Swartz M.<br />

Role of distinct macrophage<br />

subsets in tumor angiogenesis<br />

and progression<br />

H: De Palma M.<br />

Tumor Immunity and Cancer<br />

Immunotherapy<br />

Analysis of in vivo differentiation<br />

and function, and<br />

molecular dissection of antigen<br />

specific CD8 T cells before<br />

and after immunotherapy<br />

of melanoma patients<br />

H: Speiser D.<br />

Rufer N.<br />

Structural design<br />

of peptide/MHC and T cell<br />

receptor interactions<br />

H: Michielin O.<br />

Public Relations<br />

• Newsletter <strong>NCCR</strong><br />

• News and press coverage<br />

on website<br />

• Press releases<br />

Heads of Individual Research Projects<br />

Aguet Michel, Prof.<br />

Institut Suisse de Recherche Expérimentale sur le Cancer,<br />

EPFL, Lausanne<br />

Brisken Cathrin, Prof.<br />

Institut Suisse de Recherche Expérimentale sur le Cancer,<br />

EPFL, Lausanne<br />

Christofori Gerhard, Prof. Dept. of Clinical-Biological Sciences, University of Basel<br />

Delorenzi Mauro, Dr.<br />

Swiss Institute of Bioinformatics, Lausanne<br />

De Palma Michele, Prof.<br />

Institut Suisse de Recherche Expérimentale sur le Cancer,<br />

EPFL, Lausanne<br />

Fasel Nicolas, Prof.<br />

Department of Biochemistry, University of Lausanne<br />

Hanahan Douglas, Prof.<br />

Institut Suisse de Recherche Expérimentale sur le Cancer,<br />

EPFL, Lausanne<br />

Hantschel Oliver, Prof.<br />

Institut Suisse de Recherche Expérimentale sur le Cancer,<br />

EPFL, Lausanne<br />

Hegi Monika, Prof.<br />

Centre Hospitalier Universitaire Vaudois, Lausanne<br />

Hülsken Jörg, Prof.<br />

Institut Suisse de Recherche Expérimentale sur le Cancer,<br />

EPFL, Lausanne<br />

Meylan Etienne, Prof.<br />

Institut Suisse de Recherche Expérimentale sur le Cancer,<br />

EPFL, Lausanne<br />

Michielin Olivier, Prof.<br />

Swiss Institute of Bioinformatics, Lausanne<br />

8 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Cancer cells are defective<br />

in basic processes controlling<br />

cell differentiation<br />

and proliferation, genome<br />

stability and programmed<br />

cell death. They acquire<br />

capacities to invade tissues,<br />

to stimulate angiogenesis,<br />

and to elicit innate and in<br />

some instances specific immune<br />

responses. The Swiss<br />

Institute for Experimental<br />

Cancer Research (ISREC),<br />

an institute of the School of<br />

Life Sciences of the Ecole<br />

Polytechnique Fédérale de<br />

Lausanne (EPFL), forms<br />

together with several partner<br />

institutes (Ludwig Institute<br />

for Cancer Research,<br />

Department of Biochemistry<br />

of the University of<br />

Lausanne, Swiss Institute<br />

of Bioinformatics) a biomedical<br />

research network<br />

in Lausanne. The research<br />

Petrova Tatiana, Prof.<br />

Romero Pedro, Prof.<br />

Rüegg Curzio, Prof.<br />

Rufer Nathalie, Dr.<br />

Speiser Daniel, Prof.<br />

Stamenkovic Ivan, Prof.<br />

Swartz Melody, Prof.<br />

Centre pluridisciplinaire d‘oncologie, Lausanne<br />

Ludwig Institut for Cancer Research, Epalinges<br />

Université Fribourg, Département de médecine<br />

Centre pluridisciplinaire d‘oncologie, Lausanne<br />

Ludwig Institut de Recherches sur le Cancer, Epalinges<br />

Centre Hospitalier Universitaire Vaudois, CHUV, Lausanne<br />

Institut of Bioengineering, EPF Lausanne<br />

Partner Institutions<br />

Ludwig Institute for Cancer Research LICR, Lausanne Branch<br />

Department of Biochemistry of the University of Lausanne DB, UNIL<br />

Swiss Institute of Bioinformatics SIB, Lausanne Branch<br />

Centre Pluridisciplinaire d’Oncologie CePO<br />

Centre Hospitalier Universitaire Vaudois CHUV<br />

Department of Medecine, University of Fribourg<br />

Department of Biomedicine, University of Basel<br />

Members of the Advisory Board<br />

Tumor-Host Interaction and Apoptosis<br />

Ashkenazi Avi, Prof.<br />

Carmeliet Peter, Prof.<br />

Rommelaere Jean, Prof.<br />

Genentech Inc., San Francisco, US<br />

Catholic University of Leuven, BE<br />

Deutsches Krebsforschungszentrum DKFZ, Heidelberg, DE<br />

DNA-Microarrays, Bioinformatics and Tumor Specific Gene Expression<br />

Ansorge Wilhelm, Prof.<br />

European Molecular Biology Laboratory EMBL, Heidelberg, DE<br />

Collins Peter, Prof.<br />

University of Cambridge, GB<br />

Guha Abhijit, Prof.<br />

University of Toronto, CA<br />

Liu Edison, Prof.<br />

Genome Institute of Singapore, SG<br />

Van‘t Veer Laura, Dr.<br />

Netherlands Cancer Institute NKI, Amsterdam, NL<br />

Immunotherapy<br />

Greenberg Philip, Prof.<br />

Lanzavecchia Antonio, Prof.<br />

Melief Cees J. M., Prof.<br />

focuses on different aspects<br />

of basic tumor biology and<br />

the host response to cancer.<br />

Work at ISREC centers<br />

on the discovery of genes<br />

that play important roles<br />

in tumorigenesis and metastasis,<br />

using genetic approaches<br />

in human cancer<br />

cell lines and model organisms.<br />

A research module integrating<br />

projects from the<br />

EPFL and the Universities<br />

of Basel and Fribourg investigates<br />

the role of blood<br />

and lymph vessels in tumor<br />

invasion and metastasis.<br />

Other groups in the ISREC<br />

and the Ludwig Institute for<br />

Cancer Research elucidate<br />

the mechanisms that control<br />

immune responses to<br />

cancer. Research projects<br />

in external institutes and<br />

clinics, also in other parts<br />

of Switzerland, complement<br />

the research portfolio<br />

of this cancer research program.<br />

The projects of the <strong>NCCR</strong><br />

Molecular Oncology form<br />

a basis for the design of<br />

novel approaches to cancer<br />

therapy, and the program<br />

provides us with the means<br />

to explore such prospects,<br />

through cooperation with<br />

our partners in different<br />

University hospitals. The<br />

<strong>NCCR</strong> has also been essential<br />

for supporting technology<br />

development and core<br />

facilities necessary for such<br />

clinically oriented research.<br />

Finally, the program provides<br />

training opportunities<br />

for MD/PhDs to foster<br />

the development of translational<br />

oncology in Switzerland.<br />

University of Seattle & Fred Hutchinson Cancer Research<br />

Center, US<br />

Istituto di Ricerca in Biomedicina IRB, Bellinzona, CH<br />

Leiden University, NL<br />

Third Party Cooperation<br />

Programmes<br />

• SmArt (FP7)<br />

Research Institutions<br />

• A.I.Virtanen Institute for<br />

Molecular Sciences, University<br />

of Kuopio, FI<br />

• Biobix: lab for computational<br />

genomics & bioinformatics,<br />

University of Gent, Gent, BE<br />

• Brain Tumor Group,<br />

European Organization<br />

for Research and Treatment<br />

of Cancer, Brussels, BE<br />

• Center for Human Genetics and<br />

Dept. of Gastro-Enterology,<br />

University Hospital<br />

Gasthuisberg, Leuven, BE<br />

• Center for Molecular Medicine,<br />

University of Köln, Köln, DE<br />

• Centre Hospitalier Universitaire<br />

Vaudois, Lausanne, CH<br />

• CIBM, Centre Hospitalier<br />

Universitaire Vaudois,<br />

Lausanne, CH<br />

• Department for Biochemistry<br />

and Molecular Biology, University<br />

of Chicago, Chicago, US<br />

• Department of Molecular<br />

Embryology, Max-Planck<br />

Institute for Immunobiology,<br />

Freiburg, DE<br />

• Department of Neuropathology,<br />

Department of Neuropathology,<br />

Valore, IN<br />

• Department of Pathology, University<br />

of Geneva, Geneva, CH<br />

• Department of Physics of<br />

Complex Systems, Weizmann<br />

Institute of Science, Rehovot, IL<br />

• Department of Surgical<br />

Oncology, Erasmus University<br />

Hospital, Rotterdam, NL<br />

• Department Oncological<br />

Sciences, University of Torino,<br />

Torino, IT<br />

• IFOM-IEO, Milan, IT<br />

• Impact du Microenvironnement<br />

sur l`Angiogenèse et l`Invasion<br />

Tumorale, Centre de Recherche<br />

INSERM, Strasbourg, FR<br />

• Institut contre l’arthrose, Lausanne,<br />

CH<br />

• Institute of Molecular Medicine,<br />

University of Lisbon, PT<br />

• MD Cancer Centre, The University<br />

of Texas, Houston, US<br />

• Medical Biochemistry and Molecular<br />

Biology, Oulu Center for<br />

Cell-Matrix Research, Oulou, FI<br />

• Molecular Life Sciences,<br />

Universität Frankfurt, DE<br />

• Neurosurgery, Centre<br />

Hospitalier Universitaire<br />

Vaudois, Lausanne, CH<br />

• Pathology, Université de<br />

Fribourg, CH<br />

• Pharmaceutical Biochemistry,<br />

University of Geneva,<br />

Geneva, CH<br />

• Service de medécine nucleaire,<br />

Centre Hospitalier Universitaire<br />

Vaudois, Lausanne, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 9


Molecular Oncology – From Basic<br />

Research to Therapeutic Approaches<br />

<strong>NCCR</strong> Molecular Oncology<br />

• Service de radiothérapie,<br />

Centre Hospitalier Universitaire<br />

Vaudois, Lausanne, CH<br />

• SIB, Ecole Polytechnique Fédérale<br />

de Lausanne, Lausanne, CH<br />

• Signalling and cancer, Friedrich<br />

Mischer Institute, Basel, CH<br />

• University of Japan, JP<br />

• University of Tübingen,<br />

Tübingen, DE<br />

Economy / Industry<br />

• Adipogen SA, Epalinges, CH<br />

• Apoxis SA, Lausanne, CH<br />

• Bracco Research SA,<br />

Geneva, CH<br />

• BTG International Ltd.,<br />

London, GB<br />

• Cytos Biotechnology Inc,<br />

Zürich, CH<br />

• Glaxo Smith Kline, PA, US<br />

• Ipsogen SAS, Marseille, FR<br />

• MDxHealth Inc., Liège, BE<br />

• Novartis Pharma, Bern, CH<br />

• Pfizer, La Jolla, CA, US<br />

• The Genetics Company,<br />

Schlieren, CH<br />

Others<br />

• Association pour la recherche<br />

sur le Cancer, Villejuif, FR<br />

• Fondation Institut Suisse de la<br />

Recheche Experimental contre<br />

le cancer, Lausanne, CH<br />

• Fondation ISREC, Epalinges, CH<br />

• German Research Fundation,<br />

Bonn, DE<br />

• Krebsforschung Schweiz,<br />

Berne, CH<br />

Achievements of the previous years<br />

New spirit<br />

The <strong>NCCR</strong> has created a<br />

new spirit of greater mutual<br />

interest across the borders<br />

between basic and clinical<br />

research. Several collaborative<br />

projects involving<br />

scientists at ISREC and<br />

more clinically oriented<br />

research groups at the University<br />

Hospital Lausanne<br />

(CHUV) and other Swiss<br />

university clinics have been<br />

started. Some of these projects<br />

include partnerships<br />

with pharmaceutical companies<br />

(e.g. Pfizer).<br />

New insights<br />

Novel molecular events underlying<br />

the development of<br />

certain tumour types have<br />

been elucidated. Cell types<br />

from which these tumours<br />

arise have been identified.<br />

Mechanisms, which control<br />

cell division and the degree<br />

of specialization of normal<br />

cells have been unravelled<br />

and may prove relevant for<br />

malignant tumour progression.<br />

New models to investigate<br />

the development<br />

of tumour metastases in<br />

distant organs have been<br />

established. These discoveries<br />

provide a basis for<br />

the identification and validation<br />

of novel therapeutic<br />

approaches.<br />

New therapeutic<br />

developments<br />

A clinical study has been<br />

completed to investigate<br />

how tumours control their<br />

blood supply. A further<br />

clinical trial is currently<br />

underway to assess the efficacy<br />

of anti-angiogenic<br />

therapy in patients with<br />

head and neck tumours.<br />

Novel strategies have been<br />

developed to direct the<br />

patient’s immune system<br />

against the tumour. Immunisation<br />

of melanoma patients<br />

with tumour derived<br />

antigens proved to be successful<br />

in eliciting a strong<br />

tumour specific immune<br />

response.<br />

The pattern of differentially<br />

regulated genes has been<br />

analysed in several human<br />

tumour types (breast, brain,<br />

skin). Results from such<br />

studies allowed identifying<br />

new tumour subtypes and<br />

in some cases new prognostic<br />

markers. They may<br />

eventually lead to the identification<br />

of gene profiles,<br />

which are predictive of a<br />

response to therapy.<br />

New research groups<br />

Five new positions for junior<br />

research group leaders<br />

equivalent to assistant<br />

professorships have been<br />

created to strengthen advanced<br />

biocomputing and<br />

research that is directly<br />

cancer relevant.<br />

New technologies<br />

The <strong>NCCR</strong> Molecular Oncology<br />

allowed to establish<br />

or strengthen important<br />

technology platforms. The<br />

animal facility allowed the<br />

development of novel cancer<br />

mouse models, which<br />

mimic the genetic alterations<br />

and the behavior of<br />

human tumours and are<br />

indispensable for the validation<br />

of new therapeutic<br />

targets. The DNA array<br />

and bioinformatics core<br />

faci lities supported several<br />

novel cancer relevant projects<br />

at the interface to the<br />

clinic.<br />

Training<br />

The <strong>NCCR</strong> Molecular Oncology<br />

provides education<br />

and training in cancer research<br />

at several levels. It<br />

participates and strengthens<br />

the ISREC International<br />

PhD Programme and<br />

the MD/PhD programme<br />

of the University of Lausanne,<br />

providing medical<br />

doctors with an opportunity<br />

to carry out a PhD thesis in<br />

molecular oncology. The<br />

<strong>NCCR</strong> presently supports<br />

the training of approximately<br />

30 PhD students<br />

and 30 postdoctoral fellows.<br />

<strong>NCCR</strong> advanced courses in<br />

microscopy, imaging and<br />

morphology have been carried<br />

out by the <strong>NCCR</strong> imaging<br />

facility (MIM) for users<br />

including students from the<br />

University of Lausanne and<br />

the EPFL.<br />

Further information see<br />

www.nccr-oncology.ch<br />

10 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 490 000 3 490 000 3 000 000 1 500 000 8 480 000 25<br />

Self-funding from home<br />

institution 2 793 206 793 205 793 205 793 205 3 172 821 9<br />

Self-funding from<br />

University of Lausanne<br />

700 000 700 000 700 000 700 000 2 800 000 8<br />

Self-funding from project<br />

participants<br />

3 635 784 2 926 517 3 480 066 2 291 111 12 333 478 36<br />

Third-party funding 3 2 077 241 1 654 580 2 139 650 1 700 721 7 572 192 22<br />

Total 7 696 231 9 564 302 10 112 921 6 985 037 34 358 491 100<br />

Personnel 4<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

IT FR DE ES US<br />

Management 1.3 5 1 20 4 80 2 0 0 1 0 1 1<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 28 13 46 15 54 10 4 2 1 0 1 13<br />

Postdoctoral students 45 24 53 21 47 7 6 5 5 4 2 17<br />

Research associates 6 3 50 3 50 3 0 1 1 0 1 1<br />

Senior researchers 6 28 8 29 20 71 11 3 1 6 0 3 4<br />

Other staff 27 16 59 11 41 12 3 5 3 1 0 4<br />

Total 135.30 65 47 74 53 45 16 14 17 5 8 40<br />

Type of output 7<br />

Totals<br />

Publications > 665 Peer-reviewed | 45 Not peer-reviewed | 20 Anthology articles | 21 Books | 3 Reports 754<br />

Presentations at congresses > 965<br />

Cooperations > 16 Programmes | 86 Research institutions | 51 Private sector | 70 Other 223<br />

Transfer activities > 15 Patents | 0 Licenses | 0 Start-ups 8 | 11 Prototypes/processes | 1 CTI-projects 9 27<br />

1<br />

Included funding of economic stimulus package<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 1 project has been funded by CTI at a total amount<br />

of 1.1 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer,<br />

and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well (see text on<br />

“achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Kléber André, Prof. (Chair)<br />

Ben-Ze’ev Avri, Prof.<br />

Cavalli Franco, Prof.<br />

Cerundolo Vincenzo, Prof.<br />

Dalla-Favera Riccardo, Prof.<br />

Dehio Christoph, Prof.<br />

Huber Christoph, Prof.<br />

Müller Hans-Joachim, Prof.<br />

Polyak Kornelia, Prof.<br />

Werner Sabine, Prof.<br />

Yaniv Moshe, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Molecular Cell Biology, The Weizmann Institute<br />

of Science, IL<br />

Oncology Institute of Southern Switzerland,<br />

Ospedale San Giovanni, Bellinzona, CH<br />

Weatherall Institute of Molecular Medicine, University of Oxford, GB<br />

Institute of Cancer Genetics, Columbia University,<br />

New York, US<br />

Swiss National Science Foundation, Berne, CH<br />

Clinical Regulatory Affairs, Translational Oncology Institut-TRON,<br />

Mainz, DE<br />

Pharma Research Penzberg, Roche Diagnostics GmbH, Penzberg, DE<br />

Department of Medical Oncology, Dana-Farber Cancer Institute,<br />

Harvard Medical School, Boston, US<br />

Swiss National Science Foundation, Berne, CH<br />

Institut Pasteur, Unité des Virus Oncogènes, Paris, FR<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71, christ@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 11


Frontiers in Genetics – Genes,<br />

Chromosomes and Development<br />

<strong>NCCR</strong> Genetics<br />

Home Institution<br />

University of Geneva<br />

Start of the <strong>NCCR</strong><br />

July 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Duboule Denis, Prof.<br />

phone: + 41 (0)22 379 67 71<br />

denis.duboule@frontiers-ingenetics.org<br />

Deputy Director<br />

Trono Didier, Prof.<br />

phone: + 41 (0)21 693 17 51<br />

didier.trono@frontiers-ingenetics.org<br />

<strong>NCCR</strong> Executive Officer<br />

Suarez Mougli, Dr.<br />

phone: + 41 (0)22 379 67 82<br />

mougli.suarez@frontiers-ingenetics.org<br />

Office Secretary<br />

Bliggenstorfer Nema, Mrs.<br />

Knowledge and Technology<br />

Transfer<br />

Duboule Denis, Prof.<br />

Education and Training<br />

Rodriguez Ivan, Prof.<br />

Advancement of Women<br />

Duboule Denis, Prof.<br />

Communication<br />

Pizurki Lara, Dr.<br />

Webmaster<br />

Thièvent Alain, Dr.<br />

Address<br />

<strong>NCCR</strong> Frontiers in Genetics<br />

Sciences III<br />

Université de Genève<br />

Quai Ernest-Ansermet, 30<br />

1211 Genève 4<br />

phone: + 41 (0)22 379 67 82<br />

fax: + 41 (0)22 379 61 50<br />

management@frontiers-ingenetics.org<br />

Web Address<br />

www.frontiers-in-genetics.org<br />

Public Relations<br />

• New section on our web site:<br />

“Genetics for All”<br />

• Forum of biology<br />

(in coordination with the<br />

Swiss television - TSR1)<br />

• Press Releases, news and<br />

advertisements<br />

• Leaflets (English & French)<br />

• Weeks of study for secondary<br />

school students<br />

• Public events<br />

(open doors, teachings,<br />

trainings, exhibitions)<br />

• Meetings<br />

Research<br />

Work Package 1<br />

Novel approaches<br />

in functional genomics<br />

Coordinator: Trono D.<br />

Members: Antonarakis S.,<br />

Basler K., Deplancke B.,<br />

Dermitzakis E., Duboule D.,<br />

Karch F., Rodriguez I., Roska B.,<br />

Schibler U., Wahli W.<br />

Work Package 2<br />

Energy homeostasis<br />

Coordinator: Thorens B.<br />

Members: Hernandez N.,<br />

Herrera P., Nef S., Schibler U.,<br />

Wahli W.<br />

Heads of Individual Research Projects<br />

Antonarakis Stylianos E., Prof.<br />

Basler Konrad, Prof.<br />

Deplancke Bart, Prof.<br />

Dermitzakis Emanouil, Prof.<br />

Duboule Denis, Prof.<br />

Gasser Susan M., Prof.<br />

Gonzalez-Gaitan Marcos, Prof.<br />

Gotta Monica, Prof.<br />

Halazonetis Thanos, Prof.<br />

Hernandez Nouria, Prof.<br />

Herrera Pedro, Dr.<br />

Herr Winship, Prof.<br />

Work Package 3<br />

The dialog between DNA and<br />

the nucleus influences gene<br />

expression and replication<br />

Coordinator: Shore D.<br />

Members: Gasser S.,<br />

Halazonetis T., Laemmli U.,<br />

Lingner J., Stutz F.<br />

Technological<br />

Platforms, Programs etc.<br />

Genomics platform<br />

(Genotyping and<br />

transcriptome profiling)<br />

Manager: Docquier M.<br />

Bioimaging platform<br />

(Image analysis)<br />

Manager: Bauer C.<br />

Fly C31<br />

H: Basler K.<br />

Metabolic Evaluation Facility<br />

H: Torens B.<br />

Lentiviral Vectors<br />

H: Trono D.<br />

Doctoral School<br />

Dean: Rodriguez I.,<br />

Supervisor: Suarez M.<br />

Département de Médécine Génétique et Développement,<br />

Université de Genève<br />

Institut für Molekularbiologie, Universität Zürich<br />

Laboratoire de Génétique et Biologie des Systèmes, EPFL<br />

Département de Médécine Génétique et Développement,<br />

Université de Genève<br />

Département de Génétique et Evolution,Université de Genève<br />

Friedrich Miescher Institute for Biomedical Research, Basel<br />

Département de Biochemie, Université de Genève<br />

Département de Médécine Génétique et Développement,<br />

Université de Genève<br />

Département de Biologie Moléculaire, Université de Genève<br />

Centre Intégratif de Génomique, Université de Lausanne<br />

Département de Médécine Génétique et Développement,<br />

Université de Genève<br />

Centre Intégratif de Génomique, Université de Lausanne<br />

12 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Karch François, Dr.<br />

Laemmli Ulrich K., Prof.<br />

Lingner Joachim, Dr.<br />

Loewith Robbie, Prof.<br />

Nef Serge, Dr.<br />

Rodriguez Ivan, Prof.<br />

Roska Botond, Dr.<br />

Ruiz i Altaba Ariel, Prof.<br />

Schibler Ueli, Prof.<br />

Shore David M., Prof.<br />

Stutz Françoise, Dr.<br />

Thorens Bernard, Prof.<br />

Trono Didier, Prof.<br />

Wahli Walter, Prof.<br />

The general goal of the<br />

<strong>NCCR</strong> Frontiers in Genetics<br />

– Genes, Chromosomes<br />

and Development is to understand<br />

the function and<br />

regulation of genes during<br />

the development of cells<br />

and organisms. These fundamental<br />

problems are<br />

tackled at four different<br />

levels, namely at the level<br />

of genes, of chromosomes,<br />

of the whole cell and of the<br />

entire organism. In order<br />

to reach excellence in this<br />

domain, it is neccessary to<br />

bridge the gaps between<br />

these levels. The <strong>NCCR</strong><br />

Genetics contributes to diminish<br />

these gaps by creating<br />

a network of scientist,<br />

which work together on<br />

common projects (organized<br />

as Work Packages,<br />

WP). These WPs provide<br />

an ideal forum for the indepth<br />

discussion of scientific<br />

issues by all interested<br />

persons (including<br />

post-doctoral fellows and<br />

students). The aim of the<br />

third phase (2009-<strong>2013</strong>) is<br />

to complete the integration<br />

of its educational and scientific<br />

program within the<br />

participating institutions.<br />

In this view, three Work<br />

Packages were implemented,<br />

in collaboration<br />

with the three institutions<br />

of the Lemanic region and<br />

the on-site technological<br />

platforms that have been<br />

developed by these institutions<br />

in close contact with<br />

the <strong>NCCR</strong>.<br />

Some projects directly related<br />

to technological development<br />

are pursued in the<br />

context of our technological<br />

platforms. These platforms<br />

provide shared common facilities<br />

in which the latest<br />

technologies in Genomics<br />

and Bioimaging are available<br />

for the regional scientific<br />

community.<br />

Another major goal is to<br />

offer the best graduate<br />

school in genetics. We believe<br />

that to pursue top<br />

science, we need to attract<br />

the best students worldwide<br />

and “create” the next<br />

generation of top scientists<br />

through teaching.<br />

Département de Zoologie et Biologie Animale,<br />

Université de Genève<br />

Départements de Biologie Moléculaire et Biochimie,<br />

Université de Genève<br />

ISREC, Epalinges<br />

Département de Biologie Moléculaire, Université de Genève<br />

Département de Médécine Génétique et Développement,<br />

Université de Genève<br />

Département de Génétique et Evolution, Université de Genève<br />

Friedrich Miescher Institute for Biomedical Research, Basel<br />

Département de Médécine Génétique et Développement,<br />

Université de Genève<br />

Département de Biologie Moléculaire, Université de Genève<br />

Département de Biologie Moléculaire, Université de Genève<br />

Département de Biologie Cellulaire, Université de Genève<br />

Centre Intégratif de Génomique, Université de Lausanne<br />

Ecole Polytechnique Fédérale de Lausanne<br />

Centre Intégratif de Génomique, Université de Lausanne<br />

Third Party Cooperation<br />

Programmes<br />

• CAPPELLA<br />

• CRESCENDO<br />

• EUCLOCK<br />

• EUMODIC<br />

• Euro-Bioimaging initiative<br />

• EuroDYNA<br />

• GEUVADIS<br />

• HFSP<br />

• Human Frontiers Science Program<br />

• IMIDIA<br />

• National Institute of Health<br />

• Polish-Swiss Research<br />

Programme<br />

• TORNADO<br />

Research Institutions<br />

• Biological Sciences -<br />

Neurobiology, Columbia<br />

University, New York, US<br />

• Cell Biology and Genetics,<br />

Erasmus University<br />

Rotterdam, NL<br />

• Cell Biology Division, New York<br />

University School of Medicine, US<br />

• Center of Genome Regulation,<br />

University of Barcelona, ES<br />

• Clinical Molecular Biology,<br />

Kyoto University, JP<br />

• Département des neurosciences<br />

cliniques et dermatologie,<br />

Haute Ecole ARC – Ingénierie,<br />

St. Imier, CH<br />

• Department of Biochemistry<br />

and Molecular Biology,<br />

University of Georgia, Athens, US<br />

• Department of Biochemistry and<br />

Molecular Biophysics, Columbia<br />

University, New York, US<br />

• Department of Biochemistry,<br />

Erasmus University Medical<br />

Center, Rotterdam, NL<br />

• Department of Cell Biology,<br />

Albert Einstein College<br />

of Medicine, New York, US<br />

• Department of Computer Science,<br />

Washington University,<br />

St. Louis, US<br />

• Department of Developmental<br />

Biology, University of Texas<br />

Southwestern, Dallas, US<br />

• Department of Genetics<br />

and Microbiology,<br />

University of Pavia, IT<br />

• Department of Medicine,<br />

Medical University Graz, AT<br />

• Department of Veterinary<br />

and Comparative Anatomy,<br />

Washington, US<br />

• Developmental Biology Unit,<br />

European Molecular Biology<br />

Laboratory, Heidelberg, DE<br />

• Division of Gene Therapy,<br />

University of Ulm, DE<br />

• Université de Bourgogne,<br />

Dijon, FR<br />

• European Molecular Biology<br />

Organization, Heidelberg, DE<br />

• Faculty of Applied Biological<br />

Science, Hiroshima University, JP<br />

• Faculty of Pharmacy-Ste-Justine<br />

Hospital, University of<br />

Montreal, CA<br />

<strong>Guide</strong> <strong>2013</strong> | 13


Frontiers in Genetics – Genes,<br />

Chromosomes and Development<br />

<strong>NCCR</strong> Genetics<br />

• Genetics and Development,<br />

Montreal, CA<br />

• Gene Expression and Regulation<br />

Program, Wistar Institute,<br />

Philadelphia, US<br />

• Health Science Center, University<br />

of Utah, Salt Lake City, US<br />

• Institut de Génétique Humaine,<br />

Université de Montpellier, FR<br />

• Institute for Molecular Biology,<br />

Hannover Medical School, DE<br />

• Institut Jacques Monod,<br />

Université Paris Diderot, FR<br />

• Institut National de la Santé<br />

et de la Recherche Médicale,<br />

Université de Lille, FR<br />

• Instituto de Bioquimica<br />

Vegetal y Fotointesis,<br />

Universidad de Sevilla, ES<br />

• Jussieu Paris I, FR<br />

• Max Planck Institute for<br />

Experimental Endocrinology,<br />

Hannover, DE<br />

• Max Planck Institute for Molecular<br />

Biology, Munich, DE<br />

• Mechanisms of cancer, FMI,<br />

Basel, CH<br />

• MRC University of Edinburgh,<br />

Centre for Inflammation Research,<br />

Scotland, GB<br />

• Muséum National d’Histoire<br />

Naturelle, Paris, FR<br />

• Neuroscience Center, University<br />

of North Carolina, Chapel Hill, US<br />

• Oncosuisse, Berne, CH<br />

• Quantitative Biology and<br />

Bioinformatics Group, Technical<br />

Research Centre of Finland,<br />

Helsinki, FI<br />

• School of Biological Sciences,<br />

Nanyang Technological<br />

University, Singapore, SG<br />

• Section on Developmental<br />

Neurobiology, National Institutes<br />

of Health, Washington DC, US<br />

• Stowers Institute for Medical<br />

Research, Molecular Biology,<br />

Kansas City, US<br />

• Systems Neurobiology<br />

Laboratories, Salk Institute for<br />

Biological Studies, La Jolla, US<br />

• Telethon Institute of Genetics<br />

and Medicine, Naples, IT<br />

• Unité d’Endocrinologie et<br />

Métabolisme, Université<br />

Catholique de Louvain,<br />

Brussels, BE<br />

• Université de Rennes, FR<br />

• Vanderbilt University,<br />

Nashville, US<br />

Economy / Industry<br />

• Affymetrix, Santa Clara, US<br />

• Bioresearch & Partners,<br />

Monthey, CH<br />

• Bitplane, Zurich, CH<br />

• Leica Microsystems,<br />

Glattbrugg, CH<br />

• L’Oreal, Paris, FR<br />

• Novartis Institute for BioMedical<br />

Research NIBR, CH<br />

• Novartis Pharma AG, Basel, CH<br />

Achievements of the previous years<br />

Research<br />

<strong>NCCR</strong> funding has not only<br />

reinforced the scientific<br />

productivity of many member<br />

groups, allowing them<br />

to stay at the forefront of<br />

international competition<br />

in their respective fields<br />

of research, but has also<br />

allowed the emergence<br />

of younger group leaders.<br />

Collaborative projects are<br />

now delivering and a new<br />

culture of networking has<br />

been installed.<br />

Education<br />

Our doctoral school is up<br />

and running. The organization<br />

of an international<br />

program, while promoting<br />

a strong national participation,<br />

was a challenge.<br />

This school is unique in<br />

Switzerland and its access<br />

is extremely competitive.<br />

The University of Geneva<br />

launched a new master of<br />

Science program in fall 2010<br />

entitled ‚Genetics, development<br />

and evolution‘. Eight<br />

of the 14 researcher groups<br />

participatingin the program<br />

are members of the <strong>NCCR</strong>.<br />

Technological platforms<br />

<strong>NCCR</strong> funding has been an<br />

essential catalyst to equip<br />

the Lemanic region with<br />

state-of-the-art technological<br />

platforms, in particular<br />

in genomics technologies,<br />

which would otherwise<br />

have been beyond our<br />

means. These platforms are<br />

very successful and heavily<br />

used by customers from<br />

the entire country, including<br />

clinicians or scientists<br />

working in research areas<br />

unrelated to those pursued<br />

by the <strong>NCCR</strong> itself.<br />

Frontiers in Genetics, via<br />

its direct link with the SVS<br />

program (Life, Sciences<br />

and Society), has also been<br />

instrumental in launching<br />

a common structure for<br />

animal houses in the Lausanne-Geneva<br />

area.<br />

Infrastructural effects<br />

The <strong>NCCR</strong> had a major impact<br />

on the local scientific<br />

priorities within the Faculties<br />

of science and medicine<br />

of the host institution, in<br />

terms of budget, positions<br />

and infrastructures. Genetics<br />

has been declared as<br />

one of the six general research<br />

priorities by the rector<br />

of Geneva University.<br />

The Centre for Integrative<br />

Genomics (CIG), launched<br />

via the SVS program at the<br />

University of Lausanne, is<br />

fully running and the EPFL<br />

is actively reinforcing basic<br />

research in genetics.<br />

Our <strong>NCCR</strong> is being integrated<br />

within a new institute,<br />

named iGE3 (Geneva<br />

Institut of Genetics and<br />

Genomics). The structure<br />

of iGE3 includes most of<br />

the scientists of the Faculty<br />

of Medicine and the<br />

Biology Section of the<br />

host institution. Representatives<br />

from the faculties<br />

have been elected (3 <strong>NCCR</strong><br />

members out of 5) and the<br />

first director will be Professor<br />

Stylianos Antonarakis<br />

(4- year rotating mandate).<br />

iGE3 was inaugurated at<br />

the end of 2011.<br />

Visibility, public understanding<br />

of science<br />

Frontiers in Genetics has<br />

continued to support numerous<br />

scientific events<br />

(local or national conferences<br />

and public manifestations)<br />

and has strengthened<br />

its collaborations with<br />

the local press. The <strong>NCCR</strong>’s<br />

visibility is also ensured all<br />

year around through its<br />

leading activity of the forum<br />

Questions à un biologiste<br />

on the website of the Télévision<br />

Suisse Romande.<br />

Further information see<br />

www.frontiers-in-genetics.org<br />

14 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 3 500 000 2 000 000 2 000 000 1 000 000 8 500 000 32<br />

Self-funding from home<br />

institution 1 2 972 903 3 784 688 3 158 349 525 000 10 440 940 25<br />

Self-funding from project<br />

participants<br />

3 780 123 3 817 815 4 099 903 0 11 697 841 34<br />

Third-party funding 2 1 542 720 1 037 655 1 542 761 0 4 123 136 10<br />

Total 11 795 746 10 640 158 10 801 013 1 525 000 34 761 917 100<br />

• Phistem, Geneva, CH<br />

• Pyrosequencing AB, Uppsala, SE<br />

• SANOFI PASTEUR SA, Lyon, FR<br />

• SANOFI PASTEUR SA,<br />

Montpellier, FR<br />

• Serono international SA,<br />

Genève, CH<br />

• The Genetics Company, Inc.,<br />

Zürich, CH<br />

Other<br />

• Canadian MRC fellowship,<br />

Ottawa, CH<br />

• Erwin Schrödinger Fellowships,<br />

Vienna, AT<br />

• European Foundation for the<br />

Study of Diabetes, EFSD & Merck<br />

Sharp & Dohme, Düsseldorf, DE<br />

• Fellowship from the Roche<br />

Research Foundation, Bern, CH<br />

• Juvenile Diabetes Research<br />

Foundation, US<br />

• NIH, US<br />

Personnel 3<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

FR IT DE US ES<br />

Management 3.7 4 2 18 9 82 8 1 2 0 2 1 2<br />

Master students 1 0 0 1 100 1 0 0 0 0 0 0<br />

Doctoral students 51 26 51 25 49 20 4 7 3 0 1 17<br />

Postdoctoral students 32 11 34 21 66 4 9 6 4 1 0 8<br />

Research associates 3 2 67 1 33 1 2 0 0 0 0 0<br />

Senior researchers 5 36 8 22 28 78 19 3 1 0 5 3 9<br />

Other staff 46 32 70 14 30 33 11 2 0 0 0 2<br />

Total 172.70 81 45 99 55 86 30 18 7 8 5 38<br />

Type of output 6<br />

Totals<br />

Publications > 925 Peer-reviewed | 11 Not peer-reviewed | 22 Anthology articles | 11 Books | 0 Reports 969<br />

Presentations at congresses > 852<br />

Cooperations > 31 Programmes | 110 Research institutions | 38 Private sector | 13 Other 192<br />

Transfer activities > 39 Patents | 9 Licenses | 5 Start-ups 7 | 0 Prototypes/processes | 1 CTI-projects 8 54<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 1 project has been funded by CTI at a total amount of 80 000.00 CHF (cf. third table).<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

6<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

7<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

8<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Kléber André, Prof. (Chair)<br />

Almouzni Geneviève, Dr.<br />

Dehio Christoph, Prof.<br />

Hoeijmakers Jan H.J., Prof.<br />

Lindpaintner Klaus, Prof.<br />

McMahon Andrew, Prof.<br />

Rosbash Michael, Prof.<br />

Schaffner Walter, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Swiss National Science Foundation, Berne, CH<br />

Laboratoire de dynamique nucléaire et plasticité du génome,<br />

Institut Curie, Paris, FR<br />

Swiss National Science Foundation, Berne, CH<br />

Dept. of Cell Biology and Genetics, Erasmus University,<br />

Rotterdam, NL<br />

Roche Genetics and Roche Center for Medical Genomics,<br />

F. Hoffmann-La Roche, Basel, CH<br />

Dept. of Molecular and Cellular Biology, Harvard University,<br />

Cambridge, US<br />

Howard Hughes Medical Institute, Brandeis University,<br />

Waltham, US<br />

Swiss National Science Foundation, Berne, CH<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71, uchrist@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 15


Home Institution<br />

University of Zurich<br />

Molecular Life Sciences –<br />

Three Dimensional Structure,<br />

Folding and Interactions<br />

<strong>NCCR</strong> Structural Biology<br />

Start of the <strong>NCCR</strong><br />

May 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Grütter Markus Gerhard, Prof.<br />

phone: + 41 (0)44 635 55 80<br />

gruetter@bioc.uzh.ch<br />

Deputy Director<br />

Richmond Timothy J., Prof.<br />

phone: + 41 (0)44 633 24 70<br />

richmond@mol.biol.ethz.ch<br />

Coordinator<br />

Ghose Sraboni, Dr.<br />

phone: + 41 (0)44 635 54 84<br />

s.ghose@bioc.uzh.ch<br />

Administrative Assistant<br />

Schmid Brigitte, Mrs.<br />

phone: + 41 (0)44 635 55 82<br />

brigitte.schmid@bioc.uzh.ch<br />

Communication<br />

Ghose Sraboni, Dr.<br />

Knowledge and<br />

Technology Transfer<br />

Plückthun Andreas, Prof.<br />

Education and Training<br />

Glockshuber Rudolf, Prof.<br />

Advancement of Women<br />

van Gunsteren Wilfred, Prof.<br />

Address<br />

<strong>NCCR</strong> Bureau<br />

Structural Biology<br />

Sraboni Ghose<br />

Institute of Biochemistry<br />

University of Zurich<br />

Winterthurerstrasse 190<br />

8057 Zurich<br />

phone: + 41 (0)44 635 54 84<br />

fax: + 41 (0)44 635 68 34<br />

s.ghose@bioc.uzh.ch<br />

Research<br />

Areas<br />

Structural biology<br />

of membrane proteins<br />

Coordinator: Locher K.<br />

Supramolecular<br />

assemblies/molecular<br />

interactions<br />

Coordinator: Ban N.<br />

Technologies<br />

Coordinator: Plückthun A.<br />

Projects<br />

Folding and function<br />

of supramolecular systems<br />

and membrane proteins<br />

H: Glockshuber R.<br />

Directed evolution of eukaryotic<br />

membrane proteins<br />

H: Plückthun A.<br />

X-ray crystallography of<br />

membrane proteins<br />

and the use of chaperones<br />

of crystallization<br />

H: Grütter M.<br />

Chromatin structure:<br />

Genome organization in<br />

three-dimensions<br />

H: Richmond T.J.<br />

Macromolecular assemblies<br />

involved in central cellular<br />

processes; mitochondrial<br />

protein synthesis<br />

and fatty acid synthesis<br />

H: Ban N.<br />

The structural basis for<br />

transmembrane ion transport<br />

H: Dutzler R.<br />

Structure and mechanism of<br />

multidrug transporters<br />

H: Locher K.<br />

Structure determination of<br />

protein-RNA complexes involved<br />

in alternative-splicing<br />

by NMR spectroscopy<br />

H: Allain F.<br />

Single molecule spectroscopy<br />

of cotranslational protein<br />

folding and membrane protein<br />

dynamics<br />

H: Schuler B.<br />

Computational<br />

biomolecular science<br />

H: van Gunsteren W.F.<br />

Associated Groups<br />

& Technology Platforms<br />

Cell-free expression and<br />

segmental stable isotope<br />

labelling of proteins<br />

and RNAs for NMR studies<br />

H: Allain F., Wüthrich K.<br />

High throughput expression lab<br />

H: Plückthun A.<br />

High throughput crystallization<br />

facility of the <strong>NCCR</strong><br />

H: Grütter M.<br />

Programmes<br />

PhD program Biomolecular<br />

structure and mechanism<br />

Supervisor: Allain F.<br />

Annual practical course<br />

in structural biology<br />

Supervisor: Glockshuber R.<br />

Annual symposium on new<br />

trends in structural biology<br />

Supervisor: Glockshuber R.<br />

Web Address<br />

www.structuralbiology.uzh.ch<br />

Public Relations<br />

• Homepage<br />

• Newspaper articles<br />

• Appearance on radio<br />

and national TV<br />

16 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Today, knowledge about<br />

biological processes is<br />

obtained from functional<br />

experiments on a limited<br />

number of biochemical<br />

systems, and from a rapidly<br />

increasing amount of<br />

DNA sequence information,<br />

generated in several<br />

genome projects. To bridge<br />

the widening gap between<br />

rapidly increasing information<br />

on genome sequences<br />

and limited know ledge<br />

on the function of gene<br />

products, a quantitative<br />

understanding of the 3Dstructure<br />

of proteins, their<br />

Heads of Individual Research Projects and Associated Groups<br />

Allain Frédéric, Prof.<br />

Ban Nenad, Prof.<br />

Dutzler Raimund, Prof.<br />

Glockshuber Rudolf, Prof.<br />

Grütter Markus, Prof.<br />

Locher Kaspar, Prof.<br />

Medalia Ohad, Prof.<br />

Plückthun Andreas, Prof.<br />

Richmond Timothy J., Prof.<br />

Schuler Ben, Prof.<br />

Schertler Gebhard, Prof.<br />

Stahlberg Henning, Prof.<br />

van Gunsteren Wilfred F., Prof.<br />

Weber-Ban Erika<br />

Wüthrich Kurt, Prof.<br />

folding, and their interactions<br />

with other molecules<br />

is required. Such<br />

understanding is the key<br />

to develop innovative medi<br />

cines, such as new antibiotics<br />

and vaccines, as<br />

well as drugs against<br />

cancer and diseases of<br />

the central nervous, immune,<br />

and cardiovascular<br />

systems. In this <strong>NCCR</strong><br />

specialists in experimental<br />

struc tu re determination<br />

by X-ray crystallography,<br />

NMR spectroscopy<br />

and electron microscopy<br />

/ crystallo gra phy, in protein<br />

biophysical chemistry,<br />

modern molecular biology,<br />

and computational biology<br />

will meet the challenge to<br />

link the ever increasing biological<br />

data generated in the<br />

genomics field with related<br />

structural and functional<br />

information. This <strong>NCCR</strong> is<br />

currently in its third and<br />

final funding period until<br />

<strong>2013</strong>. The major assets resulting<br />

from this project<br />

will be secured longterm<br />

through the foundation of a<br />

center of structural biology<br />

head-quartered in Zürich.<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Institut für Biochemie, Universität Zürich<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Institut für Biochemie, Universität Zürich<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Institut für Biochemie, Universität Zürich<br />

Institut für Biochemie, Universität Zürich<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Institut für Biochemie, Universität Zürich<br />

Paul Scherrer Institut, Villigen PSI<br />

C-CINA, Biozentrum, Universität Basel<br />

Laboratorium für physikalische Chemie, ETH Zürich<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Third Party Cooperation<br />

Programmes<br />

• EDICT (FP7)<br />

• P-CUBE (FP7)<br />

Research Institutions<br />

• Biochemistry, Brandeis University,<br />

Waltham, US<br />

• Biozentrum, University of Basel,<br />

Basel, CH<br />

• Cancer Research (CSHL), Cold<br />

Spring Harbour Laboratories, US<br />

• Center for Cellular Imaging<br />

and Nanoanalytics,<br />

University of Basel, CH<br />

• Centre de Regulacio Genomica,<br />

Institució Catalana de Recerca i<br />

Estudis Avançats, Barcelona, ES<br />

• Department Biophysical<br />

Chemistry, Max-Planck-Institute<br />

for Intelligent Systems,<br />

Stuttgart, DE<br />

• Département de Microbiologie<br />

et d’Infectiologie,<br />

Université de Sherbrooke, CA<br />

• Department of Biochemistry,<br />

New York University School of<br />

Medicine, New York, US<br />

• Department of Biochemistry,<br />

University of Washington,<br />

Seattle, US<br />

• Department of Biological Sciences,<br />

University of Illinois, Chicago, US<br />

• Department of Biology,<br />

University of Science and<br />

Technology of China, Hefei, CN<br />

• Department of Biophysical<br />

Structural Chemistry, Leiden<br />

Institute of Chemistry, NL<br />

• Department of Chemistry and<br />

Molecular Biology, University of<br />

Gothenburg, Gothenburg, Sweden<br />

• Department of Chemistry,<br />

Ludwig-Maximilian-University<br />

Munich, DE<br />

• Department of Chemistry,<br />

University of Cambridge, GB<br />

• Department of Chemistry, Wayne<br />

State University, Detroit, US<br />

• Department of Genetics, The<br />

Hebrew University of Jerusalem,<br />

Jerusalem, IL<br />

• Department of Hematology, The<br />

Hebrew University of Jerusalem -<br />

Hadassah Medical Organization,<br />

Jerusalem, IL<br />

• Department of Molecular<br />

Biology and Biotechnology,<br />

University of Sheffield, GB<br />

• Department of Molecular Cell<br />

Biology, Weizmann Institute of<br />

Science, Rehovot, IL<br />

• Department of Molecular<br />

Biophysics and Biochemistry,<br />

Yale University, New Haven, US<br />

• Department of Molecular<br />

Medicine, Max Planck Institute of<br />

Biochemistry, Martinsried, DE<br />

• Department of Pharmacology,<br />

School of Medicine, Cleveland, US<br />

• Department of Physics, University<br />

of California, Santa Barbara, US<br />

• Department of Pharmacology,<br />

University of North Carolina,<br />

Chapel Hill, US<br />

<strong>Guide</strong> <strong>2013</strong> | 17


Molecular Life Sciences –<br />

Three Dimensional Structure,<br />

Folding and Interactions<br />

<strong>NCCR</strong> Structural Biology<br />

• Department of Physiology,<br />

University of Manitoba,<br />

Winnipeg, CA<br />

• Department of Plant<br />

Molecular Biology, University<br />

of Lausanne, CH<br />

• Division of Chemistry and<br />

Chemical Engineering,<br />

California Institute of Technology,<br />

Pasadena, US<br />

• Division of Molecular and Health<br />

Technologies, Commonwealth<br />

Scientific and Industrial Research<br />

Organisation, Melbourne, AU<br />

• Faculty of Sciences, Department<br />

of Organic Chemistry and<br />

Biochemistry, Zagreb, HR<br />

• Howard Hughes Medical<br />

Institute, University of California<br />

Los Angeles, US<br />

• Institut de Génétique et de<br />

Biologie Moléculaire et Cellulaire<br />

(IGBMC), Département de<br />

Neurobiologie et Génétique,<br />

Illkirch, FR<br />

• Institut für Biochemie und<br />

Medizinische Molekularbiologie,<br />

Friedrich-Alexander-Universität<br />

Erlangen-Nürnberg, DE<br />

• Institut für Biochemie, Justus-<br />

Liebig-Universität Giessen, DE<br />

• Institute for Molecular Bioscience,<br />

University of Queensland,<br />

Brisbane, AU<br />

• Institute of Biotechnology<br />

and Biomedicine,<br />

University of Barcelona, ES<br />

• Institute of Botany, Darmstadt<br />

University of Technology, DE<br />

• Institute of Membrane<br />

and Systems Biology,<br />

University of Leeds, GB<br />

• Institute of Microbiology, ETH<br />

Zurich, Zurich, CH<br />

• Institute of Molecular Modeling<br />

and Simulation,<br />

BOKU University, Vienna, AT<br />

• Institute of Molecular Biology<br />

and Biophysics, ETH Zurich,<br />

Zurich, CH<br />

• Institute of Molecular Pediatric<br />

Science, University of Chicago, US<br />

• Institute of Pharmacology,<br />

University College London,<br />

London, GB<br />

• Institute of Physical Chemistry,<br />

ETH Zurich, CH<br />

• Kyoto Institute of Technology,<br />

Protein Crystal Corporation,<br />

Osaka, JP<br />

• Lab. für Physikalische Chemie,<br />

ETH Zurich, Zurich, CH<br />

• Laboratoire de Maturation des<br />

ARN et Enzymologie Moléculaire,<br />

Vandoeuvre-les-Nancy, FR<br />

Achievements of the previous years<br />

Key biology areas<br />

This <strong>NCCR</strong> focuses on the<br />

structural biology of membrane<br />

proteins and supramolecular<br />

complexes and<br />

interactions. In both areas,<br />

major advances have been<br />

reported since the start of<br />

this <strong>NCCR</strong>. Methods for<br />

cloning, expression, purification,<br />

crystallization<br />

and analysis of membrane<br />

proteins have been developed<br />

and successes in their<br />

structure determination<br />

achieved. In the field of a<br />

class of medically relevant<br />

membrane proteins, ATP<br />

transporters, studies by<br />

different <strong>NCCR</strong> groups described<br />

the crystal structure<br />

of two different subclasses<br />

of these transporters. Insights<br />

into the structure of<br />

the vitamin B12 ABC transporter<br />

suggest a novel peristalsis-like<br />

mechanism of<br />

transport. The first structural<br />

insight into a class of<br />

secondary transporters was<br />

obtained by electron crystallography<br />

of the bacterial<br />

citrate transporter. In the<br />

theme of supramolecular<br />

complexes, detailed structural<br />

information on eukaryotic<br />

ribosomes, which<br />

are significantly larger and<br />

more complex than their<br />

prokaryotic counterparts,<br />

was obtained by determining<br />

the first complete<br />

crystal structures of both<br />

small and large eukaryotic<br />

ribosomal subunits each in<br />

complex with an initiation<br />

factor. Furthermore, the<br />

structures of enzymes involved<br />

in bacterial protein<br />

degradation by a pathway<br />

specific to actinobacteria<br />

were described.<br />

Important research fields<br />

in this area include the<br />

chromatin structure, the<br />

ribosome, RNA-protein<br />

interactions and fatty acid<br />

synthases.<br />

Technology platforms<br />

Shared infrastructure units<br />

for recombinant protein<br />

production, stable isotopelabelling<br />

of proteins and<br />

high-throughput crystallisation<br />

of proteins for NMR<br />

or X-ray studies have been<br />

established and are today<br />

a major tool for effective<br />

structure determination<br />

used by many research<br />

groups within or outside<br />

this <strong>NCCR</strong>. A successful<br />

collaboration with the<br />

SLS-synchrotron for highthroughput<br />

crystal analysis<br />

and protein structure determination<br />

complements<br />

these technology platforms.<br />

Technology Transfer<br />

Project leaders of this<br />

<strong>NCCR</strong> have various individual<br />

collaborations with<br />

industry partners. An umbrella-type<br />

agreement for<br />

long-term collaboration<br />

between Novartis and the<br />

<strong>NCCR</strong> has been realized,<br />

so far leading to two<br />

collabo rations.<br />

The spin-off company<br />

Mole cular Partners resulted<br />

partly from the<br />

<strong>NCCR</strong> research project on<br />

‘ankyrin repeats’ which are<br />

an alternative to antibodies<br />

as selective binders. Another<br />

spin-off, REDbiotec,<br />

commercialises MultiBac,<br />

a novel expression tool for<br />

large eukaryotic multiprotein<br />

complexes.<br />

Education<br />

A post-graduate program<br />

in structural biology was<br />

established and embedded<br />

in the Life Science Zurich<br />

Graduate School. Thanks<br />

to the synergies within this<br />

<strong>NCCR</strong>, a very broad and<br />

in-depth edu cation of students<br />

in structural biology<br />

became possible.<br />

This <strong>NCCR</strong> established a<br />

series of well-recognized<br />

structural biology events,<br />

namely a yearly symposium<br />

and practical courses<br />

that are well attended<br />

by scientists from within<br />

the <strong>NCCR</strong> and from other<br />

research institutes.<br />

Structural Effects<br />

This <strong>NCCR</strong> offers an excellent<br />

opportunity for interdisciplinary<br />

and highstandard<br />

structural biology<br />

research in Switzerland<br />

which allowed to attract<br />

several outstanding young<br />

scientists to Switzerland.<br />

Further information see<br />

www.structuralbiology.uzh.ch<br />

18 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 3 600 000 2 000 000 1 500 000 800 000 7 900 000 21<br />

Self-funding from home<br />

institution 1 1 226 033 1 851 950 1 315 865 1 495 865 5 889 713 16<br />

Self-funding from ETH<br />

Zurich<br />

577 679 730 227 703 600 703 600 2 715 106 7<br />

Self-funding from project<br />

participants<br />

6 537 153 6 663 000 6 277 035 703 600 20 180 788 55<br />

Third-party funding 2 10 552 6 323 47 405 18 100 82 380 0<br />

Total 11 951 417 11 251 500 9 843 905 3 721 165 36 767 987 100<br />

Personnel 3<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 2 projects have been funded by CTI at a total amount<br />

of 2.1 million CHF (cf. third table).<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer,<br />

and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

6<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well (see text on<br />

“achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

7<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

8<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Kléber André, Prof. (Chair)<br />

Eisenberg David, Prof.<br />

Fromm Katharina, Prof.<br />

Hall Mike, Prof.<br />

Michel Hartmut, Prof.<br />

Schmid Franz Xaver, Prof.<br />

Widmer Hans, Dr.<br />

Wright Ernest M., Prof.<br />

Wright Peter E., Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR CN PL AT<br />

Management 3.0 4 2 25 6 75 3 2 1 0 0 0 2<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 49 17 35 32 65 18 16 2 2 2 1 8<br />

Postdoctoral students 34 11 32 23 68 7 14 2 2 1 0 8<br />

Research associates 0 0 0 0 0 0 0 0 0 0 0 0<br />

Senior researchers 5 36 7 19 29 81 9 8 3 1 1 3 12<br />

Other staff 21 19 90 2 10 12 3 1 0 2 0 4<br />

Total 143.00 56 38 92 62 49 43 9 5 6 4 34<br />

Type of output 6<br />

Totals<br />

Publications > 609 Peer-reviewed | 9 Not peer-reviewed | 13 Anthology articles | 25 Books | 0 Reports 656<br />

Presentations at congresses > 1561<br />

Cooperations > 4 Programmes | 222 Research institutions | 41 Private sector | 0 Other 267<br />

Transfer activities > 24 Patents | 12 Licenses | 2 Start-ups 7 | 1 Prototypes/processes | 2 CTI-projects 8 41<br />

Swiss National Science Foundation, Berne, CH<br />

UCLA-DOE Institute for Genomics and Proteomics, US<br />

Swiss National Science Foundation, Berne, CH<br />

Swiss National Science Foundation, Berne, CH<br />

Max-Planck Institut für Biophysik, Frankfurt am Main, DE<br />

Laboratorium für Biochemie, Universität Bayreuth, DE<br />

Novartis Pharma AG, Basel, CH<br />

UCLA School of Medicine, Los Angeles, US<br />

Department of Molecular Biology, The Scripps Research<br />

Institute, La Jolla, US<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71, uchrist@snf.ch<br />

• Laboratoire d’Enzymologie et<br />

Biochimie Structurales, Centre<br />

national de la Recherche<br />

Scientifique, Gif-sur-Yvette, FR<br />

• Lab. für Physikalische Chemie,<br />

ETH Zurich, Zurich, CH<br />

• Laboratory of Molecular Biology,<br />

National Institutes of Health,<br />

Bethesda, US<br />

• Laboratory of Protein<br />

Phosphorylation, Katholieke<br />

Universiteit Leuven, BE<br />

• M. D. Anderson Cancer Center,<br />

University of Texas, Houston, US<br />

• Max Planck Institute of Coal<br />

Research, Mühlheim, DE<br />

• Max von Pettenkofer Institute,<br />

Ludwig-Maximilians<br />

University of Munich, DE<br />

• Medizinische Biochemie und<br />

Molekularbiologie der Universität<br />

des Saarlands, Homburg, DE<br />

• National Chemical Laboratory<br />

(NCL), Central NMR Facility,<br />

Pune, IN<br />

• National Institute of<br />

Biotechnology, Madrid, ES<br />

• Russian Academy of Sciences,<br />

Moscow, RU<br />

• San Diego Joint Center for<br />

Structural Genomics, US<br />

• School of Biological Sciences,<br />

University of Auckland, NZ<br />

• School of Chemistry and<br />

Molecular Bioscience,<br />

The University of Queensland,<br />

Brisbane, AU<br />

• School of Medicine, Stanford<br />

University, Stanford, CA, US<br />

• Structural Biology – VUB,<br />

Free University of Brussels, BE<br />

• The Scripps Research Institute,<br />

La Jolla, US<br />

• UCL Cancer Institute,<br />

University College London, GB<br />

• Zentrum für Molekulare<br />

Biologie (ZMBH),<br />

Universität Heidelberg, DE<br />

Economy / Industry<br />

• Boehringer Ingelheim Pharma<br />

GmbH & Co. KG, Biberach, DE<br />

• Bruker AXS GmbH,<br />

Karlsruhe, DE<br />

• Cambridge Antibody Technology,<br />

Cambridge, GB<br />

• F. Hoffmann-La Roche Ltd.,<br />

Basel, CH<br />

• Molecular Dimensions Limited,<br />

Newmarket, GB<br />

• Molecular Partners AG,<br />

Zurich, CH<br />

• MorphoSys AG, Martinsried, DE<br />

• Roche Deutschland Holding<br />

GmbH, Penzberg, DE<br />

• Swissci AG, Neuheim, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 19


Neural Plasticity and Repair<br />

<strong>NCCR</strong> Neuro<br />

Home Institution<br />

University of Zurich<br />

Start of the <strong>NCCR</strong><br />

June 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Schwab Martin E., Prof.<br />

phone: + 41 (0)44 635 33 31<br />

schwab@hifo.uzh.ch<br />

Deputy Directors<br />

Möhler Hanns, Prof.<br />

phone: + 41 (0)44 635 59 10<br />

mohler@pharma.uzh.ch<br />

Nitsch Roger M., Prof.<br />

phone: + 41 (0)44 634 88 71<br />

nitsch@bli.uzh.ch<br />

Knecht Wolfgang, Dr.<br />

phone: + 41 (0)44 635 33 81<br />

wknecht@neuroscience.uzh.ch<br />

Coordinator<br />

Vranesic Tamara, Ms.<br />

phone: + 41 (0)44 635 33 84<br />

vranesic@neuroscience.uzh.ch<br />

Communication<br />

Vranesic Tamara, Ms.<br />

Knecht Wolfgang, Dr.<br />

Knowledge and<br />

Technology Transfer<br />

Colombo Gery, Dr.<br />

Education and Training<br />

Knecht Wolfgang, Dr.<br />

Advancement of Women<br />

Mansuy Isabelle, Prof.<br />

Research<br />

Alzheimer’s disease<br />

H: Nitsch R.<br />

Caflisch A., Fraering P.,<br />

Glockshuber R., Hock C.,<br />

Knüsel I., Konietzko U.,<br />

Rajendran L., Sonderegger P.<br />

Acute-phase predictors<br />

and modulators for long-term<br />

outcome after stroke<br />

H: Luft A.<br />

Rouiller E., Schwab M.<br />

Immunotherapy<br />

for malignant glioma<br />

H: Weller M.<br />

Aguzzi A., Frei K., Tabatabai G.<br />

Cortical plasticity<br />

H: Stephan K.E. , Ishai A.<br />

Infection and immunity<br />

of the central nervous system<br />

H: Fontana A.<br />

Aguzzi A., Becher B., Martin R.,<br />

Suter T.<br />

Spinal cord repair<br />

H: Schwab M., Curt A.,<br />

Raineteau O.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Development of a Mobile<br />

Device for Unsupervised,<br />

High-Dosage Inpatient and<br />

Outpatient Lower Limb Rehabilitation<br />

H: Bolliger M.<br />

Recombinant Human Monoclonal<br />

Antibodies for the<br />

treatment of Amyotrophic Lateral<br />

Sclerosis<br />

H: Nitsch R.<br />

Somnomat: an Actuated Bed<br />

to Improve Sleep Quality<br />

H: Riener R.<br />

Technological Platforms,<br />

Programmes<br />

Center of transgenesis<br />

expertise<br />

H: Mansuy I.<br />

Aguzzi A., Becher B.,<br />

Jessberger S., Suter U.<br />

Center for proteomics<br />

H: Wollscheid B.<br />

Center for animal imaging<br />

H: Rudin M.<br />

Ewers H., Helmchen F.<br />

International Ph. D. Program<br />

in Neuroscience<br />

Administered by the<br />

Neuroscience Center Zurich<br />

Coordinator: Knecht W.<br />

Address<br />

<strong>NCCR</strong> Neural Plasticity<br />

and Repair<br />

Winterthurerstrasse 190<br />

8057 Zürich<br />

vranesic@neuroscience.uzh.ch<br />

Rehabilitation<br />

technology matrix<br />

H: Riener R.<br />

Gassert R.<br />

Web Address<br />

www.nccr-neuro.uzh.ch<br />

Public Relations<br />

• Neurotransmitter Newsletter<br />

• BrainFair Zürich<br />

20 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

At present only limited help<br />

is available to patients suffering<br />

from diseases of the<br />

central nervous system.<br />

The fundamental goal of<br />

the <strong>NCCR</strong> “Neural Plasticity<br />

and Repair” is to gain<br />

better insight into the<br />

mechanisms and causes<br />

of these diseases in order<br />

Heads of Individual Research Projects and Subprojects<br />

Aguzzi Adriano, Prof.<br />

Becher Burkhard, Prof.<br />

Caflisch Amedeo, Prof.<br />

Curt Armin, Prof.<br />

Ewers Helge, Dr.<br />

Fontana Adriano, Prof.<br />

Fraering Patrick, Prof.<br />

Frei Karl, Prof.<br />

Gassert Roger, Prof.<br />

Glockshuber Rudolf, Prof.<br />

Helmchen Fritjof, Prof.<br />

Hock Christoph, Prof.<br />

Ishai Alumit, Prof.<br />

Jessberger Sebastian, Prof.<br />

Knüsel Irene, PD Dr.<br />

Konietzko Uwe, Dr.<br />

Luft Andreas, Prof.<br />

Mansuy Isabelle, Prof.<br />

Martin Roland, Prof.<br />

Nitsch Roger M., Prof.<br />

Raineteau Olivier, Dr.<br />

Rajendran Lawrence, Prof.<br />

Riener Robert, Prof.<br />

Rouiller Eric, Prof.<br />

to design improved therapies<br />

for the future. The<br />

<strong>NCCR</strong> investigates in its<br />

final Phase 3 (2009-<strong>2013</strong>)<br />

molecular, cellular and<br />

system level mechanisms<br />

of plasticity, regeneration<br />

and functional repair of the<br />

damaged nervous tissue<br />

focusing on Alzheimer’s<br />

disease, multiple sclerosis,<br />

stroke, glioma and spinal<br />

cord injury. The key approach<br />

of this <strong>NCCR</strong> is to<br />

promote synergies between<br />

experimental and clinical<br />

research in conjunction<br />

with engineering, neuroinformatics<br />

and modern brain<br />

imaging technologies.<br />

Institut für Neuropathologie, Universitätsspital Zürich<br />

Institut für Experimentelle Immunologie, Universität Zürich<br />

Biochemisches Institut, Universität Zürich<br />

Paraplegikerzentrum, Universitätsklinik Balgrist, Zürich<br />

Laboratory of Physical Chemistry, ETH Zürich<br />

Klinische Immunologie, Universitätsspital Zürich<br />

Brain Mind Institute, EPF Lausanne<br />

Neurochirurgische Klinik, Universitätsspital Zürich<br />

Institut für Robotik und Intelligente Systeme, ETH Zürich<br />

Institut für Molekularbiologie und Biophysik, ETH Zürich<br />

Hönggerberg<br />

Institut für Hirnforschung, Universität Zürich<br />

Abteilung für Psychiatrische Forschung, Universität Zürich<br />

Institut für Neuroradiologie, Universitätsspital Zürich<br />

Institut für Hirnforschung, Universität Zürich<br />

Institut für Pharmakologie und Toxikologie, Universität Zürich<br />

Abteilung für Psychiatrische Forschung, Universität Zürich<br />

Neurologische Klinik, Universitätsspital Zürich<br />

Institut für Hirnforschung, Universität Zürich<br />

Neurologische Klinik, Universitätsspital Zürich<br />

Abteilung für Psychiatrische Forschung, Universität Zürich<br />

Institut für Hirnforschung, Universität Zürich<br />

Abteilung für Psychiatrische Forschung, Universität Zürich<br />

Institut für Robotik und Intelligente Systeme, ETH Zürich<br />

Institut de Physiologie, Université de Fribourg<br />

Third Party Cooperation<br />

Programme<br />

• ARISE<br />

• CHIRP1<br />

• EUROSPIN<br />

• INTERACTION<br />

• MUNDUS<br />

• Neurochoice (SystemsX)<br />

• NEUWalk<br />

• REWIRE<br />

• WALK AGAIN<br />

Research Institutions<br />

• Albert Einstein College of<br />

Medicine, Yeshiva University,<br />

New York, US<br />

• Alexander Silberman Institute<br />

of Life Sciences,<br />

Hebrew University, Jerusalem, IL<br />

• Biochemistry Center Regensburg<br />

(BZR), University of Regensburg,<br />

Regensburg, DE<br />

• Biotech Research and Innovation<br />

Centre (BRIC),<br />

University of Copenhagen, DK<br />

• Cambridge Centre for Brain<br />

Repair, School of Clinical<br />

Medicine, GB<br />

• Center for Neural Science,<br />

Korea Institute of Science and<br />

Technology, Seoul, KR<br />

• Cortical Networks, Max Planck<br />

Institute for Neurological<br />

Research, Köln, DE<br />

• Departement Immunologie,<br />

Paul-Ehrlich-Institut, Langen, DE<br />

• Department Neuroscience,<br />

San Raffaele Scientific Institute,<br />

Milano, IT<br />

• Department of Anatomy and<br />

Developmental Biology,<br />

University College London, GB<br />

• Department of Anatomy and<br />

Neurobiology, Chandler Medical<br />

Center, Lexington, US<br />

• Department of Anatomy<br />

and Neurobiology, University<br />

of California, Irvine, US<br />

• Department of Anatomy,<br />

University of Witwatersrand,<br />

Johannesburg, ZA<br />

• Department of Biology,<br />

University of Konstanz, DE<br />

• Department of Cell Biology and<br />

Neurosciences, Istituto<br />

Superiori e di Sanità, Rome, IT<br />

• Department of Cell Physiology<br />

and Pharmacology,<br />

University of Leicester, GB<br />

• Department of Chronobiology,<br />

Univ. of Groningen, Haren, NL<br />

• Department of Computer Science,<br />

University College London, GB<br />

• Department of Developmental<br />

Biology and Cancer Research,<br />

The Hebrew University,<br />

Jerusalem, IL<br />

• Department of Experimental<br />

Oncology, European Institute of<br />

Oncology, Milano, IT<br />

• Department Genes and Behavior,<br />

Max Planck Institute of<br />

Biophysical Chemistry,<br />

Göttingen, DE<br />

• Department of Human Anatomy<br />

and Histology, University of Bari<br />

School of Medicine, Bari, IT<br />

• Department of Human Genetics,<br />

Leiden Univ. Medical Center, NL<br />

<strong>Guide</strong> <strong>2013</strong> | 21


• Department of Infectious<br />

Diseases, St. Jude Children’s<br />

Research Hospital, Memphis, US<br />

• Dep. of Medical Biochemistry and<br />

Biophysics, Karolinska Institute,<br />

Stockholm, SE<br />

• Department of Medical<br />

Pharmacology,<br />

University of Milan, IT<br />

• Department of Molecular Cell<br />

Biology, Katholieke Universiteit<br />

Leuven, NL<br />

• Department of Neurobiology<br />

and Physiology, Northwestern<br />

University, Evanston, US<br />

• Department of Neurobiology,<br />

State University of New York,<br />

Stony Brook, US<br />

• Department of Neurology, Johns<br />

Hopkins University, Baltimore, US<br />

• Department of Neurology,<br />

Medical University of South<br />

Carolina, Charleston, US<br />

• Department of Neurology, The<br />

University of Texas Medical<br />

Branch at Galveston, US<br />

• Department of Neuropathology,<br />

Heinrich-Heine-University,<br />

Düsseldorf, DE<br />

• Department of Neuropathology,<br />

University of Marburg, DE<br />

• Department of Neuroscience,<br />

San Raffaele Scientific<br />

Institute - DIBIT, Milano, IT<br />

• Department of Neurosurgery,<br />

Stanford University, US<br />

• Department of Neurosurgery,<br />

University Hospital Hamburg, DE<br />

• Department of Pathology,<br />

School of Medicine, San Diego, US<br />

• Department of Pathology, Harvard<br />

Medical School, Boston, US<br />

• Department of Pharmacology<br />

and Cancer Biology, Duke<br />

University Medical Center,<br />

Durham, US<br />

• Department of Pharmacy,<br />

University of Patras, GR<br />

• Department of Physiology,<br />

Anatomy and Genetics,<br />

Oxford, GB<br />

• Department of Physiological<br />

Sciences, University of California,<br />

Los Angeles, US<br />

• Department of Physiology,<br />

Anatomy and Genetics,<br />

Oxford, GB<br />

• Department of Physiology and<br />

Neurobiology, Eötvös Loránd<br />

University, Budapest, HU<br />

• Department of Psychiatry,<br />

University of California, US<br />

• Dep. of Psychological and Brain<br />

Sciences, Neurogenetics and<br />

Behavior Center, Baltimore, US<br />

• Dep. of Psychology, Katholieke<br />

Universiteit Leuven, BE<br />

• Department of Surgery, University<br />

of Toronto, Toronto, CA<br />

• Department of Veterans Affairs,<br />

Maryland Health Care System,<br />

Baltimore VA Medical Center, US<br />

• Department of Zoology,<br />

University of British Columbia,<br />

Vancouver, CA<br />

• DFG-Forschungszentrum für<br />

Regen. Therapie, Dresden, DE<br />

• Dipartimento di Neuroscienze,<br />

Sezione di Fisiologia, Torino, IT<br />

• Division of Clinical Neuroscience,<br />

University of Glasgow, GB<br />

• Division of Mental Health<br />

Research, Queensland Institute of<br />

Medical Research, Herston, AU<br />

• Experimental Therapy, Franz<br />

Penzoldt Center, Erlangen, DE<br />

• Faculty for Biomedical<br />

Engineering, The Catholic University<br />

of America, Washington, US<br />

• I. P. Pavlov Institute of<br />

Physiology, Russian Academy of<br />

Sciences, St. Petersburg, RU<br />

Neural Plasticity and Repair<br />

<strong>NCCR</strong> Neuro<br />

Rudin Markus, Prof.<br />

Schwab Martin E., Prof.<br />

Sonderegger Peter, Prof.<br />

Stephan Klaas Enno, Prof.<br />

Suter Tobias, Dr.<br />

Tabatabai Ghazaleh, Dr.<br />

Weller Michael, Prof.<br />

Delegates<br />

Colombo Gery, Dr.<br />

Mansuy Isabelle, Prof.<br />

Knecht Wolfgang, Dr.<br />

Institut für Pharmakologie und Toxikologie, Universität<br />

und ETH Zürich und Institut für Biomedizinische Technik,<br />

Universität und ETH Zürich<br />

Institut für Hirnforschung, Universität Zürich und<br />

D- HEST, ETH Zürich<br />

Biochemisches Institut, Universität Zürich<br />

Institut für Biomedizinische Technik, Universität und ETH Zürich<br />

Klinische Immunologie, Universitätsspital Zürich<br />

Neurologische Klinik, Universitätsspital Zürich<br />

Neurologische Klinik, Universitätsspital Zürich<br />

Hocoma AG, Volketswil<br />

Institut für Hirnforschung, Universität Zürich<br />

Zentrum für Neurowissenschaften Zürich, Universität<br />

und ETH Zürich<br />

22 | <strong>Guide</strong> <strong>2013</strong>


Achievements of the previous years<br />

The power of neuroscience<br />

has been brought to<br />

bear on the understanding<br />

of the diseases of the<br />

brain and spinal cord and<br />

the possibility of restoring<br />

neural functions. The<br />

<strong>NCCR</strong> Neuro has achieved<br />

major milestones in translating<br />

basic neuroscience<br />

into therapy since its<br />

beginning in 2001. The<br />

colla boration between<br />

experimental and clinical<br />

neuroscience has been<br />

further strengthened and<br />

extended to include neuroinforma<br />

tics, brain imaging<br />

and engineering sciences.<br />

Therapeutic advances<br />

Immunotherapy has<br />

reach ed the clinical stage in<br />

the treatment of spinal cord<br />

injury and <strong>NCCR</strong> groups<br />

are participating in the first<br />

clinical trials. Similarly,<br />

the stage is set for clinical<br />

trials of immunotherapy<br />

for Alzheimer‘s disease.<br />

Devices from rehabilitation<br />

engineering are in clinical<br />

and commercial use.<br />

Basic science<br />

Basic neuroscience has<br />

been strongly promoted in<br />

new avenues of stem cell<br />

research, neural differentiation,<br />

neurooncology<br />

and neuroimmunology as<br />

well as in the process of<br />

rehabilitation of the injured<br />

CNS.<br />

Awards<br />

The achievements of the<br />

<strong>NCCR</strong> were recognized by<br />

a large number of internationally<br />

and nationally<br />

prestigious prices awarded<br />

to members of the <strong>NCCR</strong><br />

Neuro.<br />

New professorships<br />

To advance the <strong>NCCR</strong>, ten<br />

new professorships have<br />

been created since the beginning:<br />

one each in clinical<br />

and experimental analysis<br />

of multiple sclerosis (MS),<br />

two in rehabilitation engineering,<br />

one in animal<br />

brain imaging, one in stem<br />

cell biology, one each in<br />

experimental and clinical<br />

neurorehabilitation, one<br />

in systems biology of Alzheimer‘s<br />

disease and one<br />

in clinical neuroimmunology<br />

and MS research.<br />

Central facilities<br />

A core structure provides<br />

methodological support for<br />

the diverse projects of the<br />

<strong>NCCR</strong>. This facility consists<br />

of four integrative units:<br />

The center of transgenesis<br />

expertise, the center<br />

of behavioral assessment<br />

(closed), the center dedicated<br />

to animal imaging<br />

and a center on systems<br />

proteomics.<br />

Education<br />

The Neuroscience Center<br />

Zurich (ZNZ) offers the International<br />

Ph.D. Program<br />

in Neuroscience. About<br />

70 Ph.D. students of the<br />

<strong>NCCR</strong> Neuro are currently<br />

enrolled in this program.<br />

Knowledge transfer<br />

Major efforts have been<br />

made to extend joint<br />

projects with major pharma<br />

companies. In addition,<br />

three spin-off companies<br />

arose from the <strong>NCCR</strong> and<br />

provide new positions for<br />

young scientists. From<br />

2009-2011, two applied<br />

projects have been carried<br />

out within the economic<br />

stimulus package (ALS and<br />

Robot-Assisted Neurorehabilitation<br />

of the Arm).<br />

Sixty-one patents have<br />

been issued since 2001.<br />

Dialogue with society<br />

The dialogue between the<br />

<strong>NCCR</strong> and society at large<br />

is an important aspect.<br />

Regular press contacts are<br />

organized. The BrainFair<br />

Zürich attracts thousands<br />

of visitors each year. An<br />

informative and balanced<br />

communication with the<br />

public is essential for our<br />

work.<br />

Outlook<br />

Based on the past achievements,<br />

the <strong>NCCR</strong> will<br />

continue to promote basic<br />

science, provide new<br />

insights into disease<br />

mechanisms and advance<br />

therapies for injuries and<br />

disorders of the CNS.<br />

Further information see<br />

www.nccr-neuro.uzh.ch<br />

• Institut de Génomique<br />

Fonctionnelle, Montpellier, FR<br />

• Institut des Systèmes Intelligents<br />

et de Robotique, Université Pierre<br />

et Marie Curie, Paris, FR<br />

• Institut für Allgemeine Zoologie<br />

und Genetik, Westfälische<br />

Wilhelms-Universität Münster, DE<br />

• Institut für Klinische Chemie<br />

und Pharmakologie,<br />

Universitätsklinikum Bonn, DE<br />

• Institut für Klinische<br />

Neuroimmunologie, Klinikum<br />

der Universität München, DE<br />

• Institut für Molekulare<br />

Regenerative Medizin, Paracelsus<br />

Medizinische Privatuniversität,<br />

Salzburg, AT<br />

• Institut für Virologie und<br />

Immunbiologie,<br />

Universität Würzburg, DE<br />

• Institute for Pharmacy and<br />

Molecular Biotechnology,<br />

University of Heidelberg, DE<br />

• Institute für Immunologie,<br />

Friedrich-Löffler Institut,<br />

Tübingen, DE<br />

• Institute of Basic Medical<br />

Sciences, Department of<br />

Physiology, University of Oslo, NO<br />

• Institute of Biochemistry,<br />

Goethe University, Frankfurt, DE<br />

• Institute of Biomaterials and<br />

Biomedical Engineering,<br />

University of Toronto, CA<br />

• Institute of Cell Biology,<br />

Department of Immunology,<br />

Tübingen, DE<br />

• Institute of Developmental<br />

Genetics, Helmholtz-Zentrum<br />

München, DE<br />

• Institute of Experimental<br />

Medicine, Hungarian Academy<br />

of Sciences, Budapest, HU<br />

• Institute of Experimental<br />

Pathology, Univ. of Münster, DE<br />

• Institute of Medical Biology,<br />

Medical Biotechnology Centre,<br />

Odense, DK<br />

• Institute of Virology, Technische<br />

Universität München (TUM)/<br />

Helmholtz-Zentrum, DE<br />

• Interfaculty Institute for Cell<br />

Biology, Univ. of Tübingen, DE<br />

• Johann-Friedrich-Blumenbach-<br />

Institute of Zoology and<br />

Anthropology, University of<br />

Göttingen, Göttingen, DE<br />

• Klinik für Neurologie,<br />

Universitätsklinikum Essen, DE<br />

• Laboratoire de Neurobiologie de<br />

l’Apprentissage, de la Mémoire et<br />

de la Communication, Orsay, FR<br />

• Laboratory of Genetics, The Salk<br />

Institute for Biological Studies, US<br />

• Laboratory of Molecular Biology,<br />

Nencki Institute of Experimental<br />

Biology, Warsaw, PL<br />

• Laboratory of Preclinical Imaging<br />

and Imaging Technology,<br />

University Hospital Tübingen,<br />

Tübingen, DE<br />

• Leibniz Institute for Age Research,<br />

Fritz Lipmann Institute, DE<br />

• Max Planck International<br />

Research Network on Aging,<br />

Rostock, DE<br />

• MRC Laboratory for Molecular<br />

Cell Biology, University College<br />

London, GB<br />

• Neurological Clinic,<br />

University of Tübingen, DE<br />

• Neurologische Klinik, Technische<br />

Universität München, DE<br />

• Neuro-Psychiatry, Institut de<br />

Recherches Internationales<br />

Servier, Cedex, FR<br />

• Neurorehabilitation, Kliniken<br />

Schmieder Allensbach, DE<br />

• Neuroscience Center,<br />

University of Helsinki, FI<br />

• Neurosciences Group,<br />

Weatherall Institute of<br />

Molecular Medicine, Oxford, GB<br />

<strong>Guide</strong> <strong>2013</strong> | 23


Neural Plasticity and Repair<br />

<strong>NCCR</strong> Neuro<br />

• NeuroStructural Research<br />

Laboratory, Tampa, US<br />

• Newcastle upon Tyne Muscle<br />

Centre, Institute of Human<br />

Genetics, GB<br />

• Pathologisches Institut,<br />

Abteilung für Neuropathologie,<br />

Universitätsklinik Freiburg, DE<br />

• Physiology, Development and<br />

Neuroscience, University of<br />

Cambridge, Cambridge, GB<br />

• Queensland Brain Institute,<br />

University of Queensland, AU<br />

• Rehabilitation Inst. of Chicago, US<br />

• Rehabilitationszentrum für Kinder<br />

und Jugendliche des Kinderspitals<br />

Zürich, Kinderspital Zürich,<br />

Affoltern am Albis, CH<br />

• School of Biosciences,<br />

University of Birmingham, GB<br />

• School of Medical Sciences,<br />

University of Aberdeen, GB<br />

• Unité de neuroscience, Université<br />

Laval, Québec, CA<br />

• University Hospital<br />

of Psychiatry and Psychotherapy,<br />

University of Würzburg, DE<br />

• Wallenberg Neuroscience Center,<br />

Department of Experimental<br />

Medical Sciences, Lund Univ. SE<br />

• Wellcome Trust Centre for<br />

Neuroimaging, London, GB<br />

Economy / Industry<br />

• Alcon Laboratories Inc.,<br />

Fort Worth, US<br />

• Alea Solutions GmbH, Zurich, CH<br />

• Antisense Pharma GmbH,<br />

Regensburg, DE<br />

• Biogen Idec Ltd, Maidenhead, GB<br />

• Boehringer-Ingelheim Pharma<br />

GmbH & Co., Biberach, DE<br />

• Bruker Biospin AG, Fällanden, CH<br />

• Compex Medical SA, Ecublens, CH<br />

• ESBATech AG, Schlieren, CH<br />

• Evotec Neurosciences AG,<br />

Hamburg, DE<br />

• FBI Science GmbH,<br />

Technologiezentrum-Ruhr an der<br />

Ruhr-Universität, Bochum, DE<br />

• GlaxoSmithKline AG, Verona, IT<br />

• Hocoma AG, Volketswil, CH<br />

• Neurimmune Therapeutics AG,<br />

Zurich, CH<br />

• NewBehavior AG, Zürich, CH<br />

• Pathologie Institut Enge,<br />

Zurich, CH<br />

• Philips Medical Systems AG,<br />

Zurich, CH<br />

• Sanofi-Aventis, Paris, FR<br />

• Swortec SA, Monthey, CH<br />

• TSE Systems GmbH, Bad<br />

Homburg, DE<br />

• Warren Pharmaceuticals Inc.,<br />

Ossining, US<br />

• Zühlke Engineering AG,<br />

Schlieren, CH<br />

• 4SC AG, Munich, DE<br />

Others<br />

• Consortium of the Christopher<br />

and Dana Reeve Foundation,<br />

Los Angeles, US<br />

• ETH Foundation, Zurich, CH<br />

• International Spinal Research<br />

Trust (ISRT), Surrey, GB<br />

• Velux Stiftung, Zürich, CH<br />

• Wilhelm-Sander Foundation,<br />

Munich, DE<br />

Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 4 115 000 3 075 000 1 600 000 2 780 000 11 570 000 13<br />

Self-funding from home<br />

institution 2 1 700 621 1 737 641 997 280 1 520 000 5 955 542 7<br />

Self-funding from ETH<br />

Zurich<br />

937 500 937 500 937 500 937 500 3 750 000 4<br />

Self-funding from project<br />

participants<br />

13 659 469 17 617 835 14 445 819 16 007 661 61 730 784 69<br />

Third-party funding 3 674 239 827 900 2 228 240 2 155 000 5 885 379 7<br />

Total 21 086 829 24 195 876 20 208 839 23 400 161 88 891 705 100<br />

Personnel 4<br />

1<br />

Included funding of economic stimulus package and transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 14 projects have been funded by CTI at a total amount<br />

of 23.3 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer,<br />

and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well (see text on<br />

“achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Dehio Christoph, Prof. (Chair)<br />

Bonhoeffer Tobias, Prof.<br />

Compston Alastair, Prof.<br />

Ghisalba Oreste, Prof.<br />

Götz Magdalena, Prof.<br />

Herrling Paul, Dr.<br />

Lindvall Olle, Prof.<br />

Thier Hans-Peter, Prof.<br />

Wiestler Otmar, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE IT FR IN US<br />

Management 2.0 5 4 44 5 56 5 3 0 1 0 0 0<br />

Master students 19 11 58 8 42 18 0 0 0 0 0 1<br />

Doctoral students 139 69 50 70 50 64 30 6 2 9 2 28<br />

Postdoctoral students 30 13 43 17 57 4 8 3 2 0 2 11<br />

Research associates 34 11 32 23 68 15 12 2 0 0 1 4<br />

Senior researchers 6 99 21 21 78 79 34 36 3 8 3 2 13<br />

Other staff 65 43 66 22 34 42 13 0 0 0 2 8<br />

Total 388.00 172 44 223 56 182 102 14 13 12 9 65<br />

Type of output 7<br />

Totals<br />

Publications > 1811 Peer-reviewed | 53 Not peer-reviewed | 193 Anthology articles | 27 Books | 14 Reports 2098<br />

Presentations at congresses > 3124<br />

Cooperations > 40 Programmes | 411 Research institutions | 48 Private sector | 19 Other 518<br />

Transfer activities > 61 Patents | 17 Licenses | 6 Start-ups 8 | 29 Prototypes/processes | 14 CTI-projects 9 127<br />

Swiss National Science Foundation, Berne, CH<br />

Max-Planck Institut für Neurobiologie, München-Martinsried, DE<br />

Department of Clinical Neurosciences, University of Cambridge, GB<br />

Swiss National Science Foundation, Berne, CH<br />

Institute of Stem Cell Research GSF, National Research Center<br />

for Environment and Health, Neuherberg, DE<br />

Novartis Pharma AG, Basel, CH<br />

Wallenberg Neuroscience Center, University Hospital of Lund, SE<br />

Abt. Kognitive Neurologie, Hertie-Institut für klinische<br />

Hirnforschung, Tübingen, DE<br />

Deutsches Krebsforschungszentrum, Heidelberg, DE<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71,<br />

sbachmann@snf.ch<br />

24 | <strong>Guide</strong> <strong>2013</strong>


Kidney Control of Homeostasis<br />

<strong>NCCR</strong> Kidney.CH<br />

Home Institution<br />

University of Zurich<br />

Start of <strong>NCCR</strong><br />

August 1, 2010<br />

Research<br />

Modul 1<br />

Oxygen<br />

Leader: Wenger R.<br />

Basic mechanism<br />

of renal oxygen sensing<br />

H: Wenger R.<br />

Moch H., Frew I.<br />

Oxygen sensing in kidney<br />

development and disease<br />

H: Cohen C.,<br />

Hoogewijs D., Moch H.,<br />

Huynh-Do U.<br />

Modul 2<br />

Nutrients & Metabolism<br />

Leader: Verrey F.<br />

Control of nutrient and drug<br />

bioavailability by the kidney<br />

H: Verrey F.,<br />

Odermatt A., Kullak-Ublick G.A.,<br />

Serra A.<br />

Regulation of energy<br />

metabolism by the kidney<br />

H: Montani J.P.,<br />

Konrad D., Odermatt A.<br />

Module 3<br />

Acid & Minerals<br />

Leader: Wagner C.<br />

Sensors of phosphate by<br />

kidney, bone, and intestine<br />

H: Biber J.,<br />

Krapf R., Seuwen K.,<br />

Wagner C., De Seigneux S.<br />

Stones and bones:<br />

Renal acid and mineral<br />

excretion and its crosstalk<br />

with bone<br />

H: Wagner C.,<br />

Fuster D.G., Bonny O., Pasch A.<br />

The role of Uromodulin<br />

and the TAL in mineral, salt<br />

and uric acid handling<br />

H: Devuyst O.,<br />

Bonny O.<br />

Module 4<br />

Salt & Water<br />

Leader: Féraille E.,<br />

Ernandez T.<br />

Renal mechanisms<br />

of oedema formation<br />

H: Vogt B.,<br />

Hummler E., Martin P.Y.,<br />

Burnier M.<br />

Trophic effects of sodium<br />

on the kidney and<br />

cardiovascular system<br />

H: Féraille E.,<br />

Ernandez T.<br />

Integrative control of<br />

potassium homeostasis<br />

H: Loffing J.,<br />

Staub O., Forssmann W.G.<br />

Technology Platforms<br />

& Reference Centres<br />

Imaging & Microscopy<br />

H: Loffing J.<br />

Rodent Transgenesis<br />

H: Hummler E.<br />

Rodent Phenotyping<br />

H: Wagner C.<br />

Human Studies<br />

H: Krapf R.<br />

Programmes<br />

International Fellowship<br />

Program on Integrative Kidney<br />

Physiology and Pathophysiology<br />

(IKPP)<br />

H: Huynh-Do U.<br />

E-Learning Cours in Basics in<br />

Nephrology<br />

H: Rossier B.<br />

<strong>NCCR</strong> Management<br />

Director<br />

Verrey François, Prof.<br />

phone: +41 (0) 44 635 50 44<br />

verrey@access.uzh.ch<br />

Deputy Director<br />

Loffing Johannes, Prof.<br />

phone: +41 (0) 44 635 53 20<br />

johannes.loffing@anatom.uzh.ch<br />

Scientific Project Manager<br />

Meier Matthias<br />

phone: +41 (0) 44 635 59 68<br />

matthias.meier@nccr-kidney.ch<br />

Management Assistant<br />

Thomas Katharina<br />

phone: +41 (0) 44 635 52 16<br />

katharina.thomas@nccr-kidney.ch<br />

Communication<br />

Meier Matthias<br />

Verrey François, Prof.<br />

Knowledge & Technology<br />

Transfer<br />

Meier Matthias<br />

Education & Training<br />

Uyen Huynh-Do, Prof.<br />

phone: +41 (0) 31 632 31 41<br />

uyen.huynh-do@insel.ch<br />

Johannes Loffing, Prof.<br />

Advancement of Women<br />

Uyen Huynh-Do, Prof.<br />

Johannes Loffing, Prof.<br />

Address<br />

Heads of Individual Research Projects and Subprojects<br />

Biber Jürg, PhD<br />

Physiologisches Institut, Universität Zürich<br />

Bonny Olivier, MD, PhD<br />

Département de pharmacologie et de toxicologie, Université Lausanne<br />

Burnier Michel, MD<br />

Faculté de biologie et médecine, Néphrologie, Université de Lausanne<br />

Cohen Clemens, MD<br />

Physiologisches Institut, Universität Zürich<br />

Devuyst Olivier, MD, PhD Physiologisches Institut, Universität Zürich<br />

De Seigneux Sophie, MD<br />

Departement Physiologie cellulaire et métabolisme,<br />

Université de Genève<br />

Ernandez Thomas, MD<br />

Departement Physiologie cellulaire et métabolisme,<br />

Université de Genève<br />

Féraille Eric, MD, PhD<br />

Departement Physiologie cellulaire et métabolisme,<br />

Université de Genève<br />

Forssmann Wolf-Georg, MD Medizinische Hochschule Hannover, Hannover<br />

Frew Ian, PhD<br />

Physiologisches Institut, Universität Zürich<br />

Fuster Daniel, MD, PhD<br />

Departement Nephrologie / Hypertonie, Universitätsspital Bern<br />

Hasler Udo, PhD<br />

Service de Néphrologie, Université de Genève<br />

Hoogewijs David, PhD<br />

Physiologisches Institut, Universität Zürich<br />

Hummler Edith, PhD<br />

Département de Pharmacologie et Toxicologie,<br />

Université de Lausanne<br />

Huynh-Do Uyen, MD<br />

Departement Nephrologie / Hypertonie, Universitätsspital Bern<br />

Konrad Daniel, MD<br />

Departement Endokrinologie und Diabetologie, Kinderspital Zürich<br />

Krapf Reto, MD<br />

Medizinsche Universitätsklinik, Kantonsspital Bruderholz, Basel<br />

Pasch Andreas, MD<br />

Departement Nephrologie / Hypertonie, Universitätsspital Bern<br />

Vogt Bruno, MD<br />

Departement Nephrologie / Hypertonie, Universitätsspital Bern<br />

<strong>NCCR</strong>-Kidney.CH<br />

University of Zurich<br />

Institute of Physiology<br />

Winterthurerstrasse 190<br />

8057 Zurich / Switzerland<br />

phone: +41 (0) 44 635 52 16<br />

fax: +41 (0) 44 635 68 14<br />

info@nccr-kidney.ch<br />

Web Address<br />

www.nccr-kidney.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 25


Kidney Control of Homeostasis<br />

<strong>NCCR</strong> Kidney.CH<br />

Third Party Cooperation<br />

Programmes<br />

• IKPP<br />

Research Institutions<br />

• Department of Physiology<br />

and Pharmacology,<br />

University of Salamanca, ES<br />

• Dept. of Physiology,<br />

University College London, GB<br />

• Division of Osteoporosis,<br />

Unversity of Berne, CH<br />

• ETH Zurich, CH<br />

• Human Genetics Unit, Medical<br />

Research Council, Edinburgh, GB<br />

• Institute of molecular bioscience,<br />

University of Tokyo, JP<br />

• Institute of Physiology,<br />

Universität Tuebingen, DE<br />

• Institute of Veterinary Physiology,<br />

University of Zurich, CH<br />

• Internal Medicine, National<br />

Center of Integrative Biomedical<br />

Informatics, Ann Arbor, US<br />

• Internal medicine, CHUV - Centre<br />

Hospitalier Universitaire Vaudois,<br />

Lausanne, CH<br />

• Mineral metabolism clinic,<br />

Ut Southwestern Medical Centre,<br />

Dallas, TX, US<br />

• NHLBI, Framingham Hear<br />

Study, US<br />

• Oncology - Medical Imaging,<br />

University Hospital Zurich, CH<br />

Economy / Industry<br />

• Insphero AG, Zurich, CH<br />

• Novartis, Basel, CH<br />

Kullak-Ublick Gerd A., MD<br />

Loffing Johannes, MD<br />

Martin Pierre-Yves, MD<br />

Moch Holger, MD<br />

Montani Jean-Pierre, MD<br />

Odermatt Alex, PhD<br />

Seuwen Klaus, PhD<br />

Staub Olivier, PhD<br />

Verrey François, MD<br />

Wagner Carsten, MD<br />

Wenger Roland, PhD<br />

Topics<br />

Keeping the inner body environment<br />

in a homeostatic<br />

balance is essential for<br />

proper body function and<br />

thus for healthy life. The<br />

National Centre of Competence<br />

in Research (<strong>NCCR</strong>)<br />

“Kidney.CH - Kidney Control<br />

of Homeostasis” investigates<br />

the central role that<br />

kidneys play in controlling<br />

this vital equilibrium. It integrates<br />

leading Swiss specialist<br />

in experimental and<br />

clinical nephrology from all<br />

Swiss Medical Universities<br />

and some major hospitals.<br />

Chronic Kidney Disease<br />

(CKD) has increased dramatically<br />

in recent years<br />

leading worldwide to an<br />

estimated 850 000 deaths<br />

every year. Patients with<br />

CKD are further at high risk<br />

for other diseases such as<br />

hypertension, atherosclerosis<br />

and ostoeporosis to<br />

name just a few. The goal<br />

of Kidney.CH is to advance<br />

knowledge in order to provide<br />

a scientific basis for<br />

the potential development<br />

of novel preventive, diagnostic<br />

and therapeutic approaches.<br />

Institut für Klinische Pharmakologie und Toxikologie,<br />

Universitätsspital Zürich<br />

Anatomisches Institut, Universität Zürich<br />

Department de Néphrologie, HUG-Hôpitaux Universitaires de Genève<br />

Institut für Klinische Pathologie, Universitätsspital Zürich<br />

Département de Médecine / Physiologie, Université de Fribourg<br />

Pharmazentrum, Universität Basel<br />

Institute for Biomedical Research, Novartis<br />

Département de Pharmacologie et Toxicologie, Université de Lausanne<br />

Physiologisches Institut, Universität Zürich<br />

Physiologisches Institut, Universität Zürich<br />

Physiologisches Institut, Universität Zürich<br />

Scientific Advisors<br />

Murer Heini, Prof. (Emeritus)<br />

Rossier Bernard, Prof. (Emeritus)<br />

Sigrist Adrian<br />

Universität Zürich, CH<br />

Université de Lausanne, CH<br />

Universität Zürich, Universität Bern und Basel, CH<br />

26 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 3 Year 4 Total %<br />

SNSF funding 3 135 000 4 465 000 4 465 000 4 465 000 16 530 000 62<br />

Self-funding from home<br />

institution 1 70 831 140 140 1 960 000 1 160 000 3 330 971 12<br />

Self-funding from project<br />

participants<br />

1 122 625 1 275 903 2 230 500 2 230 500 6 859 528 26<br />

Third-party funding 2 146 955 0 0 0 146 955 1<br />

Total 4 475 411 5 881 043 8 655 500 7 855 500 26 867 454 100<br />

Personnel 3<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR IN BE CN<br />

Management 4.1 4 5 50 5 50 4 3 1 1 0 0 1<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 13 5 38 8 62 4 2 2 1 0 1 3<br />

Postdoctoral students 23 11 48 12 52 5 2 3 2 0 1 10<br />

Research associates 4 3 75 1 25 1 2 0 1 0 0 0<br />

Senior researchers 5 31 3 10 28 90 19 8 1 0 2 0 2<br />

Other staff 11 7 64 4 36 9 0 2 0 0 0 0<br />

Total 86.09 34 37 58 63 42 17 9 5 2 2 16<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 1 project has been funded by CTI at a total amount<br />

of 200 000.00 CHF (cf. third table).<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Steiger Jürg, Prof. (Chair)<br />

Alpern Robert, Prof.<br />

Daniel Hannelore, Prof.<br />

Eckardt Kai Uwe, Prof.<br />

Hottiger Michael O., Prof.<br />

Kurtz Armin, Prof.<br />

McDonough Alicia, Prof.<br />

Moe Orson W., Prof.<br />

Pearce David, Prof.<br />

Seckl Jonathan, Prof.<br />

Stoffel Markus, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Griessen Thomas<br />

Swiss National Science Foundation, Berne, CH<br />

Yale School of Medicine, New Haven, US<br />

ZIEL- Abteilung Biochemie, Technische Universität München, DE<br />

Nephrologie und Hypertensiologie, Universitätsklinikum Erlangen, DE<br />

Swiss National Science Foundation, Berne, CH<br />

Institut für Physiologie, Universität Regensburg, DE<br />

Keck School of Medicine of USC, Los Angeles, US<br />

Medical Center at Dallas, University of Texas Southwestern, US<br />

Cellular and Molecular Pharmacology, University of California, US<br />

Center Cardiovascular Science, The Queens Medical Research<br />

Institute, Edinburgh, UK<br />

Swiss National Science Foundation, Berne, CH<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 51, fax: + 41 (0)31 305 29 71,<br />

tgriessen@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 27


The synaptic bases of mental diseases<br />

<strong>NCCR</strong> SYNAPSY<br />

Home Institutions<br />

EPF Lausanne,<br />

University of Lausanne,<br />

University of Geneva<br />

Start of <strong>NCCR</strong><br />

October 1, 2010<br />

<strong>NCCR</strong> Management<br />

Director (EPFL, UNIL CHUV)<br />

Magistretti Pierre, Prof.<br />

Phone: +41 (0) 21 693 95 02<br />

pierre.magistretti@epfl.ch<br />

Co-Director (Uni GE)<br />

Muller Dominique, Prof.<br />

Phone: +41 (0) 22 379 54 34<br />

dominique.muller@unige.ch<br />

Manager<br />

Roth Béatrice, Dr.<br />

Phone: +41 (0)21 693 72 44<br />

beatrice.roth@epfl.ch<br />

Co-Manager<br />

Grenningloh Gabriele, Dr.<br />

Phone: +41 (0) 21 693 96 08<br />

gabriele.grenningloh@epfl.ch<br />

Assistant manager<br />

Lay Dumont Sandrine, Mrs.<br />

Phone: +41 (0) 21 693 03 32<br />

sandrine.laydumont@epfl.ch<br />

Knowledge and Technology<br />

Transfer<br />

Sylvain Lengacher, Dr.<br />

Phone: +41 (0) 21 693 16 64<br />

sylvain.lengacher@epfl.ch<br />

Education<br />

Roth Béatrice, Dr.<br />

beatrice.roth@epfl.ch<br />

Advancement of Women<br />

Moser Farnaz, Dr.<br />

Phone: +41 (0)21 693 19 81<br />

Farnaz.moser@epfl.ch<br />

Accountant<br />

Patricia Marti, Mrs.<br />

Phone: +41 (0) 21 693 61 62<br />

patricia.marti@epfl.ch<br />

Address<br />

<strong>NCCR</strong>-SYNAPSY<br />

EPFL/SV/BMI<br />

Station 19<br />

1015 Lausanne<br />

Phone : +41 (0) 21 693 03 32<br />

Fax : +41 (0) 21 693 18 97<br />

synapsy@epfl.ch<br />

Web Address<br />

www.nccr-synapsy.ch<br />

Axis 1: gene-mediated<br />

developmental psychiatric<br />

disorders<br />

Morpho-functional defects<br />

in 22q11 DS<br />

H: Eliez S., Michel C., Blanke O.<br />

Genome sequencing in 22q11<br />

and schizophrenic patients<br />

H: Antonarakis S.<br />

Development and function<br />

of excitatory and inhibitory<br />

networks in a 22q11 mouse<br />

model<br />

H: Caroni P., Muller D.,<br />

Carleton A.<br />

Astrocyte function in the<br />

22q11 mouse model<br />

H: Bezzi P.<br />

Oxidative stress hypothesis<br />

and biomarkers of<br />

first episode psychosis<br />

H: Conus P., Do K., Murray N.,<br />

Clarke S., Gruetter R.<br />

Synaptic defects in<br />

mouse models of autism<br />

H: Scheiffele P.,<br />

Schneggenburger R.,<br />

Markram H.<br />

Axis 2: stress and experiencedependent<br />

psychopathology<br />

Early-life stress cohort<br />

H: Ansermet F., Schechter D.<br />

Rodent models<br />

of early-life stress<br />

H: Sandi C.<br />

Heads of Individual Research Projects<br />

Ansermet François, Prof.<br />

Antonarakis Stylianos, Prof.<br />

Aubry Jean- Michel, Dr.<br />

Bettler Bernhard, Prof.<br />

Bezzi Paola, Dr.<br />

Blanke Olaf, Prof.<br />

Cardinaux Jean- René, Dr.<br />

Carleton Alan, Prof.<br />

Caroni Pico, Prof.<br />

Clarke Stephanie, Prof.<br />

Conus Philippe, Prof.<br />

Do Kim, Prof.<br />

Dayer Alexandre, Dr.<br />

Draganski Bogdan, Prof.<br />

Eap Chin, Dr.<br />

Eliez Stephan, Prof.<br />

Frackowiak Richard, Prof.<br />

Gruetter Rolf, Prof.<br />

Herzog Michael, Prof.<br />

Holtmaat Anthony, Prof.<br />

Lüscher Christian, Prof.<br />

High risk mood<br />

disorders cohort<br />

H: Preisig M., Marquet P.,<br />

Aubry JM., Draganski B.,<br />

Frackowiak R.<br />

Reward and fear circuits<br />

H: Lüscher C., Petersen C.,<br />

Lüthi A.<br />

Serotonin neuromodulation<br />

H: Dayer A., Holtmaat A.<br />

Glial plasticity<br />

H: Magistretti P., Volterra A.<br />

KTT projects<br />

H: Bettler B., Eap C.,<br />

Cardinaux JR., Herzog M.<br />

Service de Psychiatrie de l’Enfant et de l’Adolescent,<br />

Hôpitaux Universitaires de Genève<br />

Département de génétique médicale et de développement,<br />

Université de Genève et Hôpitaux Universitaires de Genève<br />

Service de psychiatrie générale, Programme Bipolaire,<br />

Hôpitaux Universitaires de Genève<br />

Institut für Physiologie, Universität Basel<br />

Faculté de biologie et de médecine, Université de Lausanne<br />

Laboratoire de neurosciences cognitives, EPF Lausanne<br />

Département de psychiatrie, Centre de Neurosciences<br />

Psychiatriques, Hôpital de Cery, Prilly<br />

Département des Neurosciences Fondamentales, Université de Genève<br />

Friedrich Miescher Institute for Biomedical Research, Universität Basel<br />

Neuropsychologie et neuroréhabilitation, CHUV-UNIL, Lausanne<br />

Service de Psychiatrie Générale, Clinique psychiatrique<br />

universitaire, CHUV<br />

Unité de recherche sur la schizophrénie CNP, CHUV, Lausanne<br />

Département des Neurosciences Fondamentales,<br />

Université de Genève<br />

Departement des neurosciences cliniques, CHUV-UNIL, Lausanne<br />

Département de psychiatrie, Centre de Neurosciences<br />

Psychiatriques, Hôpital de Cery, Prilly<br />

Office Médico-Pédagogique, Université de Genève<br />

Département de Neurosciences cliniques, CHUV-UNIL, Lausanne<br />

Laboratoire Leenaards-Jeantet d‘imagerie fonctionnelle et<br />

métabolique, EPF Lausanne<br />

Laboratoire de psychophysique, EPF Lausanne<br />

Département des Neurosciences Fondamentales,<br />

Université de Genève<br />

Département des Neurosciences Fondamentales,<br />

Université de Genève<br />

28 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

The aim of the <strong>NCCR</strong> “SYN-<br />

APSY, The synaptic bases<br />

of mental diseases” is to develop<br />

an ambitious translational<br />

program linking<br />

neuroscience to psychiatry<br />

with the aim to uncover the<br />

pathogenetic neurobiological<br />

mechanisms underlying<br />

mental and cognitive<br />

disorders. This will be<br />

achieved by bringing together<br />

a selected group of<br />

internationally recognized<br />

Lüthi Andreas, Prof.<br />

Magistretti Pierre, Prof.<br />

Markram Henry, Prof.<br />

Marquet Pierre, Prof.<br />

Michel Christoph, Prof.<br />

Muller Dominique, Prof.<br />

Murray Micah, Dr.<br />

Petersen Carl, Prof.<br />

Preisig Martin, Prof.<br />

Sandi Carmen, Prof.<br />

Schechter Daniel, Dr.<br />

Scheiffele Peter, Prof.<br />

Schneggenburger Ralf, Prof.<br />

Volterra Andrea, Prof.<br />

basic neuroscientists active<br />

in cutting-edge research<br />

relevant to higher brain<br />

functions with researchoriented<br />

academic psychiatrists.<br />

In addition to the expected<br />

scientific outcomes,<br />

the establishment of this<br />

<strong>NCCR</strong> should have an important<br />

clinical and societal<br />

impact: based on the understanding<br />

of the pathophysiological<br />

mechanisms<br />

underlying mental disorders,<br />

one can expect the<br />

development of novel preventive<br />

and therapeutic approaches<br />

which ultimately<br />

will improve the quality of<br />

life of patients. It will also<br />

contribute to the emergence<br />

of a new generation of clinicians<br />

with a strong neuroscientific<br />

background thus<br />

positioning Switzerland as<br />

a leader at the international<br />

level in neuroscience-based<br />

psychiatry.<br />

Friedrich Miescher Institute for Biomedical Research,<br />

Universität Basel<br />

Brain Mind Institute, EPF Lausanne<br />

Centre de neurosciences psychiatriques, CHUV-UNIL, Lausanne<br />

Blue Brain Project, EPF Lausanne<br />

Neurosciences psychiatriques (PCN), UNIL, Prilly<br />

Département des Neurosciences Fondamentales,<br />

Université de Genève<br />

Département des Neurosciences Fondamentales,<br />

Université de Genève<br />

Department EEG Brain Mapping Core of the Center for Biomedical,<br />

CHUV-UNIL, Lausanne<br />

Laboratoire de traitement sensoriel, EPF Lausanne<br />

Département de psychiatrie, CHUV-Université de Lausanne<br />

Laboratoire de génétique comportementale, EPF Lausanne<br />

Unité de Recherche, Service de Psychiatrie de l’Enfant et de<br />

l’Adolescent , Hôpitaux Universitaires de Genève<br />

Neurobiologie, Biozentrum, Universität Basel<br />

Laboratoire de mécanismes synaptiques, EPF Lausanne<br />

Département de biologie cellulaire et de morphologie,<br />

Université de Lausanne<br />

Third Party Cooperation<br />

Programmes<br />

• FP7 Eurospin Consortium<br />

• Initial Training Networks (ITN)<br />

• Symbad (FP7-People-ITN-2008)<br />

Research Institutions<br />

• Clinic for affective disorders<br />

and general psychiatry,<br />

University Hospital Zurich, CH<br />

• Department of Pharmacology,<br />

University of North Carolina<br />

School of Medicine, Chapel<br />

Hill, US<br />

• Department of Psychiatry,<br />

Charité, Berlin, DE<br />

• Department of Psychiatry, Tbilisi<br />

State Medical University, GE<br />

• Department of Psychiatry,<br />

University of Bremen,<br />

Bremen, DE<br />

• Institute of Immunology,<br />

Alexander Fleming Biomedical<br />

Sciences Research Center,<br />

Vari, GR<br />

• Institute of Physiology, University<br />

of Saarland, Homburg, DE<br />

• Medical Image Processing Lab,<br />

University of Geneva, CH<br />

• Nikolaus Weiskopf, Wellcome<br />

Trust Centre for Neuroimaging,<br />

London, GB<br />

• Signal Processing Lab,<br />

EPFL, Lausanne, CH<br />

Economy / Industry<br />

• Life Science Communication AG,<br />

Küsnacht, CH<br />

Others<br />

• Fondation de Préfargier,<br />

Marin-Epagnier, CH<br />

Scientific Advisory Board<br />

Hen René, Prof.<br />

Kendler Kenneth S., Prof.<br />

Le Moal Michel, Prof.<br />

Lyons-Ruth Karlen, Prof.<br />

Mayberg Helen S., Prof.<br />

McGorry Patrick, Prof.<br />

Ries Merikangas Kathleen, Prof.<br />

Division of Integrative Neuroscience, Depts. of Psychiatry, Neuroscience<br />

& Pharmacology, Columbia University, College of Physicians<br />

& Surgeons, New York State Psychiatric Institute, New York, NY<br />

Virginia Institute for Psychiatric and Behavioral Genetics, Virginia<br />

Commonwealth University School of Medicine, Richmond, VA<br />

Inserm, Université Victor Segalen, Bordeaux<br />

Harvard Medical School, Director, Biobehavioral Family Studies<br />

Lab, Department of Psychiatry, Cambridge, MA<br />

Emory University School of Medicine, Department of Psychiatry,<br />

Atlanta, GA<br />

Centre for Youth Mental Health, The University of Melbourne,<br />

Parkville, VIC, Australia<br />

Genetic Epidemiology Research Branch, Intramural Research<br />

Program, NIMH, Bethesda<br />

Robbins Trevor W., Director, Prof. Behavioural and Clinical Neuroscience Institute, Head of Dept.<br />

of Expt. Psychology, University of Cambridge, UK<br />

<strong>Guide</strong> <strong>2013</strong> | 29


The synaptic bases of mental diseases<br />

<strong>NCCR</strong> SYNAPSY<br />

Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 3 Year 4 Total %<br />

SNSF funding 3 610 000 4 560 000 4 655 000 4 655 000 17 480 000 39<br />

Self-funding from home<br />

institution 1 2 375 000 3 225 000 3 225 000 2 225 000 11 050 000 25<br />

Self-funding from<br />

University of Lausanne<br />

200 000 500 000 600 000 750 000 2 050 000 5<br />

Self-funding from<br />

University of Geneva<br />

150 000 500 000 600 000 650 000 1 900 000 4<br />

Self-funding from project<br />

participants<br />

3 120 253 3 245 246 2 381 000 2 371 000 11 117 499 25<br />

Third-party funding 599 300 579 894 140 000 140 000 1 459 194 3<br />

Total 10 054 553 12 610 140 11 601 000 10 791 000 45 056 693 100<br />

Personnel 2<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

FR DE IT GB ES<br />

Management 2.6 3 3 50 3 50 5 0 1 0 0 0 0<br />

Master students 3 1 33 2 67 2 0 1 0 0 0 0<br />

Doctoral students 24 16 67 8 33 8 3 0 5 1 2 6<br />

Postdoctoral students 24 11 46 13 54 2 9 2 0 1 0 11<br />

Research associates 18 17 94 1 6 13 2 0 1 0 1 1<br />

Senior researchers 4 75 18 24 57 76 41 9 5 7 3 2 13<br />

Other staff 40 31 78 9 23 21 7 5 1 2 0 4<br />

Total 186.56 97 51 93 49 92 30 14 14 7 5 35<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Hottiger Michael, Prof. (Chair) Swiss National Science Foundation, Berne, CH<br />

Berrettini Wade, Prof.<br />

School of Medicine, University Pennsylvania, US<br />

Chelly Jamel, Prof.<br />

Institut Cochin- Hôpital Cochin, Université Paris Descartes, FR<br />

Coyle Joseph Thomas, Prof. McLean Hospital Harvard Medical School Affiliate, US<br />

Hensch Takao K., Prof.<br />

Department Molecular and Cellular Biology, Harvard University, US<br />

Hock Christoph, Prof.<br />

Swiss National Science Foundation, Berne, CH<br />

Joels Marian, Prof.<br />

Department of Neuroscience and Pharmacology,<br />

University Medical Center Utrecht<br />

Kettenmann Helmut, Prof. Max Delbrück Center for Molecular Medicine (MDC), Berlin, DE<br />

Koob George, Prof.<br />

Department of Neuropharmacology, The Scripps Research<br />

Institute, La Jolla, US<br />

Malenka Robert C., Prof.<br />

Stanford University School of Medicine, US<br />

Mansuy Isabelle, Prof.<br />

Swiss National Science Foundation, Berne, CH<br />

<strong>NCCR</strong> Office SNSF<br />

Griessen Thomas<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 51, fax: + 41 (0)31 305 29 71,<br />

tgriessen@snf.ch<br />

30 | <strong>Guide</strong> <strong>2013</strong>


From transport physiology<br />

to identification<br />

of therapeutic target<br />

<strong>NCCR</strong> TransCure<br />

Home Institution<br />

University of Bern<br />

Start of the <strong>NCCR</strong><br />

November 1, 2010<br />

Research<br />

Projects:<br />

Transporters as targets for<br />

cancer therapy (part A)<br />

Glutamate transporters as<br />

therapeutic targets (part B)<br />

H: Hediger M. A.<br />

Function, pharmacology<br />

and pathophysiology<br />

of the TRPC1 channel<br />

H: Niggli E.<br />

Physiology, pharmacology<br />

and pathophysiology of the<br />

calcium-activated non-selective<br />

cation TRPM4 channel<br />

H: Abriel H.<br />

Structure, function and pharmacology<br />

of sodium / calcium<br />

exchangers (SLC8, SLC24)<br />

H: Stahlberg H.<br />

Novel sodium/hydrogen<br />

exchanger NHA2 – a quest<br />

for biological function<br />

H: Fuster D.<br />

Structure, function and<br />

pharmacology of anoctamines,<br />

divalent metal ion<br />

transporters and vesicular<br />

neurotransmitter transporters<br />

H: Dutzler R.<br />

Vesicular neurotransmitter<br />

transporters: glutamate and<br />

monoamines<br />

H: Volterra A.<br />

Bezzi P.<br />

Structure and molecular<br />

transport mechanisms of<br />

selected solute transporters<br />

H: Fotiadis D.<br />

Glucose, myo-inositol<br />

and urate transporters<br />

H: Thorens B.<br />

Transporters in pathologies<br />

during pregnancy, part A<br />

H: Surbek D.<br />

Baumann M.<br />

Transporters in pathologies<br />

during pregnancy, part B<br />

H: Albrecht C.<br />

Ligand design for TRP<br />

channels and glutamate,<br />

monoamine, metal ion,<br />

vitamin C, nucleobase and<br />

myo- inositol transporters<br />

H: Reymond J.-L.<br />

Ligand development<br />

for the vesicular monoamine<br />

transporter VMAT2 and the<br />

putative endocannabinoid<br />

transporter<br />

H: Altmann K.-H.<br />

Development of selective<br />

fluorescence- and photoaffinity-labeled<br />

ligands<br />

for transporters and channels<br />

H: Lochner M.<br />

Screening assay development<br />

and targeting of the<br />

endocannabinoid transporter<br />

H: Gertsch J.<br />

Structural and mechanistic<br />

studies of lipid/drug<br />

transporters and their<br />

therapeutic relevance<br />

H: Locher K.<br />

Role of canalicular lipid<br />

secretion in acquired forms<br />

of cholestasis<br />

H: Stieger B.<br />

Role of ion transporter<br />

TRPV6 and other transporters<br />

in bone homeostasis<br />

H: Hofstetter W.<br />

Facilities<br />

Screening and assay development<br />

facility<br />

H: Hediger M. A.<br />

Bioinformatics facility<br />

H: Anderle P.<br />

CardioMet Mouse Metabolic<br />

Evaluation Facility (MEF)<br />

H: Thorens B.<br />

Bone and Mineral Research<br />

Facility<br />

H: Hofstetter W.<br />

Natural product libraries<br />

facility<br />

H: Gertsch J.<br />

Electron Crystallography<br />

facility<br />

H: Stahlberg H.<br />

<strong>NCCR</strong> Management<br />

Director<br />

Hediger Matthias A., Prof.<br />

phone: + 41(0)31 631 41 29<br />

matthias.hediger@ibmm.unibe.ch<br />

Deputy Director<br />

Reymond Jean-Louis, Prof.<br />

phone: +41 (0)31 631 43 25<br />

jean-louis.reymond@ioc.unibe.ch<br />

Scientific Officer<br />

Weisstanner Martin, Dr.<br />

phone: +41 (0)31 631 40 95<br />

martin.weisstanner@ibmm.unibe.ch<br />

Finances<br />

Knigge Salis Carsten, Dr.<br />

phone: +41 (0)31 631 36 22<br />

carsten.kniggesalis@ibmm.unibe.ch<br />

Communications<br />

Reymond Martine, Chem. Eng.<br />

EPFL, MBA<br />

phone: +41 (0)31 631 40 95<br />

martine.reymond@ibmm.unibe.ch<br />

Knowledge and Technology<br />

Transfer<br />

Reymond Martine, Chem. Eng.<br />

EPFL, MBA<br />

Advancement of Women<br />

Reymond Martine, Chem. Eng.<br />

EPFL, MBA<br />

Education and Training<br />

Niggli Ernst, Prof.<br />

phone: +41 (0)31 631 87 30<br />

niggli@pyl.unibe.ch<br />

Address<br />

<strong>NCCR</strong> TransCure<br />

Institute for Biochemistry<br />

and Molecular Medicine<br />

University of Bern<br />

Bühlstrasse 28, 3012 Bern<br />

Web Address<br />

www.transcure.org<br />

Public Relations<br />

• TransCure Translations<br />

Newsletter<br />

• Newspaper articles<br />

and press releases<br />

• BioMedical Transporters<br />

Conference Series:<br />

www.bioparadigms.org<br />

<strong>Guide</strong> <strong>2013</strong> | 31


From transport physiology<br />

to identification<br />

of therapeutic target<br />

<strong>NCCR</strong> TransCure<br />

Third Party Cooperation<br />

Programmes<br />

• EUROCORES (ESF)<br />

• IFP TransCure<br />

Research Institutions<br />

• Cellular Neuroscience, Max<br />

Delbruck Center for Molecular<br />

Medicine, Berlin-Buch, DE<br />

• Center for Arrhythmia Research,<br />

University of Michigan, Ann Arbor<br />

MI, US<br />

• Centre of interdisciplinary EM,<br />

EPF Lausanne, Lausanne, CH<br />

• Département de Pathologie,<br />

EPF Lausanne, CH<br />

• Department of Biochemistry,<br />

University of Cambridge, GB<br />

• Department of Nephrology and<br />

Hypertension, University Hospital,<br />

Bern, CH<br />

• Department of Pharmacology,<br />

University of Calabria, Arcavacata<br />

di Rende, IT<br />

• Department of Structural Biology,<br />

Free University of Brussels,<br />

Brussels, BE<br />

• Department of Surgery & Cancer,<br />

Imperial College, London, GB<br />

• Equipe Biologie des Métaux,<br />

Institut de Recherches en<br />

Technologies et Sciences pour le<br />

Vivant, Grenoble, FR<br />

• Faculté de Médecine, Centre de<br />

Recherche en Neurobiologie et<br />

Neurophysiologie, UMR6231-<br />

CNRS-Universite Aix-Marseille II<br />

et III, Marseille, FR<br />

• Hematology, St. Jude Children’s<br />

Hospital, Memphis, US<br />

• Immunology, Alexander Fleming<br />

Biomedical Sciences Research<br />

Center, Vari, GR<br />

• Institut du Thorax, Université de<br />

Nantes, FR<br />

• Institute for Neurodegenerative<br />

Diseases, University of California,<br />

San Francisco, US<br />

• Institute for Research in<br />

Biomedicine, University of<br />

Barcelona, Barcelona, ES<br />

• Institute of Clinical Chemistry,<br />

University of Zurich, Zurich, CH<br />

Heads and Co-Leaders of Individual Research Projects and Facilities<br />

Abriel Hugues, Prof.<br />

Albrecht Christiane, Prof.<br />

Altmann Karl-Heinz, Prof<br />

Anderle Pascale, Dr.<br />

Baumann Marc, Dr.<br />

Bezzi Paola, Dr.<br />

Dutzler Raimund, Prof.<br />

Fotiadis Dimitrios J., Prof.<br />

Fuster Daniel G., Dr.<br />

Gertsch Jürg, Prof.<br />

Hediger Matthias, Prof.<br />

Hofstetter Wilhelm, Prof.<br />

Locher Kaspar, Prof.<br />

Lochner Martin, Prof.<br />

Niggli Ernst, Prof.<br />

Reymond Jean-Louis, Prof.<br />

Stahlberg Henning, Prof.<br />

Stieger Bruno, Prof.<br />

Surbek Daniel, Prof.<br />

Thorens Bernard, Prof.<br />

Volterra Andrea, Prof.<br />

Topics<br />

The National Centre of<br />

Competence in Research<br />

(<strong>NCCR</strong>) “TransCure” is a<br />

joint effort of a multidisciplinary<br />

team of Swiss academic<br />

experts who are focused on<br />

cellular membrane transporter<br />

research and its application<br />

to the treatment of<br />

human diseases. Using the<br />

approach “from transport<br />

physiology to the identification<br />

of therapeutic targets”<br />

researchers are working collaboratively,<br />

sharing ideas,<br />

and focusing on common<br />

proteins and cellular pathways<br />

related to membrane<br />

transport. Transport proteins<br />

and ion channels play<br />

key roles in most physiological<br />

processes in the human<br />

body. They are gatekeepers<br />

in the membranes of cells<br />

and organelles and their<br />

dysfunction contributes to<br />

the pathogenesis of major<br />

human diseases such as diabetes,<br />

hypertension, cardiovascular<br />

diseases, cancer,<br />

preeclampsia, osteoporosis<br />

and neurodegenerative diseases.<br />

Thus, these proteins<br />

have a great, unexplored<br />

potential for the development<br />

of novel therapeutic<br />

strategies. The collaborative<br />

efforts of TransCure combine<br />

a unique interdisciplinary<br />

skill set to be applied to<br />

the developing therapeutic<br />

strategies by controlling the<br />

function of strategically important<br />

transporters in the<br />

diseased states. The skillset<br />

encompasses three major<br />

disciplines, referred to as<br />

“TransCure Trias”: Physiology/Medicine,<br />

Structural Biology<br />

and Medicinal Chemistry.<br />

TransCure members<br />

and programs are localized<br />

in many institutions<br />

across Switzerland and the<br />

TransCure approach is designed<br />

to facilitate collaboration<br />

and coordination of<br />

activities with an entrepreneurial<br />

spirit. The outcome<br />

of the <strong>NCCR</strong> TransCure project<br />

is expected to help develop<br />

strategies to improve<br />

human health.<br />

Departement Klinische Forschung, Universität Bern<br />

Institut für Biochemie und Molekulare Medizin, Universität Bern<br />

Institut für Pharmazeutische Wissenschaften, ETH Zürich<br />

Institut für Biochemie und Molekulare Medizin, Universität Bern<br />

Abteilung für Frauenheilkunde, Universitätsspital Bern<br />

Département de biologie cellulaire et de morphologie,<br />

Université de Lausanne<br />

Biochemisches Institut, Universität Zürich<br />

Institut für Biochemie und Molekulare Medizin, Universität Bern<br />

Institut für Biochemie und Molekulare Medizin, Universität Bern<br />

Institut für Biochemie und Molekulare Medizin, Universität Bern<br />

Institut für Biochemie und Molekulare Medizin, Universität Bern<br />

Departement Klinische Forschung, Universität Bern<br />

Institut für Molekulare Biologie und Biophysik, ETH Zürich<br />

Institut für Chemie und Biochemie, Universität Bern<br />

Institut für Physiologie, Universität Bern<br />

Institut für Chemie und Biochemie, Universität Bern<br />

Biozentrum, Universität Basel<br />

Abteilung für Klinische Pharmakologie und Toxikologie,<br />

Universitätsspital Zürich<br />

Abteilung für Frauenheilkunde, Universitätsspital Bern<br />

Center for Integrative Genomics, Université de Lausanne<br />

Département de biologie cellulaire et de morphologie,<br />

Université de Lausanne<br />

Members of the International Advisory Board<br />

Aguet Michel, Prof.<br />

Swiss Institute for Experimental Cancer Research (ISREC), EPFL<br />

Burrier Robert, Dr.<br />

Stemina Biomarker Discovery, Madison, US<br />

Grütter Markus, Prof.<br />

Biochemisches Institut, Universität Zürich<br />

32 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 3 Year 4 Total %<br />

SNSF funding 3 040 000 3 705 000 3 705 000 3 705 000 14 155 000 51<br />

Self-funding from home<br />

institution 1 2 007 035 823 976 758 060 541 200 4 130 271 15<br />

Self-funding from project<br />

participants<br />

2 751 488 3 360 415 1 624 500 1 624 500 9 360 903 33<br />

Third-party funding 81 484 95 000 77 000 77 000 330 484 1<br />

Total 7 880 007 7 984 391 6 164 560 5 947 700 27 976 658 100<br />

Personnel 2<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Katharina Fromm, Prof. (Chair)<br />

Abagyan Ruben, Prof.<br />

Alper Seth L., Prof.<br />

Beech David, J., Prof.<br />

Dehio Christoph, Prof.<br />

Dougherty Dennis A., Prof.<br />

Grzesiek Stephan, Prof.<br />

Schmitt Lutz, Prof.<br />

Stilz Hans- Ulrich, Dr.<br />

van Veen Hendrik, Prof.<br />

Wang Da- Neng, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE IT FR AT IN<br />

Management 3.8 3 4 31 9 69 10 3 1 0 0 0 0<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 25 12 48 13 52 8 1 3 0 2 3 9<br />

Postdoctoral students 30 12 40 18 60 7 5 4 4 1 1 9<br />

Research associates 0 0 0 0 0 0 0 0 0 0 0 0<br />

Senior researchers 4 29 4 14 25 86 19 3 3 3 2 0 3<br />

Other staff 21 14 67 7 33 16 3 1 1 0 0 2<br />

Total 108.78 46 39 72 61 60 15 12 8 5 4 23<br />

Swiss National Science Foundation, Berne, CH<br />

School of Pharmacy & Pharmaceutical, Sciences University<br />

of California, US<br />

Renal Division and Molecular and Vascular Medicine Unit,<br />

Beth Israel Deaconess, UK<br />

Faculty of Biological Sciences, University of Leeds, UK<br />

Swiss National Science Foundation, Berne, CH<br />

Division of Chemistry and Chemical Engineering, California<br />

Institute of Technology, US<br />

Swiss National Science Foundation, Berne, CH<br />

Institute of Biochemistry, Heinrich Heine University Düsseldorf, DE<br />

Chemical and Analytical Sciences, Sanofi-Aventis<br />

Deutschland GmbH, DE<br />

Department of Pharmacology, University of Cambridge, UK<br />

Skirball Institute of Biomolecular, New York University<br />

School of Medicine, US<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71,<br />

uchrist@snf.ch<br />

• Institute of Human Physiology and<br />

Clinical Research Experimental<br />

Research, Semmelweis University,<br />

Budapest, HU<br />

• Institute of Pathology,<br />

University of Bern, CH<br />

• Institute of Physiology, University<br />

of Saarland, Homburg, DE<br />

• Institute Physiology Chemistry,<br />

University of Mainz, Mainz, DE<br />

• Membrane Research Group,<br />

Hungarian Academy of Sciences,<br />

Budapest, HU<br />

• Neuroscience, Columbia<br />

University, New York, US<br />

• Ninewells Medical School,<br />

University of Dundee, Dundee, GB<br />

• Obstetrics and Gynecology,<br />

University of Medicine and<br />

Dentistry of New Jersey,<br />

Newark, US<br />

• Okazaki Institute for Integrative<br />

Bioscience, National Institutes<br />

of Natural Sciences,<br />

Higashiyama 5-1, Myodaiji, JP<br />

• Pediatric Cardiology, Hôpitaux de<br />

Lyon, FR<br />

• Pharmacology, Universidad<br />

Guadalajara, Guadalajara, Mexico<br />

• Pharmacology and Physiology,<br />

University of Medicine and<br />

Dentistry of New Jersey, Newark,<br />

US<br />

• School of Life Sciences, University<br />

of Warwick, Coventry, GB<br />

• Swiss Institute Bioinformatics,<br />

Université de Lausanne, CH<br />

Economy / Industry<br />

• Dr. August Wolff GmbH,<br />

Bielefeld, DE<br />

• Dr. Willmar Schwabe<br />

Pharmaceuticals, Karlsruhe, DE<br />

• HiQScreen, Geneva, CH<br />

• Labormedizinisches Zentrum Dr.<br />

Risch AG, Liebefeld, CH<br />

• MercaChem Inc., Nijmegen, NL<br />

<strong>Guide</strong> <strong>2013</strong> | 33


Visualisation and Control of<br />

Biological Processes Using Chemistry<br />

<strong>NCCR</strong> Chemical Biology<br />

Home Institutions<br />

University of Geneva,<br />

EPF Lausanne<br />

Start of the <strong>NCCR</strong><br />

December 1, 2010<br />

<strong>NCCR</strong> Management<br />

Director<br />

Riezman Howard, Prof.<br />

howard.riezman@unige.ch<br />

Co-Director<br />

Johnsson Kai, Prof.<br />

kai.johnsson@epfl.ch<br />

Chief Operations Officer<br />

Caroline Loutre, Dr.<br />

caroline.loutre@unige.ch<br />

Financial Administrator<br />

Schnüriger Jean-Claude, Mr.<br />

jean-claude.schnuriger@unige.ch<br />

Knowledge and Technology<br />

Transfer<br />

Susi Sturzenegger Varvayanis<br />

susan.sturzenegger@unige.ch<br />

Advancement of Young<br />

Researchers and Women<br />

Gotta Monica, Prof.<br />

monica.gotta@unige.ch<br />

Graduate Education<br />

Robbie Loewith<br />

robbie.loewith@unige.ch<br />

Communication<br />

Caroline Loutre, Dr.<br />

Address<br />

<strong>NCCR</strong> Chemical Biology<br />

University of Geneva<br />

146 Sciences II, 30 quai Ernest<br />

Ansermet<br />

1211 Genève 4<br />

phone : +41 (0)22 379 6407<br />

Web Address<br />

www.nccr-chembio.ch<br />

Research<br />

Deep Diversity for Chemical<br />

Interference – Generate<br />

and discover small molecules<br />

interfering with biological<br />

processes<br />

H: Gademann K.<br />

Dubikovskaya, E., Dyson P.,<br />

Reymond J.L., Heinis C.,<br />

Turcatti G., Johnsson K.,<br />

Lacour J., Riezman H., Zhu J.,<br />

Waser J., Winssinger N.<br />

System Level Chemical<br />

interference – Novel active<br />

compounds inhibiting essential<br />

enzymes and proteins involved<br />

in signaling and other<br />

biological processes using<br />

whole cell assays developed<br />

through genetic engineering<br />

of yeast strains<br />

H: Loewith R.<br />

Dyson P., Gotta M., Riezman H.,<br />

Turcatti G., Gademann K.<br />

Chemical Biology of<br />

Membranes: Localization<br />

and Endocytosis – Novel<br />

compounds affecting lipid<br />

metabolism and localisation<br />

identified by chemical<br />

interference and high content<br />

screening on tissue culture<br />

cells. New sensors for small<br />

molecules<br />

H: Gruenberg J.<br />

van der Goot G., Manley S.,<br />

Reymond J.-L., Johnsson K.,<br />

Gademann K., Riezman H.<br />

Chemical Biology of Signal<br />

Transduction: Monitoring<br />

and Manipulating Aurora-A<br />

Kinases in Living Cells with<br />

High Temporal and Spatial<br />

Resolution – New tools for<br />

quantitative information on<br />

signaling pathways and localisation<br />

of active signaling<br />

molecules<br />

H: Gönczy P.<br />

Johnsson K., Heinis C.,<br />

Reymond J.-L., Riezman H.<br />

Chemical Biology of Notch<br />

Signaling - Quantitative information<br />

on the Notch signaling<br />

pathway, which is involved in<br />

cancer, using novel chemical<br />

approaches.<br />

H: Radtke F.<br />

Reymond J.-L., González-Gaitán M.,<br />

Heinis C., Johnsson K.,<br />

Turcatti G., Zhu J.<br />

Biophysics of Cell Division<br />

- Using physics and chemical<br />

biology to understand<br />

asymmetric division in model<br />

organisms<br />

H: González-Gaitán M.<br />

Vogel H., Manley S., Riezman<br />

H., Roux A., Johnsson K.<br />

Chemical Biology of Membranes:<br />

Dynamic Fluorescent<br />

Probes and Cellular Uptake<br />

– New probes for examining<br />

membrane environments and<br />

new technologies to introduce<br />

molecules into cells<br />

H: Matile S.<br />

Riezman H., Zumbuehl A.,<br />

Roux A., Manley S., van der<br />

Goot G., Johnsson K., Lacour J.<br />

Platform<br />

ACCESS – Academic Chemical<br />

Screening for Switzerland<br />

H: Johnsson K.<br />

Riezman H., Gademann K.,<br />

Zhu J., Lacour J., Turcatti G.,<br />

Gönczy P., Gruenberg J.,<br />

Reymond J.-L.<br />

Transfer projects (strong<br />

Swiss franc package)<br />

Determining the intracellular<br />

concentration of therapeutic<br />

peptides with sub-cellular<br />

resolution<br />

H: Johnsson K.<br />

34 | <strong>Guide</strong> <strong>2013</strong>


Third Party Cooperation<br />

Topics<br />

An understanding of life on<br />

a molecular level requires<br />

the characterisation of all<br />

biochemical activities of an<br />

organism with high spatial<br />

and temporal resolution.<br />

Progress towards this ambitious<br />

goal is thwarted by<br />

a shortage of technologies<br />

that permit a spatiotemporal<br />

quantification of biochemical<br />

activities in living<br />

cells and the lack of tools<br />

to rapidly and specifically<br />

intervene in biochemical<br />

pathways to investigate<br />

function in situ. In this<br />

<strong>NCCR</strong> we propose to address<br />

these widely acknowledged<br />

needs by developing<br />

chemical approaches for<br />

the visualisation, quantification<br />

and manipulation of<br />

biochemical activities.<br />

Specifically, we will (i) focus<br />

on the development of new<br />

technologies in chemical interference<br />

and complement<br />

these approaches with the<br />

establishment of the platform<br />

ACCESS, (ii) develop<br />

new technologies for the<br />

visualization of previously<br />

invisible biochemical<br />

acti-vities, (iii) develop<br />

generalised techniques to<br />

deliver bioactive molecules<br />

and sensors into cells, and<br />

(iv) use advanced spectroscopy<br />

and super-resolution<br />

microscopy in biological<br />

systems. These novel techniques<br />

will be applied to<br />

model organisms such as<br />

yeast, flies and worms, as<br />

well as animal cell cultures.<br />

Two major biological areas<br />

will be addressed with these<br />

techniques, intracellular<br />

events of signal transduction<br />

and membrane biology,<br />

with emphasis on endocytosis<br />

as this pathway regulates<br />

signal transduction.<br />

These areas were chosen<br />

because they can immediately<br />

profit from the new<br />

tools of chemical biology.<br />

The technologies developed<br />

within this <strong>NCCR</strong> will be<br />

flexible to the needs of and<br />

thus available to the larger<br />

Swiss scientific community.<br />

ACCESS, built on foundations<br />

of the Biomolecular<br />

Screening Facility at the<br />

EPFL will have an outstation<br />

in Geneva. The <strong>NCCR</strong><br />

will create a functional high<br />

throughput, high content<br />

screening facility with a<br />

diverse chemical library.<br />

Other novel strategies to<br />

inhibit enzymes, including<br />

natural products, bicyclic<br />

peptides and computational<br />

approaches will be used.<br />

We are convinced that this<br />

multidisciplinary approach<br />

will allow us to achieve<br />

major breakthroughs in our<br />

understanding of biology<br />

and that the technologies<br />

developed in this <strong>NCCR</strong><br />

will have an impact on biology<br />

and medicine in general.<br />

Programmes<br />

• Fellowship EMPO (EMBO ALTF<br />

816-2009)<br />

• IEF SupraL SAS<br />

• Lipidx<br />

• PSRP<br />

• QuanTissue (European Science<br />

Foundation)<br />

Research Institutions<br />

• Swiss Téléthon, Telethon Institute<br />

of Genetics and Medicin, Berne, CH<br />

Economy / Industry<br />

• Lyncée Tec SA, Lausanne, CH<br />

Others<br />

• FCI Fonds der Chemischen<br />

Industrie - Stiftung Stipendien-<br />

Fonds, Frankfurt, DE<br />

Heads of Individual Research Projects and Subprojects<br />

Dubikovskaya Elena, Prof. Institut des sciences et ingénierie chimiques, EPF Lausanne<br />

Dyson Paul, Prof.<br />

Institut des sciences et ingénierie chimiques, EPF Lausanne<br />

Gademann Karl, Prof.<br />

Departement Chemie, Universität Basel<br />

Gönczy Pierre, Prof.<br />

Institut suisse de recherche expérimentale sur le cancer, ISREC<br />

González-Gaitán Marcos, Prof. Département de biochimie, Université de Genève<br />

Gotta Monica, Prof.<br />

Faculté de médecine, Université de Genève<br />

Gruenberg Jean, Prof.<br />

Département de biochimie, Université de Genève<br />

Heinis Christian, Prof.<br />

Institut des sciences et ingénierie chimiques, EPF Lausanne<br />

Johnsson Kai, Prof.<br />

Institut des sciences et ingénierie chimiques, EPF Lausanne<br />

Lacour Jérôme, Prof.<br />

Département de chimie organique, Université de Genève<br />

Loewith Robbie, Prof.<br />

Département de biologie moléculaire, Université de Genève<br />

Manley Suliana, Prof.<br />

l‘Institut de physique des systèmes biologiques, EPF Lausanne<br />

Matile Stefan, Prof.<br />

Département de chimie organique, Université de Genève<br />

Radtke Freddy, Prof.<br />

Section des sciences de la vie, EPF Lausanne<br />

Reymond Jean-Louis, Prof. Departement für Chemie und Biochemie, Universität Bern<br />

Riezman Howard, Prof.<br />

Département de biochimie, Université de Genève<br />

Roux Aurélien, Prof.<br />

Département de biochimie, Université de Genève<br />

Turcatti Gerardo, Dr.<br />

Faculté des sciences de la vie, EPF Lausanne<br />

Van der Goot Gisou, Prof. Section des sciences de la vie, EPF Lausanne<br />

Vogel Horst, Prof.<br />

Institut des sciences et ingénierie chimiques, EPF Lausanne<br />

Waser Jérôme, Prof.<br />

Institut des sciences et ingénierie chimiques, EPF Lausanne<br />

Winssinger Nicolas, Prof.<br />

Département de chimie organique, Université de Genève<br />

Zhu Jieping, Prof.<br />

Institut des sciences et ingénierie chimiques, EPF Lausanne<br />

Zumbuehl Andreas, Prof.<br />

Département de chimie, Université Fribourg<br />

<strong>Guide</strong> <strong>2013</strong> | 35


Visualisation and Control of<br />

Biological Processes Using Chemistry<br />

<strong>NCCR</strong> Chemical Biology<br />

Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 2 Year 4 Total %<br />

SNSF funding 1 2 660 000 4 180 000 3 450 000 3 230 000 13 520 000 49<br />

Self-funding from home<br />

institution<br />

Self-funding from EPF<br />

Lausanne<br />

Self-funding from project<br />

participants<br />

500 000 600 000 950 000 1 100 000 3 150 000 11<br />

750 000 2 250 000 1 750 000 1 250 000 6 000 000 22<br />

974 348 929 347 1 578 750 1 578 750 5 061 195 18<br />

Third-party funding 0 27 000 0 0 27 000 0<br />

Total 4 884 348 7 986 347 7 728 750 7 158 750 27 758 195 100<br />

Personnel 2<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

FR DE IT ES CA<br />

Management 2.8 4 3 43 4 57 2 2 2 1 0 0 1<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 36 18 50 18 50 9 1 5 5 3 1 12<br />

Postdoctoral students 30 14 47 16 53 3 5 4 3 2 1 12<br />

Research associates 10 2 20 8 80 3 4 1 0 1 1 0<br />

Senior researchers 5 22 4 18 18 82 7 3 3 1 1 1 7<br />

Other staff 7 5 71 2 29 2 3 0 1 0 0 1<br />

Total 107.80 46 41 66 59 26 18 15 11 7 4 33<br />

1<br />

Included funding of transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer,<br />

and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Dehio Christoph, Prof. (Chair)<br />

Cullis Pieter, Prof.<br />

Ellenberg Jan, Dr.<br />

Fischli Walter, Dr.<br />

Fromm Katharina, Prof.<br />

Hall Michael, Prof.<br />

Kirchhausen Thomas, Prof.<br />

Muir Tom W., Prof.<br />

Pfeffer Suzanne, Prof.<br />

Schultz Carsten, Prof.<br />

Trauner Dirk, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Biochemistry, Life Science Center, Vancouver, CA<br />

EMBL Heidelberg, DE<br />

Academia Relations, Actelion Pharmaceuticals Ltd, Allschwil, CH<br />

Swiss National Science Foundation, Berne, CH<br />

Swiss National Science Foundation, Berne, CH<br />

Harvard Medical School, Boston, US<br />

Department of Chemistry, Princeton, US<br />

Stanford University School of Medicine, US<br />

EMBL Heidelberg, DE<br />

Department of Chemistry, University of Munich, DE<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71,<br />

uchrist@snf.ch<br />

36 | <strong>Guide</strong> <strong>2013</strong>


North-South: Research<br />

Partnerships for Mitigating<br />

Syndromes of Global Change<br />

<strong>NCCR</strong> North-South<br />

Home Institution<br />

University of Bern<br />

Start of the <strong>NCCR</strong><br />

July 1, 2001<br />

<strong>NCCR</strong> Management<br />

Research<br />

Thematic Node 1<br />

Institutions, Livelihoods,<br />

Conflicts<br />

Heads: Müller-Böker U.,<br />

Goetschel L.<br />

Research Projects<br />

Contested rural development<br />

Co-Leaders: Geiser U.,<br />

Ramakumar R.<br />

Livelihood futures<br />

Co-Leaders: Shahbaz B.,<br />

Sharma S.R.<br />

Migration and development<br />

Co-Leaders: Thieme S.,<br />

Ghimire A.<br />

Environmental conflicts<br />

Co-Leaders: Fokou G.,<br />

Mulugeta A.<br />

Negotiating statehood<br />

Co-Leaders: Péclard D.,<br />

Akindès F.<br />

Private-sector peace<br />

promotion<br />

Co-Leaders: Iff A., Upreti B.<br />

Thematic Node 2<br />

Health, Services, Planning<br />

Heads: Tanner M., Hering J.,<br />

Zinsstag J., Zurbrügg C.<br />

Research Projects<br />

Reproductive resilience<br />

Co-Leaders: Pfeiffer C.,<br />

Ahorlu C.<br />

Productive sanitation<br />

Co-Leaders: Nguyen Viet H.,<br />

Kengne I.M.<br />

User-driven sanitation<br />

Co-Leaders: Lüthi C.,<br />

Koottatep T.<br />

Services for<br />

mobile populations<br />

Co-Leaders: Schelling E.,<br />

Bonfoh B.<br />

Thematic Node 3<br />

Resources, Economy,<br />

Governance<br />

Heads: Wiesmann U.,<br />

Hurni H., Carbonnier G.<br />

Research Projects<br />

Land resource potentials<br />

Co-Leaders: Wolfgramm B.,<br />

Yitaferu B.<br />

Landscape transformation<br />

Co-Leaders: Heinimann A.,<br />

Zeleke G.<br />

Rural transformation<br />

Co-Leaders: Rist S., Tapia N.<br />

Access and welfare<br />

Co-Leaders: Kiteme B.,<br />

Epprecht M., Sy I.<br />

Adaptation to climate change<br />

Co-Leaders: Ifejika Speranza C.,<br />

Koné B., Ur-Rahim I.<br />

Integrative Node<br />

Global Change and<br />

Sustainable Development<br />

Head: Hurni H. on behalf<br />

of the Board of Directors<br />

Special Research Projects<br />

on Global Issues<br />

Transnational pressure<br />

on land<br />

Co-Leaders: Breu T., Upreti B.<br />

Global water challenges<br />

Co-Leaders: Cissé G., Kiteme B.<br />

Food security and sovereignty<br />

Co-Leaders: Bonfoh B.,<br />

Zinsstag J.<br />

Beyond the MDGs<br />

Co-Leaders: Geiser U., Suleri A.<br />

Mobility and migration<br />

Co-Leaders: Schelling E.,<br />

Thieme S.<br />

Climate change and<br />

smallholders<br />

Co-Leaders: Goetschel L.,<br />

Ur Rahim I.<br />

Research<br />

in Partnership Regions<br />

Within the Partnership<br />

Regions Project, the <strong>NCCR</strong><br />

North-South continues to<br />

carry out integrated, contextspecific,<br />

sustainabilityoriented<br />

research in the<br />

following regions:<br />

West Africa (WAF)<br />

Coordinator: Bonfoh B.<br />

(Côte d’Ivoire)<br />

East Africa (EAF)<br />

Coordinator: Kiteme B. (Kenya)<br />

Horn of Africa (HOA)<br />

Coordinator: Debele B.<br />

(Ethiopia)<br />

Central Asia (CAS)<br />

Coordinator: Arynova M.<br />

(Kyrgyzstan)<br />

South Asia (SAS)<br />

Coordinator: Upreti B. (Nepal)<br />

Southeast Asia (SEA)<br />

Coordinator: Koottatep T.<br />

(Thailand)<br />

Caribbean & Central America<br />

(CCA)<br />

Coordinator: Perez Gutierrez<br />

M.A. (Costa Rica)<br />

South America (SAM)<br />

Coordinator: Jimenez E.(Bolivia)<br />

Swiss Alps (ALP)<br />

Coordinator: Liechti K.<br />

(Switzerland)<br />

Partnership Actions for<br />

Mitigating Syndromes<br />

of Global Change<br />

(PAMS)<br />

The <strong>NCCR</strong> North-South is<br />

implementing a series of pilot<br />

activities that apply research<br />

results in concrete development<br />

settings. These are proposed by<br />

researchers and partner institutions<br />

through programme calls,<br />

selected by the Board, and executed<br />

in collaboration with the<br />

Coordinators in the Partnership<br />

Regions.<br />

Platforms,<br />

Programmes etc.<br />

Secretariat of the Swiss<br />

Commission for Research<br />

Partnerships with Developing<br />

Countries (KFPE)<br />

Executive Secretary:<br />

Lys J.-A., Dr.<br />

Directors<br />

Hurni Hans, Prof.<br />

phone: + 41 (0)31 631 88 76<br />

hans.hurni@cde.unibe.ch<br />

Wiesmann Urs, Prof.<br />

phone: + 41 (0)31 631 88 69<br />

urs.wiesmann@cde.unibe.ch<br />

Coordinator<br />

Breu Thomas, Dr.<br />

phone: + 41 (0)31 631 30 58<br />

thomas.breu@cde.unibe.ch<br />

Deputy Coordinator<br />

Herweg Karl, Dr.<br />

Management Assistant<br />

Vollenwyder Barbara, Ms.<br />

Knowledge and<br />

Technology Transfer<br />

Michel Claudia, Dr.<br />

Education and Training<br />

Herweg Karl, Dr.<br />

Advancement of Women /<br />

Career Building<br />

Zimmermann Anne, Dr.<br />

Partnership Actions<br />

Heim Eva Maria, Dr.<br />

Communications<br />

Lardelli Corina, Ms.<br />

Financial Management<br />

Balsiger Urs, MBA<br />

Address<br />

<strong>NCCR</strong> North-South<br />

University of Bern<br />

Hallerstrasse 10<br />

3012 Bern<br />

phone: + 41 (0)31 631 52 72<br />

fax: + 41 (0)31 631 85 44<br />

nccr-north-south@cde.unibe.ch<br />

Web Addresses<br />

www.north-south.unibe.ch<br />

www.igs-north-south.ch<br />

Public Relations<br />

• Website<br />

• Brochure<br />

• Policy briefs: evidence<br />

for policy<br />

• Outcome highlights<br />

• Newsletters<br />

• Media releases<br />

• Flyer<br />

<strong>Guide</strong> <strong>2013</strong> | 37


North-South: Research<br />

Partnerships for Mitigating<br />

Syndromes of Global Change<br />

<strong>NCCR</strong> North-South<br />

Third Party Cooperation<br />

Programmes<br />

• AKDN<br />

• CAMP<br />

• CEIL PIETTE (CONICET)<br />

• ESAPP<br />

• European Observatory for Health<br />

Systems<br />

• FSC<br />

• IHDP<br />

• IWGIA<br />

• KRP LLD<br />

• N-AERUS<br />

• OWC<br />

• UNCHS<br />

• UNISDR<br />

• WOCAT<br />

Research Institutions<br />

• Agrarian Institut, Bishkek, KG<br />

• Agricultural Information<br />

Resource Center, Nairobi, KE<br />

• Asian Institute of Technology<br />

Center in Vietnam (AITCV),<br />

Hanoi,VN<br />

• ASR, Rural Sociology,<br />

Guadalajara, MX<br />

• Unité de Formation et de<br />

Recherche,Abidjan, CI<br />

• Centre d’Economie et d’Ethique<br />

pour l’Environnement et le<br />

Développement (C3ED),<br />

Laboratoire de recherche<br />

de l’Université de Versailles, FR<br />

• Centre for Environmental<br />

Engineering in Towns and<br />

Industrial Areas (CEETIA), Hanoi<br />

University of Civil Engineering,VN<br />

• Centre for Molecular Microbiology<br />

and Infection, Imperial College,<br />

London, GB<br />

• Institut de recherche pour<br />

le développement, Centre IRD<br />

d’Orléans, FR<br />

• Centre Régional pour l’Eau Potable<br />

et L’Assainissement à faible<br />

coût (CREPA), Ouagadougou, BF<br />

• Colegio de la Frontera Su,<br />

Tapachula, MX<br />

• Department of Agricultural<br />

Extension, University of<br />

Agriculture, Faisalabad, PK<br />

• Department of Anthropology,<br />

Kannur University, Kerala, IN<br />

• Department of Environmental<br />

Engineering, Ho Chi Minh City<br />

University of Technology,<br />

Ho Chi Minh City, VN<br />

• Department of Epidemiology,<br />

Hanoi School of Public Health,VN<br />

• Dept. of Forest Mensuration and<br />

Management, Sokoine University<br />

of Agriculture, Morogoro,TZ<br />

• Department of Geography,<br />

University of Ho Chi Minh City,VN<br />

• Department of Geography,<br />

University of Nairobi, KE<br />

• Department of Health Economics,<br />

Hanoi Medical University,VN<br />

• Department of Plant Biology,<br />

University of Yaoundé, CM<br />

• Dept. of Political Science and<br />

International Relations (DPSIR),<br />

Addis Abeba University, ET<br />

• Department of Social and<br />

Environmental Medicine, Faculty of<br />

Tropical Medicine, Bangkok,TH<br />

• Department of Sociology<br />

and Anthropology,<br />

University of Dar Es Salaam,TZ<br />

Head Representatives of Institutional Partners in Switzerland<br />

Carbonnier Gilles, Prof.<br />

Goetschel Laurent, Prof.<br />

Hering Janet, Prof.<br />

Hurni Hans, Prof.<br />

Müller-Böker Ulrike, Prof.<br />

Tanner Marcel, Prof.<br />

Wiesmann Urs, Prof.<br />

Zinsstag Jakob, Prof.<br />

Zurbrügg Christian, Mr.<br />

Coordinators of Partnership Regions<br />

Arynova Mira<br />

Bonfoh Bassirou, Prof.<br />

Debele Berhanu<br />

Jimenez Elizabeth, Dr.<br />

Kiteme Boniface, Dr.<br />

Koottatep Thammarat, Dr.<br />

Perez Gutierrez Maria Angelina<br />

Upreti Bishnu Raj, Dr.<br />

Liechti Karina, Dr.<br />

North-South Partnership Institutions<br />

Graduate Institute of International and Development Studies<br />

(IHEID), Genève, CH<br />

swisspeace, Bern, CH<br />

Eawag, Dübendorf, CH<br />

Centre for Development and Environment, CDE / GIUB<br />

University of Bern, CH<br />

Development Study Group, GIUZ, University of Zurich, CH<br />

Swiss Tropical and Public Health Institute, Swiss TPH,<br />

University of Basel, CH<br />

Centre for Development and Environment, CDE / GIUB<br />

University of Bern, CH<br />

Swiss Tropical and Public Health Institute, Swiss TPH,<br />

University of Basel, CH<br />

Eawag - Sandec, Dübendorf, CH<br />

Regional Coordination Office Central Asia, Bishkek, KG<br />

Centre Suisse de Recherches Scientifiques, Abidjan, CI<br />

Regional Coordination Office Horn of Africa, Addis Abeba, ET<br />

Centro de Investigación para el Desarrollo (CIDES), La Paz, BO<br />

Centre for Training and Integrated Research in Arid and Semi-arid<br />

Lands Development CETRAD, Nanyuki, KE<br />

Asian Institute of Technology (AIT), Pathumthani, TH<br />

Facultad Latinoamericana en Ciencias Sociales FLACSO-CR<br />

San José, CR<br />

Regional Coordination Office South Asia, Kathmandu, NP<br />

Centre for Development and Environment, CDE,<br />

University of Bern, CH<br />

Agroecologia Universidad Cochabamaba AGRUCO, BO<br />

Ayuda Obrera Suiza AOS, La Paz, BO<br />

Central Department of Geography CDG, Tribhuvan University, Kathmandu, NP<br />

Centre de Support en Santé Internationale CSSI, N’Djaména, TD<br />

Centre de Technique de la Planification et d’Economie Appliquée CTPEA, Port-au-Prince, HT<br />

Centre for Development Studies CDS, Kerala, IN<br />

Centre for Security Studies FSK, Swiss Federal Institute of Technology, Zurich, CH<br />

Centre for Training and Integrated Research in Arid and Semi-Arid Lands Development CETRAD,<br />

Nanyuki, KE<br />

Centre National d’Hygiène CNH, Nouakchott, MR<br />

Centre Suisse de Recherches Scientifiques CSRS, Abidjan, CI<br />

Centro Bartolomé de las Casas CBC, Centre for Andean Regional Studies, Colegio Andino, Cuzco, PE<br />

Centro de Investigación para el Desarrollo CIDES, Universidad Mayor de San Andrés, La Paz, BO<br />

City Government of Kunming, CN<br />

Departamento de Organización del Espacio DOE, Universidad Centroamericana “José Simeón Cañas”,<br />

San Salvador, SV<br />

Département de Sociologie et Anthropologie, Université de Yaoundé DSA-UY, CM<br />

Department of Geography, University Dar es Salaam, TZ<br />

Department of Natural Science, Kyrgyz-Russian Slavic University, Bishkek, KG<br />

Department of Urban Water Management UWM, EAWAG, Duebendorf, CH<br />

Directorship of the Sierra de Manantlán Biosphere Reserve DRBSM, Autlán, MX<br />

Ecole Inter-Etats d’Ingénieurs de l’Equipement Rural EIER, Ouagadougou, BF<br />

Ecole Supérieure des Sciences Agronomiques ESSA, University of Antananarivo, MG<br />

Ethiopian Amhara Region Agricultural Research Institute ARARI, Bahr Dar, ET<br />

Facultad de Agronomia, Agroecologia, Universidad Cochabamba AGRUCO, BO<br />

38 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Humankind and the world<br />

ecosystem are confronted<br />

by mounting insecurity<br />

stemming from rapid<br />

global change, unchecked<br />

globalisation and global<br />

disparities. Particularly<br />

in developing and transition<br />

countries, a variety of<br />

core issues may compound<br />

one another and give rise<br />

to “syndromes of global<br />

change” that hinder sustainable<br />

development. Yet<br />

the same countries facing<br />

the most acute problems<br />

are often least equipped to<br />

develop ways of mitigating<br />

them. Research partnerships<br />

between institutions<br />

in the North and the South<br />

thus offer an efficient way<br />

to overcome disparities in<br />

capacity, technology and<br />

resources, and enable us to<br />

chart a joint path forward<br />

towards a sustainable future.<br />

Now in its third phase, the<br />

<strong>NCCR</strong> North-South programme<br />

has proven to be<br />

an effective means of facilitating<br />

mutually beneficial<br />

collaboration between institutions<br />

and individuals in<br />

developing and transition<br />

countries and in Switzerland.<br />

Displaying a robust<br />

network of 350 researchers<br />

from about 50 countries,<br />

the programme continues<br />

to carry out high-quality<br />

disciplinary, interdisciplinary<br />

and transdisciplinary<br />

research that improves our<br />

understanding of global<br />

change and promotes<br />

sustainable development.<br />

Phase 3 of the programme<br />

is characterised by a sharpened<br />

focus on specific core<br />

themes, increased emphasis<br />

on integrating and<br />

disseminating research to<br />

date, intensified work on<br />

translating research results<br />

into concrete recommendations<br />

for policy and practice<br />

and sustained efforts<br />

towards capacity development<br />

and societal empowerment<br />

in the South.<br />

Facultad Latinoamericana de Ciencias Sociales FLACSO, San José, CR<br />

Faculté des Sciences et Gestion de l’Environnement, Université d’Abobo-Adjamé - UAA-FGS, Abidjan, CI<br />

Gujarat Institute for Development Research, Ahmedabad, IN<br />

INESA Société Inter-Entreprises, Port-au-Prince, HT<br />

Institute of Anthropology, University of Basel, CH<br />

Institute of Economic Growth, University Enclave, New Delhi, IN<br />

Institute of Social Anthropology ESUZ, University of Zurich, CH<br />

Institute of Urbanism, Faculty of Architecture and Urbanism, Central University of Venezuela,<br />

Caracas, VE<br />

Instituto de Investigaciones Sociales IIS de la Universidad Nacional Autonoma de Mexico UNAM,<br />

Mexico City, MX<br />

Inter-Municipal Initiative IMI, Autlán, MX<br />

Kunming Institute of Environmental Science, CN<br />

Laboratoire de Recherches Vétérinaires et Zootechniques de Farcha LRVZ, N’Djaména, TD<br />

Laboratory of Hydrology and Land Improvement HYDRAM, ISTE, EPF Lausanne, CH<br />

Manantlán Institute of Ecology and Conservation of Biodiversity IMECBIO, University of Guadalajara,<br />

Autlán, MX<br />

Mekong River Commission MRC, Vientiane, LA<br />

Nepal Institute of Development Studies NIDS, Kathmandu, NP<br />

Pollution Control Department PCD, Ministry of Natural Resources and Environment, Bangkok, TH<br />

Post-graduate Course on Developing Countries ETHZ-NADEL, Zurich, CH<br />

Potsdam Institute for Climate Impact Research PIK, Potsdam, DE<br />

School of Environment, Resources and Development SERD, Asian Institute of Technology AIT,<br />

Bangkok, TH<br />

Sustainable Development Policy Institute SDPI, Islamabad, PK<br />

Swiss Agency for Development and Cooperation SDC, Regional Cooperation Office, Bishkek, KG<br />

Tajik Academy of Sciences, Dushanbe, TJ<br />

UNESCO World Natural Heritage Site, Jungfrau-Aletsch-Bietschhorn JAB, Naters, CH<br />

Universidad Mayor de San Simon UMSS, Cochabamba, BO<br />

University of Cocody, Abidjan, CI<br />

Uzbek Academy of Sciences, Tashkent, UZ<br />

Yunnan Academy of Social Science, Kunming, CN<br />

• Department of Sociology,<br />

Delhi School of Economics, IN<br />

• Dept.of Sociology, North Eastern<br />

Hill University, Shillong, IN<br />

• Department of Sociology,<br />

University of Dhaka, BD<br />

• Department of Sociology,<br />

University of Nairobi, KE<br />

• Department of Urban and<br />

Regional Planning,<br />

University of Nairobi, KE<br />

• Directorate of Livestock and<br />

Dairy Development, Peshawar, PK<br />

• East Africa Wildlife Society,<br />

Nairobi, KE<br />

• Ecole Nationale Supérieure<br />

d’Agronomie (ENSAM),<br />

Montpellier, FR<br />

• Environment and Sustainable<br />

Development, United Nations<br />

University,Tokyo, JP<br />

• Environmental Research Mapping<br />

and Information Systems in Africa<br />

(ERMIS), Nakuru, KE<br />

• Environmental Thematic Group,<br />

Ifakara Health Institute, Dar es<br />

Salaam, TZ<br />

• European Association of<br />

Development Research and<br />

Training Institutes (EADI),<br />

Bonn, DE<br />

• Facultad de Ciencias Politicas y<br />

Sociales, Universidad Nacional<br />

Autonoma, MX<br />

• Faculté des Sciences et Techniques,<br />

Université de Nouakchott, MR<br />

• Faculty of Environment and<br />

Resource Studies, Mahidol<br />

University, Nakhon Pathom,TH<br />

• Faculty of Environmental Studies<br />

and Natural Resources,<br />

Egerton University, Njoro, KE<br />

• Faculty of Forestry and Nature<br />

Conservation, Sokoine University<br />

of Agriculture, Morogoro,TZ<br />

• Faculty of Technology, Makerere<br />

University, Kampala, UG<br />

• Food security, Sustainable<br />

Development Policy Institute,<br />

Islamabad, PK<br />

• French Institute for African<br />

Research (IFRA), Nairobi, KE<br />

• Fundación de la Universidad de<br />

Costa Rica para la Investigación<br />

(FUNDEVI), San José, CR<br />

• Groupement d’Intérêt<br />

Scientifique pour l’Etude<br />

de la Mondialisation et du<br />

Développement (GEMDEV),<br />

Paris, FR<br />

• Hanoi School of Public Health,VN<br />

• Institut d’Ethno-Sociologie,<br />

Université de Cocody, Abidjan, CI<br />

• Institut Supérieur Inter-Etats de<br />

formation et de recherche dans les<br />

domaines de l’Eau, l’Energie,<br />

l’Environnement et les<br />

Infrastructures, Ouagadougou, BF<br />

• Institute of Geography,<br />

Ministry of Science and Education,<br />

Almaty, KZ<br />

• Inst. of Livestock,Veterinary<br />

Sciences and Pastures,<br />

Bishkek, KG<br />

• Institute of Physical Geography,<br />

University of Freiburg, Freiburg, DE<br />

• Instituto del Conurbano (ICO),<br />

Universidad General Sarmiento,<br />

Buenos Aires, AR<br />

• Inst. Dr. José Maria Luis Mor, MX<br />

• Instituto Superior de Estudios<br />

Avanzados en Desarroll, La Paz, BO<br />

<strong>Guide</strong> <strong>2013</strong> | 39


• Instituto Tecnologico de Costa<br />

Rica, Cartago, CR<br />

• International Atomic Energy<br />

Agency (IAEA),Wien,AT<br />

• International Centre for<br />

Agricultural Research in Dry Areas<br />

(ICARDA), Aleppo, SY<br />

• International Centre for<br />

Integrated Mountain Development<br />

(ICIMOD), Kathmandu, NP<br />

• Intern. Centre for Research in<br />

Agroforestry (ICRAF), Nairobi, KE<br />

• International Water Management<br />

Institute (IWMI), Accra, GH<br />

• Journalists for Democracy and<br />

Human Rights, Islamabad, PK<br />

• Kenya Agricultural Research<br />

Institute, Makindu, KE<br />

• Kenya Forest Working Group,<br />

Nairobi, KE<br />

• Kyrgyz Giprozem, Bishkek, KG<br />

• Liverpool School of Tropical<br />

Medicine, Vulnerability and Health<br />

Alliance, GB<br />

• Naryn State University, Bishkek, KG<br />

• National Centre for Soil and<br />

Fertiliser, Hanoi,VN<br />

• National Soil Testing Centre,<br />

Ministry of Agriculture, Addis<br />

Ababa, ET<br />

• Observatoire de l’Ecopolitique<br />

Internationale (OEI), Université<br />

du Québec,Montreal, CA<br />

• Office of Population Research,<br />

Princeton University, US<br />

• School of Bio-Chemical<br />

Engineering and Technology,<br />

Sirindhorn International Institute<br />

of Technology, Thammasat<br />

University, Pathum Thani, TH<br />

• School of Earth and Environment,<br />

University of Leeds, Leeds, GB<br />

• School of Environment, Resources<br />

and Development, Bangkok,TH<br />

• School of Geography and the<br />

Environment, University of Oxford,<br />

Oxford, GB<br />

• School of Public Health,<br />

Makerere University, Kampala, UG<br />

• Soil Physics and Environmental<br />

Resources Conservation,<br />

Institute of Land Use, Rostock, DE<br />

• Soil Science Research Institute<br />

(SSRI), Agrarian Academy<br />

of Science, Dushanbe, TJ<br />

• Sustainable Livelihoods,<br />

Sustainable Development Policy<br />

Institute, Islamabad, PK<br />

• Tajik Academy of Agricultural<br />

Science, Dushanbe, TJ<br />

• Tata Institute of Social Sciences,<br />

Mumbai, IN<br />

• United Nations Habitat<br />

Programme, Nairobi, KE<br />

• University of Veterinary<br />

and Animal Sciences, Lahore, PK<br />

• Urban Sociology Department,<br />

Autonomous University of Mexico,<br />

Azcapotzalco, MX<br />

• Water and Forestry Department,<br />

Ecole Supérieure des Sciences<br />

Agronomiques, Antananarivo,MG<br />

Economy/Industry<br />

• Alter Ego, Lausanne, CH<br />

• Humer Foundation, Hoffmann-La<br />

Roche Holding, Basel, CH<br />

• Nestlé, Abidjan, CI<br />

Others<br />

• Bread for All / Brot für Alle,<br />

Berne, CH<br />

• Central Asia Mountain Information<br />

Network, Bishkek, KG<br />

• City Medical Office of Health<br />

and Dar es Salaam City Council,<br />

Dar es Salaam,TZ<br />

• Femina/HIP, Dar es Salaam, TZ<br />

• Conflict Prevention and Conflict<br />

Transformation, Bern, CH<br />

• Cooperation and Training Division,<br />

Urban Research Institute (URI),<br />

Vientiane, LA<br />

North-South: Research<br />

Partnerships for Mitigating<br />

Syndromes of Global Change<br />

<strong>NCCR</strong> North-South<br />

Achievements of the previous years<br />

In Phase 3, the research activities<br />

of the <strong>NCCR</strong> North-<br />

South programme are<br />

organised between three<br />

Thematic Nodes grouped<br />

around an Integrative<br />

Node. The Thematic Nodes<br />

combine advanced research<br />

on (1) “Institutions, Livelihoods,<br />

Conflicts”, (2)<br />

“Health, Services, Planning”,<br />

and (3) “Resources,<br />

Economy, Governance”.<br />

Each Thematic Node is supported<br />

by at least two Swiss<br />

Institutional Partners, together<br />

with their partners<br />

abroad, and comprises four<br />

to six Research Projects.<br />

The individual projects are<br />

co-led by post-doctoral researchers<br />

from the South<br />

and the North who jointly<br />

oversee an international<br />

team of post-doctoral and<br />

senior researchers, PhD<br />

and master‘s students. The<br />

teams conduct their research<br />

in at least two out of<br />

nine established Partnership<br />

Regions spread across<br />

four continents.<br />

Scientific Output<br />

Activities in the first ten<br />

years produced over 1500<br />

publications (of which over<br />

517 were refereed), more<br />

than 850 reports and 2886<br />

presentations, all of which<br />

resulted directly from the<br />

research carried out in the<br />

programme. A total of 231<br />

PhD studies have been<br />

launched so far, of which<br />

120 are now completed. In<br />

the past year, 11 new PhD<br />

students with external<br />

funding were associated to<br />

the programme.<br />

Integration and Synthesis<br />

In Phase 3, the main vehicle<br />

for integration and synthesis<br />

of all programme activities<br />

is the Integrative Node.<br />

The Integrative Node forms<br />

a hub of exchange between<br />

the Thematic Nodes and<br />

encompasses a Special Research<br />

Project on global<br />

development issues, the<br />

Transversal Project and a<br />

Partnership Regions Project.<br />

The Special Research<br />

Project on global issues is<br />

designed to guide the programme<br />

on three levels: on<br />

the level of policy and practice,<br />

by generating concrete<br />

recommendations for both<br />

that reflect contextual validity<br />

and reach; on the level<br />

of synthesis and generalisation,<br />

by empirically assessing<br />

interregional variation<br />

of core sustainability issues<br />

and comparing them to<br />

current global debates; and<br />

on the level of knowledge<br />

and research, by refining<br />

key concepts, issues and<br />

methodologies surrounding<br />

sustainable development<br />

and reflecting on sustainability<br />

science. Within the<br />

Transversal Project, individual<br />

and institutional<br />

partners implement a number<br />

of synthesis projects<br />

that aim to capitalise on<br />

the results achieved over<br />

the life span of the <strong>NCCR</strong><br />

North-South. Finally, the<br />

Partnership Regions Project<br />

continues to build and<br />

strengthen the network of<br />

exchange between the nine<br />

regions that provide the<br />

actual setting for all of the<br />

programme‘s field-based<br />

research and initiatives.<br />

Institutionalisation<br />

Phase 3 promises to bring<br />

major developments in establishing<br />

permanent institutions<br />

to carry on the work<br />

of the <strong>NCCR</strong> North-South.<br />

An inter-university doctoral<br />

programme on “Global<br />

Change, Innovation and<br />

Sustainable Development”<br />

was launched in 2008, and<br />

a corresponding “International<br />

Graduate School<br />

North-South” is now incorporating<br />

the experience of<br />

the <strong>NCCR</strong> North-South and<br />

cultivating its international<br />

network in the long term.<br />

The doctoral programme<br />

and the graduate school<br />

are being jointly implemented<br />

by the Centre for<br />

Development and Environment<br />

(CDE, University<br />

of Bern), Swisspeace and<br />

the Swiss Tropical and<br />

Public Health Institute<br />

(University of Basel) and<br />

the Development Study<br />

Group (University of Zurich).<br />

CDE was established<br />

in 2009 as an interdisciplinary<br />

university centre.<br />

With its extended mandate,<br />

it will lastingly contribute<br />

to a strengthened Swiss<br />

role in partnership-based<br />

sustainability research and<br />

outreach that addresses the<br />

needs of developing and<br />

transition countries.<br />

Further information see<br />

www.north-south.unibe.ch<br />

www.igs-north-south.ch<br />

40 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 3 200 000 2 000 000 1 800 000 1 000 000 8 000 000 24<br />

Self-funding from home<br />

institution 1 474 735 547 655 695 885 1 081 742 2 800 017 9<br />

Self-funding from project<br />

participants<br />

1 242 453 1 677 818 1 414 680 1 433 742 5 768 693 18<br />

Third-party funding from<br />

SDC<br />

3 392 554 4 147 360 4 171 252 4 461 187 16 172 353 49<br />

Total 8 309 742 8 372 833 8 081 817 7 976 671 32 741 063 100<br />

Personnel 2<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

CI DE NP TZ VN<br />

Management 6.0 3 8 53 7 47 11 0 2 0 0 0 2<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 57 25 44 32 56 9 4 4 3 4 2 31<br />

Postdoctoral students 3 0 0 3 100 0 1 0 0 0 0 2<br />

Research associates 26 15 58 11 42 6 0 0 1 0 2 18<br />

Senior researchers 4 74 22 30 52 70 23 5 6 3 0 4 34<br />

Other staff 88 48 55 40 45 19 4 3 7 9 6 41<br />

Total 254.00 118 45 145 55 68 14 15 14 13 14 128<br />

Type of output 5<br />

Totals<br />

Publications > 517 Peer-reviewed | 281 Not peer-reviewed | 544 Anthology articles | 165 Books | 859 Reports 2366<br />

Presentations at congresses > 2886<br />

Cooperations > 35 Programmes | 201 Research institutions | 4 Private sector | 98 Other 338<br />

Transfer activities > 1 Patents | 0 Licenses | 4 Start-ups 6 | 98 Prototypes/processes | 0 CTI-projects 7 103<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

5<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

6<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

7<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Butera Fabrizio, Prof. (Chair)<br />

Bradley David, Prof.<br />

Brock Lothar, Prof.<br />

Foray Dominique, Prof.<br />

Jeffery Roger, Prof.<br />

Narasimha Reddy D., Prof.<br />

Rychen Dominique Simone, Ms.<br />

Stocking Michael, Prof.<br />

Wehrli Bernhard, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Infectious and Tropical Diseases, London School<br />

of Hygiene and Tropical Medicine, London, GB<br />

Fachbereich Gesellschaftswissenschaften, Johann Wolfgang<br />

Goethe-Universität, Frankfurt am Main, DE<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Sociology, University of Edinburgh, Edinburgh, GB<br />

Department of Economics, University of Hyderabad,<br />

Hyderabad, IN<br />

Swiss Agency for Development and Cooperation (SDC), Berne, CH<br />

School of Development Studies, University of East Anglia,<br />

Norwich, GB<br />

Swiss National Science Foundation, Berne, CH<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71, uchrist@snf.ch<br />

• Department of Health, Ministry<br />

of Public Health, Bangkok,TH<br />

• Ecocenter Pamir, Khorog,<br />

Tajikistan, TJ<br />

• ENDA-Third World, Relay for<br />

Participatory Urban Development,<br />

Dakar, SN<br />

• Environment and Public Health<br />

Organisation, Kathmandu, NP<br />

• Federación Nativa del Río Madre<br />

de Dios, Madre de Dios, PE<br />

• FORS, Lausanne, CH<br />

• Fundación Sodis, Cochabamba, BO<br />

• Gerling Foundation for Sustainable<br />

Development,Tenna, CH<br />

• German Advisory Council on<br />

Global Change, Berlin, DE<br />

• Ghana Health Service, Accra, GH<br />

• Heinrich-Böll-Stiftung,<br />

Mexico City, MX<br />

• Holistic Understanding<br />

for Justified Research and Action<br />

(HUJRA), Mingora, PK<br />

• Institute Dayakologi,<br />

Kalimantan Barat, ID<br />

• Intercooperation, Peshawar, PK<br />

• International Land Coalition,<br />

Rome, IT<br />

• Kenya National Bureau of<br />

Statistics, Nairobi, KE<br />

• Kyrgyz Sheep Breeding<br />

Association, Bishkek, KG<br />

• Lao National Mekong Commission<br />

Secretariat,Vientiane, LA<br />

• Maji na Ufanisi (Water &<br />

Development), Nairobi, KE<br />

• Ministry of Education,<br />

Dar es Salaam,TZ<br />

• Ministry of Gender and<br />

Community Development,<br />

Dar es Salaam,TZ<br />

• Ministry of Health,<br />

Dar es Salaam,TZ<br />

• Municipality of San Salvador,<br />

San Salvador, SV<br />

• Pan-American Health Organization<br />

(WHO), Environmental Health,<br />

Food Security and Sustainable<br />

Development, San José, CR<br />

• PROClim, Berne, CH<br />

• Racimos de Ungurahui, Lima, PE<br />

• Republican Center of Veterinary<br />

Diagnostics, Bishkek, KG<br />

• Rural Advisory Services “Chui”,<br />

Bishkek, KG<br />

• Sampark, Bangalore, IN<br />

• Science,Technology and<br />

Environment Organization,<br />

Vientiane, LA<br />

• SDC Health, Bern, CH<br />

• Southeast Asian Ministers<br />

of Education Organization,<br />

Bangkok,TH<br />

• State Secretariat for Economic<br />

Affairs, Bern, CH<br />

• Sustainable Development<br />

Alternatives, Islamabad, PK<br />

• Swiss Red Cross, Bishkek, KG<br />

• Syngenta Foundation for<br />

Sustainable Agriculture, Basel, CH<br />

• UNICEF, N’Djaména,TD<br />

• Urban-Rural Solutions, Hanoi,VN<br />

• Velux Foundation, Zürich, CH<br />

• Vétérinaires sans Frontières,<br />

Lyon, FR<br />

• Virtual Academy, Bishkek, KG<br />

• Water for Asian Cities Programme,<br />

UN-Habitat, Kathmandu, NP<br />

• Water Supply and Sanitation<br />

Collaborative Council, Geneva, CH<br />

• World Conservation Union<br />

Tanzania,Tanga,TZ<br />

• World Health Organisation,<br />

Nouakchott, MR<br />

• WWF, Kathmandu, NP<br />

<strong>Guide</strong> <strong>2013</strong> | 41


Plant Survival in Natural<br />

and Agricultural Ecosystems<br />

<strong>NCCR</strong> Plant Survival<br />

Home Institution<br />

University of Neuchâtel<br />

Start of the <strong>NCCR</strong><br />

April 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Turlings Ted, Prof.<br />

phone: + 41 (0)32 718 31 58<br />

ted.turlings@unine.ch<br />

Deputy Director<br />

Neuhaus Jean-Marc, Prof.<br />

phone: + 41 (0)32 718 22 07<br />

jean-marc.neuhaus@unine.ch<br />

Coordinator<br />

Held Matthias, Dr.<br />

phone: +41 (0)32 718 25 22<br />

matthias.held@unine.ch<br />

Office Secretary<br />

Jauslin Carol, Mrs.<br />

phone: + 41 (0)32 718 25 00<br />

plant.survival@unine.ch<br />

Communication<br />

Chlebny Igor, Mr.<br />

phone: + 41 (0)32 718 25 07<br />

igor.chlebny@unine.ch<br />

Knowledge and<br />

Technology Transfer<br />

Klappert, Rolf Mr.<br />

phone: +41 (0)32 718 10 51<br />

rolf.klappert@unine.ch<br />

Equal Opportunities<br />

Perego Isabel, MA<br />

phone: +41 (0)32 718 10 59<br />

egalite.chance@unine.ch<br />

Education and Training<br />

Turlings Ted, Prof.<br />

Bobillier Christiane, Dr.<br />

phone: + 41 (0)32 718 25 02<br />

christiane.bobillier@unine.ch<br />

Address<br />

<strong>NCCR</strong> Plant Survival<br />

Rue Emile-Argand 11<br />

2000 Neuchâtel<br />

phone: + 41 (0)32 718 25 00<br />

fax: + 41 (0)32 718 25 01<br />

plant.survival@unine.ch<br />

Web Address<br />

www.unine.ch/plantsurvival<br />

Public Relations<br />

• Plant Survival News<br />

(trilingual English, French<br />

and German)<br />

• Press releases<br />

• Website<br />

Research<br />

WP 1<br />

Plant fitness and<br />

abiotic interactions<br />

Leader: Kessler F.<br />

Chloroplast Metabolism<br />

Head: Kessler F.<br />

Fankhauser C., Hörtensteiner<br />

S., Rentsch D., Rochaix J. D.,<br />

Goldschmidt-Clermont M.,<br />

Zeeman S.<br />

Dynamics of mycorrhiza<br />

formation<br />

H: Martinoia E.<br />

Reinhardt D., Paszkowski, U.<br />

WP2<br />

Plant antagonists and<br />

mutualists<br />

Leader: Turlings T.<br />

Exploiting inducible root<br />

defenses for pest control<br />

H : Turlings T.<br />

Neuhaus J.-M., Mauch-Mani B.,<br />

Gindro K., Steinger T.,<br />

Farmer T., Felber, F.,<br />

Wolfender, J.-L.<br />

Genetic dissection of pollination<br />

syndromes in Petunia<br />

H : Kuhlemeier C.<br />

Bshary R., Guerin P.<br />

Host specificity and hostassociated<br />

differentiation<br />

in phytophagous insects<br />

H : Benrey B.<br />

Bacher S., Romeis J.<br />

WP3<br />

Spread and impact of<br />

invasive plants<br />

L : Guisan, A.<br />

Invasiveness and ecosystem<br />

impact below and above the<br />

species level: refining and<br />

extending the Centaurea<br />

maculosa model<br />

H : Müller-Schärer H.<br />

Guisan A., Schaffner U.<br />

Determinants and impacts<br />

of plant spread and invasion:<br />

a comparative and<br />

experimental approach<br />

H: Fischer M.<br />

van Kleunen M.<br />

WP4<br />

Statistics and modelling<br />

Leader: Davison A.<br />

Bersier L.-F., Goldstein D.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Hydrocapsules as Trojan<br />

horses for the application<br />

of biological control agents<br />

against root pests<br />

H: Turlings T.<br />

Heads of Individual Research Projects and Subprojects<br />

Technological Platforms,<br />

Programmes etc.<br />

Sequencing<br />

and microarrays facilities<br />

H: Neuhaus J.-M.<br />

SPSW Chemical analytical<br />

service<br />

H: Glauser G.<br />

Analytical service<br />

of the Faculty<br />

H: Vallat A., Furrer J.<br />

ICP-MS service<br />

H: Matera V.<br />

Greenhouse facilities<br />

H: Grant J., Held M.<br />

Phytotron facilities<br />

H: Kessler F., Turlings T.<br />

Data analysis<br />

H: Davison A.<br />

GIS facilities (ECOSPAT lab)<br />

H: Guisan A.<br />

Doctoral Programme<br />

H: Turlings T.<br />

Bacher Sven, Dr.<br />

Département de Biologie, Université de Fribourg<br />

Benrey Betty, Dr.<br />

Institut de Biologie, Université de Neuchâtel<br />

Bersier Louis-Félix, Prof.<br />

Département de B iologie, Université de Fribourg<br />

Bshary Redouan, Prof.<br />

Institut de Biologie, Université de Neuchâtel<br />

Davison Anthony C., Prof. Département de Mathématiques, EPF Lausanne<br />

Fankhauser Christian, Prof. Center for Integrative Genomics, University of Lausanne<br />

Farmer Edward E., Prof.<br />

Département de Biologie Moléculaire Végétale,<br />

Université de Lausanne<br />

Fischer Markus, Prof.<br />

Institut für Pflanzenwissenschaften, Universität Bern<br />

Gindro Katia, Dr.<br />

Agroscope ACW Changins, Nyon<br />

Goldschmidt-Clermont Michel, Prof. Département de Biologie Moléculaire, Université de Genève<br />

Goldstein Darlene, Dr.<br />

Département de Mathématiques, EPF Lausanne<br />

Guerin Patrick, Dr.<br />

Laboratoire de Physiologie Sensorielle, Université de Neuchâtel<br />

Guisan Antoine, Prof.<br />

Departement d‘Ecologie et d‘Evolution, Université de Lausanne<br />

42 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Plants are the primary<br />

producers of organic matter<br />

on land and central to<br />

almost all ecosystems. The<br />

survival and performance<br />

of plants is of fundamental<br />

importance to both the<br />

preservation of biodiversity<br />

and sustainable agriculture.<br />

We explore interactions<br />

between plants, insects<br />

and pathogens, and<br />

also among plants, from the<br />

molecule to the ecosystem<br />

and landscape level. Research<br />

on plant fitness and<br />

abiotic interactions focuses<br />

on chloroplast metabolism<br />

Hörtensteiner Stefan, Dr.<br />

Kessler Felix, Prof.<br />

Kuhlemeier Cris, Prof.<br />

Martinoia Enrico, Prof.<br />

Mauch-Mani Brigitte, Dr.<br />

Müller-Schärer Heinz, Prof.<br />

Neuhaus Jean-Marc, Prof.<br />

Paszkowski Uta, Dr.<br />

Reinhardt Didier, Dr.<br />

Rochaix Jean-David, Prof.<br />

Romeis Jörg, Dr.<br />

Schaffner Urs, Dr.<br />

Steinger Thomas, Dr.<br />

Turlings Ted, Prof.<br />

van Kleunen Mark, Prof.<br />

Wolfender Jean-Luc, Prof.<br />

Zeeman Samuel C., Prof.<br />

Members of the Advisory Board<br />

Baldwin Ian T., Prof.<br />

Edwards Peter, Prof.<br />

Harter Klaus, Prof.<br />

Hartmann Thomas, Prof.<br />

Paré Paul W., Prof.<br />

under changing light conditions<br />

and nutrient acquisition,<br />

the latter being<br />

improved by symbioses<br />

with arbuscular mycorrhizal<br />

fungi.<br />

The field of plant-insect<br />

interactions deals with<br />

chemical defence compounds<br />

produced by the<br />

plant that attract natural<br />

enemies of its pests at the<br />

leaf-air and root-soil interfaces.<br />

Identifying the genes<br />

that play a role in pollinator<br />

selection is another aspect<br />

of this topic. Studies<br />

on the spread and impact<br />

of invasive plants consist<br />

in refining and extending<br />

the investigations on the<br />

causes of invasiveness. The<br />

aim is also to understand<br />

why, in contrast to invasive<br />

alien species, many native<br />

species are declining in<br />

the landscape. To support<br />

these research efforts,<br />

novel statistics and modelling<br />

methods are being developed,<br />

thereby providing<br />

an impetus for such interdisciplinary<br />

collaborations<br />

in Switzerland.<br />

Pflanzenbiologisches Institut, Universität Bern<br />

Laboratoire de Physiologie Végétale, Université de Neuchâtel<br />

Pflanzenbiologisches Institut, Universität Bern<br />

Labor für Molekulare Pflanzenphysiologie, Universität Zürich<br />

Institut de Biologie, Université de Neuchâtel<br />

Département de Biologie, Université de Fribourg<br />

Laboratoire de Biologie Moléculaire et Cellulaire,<br />

Université de Neuchâtel<br />

Dép. de Biologie Moléculaire Végétale, Université de Lausanne<br />

Département de Biologie et Zoologie, Université de Fribourg<br />

Département de Biologie Moléculaire, Université de Genève<br />

Agroscope ART Reckenholz, Zürich<br />

CABI Bioscience Swiss Centre, Delémont<br />

Agroscope ACW, Changins Nyon<br />

Institut de Biologie, Université de Neuchâtel<br />

Departement of Biology, University of Konstanz, Germany<br />

Laboratoire de Pharmacognosie et Phytochimie,<br />

Unviersité de Genève<br />

Institut für Pflanzenwissenschaften, ETH-Zentrum, Zürich<br />

Max Planck Institute of Chemical Ecology, Jena, DE<br />

Geobotanisches Institut, ETH-Zentrum, Zürich, CH<br />

Center for Plant Molecular Biology, University of Tübingen, DE<br />

Institut für pharmazeutische Biologie, Technische Universität<br />

Braunschweig, DE<br />

Chemistry and Biochemistry Department, Texas Tech University, USA<br />

Third Party Cooperation<br />

Programmes<br />

• ANGEL<br />

• Arabidopsis Starch Metabolism<br />

Network<br />

• COST 858<br />

• Croplife<br />

• DAISY<br />

• GIN<br />

• IGGP<br />

• InvaVol, ESF<br />

• ISCB<br />

• NEOBIOTA<br />

• NIOO-knaw<br />

• PNETOX<br />

• RVVS<br />

• SCOPES<br />

• Sinergia - Benzoxazinoids<br />

• SiTraMaisBT<br />

• SMARTER<br />

• SPSW<br />

Research Institutions<br />

• Abteilung Pflanzenernährung,<br />

Leibniz-Institut für Gemüse- und<br />

Zierpflanzenbau, Grossbeeren, DE<br />

• Arbeitsgemeinschaft zur Förderung<br />

des Futterbaus, c/o Agroscope<br />

Reckenholz, Zürich, CH<br />

• Bioinformatics and Information<br />

Technology, Leibniz-Institute<br />

of plant genetics and crop plant<br />

research, Gatersleben, DE<br />

• Botanica e Patologia vegetale,<br />

Facoltà di Agraria, Napoli, IT<br />

• Center for Environmental Science,<br />

Appalachian Laboratory,<br />

Frostburg, US<br />

• Centre for Organic Agriculture,<br />

University of Newcastle, GB<br />

• Centre Interprofessionnel de la<br />

Vigne et du Vin, Nîmes, FR<br />

• Campus Puerto Escondido,<br />

Universidad del Mar, Oaxaca, MX<br />

• c/o Agroscope Reckenholz,<br />

Arbeitsgemeinschaft zur Förderung<br />

des Futterbaus, Zürich, CH<br />

• Departement de Ciències Agràries<br />

i del Medi Natura, Universidad<br />

Jaume 1, Castellon, ES<br />

• Departemento de Ingenieria<br />

Genetica, Center for Research and<br />

Advanced Studies of the National<br />

Polytechnic Institute, Irapuato, MX<br />

• Department of Animal and Plant<br />

Sciences, University of Sheffield, GB<br />

• Department of Biochemistry,<br />

Linköping University, SE<br />

• Department of Biology, University<br />

of Massachusetts, Boston, US<br />

• Department of Biology, University<br />

of Technology of Darmstadt, DE<br />

• Department of Botany, University<br />

of British Columbia,Vancouver, CA<br />

• Department of Ecology and<br />

Evolution, State University of<br />

New York, US<br />

• Department of Horticulture<br />

and Landscape Architecture,<br />

University of Colorado, US<br />

• Dipartimento Scientifico e<br />

Tecnologico, University of Verona, IT<br />

• Diversité et Génomes des Plantes<br />

Cultivées, Institut National<br />

de la Recherche Agronomique,<br />

Montpellier, FR<br />

• Div. of Genome and Biodiversity<br />

Research, National Institute<br />

of Agrobiological Sciences,<br />

Tsukuba, JP<br />

• Division of Molecular And Cellular<br />

Biology, Nagoya University, JP<br />

• Division of Plant Sciences,<br />

National Institute of Agrobiological<br />

Sciences, Tsukuba, JP<br />

• Ecological Systems Laboratory,<br />

University of Besançon, FR<br />

• Ecotoxicology, Ecological Sediment<br />

and Soil Assessment, München, DE<br />

• Entomology Department, National<br />

University of Cordoba, Cordoba, AR<br />

<strong>Guide</strong> <strong>2013</strong> | 43


Plant Survival in Natural<br />

and Agricultural Ecosystems<br />

<strong>NCCR</strong> Plant Survival<br />

• Entomology Department,<br />

Commonwealth Scientific and<br />

Industrial Research Organisation,<br />

Wembley, AU<br />

• Entomology, International Maize<br />

and Wheat Improvement Center,<br />

Mexico, MO<br />

• Evolution et Systématique<br />

Laboratoire ES,<br />

University of Paris Sud, Orsay, FR<br />

• Facultad de Agronomía,<br />

Universidad Mayor de San Andrés,<br />

La Paz, BO<br />

• Fisiologia Vegetal,<br />

Universitat Jaume, Castillon, ES<br />

• Genetics Research Unit, United<br />

States Department of Agriculture,<br />

Geneva, US<br />

• Institut de Biologie Physicochimique,<br />

Centre national de la<br />

recherche scientifique, Paris, FR<br />

• Institut de Chimie Moléculaire,<br />

Université de Bourgogne, Dijon, FR<br />

• Institut de Recerca i Tecnologia,<br />

Centre Universidad de Lleida, ES<br />

• Institut für Biowissenschaften,<br />

Universität Würzburg, DE<br />

• Institut für Umweltforschung,<br />

Rheinisch-Westfälische Technische<br />

Hochschule, Aachen, DE<br />

• Institute for Wetland and Water<br />

Research, Radboud<br />

University Nijmegen, NL<br />

• Institute of Biochemistry and<br />

Biology, University of Potsdam, DE<br />

• Institute of Biology,<br />

University of Tromsø, NO<br />

• Institute of Botany, Slovak<br />

Academy of Sciences, Bratislava, SK<br />

• Institute of Molecular Biology,<br />

Academia Sinica, Taipei, TW<br />

• Institute of Plant Protection,<br />

Chinese Academy of Agricultural<br />

Sciences, Beijing, CN<br />

• Istituto di Ingegneria Biomedica<br />

del CNR, Università di Padova, IT<br />

• Laboratorio Ecotono, National<br />

University of Comahue, Bariloche, AR<br />

• Laboratory for Electron Microscopy,<br />

University of Chicago, US<br />

• Legume Gene Technology<br />

Research, Commonwealth<br />

Scientific and Industrial Research<br />

Organisation, Canberra, AU<br />

• Lehrstuhl für Biologie, Technische<br />

Universität Kaiserslautern, DE<br />

• Lehrstuhl für Pharmazeutische<br />

Biologie, Universität Würzburg, DE<br />

• Lethbridge Research Center,<br />

Agriculture and Agrifood Canada, CA<br />

• Molekulare Biotechnologie,<br />

University of Bonn, DE<br />

• Molekulare Physiologie,<br />

Max-Planck Institute of Molecular<br />

Plant Physiology, Golm, DE<br />

• Mycorrhiza, Institute of Botany,<br />

Pruhonic, CZ<br />

• National Research Laboratory<br />

of Plant Functional Genomics,<br />

Pohang University of Science<br />

and Technology, KP<br />

• Physical Oceanography Research<br />

Division, Scripps Institution of<br />

Oceanography, San Diego, US<br />

• Physical Oceanography Research<br />

Division, University of Davis,<br />

California, US<br />

• Plant Energy Biology Institute,<br />

University of Western Australia,<br />

Perth, AU<br />

• Research Unit Mt Albert,<br />

HortResearch,Auckland, NZ<br />

Achievements of the previous years<br />

Interdisciplinary<br />

and applied research<br />

The <strong>NCCR</strong> Plant Survival,<br />

initiated in 2001, enabled<br />

the creation of an interdisciplinary<br />

network of skilled<br />

scientists around the general<br />

theme of plant survival.<br />

In 2012, two research<br />

teams were honoured by<br />

publications in Nature and<br />

Science. The first one is the<br />

group led by Enrico Martinoia,<br />

Professor of plant<br />

physiology at the University<br />

of Zurich. Their discovery<br />

deals with mycorrhiza,<br />

a symbiosis between<br />

plants and soil fungi, which<br />

increases the plants’ access<br />

to water and nutrients.<br />

The second topic refers to a<br />

research carried out by the<br />

group of Antoine Guisan<br />

at the University of Lausanne<br />

in collaboration with<br />

researchers from the ETH<br />

Zurich and from the University<br />

of Hawaii (USA).<br />

With the analysis of fifty invasive<br />

plant species introduced<br />

worldwide, this study<br />

confirms that it is possible,<br />

for the most part, to predict<br />

the regions of potential<br />

invasion based on the<br />

principle of climatic niche<br />

conservation. “This study<br />

offers the strongest empirical<br />

evidence to date that climate<br />

is a determining factor<br />

in the geographic distribution<br />

of invasive plants”,<br />

states Antoine Guisan.<br />

In the same field, the European<br />

research organisation<br />

COST has given in Summer<br />

2012 the green light to a<br />

large project aimed at controlling<br />

ambrosia – one of<br />

the most notorious invasive<br />

plants. With the support<br />

of <strong>NCCR</strong> Plant Survival<br />

and under the direction of<br />

Professor Heinz Müller-<br />

Schärer, a coordinated action<br />

against this weed will<br />

be carried out in collaboration<br />

with Urs Schaffner at<br />

CABI Delémont. Entitled<br />

SMARTER (Sustainable<br />

management of Ambrosia<br />

artemisiifolia in Europe),<br />

this COST action will integrate<br />

new control strategies,<br />

such as biological<br />

pest control and promoting<br />

strongly competitive plants.<br />

It is also worth mentioning<br />

the work of Brigitte<br />

Mauch-Mani and her team<br />

the University of Neuchâtel<br />

published in the journal<br />

Plant Physiology. This<br />

study highlighted an epigenetic<br />

phenomenon of<br />

heritable disease resistance.<br />

The researchers have<br />

shown for the first time that<br />

stimulating a plant’s natural<br />

defences also increases<br />

the capacity for disease<br />

resistance in its offspring.<br />

The substances used for<br />

stimulating the defences<br />

are harmless to the environment<br />

and easy to apply.<br />

Technology transfer<br />

The technology transfer activities<br />

linked to the <strong>NCCR</strong><br />

aim at consolidating what<br />

has been achieved by the<br />

partners in the previous<br />

two phases, at continuing<br />

to raise awareness of the<br />

<strong>NCCR</strong> partners to intellectual<br />

property issues and at<br />

ensuring better exploitation<br />

of current projects. Particular<br />

emphasis is put on<br />

exploiting the results and<br />

the intellectual property<br />

through an efficient policy<br />

of licensing to or partnering<br />

with third parties. For the<br />

Phase III the organisation<br />

of the TT activities is taken<br />

over by the Technology<br />

Transfer Office of the University<br />

of Neuchâtel in collaboration<br />

with the <strong>NCCR</strong><br />

coordination. Coordination<br />

with technology transfer<br />

offices of the partner institutions<br />

is encouraged.<br />

Public relations<br />

More than 136 quotations<br />

in the media (web, written<br />

press, radio and TV) on<br />

activities, results and interviews<br />

of members of the<br />

<strong>NCCR</strong> Plant Survival have<br />

been recorded in 2011. We<br />

note very regular quotations<br />

of our research activities<br />

along the year. We got<br />

a worldwide success with<br />

the story about the identification<br />

of genes controlling<br />

the accumulation of arsenic<br />

in plants. This success<br />

is explained by the great<br />

concern that raises the pollution<br />

of drinking water by<br />

arsenic in developing countries,<br />

and by the fact that<br />

this research is the result<br />

of an international collaboration<br />

from South Korea,<br />

USA and Switzerland. In<br />

addition, we noticed 7 invitations<br />

of <strong>NCCR</strong> Plant<br />

Survival members by the<br />

media as experts in their<br />

research field. These kinds<br />

of interventions contribute<br />

to the fame of our research<br />

network.<br />

Doctoral programme<br />

The financing and management<br />

of the doctoral<br />

programme have now been<br />

taken over by the University<br />

of Neuchâtel, becoming one<br />

of the regular inter-university<br />

programmes within<br />

the CUSO. Mobility grants<br />

are awarded to allow Ph.D.<br />

students to visit and work<br />

in other laboratories and<br />

to present their research at<br />

international congresses.<br />

Equal opportunities<br />

A network of Equal Opportunity<br />

Offices at the Swiss<br />

universities currently provides<br />

optimal conditions<br />

for female scientists of our<br />

<strong>NCCR</strong> to pursue an academic<br />

career. In Neuchâtel,<br />

the Equal Opportunity<br />

Office offers scholarships<br />

and mentoring programs,<br />

and promotes part-time<br />

employment opportunities.<br />

The advancement of women<br />

in academic careers is supported<br />

through courses and<br />

workshops, while different<br />

programmes and a nursery<br />

grants family life and career<br />

balance for all <strong>NCCR</strong><br />

scientists.<br />

Further information see<br />

www.unine.ch/nccr/<br />

44 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 2 265 000 2 215 000 1 600 000 800 000 6 880 000 33<br />

Self-funding from home<br />

institution 2 589 621 1 191 778 773 849 428 883 2 984 131 15<br />

Self-funding from project<br />

participants<br />

2 656 038 3 192 670 3 163 895 0 9 012 603 44<br />

Third-party funding 3 17 812 1 388 824 296 000 0 1 702 636 8<br />

Total 5 528 471 7 988 272 5 833 744 1 228 883 20 579 370 100<br />

Personnel 4<br />

1<br />

Included funding of economic stimulus package and transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 4 projects have been funded by CTI at a total amount<br />

of 5.1 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well (see text on “achievements”).<br />

The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Ghisalba Oreste, Prof. (Chair)<br />

Chen Peter, Prof.<br />

Harr Jost, Dr.<br />

Lambers Hans, Prof.<br />

Métraux Jean-Pierre, Prof.<br />

Pickett John, Prof.<br />

Scheel Dierk, Prof.<br />

Louise E.M. Vet, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR NL GB IT<br />

Management 5.0 5 9 56 7 44 10 2 1 1 0 0 2<br />

Master students 1 0 0 1 100 1 0 0 0 0 0 0<br />

Doctoral students 20 10 50 10 50 9 3 3 0 0 1 4<br />

Postdoctoral students 15 4 27 11 73 5 2 2 0 0 1 5<br />

Research associates 7 2 29 5 71 1 1 1 1 0 2 1<br />

Senior researchers 6 44 6 18 27 82 17 7 0 3 3 0 3<br />

Other staff 5 2 40 3 60 5 0 0 0 0 0 0<br />

Total 97.00 33 34 64 66 48 15 7 5 3 4 15<br />

Type of output 7<br />

Totals<br />

Publications > 864 Peer-reviewed | 126 Not peer-reviewed | 2 Anthology articles | 40 Books | 0 Reports 1032<br />

Presentations at congresses > 1455<br />

Cooperations > 45 Programmes | 196 Research institutions | 41 Private sector | 30 Other 312<br />

Transfer activities > 10 Patents | 1 Licenses | 0 Start-ups 8 | 59 Prototypes/processes | 4 CTI-projects 9 74<br />

Swiss National Science Foundation, Berne, CH<br />

Swiss National Science Foundation, Berne, CH<br />

TZW Consulting GmbH, Witterswil, CH<br />

Faculty of Natural and Agricultural Sciences,<br />

University of Western Australia, AU<br />

Swiss National Science Foundation, Berne, CH<br />

Biological Chemistry Div., Rothamsted Research, Harpenden, GB<br />

Department of Stress and Development Biology, Halle, DE<br />

Netherlands Institute of Ecology (NIOO-KNAW), NL<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71, uchrist@snf.ch<br />

• School of Biological and<br />

Conservation Sciences,<br />

University of KwaZulu-Nata,<br />

Pietermaritzburg, ZA<br />

• School of Crystallography,<br />

University of London, GB<br />

• Technische Umweltchemie,<br />

Umweltforschungszentrum<br />

Leipzig-Halle GmbH, DE<br />

• Trait Fonctionnels Végétaux<br />

et Dynamique des Ecosystèmes<br />

Alpin, Laboratoire d’Ecologie<br />

Alpine, Grenoble, FR<br />

• Umweltforschungszentrum<br />

Leipzig-Halle GmbH, DE<br />

• Unité de Phytopharmacie et<br />

Médiateurs Chimiques, Institut<br />

National de la Recherche Agronomique,<br />

Versailles-Grignon, FR<br />

• Unité Mixte de Recherche, Plante-<br />

Microbe-Environnement (PME),<br />

Institut National de la Recherche<br />

Agronomique, Dijon, FR<br />

• University of Athens, Europe<br />

and South America Consortium,<br />

Athens, GR<br />

Economy / Industry<br />

• Affymetrix, Inc., Santa Clara, US<br />

• AgriSense-BCS Limited,<br />

Pontypridd, GB<br />

• BASF Chemical Company,<br />

Ludwigshafen, DE<br />

• Bio-Protection & Development<br />

on Vineyards, Bettembourg, LU<br />

• BIOREBA AG, Reinach, CH<br />

• Burri Agricide, Ligerz, CH<br />

• Carlsberg Research Center,<br />

Copenhagen, DK<br />

• Cosmotec SA,<br />

Collombey-Le-Grand, CH<br />

• Delley Semences et Plantes SA,<br />

Delley, CH<br />

• Diethelm Keller Siber Hegner<br />

DKSH Ltd Switzerland, Zurich, CH<br />

• DuPont-Pioneer Hi-Bred,<br />

Wilmington, DE<br />

• ECOGENICS GmbH, Zurich, CH<br />

• Fenaco, UFA-Samen Winterthur,<br />

Winterthur, CH<br />

• Givaudan, Dübendorf, CH<br />

• Isagro S.p.A., Milano, IT<br />

• Kael Cosmetic SA, San Francisco, US<br />

• MONSANTO Company, Ecological<br />

Technology Center, St. Louis, US<br />

• NimbleGen Systems Inc.,<br />

Madison, US<br />

• Norddeutsche Euro Grass Breeding<br />

GmbH & Co. KG, Asendorf, DE<br />

• Norddeutsche Pflanzenzucht Hans-<br />

Georg Lembke KIG, Holtsee, DE<br />

• Omya AG Agro, Oftringen, CH<br />

• SMart Nose Ltd., Marin, CH<br />

• Suterra LLC, Bend, US<br />

• Xirrus, Zürich. CH<br />

Others<br />

• Amt für Landwirtschaft,<br />

Landschafts- und Bodenkultur<br />

Offenburg, Offenburg, DE<br />

• Center for Applied Biosciences,<br />

Delémont, CH<br />

• CimArk SA, Sion, CH<br />

• Consortium Biodiversity<br />

Exploratories, Potsdam, DE<br />

• DLR-Rheinpfalz Phytomedizin /<br />

Biotechnologischer<br />

Pflanzenschutz, Neustadt, DE<br />

• Edmund Mach Foundation, San<br />

Michele all’Adige, IT<br />

• Office cantonal d’agro-écologie,<br />

Service de l’Agriculture,<br />

Châteauneuf, CH<br />

• RACINES, Geneva, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 45


Climate Variability,<br />

Predictability and Climate Risks<br />

<strong>NCCR</strong> Climate<br />

Home Institution<br />

University of Bern<br />

Start of the <strong>NCCR</strong><br />

April 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Stocker Thomas, Prof.<br />

stocker@climate.unibe.ch<br />

Deputy Director<br />

Stephan Gunter, Prof. gunter.<br />

stephan@vwi.unibe.ch<br />

<strong>NCCR</strong> Executive Director<br />

Grosjean Martin, Prof.<br />

phone: + 41 (0)31 631 31 47<br />

martin.grosjean@oeschger.unibe.ch<br />

Science Officer<br />

Riffler Michael, Dr.<br />

phone: + 41 (0)31 631 31 46<br />

michael.riffler@oeschger.unibe.ch<br />

Public Relations<br />

Meuli Kaspar, Mr.<br />

phone: + 41 (0)31 631 31 49<br />

kaspar.meuli@oeschger.unibe.ch<br />

Knowledge and<br />

Technology Transfer<br />

Grosjean Martin, Prof.<br />

Event Manager<br />

Wälti Monika, Mrs.<br />

phone: + 41 (0)31 631 31 45<br />

monika.waelti@oeschger.unibe.ch<br />

Administrative Manager<br />

Möhl Margret, Mrs.<br />

phone: + 41 (0)31 631 31 45<br />

margret.moehl@oeschger.unibe.ch<br />

IT-Experts<br />

Pletscher Martin<br />

phone: +41 (0) 31 631 88 84<br />

martin.pletscher@oeschger.unibe.ch<br />

Ferrante Basilio, Mr.<br />

phone: + 41 (0)31 631 31 46<br />

basil@giub.unibe.ch<br />

Education and Training<br />

Riffler Michael, Dr.<br />

Advancement of Women<br />

Riffler Michael, Dr.<br />

Research<br />

Work Package Reconstructing<br />

and modelling past drought<br />

variability<br />

Leader: Raible C.<br />

MONALISA-3 Modelling<br />

and Reconstruction of North<br />

Atlantic Climate System<br />

Variability<br />

Head: Raible C.<br />

Stocker T.F.<br />

PALVAREX-3 PALeoclimate<br />

VARiability and EXtreme<br />

Events<br />

H: Grosjean M.<br />

Brönnimann S., Schwikowski M.<br />

DE-TREE Drought effects<br />

and PDSI reconstruction from<br />

Southern and Central European<br />

trees<br />

H: Frank D.C.<br />

Work Package Future Climate<br />

Leader: Schär C.<br />

HYCLIM Intensification<br />

of the water cycle: Scenarios,<br />

processes and extremes<br />

H: Wild M.<br />

Schär C.<br />

CCC Global climate processes:<br />

role of cirrus clouds for<br />

present and future climate<br />

H: Lohmann U.<br />

Peter T.<br />

PRECLIM-3 Probabilistic<br />

climate change scenarios for<br />

mean and extremes in the<br />

Alpine region<br />

H: Appenzeller C.<br />

Knutti R.<br />

Work Package Ecosystem<br />

Impacts and Adaptation<br />

Leader: J. Fuhrer<br />

PLANT/SOIL-3 Drought effects<br />

on Swiss grasslands and<br />

adapted plant mixtures as<br />

management options under<br />

changing climate conditions<br />

H: Feller U.<br />

Buchmann N.<br />

AGRISK Climate change and<br />

agricultural production risks<br />

H: Calanca P.<br />

Fuhrer J., Dumondel M.<br />

ECOWAT Impacts of changing<br />

drought conditions on catchment<br />

ecology and water cycle<br />

H: Bugmann H.<br />

Körner C., Seneviratne S.I.<br />

Work Package Integrated<br />

assessment analysis of global<br />

climate change, economy and<br />

society<br />

Leader: G. Stephan<br />

CITEL Climate change<br />

and international trade<br />

from an economic and<br />

legal perspective<br />

H: Cottier T.<br />

R-3 Climate vulnerability, risk<br />

assessment and management<br />

in a Post-Kyoto World<br />

H: Stephan G.<br />

Turton H.<br />

MIADAC-3 Modelling Climate<br />

Change Policies: Mitigation,<br />

Adaptation, and Acceptance<br />

H: Thalmann Ph.<br />

Integrated Projects and<br />

Fast Track Studies<br />

CLER Climate Lessons from<br />

radiocarbon data<br />

H: Joos F.<br />

SOLAR Solar Forcing<br />

and Climate Change of the<br />

last 1000 years<br />

H: Beer J.<br />

Programmes<br />

Yearly Summer School<br />

H: Grosjean M.<br />

PhD student meetings<br />

H: Riffler M.<br />

Work shops co-organized<br />

with ProClim<br />

H: Grosjean M.<br />

Address<br />

<strong>NCCR</strong> Climate<br />

Universität Bern<br />

Zähringerstrasse 25<br />

3012 Bern<br />

phone: + 41 (0)31 631 31 45<br />

fax: + 41 (0)31 631 43 38<br />

nccr-climate@oeschger.unibe.ch<br />

Web Address<br />

www.nccr-climate.unibe.ch<br />

46 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Comprehensive insight and<br />

sound understanding of<br />

1) natural climate variability,<br />

modelling and<br />

high re solution climate reconstruction<br />

over the last<br />

1000 years, 2) global and<br />

regio nal climate processes,<br />

seasonal and inter-annual<br />

climate variability and<br />

more accurate predictions,<br />

including extreme events,<br />

3) assess implications of climate<br />

variability and change<br />

Heads of Individual Research Projects and Subprojects<br />

Appenzeller Christof, PD Dr.<br />

Beer Jürg, Prof.<br />

Beniston Martin, Prof.<br />

Brönnimann Stefan, Prof.<br />

Buchmann Nina, Prof.<br />

Bugmann Harald, Prof.<br />

Calanca Pierluigi, Dr.<br />

Cottier Thomas, Prof.<br />

Dumondel Michel, Dr.<br />

Feller Urs, Prof.<br />

Frank David, Dr.<br />

Fuhrer Jürg, Prof.<br />

Grosjean Martin, Prof.<br />

Joos Fortunat, Prof.<br />

Knutti Reto, Prof.<br />

Körner Christian, Prof.<br />

Lohmann Ulrike, Prof.<br />

Peter Thomas, Prof.<br />

Raible Christoph, PD Dr.<br />

Schär Christoph, Prof.<br />

Schwikowski Margit, Prof.<br />

Seneviratne Sonia, Prof.<br />

for ecosystems and to evaluate<br />

possible adaptive strategies<br />

for the management<br />

of forests and agriculture<br />

and, 4) potential perspectives<br />

for regio nal and global<br />

post-Kyoto climate policies,<br />

vulnerability of regional<br />

and global economies to<br />

the adaptation to global<br />

climate change. The <strong>NCCR</strong><br />

Climate is a research network<br />

of institutions within<br />

Switzerland and collaborates<br />

with na tional and<br />

international programmes<br />

(ProClim, WCRP-CLIVAR,<br />

IGBP, UNFCCC, IPCC).<br />

The <strong>NCCR</strong> Climate commits<br />

itself to a firm effort in<br />

education, to knowledge<br />

transfer and interaction<br />

with admi nistration, politics,<br />

the pri vate sector and<br />

the public. The <strong>NCCR</strong> Climate<br />

is in the last phase<br />

(2009-<strong>2013</strong>).<br />

MeteoSchweiz, Zürich<br />

EAWAG, Dübendorf<br />

Climate Research Group, Université de Genève<br />

Geographisches Institut, Universität Bern<br />

Institut für Pflanzenwissenschaften, ETH Zürich<br />

Waldökologie, ETH Zürich<br />

ART, Reckenholz<br />

World Trade Institute, Universität Bern<br />

Institute for Environmental Decisions, ETH Zurich<br />

Institut für Pflanzenwissenschaften, Universität Bern<br />

WSL, Birmensdorf<br />

ART, Reckenholz<br />

Geographisches Institut, Universität Bern<br />

Abteilung Klima und Umweltphysik, Universität Bern<br />

Institut für Atmosphäre und Klima, ETH Zürich<br />

Botanisches Institut, Universität Basel<br />

Institut für Atmosphäre und Klima, ETH Zürich<br />

Institut für Atmosphäre und Klima, ETH Zürich<br />

Abt. Klima und Umweltphysik, Universität Bern<br />

Institut für Atmosphäre und Klima, ETH Zürich<br />

Paul Scherrer Institut, Villigen<br />

Institut für Atmosphäre und Klima, ETH Zürich<br />

Third Party Cooperation<br />

Programmes<br />

• ACQWA (FP7)<br />

• AGWAM<br />

• ALARM (FP6)<br />

• AMIP II<br />

• AustroClim<br />

• CarboEurope-IP (FP6)<br />

• CARBOOCEAN IP (FP6)<br />

• CARMA<br />

• CIRCE (FP6)<br />

• ClimPol<br />

• COSMO-LEPS<br />

• COST 725<br />

• COST 733<br />

• DILPA<br />

• ECOCHANGE (FP6)<br />

• ECSN<br />

• ENSEMBLES (FP6)<br />

• ERA-CLIM<br />

• ERMITAGE<br />

• EURO-AGRIWAT (COST ES1106)<br />

• FasMeF<br />

• FUPSOL<br />

• GEOMON (FP6)<br />

• GrassGas<br />

• IGBP – PAGES<br />

• Lignin Turnover<br />

• MAIOLICA<br />

• MedCLIVAR<br />

• NDACC<br />

• NICOLA<br />

• SoilGas<br />

• VALUE (COST ES1102)<br />

• WCRP-BSRN<br />

• WCRP-CLIVAR<br />

• WMO-LRF<br />

Research Institutions<br />

• Agenzia Regionale Prevenzione<br />

e Ambiente dell’Emilia Romagna<br />

(ARPA), Bologna, IT<br />

• Alfred Wegener Institut,<br />

Bremerhaven, DE<br />

• British Antarctic Survey, Cambridge, GB<br />

• Canadian Institute for Climate<br />

Sciences, University of Quebec,<br />

Montreal, CA<br />

• Center for Environmental,<br />

Prediction, Rutgers University,<br />

New Brunswick, US<br />

• Centre for Global Environmental<br />

Research, National Institute for<br />

Environmental Studies, Tsukuba, JP<br />

• Centre for Marine and Climate<br />

Research, University of<br />

Hamburg, DE<br />

• Climate and Global Dynamics<br />

Division, National Center for<br />

Atmospheric Research, Boulder, US<br />

• Climate Research Unit, University<br />

of East Anglia, Norwich, GB<br />

• Climatic Change and Climate<br />

Impacts, University of Geneva,<br />

Geneva, CH<br />

• Danish Meteorological Institute,<br />

Copenhagen, DK<br />

• Department Climate, Air and<br />

Energy, Planbureau voor de<br />

Leefomgeving, The Hague, NL<br />

• Département des Sciences<br />

du Milieu et de l’Aménagement<br />

du Territoire, Université Catholique<br />

de Louvain, BE<br />

• Département Energie et Politiques<br />

de l’Environnement du LEPII,<br />

Université Pierre Mendès-France,<br />

Grenoble, FR<br />

• Department of Astrophysics and<br />

Atmospheric, The Complutense<br />

University of Madrid, ES<br />

• Department of Atmospheric<br />

and Oceanic Sciences, University<br />

of California, Los Angeles, US<br />

• Department of Atmospheric<br />

Sciences, University<br />

of Washington, Seattle, US<br />

• Department of Earth Science,<br />

University of Bergen, NO<br />

• Department of Environmental<br />

Sciences, University of Milano, IT<br />

• Department of Finance Decision,<br />

Hong Kong Baptist University, CN<br />

<strong>Guide</strong> <strong>2013</strong> | 47


• Department of Forestry and<br />

Natural Resources, Purdue<br />

University, West Lafayette, US<br />

• Department of Geography,<br />

San Diego State University, US<br />

• Department of Geosciences,<br />

University of Massachusetts,<br />

Amherst, US<br />

• Department of Meteorology,<br />

University of Reading, GB<br />

• Department of Physics,<br />

University of Oxford, GB<br />

• Department of Plant Biology,<br />

University of Illinois, Urbana, US<br />

• Deutsches Institut für<br />

Wirtschaftsforschung, Humboldt-<br />

Universität zu Berlin, DE<br />

• Ecosystem Modelling and<br />

Biodiversity Studies Group,<br />

Lund University, SE<br />

• Energy-Economic-Environment<br />

Modeling Laboratory, Institute of<br />

Communication and Computer<br />

Systems, Athens, GR<br />

• Energy and Climate Change,<br />

Centre for European Policy Studies,<br />

Brussels, BE<br />

• Environmental Change Institute,<br />

University of Oxford, GB<br />

• European Centre for Medium<br />

Range Weather Forecast,<br />

Reading, GB<br />

• Fachbereich Volkswirtschaftslehre,<br />

Universität Trier, DE<br />

• Fondazione Eni Enrico Matte,<br />

Milano, IT<br />

• Fraunhofer-Institut für<br />

System- und Innovationsforschung,<br />

Karlsruhe, DE<br />

• Fundação da Faculdade de Ciências,<br />

Universidade de Lisboa, Lisbon, PT<br />

• Geographical Institute,<br />

University of Mainz, DE<br />

• Geology and Geophysics<br />

Department, Woods Hole<br />

Oceanographic Institution, US<br />

• GKSS Research Centre Geesthach, DE<br />

• Groupe d’Etudes et de Recherche<br />

en Analyse des Décisions<br />

(GERARD), Mc Gill University,<br />

Montréal, CA<br />

• Hadley Centre for Climate<br />

Prediction and Research, Exeter, GB<br />

• Institut für Energiewirtschaft und<br />

Rationelle Energieanwendung,<br />

Universität Stuttgart, DE<br />

• Institut für Umweltphysik,<br />

Universität Heidelberg, DE<br />

• Institut National sur la<br />

Recherche Agronomique,<br />

Clermont-Ferrand, FR<br />

• Institute of Geography, Justus-<br />

Liebig-University Giessen, DE<br />

• Institute for Energy Environment<br />

Economy, Tsinghua University,<br />

Beijing, CN<br />

• Institute of Geography,<br />

University of Augsburg, DE<br />

• Institute of Geography,<br />

University of Würzburg, DE<br />

• Institute of Geophysics,<br />

University of Copenhagen, DK<br />

• Institute of Meteorology and<br />

Geophysics, University of Vienna,<br />

Vienna, AT<br />

• Institute of Soil Science,<br />

TU Berlin, DE<br />

• International Institute for<br />

Applied Systems Analysis (IIASA),<br />

Laxenburg, AT<br />

• International Pacific Research<br />

Center, University of Honolulu, US<br />

• International Research Institute<br />

for Climate Prediction, Columbia<br />

University, New York, US<br />

• Joint Research Center, Ispra, IT<br />

• Judge Business School,<br />

University of Cambridge, GB<br />

• Laboratoire de Glaciologie et<br />

Géophysique de l’Environnement,<br />

Grenoble, FR<br />

• Laboratoire des Sciences du<br />

Climat et de l’Environnement,<br />

Gif-sur-Yvette, FR<br />

Climate Variability,<br />

Predictability and Climate Risks<br />

<strong>NCCR</strong> Climate<br />

Achievements of the previous years<br />

The SNSF Review Panel<br />

stated in the Assessment<br />

Report 2004: “The <strong>NCCR</strong><br />

Climate is unique in its<br />

interdisciplinary focus,<br />

not just for Switzerland or<br />

Europe, but globally”.<br />

Building on firm structural<br />

and institutional foundations,<br />

the <strong>NCCR</strong> Climate<br />

network led to signifi<br />

cant achievements in<br />

four areas: distinct scientific<br />

impact, international<br />

leadership through networks,<br />

sustained education<br />

at postgraduate level,<br />

and extended public relations.<br />

The Graduate School<br />

“Climate Sciences” (M.Sc.<br />

and Ph.D. University of<br />

Bern) concerted with the<br />

M.Sc. “Atmospheric and<br />

Climate Sciences” (S-EN<br />

ETH) opened in 2006/2007.<br />

Stephan Gunter, Prof.<br />

Stocker Thomas, Prof.<br />

Thalmann Philippe, Prof.<br />

Turton Hal, Dr.<br />

Wild Martin, Dr.<br />

Wokaun Alexander, Prof.<br />

Science<br />

The <strong>NCCR</strong> Climate shaped<br />

the profile of Swiss climate<br />

research through collaborative<br />

novel and timely<br />

scientific contributions<br />

with a high impact. Examples<br />

are the reconstruction<br />

of temporally highlyresolved<br />

European temperature<br />

and precipitation<br />

fields back to AD 1000 or<br />

the assessment of extreme<br />

climate such as the European<br />

summer 2003 being<br />

the hottest of the last<br />

500 years. Simulations<br />

with different climate<br />

models show that about<br />

every second summer can<br />

be as warm or warmer<br />

in 2070 - 2100 than the<br />

summer 2003. With a focus<br />

on Switzerland, a set of<br />

scenarios for severe<br />

climate events (heat-waves,<br />

wind, drought, heavy precipitation,<br />

flood) has been<br />

produced, and the impact<br />

on society, agri culture and<br />

forests has been assessed.<br />

Information about extreme<br />

events in a changing climate<br />

is vital for risk assessment<br />

in financial business<br />

(e.g., investment and insurance).<br />

Operational tools for<br />

the climate forecast of up to<br />

six months were developed,<br />

novel ways of coupling<br />

climate and economic models<br />

were explored, and<br />

future ways of the Kyoto<br />

process were studied.<br />

Evidently, a hierarchy<br />

of state-of-the-art models<br />

(global and regional<br />

Volkswirtschaftliches Institut, Universität Bern<br />

Abt. Klima- und Umweltphysik, Universität Bern<br />

Lab. de recherches en économie et management<br />

de l’environnement, EPF Lausanne<br />

Paul Scherrer Institut, Villigen<br />

Institut für Atmosphäre und Klima, ETH Zürich<br />

Paul Scherrer Institut, Villigen<br />

cli mate models, regional<br />

and local impact models)<br />

and large observational<br />

datasets are a prerequisite<br />

to address such targets.<br />

Other Aspects<br />

<strong>NCCR</strong> Climate researchers<br />

take leadership in the<br />

UNFCC, IPCC process and<br />

in international programmes<br />

(IGBP, WCRP, WMO,<br />

ERA). The <strong>NCCR</strong> Climate<br />

Summer School is a highly<br />

competitive internation<br />

-ally recognised platform<br />

for young scientists and<br />

attracts distinguished<br />

teachers. The <strong>NCCR</strong> Climate<br />

works closely with<br />

stakeholders, governmental<br />

agencies and the private<br />

sector. Public interest in<br />

<strong>NCCR</strong> Climate research is<br />

unprecedented. In 2007 the<br />

<strong>NCCR</strong> Climate had its first<br />

major structural impact: the<br />

University of Bern inaugurated<br />

the Oeschger Centre<br />

for Climate Change Research!<br />

In 2008 the Center<br />

for Climate System Modelling<br />

C2SM was inaugurated<br />

at ETH Zurich.<br />

Further information see<br />

www.nccr-climate.unibe.ch<br />

48 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 800 000 1 700 000 1 600 000 400 000 5 500 000 24<br />

Self-funding from home<br />

institution 1 345 821 329 677 329 324 329 499 1 334 321 6<br />

Self-funding from project<br />

participants<br />

5 328 392 4 498 873 4 247 579 1 046 672 15 121 516 65<br />

Third-party funding 599 988 100 074 218 044 365 500 1 283 606 6<br />

Total 8 074 201 6 628 624 6 394 947 2 141 671 23 239 443 100<br />

Personnel 2<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

5<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

6<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

7<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Chen Peter, Prof. (Chair)<br />

Böhringer Christoph, Prof.<br />

Bradley Raymond, Prof.<br />

Cramer Wolfgang, Prof.<br />

Endres Alfred, Prof.<br />

Gregory Peter, Prof.<br />

Hartmann Dennis, Prof.<br />

Höppe Peter, Prof.<br />

Varone Frédéric, Prof.<br />

Van den Bergh Hubert, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Christ Urs, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR AT CA IT<br />

Management 1.8 3 2 29 5 71 6 1 0 0 0 0 0<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 37 22 59 15 41 21 10 1 0 1 2 3<br />

Postdoctoral students 27 6 22 21 78 12 6 1 2 1 1 5<br />

Research associates 7 5 71 2 29 4 2 0 0 1 0 0<br />

Senior researchers 4 42 6 14 36 86 26 9 3 2 0 0 3<br />

Other staff 11 8 80 2 20 8 2 0 0 0 0 0<br />

Total 125.80 49 38 81 62 77 30 5 4 3 3 11<br />

Type of output 5<br />

Totals<br />

Publications > 792 Peer-reviewed | 250 Not peer-reviewed | 0 Anthology articles | 160 Books | 127 Reports 1329<br />

Presentations at congresses > 2120<br />

Cooperations > 100 Programmes | 131 Research institutions | 11 Private sector | 41 Other 283<br />

Transfer activities > 0 Patents | 0 Licenses | 0 Start-ups 6 | 7 Prototypes/processes | 0 CTI-projects 7 7<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Economics, Carl von Ossietzky<br />

University Oldenburg, DE<br />

Department of Geoscience, University of Massachussetts, US<br />

IMBE, Aix-en-Provence, FR<br />

Fernuniversität Hagen, Hagen, DE<br />

East Malling Research, Kent, UK<br />

Dep. of Atmospheric Sciences, University of Washington, US<br />

Fachbereich GeoRisikoForschung/Umweltmanagement,<br />

Münchener Rückversicherungs-Gesellschaft, DE<br />

Swiss National Science Foundation, Berne, CH<br />

Swiss National Science Foundation, Berne, CH<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 50, fax: + 41 (0)31 305 29 71, uchrist@snf.ch<br />

• Laboratory of Paleobotany<br />

and Palynology,<br />

University of Utrecht, NL<br />

• Laboratory of Tree-Ring Research,<br />

University of Arizona, Tucson, US<br />

• Massachusetts Institute<br />

of Technology, Cambridge, US<br />

• Max Planck Institute<br />

for Biogeochemistry, Jena, DE<br />

• Max Planck Institute<br />

for Meteorology, Hamburg, DE<br />

• National Centre for Atmospheric<br />

Research, Boulder, US<br />

• National Oceanic and Atmospheric<br />

Administration, U.S. Department of<br />

Commerce, Boulder, US<br />

• Natural Resource Ecology<br />

Laboratory, Colorado State<br />

University, Fort Collins, US<br />

• Physical Sciences Division, U.S.<br />

Department of Commerce,<br />

Boulder, US<br />

• Potsdam Institute for Climate<br />

Impact Research, DE<br />

• Public System Group,<br />

Indian Institute of Management,<br />

Ahmedabad, IN<br />

• School of Computing, National<br />

University of Singapore, SG<br />

• School of Environmental Sciences,<br />

University of East Anglia,<br />

Norwich, GB<br />

• Systems Analysis Group, Research<br />

Institute of Innovative Technology<br />

for the Earth, Kyoto, JP<br />

• U.S. Arid-Land Agricultural<br />

Research Center, Maricopa, US<br />

Economy / Industry<br />

• BKW FMB Energie AG, Bern, CH<br />

• Enerdata, Grenoble, FR<br />

• KANLO Consultants, Lyon, FR<br />

• Ordecsys Sàrl,<br />

Chêne-Bourgeries, CH<br />

• Swisselectric, Bern, CH<br />

• Swiss Reinsurance Company,<br />

Zürich, CH<br />

• Swiss Reinsurance Company Ltd,<br />

Zürich, CH<br />

Others<br />

• Beratendes Organ für Fragen der<br />

Klimaänderung (OcCC), Bern, CH<br />

• Bundesamt für Energie, Bern, CH<br />

• Bundesamt für Landestopographie,<br />

Wabern, CH<br />

• Bundesamt für Umwelt, Bern, CH<br />

• Bundesamt für Wasser<br />

und Geologie, Bern, CH<br />

• Commissariat à l’Energie<br />

Atomique, Toulouse, FR<br />

• Dendrolabor Wallis, Brig, CH<br />

• Eidgenössisches Departement<br />

für auswärtige Angelegenheiten,<br />

Bern, CH<br />

• European Organisation for the<br />

Exploitation of Meteorological<br />

Satellites, Darmstadt, DE<br />

• German Advisory Council<br />

on Global Change, Berlin, DE<br />

• Institut Français des Relations<br />

Internationales, Paris, FR<br />

• Intergovernmental Panel<br />

on Climate Change, Geneva, CH<br />

• International Atomic Energy<br />

Acency, Wien, AT<br />

• MeteoFrance, Toulouse, FR<br />

• MeteoSwiss, Zürich, CH<br />

• Met Office Hadley Centre, Exeter, GB<br />

• National Development and Reform<br />

Commission, Beijing, China<br />

• Past Global Changes of IGBP,<br />

Bern, CH<br />

• ProClim Forum for Climate,<br />

Bern, CH<br />

• <strong>Schweizerischer</strong> Erdbebendienst,<br />

Zurich, CH<br />

• Wissenschaftlicher Beirat<br />

der Bundesregierung Globale<br />

Umweltveränderungen (WBGU),<br />

Berlin, DE<br />

• World Energy Council, London, GB<br />

• World Trade Organisation,<br />

Geneva, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 49


Materials with Novel Electronic Properties<br />

– Basic Science and Applications<br />

<strong>NCCR</strong> MaNEP<br />

Home Institution<br />

University of Geneva<br />

Start of the <strong>NCCR</strong><br />

July 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Fischer Øystein, Prof.<br />

phone: +41 (0)22 379 62 70<br />

Oystein.fischer@unige.ch<br />

Deputy Directors<br />

Renner Christoph, Prof.<br />

phone: +41 (0)22 379 35 44<br />

christoph.renner@unige.ch<br />

Van der Marel Dirk, Prof.<br />

phone: +41 (0)22 379 62 34<br />

dirk.vandermarel@unige.ch<br />

Scientific Managers<br />

Berthod Christophe, Dr.<br />

phone: + 41 (0)22 379 68 95<br />

Christophe.berthod@unige.ch<br />

Favre-Quattropani Lidia, Dr.<br />

phone: + 41 (0)22 379 62 93<br />

Lidia.quattropani@unige.ch<br />

Administrative Manager<br />

Bagnoud Marie, Mrs.<br />

phone: + 41 (0)22 379 62 18<br />

Marie.bagnoud@unige.ch<br />

Knowledge and Technology<br />

Transfer<br />

Cors Jorge, Dr.<br />

ad interim<br />

phone: +41 (0)22 379 62 19<br />

jorge.cors@unige.ch<br />

Education and Training<br />

Berthod Christophe, Dr.<br />

Advancement of Women<br />

Favre-Quattropani Lidia, Dr.<br />

Computer<br />

and Internet Resources<br />

Maggio-Aprile Ivan, Dr.<br />

phone: + 41 (0)22 379 61 13<br />

Ivan.maggio-aprile@unige.ch<br />

Communication<br />

Bonito Aleman Adriana, Mrs.<br />

phone: + 41 (0)22 379 64 99<br />

adriana.aleman@unige.ch<br />

Address<br />

<strong>NCCR</strong> MaNEP<br />

Section de physique<br />

Université de Genève<br />

24, quai E.- Ansermet<br />

1211 Genève 4<br />

phone: + 41 (0)22 379 30 13<br />

fax: + 41 (0)22 379 35 89<br />

manep@unige.ch<br />

Web Address<br />

www.manep.ch<br />

Research<br />

Novel phenomena at interfaces<br />

and in superlattices<br />

Head: Triscone J.-M.<br />

Participating members:<br />

Aebi Ph., Bernhard Ch.,<br />

Giamarchi T., Morenzoni E.,<br />

Morpurgo A., Niedermayer Ch.,<br />

Paruch P., Triscone J.-M.,<br />

Willmott Ph.<br />

Materials for future electronics<br />

Head: Morpurgo A.<br />

Participating members:<br />

Büttiker M., Giamarchi T.,<br />

Morpurgo A., Paruch P.,<br />

Sigrist M., Triscone J.-M.,<br />

van der Marel D.<br />

Electronic materials for energy<br />

systems and other applications<br />

Head: Fischer Ø.<br />

Participating members:<br />

Abplanalp M., Aebi Ph., Cors J.,<br />

Decroux M., Eckert D.,<br />

Fischer Ø., Flükiger R., Hulliger<br />

J., Kenzelmann M., Patzke G.,<br />

Renner Ch., de Rooij N.,<br />

Senatore C., Triscone G.,<br />

Triscone J.-M., Weidenkaff A.,<br />

Yvon K.<br />

This project is carried out with<br />

six participating industries.<br />

Electronic properties<br />

of oxide superconductors<br />

and related materials<br />

Head: van der Marel D.<br />

Participating members:<br />

Baeriswyl D., Batlogg B.,<br />

Degiorgi L., Fischer Ø.,<br />

Georges A., Giamarchi T.,<br />

Giannini E., Karpinski J.,<br />

Keller H., Mesot J. Rice T.M.,<br />

Sigrist M., van der Marel D.<br />

Novel electronic phases<br />

in strongly correlated electron<br />

systems<br />

Head: Sigrist M.<br />

Participating members:<br />

Baeriswyl D., Blatter G.,<br />

Forró L., Giannini E., Jaccard D.,<br />

Kenzelmann M., Sigrist M.,<br />

Troyer M., van der Marel D.<br />

Magnetism and competing<br />

interactions in bulk materials<br />

Head: Mila F. and Zheludev A.<br />

Participating members:<br />

Giamarchi T., Kenzelmann M.,<br />

Kollath C., Mesot J., Mila F.,<br />

Morenzoni E., Ott H.-R., Rønnow<br />

H. M., Rüegg C., Staub U.,<br />

Troyer M., Zheludev A.<br />

Electronic materials<br />

with reduced dimensionality<br />

Head: Forró L.<br />

Participating members:<br />

Aebi Ph., Degiorgi L., Forró L.,<br />

Giamarchi T., Grioni M.,<br />

Renner C.<br />

Cold atomic gases as<br />

novel quantum simulators<br />

for condensed matter<br />

Head: Giamarchi T.<br />

Participating members:<br />

Blatter G., Esslinger T.,<br />

Giamarchi T., Gritsev V.,<br />

Kollath C., Mila F., Troyer M.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Epitaxial Piezoelectric MEMS<br />

Energy Harvester in a Watch<br />

System - WATCHERGY<br />

H: Briand D.<br />

Surface treatments and<br />

thin films for micromachining<br />

electrodes<br />

H: Cors J.<br />

Novel nanocomposite<br />

materials with low ecological<br />

impact for highcurrent contact<br />

applications<br />

H: Giannini E.<br />

Neutron focusing within<br />

sample environment<br />

H: Kenzelmann M.<br />

Development of YBa 2Cu 30 7-x<br />

superconducting test coils:<br />

the path towards allsuperconducting<br />

magnets<br />

above 23 .5 T<br />

H: Senatore C.<br />

Platforms,<br />

Programmes etc.<br />

Industry Network<br />

Swiss Workshop MaNEP<br />

«Les Diablerets»<br />

Winter School MaNEP<br />

«Saas-Fee»<br />

MaNEP Mobile<br />

Post-Doc Program<br />

Advancement of Women<br />

MaNEP Summer Internships<br />

MaNEP Doctoral School<br />

Forum Members (full members, participating to the research projects)<br />

Abplanalp Markus, Dr.<br />

Aebi Philipp, Prof.<br />

Baeriswyl Dionys, Prof.<br />

Batlogg Bertram, Prof.<br />

Baumberger Felix, Prof.<br />

Bernhard Christian, Prof.<br />

Blatter Johann W., Prof.<br />

Büttiker Markus, Prof.<br />

Cerny Radovan, Prof.<br />

Decroux Michel, Prof.<br />

Degiorgi Leonardo, Prof.<br />

De Rooij Nico, Prof.<br />

Eckert Daniel, Dr.<br />

Esslinger Tilman, Prof.<br />

Fiebig Manfred, Prof.<br />

Fischer Øystein, Prof.<br />

Flükiger René, Prof.<br />

Forró László, Prof.<br />

Georges Antoine, Prof.<br />

Giamarchi Thierry, Prof.<br />

ABB Corporate Research Ltd, Baden-Dättwil<br />

Département de Physique, Université de Fribourg<br />

Département de Physique, Université de Fribourg<br />

Laboratorium für Festkörperphysik, ETH-Hönggerberg<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

and PSI Villigen, Swiss Light Source<br />

Département de Physique, Université de Fribourg<br />

Institut für Theoretische Physik, ETH-Hönggerberg<br />

Département de Physique Théorique, Université de Genève<br />

Laboratoire de Cristallographie, Université de Genève<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Laboratorium für Festkörperphysik, ETH-Hönggerberg<br />

SAMLAB, EPFL, Neuchâtel<br />

Bruker-Biospin, Fällanden<br />

Institut für Quantenelektronik, ETH-Hönggerberg<br />

Departement Materialwissenschaft, ETH-Hönggerberg<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Laboratoire de Nanostructures et Nouveaux Matériaux<br />

Electroniques, EPF Lausanne<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

50 | <strong>Guide</strong> <strong>2013</strong>


Giannini Enrico, Dr.<br />

Grioni Marco, Prof.<br />

Jaccard Didier, Prof.<br />

Karpinski Janusz, Dr.<br />

Keller Hugo, Prof.<br />

Kenzelmann Michel, Dr.<br />

Kollath Corinna, Prof.<br />

Mesot Joël, Prof.<br />

Mila Frédéric, Prof.<br />

Morenzoni Elvezio, Dr.<br />

Morpurgo Alberto, Prof.<br />

Niedermayer Christof, Dr.<br />

Ott Hans-Rudolf, Prof.<br />

Paruch Patrycja, Prof.<br />

Patzke Greta, Prof.<br />

Renner Christoph, Prof.<br />

Rice T. Maurice, Prof.<br />

Rønnow Henrik, Prof.<br />

Rüegg Christian, Prof.<br />

Sigrist Manfred, Prof.<br />

Spaldin Nicola, Prof.<br />

Staub Urs, Dr.<br />

Triscone Gilles, Dr.<br />

Triscone Jean-Marc, Prof.<br />

Troyer Matthias, Prof.<br />

van der Marel Dirk, Prof.<br />

Weidenkaff Anke, Prof.<br />

Werner Philipp, Prof.<br />

Willmott Philip, Prof.<br />

Yvon Klaus, Prof.<br />

Zheludev Andrey, Prof.<br />

Members of the Scientific Committee<br />

Degiorgi Leonardo, Prof.<br />

Fischer Øystein, Prof.<br />

Forró László, Prof.<br />

Giamarchi Thierry, Prof.<br />

Mila Frédéric, Prof.<br />

Morpurgo Alberto, Prof.<br />

Renner Christoph, Prof.<br />

Sigrist Manfred, Prof.<br />

Staub Urs, Dr.<br />

Triscone Jean-Marc, Prof.<br />

van der Marel Dirk, Prof.<br />

Zheludev Andrey, Prof.<br />

Topics<br />

In the last twenty years,<br />

numerous new electronic<br />

materials have been<br />

discovered with interesting<br />

and often complex<br />

crystalline structures and<br />

outstanding new electronic<br />

properties. These<br />

new striking properties are<br />

found in some magnetic,<br />

ferroelectric and superconducting<br />

compounds. All<br />

these compounds have a<br />

large potential for applications<br />

and we believe that<br />

they will play a key role in<br />

advanced future electronic<br />

devices. Among the materials<br />

displaying these unexpected<br />

exceptional properties,<br />

many share in common<br />

a low dimensionality and a<br />

low carrier density. Most<br />

of them are complex oxide<br />

systems and, in many of<br />

these materials, electronic<br />

inter actions play an important<br />

role making these<br />

systems very difficult to<br />

treat theoretically. Another<br />

characteristic of these systems<br />

is that they often have<br />

competing ground states,<br />

for instance magnetic and<br />

superconducting, which<br />

makes them very sensitive<br />

to many external parameters,<br />

leading to interesting<br />

functionalities. In<br />

MaNEP, the main goals of<br />

our <strong>NCCR</strong> are to develop<br />

a basic understanding of<br />

these new materials, to<br />

prepare for their applications,<br />

and to train young<br />

scientists in this important<br />

field for future electronic<br />

applications. After the end<br />

of the third phase, these<br />

topics will be pursued at<br />

the University of Geneva<br />

with many of the present<br />

members of MaNEP.<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Laboratoire de spectroscopie électronique, EPF Lausanne<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Laboratorium für Festkörperphysik, ETH-Hönggerberg<br />

Institut für Physik, Universität Zürich<br />

Laboratory for Developments and Methods, PSI Villigen<br />

Département de Physique Théorique, Université de Genève<br />

PSI Villigen<br />

Institut de Physique Théorique, EPF Lausanne<br />

Laboratory for Muon-Spin Spectroscopy, PSI, Villigen<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Laboratory for Neutron Scattering, PSI Villigen<br />

Laboratorium für Festkörperphysik, ETH-Hönggerberg<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Anorganisch Chemisches Institut, Universität Zürich<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Institut für Theoretische Physik, ETH-Hönggerberg<br />

Laboratoire de magnétisme quantique, EPF Lausanne<br />

Laboratory for Neutron Scattering, PSI Villigen and<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Institut für Theoretische Physik, ETH-Hönggerberg<br />

Departement Materialwissenschaft, ETH-Hönggerberg<br />

Swiss Light Source, PSI Villigen<br />

Hepia, Genève<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Institut für Theoretische Physik, ETH-Hönggerberg<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Festkörperchemie und Katalyse, EMPA Dübendorf and<br />

Departement für Chemie und Biochemie, Universität Bern<br />

Département de Physique, Université de Fribourg<br />

Swiss Light Source, PSI Villigen<br />

Laboratoire de Cristallographie, Université de Genève<br />

Laboratorium für Festkörperphysik, ETH-Hönggerberg<br />

Laboratorium für Festkörperphysik, ETH-Hönggerberg<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Laboratoire de Nanostructures et Nouveaux Matériaux<br />

Electroniques, EPF Lausanne<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Institut de Physique Théorique, EPF Lausanne<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Institut für Theoretische Physik, ETH-Hönggerberg,<br />

Swiss Light Source, PSI Villigen<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Dép. de Physique de la Matière Condensée, Université de Genève<br />

Laboratorium für Festkörperphysik, ETH-Hönggerberg<br />

Communication<br />

• 2007: The SupraFête<br />

to celebrate 20 years<br />

of high temperature<br />

superconductors<br />

• The PhysiScope:<br />

official inauguration in 2008<br />

• Movie: “Superconductivity:<br />

a short story of an enduring<br />

enigma”<br />

• Exhibition and brochure<br />

illustrated by Swiss<br />

cartoonist “Mix&Remix”<br />

• Partnerships with CERN:<br />

open doors, special<br />

exhibition, conferences<br />

• 2009: Participation in the<br />

events of UniGE’s 450th<br />

anniversary<br />

• Telecom World 2009:<br />

• Artistic performances by<br />

the company Exos using<br />

superconducting levitation<br />

(2009, 2010, 2011)<br />

• 2011: SUPRA100 exhibition<br />

and documentary around<br />

a novel sculpture by Etienne<br />

Krähenbühl at UniMail,<br />

Geneva<br />

• 2011: SUPRAQUOI to celebrate<br />

100 year of the discovery<br />

of superconductivity<br />

• <strong>2013</strong>: SUPRA100 exhibition<br />

and documentary at<br />

the Muséum d’Histoire<br />

Naturelle, Neuchâtel<br />

• MaNEP brochures: general<br />

presentation & KTT<br />

• Electronic Newsletter<br />

• Website: regular updates<br />

and improvements<br />

Third Party Cooperation<br />

Programme<br />

• CMA (FP6-NMP)<br />

• EuCARD<br />

• ISJRP<br />

• NES (ESF)<br />

• PNANO-ANR<br />

• Sinergia research grant - advanced<br />

thermoelectric oxide materials for<br />

high temperature applications<br />

• SSSTC<br />

Research Institutions<br />

• Centre de Recherches sur Tres<br />

Basses Températures, Grenoble,<br />

FR<br />

• Centre for Nanotechnology,<br />

University College London, GB<br />

• Centro Atomico Bariloche,<br />

Bariloche, AR<br />

• Chimie du Solide et Inorganique<br />

Moléculaire, Univ. de Rennes, FR<br />

• CSIC, Institut de Cienca<br />

de Materials de Barcelona,<br />

Bellaterra, ES<br />

• Condensed Matter Physics and<br />

Materials Sciences Department,<br />

Brookhaven National Laboratory,<br />

New York, US<br />

<strong>Guide</strong> <strong>2013</strong> | 51


Materials with Novel Electronic Properties –<br />

Basic Science and Applications<br />

<strong>NCCR</strong> MaNEP<br />

• Condensed Matter Theory Group<br />

Department of Physics, Boston<br />

University, Boston, US<br />

• Departament de Fisica,<br />

Universitat de les Illes Balears,<br />

Palma de Mallorca, ES<br />

• Département de Génie Électrique,<br />

Ecole Polytechnique, Montreal, CA<br />

• Department of Physics,<br />

University of Aachen, DE<br />

• Département de Physique<br />

Thèorique des Matériaux,<br />

Université de Liège, BE<br />

• Department of Applied Physics<br />

and Physics,Yale University,<br />

New Haven, US<br />

• Department of Condensed<br />

Matter Physics,Weizmann<br />

Institute of Science, Rehovot, IL<br />

• Department of Physic, European<br />

Laboratory for Non-Linear<br />

Spectroscopy, Firenze, IT<br />

• Department of Physics and<br />

Astronomy, University of<br />

Rochester, US<br />

• Department of Physics and<br />

Institute for Pure and Applied<br />

Physical<br />

Sciences, University of California<br />

Los Angeles, San Diego, US<br />

• Department of Physics Solid State<br />

Theory, Lund University, SE<br />

• Department of Physics, Louisiana<br />

State University, Baton Rouge, US<br />

• Department of Physics,<br />

Stanford University, Stanford, US<br />

• Department of Physics,<br />

University La Sapienza, Rome, IT<br />

• Department of Physics,<br />

University of Michigan, US<br />

• Dept. of Applied Physics and<br />

Physics, Yale University, New<br />

Haven, US<br />

• Dipartimento di Fisica,<br />

Università di Genova, IT<br />

• Ecole Superieure d’Ingénieurs<br />

d’Annecy, Laboratoire<br />

d’instrumentation et des Matériaux,<br />

Université de Savoie, FR<br />

• Elettra Synchrotron Light<br />

Laboratory, AREA Science<br />

Park,Trieste, IT<br />

• Faculty of Chemistry, Karlsruhe<br />

Institute of Technology, DE<br />

• Horology, TIMELAB, Geneva, CH<br />

• Institut Franche Comté<br />

Electronique Mécanique<br />

Thermique et<br />

Optique - Sciences et Technologies<br />

(FEMTO), Laboratoire de<br />

Physique et de Métrologie de,<br />

Besançon, FR<br />

• Institut für Festkörperphysik,<br />

Technische Universität Wien, AT<br />

• Institut für physikalische Chemie,<br />

Universität Wien,AT<br />

• Institut für Theoretische Physik<br />

III, Universität Stuttgart, DE<br />

• Institut Néel, CNRS, Grenoble, FR<br />

• Institute for Physics,<br />

University of Augsburg, DE<br />

• Institute for Planetary Research,<br />

German Aerospace Center,<br />

Berlin, DE<br />

• Institute of Inorganic Chemistry,<br />

University of Kiel, DE<br />

• Institute of Micro and Nano<br />

Electronic Systems,<br />

University of Karlsruhe, DE<br />

Achievements of the previous years<br />

Science<br />

The scientific activities of<br />

MaNEP phase III are organized<br />

around eight projects.<br />

The idea is to centre our efforts<br />

on the key questions in<br />

the area of MaNEP. Project<br />

1, “Novel phenomena at interfaces<br />

and in superlattices”<br />

wants to demonstrate novel<br />

functionalities at oxide and organic<br />

interfaces. The specific<br />

aim is the discovery, understanding,<br />

and control of novel<br />

properties at artificially engineered<br />

interfaces. In Project<br />

2, “Materials for future electronics”,<br />

electronic devices<br />

and nanostructures for the<br />

investigation of materials with<br />

novel electronic prop-erties<br />

will be used. The two main<br />

classes of materials addressed<br />

are heterostructures of transition<br />

metal oxides and carbonbased<br />

materials. New collaborations<br />

with the industry have<br />

started in the frame of Project<br />

3, “Electronic materials for<br />

energy systems and other applications”.<br />

They are based<br />

on technologies developed in<br />

MaNEP phases I and II. Project<br />

4, “Electronic properties<br />

of oxide superconductors and<br />

related materials”, focuses<br />

on the microscopic origin of<br />

superconductivity and other<br />

states of matter with which it<br />

competes. Project 5, “Novel<br />

electronic phases in strongly<br />

correlated electron systems”,<br />

complements Project 4 with<br />

work on the wide class of<br />

materials exhibiting special<br />

properties due to the presence<br />

of strong local correlation<br />

between the position and<br />

the motion of electrons. The<br />

goal of Project 6, “Magnetism<br />

and competing interactions in<br />

bulk materials”, is to investigate<br />

a panoply of remarkable<br />

phenomena due to conflicts<br />

and competition between<br />

various degrees of freedom of<br />

the electrons. The leitmotif for<br />

Project 7, “Electronic materials<br />

with reduced dimensionality”<br />

is based on the fact that lowdimensional<br />

systems have<br />

features which are absent or<br />

less expressed in 3D materials,<br />

such as spin-charge separation<br />

or strong fluctuations.<br />

The aim of Project 8, “Cold<br />

atomic gases as novel quantum<br />

simulators for condensed<br />

matter”, is to use cold atoms to<br />

realize model systems with an<br />

unprecedented level of control<br />

and tunability, allowing<br />

many issues pertinent to the<br />

field of strong correlations to<br />

be tested.<br />

Know-how and<br />

technology transfer<br />

MaNEP has set-up several<br />

collaborations with industry<br />

and the HES-Geneva in different<br />

domains where its skills<br />

and knowledge are needed.<br />

They are carried out within<br />

project 3 described above. A<br />

first spin-off company “PHA-<br />

SIS” is active in the field of<br />

thin film fabrication and built<br />

on know-how developed in<br />

MaNEP. MaNEP is also the<br />

originator of a project of reinforced<br />

collaboration between<br />

the Office de Promotion des<br />

Industries et des Technologies<br />

(OPI), the HES-Geneva<br />

and the University of Geneva.<br />

Education and<br />

advancement of women<br />

Having co-organised a summer<br />

school with PSI in 2002 in<br />

Zuoz, MaNEP organized two<br />

successful summer schools<br />

(2004, 2006) and three winter<br />

schools (2009, 2011, <strong>2013</strong>) at<br />

Saas-Fee. About 70 students<br />

attended lectures given by international<br />

experts. Many students<br />

were MaNEP doctoral<br />

students, but the school also<br />

enrolled students from other<br />

countries.<br />

The MaNEP doctoral program<br />

was launched at the University<br />

of Geneva and the first<br />

courses began in autumn 2008.<br />

Since 2004, MaNEP has organized<br />

summer internships<br />

for female students, giving<br />

the opportunity to integrate<br />

research groups at the different<br />

universities and federal<br />

institutes in MaNEP. These<br />

internships are highly rated<br />

by the participants. A survey<br />

prepared together with the<br />

Equality Office of UniGE was<br />

sent to all women researchers<br />

in MaNEP in order to evaluate<br />

the current work and promote<br />

activities devoted to the advancement<br />

of women.<br />

Communication and<br />

outreach<br />

MaNEP has initiated many<br />

ambitious communications<br />

and outreach projects. The SupraFête<br />

is a very special event<br />

when 1500 people were able<br />

to discover superconductivity<br />

and which provided many new<br />

PR tools, namely a movie, a<br />

fun exhibition and a brochure<br />

illustrated by the well-known<br />

Swiss cartoonist Mix&Remix.<br />

The PhysiScope, created by<br />

MaNEP and with the collaboration<br />

of the Physics Section<br />

UniGE was launched in the<br />

autumn of 2008. There were<br />

also fruitful collaborations<br />

with CERN. In 2011, the centennial<br />

of the discovery of superconductivity<br />

has been celebrated.<br />

MaNEP has launched<br />

a large programme of collaboration<br />

with different partners<br />

such as UniGE and the PhysiScope,<br />

PSI, SPS, CERN, or<br />

EuroPhysicsFun. In April, in<br />

Geneva, MaNEP, UniGE and<br />

the PhysiScope have organised<br />

daily one hour shows<br />

on superconductivity for the<br />

general public welcoming<br />

500 visitors. In autumn, the exhibition<br />

SUPRA100 about superconductivity<br />

presenting an<br />

artwork by the artist Etienne<br />

Krähenbühl, was shown at<br />

UniMail in Geneva, as well<br />

as an artistic performance by<br />

the company Exos, a family<br />

day with experiments, demonstrations,<br />

laboratory visits,<br />

shows, which welcomed<br />

more than 1200 visitors, and<br />

a grand conference for the<br />

general public by Prof. Koichi<br />

Kitazawa. Superconductivity<br />

was also one theme of those<br />

presented at the PSI Open<br />

Doors in October. In <strong>2013</strong>, the<br />

exhibition SUPRA100 takes<br />

place from 19 January to 20<br />

May at the Muséum d’Histoire<br />

Naturelle in Neuchâtel.<br />

Further information see<br />

www.manep.ch<br />

52 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 4 615 000 3 615 000 2 500 000 2 235 000 12 965 000 15<br />

Self-funding from home<br />

institution 2 2 883 030 3 245 903 3 064 344 5 889 072 15 082 349 18<br />

Self-funding from project<br />

participants<br />

15 151 828 15 599 834 13 806 309 8 870 550 53 428 521 62<br />

Third-party funding 3 1 198 607 2 104 952 298 450 1 058 205 4 660 214 5<br />

Total 23 848 465 24 565 689 19 669 103 18 052 827 86 136 084 100<br />

Personnel 4<br />

1<br />

Included funding of economic stimulus package and transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 7 projects have been funded by CTI at a total amount<br />

of 5.4 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Advisory Board<br />

Blank Dave, Prof.<br />

Cava Robert, Prof.<br />

Jérôme Denis, Prof.<br />

Millis Andrew, Prof.<br />

Sawatzky George, Prof.<br />

Technische Natuur Wetenschappen, University of Twente, Enschede, NL<br />

Department of Chemistry, Princeton University, USA<br />

Lab. de Physique des Solides, Université Paris-Sud, Orsay, FR<br />

Departement of Physics, Columbia University, USA<br />

Physics Department, University of British Columbia, Vancouver, CA<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Scheffold Frank, Prof. (Chair)<br />

Claeson Tord, Prof.<br />

Deutscher Guy, Prof.<br />

Hallberg Karen, Prof.<br />

Larbalestier David, Prof.<br />

Raveau Bernard, Prof.<br />

Schlom Darrell G., Prof.<br />

Vollhardt Dieter, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR IT CN RU<br />

Management 10.3 5 5 24 16 76 18 0 1 1 0 0 3<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 99 25 25 74 75 31 21 4 6 7 2 30<br />

Postdoctoral students 69 9 13 60 87 5 10 13 10 4 2 28<br />

Research associates 1 0 0 1 100 0 0 0 0 0 0 1<br />

Senior researchers 6 104 7 7 97 93 42 13 8 8 0 7 28<br />

Other staff 36 7 19 29 81 29 1 3 1 0 0 5<br />

Total 319.30 53 16 277 84 125 45 29 26 11 11 95<br />

Type of output 7<br />

Totals<br />

Publications > 2465 Peer-reviewed | 206 Not peer-reviewed | 73 Anthology articles | 23 Books | 24 Reports 2791<br />

Presentations at congresses > 3658<br />

Cooperations > 33 Programmes | 241 Research institutions | 32 Private sector | 1 Other 307<br />

Transfer activities > 31 Patents | 1 Licenses | 1 Start-ups 8 | 53 Prototypes/processes | 7 CTI-projects 9 93<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Nanotechnology and Nanoscience,<br />

Chalmers /Göteborg Universities, Göteborg, SE<br />

School of Physics and Astronomy, Tel Aviv University, IL<br />

Centro Atomico Bariloche, Bariloche, AR<br />

Department of Mechanical Engineering, Tallahassee, US<br />

Laboratoire de Cristallographie et Sciences des Matériaux<br />

(CRISMAT),Université de Caen, FR<br />

Department of Materials Science and Engineering,<br />

Cornell University, Ithaca, US<br />

Center for Electronic Correlations and Magnetism,<br />

University of Augsburg, Augsburg, DE<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71, sbachmann@snf.ch<br />

• Institute of solid state physics,<br />

University of Tokyo,<br />

Kashiwanoha, JP<br />

• Institute of the Low Temperature<br />

Physics, Polish Academy of<br />

Sciences, Wroclaw, PL<br />

• Instituto Nazionale di Ricerca<br />

Metrologica,Torino, IT<br />

• International Physics Center,<br />

Donostia University, ES<br />

• Istituto Nazionale per la Fisica<br />

della Materia, Politecnico di<br />

Torino, IT<br />

• Joseph Henry Laboratories of<br />

Physics, Department of Physics,<br />

Princeton University, US<br />

• Laboratoire de Physique<br />

Théorique et Modèles Statistiques,<br />

Paris, FR<br />

• Laboratory for High Energy<br />

Technologies, Russian Academy<br />

of Sciences, Moscow, RU<br />

• London Center for Nanotechnology,<br />

University College<br />

London, GB<br />

• Los Alamos National<br />

Laboratory, US<br />

• Manchester Centre for Mesoscience<br />

and Nanotechnology,<br />

University of Manchester, GB<br />

• Naval Research Laboratories,<br />

Washington, US<br />

• Neutron Scattering Sciences<br />

Division, Oak Ridge National<br />

Laboratory, US<br />

• Physics Department, Columbia<br />

University, New York, US<br />

• Physics Department, University<br />

of Massachusetts Amherst, US<br />

• Physics Department,<br />

University of Queensland,AU<br />

• School of Chemical and Physical<br />

Sciences,Victoria University,<br />

Wellington, NZ<br />

• Solid State Physics, Ioffe Institute,<br />

St. Petersburg, RU<br />

• Solid State Theory Group,<br />

Centro Atomico Bariloche, AR<br />

• The Weizmann Institute of<br />

Science, Rehovot, IL<br />

• Theoretical Division, Los Alamos<br />

National Laboratory, US<br />

• University of Genoa, Genoa, IT<br />

Economy / Industry<br />

• ABB Switzerland Ltd Corporate<br />

Research, Baden, CH<br />

• Asulab The Swatch Group R&D<br />

Ltd., Marin, CH<br />

• Boost Consulting Inc.,<br />

Somerville, US<br />

• Bruker Optics GmbH,<br />

Fällanden, CH<br />

• IBM Research Laboratory GmbH,<br />

Rüschlikon, CH<br />

• Kugler Bimetal SA, Geneva, CH<br />

• Manufacture d’Outils Dumont SA,<br />

Montignez, CH<br />

• Microsoft Research,<br />

Santa Barbara, US<br />

• Omicron Nanotechnology,<br />

Taunusstein, US<br />

• Phasis Sàrl, Genève, CH<br />

• Sensorscope Sàrl, Lausanne, CH<br />

• Vacheron Constantin SA,<br />

Geneva, CH<br />

• Winterthur Instruments GmbH,<br />

Winterthur, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 53


Home Institution<br />

University of Basel<br />

Nanoscale Science – Impact on Life<br />

Sciences, Sustainability, Information<br />

and Communication Technologies<br />

<strong>NCCR</strong> Nanoscale Science<br />

Start of the <strong>NCCR</strong><br />

June 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Schönenberger Christian, Prof.<br />

phone: + 41 (0)61 267 36 90<br />

christian.schoenenberger@<br />

unibas.ch<br />

Deputy Director<br />

Loss Daniel, Prof.<br />

phone: + 41 (0)61 267 37 49<br />

daniel.loss@unibas.ch<br />

Scientific Communication<br />

Gerber Christoph, Prof. Dr.<br />

phone: + 41 (0)61 267 07 60<br />

christoph.gerber@unibas.ch<br />

Administration<br />

Fischer Audrey, Mrs.<br />

phone: + 41 (0)61 267 12 38<br />

audrey.fischer@unibas.ch<br />

Communications<br />

Gyalog Tibor, Dr.<br />

phone: +41 (0) 61 267 14 72<br />

tibor.gyalog@unibas.ch<br />

Education and Training<br />

Meier Wolfgang, Prof.<br />

phone: +41 (0)61 267 38 02<br />

wolfgang.meier@unibas.ch<br />

Advancement of Women<br />

Hornstein Meret, Mrs.<br />

phone: +41 (0)61 267 15 21<br />

meret.hornstein@unibas.ch<br />

Knowledge and Technology<br />

Transfer<br />

Meier Wolfgang, Prof.<br />

Address<br />

Swiss Nanoscience Institute<br />

<strong>NCCR</strong> Nanoscale Science<br />

Universität Basel<br />

Klingelbergstrasse 82<br />

4056 Basel<br />

phone: + 41 (0)61 267 12 38<br />

fax: + 41 (0)61 267 34 08<br />

audrey.fischer@unibas.ch<br />

Web Address<br />

www.nanoscience.ch<br />

Research<br />

Module Nanobiology<br />

Heads: R. Lim, D. Müller<br />

Bio-Synthetic Cellular<br />

Nanomachines<br />

H: R.Y.H. Lim<br />

Nanocrystals<br />

H: P. Pantazis<br />

Mechanical Control<br />

of Cell Division<br />

H: D. Müller<br />

Photonic Force Nanospectroscopy<br />

in Living Systems<br />

H: S. Jeney<br />

Correlating Tumorogenic<br />

Effects with the Mechanobiology<br />

of Cells in 3D Cultures<br />

H: C.-A. Schönenberger<br />

Applying Cantilever-Array<br />

Technology<br />

H: Ch. Gerber<br />

Complex Nanosystems<br />

for Medical Application based<br />

on Polymer Carriers<br />

H: P. Hunziker<br />

Structural systems biology<br />

of neurodegenerative<br />

diseases with nanotechnological<br />

tools<br />

H: H. Stahlberg<br />

Module Quantum Computing<br />

and Quantum Coherence<br />

Heads: D. Loss, K. Ensslin<br />

Qubit and Spintronics (theory)<br />

H: D. Loss<br />

Experimental Manipulation<br />

of Quantum Systems<br />

H: K. Ensslin<br />

Interference of Spin-Orbit<br />

Interaction<br />

H: G. Salis<br />

Quantum Coherence<br />

in Nanoscale Systems<br />

H: D. Zumbühl<br />

Mesoscopic Nuclear Spin<br />

Ensembles<br />

H: A. Imamoglu<br />

54 | <strong>Guide</strong> <strong>2013</strong><br />

Quantum Coherence and<br />

Quantum Computing in Superconducting<br />

Nanostructures<br />

(theory)<br />

H: C. Bruder<br />

Entanglement and quantum<br />

interface on atom chips<br />

H: P. Treutlein<br />

Spins in self-assembled<br />

quantum dots<br />

H: R. Warburton<br />

Module Atomic and Molecular<br />

Nanosystems<br />

Heads: E. Meyer, H.-J. Hug<br />

Energy Dissipation<br />

of Nanosystems<br />

H: E. Meyer<br />

Nanomagnetism<br />

H: H.-J. Hug<br />

Molecular Machinery<br />

H: G. Meyer, R. Fasel<br />

Atomistic Simulations<br />

H: S. Goedecker<br />

Coupling Ultrasensitive Cantilevers<br />

to Mesoscopic Devices<br />

H: M. Poggio<br />

Module Molecular Electronics<br />

Heads: C. Schönenberger,<br />

T. A. Jung<br />

Molecular Thin Film Devices<br />

H: T. A. Jung<br />

Molecular Nanowires<br />

H: C. Schönenberger<br />

Molecular Junctions<br />

H: M. Calame<br />

Plasmonic Junctions<br />

H: O.J.F. Martin<br />

Single Molecule Switches<br />

and Potentiometers<br />

H: M. Mayor<br />

Donor-Acceptor Architectures<br />

for Photovoltaics<br />

H: F. Diederich<br />

Two-dimensional electronic<br />

materials<br />

H: A. Kis<br />

Controlling Spins in Adsorbed<br />

Molecules by a Chemical Switch<br />

H: T.A. Jung<br />

Module Self-Assembly<br />

at Surfaces<br />

Heads: F. Diederich, W. Meier<br />

Self-Assembly at Surfaces<br />

H: F. Diederich, T. Jung,<br />

E. Constable<br />

Self-Assembling Peptides<br />

and Polymers<br />

H: W. Meier, H. Wennemers,<br />

T. Ward, T. Pfohl<br />

Metal-based self-assembled<br />

nanostructures<br />

H: K. M. Fromm, F. Montagne,<br />

R. Pugin-Ruthishauser<br />

Module Nanotechnology<br />

and Applications<br />

H: J. Gobrecht, U. Pieles<br />

Module Supplementary<br />

Research Activities<br />

Head: C. Schönenberger<br />

Nanosafety<br />

H: B. Rothen<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Biomimimetic membranes<br />

designed from supported amphiphlic<br />

block copolymers and<br />

aquaporins as new materials<br />

for envrionmental applications<br />

H: Glaied O.<br />

Remineralisation of carious<br />

lesions by self assembled<br />

peptide supramolecular networks<br />

and Hydroxyapatite<br />

nanocrystals<br />

H: Pieles U.<br />

BioPrint - Reinforced biomimetic<br />

3D composite bone scaffolds<br />

by rapid rototyped nanoporous<br />

ceramic powder and electrospun<br />

collagen nanofibrils<br />

H: Schumacher R.<br />

Platforms<br />

Industrial Applications<br />

H: J. Gobrecht, P. Reimann<br />

Nanocurriculum<br />

Bachelor, Master and PhD<br />

Program in Nanoscience at<br />

University of Basel<br />

H: Meier W.<br />

Contact: Spieler K., Ms.<br />

phone: +41 (0) 61 267 16 05<br />

Katrein.Spieler@unibas.ch


Topics<br />

Nanoscale science’s research<br />

focuses at the nanometer<br />

scale. This is<br />

the scale of the matter<br />

building blocks, namely,<br />

atoms and molecules.<br />

Therefore, at this scale the<br />

traditional scientific disciplines<br />

merge, giving place<br />

to a highly interdisciplinary<br />

interaction between physicists,<br />

chemists, physicians,<br />

biologists, pharmacologists,<br />

computer scientists and<br />

engineers. This is clearly<br />

reflected in the very interdisciplinary<br />

work carried<br />

out within the <strong>NCCR</strong><br />

Nanoscale Science, Scientists<br />

from different disciplines<br />

come together to<br />

gain insight in this field<br />

further develop methods<br />

and scientific tools. The<br />

goal of the teams taking<br />

part in this network is to<br />

come up with outstanding<br />

scientific achievements<br />

that will secure the<br />

position of the <strong>NCCR</strong> as<br />

a leader in the nanoscale<br />

science. The different and<br />

strongly interconnected<br />

topics covered by the<br />

Heads of Individual Research Projects and Subprojects<br />

researchers include: Impact<br />

of nanoscale science on<br />

life sciences and medicine,<br />

biology at the nanoscale,<br />

molecular machinery and<br />

nanorobotics, quantum<br />

de-vices and systems for<br />

computing and communication<br />

and quantum coherence,<br />

nanoscale science at<br />

the ultimate limits, nanomaterials<br />

ranging from<br />

biological systems, carbonnanotubes<br />

to nano clusters<br />

and molecular electronics.<br />

Bruder Christoph, Prof.<br />

Departement Physik, Universität Basel<br />

Calame Michel, Dr.<br />

Departement Physik, Universität Basel<br />

Constable Edwin, Prof.<br />

Departement Chemie, Universität Basel<br />

Diederich François, Prof.<br />

Laboratorium für Organische Chemie, ETH Zürich<br />

Ensslin Klaus, Prof.<br />

Laboratorium für Festkörperphysik, ETH Zürich<br />

Fasel Roman, Dr.<br />

Abteilung Oberflächen, Beschichtungen, Magnetismus, EMPA<br />

Fromm Katharina, Prof.<br />

Departement Chemie, Universität Basel<br />

Gerber Christoph, Prof.<br />

Departement Physik, Universität Basel<br />

Gobrecht Jens, Prof.<br />

Paul Scherrer Institut, Villigen<br />

Goedecker Stefan, Prof.<br />

Departement Physik, Universität Basel<br />

Hug Hans Josef, Prof.<br />

Nanoscale Materials Science, EMPA, Dübendorf<br />

Hunziker Patrick, Prof.<br />

Dept. of internal medicine, Cardiology, University Hospital Basel<br />

Imamoglu Atac, Dr.<br />

Institute of Quantum Photonics, ETH Zürich<br />

Jeney Sylvia, Prof.<br />

Biozentrum, Universität Basel<br />

Jung Thomas, Prof.<br />

Lab for Micro- and Nanostructures, Paul Scherrer Institut, Villigen<br />

PSI<br />

Kis Andras, Prof.<br />

Laboratory of Nanoscale Electronics and Structures, EPFL<br />

Klok Harm-Anton, Prof.<br />

Laboratoire des Polymères, EPF Lausanne<br />

Lim Roderick Y.H., Prof.<br />

Biozentrum, Universität Basel<br />

Loss Daniel, Prof.<br />

Departement Physik, Universität Basel<br />

Martin Olivier F., Prof.<br />

Nanophotonics and Metrology Laboratory, EPFL<br />

Mayor Marcel, Prof.<br />

Departement Chemie, Universität Basel<br />

Meier Wolfgang, Prof.<br />

Departement Chemie, Universität Basel<br />

Meyer Ernst, Prof.<br />

Departement Physik, Universität Basel<br />

Meyer Gerhard, Dr.<br />

IBM Research Laboratory, Rüschlikon<br />

Montagne Franck, Dr.<br />

CSEM, Neuchâtel<br />

Müller Daniel, Prof.<br />

ETH, Biosystems Science and Engineering (BSSE), Basel<br />

Pantazis Periklis, Prof.<br />

ETH, Biosystems Science and Engineering (BSSE), Basel<br />

Pfohl Thomas, Prof.<br />

Departement Chemie, Universität Basel<br />

Pieles Uwe, Prof.<br />

FHNW Life Sciences, Muttenz<br />

Poggio Martino, Prof.<br />

Departement Physik, Universität Basel<br />

Pugin Raphaël, Dr.<br />

CSEM, Neuchâtel<br />

Rothen-Ruthishauser Barbara, Prof. Adolph Merkle Institut, University of Fribourg, Marly<br />

Salis Gian, Dr.<br />

IBM Research Laboratory, Rüschlikon<br />

Schönenberger Christian, Prof. Departement Physik, Universität Basel<br />

Schönenberger Cora-Ann, Dr. Biozentrum, Universität Basel<br />

Stahlberg Henning, Prof.<br />

C-CINA Biozentrum, Universität Basel<br />

Treutlein Philipp, Prof.<br />

Departement Physik, Universität Basel<br />

Warburton Richard, Prof. Departement Physik, Universität Basel<br />

Ward Thomas, Prof.<br />

Departement Chemie, Universität Basel<br />

Wennemers Helma, Prof.<br />

Departement Chemie, Universität Basel<br />

Zumbühl Dominik, Prof.<br />

Departement Physik, Universität Basel<br />

Third Party Cooperation<br />

Programme<br />

• HYSWITCH<br />

• NanoBio-RAISE<br />

• Pico-Inside<br />

Research Institutions<br />

• Anorganische Chemie,<br />

Universität Heidelberg, DE<br />

• Applied and Environmental<br />

Chemistry Department,<br />

University of Szeged, HU<br />

• Biophysical Engineering,<br />

University of Twente, NL<br />

• Center for Nanoscience,<br />

Ludwig-Maximilians-Universität,<br />

Munich, DE<br />

• Center for Spintronics and<br />

Quantum Computation, University<br />

of California, Santa Barbara, US<br />

• Centre d’Elaboration de Matériaux<br />

et d’Etudes Structurales,<br />

Centre National de la Recherche<br />

Scientifique, Toulouse, FR<br />

• Centre for Research on Adaptive<br />

Nanostructures and Nanodevices,<br />

Trinity College Dublin, IE<br />

• Centre Scientifique de Saint<br />

Jérôme, Université Paul Cézanne<br />

Aix-Marseille, FR<br />

• Chemical Engineering,<br />

Tel Aviv University, IL<br />

• Consiglio Nazionale delle Ricerche,<br />

Istituto per la Sintesi<br />

Organica e la Fotoreattivita,<br />

Bologna, IT<br />

• Département de Chimie,<br />

Institut de Science et d’Ingénierie<br />

Supramoléculaires, Strasbourg, FR<br />

• Department of Applied Chemistry,<br />

University of Osaka, JP<br />

• Department of Bionanoscience,<br />

Delft University of Technology, NL<br />

• Department of Chemistry,<br />

Clemson University, US<br />

• Department of Chemistry,<br />

Columbia University,<br />

New York, US<br />

• Department of Chemistry,<br />

Copenhagen, DK<br />

• Department of Chemistry,<br />

McMaster University, Hamilton, CA<br />

• Department of Chemistry,<br />

Oklahoma State University,<br />

Stillwater, US<br />

• Department of Chemistry,<br />

University of Copenhagen, DK<br />

• Department of Chemistry,<br />

University of Durham, GB<br />

• Department of Condensed Matter<br />

Physics, Josef Stefan Institute,<br />

Ljubljana, SI<br />

• Department of Engineering,<br />

Cambridge University, GB<br />

• Dept. of Complex Matter, Dept. of<br />

Complex Matter, Ljubljana, SI<br />

• Department of Physical Chemistry,<br />

University of Mainz, DE<br />

• Department of Physical Chemistry,<br />

University of Malaga, ES<br />

• Department of Physics, McGill<br />

University, Montreal, CA<br />

• Department of Physics, Bilkent<br />

University, TR<br />

• Department of Physics,<br />

Budapest University of<br />

Technology and Economics, HU<br />

• Department of Physics, Columbia<br />

University, New York, US<br />

• Department of Physics,<br />

Harvard University, Cambridge, US<br />

• Department of Physics,<br />

Korea University, Seoul, KR<br />

• Department of Physics, Ohio State<br />

University, Columbus, US<br />

• Department of Physics,<br />

University of Aarhus, DK<br />

• Department of Physics,<br />

University of Rochester, US<br />

• Department of Solid State Physics,<br />

University of Ulm, DE<br />

• Dipartimento di Chimica,<br />

Università di Bologna, IT<br />

<strong>Guide</strong> <strong>2013</strong> | 55


• Dipartimento di Chimica Organica<br />

e Industriale Consorzio Interuniversitario<br />

Nazionale per la Scienza<br />

e Tecnologia dei Materiali, Parma, IT<br />

• Dipartimento di Chimica,<br />

Istituto per la Sintesi Organica<br />

e la Fotoreattività, Bologna, IT<br />

• Dipartimento di Farmacia,<br />

Università degli studi di Trieste, IT<br />

• Division of Structural Studies, MRC<br />

Laboratory of Molecular<br />

Biology, Cambridge, GB<br />

• Electrochimie et Physiochimie<br />

des Complexes et des Systèmes<br />

Interfaciaux, Université Louis<br />

Pasteur, Strasbourg, FR<br />

• Electrical Engineering Department,<br />

University of Notre Dame,<br />

Notre Dame, US<br />

• Biologie und Chemie,<br />

Universität Bremen, DE<br />

• Fachbereich Physik,<br />

Universität Duisburg, DE<br />

• Fachbereich Physik,<br />

Universität Konstanz, DE<br />

• Faculté des Sciences,<br />

Université de Namur, BE<br />

• Faculty of Physics, Astronomy,<br />

Krakow, PL<br />

• Faculty of Physics,<br />

University of Regensburg, DE<br />

• Fisica de la Materia Condensada,<br />

Universidad Autonoma,<br />

Madrid, ES<br />

• Forschungsinstitut für Technikund<br />

Wissenschaftsgeschichte,<br />

Deutsches Museum, München, DE<br />

• IBM Almaden Research Center,<br />

San Jose, US<br />

• Institut de Chimie, Université de<br />

Strasbourg, FR<br />

• Instituto de Ciencia Molecular,<br />

University of Valencia, ES<br />

• Institut de Physique et Chimie<br />

des Matériaux de Strasbourg, FR<br />

• Institut für Organische Chemie und<br />

Biochemie, Universität Freiburg, DE<br />

• Institut für Photonik und Quantenelektronik,<br />

Karlsruher Institut<br />

für Technologie, Karlsruhe, DE<br />

• Institut für Physikalische und<br />

Theoretische Chemie, TU Graz, AT<br />

• Institute for Quantum Computing,<br />

University of Waterloo, CA<br />

• Institute of Inorganic Chemistry,<br />

Universität Heidelberg, DE<br />

• Institute of Materials Research and<br />

Engineering, Singapore, SG<br />

• Institute of Molecular Science,<br />

University of Valencia, ES<br />

• Institute of Organic<br />

Chemistry and Technology,<br />

University of Pardubice, CZ<br />

• Institute of Physical and<br />

Theoretical Chemistry, Graz<br />

University of Technology, AT<br />

• Institute of Physics, Jagiellonian<br />

University, Krakow, PL<br />

• International Center for Materials<br />

Nanoarchitectonics, National<br />

Institute for Material Science,<br />

Tsukuba, JP<br />

• Laboratoire de Physique des<br />

Solides, Université Paris-Sud, FR<br />

• Laboratoire Kastler-Brossel, Ecole<br />

Normale Supérieure, Paris, FR<br />

• Laboratory of Physics, Helsinki<br />

University of Technology, FI<br />

• Lehrstuhl für Angewandte<br />

Festkörperphysik, Universität<br />

Bochum, DE<br />

• London Centre for Nanotechnology,<br />

University College London, GB<br />

• Mecánica de los Medios Continuos<br />

y Teoría de las Estructuras,<br />

Universidad de Castilla<br />

La Mancha, Almaden, ES<br />

• Microsystems and Material Laboratory,<br />

Politecnico di Torino, IT<br />

• Miller School of Medicine,<br />

Physiology and Biophysics Department,<br />

University of Miami, US<br />

• Nano Ethics Network,<br />

University of Aarhus, DK<br />

Nanoscale Science – Impact on Life<br />

Sciences, Sustainability, Information<br />

and Communication Technologies<br />

<strong>NCCR</strong> Nanoscale Science<br />

Achievements of the previous years<br />

Transition of the <strong>NCCR</strong> to<br />

a sustainable doctorate<br />

school<br />

In parallel with the termination<br />

activities of the<br />

<strong>NCCR</strong> Nano in May <strong>2013</strong>,<br />

the structure of research<br />

funding started its transition<br />

from the module based<br />

mid-term scheme to a long<br />

term funding scheme by<br />

means of a doctorate school<br />

at the University of Basel.<br />

This transition guarantees<br />

the sustainable preservation<br />

of the achieved research<br />

competences and<br />

the continuity of the research<br />

networks that have<br />

arisen during the <strong>NCCR</strong>.<br />

The realization of a first<br />

PhD workshop on career<br />

complemented the preparation<br />

to the upcoming<br />

transition.<br />

ERC grants<br />

Christian Schönenberger,<br />

director of the <strong>NCCR</strong> Nano<br />

received an ERC grant for<br />

his research on entangled<br />

electrons. After Dominik<br />

Zumbühl and Edwin Constable,<br />

he is already the<br />

third <strong>NCCR</strong> member to receive<br />

one of the prestigious<br />

ERC research grants.<br />

Scientific Highlights<br />

Making use of scanning<br />

probe technology, researchers<br />

of the <strong>NCCR</strong><br />

Nano could identify a specific<br />

fingerprint for breast<br />

cancer. These fingerprints<br />

are responsible for the<br />

formation of metastases<br />

and finally for the deadly<br />

consequences of a tumor.<br />

The understanding of the<br />

underlying basic processes<br />

will be of important use for<br />

the future development of<br />

cancer therapies.<br />

Researchers of the <strong>NCCR</strong><br />

Nano have synthesized nanometer<br />

sized containers<br />

that can be to treat arteriosclerotic<br />

blood vessels.<br />

The lens shaped containers<br />

are able to transport active<br />

pharmaceutical ingredients<br />

to the blood vessels<br />

affected of a stenosis. The<br />

pharmaceutical ingredients<br />

are specifically released at<br />

the site of the stenosis. This<br />

technique allows avoiding<br />

side effects.<br />

Atoms at step edges are<br />

chemically more reactive<br />

than bulk atoms. Physicists<br />

of the <strong>NCCR</strong> Nano in collaboration<br />

with scientists<br />

from Finland could investigate<br />

the chemical forces<br />

of these step edge atoms<br />

and were able to move individual<br />

atoms by means of<br />

scanning probe methods.<br />

In quantum mechanical<br />

systems, two particles may<br />

be in entangled states. This<br />

entanglement is of importance<br />

for quantum information<br />

processing. A team<br />

of the <strong>NCCR</strong> Nano presented<br />

the first source for<br />

entangled particles with a<br />

reasonable high efficiency.<br />

This source, based on the<br />

combination of a super conductor<br />

and separated quantum<br />

dots might be essential<br />

for the implementation of<br />

future quantum mechanical<br />

experiments.<br />

A research team of the<br />

<strong>NCCR</strong> Nano has presented<br />

the coolest fridge for nanostructures<br />

that has ever<br />

Members of the Scientific Advisory Board<br />

Baumeister Wolfgang, Prof.<br />

Binnig Gerd, Prof.<br />

Eigler Don, Dr.<br />

Kroto Sir Harry, Prof.<br />

Melchers Fritz, Prof.<br />

Quate Calvin, Prof.<br />

Rohrer Heinrich, Dr.<br />

Max Planck Institute, Martinsried, DE<br />

Definiens AG, Munich, DE<br />

IBM Almaden, US<br />

University of Sussex, GB<br />

University of Basel, CH<br />

Stanford University, US<br />

Wollerau, CH<br />

been built. Very low temperatures<br />

are of importance<br />

in the research of basic processes<br />

in nature. The researchers<br />

could show that<br />

important effects are present<br />

at these temperatures.<br />

These effects change the<br />

behavior of nanostructures<br />

qualitatively. Recently, researchers<br />

could proof that<br />

the Koringa law doesn’t<br />

hold at temperatures below<br />

0.1 Kelvin. This finding<br />

could be a further milestone<br />

in the realization of a<br />

quantum computer.<br />

Collaboration with industry<br />

During 2012 we could foster<br />

partnerships with representatives<br />

of small and<br />

middle sized companies in<br />

the region of north-western<br />

Switzerland. The Argovia<br />

research program attracts<br />

increasingly more companies<br />

to start projects in<br />

strong collaboration with<br />

academia.<br />

Rise of interest for outreach<br />

activities<br />

We were active in the communication<br />

and broadcast<br />

of nanoscience. More than<br />

2000 visitors and spectators<br />

joined our public events on<br />

nanoscience, nanomedicine<br />

and science & innovation<br />

in general. Beside the<br />

visit of school classes and<br />

associations, our presence<br />

at science fairs like TuN<br />

Basel, Science Days Rust<br />

and the Techdays organized<br />

by the SATW, reached<br />

a broad public audience.<br />

Further information see<br />

www.nanoscience.ch<br />

56 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 4 705 000 3 285 000 1 700 000 2 398 000 12 088 000 28<br />

Self-funding from home<br />

institution 2 1 628 008 1 529 610 1 043 618 1 234 400 5 435 636 12<br />

Self-funding from project<br />

participants<br />

7 083 709 4 438 715 2 901 152 5 045 000 19 468 576 45<br />

Third-party funding 3 1 661 526 1 929 214 1 929 414 1 164 800 6 684 954 15<br />

Total 15 078 243 11 182 539 7 574 184 9 842 200 43 677 166 100<br />

Personnel 4<br />

1<br />

Included funding of economic stimulus package and transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 10 projects have been funded by CTI at a total amount<br />

of 8.0 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Mansuy Isabelle, Prof. (Chair)<br />

Altshuler Boris, Prof.<br />

Awschalom David D., Prof.<br />

Gaub Hermann, Prof.<br />

Hüfner Stefan, Prof.<br />

Osterwalder Jürg, Prof.<br />

Reinhoudt David, Prof.<br />

von Löhneysen Hilbert, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR IT US CN<br />

Management 6.3 5 15 43 20 57 31 4 0 0 0 0 0<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 54 13 24 41 76 20 16 1 2 1 0 15<br />

Postdoctoral students 20 3 15 17 85 1 4 2 1 1 2 10<br />

Research associates 3 1 33 2 67 1 1 0 1 0 0 0<br />

Senior researchers 6 54 7 13 47 87 20 17 4 1 4 1 11<br />

Other staff 16 3 19 13 81 16 0 0 1 0 0 0<br />

Total 153.30 42 23 140 77 89 42 7 6 6 3 36<br />

Type of output 7<br />

Totals<br />

Publications > 1639 Peer-reviewed | 73 Not peer-reviewed | 44 Anthology articles | 72 Books | 25 Reports 1853<br />

Presentations at congresses > 3422<br />

Cooperations > 4 Programmes | 268 Research institutions | 39 Private sector | 4 Other 315<br />

Transfer activities > 30 Patents | 2 Licenses | 8 Start-ups 8 | 11 Prototypes/processes | 10 CTI-projects 9 61<br />

Swiss National Science Foundation, Berne, CH<br />

Department, of Physics, Columbia University, New York, US<br />

Center for Spintronics and Quantum Computation<br />

University of California, US<br />

Lehrstuhl für Angewandte Physik, Universität München, DE<br />

Fachbereich Physik, University of the Saarland, DE<br />

Swiss National Science Foundation, Berne, CH<br />

Faculty of Chemical Technology, University of Twente, NL<br />

Physikalisches Institut, Universität Karlsruhe, DE<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71,<br />

sbachmann@snf.ch<br />

• Organic Chemistry,<br />

University of Florence, IT<br />

• Phyisics and Chemistry<br />

Department, Trinity College<br />

Dublin, Dublin, IE<br />

• Physical Chemistry,<br />

Hungarian Academy of Sciences,<br />

Budapest, HU<br />

• Physical Chemistry, Technische<br />

Universität Dresden, DE<br />

• Physics Department, Harvard<br />

University, Cambridge, US<br />

• Physics Department,<br />

Massachusetts Institute of<br />

Technology, Cambridge, US<br />

• Physics Department,<br />

McGill University, Montreal, CA<br />

• Physics Dept., University of Central<br />

Florida, Orlando, US<br />

• Physics Department,<br />

University of Konstanz, DE<br />

• Technische Universität<br />

Kaiserslautern, DE<br />

• Università di Modena, IT<br />

• Polish Academy of Science,<br />

Warsaw, PL<br />

• Quantum Optics Theory Group,<br />

University of Innsbruck, AT<br />

• School of Chemistry,<br />

University of Sydney, AU<br />

• School of Mechanical Systems<br />

Engineering, Chonnam National<br />

University, Gwangjuu, KR<br />

• Science and engineering school,<br />

Jacobs University, Bremen, DE<br />

• Science et Analyse des Matériaux<br />

(SAM), Centre de Recherche<br />

Public Gabriel Lippmann,<br />

Belvaux, LU<br />

• Scuola Normale Superiore, Pisa, IT<br />

• Simulation group, Cambridge<br />

University, GB<br />

• Sony Materials Science<br />

Laboratories, Stuttgart, DE<br />

• Structural Studies Division,<br />

MRC Laboratory of Molecular<br />

Biology, Cambridge, US<br />

• Surfaces and Thin Films,<br />

University of Groningen, NL<br />

• Surface Science Research Centre,<br />

University of Liverpool, GB<br />

• T. J. Watson Research Center,<br />

IBM Research Lab,<br />

Yorktown Heights, US<br />

• Theoretical and Computational<br />

Biophysics Group, Beckman<br />

Institute, University of Illinois<br />

at Urbana-Champaign, US<br />

• Theory group, Czeck academy of<br />

sciences, CZ<br />

• Walther-Meissner-Institute,<br />

Department of Physics,<br />

Munich, DE<br />

Economy / Industry<br />

• BASF, Ludwigshafen, DE<br />

• Bell Labs, Lucent Technologies,<br />

Murray Hill, US<br />

• BioCure (Schweiz) GmbH,<br />

Rebstein, CH<br />

• Bühler AG, Uzwil, CH<br />

• Corporate Research, BASF,<br />

Strasbourg, FR<br />

• F. Hoffmann-La Roche Ltd, Roche,<br />

CH<br />

• HeiQ, Bad Zurzach, CH<br />

• IBM Zürich Research Laboratory,<br />

Rüschlikon, CH<br />

• Nanonis GmbH, Zürich, CH<br />

• Nanosurf AG, Liestal, CH<br />

• Nanoworld AG, Neuchâtel, CH<br />

• Novartis Institutes for BioMedical<br />

Research (NIBR), Cambridge, US<br />

• NTT Basic Research Laboratories,<br />

Atsugi-shi, JP<br />

• Schering AG, Berlin, DE<br />

• Sony Deutschland GmbH,<br />

Materials Science Laboratory,<br />

Stuttgart, DE<br />

Others<br />

• Cleven-Becker-Stiftung, Baar, CH<br />

• Kanton Aargau, Aarau, CH<br />

• Wake Determatology Associates<br />

<strong>Guide</strong> <strong>2013</strong> | 57


Quantum Photonics<br />

<strong>NCCR</strong> Quantum Photonics<br />

Home Institution<br />

Swiss Federal Institute of<br />

Technology, Lausanne<br />

Start of the <strong>NCCR</strong><br />

July 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Deveaud-Plédran Benoît, Prof.<br />

phone: + 41 (0)21 693 54 96<br />

benoit.deveaud-pledran@epfl.ch<br />

Deputy Director<br />

Faist Jérôme, Prof.<br />

phone: + 41 (0)44 633 72 80<br />

jerome.faist@phys.ethz.ch<br />

Project Officer<br />

Schläppy Marie-Lise, Mrs.<br />

phone: +41(0)21 693 61 14<br />

marie-lise.schlappy@epfl.ch<br />

Administration and Secretariat<br />

Vaucher Ursula, Mrs.<br />

phone: + 41 (0)21 693 54 15<br />

ursula.vaucher@epfl.ch<br />

Knowledge and Technology<br />

Transfer<br />

Schläppy Marie-Lise, Mrs.<br />

Education and Training<br />

Schläppy Marie-Lise, Mrs.<br />

Media Relations<br />

Schläppy Marie-Lise, Mrs.<br />

phone: +41(0)21 693 61 14<br />

Advancement of Women<br />

Moser Farnaz<br />

phone: +41 (0)21 693 19 81<br />

farnaz.moser@epfl.ch<br />

Berseth Nicole, Mrs.<br />

phone: +41 (0)21 693 00 78<br />

nicole.berseth@epfl.ch<br />

Andrea Fabian Montabert<br />

phone: +41 (0)21 693 00 75<br />

andrea.fabian@epfl.ch<br />

Marion Albertini<br />

phone: +41 (0)21 693 00 75<br />

marion.albertini@epfl.ch<br />

Address<br />

<strong>NCCR</strong> Quantum Photonics<br />

Post Office Box 123<br />

1015 Lausanne<br />

phone: + 41 (0)21 693 54 15<br />

fax: + 41 (0)21 693 54 10<br />

nccr-qp@epfl.ch<br />

Web Address<br />

http://nccr-qp.epfl.ch<br />

Research<br />

Quantum Optics<br />

Quantum coherence in semiconductors<br />

nanostructures<br />

H: Deveaud - Plédran B.<br />

Theory of quantum coherence<br />

in polaritonic nano devices<br />

H: Savona V.<br />

Quantum communication<br />

H: Gisin N.<br />

Single photon detectors<br />

H: Zbinden H.<br />

Coupling quantum dot spins<br />

to nano-cavities<br />

H: Imamoglu A.<br />

Quantum Devices<br />

Cavity quantum<br />

optomechanics (cQOM)<br />

H: Kippenberg T.<br />

Photonic crystals devices<br />

H: Houdré R.<br />

Heads of Individual Research Projects<br />

Deveaud-Plédran Benoit, Prof.<br />

Faist Jérôme, Prof.<br />

Gisin Nicolas, Prof.<br />

Grandjean Nicolas, Prof.<br />

Houdré Romuald, Dr.<br />

Imamoglu Atac, Prof.<br />

Keller Ursula, Prof.<br />

Kippenberg Tobias, Prof.<br />

Savona Vincenzo, Prof.<br />

Zbinden Hugo, Dr.<br />

Members of the Advisory Board<br />

Advanced Light Sources<br />

Nitride based light emitters<br />

H: Grandjean N.<br />

Quantum cascade interlevel<br />

sources<br />

H: Faist J.<br />

Ultrafast sources<br />

from near infrared to X-Rays<br />

H: Keller U.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

High Volume Production of<br />

Single Frequency Mid-Infra-<br />

Red Sources<br />

H: Faist J.<br />

TURQUOISE<br />

H: Grandjean N.<br />

Acoustocomb - Acousto-optics<br />

based optical frequency comb<br />

stabilization<br />

H: Lecomte St.<br />

Technology Platforms,<br />

Programmes etc.<br />

Science Bus<br />

Moser F.<br />

Industrial Project and 7P<br />

Programs<br />

Schläppy M.-L.<br />

Doctoral Program in Quantum<br />

Photonics<br />

Martin O.<br />

Scientific camps for young girls:<br />

7-10 and 11-13 years old<br />

Moser F.<br />

Institut de Physique de la Matière Condensée, EPF Lausanne<br />

Institut für Quantenelektronik, ETH Zürich<br />

Groupe de Physique Appliquée, Université de Genève<br />

Institut de Physique de la Matière Condensée, EPF Lausanne<br />

Institut de Physique de la Matière Condensée, EPF Lausanne<br />

Institut für Quantenelektronik, ETH Zürich<br />

Institut für Quantenelektronik, ETH Zürich<br />

Institut de Physique de la Matière Condensée, EPF Lausanne<br />

Institut de Théorie des Phénomènes Physiques, EPF Lausanne<br />

Groupe de Physique Appliquée, Université de Genève<br />

Rosencher Emmanuel, Prof. (President) ONERA, Université Paris-Sud, FR<br />

De Silvestri Sandro, Prof.<br />

Politecnico de Milano, Italy<br />

Erman Marko, Dr.<br />

Thales Communication, Orsay, FR<br />

Heffernan Jon, Dr.<br />

Sharp Laboratories, Oxford, UK<br />

Kröll Stefan, Prof.<br />

Lund Institute of Technology, Sweden<br />

Riechert Henning, Prof.<br />

Paul Drude Institut, Berlin, DE<br />

Skolnick Maurice, Prof.<br />

University of Sheffield, United Kingdom<br />

Weisbuch Claude, Prof.<br />

University of California, Santa Barbara, USA<br />

58 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Since Einstein’s famous discoveries<br />

in the early 1900s,<br />

we know that light exhibits a<br />

double nature – it can be considered<br />

as both a wave and as<br />

a stream of photons. This is<br />

the so-called quantum behavior.<br />

Particles such as electrons<br />

bear the same duality. Therefore,<br />

at an infinitesimal scale,<br />

the interaction of light with<br />

matter can be manipulated,<br />

revealing novel phenomena<br />

that might prove useful. Scientists<br />

at the <strong>NCCR</strong> Quantum<br />

Photonics conduct funda-<br />

Achievements of the previous years<br />

Research results<br />

The <strong>NCCR</strong> quantum photonics<br />

(<strong>NCCR</strong> QP) has, over its 11<br />

years of existence, been instrumental<br />

in strenghening the<br />

quality of research in photonics<br />

in Switzerland. The <strong>NCCR</strong> QP is<br />

now in its last year of operation,<br />

with scientific activities finishing<br />

at the end of June <strong>2013</strong>. The<br />

quality of the research over the<br />

course of the <strong>NCCR</strong> has been<br />

demonstrated through several<br />

key performance indicators.<br />

The <strong>NCCR</strong> QP has seen 5 new<br />

full professors, 4 new assistant<br />

professors and 2 promotions of<br />

junior group leaders. Six junior<br />

group leaders have been supported<br />

within the <strong>NCCR</strong> QP<br />

over the years. The 180 doctoral<br />

students and 120 post-doctoral<br />

fellows published more than<br />

1000 publications in peer-reviewed<br />

journals along with the<br />

98 senior researchers and the<br />

44 group/project leaders. In<br />

the last phase of the <strong>NCCR</strong> QP<br />

(2009-<strong>2013</strong>) 449 scientific presentations<br />

were made at conferences<br />

and fairs and 4 books were<br />

written. Five European Council<br />

Grants have been awarded<br />

to <strong>NCCR</strong> QP project leaders.<br />

To celebrate such outstanding<br />

results <strong>NCCR</strong> QP management<br />

organised a conference in<br />

June 2012 “Photonics without<br />

frontiers»”(http://nccr-qp.epfl.<br />

ch/page-79814-en.html), where<br />

more than 300 people attended,<br />

attracted by the presentations<br />

of 3 Nobel Prize Winners and<br />

other renowned researchers.<br />

The highlights of the <strong>NCCR</strong> QP<br />

research can be viewed at<br />

nccr-qp@epfl.ch.<br />

mental research and develop<br />

novel technologies that carry<br />

the potential for numerous<br />

future applications: quantum<br />

Cryptography guaranteeing<br />

transaction security, quantum<br />

Cascade Lasers will take<br />

part in NASA‘s Mars Exploration<br />

Program to study the<br />

red planet habitability and<br />

assess whether Mars or is an<br />

environment able to support<br />

microbial life. For the third<br />

phase 2009-<strong>2013</strong> the <strong>NCCR</strong><br />

QP the International Advisory<br />

board opted for 10 Projects<br />

covering a wide range of<br />

fields such as quantum optics,<br />

quantum devices and advanced<br />

light sources. Besides<br />

oriented research and technology<br />

transfer. The <strong>NCCR</strong><br />

Quantum Photonics also<br />

supports workshops and scientific<br />

camps for 11-13 year<br />

old girls demonstrating that<br />

mathematics and physics are<br />

rewarding. These activities<br />

promote and strengthen longterm<br />

excellence in the field of<br />

photonics in Switzerland.<br />

Technology transfer<br />

The industrial Program of the<br />

<strong>NCCR</strong> QP has had resounding<br />

success bridging the gap between<br />

fundamental research<br />

and the industry. <strong>NCCR</strong> QP<br />

scientists have created 5 startups<br />

which are still in operation<br />

today: Alpes laser, ID Quantique,<br />

Beamexpress, Attolight,<br />

and Novagan. During the second<br />

phase of the <strong>NCCR</strong> QP the<br />

7P program was created with<br />

the goal to increase the chances<br />

of <strong>NCCR</strong> QP postdoctoral fellows<br />

to gain employment in<br />

the Swiss photonic industry<br />

by funding their salaries for<br />

one year in the industry. The<br />

<strong>NCCR</strong> QP had, over the 3 project<br />

phases, 21 joint projects<br />

and 20 projects involving technology<br />

transfer with various<br />

companies.<br />

Education & training /<br />

Advancement of women<br />

The training of PhD students<br />

has been of importance in the<br />

<strong>NCCR</strong> QP and was achieved<br />

through different means, one<br />

of which was the photonics<br />

doctoral program at the EPFL.<br />

Other instruments for networking<br />

such as the tandem partner<br />

program where students were<br />

paired-up and exchanged their<br />

scientific experience over two<br />

weeks in each other’s laboratory<br />

have been very well received<br />

and successful.<br />

Collaboration with the EPFL’s<br />

equal opportunity office and the<br />

<strong>NCCR</strong> MICS resulted in many<br />

initiatives to promote women in<br />

science and encourage young<br />

people towards science careers.<br />

Yearly «girls only» programs<br />

are run at the EPFL with<br />

the goal of introducing girls to<br />

scientific disciplines, increase<br />

their confidence and faith in<br />

their own abilities and breaking<br />

gender stereotypes. The<br />

evaluation of these programs is<br />

very positive and many young<br />

people are repeat participants.<br />

The activities are fully booked<br />

a year before they take place<br />

and have received praise from<br />

the press, the parents and the<br />

children alike. The Polytèque<br />

has been created in order for<br />

young people to have access<br />

to scientific media. The science<br />

bus has been touring the<br />

French-speaking Switzerland<br />

for months in Vaud, Neuchâtel,<br />

Valais and Jura with 2500<br />

children partaking in scientific<br />

activities.<br />

Women advancement has been<br />

fostered through mentoring<br />

and career planning programs,<br />

meetings with role models,<br />

some of which Nobel Prize<br />

Winners, practical information<br />

such as child care strategies,<br />

funding, associations and mentorships.<br />

Courses to improve<br />

specific desirable skills and<br />

opportunities for networking<br />

have been organized. Within<br />

the <strong>NCCR</strong> QP 29 % of PhD<br />

students were females, 40 % of<br />

postdoctoral fellows and 10 %<br />

of group leaders.<br />

Overall, the <strong>NCCR</strong> funding<br />

instrument has been of tremendous<br />

benefit to the field of<br />

photonics in Switzerland.<br />

Further information see<br />

http://nccr-qp.epfl.ch<br />

Third Party Cooperation<br />

Programmes<br />

• CLERMONT4<br />

• COST P21<br />

• COST288<br />

• EPIXNET<br />

• EU CA-QUROPE<br />

• EU-ANSWER<br />

• IST-VISTA<br />

• NanoTera<br />

• NITWAVE<br />

• OFSESA<br />

• Q-CERT<br />

• QON<br />

• STIMSCAT<br />

• STREP-Sinphonia<br />

• Teramobile<br />

• ULTRAGAN<br />

• University of Cologna,<br />

Germany, SFB 956<br />

Research Institutions<br />

• Abteilung Festkörperphysik,<br />

Universität Magdeburg,<br />

Magdeburg, DE<br />

• Advanced Technology and<br />

Nanoscience, Trieste, IT<br />

• Applied Physics Integrated Optics<br />

Group, Paderborn University, DE<br />

• Centre d’Etudes de Saclay, CEA,<br />

Gif-sur-Yvette, FR<br />

• Centre for Quantum Technologies,<br />

National University of Singapore, SG<br />

• Centre Lasers Intenses et<br />

Applications, University of<br />

Bordeaux, FR<br />

• Clarendon Laboratory,<br />

University of Oxford, GB<br />

• Department of Applied Physics,<br />

Stanford University, Palo Alto, US<br />

• Department of Chemistry,<br />

Massachusetts Institute<br />

of Technology, Boston, US<br />

• Department of Chemistry,<br />

Princeton University, US<br />

• Department of Electrical<br />

and Electronical Engineering,<br />

University of Bristol, GB<br />

• Department of Electrical<br />

Engineering, Cornell University,<br />

Ithaca, US<br />

• Department of Management<br />

and Engineering, University of<br />

Linkoping, SE<br />

• Department of Physics and<br />

Astronomy, Aarhus University, DK<br />

• Department of Physics and<br />

Astronomy, Cardiff University, GB<br />

• Department of Physics and Astronomy,<br />

University of Calgary, CA<br />

• Department of Physics and<br />

Astronomy, University of<br />

Rochester, US<br />

• Department of Physics,<br />

Harvard University, Cambridge, GB<br />

• Department of Physics,<br />

Università di Trento, IT<br />

• Department of Physics,<br />

University of Torino, IT<br />

• Department of Physics, Max-<br />

Planck-Institut für Quantenoptik,<br />

Garching, DE<br />

• Department of Optoelectronics<br />

and Instrumentation Group, PC<br />

University de Rio, Rio de Janerio, BR<br />

• Dipartimento Fisica della Materia<br />

e Tecnologie Fisiche Avanzate,<br />

University of Messina, IT<br />

• Dipartimento di Fisica A. Volta,<br />

University of Pavia, IT<br />

<strong>Guide</strong> <strong>2013</strong> | 59


Quantum Photonics<br />

<strong>NCCR</strong> Quantum Photonics<br />

• Engineering School, University of<br />

Alcala-Madrid, Alcala de Henares, ES<br />

• Foundation for Fundamental<br />

Research on Matter (FOM),<br />

Amsterdam, NL<br />

• Fraunhofer IAF Freiburg, DE<br />

• Ginzton Lab, Stanford University, US<br />

• Institut für Kernphysik,<br />

Universität Frankfurt, DE<br />

• Institut für Physik, Theoretische<br />

Physik, Berlin, DE<br />

• Institut für Physikalische Chemie,<br />

Universität Würzburg, DE<br />

• Institute of Photonic Science,<br />

University of Barcelona, ES<br />

• Institute of Photonics and<br />

Nanotechnology, Italian National<br />

Research Council, Roma, IT<br />

• Institute of Technology,<br />

University of Lund, DK<br />

• Laboratoire Aimé Cotton,<br />

University of Paris-Sud, Orsay, FR<br />

• Laboratoire de Chimie de la<br />

matière condensée de Paris, Ecole<br />

National de Chimie de Paris, FR<br />

• Laboratoire d’Etude des<br />

Microstructures, l’Office National<br />

d’Études et Recherches<br />

Aérospatiales, Chatillon, FR<br />

• Laboratoire Kastler-Brossel, Ecole<br />

Normale Superior, Paris, FR<br />

• Laboratoire Physique de<br />

Nanostructures, Marcoussis, FR<br />

• Laboratoire Physique du Solide,<br />

Université de Toulouse,<br />

Montpellier, FR<br />

• l’Ecole Polytechnique,<br />

University of Nice, FR<br />

• Lund Laser Center,<br />

STINT Lund University, SE<br />

• Matériaux et Phénomènes<br />

Quantiques, University of Paris<br />

Diderot, FR<br />

• Max Planck Institute for the<br />

Physics of Complex Systems,<br />

Dresden, DE<br />

• National Research Group,<br />

University of Lecce, IT<br />

• Optoelectronics Department,<br />

University of Ulm, DE<br />

• Photonics and Semiconductor<br />

Nanophysics, University<br />

of Technology Eindhoven, NL<br />

• Quantum Optics, Institute of<br />

Photonic Sciences, Barcelona, ES<br />

• School of Engineering and<br />

Applied Science, Yale University,<br />

New Haven, US<br />

• Unité de Formation et de<br />

Recherche en Physique, Université<br />

Claude Bernard Lyon, FR<br />

Economy / Industry<br />

• Aerodyne Research Inc, Billerica, US<br />

• Avalon, Zurich, CH<br />

• Beamexpress, Lausanne, CH<br />

• CSEM, Neuchâtel, CH<br />

• Dätwyler/Silitec, Boudry, CH<br />

• Daylight Solutions, Poway, US<br />

• Delong Instruments a.s., Brno, CZ<br />

• Exalos AG, Schlieren, CH<br />

• EXFO Inc., Ontario, CA<br />

• Id Quantique SA, Geneva, CH<br />

• Laboratoire Optique Electronique<br />

Appliquée (OPEA), Vincennes, FR<br />

• Lasag Inc, Thun, CH<br />

• Lovalite, Besancon, FR<br />

• Namiki Precision Jewel Co., Tokyo, JP<br />

• Novagan, Lausanne, CH<br />

• Phocone AG, Zurich, CH<br />

• Rolex SA, Geneva, CH<br />

• SolSens, Bern, CH<br />

• Swisscom Group, Geneva, CH<br />

• Wilco AG, Wohlen, CH<br />

Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 3 905 000 2 825 000 1 700 000 2 055 000 10 485 000 31<br />

Self-funding from home<br />

institution 2 2 539 220 2 366 459 1 358 663 1 299 000 7 563 342 22<br />

Self-funging from project<br />

participants<br />

4 967 272 4 011 920 2 231 002 2 000 000 13 210 194 39<br />

Third-party funding 3 1 035 728 648 739 608 632 500 000 2 793 099 8<br />

Total 12 447 220 9 852 118 5 898 297 5 854 000 34 051 635 100<br />

Personnel 4<br />

1<br />

Included funding of economic stimulus package and transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 12 projects have been funded by CTI at a total amount<br />

of 13.5 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Scheffold Frank, Prof. (Chair)<br />

Baets Roel, Prof.<br />

Ebeling Karl Joachim, Prof.<br />

Forchel Alfred, Prof.<br />

Knop Karl, Dr.<br />

Mourou Gérard, Prof.<br />

Osterwalder Jürg, Prof.<br />

Rarity John G., Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

FR DE IT ES CA<br />

Management 1.5 5 2 50 2 50 2 1 0 0 0 0 1<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 43 6 14 37 86 11 4 11 4 1 1 11<br />

Postdoctoral students 28 7 25 21 75 2 8 2 7 1 2 7<br />

Research associates 0 0 0 0 0 0 0 0 0 0 0 0<br />

Senior researchers 6 37 2 5 35 95 14 6 6 2 0 0 9<br />

Other staff 28 16 57 12 43 22 4 0 0 2 0 1<br />

Total 137.50 33 24 107 76 51 23 19 13 4 3 29<br />

Type of output 7<br />

Totals<br />

Publications > 1010 Peer-reviewed | 132 Not peer-reviewed | 105 Anthology articles | 20 Books | 14 Reports 1281<br />

Presentations at congresses > 1467<br />

Cooperations > 77 Programmes | 92 Research institutions | 69 Private sector | 2 Other 240<br />

Transfer activities > 34 Patents | 2 Licenses | 5 Start-ups 8 | 11 Prototypes/processes | 12 CTI-projects 9 64<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Information Technology, Universiteit Gent, BE<br />

Rektor der Universität Ulm, DE<br />

Technische Physik, Universität Würzburg, DE<br />

CSEM Zurich, CH<br />

ENSTA, Ecole Polytechnique, Paris, FR<br />

Swiss National Science Foundation, Berne, CH<br />

Electrical and Electronic Engineering, Bristol University, GB<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71,<br />

sbachmann@snf.ch<br />

60 | <strong>Guide</strong> <strong>2013</strong>


Molecular Ultrafast<br />

Science and Technology<br />

<strong>NCCR</strong> MUST<br />

Home Institutions<br />

ETH Zurich, University of Bern<br />

Start of the <strong>NCCR</strong><br />

July 1, 2010<br />

Research<br />

Application of Ultrafast<br />

Spectroscopic Techniques for<br />

Investigating Liquid Interfaces<br />

and Photoinduced Electron<br />

Transfer Reactions<br />

Head: Vauthey E.<br />

Charge Transfer Reactions<br />

at Molecular Interfaces<br />

H: Girault H.<br />

Coherent Control in<br />

Complex Molecular Systems<br />

H: Wolf J.-P.<br />

Dynamics of Light-Induced<br />

Interfacial Electron Transfer<br />

and Charge Transport<br />

in Molecular Materials<br />

H: Moser J.-E.<br />

Electronic and Structural<br />

Dynamics of Chemical<br />

and Biological Systems<br />

H: Chergui M.<br />

Heads of Individual Research Projects<br />

Abela Rafael, Dr.<br />

Beaud Paul, Dr.<br />

Chergui Majed, Prof.<br />

Feurer Thomas, Prof.<br />

Gerber Thomas, Dr.<br />

Girault Hubert, Prof.<br />

Hamm Peter, Prof.<br />

Hengsberger Matthias, Dr.<br />

Keller Ursula, Prof.<br />

Meuwly Markus, Prof.<br />

Moser Jacques-E., Prof.<br />

Osterwalder Jürg, Prof.<br />

Patterson Bruce, Dr.<br />

Röthlisberger Ursula, Prof.<br />

Vanicek Jiri, Prof.<br />

Vauthey Eric, Prof.<br />

Wolf Jean-Pierre, Prof.<br />

Femtosecond and Attosecond<br />

VUV-XUV Spectroscopy<br />

H: Keller U.<br />

Femtosecond IR Spectroscopy<br />

Research<br />

H: Hamm P.<br />

Intense THz Science<br />

and Spectroscopy<br />

H: Feurer Th.<br />

Nonlinear Ferntosecond<br />

Spectroscopy and Time<br />

Resolved Photo- Electron<br />

Spectroscopy<br />

H: Gerber Th.<br />

Pilot Time-Resolved<br />

Experiments for the SwissFEL<br />

H: Patterson B., Abela R.<br />

Quantitative<br />

Atomistic Simulations<br />

H: Meuwly M.<br />

Simulations of Ultrafast<br />

Quantum Dynamics in Gas<br />

and Condensed Phase<br />

H: Röthlisberger U.<br />

Theoretical Methods for<br />

Ultrafast Quantum Dynamics<br />

H: Vanicek J.<br />

Ultrafast Dynamics<br />

on Surfaces<br />

H: Hengsberger M.,<br />

Osterwalder J.<br />

Ultrafast Structural<br />

Dynamics Observed<br />

with Femtosecond X-Rays<br />

H: Beaud P.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Two-Pulse<br />

H: Feurer Th.<br />

High-power THz generation in<br />

organic crystals based on eonventional<br />

Ti:Sapphire laser<br />

technology<br />

H: Hauri Chr., Abela R.<br />

Paul Scherrer Institut PSI, Villigen<br />

Paul Scherrer Institut PSI, Villigen<br />

Laboratory of Ultrafast Spectroscopy (LSU) EPF Lausanne<br />

Institut für Angewandte Physik, Universität Bern<br />

Paul Scherrer Institut PSI, Villigen<br />

Laboratoire d‘électrochimie Physique et Analytique (LEPA),<br />

EPF Lausanne<br />

Physikalisch-Chemisches Institut, Universität Zürich<br />

Physik-Institut, Universität Zürich<br />

Institut für Quantenelektronik, ETH Zurich<br />

Departement Chemie, Universität Basel<br />

Institut des Sciences et Ingénierie Chimiques (ISIC), EPF Lausanne<br />

Physik-Institut, Universität Zürich<br />

Paul Scherrer Institut PSI, Villigen<br />

Laboratoire de Chimie et Biochimie Computationnelles (LCBC),<br />

EPF Lausanne<br />

Laboratoire de Chimie Physique Théorique (LPTC), EPF Lausanne<br />

Département de Chimie Physique, Université de Genève<br />

GAP-Biophotonics, Université de Genève<br />

<strong>NCCR</strong> Management<br />

Director<br />

Keller Ursula, Prof.<br />

phone: +41 (0) 44 633 21 46<br />

keller@phys.ethz.ch<br />

Co-Director (Uni BE)<br />

Deputy Director<br />

Feurer Thomas, Prof.<br />

phone: +41 (0) 31 631 89 13<br />

thomas.feurer@iap.unibe.ch<br />

Scientific Officer<br />

van Beilen Volland Jan, Dr.<br />

phone: +41 (0) 44 633 29 90<br />

jan.vanbeilen@phys.ethz.ch<br />

Outreach Officer<br />

Garry Anna, Dr.<br />

phone: +41 (0) 44 633 37 20<br />

anna.garry@phys.ethz.ch<br />

Finances and administration<br />

Bachmann Susanne, Ms.<br />

phone: +41 (0) 44 633 36 02<br />

susanne.bachmann@phys.ethz.ch<br />

Knowledge and Technology<br />

Transfer<br />

Harder Christoph, Dr.<br />

phone: +41 (0) 79 219 90 51<br />

charder@swissonline.ch<br />

Education and Training<br />

Wolf Jean-Pierre, Prof.<br />

phone : +41 (0) 22 379 05 03<br />

jean-pierre.wolf@unige.ch<br />

Advancement of Women<br />

Röthlisberger Ursula, Prof.<br />

phone: + 41 (0) 21 693 03 21<br />

ursula.roethlisberger@epfl.ch<br />

Garry Anna, Dr.<br />

phone: +41 (0) 44 633 05 03<br />

Address<br />

ETH Zürich<br />

<strong>NCCR</strong> - MUST<br />

IQE/ULP- HPT H3<br />

Wolfgang-Pauli-Str.16<br />

8093 Zurich<br />

phone: +41 (0) 44 633 36 02<br />

info@nccr-must.ch<br />

Web Address<br />

http://www.nccr-must.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 61


Molecular Ultrafast Science<br />

and Technology<br />

<strong>NCCR</strong> MUST<br />

Third Party Cooperation<br />

Programmes<br />

• microCoR (COST)<br />

• Detailed Chemical Kinetic Models<br />

For Cleaner Combustion (COST)<br />

• Germaine de Stael (SATW)<br />

• IFP MUST (FP7 COFUND)<br />

• NAMDIATREAM (FP7)<br />

• HINTS (FP7)<br />

Research Institutions<br />

• Advanced Photonics Research<br />

Institute, Gwuangju, KR<br />

• AIDA, Karlsruhe Institute of<br />

Technology, Karlsruhe, DE<br />

• Applied synthetic chemistry, Vienna<br />

University of Technology, Vienna, AT<br />

• CELIA, Université de Bordeaux,<br />

Bordeaux, FR<br />

• Chemistry, Princeton<br />

University, Princeton, US<br />

• Chemistry, University<br />

of Madison, Madison, US<br />

• CNRS - Département NANO,<br />

Université de Bourgogne Dijon,<br />

Dijon, FR<br />

• Combustion Research Facility,<br />

Sandia National Laboratories,<br />

Livermore, US<br />

• Departamento de Quimica,<br />

Universidad Autonoma Madrid,<br />

Madrid, ES<br />

• Department of Chemistry, Durham<br />

University, Durham, GB<br />

• Department of Chemistry, Stanford<br />

University, Stanford, US<br />

• Department of Chemistry,<br />

University of North Carolina,<br />

Chapel Hill, US<br />

• Department of Chemistry, University<br />

of Wisconsin, Madison, US<br />

• Department of Chemistry &<br />

Pharmacy, University Erlangen-<br />

Nürnberg, Erlangen, DE<br />

• Department of Physics, Ben-<br />

Gurion University, Beer-Sheva, IL<br />

• Department of Physics, University<br />

of Ljubljana, Ljubljana, SI<br />

• Department of Physics, Università<br />

degli Studi di Roma, Roma, IT<br />

• Department of Physics and Astronomy,<br />

Aarhus University, Aarhus, DK<br />

• Department of Physics and<br />

Astronomy, University of<br />

Rochester, Rochester, US<br />

• Dipartimento di Fisica, Politecnico<br />

di Milano, Milano, IT<br />

• Experimentalphysik, Free<br />

University Berlin, Berlin, DE<br />

• Faculty of Science and Technology,<br />

University of Twente, Enschede, NL<br />

• Fakultät für Physik, University<br />

Konstanz, Konstanz, DE<br />

• Freiburg Institute for Advanced<br />

Studies, Freiburg, DE<br />

• Fundamental & Computational<br />

Sciences, Pacific Northwest<br />

National Laboratory, Richland, US<br />

• Geballe Lab for Advanced<br />

Materials, Stanford University,<br />

Stanford, US<br />

• Institute Methods and<br />

Instrumentation for Synchrotron<br />

Radiation Research, Helmholtz<br />

Zentrum Berlin, Berlin, DE<br />

• Institute of Physical Chemistry,<br />

University Wuerzburg, Würzburg, DE<br />

• Institute of Technology and<br />

Chemistry, Massachusetts Institute<br />

of Technology, Cambridge, US<br />

Topics<br />

The National Centre of<br />

Competence in Research<br />

(<strong>NCCR</strong>) “MUST – Molecular<br />

Ultrafast Science and<br />

Technology” opens up new<br />

perspectives for the study<br />

of molecular systems and<br />

time-resolved structural<br />

investigations in physics,<br />

chemistry and biology. The<br />

<strong>NCCR</strong> MUST focuses on the<br />

multidisciplinary development<br />

of experimental and<br />

theoretical tools. Therefore<br />

researchers will investigate<br />

chemical reactions and energy-transfer<br />

processes at<br />

the atomic and molecular<br />

level, as well as electron<br />

and proton transfer processes<br />

with ultra short temporal<br />

and spatial resolution.<br />

A deeper understanding of<br />

matter at microscopic level<br />

is crucial for dealing with<br />

important social challenges<br />

such as the quest for alternative<br />

energy sources, the<br />

synthesis of complex functional<br />

medicines and the<br />

development of new electronic<br />

devices.<br />

62 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 3 Year 4 Total %<br />

SNSF funding 1 5 510 000 3 990 000 4 385 000 3 895 000 17 780 000 46<br />

Self-funding from home<br />

institution 2 1 280 000 1 230 000 1 030 000 1 030 000 4 570 000 12<br />

Self-funding from<br />

University of Bern<br />

585 000 535 000 535 000 535 000 2 190 000 6<br />

Self-funding from project<br />

participants<br />

3 320 991 3 975 122 3 451 050 3 449 050 14 196 213 37<br />

Third-party funding 3 0 77 770 0 0 0 0<br />

Total 10 695 991 9 807 892 9 401 050 8 909 050 38 736 213 100<br />

Personnel 4<br />

1<br />

Included funding of transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 2 projects have been funded by CTI at a total amount<br />

of 2.3 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Scheffold Frank, Prof (Chair)<br />

Chen Peter, Prof.<br />

de Vivie-Riedle Regina, Prof.<br />

Elsaesser Thomas, Prof.<br />

Falcone Roger W., Prof.<br />

Leutwyler Samuel, Prof.<br />

Mukamel Shaul, Prof.<br />

Parker Anthony W., Prof.<br />

Sundström Villy, Prof<br />

Wolf Martin, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE IT FR GB US<br />

Management 3.8 5 5 56 4 44 6 2 0 0 1 0 0<br />

Master students 1 1 100 0 0 0 0 0 1 0 0 0<br />

Doctoral students 41 14 34 27 66 11 11 3 2 0 0 15<br />

Postdoctoral students 41 11 27 30 73 5 5 7 3 4 2 17<br />

Research associates 0 0 0 0 0 0 0 0 0 0 0 0<br />

Senior researchers 6 38 4 11 34 89 19 19 4 2 0 2 3<br />

Other staff 7 0 0 7 100 5 0 0 1 0 1 0<br />

Total 131.80 35 26 102 74 46 37 14 9 5 5 35<br />

Swiss National Science Foundation, Bern, CH<br />

Swiss National Science Foundation, Bern, CH<br />

Department Chemie, Ludwig-Maximilians-Universität München, DE<br />

Max-Born-Institute, Berlin, DE<br />

Physics Department, University of California, Berkeley, US<br />

Swiss National Science Foundation, Bern, CH<br />

Department of Chemistry, University of California Irvine, US<br />

Rutherford Appleton Laboratory, Harwell Science and Innovation,<br />

Oxfordshire, UK<br />

Department of Chemical Physics, Lund University, SE<br />

Abteilung Physikalische Chemie, Fritz-Haber-Institut der MPG,<br />

Berlin, DE<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71,<br />

sbachmann@snf.ch<br />

• Institut für Kernphysik, University<br />

of Frankfurt, Frankfurt, DE<br />

• Institut für Organische Chemie,<br />

Universität Giessen, Giessen, DE<br />

• Laboratoire de Chimie Quantique,<br />

Université de Strasbourg,<br />

Strasbourg, FR<br />

• Laboratoire de Chimie Théorique,<br />

Université Joseph Fourier,<br />

Grenoble, FR<br />

• Laboratory for Functional<br />

Polymers, Swiss Federal<br />

Laboratories for Materials Science<br />

and Testing, Dübendorf, CH<br />

• Laser Labor Goettingen,<br />

Goettingen, DE<br />

• LINAC Coherent Light Source, SXR<br />

station, Stanford Linear Accelerator<br />

Center, Stanford, US<br />

• LINAC Coherent Light Source,<br />

XPP station, Stanford Linear<br />

Accelerator Center, Stanford, US<br />

• Los Alamos National Laboratory,<br />

Los Alamos, US<br />

• Lundbeck Foundation Theoretical<br />

Center for Quantum System<br />

Research, Aarhus University,<br />

Aarhus, DK<br />

• Max Planck Institute for the<br />

Physics of Complex Systems<br />

(MPIPKS), Max Planck Institute,<br />

Dresden, DE<br />

• Organic Chemistry, Bulgarian<br />

Academy of Sciences, Sofia, BG<br />

• Organic Chemistry, University of<br />

Kharkov, Kharkov, UA<br />

• Physics Department and Center of<br />

Applied Photonics, University of<br />

Konstanz, Konstanz, DE<br />

• Physics, Karlsruhe Institut of<br />

Technology, Karlsruhe, DE<br />

• Physics, Université de Bourgogne,<br />

Dijon, FR<br />

• Physics, TU-Wien, Wien, AT<br />

• Rutgers Center for Emergent<br />

Materials, Rutgers University,<br />

Piscataway, US<br />

• School of Chemical Sciences,<br />

University of Birmingham,<br />

Birmingham, GB<br />

• School of Electrical and Computer,<br />

University of Purdue, West<br />

Lafayette, US<br />

• Swiss Norwegian Beamline,<br />

European Synchrotron Radiation<br />

Facility, Grenoble, FR<br />

Economy / Industry<br />

• ABACUS Patentanwälte, Adliswil,<br />

CH<br />

• Bystronic, Niederoenz, CH<br />

• Novartis, Basel, CH<br />

• OneFive, Zurich, CH<br />

• Rainbow Photonics AG, Zurich, CH<br />

Others<br />

• European Commission, Photonics,<br />

Brussels, BE<br />

• European Photonics Industry<br />

Consortium, Paris, FR<br />

• European Technology Platform<br />

Photonics21, Brussels, BE<br />

• Innovation and Implementation<br />

Strategy Photonics21, Düsseldorf,<br />

DE<br />

• International Optoelectronics<br />

Associations, Tokyo, JP<br />

• Optical Society of America,<br />

Washington, US<br />

• Verein Schweizer Laser und<br />

Photonik Netz, Wollerau, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 63


Intelligent Robots for<br />

Improving the Quality of Life<br />

<strong>NCCR</strong> Robotics<br />

Home Institution<br />

EPF Lausanne<br />

Start of the <strong>NCCR</strong><br />

December 1, 2010<br />

<strong>NCCR</strong> Management<br />

Director<br />

Floreano Dario, Prof.<br />

Phone: + 41 (0) 21 693 52 30<br />

dario.floreano@epfl.ch<br />

Deputy Director<br />

Pfeifer Rolf, Prof.<br />

Phone: +41 (0) 44 635 43 20<br />

pfeifer@ifi.uzh.ch<br />

Managing Director<br />

Butty Anne-Christine, PhD, MBA<br />

Phone +41 21 693 10 16<br />

anne-christine.butty@epfl.ch<br />

Knowledge and Technology<br />

Transfer<br />

Robert Riener, Prof.<br />

Phone: +41 (0)44 632 66 79<br />

riener@mavt.ethz.ch<br />

Technology Transfer Officer<br />

Estier Thomas<br />

Tel +41 (0)79 503 59 61<br />

thomas.estier@epfl.ch<br />

Education and Training<br />

Auke Ijspeert, Prof.<br />

Phone: +41 (0)21 693 26 58<br />

auke.ijspeert@epfl.ch<br />

Advancement of Women<br />

Moser Farnaz<br />

Phone: +41 (0)21 693 19 81<br />

farnaz.moser@epfl.ch<br />

Media Officer<br />

Anne-Muriel Brouet<br />

Phone: +41 (0)21 693 24 42<br />

Anne-muriel.brouet@epfl.ch<br />

Communication<br />

Mayra Lirot<br />

Phone: +41 (0)21 693 69 39<br />

mayra.lirot@epfl.ch<br />

Administration Officer<br />

Tania Gonin<br />

+41 (0)21 693 11 92<br />

Tania.gonin@epfl.ch<br />

Address<br />

EPFL STI PRN-ROBOTICS<br />

ELG 231, Station 11<br />

CH-1015 Lausanne<br />

phone: +41 (0)21 693 69 39<br />

fax: +41 (0)21 693 58 59<br />

nccr-robotics@epfl.ch<br />

Web Address<br />

www.nccr-robotics.ch<br />

Research<br />

Bio-mimetic Sensing,<br />

Actuation, and Mobility<br />

Leader: Iida F.<br />

Co-leader: Ijspeert A.<br />

Neuromorphic color vision<br />

Head (H): Delbruck T.,<br />

Scaramuzza D.<br />

Sensory-motor tissues<br />

H: Floreano D., Shea H.,<br />

Lacour St., Paik J.<br />

Artificial bacteria<br />

H: Nelson B., Martinoli A.<br />

Passive dynamic locomotion<br />

H: Iida F., Pfeifer R.,<br />

Siegwart R.<br />

Learning locomotion<br />

H: Iida F.,<br />

Ijspeert A., Siegwart R., Buchli J.<br />

Adaptive morphology<br />

for mobility<br />

H: Floreano D., Ijspeert A.,<br />

Pfeifer R., Shea H.<br />

Interaction and Manipulation<br />

Leader: Billard A.<br />

Co-leader: Gassert R.<br />

Human centered robotic<br />

assistance using motion<br />

intention estimation<br />

H: Riener R., Millán J.<br />

Multi-modal haptic feedback<br />

for efficient human-machine<br />

interaction, sensory rehabilitation,<br />

and substitution<br />

H: Bleuler H.,<br />

Gassert R., Riener R.<br />

Programming by<br />

demonstration of fine<br />

manipulation<br />

H: Billard A., Gassert R.<br />

Neuromorphic motor control<br />

of interactive reaching<br />

H: Cook M., Billard A.<br />

Finger sensor skin for<br />

humanoid robot manipulation<br />

H: Lacour St., Billard A.<br />

Prosthetic Robotics<br />

Leader: Millán J.,<br />

Co-leader: Riener R.<br />

Brain-controlled robots<br />

and prosthetics<br />

H: Millán, J. Micera S., Pfeifer R.<br />

EMG-based hand prosthetics<br />

H: Pfeifer R., Millán J., Micera S.<br />

Lower extremity prosthetics<br />

H: Riener R., Billard A.<br />

Assistive walking devices<br />

for the elderly<br />

H: Bleuler H., Gassert R.<br />

Variable impedance joints<br />

for assistive devices<br />

H: Gassert R., Bleuler H.,<br />

Riener R.<br />

Implantable neuroprostheses<br />

H: Courtine G., Micera S.,<br />

Paik J., Lacour St., Millán J.<br />

Heads of Individual Research Projects and Key Researchers<br />

Billard Aude, Prof.<br />

Bleuler Hannes, Prof.<br />

Buchli Jonas, Prof.<br />

Cook Matthew, Dr.<br />

Courtine Grégoire, Prof.<br />

D‘Andrea Raffaello, Prof.<br />

Delbruck Tobias, Prof.<br />

Di Caro Gianni, Dr.<br />

Distributed Robotics<br />

Leader: Martinoli A.<br />

Co-leader: Gambardella L.<br />

Evolvable multi-cellular robots<br />

H: Floreano D., Pfeifer R.<br />

Morphology adapting<br />

to user – Roombots<br />

H: Ijspeert A., Dillenbourg P.<br />

Evaluative population-based<br />

distributed adaptation<br />

H: Martinoli A., D‘Andrea R.<br />

Model-based distributed<br />

adaptation in 3D environments<br />

H: D‘Andrea R., Gambardella L.<br />

Symbiotic human-swarm<br />

cooperation<br />

H: Gambardella L., Martinoli A.,<br />

Di Caro G.<br />

Multirobot navigation of<br />

heterogeneous robot teams<br />

with onboard sensing<br />

H: Scaramuzza D., Buchli J.,<br />

Siegwart R.<br />

Robots for Daily Life<br />

Leader: Mondada F.<br />

Co-leader: Dillenbourg P.<br />

Interaction analysis<br />

H: Dillenbourg P., Mondada F.<br />

Robots for daily life in homes<br />

H: Mondada F., Martinoli A.,<br />

Scaramuzza D.<br />

Robots for daily life<br />

in school<br />

H: Mondada F., Iida F.<br />

Institut de Microtechnique, EPF Lausanne<br />

Institut de Microtechnique, EPF Lausanne<br />

Agile and Dexterous Robotics Lab (ADRL), ETH Zürich<br />

Institut für Neuroinformatik, Universität Zürich<br />

Brain Mind Institute, EPF Lausanne<br />

Institut für Dynamische Systeme und Regelungstechnik,<br />

ETH Zürich<br />

Institut für Neuroinformatik, Universität Zürich<br />

Dalle Molle Institute for Artificial Intelligence, (IDSIA)<br />

64 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

The National Centre of<br />

Competence in Research<br />

(<strong>NCCR</strong>) “Robotics - Intelligent<br />

Robots for Improving<br />

the Quality of Life” encompasses<br />

a promising field of<br />

engineering which aims at<br />

developing new, humanoriented<br />

robotic technology.<br />

In the near future, intelligent<br />

robots will play an<br />

important role in improving<br />

quality of life. For example,<br />

“care robots” will help<br />

elderly people to stay in<br />

their familiar surroundings<br />

longer; “neuroprosthetic”<br />

and “exoprosthetic” robots<br />

will increase the mobility<br />

and autonomy of people<br />

with disabilities; “educational<br />

robots” will support<br />

the training of a new generation<br />

of scientists and<br />

engineers; “environmental<br />

robots” will keep our world<br />

cleaner and safer. In order<br />

Dillenbourg Pierre, Prof.<br />

Floreano Dario, Prof.<br />

Gambardella Luca, Prof.<br />

Gassert Roger, Prof.<br />

Iida Fumiya, Prof.<br />

Ijspeert Auke, Prof.<br />

Lacour Stéphanie, Prof.<br />

Martinoli Alcherio, Prof.<br />

Micera Silvestro, Prof.<br />

Millán José, Prof.<br />

Mondada Francesco, Dr.<br />

Nelson Bradley, Prof.<br />

Paik Jamie, Prof.<br />

Pfeifer Rolf, Prof.<br />

Riener Robert, Prof.<br />

Scaramuzza Davide, Prof.<br />

Shea Herbert, Prof.<br />

Siegwart Roland, Prof.<br />

Members of the Advisory Board<br />

Brock Oliver, Prof.<br />

Fischer Markus, Dr.<br />

Graimann Bernhard, Dr.<br />

Johnson Simon<br />

Sandini Giulio, Prof.<br />

Wood Robert, Prof.<br />

to progress towards this vision,<br />

in the first phase, the<br />

<strong>NCCR</strong> Robotics is working<br />

towards developing<br />

fundamental design principles,<br />

approaches, and<br />

technologies required for<br />

the conception and design<br />

of human-oriented robots,<br />

the materials and components<br />

they are made of, and<br />

the control methods that<br />

enable them to interface<br />

and operate with humans.<br />

These coordinated research<br />

efforts are complemented<br />

by systematic field<br />

studies targeted to better<br />

understand the psychological,<br />

societal, and economic<br />

factors involved in bringing<br />

robotic technology closer to<br />

our daily life.<br />

In order to ensure longterm<br />

benefits to society as<br />

a whole, the <strong>NCCR</strong> Robot-<br />

CRAFT, EPF Lausanne<br />

Institut de Microtechnique, EPF Lausanne<br />

Dalle Molle Institute for Artificial Intelligence (IDSIA)<br />

Institut für Robotik und Intelligente Systeme, ETH Zürich<br />

Institut für Robotik und Intelligente Systeme, ETH Zürich<br />

Institut interfacultaire de Bioingénierie (STI), EPF Lausanne<br />

Laboratory for Soft Bioelectronic Interfaces (LSBI), EPF Lausanne<br />

Institut d‘ingénierie de l‘environnement, EPF Lausanne<br />

Neuroprosthetics Centre, EPF Lausann<br />

Centre de Neuroprosthèses, EPF Lausanne<br />

Institut de Microtechnique, EPF Lausanne<br />

Institut für Robotik und Intelligente Systeme, ETH Zürich<br />

Reconfigurable Robotics Laboratory (RRL), EPF Lausanne<br />

Institut für Informatik, Universität Zürich<br />

Institut für Robotik und Intelligente Systeme, ETH Zürich<br />

Artificial Intelligence Lab (AI lab), University of Zurich<br />

Institute de Microtechnique, EPF Lausanne<br />

Institut für Robotik und Intelligente Systeme, ETH Zürich<br />

Technical University Berlin, DE<br />

Festo AG, DE<br />

Otto Bock Healthcare GmbH, DE<br />

CTI-Start-up, CH<br />

Italian Institute of Technology, IT<br />

Harvard University, USA<br />

ics aims to integrate and<br />

strengthen the Robotics<br />

educational programs at all<br />

levels in Switzerland and to<br />

utilize the innovative combination<br />

of technical, creative,<br />

and societal aspects of<br />

robotics research to at-tract<br />

young students, women<br />

and other under-represented<br />

population segments<br />

to science and engineering<br />

studies. Lastly, the<br />

<strong>NCCR</strong> Robotics will capitalize<br />

on the Swiss tradition in<br />

micro-engineering, precise<br />

manufacturing, and human-friendly<br />

technology,<br />

creating tremendous opportunities<br />

for knowledge<br />

and technology transfer at<br />

a point in history when human-oriented<br />

robotics is in<br />

a situation strategically<br />

similar to that of the nascent<br />

personal-computer industry<br />

30 years ago.<br />

Third Party Cooperation<br />

Programmes<br />

• CURVACE (FP7)<br />

• LOCOMORPH (FP7)<br />

• SSSTC_JRP<br />

• TOBI (FP7)<br />

Research Institutions<br />

• Artificial Intelligence Laboratory,<br />

University Zurich, CH<br />

• Biomedical Optics Research<br />

Lab (USZ),<br />

• Dept. of Biomedical Engineering,<br />

Khalifa University of Science,<br />

Abu Dhabi, AE<br />

• Division Microrobotics and<br />

Control Engineering, Carl von<br />

Ossietzky Universität Oldenburg,<br />

Oldenburg, DE<br />

• Interaction Design, Zürcher<br />

Hochschule der Künste,<br />

Zurich, CH<br />

• Institute of Human Movement<br />

Sciences and Sport, ETH Zurich,<br />

Zurich, CH<br />

• Institute of Neuroinformatics,<br />

University of Zurich, Zurich, CH<br />

• Institute of Plant Biology, University<br />

of Zurich, Zurich, CH<br />

• Institute of Plant Science, University<br />

of Bern, Bern, CH<br />

• Laboratoire Pluridisciplinaire de<br />

Recherche Ingénieur des Systèmes,<br />

Méchanique, Énergétique,<br />

École National Supérieure d’Ingénieurs<br />

de Bourges, Bourges, FR<br />

• Laboratory of Robotics, University<br />

of Ljubljana, Ljubljana, Sl<br />

• Microsystems for Space<br />

Technologies Laboratory,<br />

EPF Lausanne, CH<br />

• Nanomedicine Lab, University<br />

College London, London, GB<br />

• Orthopedic Center and Balgrist<br />

Tec, University Hospital Balgrist,<br />

Zurich, CH<br />

• Recherche appliquée &<br />

développement, Ecole Cantonale<br />

d’Art de Lausanne, CH<br />

• Rehabilitation Engineering Lab,<br />

ETH Zurich, Zurich, CH<br />

• Research Center on Animal<br />

Cognition, Université Paul Sabatier,<br />

Toulouse, FR<br />

• Sensory Motor Performance<br />

Program, Rehabilitation Institute<br />

of Chicago, US<br />

• Social sciences Institute, Université<br />

de Lausanne, Lausanne, CH<br />

• Space Biology Group, Swiss<br />

Federal Institute of Technology,<br />

Zurich, CH<br />

• Spinal Cord Injury Center,<br />

University Hospital Balgrist,<br />

Zurich, CH<br />

• TeleRobotics Lab,<br />

University of Utah, Utah, US<br />

• UER Médias et TIC, Haute<br />

école pédagogique, Lausanne, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 65


Intelligent Robots for<br />

Improving the Quality of Life<br />

<strong>NCCR</strong> Robotics<br />

Economy / Industry<br />

• Cyberbotics S.a.r.l, Ecublens, CH<br />

• Domo Safety, Lausanne, CH<br />

• Dynortis, Lucerne, CH<br />

• Equimodus Sàrl,<br />

La Croix sur Lutry, CH<br />

• Hocoma AG, Volketswil, CH<br />

• K-Team SA, Vallorbe, CH<br />

• The Walt Disney Company<br />

(Switzerland) GmbH, Zurich, CH<br />

Others<br />

• armasuisse, Wissenschaft und<br />

Technologie W + T, Thun, CH<br />

• Centre Suisse d’Electronique et<br />

de Microtechnique, Alpnach, CH<br />

• Département de l’instruction<br />

Publique, Genève, CH<br />

• ETH Research Grant, Zurich, CH<br />

• Independent Investigators’<br />

Research Awards, Zurich, CH<br />

• Mobsya Association,<br />

Lausanne, CH<br />

Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 3 Year 4 Total %<br />

SNSF funding 2 375 000 3 705 000 3 705 000 3 515 000 13 300 000 47<br />

Self-funding from home<br />

institution 1 641 416 537 257 1 104 246 730 671 3 013 590 11<br />

Self-funding from project<br />

participants<br />

2 436 720 2 184 708 3 619 282 3 470 582 11 711 291 42<br />

Third-party funding 2 0 45 575 71 250 71 250 188 075 1<br />

Total 5 453 136 6 472 540 8 499 778 7 787 503 28 212 956 100<br />

Personnel 3<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR US IT CN<br />

Management 2.5 4 3 60 2 40 2 0 2 0 1 0 1<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 40 5 13 35 88 11 4 2 2 3 3 19<br />

Postdoctoral students 13 1 8 12 92 1 2 1 2 0 0 7<br />

Research associates 9 2 22 7 78 4 1 1 0 1 0 3<br />

Senior researchers 5 25 2 8 23 92 8 2 1 3 3 1 7<br />

Other staff 20 12 60 8 40 15 2 0 1 0 0 3<br />

Total 109.50 25 22 87 78 41 11 7 8 8 4 40<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 2 projects have been funded by CTI at a total amount<br />

of 2.5 million CHF (cf. third table).<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Rudolf von Rohr Philipp, Prof. (Chair) Swiss National Science Foundation, Berne, CH<br />

Dillmann Rüdiger, Prof.<br />

Institute for Anthoropomatics- IAIM, Karlsruhe<br />

Institute of Technology (KIT), Karlsruhe, DE<br />

Full Robert J., Prof.<br />

Department of Integrative Biology, University of California,<br />

Berkeley, US<br />

Hägele Martin, Dr.<br />

Fraunhofer- Institut für Produktionstechnik und Automatisierung<br />

IPA, Stuttgart, DE<br />

Harwin William, Prof.<br />

School of Systems Engineering, University of Reading, UK<br />

Parker Lynne E., Prof.<br />

Department of Electrical Engineering and Computer Science,<br />

The University of Tennessee, US<br />

Reinkensmeyer David J., Prof. Department of Mechanical and Aerospace Engineering,<br />

University of California Irvine, US<br />

Shokrollahi Amin, Prof.<br />

Swiss National Science Foundation, Berne, CH<br />

Winfield Alan, Prof.<br />

Faculty of Environment and Technology, UWE Bristol, UK<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71,<br />

sbachmann@snf.ch<br />

66 | <strong>Guide</strong> <strong>2013</strong>


Quantum Science and Technology<br />

<strong>NCCR</strong> QSIT<br />

Home Institutions<br />

ETH Zurich, University of Basel<br />

Start of the <strong>NCCR</strong><br />

January 1, 2011<br />

Research<br />

Section 1<br />

Spectroscopy of single and<br />

few quantum systems<br />

Sub-section 1A:<br />

Quantum optomechanics<br />

H: Bruder C., Degen C.,<br />

Esslinger T., Kippenberg T.,<br />

Maletinsky P., Poggio M.,<br />

Treutlein P., Wallraff A.<br />

Sub-section 1B:<br />

Quantum Spintronics<br />

H: Ihn T., Blatter J., Büttiker<br />

M., Ensslin K., Faist J.,<br />

Fontcuberta i Morral A.,<br />

Fuhrer A., Imamoglu A.,<br />

Loss D., Morpurgo A., Salis G.,<br />

Schönenberger C., Warburton R.,<br />

Wegscheider W., Zumbühl D.<br />

Section 2<br />

Entanglement and strong<br />

correlation in few and many<br />

quantum systems<br />

Sub-section 2A:<br />

Atoms and molecules<br />

in lattices: New approaches<br />

to quantum simulation<br />

H: Esslinger T., Blatter J.,<br />

Bruder C., Home J., Merkt F.,<br />

Troyer M., Willitsch S.<br />

Sub-section 2B:<br />

Fractional quantum Hall<br />

states for topological quantum<br />

information processing<br />

H: Wegscheider W., Ensslin K.,<br />

Ihn T., Imamoglu A., Loss D.,<br />

Renner R., Troyer M.,<br />

Zumbühl D.<br />

Heads of Individual Research Projects and Subprojects<br />

Blatter Johann, Prof.<br />

Bölcskei Helmut, Prof.<br />

Bruder Christoph, Prof.<br />

Büttiker Markus, Prof.<br />

Christandl Matthias, Prof.<br />

Degen Christian, Prof.<br />

Ensslin Klaus, Prof.<br />

Esslinger Tilman, Prof.<br />

Faist Jérôme, Prof.<br />

Fontcuberta i Moral Anna, Prof.<br />

Section 3<br />

Hybrid quantum systems<br />

Sub-section 3A:<br />

Hybrid quantum systems<br />

using microwave<br />

frequency on-chip resonators<br />

as a coupling bus<br />

H: Wallraff A., Degen C.,<br />

Ensslin K., Ihn .T, Imamoglu A.,<br />

Loss D., Merkt F., Treutlein P.,<br />

Wood V.<br />

Sub-section 3B:<br />

Quantum repeaters for<br />

quantum communications<br />

H: Gisin N., Bölcskei H.,<br />

Christandl M., Renner R.,<br />

Wolf S., Zbinden H.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Cryptographic Randomness<br />

Extractor (CREx)<br />

H: Renner R., Gisin N.,<br />

Troyer M.<br />

Institut für Theoretische Physik, ETH Zürich<br />

Institut für Kommunikationstechnik, ETH Zürich<br />

Departement Physik, Universität Basel<br />

Département de Physique Théorique, Université de Genève<br />

Institut für Theoretische Physik, ETH Zürich<br />

Laboratorium für Festkörperphysik, ETH Zürich<br />

Laboratorium für Festkörperphysik, ETH Zürich<br />

Institut für Quantenelektronik, ETH Zürich<br />

Institut für Quantenelektronik, ETH Zürich<br />

Institut des Matériaux, EPF Lausanne<br />

<strong>NCCR</strong> Management<br />

Director<br />

Ensslin Klaus, Prof.<br />

phone: +41 (0) 44 633 22 09<br />

ensslin@phys.ethz.ch<br />

Deputy Director<br />

Esslinger Tilman, Prof.<br />

phone: +41 (0) 44 633 23 40<br />

esslinger@phys.ethz.ch<br />

Co-Director (Uni BS)<br />

Warburton Richard, Prof.<br />

phone: +41 (0) 61 267 35 60<br />

richard.warburton@unibas.ch<br />

Coordinator<br />

Blatter Ilona, Dr.<br />

Phone: +41 (0) 44 633 36 06<br />

ilona.blatter@phys.ethz.ch<br />

Knowledge and Technology<br />

Transfer<br />

Gisin Nicolas, Prof.<br />

phone: +41 22 379 65 97<br />

Nicolas.Gisin@unige.ch<br />

Rössler Johanna, Dr.<br />

phone: +41 44 633 23 00<br />

jroessler@phys.ethz.ch<br />

Education and Training<br />

Warburton Richard, Prof.<br />

phone: +41 61 267 35 60<br />

richard.warburton@unibas.ch<br />

Advancement of Women<br />

Fontcuberta i Morral Anna,<br />

Prof.<br />

phone: +41 21 693 73 94<br />

anna.fontcuberta-morral@epfl.ch<br />

Wood Vanessa, Prof.<br />

phone: +41 44 632 66 54<br />

wood@iis.ee.ethz.ch<br />

Communication<br />

Esslinger Tilmann, Prof.<br />

phone: +41 44 633 23 00<br />

esslinger@phys.ethz.ch<br />

Finances<br />

Künzel Sandra<br />

phone: +41 44 633 23 00<br />

kuenzels@phys.ethz.ch<br />

Address<br />

ETH Zurich, <strong>NCCR</strong> QSIT<br />

Laboratory for Solid State<br />

Physics, HPF E 3 (K. Ensslin)<br />

or HPF E 17 (I. Blatter)<br />

Schafmattstr. 16, 8093 Zurich<br />

phone: + 41 (0) 44 633 63 06<br />

fax: +41 (0) 44 633 11 46<br />

ilona.blatter@phys.ethz.ch<br />

Web Address<br />

www.nccr-qsit.ethz.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 67


Quantum Science and Technology<br />

<strong>NCCR</strong> QSIT<br />

Third Party Cooperation<br />

Programmes<br />

• Composing Quantum Channels<br />

(CQC / CHIST-ERA EU)<br />

• Device Independent Quantum<br />

Information Processing<br />

(DIQIP / CHIST-ERA EU)<br />

• Efficient and Reliable Superconducting<br />

Single Photon<br />

Detectors (SCOPES / Swiss-<br />

Russian Cooperation)<br />

• ERC grants (several starting<br />

and advanced grants)<br />

• EU-Marie Curie Actions<br />

(participation in several Initial<br />

Training Networks / Intra-<br />

European Fellowships)<br />

• MAQUIS<br />

(HP2C initiative / CRUS)<br />

• Optical Lattice Emulators<br />

(OLE / DARPA)<br />

• Optical Radiation Cooling and<br />

Heating in Integrated Devices<br />

(ORCHID / DARPA)<br />

• Quantum Entanglement<br />

Science and Technology<br />

(QUEST / DARPA)<br />

• Quantum InterfacES,<br />

SENsors, and Communication<br />

based on Entanglement<br />

(Q-ESSENCE / EU)<br />

• Quantum repeaters for long<br />

distance fibre-based quantum<br />

communication (QuReP / EU)<br />

• Quantum Information<br />

Entanglement-Enabled<br />

Technologies (QUIE2T / EU)<br />

• Nanodesigning of Atomic and<br />

MolEcular QUAntum Matter<br />

(NAMEQUAM – STREP/ EU)<br />

• SOLID (Solid State QI processing)<br />

Research Institutions<br />

• Austrian Institute of Technology,<br />

Vienna, AT<br />

• Consejo Superior de Investigaciones<br />

Científicas, Madrid, ES<br />

• Institut Néel, Grenoble, FR<br />

Economy / Industry<br />

• ID Quantique, Geneva, CH<br />

• IBM Research Laboratory,<br />

Rüschlikon, CH<br />

Topics<br />

The National Centre of<br />

Competence in Research<br />

(<strong>NCCR</strong>) “QSIT – Quantum<br />

Science & Technology”<br />

is active in a field, which<br />

unites the key discoveries<br />

of the 20 th century: quantum<br />

physics and information<br />

theory. In future,<br />

research in this field will<br />

strongly influence science<br />

Fuhrer Andreas, Dr.<br />

Gisin Nicolas, Prof.<br />

Home Jonathan, Prof.<br />

Ihn Thomas, Prof.<br />

Imamoglu Atac, Prof.<br />

Kippenberg Tobias, Prof.<br />

Loss Daniel, Prof.<br />

Maletinsky Patrick, Prof.<br />

Merkt Frédéric, Prof.<br />

Morpurgo Alberto, Prof.<br />

Poggio Martino, Prof.<br />

Renner Renato, Prof.<br />

Salis Gian, Dr.<br />

Schönenberger Christian, Prof.<br />

Treutlein Philipp, Prof.<br />

Troyer Matthias, Prof.<br />

Wallraff Andreas, Prof.<br />

Warburton Richard, Prof.<br />

Wegscheider Werner, Prof.<br />

Willitsch Stefan, Prof.<br />

Wolf Stefan, Prof.<br />

Wood Vanessa, Prof.<br />

Zbinden Hugo, Dr.<br />

Zumbühl Dominik, Prof.<br />

and technology. Potential<br />

applications are primarily<br />

focused in the area<br />

of computer science and<br />

sensors. The <strong>NCCR</strong> QSIT<br />

takes a multi-disciplinary<br />

approach, combining concepts<br />

from physics, chemistry,<br />

engineering and<br />

computer sciences. Researchers<br />

from many Swiss<br />

universities and basic researchers<br />

from industry<br />

work together in the <strong>NCCR</strong><br />

network. Their two common<br />

goals are to develop<br />

applications in the area of<br />

quantum information processing<br />

and to investigate<br />

new paradigms in physical<br />

basic research such as the<br />

order and states of material.<br />

IBM Research Laboratory, Rüschlikon<br />

GAP-Optique, Université de Genève<br />

Institut für Quantenelektronik, ETH Zürich<br />

Laboratorium für Festkörperphysik, ETH Zürich<br />

Institut für Quantenelektronik, ETH Zürich<br />

Laboratoire de photonique et mesures quantiques, EPF Lausanne<br />

Departement Physik, Universität Basel<br />

Departement Physik, Universität Basel<br />

Laboratorium für Physikalische Chemie, ETH Zürich<br />

Département de Physique de la Matière Condensée,<br />

Université de Genève<br />

Departement Physik, Universität Basel<br />

Institut für Theoretische Physik, ETH Zürich<br />

IBM Research Laboratory, Rüschlikon<br />

Departement Physik, Universität Basel<br />

Departement Physik, Universität Basel<br />

Institut für Theoretische Physik, ETH Zürich<br />

Laboratorium für Festkörperphysik, ETH Zürich<br />

Departement Physik, Universität Basel<br />

Laboratorium für Festkörperphysik, ETH Zürich<br />

Departement Chemie, Universität Basel<br />

Facoltà di Lugano, Scienze informatiche,<br />

Università della Svizzera italiana<br />

Department für Elektrotechnik und Informationstechnologie,<br />

ETH Zürich<br />

GAP-Optique, Université de Genève<br />

Departement Physik, Universität Basel<br />

68 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 3 Year 4 Total %<br />

SNSF funding 1 3 600 000 4 500 000 4 700 000 4 500 000 17 300 000 30<br />

Self-funding from home<br />

institution 2 4 005 000 3 505 000 3 505 000 2 505 000 13 520 000 24<br />

Self-funding from<br />

University of Basel<br />

1 255 000 1 255 000 1 255 000 1 255 000 5 020 000 9<br />

Self-funding from project<br />

participants<br />

5 000 417 5 993 833 4 996 950 4 818 350 20 809 550 37<br />

Third-party funding 0 0 120 050 51 400 171 450 0<br />

Total 13 860 417 15 253 833 14 577 000 13 129 750 56 821 000 100<br />

Personnel 3<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE IT AT CN FR<br />

Management 2.9 4 5 45 6 55 3 6 0 1 0 0 3<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 36 8 22 28 78 11 13 5 1 1 0 5<br />

Postdoctoral students 25 2 8 23 92 2 7 1 1 2 4 9<br />

Research associates 1 0 0 1 100 0 0 0 0 0 0 1<br />

Senior researchers 5 34 2 6 32 94 15 9 3 2 0 0 6<br />

Other staff 6 1 17 5 83 2 1 0 0 1 0 2<br />

Total 104.90 18 16 95 84 33 36 9 5 4 4 26<br />

1<br />

Included funding of transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

van der Marel Dirk, Prof. (Chair)<br />

Aspect Alain, Prof.<br />

Bauer Guenther, Prof.<br />

Brune Harald, Prof.<br />

Cirac Juan Ignacio, Prof.<br />

Giacobino Elisabeth, Prof.<br />

Glazman Leonid, Prof.<br />

Kouwenhoven Leo, Prof.<br />

Marcus Charles M., Prof.<br />

Scheer Elke, Prof.<br />

Scheffold Frank, Prof.<br />

Schön Gerd, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Griessen Thomas<br />

Swiss National Science Foundation, Berne, CH<br />

Institut d’Optique, Laboratoire Charles Fabry, Palaiseau, FR<br />

Institut für Halbleiter- und Festkörperphysik, Universität Linz, AT<br />

Swiss National Science Foundation, Berne, CH<br />

Max-Planck Institut für Quantenphotonik, Garching, DE<br />

Laboratoire Kastler Brossel Université, Pierre et Marie Curie, Paris, FR<br />

Dep. of Physics and Applied Physics, Yale University, New Haven, US<br />

Faculty of Applied Sciences, Delft University of Technology, NL<br />

Niels Bohr Institute (NBI), University of Copenhagen, DK<br />

FB Physik, Universität Konstanz, DE<br />

Swiss National Science Foundation, Berne, CH<br />

Institut für Theoretische Festkörperphysik, Karlsruher Institut für<br />

Technologie (KIT), DE<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 51, fax: + 41 (0)31 305 29 71<br />

tgriessen@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 69


Interactive Multimodal<br />

Information Management<br />

<strong>NCCR</strong> IM2<br />

Home Institution<br />

Idiap Research Institute,<br />

Martigny<br />

Start of the <strong>NCCR</strong><br />

January 1, 2002<br />

<strong>NCCR</strong> Management<br />

Director<br />

Bourlard Hervé, Prof.<br />

phone: + 41 (0)27 721 77 20<br />

bourlard@idiap.ch<br />

Deputy Director<br />

Ebrahimi Touradj, Prof.<br />

phone: + 41 (0)21 693 26 06<br />

touradj.ebrahimi@epfl.ch<br />

Officer<br />

Foglia François, Dr.<br />

phone: + 41 (0)27 721 77 50<br />

ffoglia@idiap.ch<br />

Knowledge and<br />

Technology Transfer<br />

Rodriguez Yann, Dr.<br />

phone: + 41 (0)27 721 77 72<br />

Education and Training<br />

Ebrahimi Touradj, Prof.<br />

phone: + 41 (0)21 693 26 06<br />

Advancement of Women<br />

Miauton Léonore , Mrs.<br />

phone: + 41 (0)27 721 77 19<br />

Communication<br />

Aymon Fournier Céline, Ms.<br />

phone: + 41 (0)27 721 77 15<br />

Address<br />

<strong>NCCR</strong> IM2<br />

Idiap Research Institute<br />

P.O. Box 592<br />

1920 Martigny<br />

phone: + 41 (0)27 721 77 11<br />

fax: + 41 (0)27 721 77 12<br />

im2@idiap.ch<br />

Web Address<br />

www.im2.ch<br />

www.nccr-im2.ch<br />

Public Relations<br />

• Newsletter IM2, www.im2.ch<br />

• IM2 Flyer<br />

• Festival “Science et Cité” 2005<br />

• Brochure IM2<br />

• Public Day at the<br />

“Foire du Valais”<br />

• “Let‘s talk about your future”<br />

Research<br />

Integrated Multimodal<br />

Processing<br />

H: Billard A.<br />

Human Centered Design and<br />

Evaluation<br />

H: Lalanne D.<br />

Social Signal Processing<br />

H: Vinciarelli A.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Automated Analysis<br />

of Visual Exploration from<br />

Wearable Videos<br />

H: Noris B.<br />

Low Complexity Binary<br />

Features for Robust-to-Noise<br />

Speaker Recognition<br />

H: Marcel S.<br />

Automatic Recommendation<br />

of Lectures and Snippets<br />

(ARoLeS)<br />

H: Popescu- Belis A.<br />

Diarizing Massive Amounts of<br />

Heterogeneous Audio (DIMHA)<br />

H: Valente F.<br />

Heads and Deputy Heads of Individual Research Projects<br />

Billard Aude, Prof.<br />

Garner Philip, Dr.<br />

Lalanne Denis, Dr.<br />

Marchand-Maillet Stéphane, Dr.<br />

Popescu-Belis Andrei, Dr.<br />

Vinciarelli Alessandro, Dr.<br />

Steering Committee<br />

Bourlard Hervé, Prof.<br />

Ebrahimi Touradj, Prof.<br />

Pasquier Jacques, Prof.<br />

Pun Thierry, Prof.<br />

van Gool Luc, Prof.<br />

Members of the Scientific Advisory Board<br />

Oviatt Sharon, Prof.<br />

Pelachaud Catherine, Prof.<br />

Peters Carol, Prof.<br />

Renals Steve, Prof.<br />

Rigoll Gerhard, Prof.<br />

Platforms,<br />

Programmes etc.<br />

Doctoral School<br />

Supervisor: Bourlard H.<br />

Co-Supervisor: Ebrahimi T.<br />

Female Fellowship: Bourlard H.<br />

Visitor exchange program<br />

with ICSI, Berkeley, US<br />

Supervisor: Bourlard H.<br />

Smart Meeting Room<br />

Supervisor: Bourlard H.<br />

Multimedia File Server<br />

Supervisor: Popescu-Belis A.<br />

LASA, EPF Lausanne<br />

Idiap Research Institute, Martigny<br />

Department of informatics, University of Fribourg<br />

Centre Universitaire d’Informatique, Université de Genève<br />

Idiap Research Institute, Martigny<br />

Idiap Research Institute, Martigny<br />

IM2 Director, Idiap Director, Professor at EPFL<br />

IM2 Deputy Director, EPFL<br />

University of Fribourg<br />

Faculty of Sciences of the University of Geneva<br />

ETHZ, Katholieke Universiteit Leuven (B)<br />

Incaa Designs, Seattle (USA<br />

CNRS, LTCI, TELECOM ParisTech (FR)<br />

Institute for Information Science and Technologies, Pisa (IT)<br />

University of Edinburgh (UK)<br />

Technische Universität, München (DE)<br />

70 | <strong>Guide</strong> <strong>2013</strong>


Third Party Cooperation<br />

Topics<br />

The National Center of<br />

Competence in Research<br />

(<strong>NCCR</strong>) on Interactive<br />

Multimodal Information<br />

Management, in short<br />

IM2, is concerned with the<br />

development of natural<br />

multimodal interfaces for<br />

human-computer interaction.<br />

By “multimodal”, we<br />

mean the different technologies<br />

that coordinate<br />

natural input modes (such<br />

as speech, pen, touch, hand<br />

gestures, head and body<br />

movements, and eventually<br />

physiological sensors) with<br />

multimedia system output<br />

(such as speech, sounds,<br />

and images). Ultimately,<br />

these multimodal interfaces<br />

should flexibly accommodate<br />

a wide range of users,<br />

tasks, and environments for<br />

which any single mode may<br />

not suffice.<br />

The field of multimodal<br />

interaction thus covers a<br />

wide range of critical activities<br />

and applications,<br />

including recognition and<br />

interpretation of spoken,<br />

written and gestural language,<br />

particularly when<br />

used to interface with multimedia<br />

information systems,<br />

and biometric user<br />

authentication (protecting<br />

information access). As addressed<br />

by IM2, management<br />

of multimedia information<br />

systems is a wide<br />

ranging and important research<br />

area that includes<br />

not only the multimodal interaction<br />

described above,<br />

but also multimedia document<br />

analysis, indexing,<br />

and information retrieval.<br />

The development of this<br />

technology is necessarily<br />

multi-disciplinary, requiring<br />

the collaborative<br />

contributions of experts in<br />

engineering, computer science,<br />

linguistics and, more<br />

recently, in social sciences<br />

and psychology.<br />

As a particular kind of<br />

complex multimodal interaction,<br />

and to foster collaboration,<br />

IM2 decided<br />

to focus on the common<br />

vision of “computer-enhanced<br />

human-to-human<br />

interaction” and, more specifically,<br />

on the analysis,<br />

understanding and retrieving<br />

of face-to-face and remote<br />

(videoconferencing)<br />

multimodal meeting data.<br />

Indeed, understanding<br />

human-human interaction<br />

is fundamental to the long<br />

term pursuit of powerful<br />

and natural multimodal<br />

interfaces for human-computer<br />

interaction. In addition<br />

to better understanding<br />

of group processes, our<br />

progresses in language and<br />

video processing, multimedia<br />

indexing, as well as the<br />

advanced tools for working<br />

with multimodal data,<br />

will improve research and<br />

development in numerous<br />

related areas.<br />

In this context, IM2 thus<br />

aims to enhance the value<br />

of multimodal meeting<br />

recordings and to make<br />

human interaction more<br />

effective in real time. These<br />

goals will be achieved by<br />

developing new tools for<br />

computer supported cooperative<br />

work and by designing<br />

new ways to search<br />

and browse meetings as<br />

part of an integrated multimodal<br />

group communication,<br />

captured from a wide<br />

range of devices. Several<br />

technology prototypes, able<br />

to record meetings and<br />

to automatically generate<br />

searchable multimedia<br />

meeting archives are<br />

now available and some<br />

of the resulting technologies<br />

are being exploited<br />

by IM2 spin-offs or have<br />

been adopted by companies<br />

working in the multiple<br />

fields of Information and<br />

Communication Technology<br />

(ICT), including, e.g.,<br />

video-conferencing and<br />

meeting facilitation. During<br />

its last 3-years phase,<br />

IM2 will further research<br />

and improve key multimodal<br />

technologies, while<br />

also testing its generalization<br />

properties on new<br />

domains related to brainstorming<br />

and tutorials. It<br />

will also investigate further<br />

new areas related to Social<br />

Signal Processing, a new<br />

research area which naturally<br />

arose from IM2.<br />

The IM2 <strong>NCCR</strong>, headed<br />

by the Idiap Research Institute<br />

in Martigny, combines<br />

many partners from<br />

a number of university institutions<br />

(EPFL, ETHZ,<br />

University of Geneva, University<br />

of Fribourg, and<br />

University of Bern), the<br />

HES (Universities of Technology)<br />

of Fribourg, Sion<br />

and Sierre, and a range of<br />

commercial companies.<br />

The <strong>NCCR</strong> also has numerous<br />

international contacts,<br />

including an agreement<br />

for the exchange of young<br />

researchers with the International<br />

Computer Science<br />

Institute (ICSI) in Berkeley,<br />

California.<br />

Programmes<br />

• 3D-COFORM<br />

• AMI (EU-FP6)<br />

• BACS (EU-FP6)<br />

• BIOMET<br />

• BioSecure<br />

• CHIRON (EU-FP6)<br />

• COMTIS<br />

• COST 2101<br />

• COST 276<br />

• COST 277<br />

• EARS<br />

• ECRYPT (EU-FP6)<br />

• ERGOMIND (EU-FP7)<br />

• EURON (EU-FP6)<br />

• GUIDE<br />

• HAPQNET<br />

• HISDOC<br />

• HOARSE<br />

• Humanitics<br />

• Humanitics II<br />

• Humavips<br />

• inEvent (149909)<br />

• IURO<br />

• MAIA (EU-FP6)<br />

• MASH (EU-FP7)<br />

• METISS<br />

• MOBIO (EU-FP7)<br />

• MUMIA (ICT COST Action)<br />

• NeuroMath (COST)<br />

• PASCAL (EU-FP6)<br />

• PASCAL2<br />

• PetaMedia (NoE EU-FP7)<br />

• Qualinet<br />

• RADHAR<br />

• SCOVIS (EU-FP7-ICT)<br />

• SIMILAR (EU-FP6)<br />

• SSPNET (NoE)<br />

• TACT (EU-FP6)<br />

• TANGO<br />

• TIVIPOL<br />

• TOBI (EU-FP7)<br />

• URUS (EU-FP6)<br />

• Vanaheim<br />

• VISMASTER (EU-FP7)<br />

Research Institutions<br />

• Agence Spatiale Européenne,<br />

Paris, FR<br />

• Center for Speech Technology<br />

Research, School of Informatics,<br />

Edinburgh, GB<br />

• Center for Vision, Speech and<br />

Signal Procession, Guildford, GB<br />

• Center for Image Science, Johns<br />

Hopkins University, Baltimore, US<br />

• Civil and Environmental<br />

Engineering, Massachusetts<br />

Institute of Technology, Boston, US<br />

• Communication and Remote<br />

Sensing Laboratory, Université<br />

catholique de Louvain, BE<br />

• CVLab, Ecole Polytechnique<br />

Federale de Lausanne, CH<br />

• Department of Applied and<br />

Computational Mathematics,<br />

California Institute of Technology,<br />

Pasadena, US<br />

• Department of Computer Science,<br />

József Attila, Szeged, HU<br />

• Department of Computer Science,<br />

University of Sheffield, GB<br />

• Department of Computing, Hong<br />

<strong>Guide</strong> <strong>2013</strong> | 71


Interactive Multimodal<br />

Information Management<br />

<strong>NCCR</strong> IM2<br />

Kong Polytechnic University, HK<br />

• Department of Computing,<br />

University of Lancaster, GB<br />

• Department of Physiology,<br />

University of Arizona, Tucson, US<br />

• Department of Psychology,<br />

University of Fribourg, CH<br />

• Universidad Politecnica de<br />

Catalunya, Barcelona, ES<br />

• Deutsche Forschungszentrum<br />

für Künstliche Intelligenz (DFKI),<br />

Kaiserslautern, DE<br />

• Deutsche Forschungszentrum<br />

für Künstliche Intelligenz (DFKI),<br />

Saarbrücken, DE<br />

• Dipartimento di Ingegneria<br />

Elettrica ed Elettronica, Università<br />

degli Studi di Cagliari, IT<br />

• French Ministry of Research<br />

and Education, University<br />

of Avignon, FR<br />

• Human Dynamics Group,<br />

MIT Media Lab, Cambridge, US<br />

• International Computer Science<br />

Institute (ICSI), Berkeley, US<br />

• Istituto per le Tecnologie<br />

Informatiche Multimediali (ITIM),<br />

CNR, Milano, IT<br />

• Laboratoire de Télécommunications<br />

et Télédétection (TELE),<br />

Université catholique<br />

de Louvain, BE<br />

• Laboratoire d’Informatique pour<br />

la Mécanique et les Sciences de<br />

l’Ingénieur (LIMSI), Paris, FR<br />

• Media Lab, Massachusetts Institute<br />

of Technology, Cambridge, US<br />

• Natural Language Processing<br />

Laboratory, Faculty of Informatics,<br />

Brno, CZ<br />

• Speech, Audio, Brisbane, AU<br />

• Transportation Centre, EPFL,<br />

Lausanne, CH<br />

• Unité de Physique Mathématique,<br />

Université catholique<br />

de Louvain, BE<br />

Economy / Industry<br />

• Alro Engineering SA, Martigny, CH<br />

• Alto-Service,<br />

Vufflens le Château, CH<br />

• Anteleon Imaging SARL,<br />

Geneva, CH<br />

• Atonce Capital Management AG,<br />

Bätterkinden, CH<br />

• Canon CH, Zürich, CH<br />

• Cinetis SA, Martigny, CH<br />

• Deutsche Telekom Laboratories,<br />

Berlin, DE<br />

• EyeP Media SA, Yverdon, CH<br />

• Fastcom Technology SA,<br />

Lausanne, CH<br />

• Fastnet, St-Sulpice, CH<br />

• France Telecom R&D, Lanion, FR<br />

• Google Inc., Mountain View, US<br />

• Ibermatica SA, Madrid, ES<br />

• IBM TJ Watson Research Center,<br />

New York, US<br />

• Ima-Sys SA, Lausanne, CH<br />

Achievements of the previous years<br />

Multimodal Processing<br />

IM2 has significantly contributed<br />

to the development<br />

of a new research<br />

field referred to as multimodal<br />

processing, which is<br />

now viewed as increasingly<br />

important at the international<br />

level. IM2 is also<br />

recognized worldwide for<br />

its contributions in related<br />

areas such as speech and<br />

language understanding,<br />

computer vision, multichannel<br />

processing and<br />

fusion, and multimedia indexing.<br />

Meeting Recordings<br />

IM2 was among the first<br />

projects worldwide to focus<br />

on multimodal meeting recordings,<br />

which is now attracting<br />

more and more<br />

attention. IM2 thus works<br />

on large multimodal meeting<br />

databases, and makes<br />

them available to the scientific<br />

community. IM2 is<br />

not only significantly contributing<br />

to the field, but is<br />

also in a good position to set<br />

up international research<br />

and development standards.<br />

Knowledge Dissemination/<br />

Technology Transfer<br />

In addition to new university<br />

courses and doctoral<br />

programs, IM2 was also<br />

among the initiators of the<br />

series of international Multimodal<br />

Interaction and<br />

Related Machine Learning<br />

Algorithms (MLMI)<br />

workshops. In 2008, it also<br />

initiated a joint summer<br />

institute in collaboration<br />

with the Affective Sciences<br />

<strong>NCCR</strong>, already resulting in<br />

new collaboration. In terms<br />

of technology transfer, IM2<br />

also fostered the creation<br />

of several start-up companies,<br />

such as Anteleon<br />

Imaging, Klewel, Kooaba,<br />

Keylemon. Thanks to IM2,<br />

Idiap Research Institute<br />

and its subsidiary IdeArk<br />

S.A. are core components<br />

of the new Economic Development<br />

strategy of the<br />

Canton of Valais.<br />

Young and Female<br />

Researchers<br />

The exchange programme<br />

supported by IM2 helped<br />

create a privileged relationship<br />

between Swiss institutions,<br />

researchers and<br />

the International Computer<br />

Science Institute (ICSI) in<br />

Berkeley/USA. IM2 has<br />

made significant efforts to<br />

increase the visibility of<br />

women active in science<br />

(public events, publications,<br />

meeting recordings).<br />

IM2 supported (until 2007)<br />

a successful Female Fellowship<br />

programme aimed<br />

specifically at boosting the<br />

careers of female researchers.<br />

Structural Impact<br />

IM2 is having a strong<br />

and visible structural impact<br />

in several of the IM2<br />

institutions. Based on its<br />

growing reputation, Idiap<br />

is now recognized by SER<br />

(Federal Government) as<br />

part of a “strategic alliance<br />

with the EPF-ETH domain”<br />

(since January 2008). This<br />

came with a joint, Idiap-<br />

EPFL development plan<br />

(signed July 2008), involving<br />

common research<br />

activities, development of a<br />

common doctoral program<br />

and including the provision<br />

for 2 to 3 new joint EPFL/<br />

Idiap assistant professor<br />

tenure track positions. In<br />

addition, the Individual<br />

Project in Brain machine<br />

Interaction yielded the<br />

creation of a new chair at<br />

EPFL. New (assistant) professor<br />

positions directly<br />

related to IM2 were created<br />

at ETHZ and University<br />

of Geneva. Finally, the<br />

University of Fribourg is<br />

seriously considering the<br />

creation of a new “institute”<br />

(Human- IST) directly leveraging<br />

on IM2 activities.<br />

Several of the IM2 partners<br />

have an excellent integration<br />

in the ERA (European<br />

Research Area) as key partners<br />

in, and often coordinators<br />

of, several key FP6 and<br />

FP7 projects.<br />

Further information see<br />

www.im2.ch<br />

72 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 1 860 000 1 100 000 1 000 000 1 810 000 5 770 000 39<br />

Self-funding from home<br />

institution 2 591 481 1 183 817 894 472 698 000 3 367 770 23<br />

Self-funding from project<br />

participants<br />

1 040 913 512 303 607 016 627 000 2 787 232 19<br />

Third-party funding 3 1 271 766 450 116 276 205 745 000 2 743 087 19<br />

Total 4 764 160 3 246 236 2 777 693 3 880 000 14 668 089 100<br />

Personnel 4<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

FR IT IR BE CN<br />

Management 3.0 5 5 33 10 67 11 0 0 0 2 0 2<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 19 5 26 14 74 2 0 4 3 0 2 8<br />

Postdoctoral students 8 1 13 7 88 2 1 1 1 0 0 3<br />

Research associates 1 0 0 1 100 0 0 0 0 0 0 1<br />

Senior researchers 6 19 2 11 17 89 5 6 3 0 3 0 4<br />

Other staff 9 1 11 8 89 7 2 0 0 0 0 2<br />

Total 59.00 14 20 57 80 27 9 8 4 5 2 20<br />

Type of output 7<br />

Totals<br />

Publications > 2011 Peer-reviewed | 7 Not peer-reviewed | 1 Anthology articles | 70 Books | 650 Reports 2739<br />

Presentations at congresses > 298<br />

Cooperations > 92 Programmes | 58 Research institutions | 87 Private sector | 12 Other 249<br />

Transfer activities > 11 Patents | 14 Licenses | 20 Start-ups 8 | 98 Prototypes/processes | 26 CTI-projects 9 169<br />

1<br />

Included funding of economic stimulus package and transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 23 projects have been funded by CTI at a total amount<br />

of 12.4 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

• Intel Corp., Santa Clara, US<br />

• Invacare International Sàrl,<br />

Gland, CH<br />

• KeyLemon SA, Martigny, CH<br />

• Logitech - Corporate Business<br />

Development, Morges, CH<br />

• Memoria, Sion, CH<br />

• Mentor Graphics Inc.,<br />

Wilsonville, US<br />

• MHT Optic Research AG,<br />

Niederhasli, CH<br />

• Microsoft, Lausanne, CH<br />

• NASA, Ames Research Center,<br />

Moffett Field, US<br />

• Nestlé Research Center, Vevey, CH<br />

• NEXThink SA, Fribourg, CH<br />

• Odermatt AG, Hunzenschwil, CH<br />

• Odysis SA, Lausanne, CH<br />

• Procedural AG, Zürich, CH<br />

• Qualcomm Inc, San Diego, US<br />

• Siemens Corporate Research,<br />

New Jersey, US<br />

• SMARTDATA SA, Martigny, CH<br />

• Sowoon Technologies Sàrl,<br />

St-Imier, CH<br />

• Spiderphone SA, Martigny, CH<br />

• SVOX AG, Zürich, CH<br />

• Swisscom SA, Berne, CH<br />

• TATA Infotech, Bombay, IN<br />

• TBS Holding AG, Pfäffikon, CH<br />

• Telecontrol AG, Bern, CH<br />

• Toyota: Charibot, CH<br />

• Toyota Motor Engineering &<br />

Manufacturing Europe,<br />

Zaventem, BE<br />

• Veovox Sàrl, Pully, CH<br />

• Vision Objects SA,<br />

Saint Luce s/Loire, FR<br />

• VisioWave SA, Ecublens, CH<br />

• VoxAccess SA, Martigny, CH<br />

Others<br />

• Armaswiss, Bern, CH<br />

• Banque Cantonale Vaudoise (BCV),<br />

Foundation, Lausanne, CH<br />

• CimArk, Sion, CH<br />

• HASLER Foundation, Bern, CH<br />

• International Standards<br />

Organization (ISO), Genève, CH<br />

• University of Applied Sciences<br />

of Fribourg, Fribourg, CH<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Rudolf von Rohr Philipp, Prof. (Chair) Swiss National Science Foundation, Berne, CH<br />

Chang Shih-Fu, Prof.<br />

Department of Electrical Engineering, Columbia University,<br />

New York, US<br />

Chua Tat-Seng, Prof.<br />

Department of Computer Science, National University of Singapore, SG<br />

Jain Ramesh, Prof.<br />

Bren School of Information and Computer Sciences,<br />

University of California, US<br />

Meng Helen Mei-Ling, Prof. Department of Systems Engineering and Engineering Management,<br />

The Chinese University of Hong Kong, HK<br />

Timmerer Christian, Prof. Universität Klagenfurt, Klagenfurt, AT<br />

Zhang Yu-Jin, Prof.<br />

Department of Electronic Engineering, Tsinghua University,<br />

Beijing, CN<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71, sbachmann@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 73


Computer Aided and<br />

Image <strong>Guide</strong>d Medical Interventions<br />

<strong>NCCR</strong> CO-ME<br />

Home Institution<br />

Swiss Federal Institute of<br />

Technology Zurich<br />

Start of the <strong>NCCR</strong><br />

July 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Székely Gábor, Prof.<br />

phone: + 41 (0)44 632 52 88<br />

szekely@vision.ee.ethz.ch<br />

Deputy Director<br />

Nolte Lutz-Peter, Prof.<br />

phone: + 41 (0)31 631 59 68<br />

lutz.nolte@istb.unibe.ch<br />

General Manager<br />

Reber Bernhard, Dr.<br />

phone: + 41 (0)44 632 05 23<br />

breber@vision.ee.ethz.ch<br />

Communication<br />

Steinmann Ruth, Mrs.<br />

phone: + 41 (0)44 632 51 63<br />

steinman@vision.ee.ethz.ch<br />

Finances<br />

Vogt Vreni, Mrs.<br />

phone: +41 (0)44 632 04 72<br />

vogt@vision.ee.ethz.ch<br />

Officer<br />

Neuenschwander Annelies, Mrs.<br />

phone: +41 (0)31 631 59 58<br />

annelies.neuenschwander@<br />

istb.unibe.ch<br />

Knowledge and<br />

Technology Transfer<br />

Nolte Lutz-Peter, Prof.<br />

phone: + 41 (0)31 631 59 68<br />

lutz.nolte@istb.unibe.ch<br />

Education and Training<br />

Reber Bernhard, Dr.<br />

Advancement of Women<br />

Thoeny Harriet, Prof.<br />

Inselspital Bern<br />

Address<br />

<strong>NCCR</strong> CO-ME<br />

ETHZ - Bildverarbeitung<br />

Sternwartstr. 7<br />

8092 Zürich<br />

phone: + 41 (0)44 632 51 63<br />

fax: + 41 (0)44 632 11 99<br />

steinman@vision.ee.ethz.ch<br />

Web Address<br />

http://co-me.ch<br />

Research<br />

Computer Aided and Image<br />

<strong>Guide</strong>d Support for the<br />

Treatment of Neurodegeneration<br />

and Brain Tumours<br />

Head: Székely G.<br />

Baur C., Hirsch S.,<br />

Koumoutsakos P.,<br />

Kroschewski R., Kurtcuoglu V.,<br />

Kuster N., Martin E.,<br />

Poulikakos D., Rudin M.,<br />

Werner B.<br />

Ophthalmology<br />

Head: Nelson B.<br />

Buechler P., Kowal J.,<br />

von Rechenberg B.<br />

Patient Specific Intervention<br />

Planning in CMF Surgery<br />

Head: Zeilhofer H.F.<br />

Baur C., Cattin P., Gross M.,<br />

Juergens P., Kowal J.,<br />

Mazza E., Reyes Aguirre M.,<br />

Scheffler K., Vetter T.,<br />

von Rechenberg B.<br />

Oto-Rhino-Laryngology<br />

Head: Caversaccio M.<br />

Baur C., Ferguson S.,<br />

Weber S., Zheng G.<br />

The Virtual Skeleton Database<br />

Head: Büchler P., Nolte L.-P.,<br />

Pfahrer M., Reyes Aguirr, M.,<br />

Székely G., Tannast M.,<br />

Thali M., Vetter T., Weber S.<br />

Heads of Individual Projects and Key Researchers<br />

Amstutz Christoph, Dr.<br />

Baur Charles, Dr.<br />

Bozinov Oliver, Dr.<br />

Büchler Philippe, Dr.<br />

Cattin Philippe, Prof.<br />

Caversaccio Marco, Prof.<br />

Ferguson Stephen, PD Dr.<br />

Gross Markus, Prof.<br />

Hirsch Sven, Dr.<br />

Jürgens Philipp, Dr.<br />

Koumoutsakos Petros, Prof.<br />

Kowal Jens, Prof.<br />

Kroschewski Ruth, Dr.<br />

Kurtcuoglu Vartan, Dr.<br />

Kuster Niels, Prof.<br />

Martin Ernst, Prof.<br />

Mazza Edoardo, Prof.<br />

Nelson Bradley, Prof.<br />

Neufeld Esra, Dr.<br />

Nitsch, Roger, Prof.<br />

Nolte Lutz-Peter, Prof.<br />

Pfahrer Marcel, Prof.<br />

Poulikakos Dimos, Prof.<br />

Reyes Aguirre Mauricio, Dr.<br />

Rudin Markus, Prof.<br />

Rudolph Tobias, Dr.<br />

Scheffler Klaus, Prof.<br />

Siebenrock Klaus, Prof.<br />

Spyros Kollias, Dr.<br />

Szczerba Dominik, Dr.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Application of Statistical<br />

Shape Modelling to Robot<br />

Assisted Spine Surgery<br />

H: Baur C.<br />

A Statistical Shape<br />

Modeling Platform for<br />

Medical Applications<br />

H: Lüthi M., Zheng G.<br />

Ophthalmology, Universitätsspital Zürich<br />

Robotic Systems Laboratory, EPF Lausanne<br />

Neurochirurgische Klinik, Universitätsspital Zürich<br />

Institute for Surgical Technology & Biomechanics, Universität Bern<br />

Medical Image Analysis Center, Universität Basel<br />

Universitätsklinik für Hals-, Nasen- und Ohrenkrankheiten,<br />

Kopf- und Halschirurgie, Inselspital Bern<br />

Institut für Biomechanik, ETH Zürich<br />

Institute for Visual Computing, ETH Zürich<br />

Institut für Bildverarbeitung, ETH Zürich<br />

Klinik für Kiefer- und Gesichtschirurgie, Kantonsspital Basel<br />

Computational Science & Engineering Laboratory, ETH Zürich<br />

Universitätsklinik für Augenheilkunde, Inselspital Bern<br />

Institut für Biochemie, ETH Zürich<br />

Institut für Energietechnik, ETH Zürich<br />

IT‘IS Laboratories, Zürich<br />

MR-Zentrum, Kinderspital Zürich<br />

Institut für Mechanische Systeme, ETH Zürich<br />

Institut für Robotik und intelligente Systeme, ETH Zürich<br />

IT‘IS Laboratories, Zürich<br />

Psychiatry Research, Universität Zürich<br />

Institute for Surgical Technology & Biomechanics, Universität Bern<br />

Berner Fachhochschule, Biel<br />

Institut für Energietechnik, ETH Zürich<br />

Institute for Surgical Technology & Biomechanics, Universität Bern<br />

Institut für Biomedizinische Technik, ETH Zürich<br />

Ophthalmology, Inselspital Bern<br />

Radiologische Physik, Kantonsspital Basel<br />

Klinik für Orthopädische Chirurgie, Inselspital Bern<br />

Neuroradiologie, Universitätsspital Zürich<br />

IT‘IS Laboratories, Zürich<br />

74 | <strong>Guide</strong> <strong>2013</strong>


Székely Gabor, Prof.<br />

Tannast Moritz, Dr.<br />

Thali Michael, Prof.<br />

Vetter Thomas, Prof.<br />

von Rechenberg Brigitte, Prof.<br />

Weber Stefan, Prof.<br />

Weller Michael, Prof.<br />

Werner Beat<br />

Zeilhofer Hans-Florian, Prof.<br />

Zheng Guoyan, Dr.<br />

Members of the Scientific Advisory Board<br />

Davies Brian, Prof.<br />

Freysinger Wolfgang, Prof.<br />

Hirsch Jan, Prof.<br />

Kikinis Ron, Prof.<br />

Metaxas Dimitris, Prof.<br />

Taylor Chris, Prof.<br />

Thorpe Chuck, Prof.<br />

Troccaz Jocelyne, Dr.<br />

Topics<br />

Improving medical image<br />

guidance, surgical navigation<br />

and patient specific<br />

treatment through information<br />

technology are the<br />

primary goals of the Co-Me<br />

network. The methodological<br />

strengths of the <strong>NCCR</strong><br />

are simulation, navigation<br />

and instrumentation, including<br />

robotics. In its third<br />

phase Co-Me concentrates<br />

on the challenges of computer<br />

aided surgery around<br />

the head (CAS-H). It relies<br />

on selected clinical problems<br />

for driving the technological<br />

development and<br />

strengthening the clinical<br />

and commercial translation.<br />

The key questions<br />

relate to the reliability and<br />

accuracy of intervention<br />

procedures, tissue protection<br />

with regard to minimal<br />

invasive surgery, reduction<br />

of tool size and therapy<br />

development for clinical<br />

routine.<br />

A further objective is to<br />

consolidate the structural<br />

impact on the national<br />

science landscape and to<br />

phase-out the <strong>NCCR</strong> into<br />

a self-sufficient, collateral<br />

spin-off network.<br />

Institut für Bildverarbeitung, ETH Zürich<br />

Klinik für Orthopädische Chirurgie, Inselspital Bern<br />

Institut für Rechtsmedizin, Universität Zürich<br />

Graphics & Vision Research Group, Universität Basel<br />

Departement für Pferde, Tierspital der Universität Zürich<br />

Institute for Surgical Technology & Biomechanics, Universität Bern<br />

Neurologie, Universitätsspital Zürich<br />

MR-Zentrum, Kinderspital Zürich<br />

Klinik für Kiefer- und Gesichtschirurgie, Kantonsspital Basel<br />

Institute for Surgical Technology & Biomechanics, Universität Bern<br />

Imperial College London, Mechanical Engineering, London, GB<br />

Universitätsklinik für Hals-, Nasen- und Ohrenheilkunde,<br />

Innsbruck, AT<br />

University Hospital Uppsala, Dept. of Oral and Maxillofacial<br />

Surgery, Uppsala, SE<br />

Harvard Medical School, Brigham and Women’s Hospital,<br />

Boston, US<br />

University of Pennsylvania, Computer and Information Science,<br />

Philadelphia, US<br />

University of Manchester, Division of Imaging Science & Biomedical<br />

Engineering, Manchester, GB<br />

Clarkson University, Potsdam N.Y., USA<br />

Laboratoire TIMC/IMAG, Université Joseph Fourier, La Tronche, FR<br />

Third Party Cooperation<br />

Programmes<br />

• BOTMED<br />

• FP7-PEOPLE-2012-ITN (EU-FP7)<br />

• HEAR-EU<br />

• NANOMA<br />

• SpineFX<br />

Research Institutions<br />

• AO Research Institute, Davos, CH<br />

• Asclepios group, INRIA, Sophia<br />

Antipolis, FR<br />

• CAOS Lab, Vanderbilt University,<br />

Nashville, US<br />

• CMF Division, Medical<br />

University Warsaw, Katowice, PL<br />

• Dept. of CMF Surgery, University<br />

of Berne, Bern, CH<br />

• Dept. of computing, Imperial<br />

College, London, GB<br />

• Dept. of Molecular, Cell &<br />

Developmental Biology, University<br />

of California, Los Angeles, US<br />

• Dept. Oral and CMF Surgery, St.<br />

John’s Hospital, Genk, BE<br />

• Dept. Orthodontics, University<br />

North Carolina, Chapel Hill, US<br />

• Dept. Orthodontics, University of<br />

Aarhus, Aarhus, DK<br />

• Dept. Orthodontics, University of<br />

Berne, Berne, CH<br />

• Dept. Orthodontics, University of<br />

Hallym, Seoul, KR<br />

• Department of Cranio-<br />

Maxillofacial Surgery,<br />

University for Medicine<br />

and Pharmacy, Klausenburg, RO<br />

• Department of Oral and<br />

Maxillofacial Surgery, Fudong<br />

University, Shanghai, CN<br />

• Department of Oral and<br />

Maxillofacial Surgery, Groupe<br />

Hospitalier Salpêtrière Paris, FR<br />

• Department of Oral and<br />

Maxillofacial Surgery,<br />

University of Hyderabad, IN<br />

• Department of Radiology,<br />

University Hospital of Geneva,<br />

Geneva, CH<br />

• Department of Surgical Sciences,<br />

University Hospital Uppsala, SE<br />

• ESPCI ParisTech, FR<br />

• Faculty of Dentistry, Department<br />

of Oral and Maxillofacial Surgery<br />

and Traumatology, Sao Paulo<br />

State University, Araraquara, BR<br />

• Faculty of Mechanical Eningeering<br />

and Naval Architecture,<br />

University of Zagreb, Zagreb, HR<br />

Members of the Women Advisory Board<br />

Burckhardt Kathrin, Dr.<br />

Institut für Bildverarbeitung, ETH Zürich, CH<br />

Landmann-Suter Regine, Prof. Departement Forschung, Kantonsspital/Universität Basel, Basel, CH<br />

Reber Bernhard, Dr.<br />

Institut für Bildverarbeitung, ETH Zürich, CH<br />

Steinmann Ruth<br />

Institut für Bildverarbeitung, ETH Zürich, CH<br />

Thoeny Harriet, Prof.<br />

Institut für Diagnostische Radiologie, Inselspital Bern, CH<br />

Vogt Vreni, Mrs.<br />

Project Office <strong>NCCR</strong> CO-ME, ETH Zürich, CH<br />

Von Rechenberg Brigitte, Prof. Pferdeklinik, Universität Zürich, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 75


Computer Aided and<br />

Image <strong>Guide</strong>d Medical Interventions<br />

<strong>NCCR</strong> CO-ME<br />

• Faculty of Medicine, Imperial<br />

College, London, GB<br />

• Faculty of Odontostomatology,<br />

University of Health Science,<br />

Phnom Penh, KH<br />

• Graduate School of Information,<br />

Technische Universität München,<br />

Munich, DE<br />

• Hals-, Nasen-, Ohrenklinik,<br />

Kantonsspital Luzern, Luzern, CH<br />

• Harvard Medical School,<br />

Boston, US<br />

• Institute for Postgraduate Dental<br />

Education, Jönköping, SE<br />

• Institute of Pharmaceutical<br />

Sciences, ETH Zürich, Zurich, CH<br />

• IT’IS, Zurich, CH<br />

• Kiefer- und Plastische<br />

Gesichtschirurgie,<br />

Universität Frankfurt, DE<br />

• Klinik für Plastische Chirurgie,<br />

Klinikum rechts der Isar der TU<br />

München, DE<br />

• Materials Science and Technology,<br />

EMPA, St. Gallen, CH<br />

• Microsoft Research, Cambridge, GB<br />

• Molecular Cell Biology, Paul<br />

Scherrer Institute, Villigen, CH<br />

• Oncology group, Italian Hospital,<br />

Buenos Aires, AR<br />

• Ophthalmology Surgery, Animal<br />

Hospital, Zurich, CH<br />

• Oral & Macillofacial Surgery,<br />

University of Amiens, Amiens, FR<br />

• ORL, Inselspital, Bern, CH<br />

• Orthopädie, Universitäts-Kinderspital<br />

beider Basel, Basel, CH<br />

• Robotics Lab,<br />

Stanford University, US<br />

• Stanford School of Medicine,<br />

Radiological Sciences Unit,<br />

Stanford University, US<br />

• Sunnybrook Health Sciences<br />

Centre, Toronto, CA<br />

• Swiss Eye Research Foundation,<br />

Reinach, CH<br />

• University of Silesi, Katowice, PL<br />

Economy / Industry<br />

• Advanced Osteotomy Tools -<br />

AOT AG, Basel, CH<br />

• Aeon Scientific AG, Zurich, CH<br />

• ANSYS Inc. France, Lyon, FR<br />

• Atracsys SARL, Bottens, CH<br />

• Axios, Oldenburg, DE<br />

• Baur SA, St-Aubin-Sauges, CH<br />

• Bayrisches Laserzentrum,<br />

Erlangen, DE<br />

• Bien-Air Surgery SA,<br />

Le Noirmont, CH<br />

• Bracco Research Laboratory,<br />

Geneva, CH<br />

• Cadfem GmbH,<br />

Grafing b. München, DE<br />

• Camlog Holding AG, Basel, CH<br />

• CAScination AG, Bern, CH<br />

• Crisalix Sarl, Lausanne, CH<br />

• CSM Instruments SA, Peseaux, CH<br />

• Disney Research Zurich,<br />

Zurich, CH<br />

• EnHatch, Lindhurst NJ, US<br />

• Force Dimension, Lausanne, CH<br />

• GE Global Research Center,<br />

Munich, DE<br />

Achievements of the previous years<br />

Co-Me has achieved an<br />

international reputation<br />

and visibility which is also<br />

represented by the performance<br />

figures for research<br />

(950 publications with a<br />

field impact index significantly<br />

above world average:<br />

1.8), for knowledge<br />

and technology transfer (90<br />

industrial partners, 31 patents<br />

and 11 start-up companies)<br />

as well as for education<br />

and career building.<br />

Research<br />

During the past eleven<br />

years of Co-Me R&D activities,<br />

advanced cutting<br />

edge technologies and new<br />

high-fidelity surgical tools<br />

for training, planning, and<br />

intraoperative support<br />

have been developed. Their<br />

focus is on the translation<br />

to the practical use in the<br />

operating room.<br />

Some highlights are:<br />

• A successful first set of<br />

clinical trials, validating<br />

the usage of MR-guided<br />

focused ultrasound technology<br />

for the treatment of<br />

functional neurological disorders.<br />

This novel technology<br />

now opens up new horizons<br />

allowing to develop<br />

non-invasive intervention<br />

procedures for a variety of<br />

brain diseases including<br />

brain tumors.<br />

• The virtual reality based<br />

hysteroscopy training system<br />

resulting in the startup<br />

Virtamed which won<br />

the first place at the Swiss<br />

venture kick seed capital<br />

competition. A collaboration<br />

agreement with Simbionix<br />

allows the world-wide<br />

distribution of the HystSim<br />

training system.<br />

• A method for orthopedic<br />

implant design based on<br />

the statistical description of<br />

the human skeleton giving<br />

rise to high interest of implant<br />

industry.<br />

• A planning and navigation<br />

module for cranio-maxillofacial<br />

osteotomies in daily<br />

clinical routine application<br />

at the University Hospital<br />

Basel supported by the AR-<br />

TORG Center/ISTB Bern.<br />

Knowledge and<br />

Technology transfer<br />

The close cooperation between<br />

research labs and<br />

clinical sites guarantees the<br />

effective transfer of scientific<br />

results to patient care.<br />

Education and Training<br />

The <strong>NCCR</strong> Co-Me is training<br />

undergraduates, graduate<br />

students, and postdoctoral<br />

fellows for future<br />

leadership roles in teaching,<br />

research, and industry.<br />

A main achievement<br />

in the field of education is<br />

the successful establishment<br />

of Master‘s programs<br />

in biomedical engineering<br />

at ETH Zürich and the Universities<br />

of Bern and Basel,<br />

educating a continuously<br />

rising number of students<br />

every year.<br />

Several surgical seminars<br />

were established on a continuous<br />

regular basis as a<br />

platform for the transfer<br />

of Co-Me technologies into<br />

the clinical practice.<br />

Structural Impact<br />

In September 2011 the Swiss<br />

Institute for Computer Assisted<br />

Surgery (SICAS) was<br />

launched. SICAS will carry<br />

out a step-by-step take over<br />

and extend the activities of<br />

the <strong>NCCR</strong> Co-Me which<br />

will come to an end by mid<br />

<strong>2013</strong>.<br />

SICAS was created to continue<br />

the success story<br />

of the Co-Me research<br />

network as a platform<br />

for cutting-edge science<br />

in medical technologies,<br />

translational medicine,<br />

knowledge transfer, clinical<br />

usage and enterprises.<br />

It will steer follow-up projects<br />

and exploit achievements<br />

and competence.<br />

76 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 4 575 000 2 000 000 1 500 000 1 760 000 9 835 000 34<br />

Self-funding from home<br />

institution 2 1 363 114 1 249 805 1 250 925 1 360 600 5 224 444 18<br />

Self-funding from project<br />

participants<br />

2 757 609 2 795 537 3 106 159 2 909 989 11 569 294 40<br />

Third-party funding 3 363 858 767 156 1 095 068 347 130 2 573 212 9<br />

Total 9 059 581 6 812 498 6 952 152 6 377 719 29 201 950 100<br />

Personnel 4<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE GR PL US IN<br />

Management 3.5 5 4 57 3 43 5 1 0 0 0 0 1<br />

Master students 1 1 100 0 0 0 0 0 0 0 0 1<br />

Doctoral students 35 9 26 26 74 7 5 4 1 0 2 16<br />

Postdoctoral students 21 2 10 19 90 6 3 2 0 2 1 7<br />

Research associates 27 2 7 25 93 13 3 0 3 0 1 7<br />

Senior researchers 6 58 5 9 53 91 31 14 1 2 4 0 7<br />

Other staff 14 6 43 8 57 13 1 0 0 0 0 0<br />

Total 159.50 29 18 134 82 75 27 7 6 6 4 39<br />

• General Electric Health Care,<br />

Milwaukee, US<br />

• InSightec - Image <strong>Guide</strong>d<br />

Treatment Ltd., Tirat Carmel, IL<br />

• Intellect Medical, Cleveland, US<br />

• IntroMedic, Seoul, KR<br />

• KUKA Roboter GmbH,<br />

Neuenhof, CH<br />

• Materialise GmbH,<br />

Pfaffenhofen, DE<br />

• MED-EL, Starnberg, DE<br />

• Mentor Corporation,<br />

Santa Barbara, CA, US<br />

• Minolta GmbH, Langenhagen, DE<br />

• Miracor Medical Systems GmbH/<br />

Miracor Sales & Marketing GmbH,<br />

Baar, CH<br />

• Naviswiss AG, Laufen, CH<br />

• Oertli Instrumente AG,<br />

Berneck, CH<br />

• Orangedental GmbH&Co. KG,<br />

Biberach, DE<br />

• Pantec Biosolutions AG,<br />

• Polymed Medical Center,<br />

Glattbrugg, CH<br />

• pSivida Inc., Watertown MA, US<br />

• Sensoptic SA, Losone, CH<br />

• SPEAG, Zürich, CH<br />

• Steinbichler Optotechnik GmbH,<br />

Neubeuern, DE<br />

• Straumann AG, Basel, CH<br />

• Synthes AG, Oberdorf, CH<br />

• Virtamed AG, Zürich, CH<br />

• Zurich MedTech (ZMT),<br />

Zurich, CH<br />

Others<br />

• Focused Ultrasound Surgery<br />

Foundation, Charlottesville, US<br />

• openFOAM development group,<br />

Winnersh, GB<br />

Type of output 7<br />

Totals<br />

Publications > 869 Peer-reviewed | 318 Not peer-reviewed | 4 Anthology articles | 76 Books | 10 Reports 1277<br />

Presentations at congresses > 777<br />

Cooperations > 37 Programmes | 128 Research institutions | 133 Private sector | 22 Other 320<br />

Transfer activities > 32 Patents | 1 Licenses | 11 Start-ups 8 | 46 Prototypes/processes | 29 CTI-projects 9 119<br />

1<br />

Included funding of economic stimulus package and transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Not included is CTI funding. Since the start of the <strong>NCCR</strong> 29 projects have been funded by CTI at a total amount<br />

of 30.0 million CHF (cf. third table).<br />

4<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

5<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

6<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

7<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

8<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

9<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Rudolf von Rohr Philipp, Prof. (Chair) Swiss National Science Foundation, Berne, CH<br />

Bucholz Richard, Prof.<br />

Division of Neurosurgery, St. Louis University<br />

School of Medicine, US<br />

Duncan James, Prof.<br />

Department of Diagnostic Radiology, Yale University School<br />

of Medicine, New Haven, US<br />

Hirzinger Gerd, Prof.<br />

Institut für Robotik und Mechatronik, DLR Oberpfaffenhofen, DE<br />

Jolesz Ferenc A., Prof.<br />

Harvard University, Brigham & Women’s Hospital, Boston, US<br />

Lorensen Bill<br />

General Electric Corporate R&D, Niskayuna NY, US<br />

Steiger Jürg, Prof.<br />

Swiss National Science Foundation, Berne, CH<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71,<br />

sbachmann@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 77


Financial Valuation<br />

and Risk Management<br />

<strong>NCCR</strong> FINRISK<br />

Home Institution<br />

University of Zurich<br />

Start of the <strong>NCCR</strong><br />

November 1, 2001<br />

<strong>NCCR</strong> Management<br />

Director<br />

Habib Michel, Prof.<br />

phone: +41 (0)44 634 25 07<br />

michel.habib@bf.uzh.ch<br />

Deputy Director<br />

Gibson Brandon Rajna, Prof.<br />

phone: +41 (0)22 379 89 83<br />

rajna.gibson@unige.ch<br />

Loderer Claudio, Prof.<br />

phone: +41 (0)31 631 37 75<br />

claudio.loderer@ifm.unibe.ch<br />

Administrative Director<br />

Jaeger Eckart, Mr.<br />

phone: + 41 (0)44 634 39 55<br />

jaeger@nccr-finrisk.ch<br />

Research<br />

Hens Thorsten, Prof.<br />

Knowledge and<br />

Technology Transfer<br />

Vanini Paolo, Prof.<br />

Education and Training<br />

Degeorge François, Prof.<br />

Morellec Erwan, Prof.<br />

Paolella Marc, Prof.<br />

Advancement of Women<br />

Ravanelli Claudia, Dr.<br />

International Scientific Council<br />

Loubergé Henri, Prof.<br />

Communication<br />

Eckart Jaeger, Mr.<br />

Address<br />

<strong>NCCR</strong> FINRISK<br />

Voltastrasse 59<br />

8044 Zurich<br />

phone: + 41 (0)44 634 39 55<br />

fax: + 41 (0)44 634 56 37<br />

admin@nccr-finrisk.ch<br />

Web Address<br />

www.nccr-finrisk.ch<br />

Public Relations<br />

• Folder “<strong>NCCR</strong> FINRISK”<br />

• ”FINRISK Letter“<br />

• Booklet “Risk and Risky<br />

Management”<br />

• Booklet “Challenges to<br />

Executive Compensation”<br />

• Booklet “FINRISK –<br />

Competence in Finance”<br />

Research<br />

Module “Asset Pricing<br />

and Portfolio Management”<br />

Coordinator: Trojani F.<br />

Behavioural finance<br />

Head: Hens T.<br />

Macro risk, capital flows<br />

and asset pricing in<br />

international finance<br />

H: Bacchetta P.<br />

New methods in theoretical<br />

and empirical asset pricing<br />

H: Trojani F.<br />

Dynamic Asset Pricing<br />

H: Filipovic D.<br />

Module “Corporate Finance”<br />

Coordinator: Fahlenbrach R.<br />

Corporate finance,<br />

market structure and the<br />

theory of the firm<br />

H: Habib M.<br />

Heads of Individual Research Projects, Modules and Supervisors<br />

of Doctoral School<br />

Bacchetta Philippe, Prof.<br />

Barone-Adesi Giovanni, Prof.<br />

Degeorge François, Prof.<br />

Fahlenbrach Ruediger, Prof.<br />

Filipovic Damir, Prof.<br />

Gibson Brandon Rajna, Prof.<br />

Habib Michel, Prof.<br />

Hens Thorsten, Prof.<br />

Kuebler Felix, Prof.<br />

Mancini Loriano, Prof.<br />

Morellec Erwan, Prof.<br />

Paolella Marc, Prof.<br />

Rochet Jean-Charles, Prof.<br />

Scaillet Olivier, Prof.<br />

Schweizer Martin, Prof.<br />

Trojani Fabio, Prof.<br />

Members of the Advisory Board<br />

Brennan Michael, Prof.<br />

Duffie Darrell, Prof.<br />

Gourieroux Christian, Prof.<br />

Pagano Marco, Prof.<br />

Schachermayer Walter, Prof.<br />

Stulz René, Prof.<br />

Dynamic corporate finance:<br />

theory and tests<br />

H: Morellec E.<br />

Module “Risk Management”<br />

Coordinator: Mancini L.<br />

Credit risk and non-standard<br />

sources of risk in finance<br />

H: Gibson Brandon, R.<br />

Volatility and stability<br />

in financial markets<br />

H: Barone-Adesi G.<br />

Module “Quantitative<br />

Methods in Finance”<br />

Coordinator: Scaillet O.<br />

Mathematical methods in<br />

financial risk management<br />

H: Schweizer M.<br />

Financial econometrics<br />

for risk management<br />

H: Scaillet O.<br />

Computational financial<br />

economics<br />

H: Kuebler F.<br />

Ecole des HEC, Université de Lausanne<br />

Facoltà di Scienze Economiche, Università<br />

della Svizzera Italiana, Lugano<br />

Facoltà di Scienze Economiche, Università<br />

della Svizzera Italiana, Lugano<br />

Swiss Finance Institute at EPF Lausanne<br />

Swiss Finance Institute at EPF Lausanne<br />

Ecole des HEC, Université de Genève<br />

Institut für Banking und Finance, Universität Zürich<br />

Institut für Banking und Finance, Universität Zürich<br />

Institut für Banking und Finance, Universität Zürich<br />

Swiss Finance Institute at EPF Lausanne<br />

Swiss Finance Institute at EPF Lausanne<br />

Institut für Banking und Finance, Universität Zürich<br />

Institut für Banking und Finance, Universität Zürich<br />

Ecole des HEC, Université de Genève<br />

Departement Mathematik, ETH Zürich<br />

Facoltà di Scienze Economiche, Università della Svizzera Italiana,<br />

Lugano<br />

University of California, Los Angeles, US<br />

Stanford University, California, US<br />

University of Toronto, CA and CREST, Paris, FR<br />

University of Napoli, IT<br />

Universität Wien, AT<br />

Ohio State University, Colombus, US<br />

Module<br />

“Banking and Regulation”<br />

Coordinator: Rochet J-C.<br />

Systemic risk and dynamic<br />

contract theory<br />

H: Rochet J-C.<br />

Transfer projects ( strong<br />

Swiss franc package)<br />

Capital adequacy, valuation,<br />

and portfolio selection for insurance<br />

companies<br />

H: Farkas E. W.<br />

Programme<br />

Swiss Doctoral School<br />

in Finance<br />

Supervisor: Degeorge F.,<br />

Morellec, E. and Paolella, M.<br />

78 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Assessing risks and modelling<br />

their impact on<br />

agents’ micro- and macroecono<br />

mic decision-making<br />

processes represents the<br />

central theme that unites<br />

the research topics covered<br />

by FINRISK. Thus, the<br />

main research questions<br />

during its final phase III<br />

(2009-13) relate to the analysis<br />

and the modelling of<br />

risks. They are examined<br />

Achievements of the previous years<br />

In the following we identify<br />

four main areas in which<br />

substantial achievements<br />

have been generated since<br />

the start of FINRISK in<br />

2001.<br />

Research<br />

Within eleven years of ope -<br />

ration, FINRISK has led<br />

to the competitive establishment<br />

of 12 research<br />

projects in areas of great<br />

significance to the financial<br />

services industry. Our<br />

research output further<br />

comprises more than 800<br />

working papers and 500<br />

publications in internationally<br />

renowned academic<br />

journals. For detailed information<br />

on our research<br />

achievements please visit<br />

our website.<br />

Knowledge transfer<br />

FINRISK promotes a mutually<br />

beneficial dialogue<br />

between academics and<br />

practitioners interested in<br />

the application of modern<br />

finance. Through targeted<br />

publications as well as the<br />

organization of joint conferences,<br />

workshops and<br />

collaborative projects FIN-<br />

RISK has strengthened the<br />

cooperation between the<br />

Swiss universities and the<br />

financial services industry.<br />

Each year, the annual<br />

meeting organized together<br />

with the Swiss Finance Institute,<br />

attracts more than<br />

200 practitioners and features<br />

presentations by both<br />

researchers and practitioners<br />

on topics of central interest<br />

to the finance community.<br />

Education<br />

A close cooperation between<br />

the doctoral programmes<br />

in Geneva, Lausanne,<br />

Lugano and Zurich<br />

has been established over<br />

the past years. We now<br />

offer a large variety of specialised<br />

doctoral courses<br />

in finance to more than<br />

100 students from Swiss<br />

universities. Furthermore,<br />

the annual Swiss Doctoral<br />

Workshop in Finance provides<br />

an ideal forum for our<br />

in five FINRISK research<br />

modules as follows:<br />

– Asset Pricing and Portfolio<br />

Management: How<br />

do risks affect asset prices<br />

and investors’ portfolio<br />

decisions?<br />

– Corporate Finance: How<br />

do risks affect corporations’<br />

fundamental decisions?<br />

– Risk Management: How<br />

should financial and nonfinancial<br />

risks be quantified<br />

and managed?<br />

– Quantitative Methods in<br />

Finance: Which are the<br />

mathematical, sta tistical<br />

and computational tools<br />

that are necessary to provide<br />

meaningful answers<br />

to the above cited research<br />

questions?<br />

– Banking and Regulation:<br />

How to prevent systemic<br />

crises?<br />

students to present their<br />

research to a mix of local<br />

and international faculty.<br />

Ultimately, our efforts have<br />

led to the launching of the<br />

Swiss Finance Institute<br />

PhD program in finance.<br />

Structural Effects<br />

The activities of FINRISK<br />

have contributed to the fact<br />

that several Swiss universities<br />

have declared Finance<br />

to be one of their top priority<br />

research areas. In<br />

2006, the Swiss Bankers<br />

Association, recognising<br />

the importance of research<br />

and high level education<br />

in finance for the reputation<br />

of the Financial Centre<br />

Switzerland, has launched<br />

the Swiss Finance Institute<br />

that aims to secure and<br />

extend the research and<br />

educational efforts of<br />

FINRISK in the long-term,<br />

see also www.swissfinanceinstitute.ch.<br />

Further information see<br />

www.nccr-finrisk.ch<br />

Third Party Cooperation<br />

Research Institutions<br />

• A. Razmadze Mathematical<br />

Institute, Georgian Academy of<br />

Sciences, Tbilisi, GE<br />

• Booth School of Business,<br />

University of Chicago, US<br />

• Business School, Columbia<br />

University, New York, US<br />

• Business School, University of<br />

Chicago at urbana Champaign,<br />

Indiana, US<br />

• Business School, University of<br />

Minnesota, US<br />

• California Institute of Technology,<br />

Pasadena, US<br />

• Center for Computational<br />

Research in Economics and<br />

Management Science, MIT School<br />

of Management, Cambridge, US<br />

• Département de Finance,<br />

École des Hautes Études<br />

Commerciales, Montréal, CA<br />

• Département de Sciences<br />

Économiques, Université de<br />

Montréal, Montréal, CA<br />

• Département mathématiques,<br />

Université Paris Dauphine, FR<br />

• Department of Neurophysics,<br />

University of Marburg, DE<br />

• Department of Economics,<br />

London School of Economics<br />

and Political Science, GB<br />

• Department of Economics,<br />

University of Napoli, IT<br />

• Department of Economics,<br />

University of Siena, IT<br />

• Department of Finance,<br />

Bocconi University, Milan, IT<br />

• Department of Finance,<br />

Boston University, Boston, US<br />

• Department of Finance, California<br />

Institute of Technology, Caltech, US<br />

• Department of Finance, Carnegie<br />

Mellon University, Pittsburgh, US<br />

• Department of Finance, Columbia<br />

University, New York, US<br />

• Department of Finance,<br />

Duke University, Durham, US<br />

• Department of Finance, George<br />

Mason University, Fairfax, US<br />

• Department of Finance,<br />

Norwegian School of Economics<br />

and Business Administration,<br />

Bergen, NO<br />

• Department of Finance, Northwestern<br />

University, Chicago, US<br />

• Department of Finance, University<br />

of California, Berkeley, US<br />

• Department of Finance,<br />

University of Minnesota, US<br />

• Department of Finance,<br />

University of Rochester, US<br />

• Department of Finance,<br />

University of Toronto, CA<br />

• Department of Finance,Washington<br />

University, St. Louis, US<br />

• Department of Mathematics and<br />

Statistics, Boston University, US<br />

• Dipartimento di Matematica,<br />

Politecnico di Torino, IT<br />

• Division of the Humanities and Social<br />

Sciences, Caltech, Pasadena, US<br />

• ENSAE, Paris, FR<br />

• Faculty of Mathematics, University<br />

of Vienna, AT<br />

• Finance, UCLA Anderson School<br />

of Management, Los Angeles, US<br />

• Financial and Actuarial<br />

Mathematics, Vienna University<br />

of Technology, AT<br />

• Finance Department, Columbia<br />

Business School, New York, US<br />

• Finance Department,<br />

School of Business, Madison, US<br />

• Finance Department,<br />

The London Business School, GB<br />

• Fisher College of Business,<br />

Ohio State University, US<br />

• Graduate School of Business,<br />

Stanford University, US<br />

• Graduate School of Business,<br />

University of Chicago, US<br />

<strong>Guide</strong> <strong>2013</strong> | 79


• Haas School of Business, University<br />

of California, Berkeley, US<br />

• Harvard Business School, Harvard<br />

University, Massachusetts, US<br />

• Institut für Mathematik,<br />

Humboldt Universität zu Berlin, DE<br />

• Institute of Finance and Accounting,<br />

London Business School, GB<br />

• Institute of Mathematics, Fudan<br />

University, Shanghai, CN<br />

• Institut de Finance, Université<br />

Paris-Dauphine, FR<br />

• Institut für Mathematik,<br />

Technische Universität Berlin, DE<br />

• Kellogg School of Management,<br />

Northwestern University,<br />

Evanston,US<br />

• Kennedy School, Harvard<br />

University, Cambridge, US<br />

• Laboratoire de Mathématiques,<br />

Université Blaise Pascal,<br />

Clermont-Ferrand, FR<br />

• Laboratoire Finance-Assurance,<br />

CREST, Paris, FR<br />

• LMU Mathematics Institute, LMU<br />

München, DE<br />

• Mathematisch-Naturwissenschaftliche<br />

Fakultät, Christian-<br />

Albrechts-Universität zu Kiel, DE<br />

• Manchester School of Accounting and<br />

Finance, University of Manchester, GB<br />

• Paris School of Economics, FR<br />

• Research Department, European<br />

Central Bank, Frankfurt, DE<br />

• Risk Management and Insurance,<br />

Vienna University of Economics<br />

and Business, AT<br />

• School of Mathematics,<br />

University of Leeds, GB<br />

• School of Management, Boston<br />

University, US<br />

• School of Management, HEC Paris, FR<br />

• Sciences Po, Paris, FR<br />

• Simon School of Business, University<br />

of Rochester, New York,US<br />

• The Robert Day School of<br />

Economics and Finance, Claremont<br />

McKenna College, California, US<br />

• Toulouse School of Economics,<br />

University of Toulouse, FR<br />

• Vienna Graduate School of<br />

Finance, Vienna University of<br />

Economics and Business, AT<br />

• Warwick Business School, Warwick<br />

University, Coventry, GB<br />

Economy / Industry<br />

• Associazione Bancaria Ticinese,<br />

Lugano, CH<br />

• Banque Nationale de Paris (BNP)<br />

Paribas, London, GB<br />

• Caisse des Dépôts et<br />

Consignations (CDC) Ixis Capital<br />

Markets, Paris, FR<br />

• Cédric Bancaire Privée, Geneva, CH<br />

• Cortal Consors S.A., Paris, FR<br />

• Credit Suisse Group, Zurich, CH<br />

• CSS Krankenversicherungen,<br />

Luzern, CH<br />

• LGT Capital Management AG,<br />

Zürich, CH<br />

• Standard and Poors, London, GB<br />

• Swiss Life, Zurich, CH<br />

• Swissquote Bank SA, Gland, CH<br />

• UBS AG, Zurich, CH<br />

• Wilshire Associates, Los Angeles, US<br />

• Zurich Financial Services, Zürich, CH<br />

Others<br />

• Ausbildungszentrum für<br />

Experten der Kapitalanlage<br />

(AZEK), Bülach, CH<br />

• Banque de France, Paris, FR<br />

• Banca della Svizzera Italiana (BSI)<br />

Gamma Foundation, Lugano, CH<br />

• Deutsche Bundesbank, Frankfurt a.<br />

Main, DE<br />

• Federal Reserve Bank of Chicago,<br />

US<br />

• Federal Reserve Bank of New York,<br />

US<br />

• International Monetary Fund,<br />

Washington, US<br />

• P&K Stiftung, Vitznau, CH<br />

• Swiss National Bank, Bern, CH<br />

Financial Valuation<br />

and Risk Management<br />

<strong>NCCR</strong> FINRISK<br />

Statistical Input – Output Data<br />

Funding source (CHF) Year 9 Year 10 Year 11 Year 12 Total %<br />

SNSF funding 1 2 300 000 2 100 000 2 100 000 70 000 6 570 000 38<br />

Self-funding from home<br />

institution 2 969 361 1 069 293 1 574 761 859 508 4 472 923 26<br />

Self-funding from project<br />

participants<br />

1 020 500 1 314 501 1 327 593 30 000 3 692 594 22<br />

Third-party funding 546 527 345 652 486 888 956 400 2 335 467 14<br />

Total 4 836 388 4 829 446 5 489 242 1 915 908 17 070 984 100<br />

Personnel 3<br />

1<br />

Included funding of transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

6<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

7<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

8<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Foray Dominique, Prof. (Chair)<br />

Anderson Ron, Prof.<br />

Errunza Vihang R., Prof.<br />

Geman Hélyette, Prof.<br />

Gromb Denis, Prof.<br />

Linton Oliver B., Prof.<br />

Servaes Henri, Prof.<br />

Sørensen Michael, Prof.<br />

Varone Frédéric, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE IT FR CN US<br />

Management 3.2 4 6 43 8 57 5 2 2 2 0 1 2<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 59 15 25 44 75 19 8 10 2 3 0 19<br />

Postdoctoral students 23 5 22 18 78 0 6 4 2 3 3 5<br />

Research associates 2 1 50 1 50 0 0 1 0 0 0 1<br />

Senior researchers 5 68 7 10 61 90 16 11 9 13 0 1 21<br />

Other staff 5 4 80 1 20 4 0 0 0 0 0 1<br />

Total 160.20 38 22 133 78 44 27 26 19 6 5 49<br />

Type of output 6<br />

Totals<br />

Publications > 543 Peer-reviewed | 814 Not peer-reviewed | 41 Anthology articles | 3 Books | 0 Reports 1401<br />

Presentations at congresses > 2728<br />

Cooperations > 0 Programmes | 193 Research institutions | 33 Private sector | 24 Other 250<br />

Transfer activities > 0 Patents | 0 Licenses | 3 Start-ups 7 | 0 Prototypes/processes | 0 CTI-projects 8 3<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Finance, London School of Economics, GB<br />

Faculty of Management, McGill University, Montreal, CA<br />

School of Economics, Mathematics and Statistics, University<br />

of London, GB<br />

INSEAD, FR<br />

Faculty of Economics, Cambridge University, GB<br />

London Business School, GB<br />

Department of Applied Mathematics and Statistics,<br />

University of Copenhagen, DK<br />

Swiss National Science Foundation, Berne, CH<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71, sbachmann@snf.ch<br />

80 | <strong>Guide</strong> <strong>2013</strong>


The Power<br />

and Meaning of Images<br />

<strong>NCCR</strong> Iconic Criticism<br />

Home Institution<br />

University of Basel<br />

Start of the <strong>NCCR</strong><br />

October 1, 2005<br />

Research<br />

Image Boundaries and Image<br />

Sequences<br />

Head: A. Beyer<br />

Notation and Script<br />

Heads: B. Schellewald,<br />

M. Schmidt<br />

Ornament<br />

Heads: C. Spies, V. Beyer<br />

Perception, Implicit Visual<br />

Knowledge and Cognition<br />

Heads: M. Hagner,<br />

A. Schubbach<br />

Heads of Individual Research Projects<br />

Beyer Andreas, Prof.<br />

Bohn Cornelia, Prof.<br />

Gess Nicola, Prof.<br />

Hagner Michael, Prof.<br />

Hinterwaldner Inge, Dr.<br />

Holl Ute, Prof.<br />

Merz Martina, Prof.<br />

Renner Michael, Prof.<br />

Schellewald Barbara, Prof.<br />

Schmidt Matthias, Prof.<br />

Schubbbach Arno, Prof.<br />

Spies Christian, Dr.<br />

Ubl Ralph, Prof.<br />

Vetter Thomas, Prof.<br />

Van der Meulen Nicolaj<br />

Vischer Theodora, Dr.<br />

Image and Sociality<br />

Head: C. Bohn<br />

Image and Model<br />

Heads: M. Merz, T. Vetter, I.<br />

Hinterwaldner<br />

Design Process<br />

Heads: M. Renner,<br />

N. van der Meulen<br />

Image Theory<br />

Head: G. Boehm<br />

Art and the Arts<br />

Head: R. Ubl<br />

The Visuality of Baroque<br />

Opera<br />

Head: N. Gess<br />

Fields and Frequencies in Cinematic<br />

Perception<br />

Head: U. Holl<br />

„Graduate School -<br />

Image as Artifact“<br />

1.1.2012 - 31.12.2014<br />

Supervisor: A. Schubbach<br />

Department of the History of Art, University of Basel<br />

Soziologisches Seminar, Universität Luzern<br />

Department of German Studies, University of Basel<br />

Chair for Science Studies, ETH Zürich<br />

Department of the History of Art, University of Basel<br />

Department of Media Studies, University of Basel<br />

Soziologisches Seminar, Universität Luzern<br />

Department Visual Communication, University of Art and Design,<br />

Basel<br />

Department of the History of Art, University of Basel<br />

Departement of Musicology, University of Basel<br />

<strong>NCCR</strong> Iconic Criticism, University of Basel<br />

Department of the History of Art, University of Basel<br />

Department of the History of Art, University of Basel<br />

Computer Science Department, University of Basel<br />

Departement Visual Communication, University of Art and Design,<br />

Basel<br />

Schaulager, Münchenstein/Basel<br />

<strong>NCCR</strong> Management<br />

Director<br />

Ubl Ralph, Prof.<br />

Managing Director<br />

Budelacci Orlando, Dr.<br />

phone: + 41 (0)61 267 18 05<br />

Administrative Manager<br />

Dunkel Helen, Mrs.<br />

phone: + 41 (0)61 267 18 03<br />

Administrative Assistant<br />

Daria Kolacka, Dr.<br />

phone: + 41 (0)61 267 18 10<br />

Communications<br />

Freiberger Heike, Dr.<br />

phone: + 41 (0)61 267 18 10<br />

Advancement of Women<br />

Freiberger Heike, Dr.<br />

Knowledge<br />

and Technology Transfer<br />

Budelacci Orlando, Dr.<br />

phone: + 41 (0)61 267 18 05<br />

Education and Training<br />

Schubbach Arno, Prof.<br />

phone: +41 (0)61 267 18 61<br />

Address<br />

eikones/<strong>NCCR</strong> Iconic Criticism<br />

University of Basel<br />

Rheinsprung 11<br />

4051 Basel<br />

phone: + 41 (0)61 267 18 10<br />

fax: + 41 (0)61 267 18 11<br />

bildkritik@unibas.ch<br />

Public Relations<br />

• Homepage<br />

Web Address<br />

www.eikones.ch<br />

www.rheinsprung11.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 81


The Power<br />

and Meaning of Images<br />

<strong>NCCR</strong> Iconic Criticism<br />

Third Party Cooperation<br />

Programmes<br />

• Forschergruppe «Bild – Schrift –<br />

Zahl», «Das Technische Bild»<br />

• Forschergruppe<br />

“Das wissende Bild”<br />

• Graduiertenkolleg<br />

«Bild Körper Medium. Eine<br />

anthropologische Perspektive»<br />

• Graduiertenkolleg<br />

«Körperinszenierungen»<br />

• Graduiertenkolleg<br />

«Mediale Historiographien»<br />

• SFB/FK 427<br />

• SFB 447<br />

• SFB/FK 615<br />

• SFB 626<br />

• SFB 447<br />

Research Institutions<br />

• Ägyptologisches Institut,<br />

Universität Leipzig, DE<br />

• Center for Art and Media,<br />

Karlsruhe, DE<br />

• Central Institute of History Art,<br />

Munich, DE<br />

• Centre for Architecture,<br />

Canadian Centre for Architecture,<br />

Montreal, CA<br />

• Centro Internazionale di Studi<br />

di Architettura Andrea Palladi,<br />

Vicenza, IT<br />

• Datenströme GbR, Berlin, DE<br />

• Department of Adult and<br />

Continuing Education,<br />

University of Glasgow, GB<br />

• Department of Art History,<br />

University of Chicago, US<br />

• Department of Egyptology,<br />

Hebrew University, Jerusalem, IL<br />

• Department of German,<br />

Northwestern University,<br />

Chicago, US<br />

• Dipartimento di Discipline storiche,<br />

artistiche, archeologiche e geografiche,<br />

Università di Verona, IT<br />

• Ecole des Hautes Etudes en<br />

Sciences Sociales (EHESS),<br />

Paris, FR<br />

• Fachgebiet Formale Modelle,<br />

Logik und Programmierung,<br />

Berlin, DE<br />

• Facultad de Arquitectura,<br />

Diseño y Urbanismo,<br />

Buenos Aires, AR<br />

• Fakultät Bildende Kunst,<br />

Hochschule der Künste Berlin, DE<br />

• Fakultät Medien,<br />

Bauhaus-Universität Weimar, DE<br />

• Hermann von Helmholtz-Zentrum<br />

für Kulturtechnik, Berlin, DE<br />

• Institut für Ägyptologie,<br />

Universität München, DE<br />

• Institut für deutsche Sprache<br />

und Literatur, Humboldt-<br />

Universität Berlin, DE<br />

• Institut für Film- und<br />

Theaterwissenschaften,<br />

Freie Universität Berlin, DE<br />

• Institut für Informatik,<br />

Humboldt-Universität Berlin, DE<br />

• Institut für Mathematik,<br />

Humboldt-Universität Berlin, DE<br />

• Institut für Neuere deutsche<br />

Literatur, Justus-Liebig-<br />

Universität, Giessen, DE<br />

• Institut für Philosophie,<br />

Technische Universität<br />

Darmstadt, DE<br />

Topics<br />

The digital revolution,<br />

which has been unfolding<br />

globally since the beginning<br />

of the nineties, turns<br />

the old, inert image into<br />

an extremely flexible<br />

instrument that everyone<br />

can use, serving global<br />

communication and,<br />

above all, the generation<br />

of knowledge. Especially<br />

in the natural sciences,<br />

many new insights can<br />

only be realized with iconic<br />

methods. Images no longer<br />

illustrate what was first<br />

thought; they now represent<br />

an independent mode<br />

of thinking.<br />

The knowledge society has<br />

become a society of images.<br />

This transformation<br />

can probably only be compared<br />

with such epochal<br />

Achievements of the previous years<br />

moments as the invention<br />

of the printing press or<br />

the general spread of literacy<br />

since the eighteenth<br />

century. Now we are all<br />

users and producers of<br />

images – but without necessarily<br />

understanding<br />

how they create meaning,<br />

how their power is generated,<br />

and what becomes of<br />

reality when it is understood<br />

as a function of the<br />

flexible perspective of the<br />

image. That is the starting<br />

point for our project: the<br />

image-oriented society is<br />

increasingly dependent on<br />

iconic criticism if it wants<br />

to master its problems.<br />

The paradigm of the image,<br />

which had not previously<br />

existed, deserves the scholarly<br />

attention language<br />

After completing its setup<br />

phase and fully consolidating<br />

its work in the whole<br />

range of its modules, the<br />

<strong>NCCR</strong> Iconic Criticism has<br />

now established itself as<br />

a visible, recognized research<br />

competence center,<br />

the heart of a network with<br />

regional, national, and international<br />

connections. In<br />

only a few years, the project<br />

has succeeded in assuming<br />

a position as one of<br />

the leading institutions in<br />

image research. The great<br />

frequency of its scholarly<br />

events and publications, including<br />

a Summer School,<br />

cooperation with institutions<br />

all over the world,<br />

intensive collaboration between<br />

senior scholars and<br />

younger researchers, and<br />

last but not least a Graduate<br />

School, have made it<br />

possible to create a firstclass<br />

interdisciplinary academic<br />

institution. The projects<br />

suggested in the first<br />

proposal have proven successful<br />

and are now being<br />

extended, supplemented,<br />

and developed further.<br />

The overall project‘s trademark<br />

is an exciting balance<br />

between empiricism and<br />

theory, between individual<br />

research and a general critical<br />

interest in images. The<br />

has received for centuries.<br />

Linguistics is a matter of<br />

course; iconic criticism<br />

must be one, too. The two<br />

complement each other –<br />

but only if the particular<br />

capacity of the image<br />

can be determined. This<br />

demands a fundamental<br />

reorientation, for we are<br />

used to identifying knowledge<br />

with language. The<br />

meaning potentials of the<br />

image create new openings<br />

to the present, to history<br />

and tradition, and into the<br />

future. An iconic criticism<br />

that addresses epistemic<br />

principles and exemplary<br />

applications is – as mentioned<br />

above – the task of<br />

a generation.<br />

<strong>NCCR</strong> has a group of all its<br />

members that meets regularly<br />

and is dedicated to the<br />

common interest in basic<br />

issues of the image and the<br />

task of „iconic criticism“.<br />

The project defines itself in<br />

terms of the overall coherence<br />

of its results, connecting<br />

basic research with case<br />

studies and theories with<br />

applications. In terms of<br />

both organization and content,<br />

the <strong>NCCR</strong> has steadily<br />

adapted to new challenges<br />

and changing situations.<br />

Further information see<br />

www.eikones.ch<br />

82 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 5 Year 6 Year 7 Year 8 Total %<br />

SNSF funding 1 875 000 1 875 000 1 875 000 1 875 000 7 500 000 42<br />

Self-funding from home<br />

institution 1 839 987 1 174 054 1 309 870 1 109 184 4 433 095 25<br />

Self-funding from project<br />

participants<br />

1 029 102 1 144 952 1 166 000 1 093 000 4 433 054 25<br />

Third-party funding 413 887 439 490 134 500 339 000 1 326 877 7<br />

Total 4 157 976 4 633 496 4 485 370 4 416 184 17 693 026 100<br />

Personnel 2<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE AT IT AR BE<br />

Management 5.0 3 4 36 7 64 5 4 1 1 0 0 1<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 36 20 56 16 44 13 18 2 1 1 1 2<br />

Postdoctoral students 19 10 53 9 47 1 11 3 2 0 0 4<br />

Research associates 0 0 0 0 0 0 0 0 0 0 0 0<br />

Senior researchers 4 18 7 39 11 61 1 15 1 2 0 0 0<br />

Other staff 2 1 50 1 50 1 0 0 0 0 0 1<br />

Total 80.00 42 49 44 51 21 48 7 6 1 1 8<br />

Type of output 5<br />

Totals<br />

Publications > 103 Peer-reviewed | 274 Not peer-reviewed | 741 Anthology articles | 170 Books | 2 Reports 1290<br />

Presentations at congresses > 955<br />

Cooperations > 12 Programmes | 106 Research institutions | 0 Private sector | 8 Other 126<br />

Transfer activities > 0 Patents | 0 Licenses | 0 Start-ups 6 | 0 Prototypes/processes | 0 CTI-projects 7 0<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

5<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

6<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

7<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Varone Frédéric, Prof. (Chair)<br />

Cohn Danièle, Prof.<br />

Gamboni Dario, Prof.<br />

Giesen Bernhard, Prof.<br />

Huguenin Claire, Prof.<br />

Jäger Ludwig, Prof.<br />

Lethen Helmut, Prof.<br />

te Heesen Anke, Prof.<br />

Vogel Juliane, Prof.<br />

Swiss National Science Foundation, Berne, CH<br />

UFR de philosophie, Université Paris 1, FR<br />

Swiss National Science Foundation, Berne, CH<br />

Departement of History and Sociology, University of Konstanz, DE<br />

Swiss National Science Foundation, Berne, CH<br />

Lehrstuhl für Deutsche Philologie, RWTH Aachen, DE<br />

Internationales Forschungszentrum Kulturwissenschaften, Wien, AT<br />

Lehrstuhl für Wissenschaftsgeschichte, Humboldt Universität<br />

zu Berlin, DE<br />

Fachbereich Literaturwissenschaft, Universität Konstanz, DE<br />

• Institut für Philosophie,<br />

Universität Wien, AT<br />

• Institut für Sprach- und<br />

Kommunikationswissenschaft,<br />

Rheinisch-Westfälische Technische<br />

Hochschule, Aachen, DE<br />

• Institut für Vorderasiatische<br />

Archäologie, Freie Universität<br />

Berlin, DE<br />

• Institute of Archaeology<br />

and Antiquity,<br />

University of Birmingham, GB<br />

• Internationales Forschungszentrum<br />

Kulturwissenschaften (IFK),<br />

Wien, AT<br />

• Kulturwissenschaftliches Seminar,<br />

Humboldt-Universität Berlin, DE<br />

• Kunstgeschichtliches Institut,<br />

Universität Bochum, DE<br />

• Kunsthistorisches Institut Florenz,<br />

Max-Planck-Institut, IT<br />

• Kunsthistorisches Institut,<br />

Universität Köln, DE<br />

• Kunsthistorisches Seminar,<br />

Humboldt-Universität, Berlin, DE<br />

• Kunsthistorisches Seminar,<br />

Ruhr-Universität Bochum, DE<br />

• Kunsthistorisches Seminar,<br />

Universität Hamburg, DE<br />

• Leerstoelgroep Theaterwetenschap,<br />

Faculteit der Geesteswetenschappen,<br />

Amsterdam, NL<br />

• Max-Planck-Institut für<br />

Hirnforschung, Frankfurt a. M., DE<br />

• Museo Gregoriano Egizio,<br />

Vatican Museum,<br />

Vatican City State (Holy See), VA<br />

• Max-Planck-Institut für<br />

Wissenschaftsgeschichte,<br />

Berlin, DE<br />

• Seminar für Archäologie und<br />

Kulturgeschichte Nordostafrikas,<br />

Humboldt-Universität Berlin, DE<br />

• Seminar für Ästhetik,<br />

Humboldt-Universität Berlin, DE<br />

• Society of Fellows, Princeton<br />

University, US<br />

• Historische Wahrnehmungsformen<br />

in Text und Bild,<br />

Universität Leipzig, DE<br />

• Vakgroep Duits,<br />

Universiteit Gent, BE<br />

• Zentrum für Bewegungsforschung,<br />

Institut für<br />

Theaterwissenschaft, Berlin, DE<br />

• Zentrum zur Erforschung der<br />

Frühen Neuzeit, Johann<br />

Wolfgang-Goethe-Universität<br />

Frankfurt a. M., DE<br />

Others<br />

• IG Tanz - Tanzbüro Basel, CH<br />

• Mediathek tanz.ch, Zürich, CH<br />

• Schaulager, Basel,<br />

Münchenstein, CH<br />

• Stiftung Bibliothek<br />

Werner Oechslin, Einsiedeln, CH<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71<br />

sbachmann@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 83


International Trade Regulation:<br />

From Fragmentation to Coherence<br />

<strong>NCCR</strong> Trade Regulation<br />

Home Institution<br />

University of Bern<br />

Start of the <strong>NCCR</strong><br />

September 1, 2005<br />

<strong>NCCR</strong> Management<br />

Director<br />

Cottier Thomas, Prof.<br />

thomas.cottier@wti.org<br />

Deputy Director<br />

Christine Kaufmann, Prof.<br />

Scientific Coordinator<br />

Brown Susan, Dr.<br />

susan.brown@wti.org<br />

Administrative Manager<br />

Vetter Margrit, Ms.<br />

margrit.vetter@wti.org<br />

HR and Financial Coordinator<br />

Hegi Olivia, Mrs.<br />

olivia.hegi@wti.org<br />

IT Administrator<br />

Steiger Christian, Mr.<br />

christian.steiger@wti.org<br />

Librarian<br />

Stahl Wulfhard<br />

wulfhard.stahl@wti.org<br />

Administrative Assistant<br />

Joseph Sandra<br />

sandra.joseph@wti.org<br />

Science Editor<br />

Kaplan Susan, Ms.<br />

susan.kaplan@wti.org<br />

Knowledge and<br />

Technology Transfer<br />

Brown Susan, Dr.<br />

Education and Training<br />

Lalani Shaheeza<br />

shaheeza.lalani@iew.unibe.ch<br />

Advancement of Women<br />

Brown Susan, Dr.<br />

Communication<br />

Schwarz Erich<br />

erich.schwarz@wti.org<br />

Address<br />

<strong>NCCR</strong> Trade Regulation<br />

World Trade Institute<br />

Hallerstrasse 6<br />

3012 Bern<br />

Research<br />

Work Package 1<br />

Trade Governance<br />

H: Kaufmann C.<br />

Cluster 1.1<br />

Judicial Governance: Pushing<br />

the Research Frontier<br />

H: Elsig M.<br />

Cluster 1.2<br />

Attitudes towards Trade<br />

Liberalization<br />

H: Spilker G.<br />

Cluster 1.3<br />

Corporate Trade Governance:<br />

Exploring the Interfaces<br />

Kaufmann C.<br />

Work Package 2<br />

Preferential Trade and<br />

Investment<br />

H: Elsig M.<br />

Cluster 2.1<br />

Preferential Trade<br />

H: Sauvé P.<br />

Cluster 2.2<br />

New Challenges in Investment<br />

Law and Policy<br />

H: Nadakavukaren K.<br />

Work Package 3<br />

Innovation and Creativity<br />

in International Trade<br />

H: Cottier Th.<br />

Cluster 3.1<br />

Product Innovation<br />

H: Aerni Ph.<br />

Cluster 3.2<br />

Revisiting Patent Law<br />

and Policy<br />

H: Temmerman M.<br />

Cluster 3.3<br />

New Technologies and Trade<br />

Governance<br />

H: Burri M.<br />

Work Package 4<br />

Trade, Development and<br />

Migration<br />

H: Panizzon M.<br />

Cluster 4.1<br />

Food Security<br />

H: Häberli Ch.<br />

Cluster 4.2<br />

Multilevel Migration<br />

Governance: Norm Sequencing<br />

and Duplication<br />

H: Lavenex S.<br />

Work Package 5<br />

Trade and Climate Change<br />

H: Cottier Th.<br />

Cluster 5.1<br />

Towards a Principle of<br />

Common Concern in International<br />

Economic Law<br />

H: Karapinar B.<br />

Cluster 5.2<br />

Towards Effective Architecture<br />

and Trade Linkage of the<br />

International Climate Regime<br />

H: de Sépibus J.<br />

Cluster 5.3<br />

Towards a Framework Energy<br />

Agreement<br />

H: Nartova O.<br />

Work Package 6<br />

Impact Assessment<br />

H: Cadot O.<br />

Cluster 6.1<br />

Impact of Trade Liberalization<br />

on Economic and Political<br />

Institutions<br />

H: Oechslin M.<br />

Cluster 6.2<br />

Economic Impact Evaluation<br />

of Trade Policy Measures<br />

H: Shingal A.<br />

Cluster 6.3<br />

Impact of International<br />

Trade on Intra-National<br />

Economic Geography<br />

H: Brülhart M.<br />

Horizontal Issue<br />

Multilayered Governance<br />

H: Oesch M.<br />

phone: + 41 (0)31 631 30 80<br />

fax: + 41 (0)31 631 36 30<br />

http://www.nccr-trade.org<br />

84 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

<strong>NCCR</strong> Trade Regulation<br />

aims to provide a better<br />

understanding of how the<br />

world trading system functions<br />

and to explore the<br />

sources and drivers of fragmentation<br />

and coherence.<br />

The rules and principles of<br />

the World Trade Organization<br />

(WTO) provide the<br />

main institutional framework,<br />

although it constitutes<br />

only one of many<br />

potentially applicable international<br />

regimes. As international<br />

trade regulation<br />

Heads of Individual Work Packages and Clusters<br />

Aerni Philipp, Dr.<br />

Food and Agricultural Organization, Rome<br />

Brühlhart Marius, Prof.<br />

Department of Economics, University of Lausanne, Lausanne<br />

Burri Mira, Dr.<br />

c/o World Trade Institute, Bern<br />

Cadot Olivier, Prof.<br />

University of Lausanne, Lausanne<br />

Cottier Thomas, Prof.<br />

c/o World Trade Institute, Bern<br />

de Sépibus Joëlle, Dr.<br />

c/o World Trade Institute, Bern<br />

Elsig Manfred, Prof.<br />

c/o World Trade Institute, Bern<br />

Häberli Christian, Dr.<br />

c/o World Trade Institute, Bern<br />

Karapinar Baris, Dr.<br />

c/o World Trade Institute, Bern<br />

Kaufmann Christine, Prof. Rechtswissenschaftliches Institut, Universität Zürich<br />

Lavenex Sandra, Prof.<br />

Politikwissenschaftliches Seminar der Universität Luzern<br />

Nadakavukaren Schefer Krista, Prof. Faculty of law, University of Basel<br />

Nartova Olga, Dr.<br />

c/o World Trade Institute, Bern<br />

Oechslin Manuel, Prof.<br />

Department of Economics, University of Bern<br />

Oesch Matthias, Prof.<br />

European and International Economic Law, University of Bern<br />

Panizzon Marion, Prof.<br />

c/o World Trade Institute, Bern<br />

Sauvé Pierre, Mr.<br />

c/o World Trade Institute, Bern<br />

Shingal Anirudh, Dr.<br />

c/o World Trade Institute, Bern<br />

Spilker Gabriele, Dr.<br />

International Political Economy, ETH Zürich<br />

Temmerman Michelangelo, Dr. <strong>NCCR</strong> Trade Regulation<br />

WTI / <strong>NCCR</strong> International Research Council<br />

Baltensperger Ernst, Prof. em.<br />

Drexl Josef, Prof.<br />

Dupont Cédric, Prof.<br />

Fink Carsten, Prof.<br />

Hillman Jennifer, Prof.<br />

Hoekman Bernard, Prof.<br />

Hufbauer Gary, Prof.<br />

Jackson John H., Prof. em.<br />

Marceau Gabrielle, Prof.<br />

transcends law and politics,<br />

the project is based on insights<br />

from the disciplines<br />

of law, economics and political<br />

science. <strong>NCCR</strong> Trade<br />

Regulation aims to develop<br />

long-term solutions and<br />

offer innovative policy recommendations<br />

that will improve<br />

the balance between<br />

economic and other regulatory<br />

objectives in an evolving<br />

architecture of regional<br />

and multilateral trade rules.<br />

The research in phase 2 of<br />

the <strong>NCCR</strong> Trade Regulation<br />

involves a global network of<br />

researchers addressing six<br />

broad thematic research<br />

areas: regulatory challenges<br />

and shifting powers<br />

in trade governance; preferential<br />

trade; innovation<br />

and creativity in international<br />

trade; trade, development<br />

and migration; innovative<br />

responses to trade<br />

and climate change; and<br />

impact assessment in international<br />

trade regulation.<br />

University of Bern and Study Center Gerzensee, CH<br />

Director Max-Planck-Institute for Intellectual Property,<br />

Competition and Tax Law, Munich, DE<br />

Graduate Institute of International and Development<br />

Studies (HEID), Geneva, CH<br />

World Intellectual Property Organization (WIPO), Geneva, CH<br />

World Trade Organization (WTO), Geneva CH and German<br />

Marshall Fund, Washington DC, USA<br />

International Trade Department of the World Bank, Washington DC, USA<br />

Peterson Institute of International Economics (IIE), Washington DC, USA<br />

Georgetown University, Washington DC, USA<br />

Institute for International Public Law, University of<br />

Geneva & World Trade Organization (WTO), CH<br />

Third Party Cooperation<br />

(international cooperations only)<br />

Programmes<br />

• NRP 64<br />

Research Institutions<br />

• Centre d’Etudes Politiques<br />

de l’Europe Latine,<br />

Université de Montpellier, FR<br />

• Centre for Development and<br />

Environment, Institute of<br />

Geography, Bern, CH<br />

• Centre for Trade Policy and Law,<br />

Carleton University, Ottawa, CA<br />

• Chemicals and Waste Management<br />

Programme, United Nations<br />

Institute for Training and Research,<br />

Geneva, CH<br />

• Climate and Energy Program,<br />

World Resources Institute,<br />

Washington D.C, US<br />

• Climate Change Impacts,<br />

Adaption and Vulnerability,<br />

Intergovernmental Panel on<br />

Climate Change, Geneva, CH<br />

• Common Law Section/ Faculty<br />

of Law, University of Ottawa,<br />

Ottawa, CA<br />

• Development Strategy and<br />

Governance Division, International<br />

Food Policy Research Institute,<br />

Washington, US<br />

• Ecologic Institute,<br />

Washington D.C., US<br />

• Faculty of Law, Cambridge<br />

University, Cambridge, GB<br />

• Faculty of Law, University of<br />

Ottawa, Ottawa, CA<br />

• Fraunhofer Institut for Media<br />

Communications, University<br />

of St. Gallen, St. Gallen, CH<br />

• Hardware & Timing Section<br />

Mandate, CERN European<br />

Organization for Nuclear Research,<br />

Geneva, CH<br />

• International Center for<br />

Agricultural Research in Dry Areas,<br />

Allepo, SY<br />

• Institute for Human Rights,<br />

German Institute for Human<br />

Rights, Berlin, DE<br />

• Institute of Mass Communication<br />

and Media Research, University of<br />

Zurich, Zurich, CH<br />

• Lehrstuhl für Privat- Wirtschaftsund<br />

Europarecht, University of<br />

Zurich, Zurich, CH<br />

• <strong>NCCR</strong> North-South, University of<br />

Bern, CH<br />

• Regional Coordination Office Horn<br />

of Africa, <strong>NCCR</strong> North-South,<br />

Addis Abeba, ET<br />

<strong>Guide</strong> <strong>2013</strong> | 85


International Trade Regulation:<br />

From Fragmentation to Coherence<br />

<strong>NCCR</strong> Trade Regulation<br />

Economy / Industry<br />

• ABB, Zurich, CH<br />

• Die Innovationsgesellschaft,<br />

St. Gallen, CH<br />

• Swissgrid, Frick, CH<br />

• UBS, Zurich, CH<br />

Others<br />

• Bundesamt für Energie, Bern, CH<br />

• CEPII, Paris, FR<br />

• Ecoscientia, Zug, CH<br />

• International Centre For Trade<br />

And Sustainable Development,<br />

Geneva, CH<br />

• International Institute for<br />

Sustainable Development,<br />

Geneva, CH<br />

• Madariaga/College of Europe<br />

Foundation, Burssels, BE<br />

• Swiss Federal Office for the<br />

Environment, Berne, CH<br />

• Swiss Federal Office of<br />

Communication, Biel, CH<br />

• United Nations Conference<br />

for Trade and Development,<br />

Geneva, CH<br />

• World Intellectual Property<br />

Organisation, Geneva, CH<br />

Achievements of the previous years<br />

Until fairly recently, international<br />

trade regulation<br />

was seen as a specialized<br />

field of international<br />

law and economic policy.<br />

It has insufficient interlinkage<br />

with other areas<br />

of law and policy, which<br />

WTO rules increasingly affect,<br />

or with the institutions<br />

that generate these norms.<br />

<strong>NCCR</strong> Trade Regulation<br />

is a unique, multidisciplinary<br />

research network<br />

that seeks to bring greater<br />

coherence to the study of<br />

these fragmented interfaces,<br />

and looks at them<br />

from the angles of economics,<br />

international relations<br />

and law. The results<br />

of research undertaken<br />

and published during the<br />

first phase of <strong>NCCR</strong> Trade<br />

Regulation were published<br />

as The Prospects of International<br />

Trade Regulation:<br />

From Fragmentation<br />

to Coherence (Cambridge<br />

University Press 2011). The<br />

research under the second<br />

phase builds upon this<br />

achievement.<br />

Research accomplishments<br />

<strong>NCCR</strong> Trade Regulation is<br />

structured into six Work<br />

Packages (WPs), which<br />

have provided an effective<br />

framework for research and<br />

will continue to do so for the<br />

remainder of the second<br />

phase and during the third<br />

phase of the <strong>NCCR</strong>.<br />

We have added numerous<br />

articles and book chapters<br />

to our impressive list of<br />

publications. The most recent<br />

addition is the article<br />

by Manfred Elsig (leader of<br />

WP2) and Mark A. Pollack<br />

(Temple University, USA)<br />

“Agents, trustees, and international<br />

courts: The politics<br />

of judicial appointment<br />

at the World Trade Organization”,<br />

in the European<br />

Journal of International<br />

Relations.<br />

The annual World Trade<br />

Forum (WTF) continues to<br />

showcase work done within<br />

the framework of the <strong>NCCR</strong><br />

and in cooperation with<br />

third parties. This year’s<br />

WTF on the Rule of Law<br />

in Monetary Affairs: Lessons<br />

from the Trade Field,<br />

will as usual, form the basis<br />

for an edited volume to be<br />

published by Cambridge<br />

University Press.<br />

Knowledge transfer<br />

and affiliations<br />

The WTI/<strong>NCCR</strong> is now<br />

midway through its fouryear<br />

academic cooperation<br />

project with the Swiss State<br />

Secretariat for Economic<br />

Affairs (SECO) in collaboration<br />

with universities in<br />

Peru, South Africa and Vietnam,<br />

and has welcomed<br />

two new partners - the<br />

University of Chile and the<br />

Universitas Pelita Harapan<br />

(Indonesia). Research<br />

fellowships, joint research<br />

projects, conferences and<br />

workshops are integrating<br />

foreign researchers into the<br />

work of <strong>NCCR</strong> Trade Regulation.<br />

In the long-term<br />

goal, the intention is to establish<br />

the foundations for<br />

a sustainable and productive<br />

network of academic<br />

cooperation to provide the<br />

rigorously trained experts<br />

needed to address the challenges<br />

of international<br />

trade regulation.<br />

A team of <strong>NCCR</strong> researchers<br />

has obtained a grant<br />

from the Swiss Network<br />

for International Studies<br />

(SNIS) to study power shifts<br />

in the international trade<br />

arena. The two-year project<br />

entitled “From rule-takers<br />

to rule-makers: emerging<br />

powers in the regulation<br />

of international trade” will<br />

investigates the conditions<br />

under which countries such<br />

as Brazil, China, India and<br />

Mexico increasingly convert<br />

their growing market<br />

power into regulatory influence<br />

in the international<br />

arena.<br />

The International Investment<br />

Initiative (I3) continues<br />

to study the relationship<br />

between trade and<br />

investment law and policy.<br />

Its focus is on research,<br />

training and advisory services,<br />

as well establishing a<br />

forum for dialogue between<br />

stakeholders.<br />

Doctoral School<br />

Work is under way to set<br />

up <strong>NCCR</strong> Trade Regulation’s<br />

interdisciplinary<br />

doctoral programme. Together<br />

with the MILE<br />

Programme, the Summer<br />

Academy and the Distance<br />

Learning Programme, the<br />

doctoral programme forms<br />

part of the Graduate School<br />

of Economic Globalisation<br />

and Integration. Individual<br />

learning agreements will<br />

be concluded between the<br />

doctoral thesis supervisor<br />

and the student. These<br />

agreements will offer each<br />

student the possibility to<br />

advance his or her expertise<br />

in the field of trade<br />

regulation and economic<br />

globalisation, for example,<br />

by participating in doctoral<br />

seminars, presenting work<br />

at international conferences<br />

and to the doctoral<br />

school. The school will also<br />

offer students the chance<br />

to augment their knowledge<br />

by attending courses<br />

of the MILE programme<br />

and Summer Academy.<br />

The in-house WTI doctoral<br />

students will be expected<br />

to cooperate on <strong>NCCR</strong> and<br />

other research activities<br />

of the WTI. It will attract<br />

students of law, economics<br />

and international relations,<br />

with a focus on international<br />

trade.<br />

For further information see<br />

www.nccr-trade.org<br />

86 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 5 Year 6 Year 7 Year 8 Total %<br />

SNSF funding 2 345 000 2 345 000 2 345 000 2 345 000 9 380 000 73<br />

Self-funding from home<br />

institution 1 664 370 754 884 667 082 677 224 2 763 560 20<br />

Self-funding from project<br />

participants<br />

337 329 221 300 17 009 17 042 592 680 5<br />

Third-party funding 14 280 120 576 75 605 54 264 264 725 2<br />

Total 3 360 980 3 334 567 3 255 837 2 951 150 12 902 534 100<br />

Personnel 2<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE IT CA GB US<br />

Management 6.1 3 11 61 7 39 13 2 0 2 1 1 1<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 15 7 47 8 53 5 1 1 0 0 0 8<br />

Postdoctoral students 4 3 75 1 25 0 1 1 0 0 0 2<br />

Research associates 13 8 62 5 38 4 1 1 0 0 1 7<br />

Senior researchers 4 32 10 31 22 69 13 2 2 1 2 1 11<br />

Other staff 1 0 0 1 100 0 0 0 0 0 0 1<br />

Total 71.10 39 47 44 53 35 7 5 3 3 3 30<br />

Type of output 5<br />

Totals<br />

Publications > 198 Peer-reviewed | 322 Not peer-reviewed | 85 Anthology articles | 115 Books | 38 Reports 758<br />

Presentations at congresses > 337<br />

Cooperations > 9 Programmes | 164 Research institutions | 30 Private sector | 102 Other 305<br />

Transfer activities > 0 Patents | 0 Licenses | 0 Start-ups 6 | 0 Prototypes/processes | 0 CTI-projects 7 0<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

5<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

6<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

7<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Foray Dominique, Prof. (Chair)<br />

Huguenin Claire, Prof.<br />

Lomi Alessandro, Prof.<br />

Low Patrick, Prof.<br />

Maskus Keith E., Prof.<br />

McGrew Anthony, Prof.<br />

Odell John S., Prof.<br />

Steger Debra, Prof.<br />

Tietje Christian, Prof.<br />

Van Overwalle Geertrui, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Griessen Thomas<br />

Swiss National Science Foundation, Berne, CH<br />

Swiss National Science Foundation, Berne, CH<br />

Swiss National Science Foundation, Berne, CH<br />

World Trade Organization, Genève, CH<br />

Department of Economics, University of Colorado, Boulder, US<br />

Dean of Humanities and Social Sciences, University of Strathclyde, GB<br />

School of International Relations,<br />

University of Southern California, US<br />

Faculty of Law, University of Ottawa, CA<br />

Institut für Wirtschaftsrecht, Universität Halle Wittenberg, DE<br />

Centre for Intellectual Property Rights, Catholic University Leuven, BE<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern<br />

phone: + 41 (0)31 308 23 51, fax: + 41 (0)31 305 29 71<br />

tgriessen@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 87


Mediality –<br />

Historical Perspectives<br />

<strong>NCCR</strong> Mediality<br />

Home Institution<br />

University of Zurich<br />

Start of the <strong>NCCR</strong><br />

October 1, 2005<br />

<strong>NCCR</strong> Management<br />

Director<br />

Kiening Christian, Prof.<br />

phone: + 41 (0)44 634 25 53<br />

ckiening@access.uzh.ch<br />

Deputy Director<br />

Tröhler M. Prof.<br />

phone: +41 (0)44 634 35 22<br />

m.troehler@fiwi.uzh.ch<br />

Deputy Director (Coordination)<br />

Stercken Martina, Prof.<br />

phone: + 41 (0)44 634 51 16<br />

stercken@hist.uzh.ch<br />

Knowledge and<br />

Technology Transfer<br />

Thier Andreas, Prof.<br />

Education and Training<br />

Glauser Jürg, Prof.<br />

Advancement of Women<br />

Naumann Barbara, Prof.<br />

Address<br />

<strong>NCCR</strong> Mediality<br />

University of Zurich<br />

Rämistr. 42<br />

8001 Zürich<br />

phone: + 41 (0)44 634 51 19<br />

sekretariat@mediality.ch<br />

Web Address<br />

www.mediality.ch<br />

Research<br />

Interference<br />

Mythological Interference<br />

H: Glauser J.<br />

Diagrammatic structures<br />

H: Lutz E. C.<br />

Plastic Writing<br />

H: Glaser E., Rübekeil L.<br />

Urban Sounds<br />

H: Roeck B.<br />

Display<br />

Medial Metonymies<br />

H: Kiening Ch.<br />

Texts, Images,<br />

and Propaganda<br />

H: Zey C.<br />

Mapping Territories<br />

H: Stercken M.<br />

Literary Effects of Presence<br />

H: Schneider S.<br />

Dynamics of<br />

Cinematic Display<br />

H: Schweinitz J., Tröhler M.<br />

Instrumentalization<br />

Monarchic Enthronement<br />

and Consecration<br />

H: Thier A.<br />

Media of Order<br />

H: Teuscher S.<br />

Peculiarities<br />

of Charter Language<br />

H: Glessgen M.<br />

Mediality of Stained Glass<br />

Ensembles<br />

H: Kurmann B.<br />

Transference<br />

Figurations<br />

of the Chosen Ones<br />

H: Naumann B.<br />

Rhetoric of Transference<br />

H: Müller Nielaba D.<br />

Charismatic Figures<br />

H: Wagner K., Gamper M.<br />

The Artistic Transplant<br />

H: Stoichita V.<br />

Narrations of the Foreign Holy<br />

H: Schnyder M.<br />

Reception of Arabic Music<br />

H: Hinrichsen H.-J.<br />

Common Field<br />

Assistant Professor<br />

Sandl M.<br />

Senior Researchers<br />

Beil U. J., Nievergelt A.<br />

Permanent Cooperations<br />

Mediated Origins<br />

H: Aris M-A. (Munich)<br />

Medialising death<br />

H: Stoellger Ph. (Rostock)<br />

Iconology of the Textile<br />

H: Weddigen T.<br />

88 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

Historical Perspectives<br />

In its second phase the<br />

<strong>NCCR</strong> focuses on the historicity<br />

of media and mediality.<br />

It investigates forms<br />

of communication, transfer,<br />

and perception before the<br />

era of mass-media dominance<br />

and modern teleologically<br />

and technologically<br />

oriented media discourses,<br />

whose historical reach goes<br />

no further back than the introduction<br />

of film, radio, or<br />

television. The aim of the<br />

<strong>NCCR</strong> is a historical mediology<br />

which particularly<br />

examines change in communication<br />

practices, new<br />

dynamics in medial forms,<br />

and reflection on the conditions<br />

of communication.<br />

Special moments and constellations<br />

will be analysed,<br />

in which the medial can be<br />

grasped and described, as<br />

well as longer periods of<br />

change.<br />

The task of the historical<br />

mediology already in progress<br />

is to develop patterns<br />

Heads of Individual Research Projects<br />

Beil Ulrich J., PD<br />

Gamper Michael, Prof.<br />

Glaser Elvira, Prof.<br />

Glauser Jürg, Prof.<br />

Glessgen Martin-Dietrich, Prof.<br />

Hinrichsen Hans-Joachim, Prof.<br />

Kiening Christian, Prof.<br />

Kurmann-Schwarz Brigitte, Prof.<br />

Lutz Eckart Conrad, Prof.<br />

Müller-Nielaba Daniel, Prof.<br />

Naumann Barbara, Prof.<br />

Nievergelt Andreas, PD<br />

of description that allow<br />

us to understand how mediality<br />

has formed cultural<br />

meaning. The question is<br />

not so much what media<br />

are, but rather, what in<br />

which situations and processes<br />

works as a medium,<br />

and what are the specific<br />

conditions that make the<br />

medial possible. Emphasis<br />

is put therefore not only on<br />

the images that media present<br />

of the world, but also<br />

on those images of the medial<br />

that shape our notions<br />

of what media are. The historicity<br />

and imagination of<br />

the medial, as well as the<br />

particular historical dynamics<br />

and logics of mediality<br />

will be brought to light.<br />

Organised into a general<br />

overall field (A.) and four<br />

issue-related fields (B. Interference,<br />

C. Ostentation,<br />

D. Instrumentalisation and<br />

E. Transference), texts, images,<br />

maps, sculptures, architecture,<br />

textiles, sounds<br />

and films will serve to develop<br />

different but related<br />

perspectives on medial peculiarities<br />

of the premodern<br />

period. The period between<br />

the 12th and the 15th centuries<br />

forms the focus of research<br />

in the second phase<br />

of the <strong>NCCR</strong> as it did in<br />

the first. At the same time,<br />

however, the borders of European-Christian<br />

cultural<br />

traditions will be brought<br />

into focus, perspectives on<br />

the early modern period will<br />

be opened, and selected<br />

aspects of modernity will<br />

provide a basis to observe<br />

those phases of modernity<br />

in which in literature, art,<br />

and science media discourses<br />

begin to take shape<br />

- discourses which in turn<br />

formed the idea of a premodern<br />

mediality. Participating<br />

fields of the <strong>NCCR</strong><br />

are: German Literature and<br />

Linguistics, History, History<br />

of Art, Film Studies,<br />

Musicology, Scandinavian<br />

Studies, Romance Literature<br />

and Linguistics, and<br />

Law.<br />

Deutsches Seminar, Universität Zürich<br />

Deutsches Seminar, Universität Hannover<br />

Deutsches Seminar, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Romanisches Seminar, Universität Zürich<br />

Musikwissenschaftliches Institut, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Kunsthistorisches Seminar, Universität Zürich<br />

Departement für Germanistik, Université de Fribourg<br />

Deutsches Seminar, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Third Party Cooperation<br />

Research Institutions<br />

• Art History and Music, University<br />

of Birmingham, School of<br />

Languages, Cultures, GB<br />

• Biblioteca Mario Gromo, Museo del<br />

Cinema di Torino, IT<br />

• Capaciteitsgroep Duitse en<br />

Scandinavische talen en culturen,<br />

Universiteit van Amsterdam, NL<br />

• Centre André Chastel, Corpus<br />

Vitrearum France, FR<br />

• Cinémathèque Luxembourg,<br />

Filmarchiv, LU<br />

• College of Humanities, Arts<br />

and Social Sciences, History<br />

Department, US<br />

• Comparative Literature<br />

Department,Yale University,<br />

New Haven, US<br />

• CRH – GAHOM, Ecole des hautes<br />

études en sciences sociales EHESS,<br />

Paris, FR<br />

• Department of Art and Architecture,<br />

Harvard University, Cambridge, US<br />

• Department of English,<br />

Syddansk Universitet, Odense, NO<br />

• Department of Language and<br />

Culture, Linköping University, SE<br />

• Department of German,<br />

Princeton University, US<br />

• Department of Germanic Studies,<br />

New York University, US<br />

• Department of History, University<br />

of South Carolina, US<br />

• Department of Media,<br />

University of Copenhagen, DK<br />

• Department of Technology<br />

and Society Studies,<br />

University of Maastricht, NL<br />

• Deutsches Historisches Institut,<br />

Paris, FR<br />

• Deutsches Seminar, Leibniz<br />

Universität Hannover, DE<br />

• Deutsches Seminar I, Albert-<br />

Ludwigs-Universität Freiburg i.Br, DE<br />

• Dept. of Art and Architecture,<br />

Harvard University, Cambridge, US<br />

• Department of Film History and Aesthetics,<br />

Université de Lausanne, CH<br />

• Department of German,<br />

University of California, Berkeley, US<br />

• Department of Germanic Studies,<br />

University of Chicago, US<br />

• Department of History,<br />

Cornell University, US<br />

• Department of Literature, History<br />

of Ideas, and Religion,<br />

University of Gothenburg, SE<br />

• Dipartimento delle Arti Visive,<br />

Università di Bologna, IT<br />

• Dipartimento di letterature<br />

moderne e scienze dei linguaggi,<br />

Universität Siena, IT<br />

• Dipartimento di Storia delle Arti,<br />

della Musica e dello Spettacolo,<br />

Università degli studi di Milano, IT<br />

• Ecole des Hautes Etudes<br />

en Sciences Sociales, Paris, FR<br />

• Emmy-Noether-Research<br />

Group “History of Listening”,<br />

Max-Planck-Institut für Wissenschaftsgeschichte,<br />

Berlin, DE<br />

• English Department,Vanderbilt<br />

University, Nashville, Tennessee, US<br />

• Equipe d’accueil de Linguistique<br />

et Lexicographie Latine et<br />

Romane, Université de Paris, FR<br />

• EYE Nederlands Filmmuseum,<br />

Filmarchiv, NL<br />

• Fachbereich Geschichte und<br />

Soziologie, Universität Konstanz, DE<br />

• Fach Germanistik,<br />

Universität Duisburg-Essen, DE<br />

• Fakultät für Sprach- und<br />

Literaturwissenschaften, Griechische<br />

und lateinische Philologie,<br />

Universität München, DE<br />

• Filmmuseum Wien, Filmarchiv, AT<br />

• Forschungszentrum für<br />

mittelalterliche Glasmalerei,<br />

Corpus Vitrearum Deutschland, DE<br />

• Friedrich-Alexander-Universität<br />

Erlangen-Nürnberg, DE<br />

<strong>Guide</strong> <strong>2013</strong> | 89


• Friedrich-Meinecke-Institut,<br />

Freie Universität Berlin, DE<br />

• German Department,<br />

Princeton University, US<br />

• German Medieval and Linguistic<br />

Studies, University of Oxford, GB<br />

• German Medieval Studies,<br />

University of Oxford, GB<br />

• Germanistik-Literaturwissenschaft,<br />

Bereich Filmstudien, Universität<br />

Duisburg-Essen, DE<br />

• Germanistik, Universität<br />

Saarbrücken, DE<br />

• Germanistisches Seminar,<br />

Universität Salzburg, DE<br />

• Geschichte und Ästhetik der<br />

Medien, Friedrich-Schiller-<br />

Universität Jena, DE<br />

• Griechische und lateinische<br />

Philologie, LMU München, DE<br />

• Historisches Institut,<br />

Universität Stuttgart, DE<br />

• Historisches Seminar,<br />

Ludwig-Maximilians-Universität<br />

München, DE<br />

• Historisches Seminar,<br />

Universität Essen/Duisburg, DE<br />

• Historisches Seminar,<br />

Universität Freiburg, DE<br />

• Historisches Seminar,<br />

Universität München, DE<br />

• Historisches Seminar,<br />

Universität Münster, DE<br />

• Historisches Seminar,<br />

Universität Strasbourg, FR<br />

• History Department, Barnard<br />

College, Columbia University,<br />

New York, US<br />

• Institut de Recherche en Cinéma<br />

et Audiovisuel (IRCAV), Université<br />

Sorbonne Nouvelle (Paris III), FR<br />

• Institut des sciences humaines et<br />

sociales, Institut de recherche et<br />

d’histoire des textes (CNRS),<br />

Paris, FR<br />

• Institut für Allgemeine<br />

und Vergleichende<br />

Literaturwissenschaft, Goethe-<br />

Universität Frankfurt/Main, DE<br />

• Institut für die Theater-, Film- und<br />

Fernsehwissenschaft, Johann<br />

Wolfgang Goethe Universität, DE<br />

• Institut für Englische Philologie,<br />

Historische Sprachwissenschaft<br />

und Mittelalterliche Literatur,<br />

Universität München, DE<br />

• Institut de Linguistique Française,<br />

Université de Strasbourg, FR<br />

• Institut für europäische und vergleichende<br />

Sprach- und Literaturwissenschaft,<br />

Universität Wien, AT<br />

• Institut für Germanistik<br />

und Vergleichende<br />

Literaturwissenschaft,<br />

Universität Paderborn, DE<br />

• Institut für Germanistik,<br />

Deutsche Sprachwissenschaft,<br />

Universität Augsburg, DE<br />

• Institut für deutsche Literatur,<br />

Humboldt-Universität zu Berlin, DE<br />

• Institut für deutsche Philologie,<br />

Julius-Maximilians-Universität<br />

Würzburg, DE<br />

• Institut für Germanistik,<br />

Universität Hamburg, DE<br />

• Institut für Germanistik,<br />

Universität Wien, AT<br />

• Institut für Germanistik,<br />

Vergleichende Literaturund<br />

Kulturwissenschaft,<br />

Universität Bonn, DE<br />

• Institut für Geschichte und ihre<br />

Didaktik, Universität Flensburg, DE<br />

• Institut für Klassische Altertumskunde,<br />

Mittel- und Neulateinische<br />

Philologie, Christian-Albrechts-<br />

Universität zu Kiel, DE<br />

• Institut für Linguistik / Romanistik,<br />

Universität Stuttgart, DE<br />

• Institut für Musikwissenschaft<br />

und Medienwissenschaft,<br />

HU Berlin, DE<br />

• Institut für vergleichende Städtegeschichte,<br />

Universität Münster, DE<br />

Mediality –<br />

Historical Perspectives<br />

<strong>NCCR</strong> Mediality<br />

Achievements of the previous years<br />

The <strong>NCCR</strong> stimulates research<br />

on premodern medial<br />

phenomena. Its added<br />

value is to concentrate and<br />

amalgamate theories, approaches,<br />

and observations<br />

made in different scientific<br />

fields and create a new<br />

understanding of mediality<br />

before the period of mass<br />

media and media theories.<br />

Thus it has social relevance<br />

and can change traditional<br />

knowledge.<br />

Not media but mediality<br />

Unlike most contemporary<br />

media studies the <strong>NCCR</strong><br />

does not focus on single<br />

media but on complex<br />

media situations. It asks<br />

the question of what can be<br />

Roeck Berndt, Prof.<br />

Rübekeil, Ludwig, Prof.<br />

Sandl Marcus, Prof.<br />

Schneider Sabine Prof.<br />

Schnyder Mireille, Prof.<br />

Schweinitz Jörg, Prof.<br />

Stercken Martina, Prof.<br />

Stoichita Viktor, Prof.<br />

Teuscher Simon, Prof.<br />

Tröhler Margrit, Prof.<br />

Thier Andreas, Prof.<br />

Wagner Karl, Prof.<br />

Weddigen Tristan, Prof.<br />

Zey Claudia, Prof.<br />

used as a medium, how in<br />

specific situations and constellations<br />

meaning can be<br />

generated, how the usage of<br />

mediality was institutionalized,<br />

and in which ways it<br />

has been reflected by contemporaries.<br />

Theories and models of<br />

mediality<br />

Bringing together researchers<br />

from different fields<br />

and scientific traditions the<br />

<strong>NCCR</strong> studies historical<br />

theories and models of mediality<br />

plumbing antique,<br />

medieval, and early modern<br />

reflection on language,<br />

texts, and images of different<br />

kind. It also examines<br />

the artefacts themselves<br />

and how they reveal knowledge<br />

of the ways and means<br />

of communication.<br />

Conditions of the possibilities<br />

of mediality<br />

Setting the focus on the<br />

analysis of historical issues<br />

of huge variety the <strong>NCCR</strong>’s<br />

single projects considerate<br />

the basic conditions that<br />

enable communication.<br />

Looking into premodern<br />

forms of mediality, they<br />

widen the modern discussion<br />

on media bringing in<br />

epistemological and ontological<br />

aspects.<br />

Further information see<br />

www.mediality.ch<br />

Historisches Seminar, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Historisches Seminar, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Seminar für Filmwissenschaften, Universität Zürich<br />

Historisches Seminar, Universität Zürich<br />

Département d’Histoire de l’Art et Musicologie,<br />

Université de Fribourg<br />

Historisches Seminar, Universität Zürich<br />

Seminar für Filmwissenschaften, Universität Zürich<br />

Rechtswissenschaftliches Institut, Universität Zürich<br />

Deutsches Seminar, Universität Zürich<br />

Kunsthistorisches Institut, Universität Zürich<br />

Historisches Seminar, Universität Zürich<br />

90 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 5 Year 6 Year 7 Year 8 Total %<br />

SNSF funding 1 500 000 1 500 000 1 500 000 1 500 000 6 000 000 50<br />

Self-funding from home<br />

institution 1 447 936 869 479 897 046 445 875 2 660 336 22<br />

Self-funding from project<br />

participants<br />

1 167 512 1 122 503 1 042 503 63 400 3 395 918 28<br />

Third-party funding 0 0 0 0 0 0<br />

Total 3 115 448 3 491 982 3 439 549 2 009 275 12 056 254 100<br />

Personnel 2<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE IT AT ES FR<br />

Management 3.1 3 6 67 3 33 4 5 1 0 0 0 0<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 24 13 54 11 46 16 6 1 0 1 0 3<br />

Postdoctoral students 4 2 50 2 50 0 3 0 0 0 0 1<br />

Research associates 0 0 0 0 0 0 0 0 0 0 0 0<br />

Senior researchers 4 26 9 35 17 65 10 15 0 1 0 1 1<br />

Other staff 5 2 40 3 60 5 0 0 0 0 0 0<br />

Total 62.10 32 47 36 53 35 29 2 1 1 1 5<br />

Type of output 5<br />

Totals<br />

Publications > 194 Peer-reviewed | 23 Not peer-reviewed | 366 Anthology articles | 93 Books | 12 Reports 688<br />

Presentations at congresses > 668<br />

Cooperations > 0 Programmes | 194 Research institutions | 0 Private sector | 0 Other 194<br />

Transfer activities > 0 Patents | 0 Licenses | 0 Start-ups 6 | 0 Prototypes/processes | 0 CTI-projects 6 0<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

5<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

6<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

7<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Burghartz Susanna, Prof. (Chair)<br />

Coleman Janet, Prof.<br />

Geary Patrick J., Prof.<br />

Grob Alexander, Prof.<br />

Kaes Anton, Prof.<br />

Kasten Ingrid, Prof.<br />

Krüger Klaus, Prof.<br />

Ruhe Doris, Prof. em.<br />

Vosskamp Wilhelm, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Bachmann Stefan, Dr.<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Government, London School of Economics, GB<br />

Institute for Advanced Study, School of Historical Studies,<br />

Princeton, US<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Film & Media, University of California, US<br />

Institut für Deutsche und Niederländische Philologie,<br />

Freie Universität Berlin, DE<br />

Kunsthistorisches Institut, Freie Universität Berlin, DE<br />

Würzburg (vormals Universität Greifswald), DE<br />

Institut für deutsche Sprache und Literatur, Universität Köln, DE<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 49, fax: + 41 (0)31 305 29 71,<br />

sbachmann@snf.<br />

• Institute of Media and<br />

Representation, Faculty of Arts,<br />

Utrecht University, NL<br />

• Institutet för språk och folkminnen,<br />

Nationalmuseum Kopenhagen, DK<br />

• Institutt for lingvistiske og nordiske<br />

studier, Universität Oslo, NO<br />

• Kunsthistorisches Institut, Freie<br />

Universität Berlin, DE<br />

• Laboratoire de Français Ancien,<br />

Université d’Ottawa, CA<br />

• Lehrstuhl für Geschichte und<br />

Ästhetik der Medien, Friedrich-<br />

Schiller-Universität Jena, DE<br />

• Linguistik, Universität Bonn, DE<br />

• Linguistics and Film at Queen Mary<br />

College, University of London, GB<br />

• Maison Méditerranéenne<br />

des Sciences de l’Homme,<br />

Aix-en-Provence, FR<br />

• Max-Planck-Institut für<br />

Wissenschaftsgeschichte, DE<br />

• Mediävistisches Institut,<br />

Universität München, DE<br />

• Medienwissenschaft,<br />

Universität Trier, DE<br />

• Migros Kulturprozent,<br />

L’arc – Littérature et atelier de<br />

réflexion contemporaine, CH<br />

• Monumenta Germaniae Historica,<br />

Munich, DE<br />

• Museo del Cinema di Torino,<br />

Università degli Studi di Torino, IT<br />

• Musikwissenschaftliches Seminar,<br />

Humboldt-Universität zu Berlin, DE<br />

• Münster, Seminar für Lateinische<br />

Philologie des Mittelalters und der<br />

Neuzeit, Westfälische Wilhelms-<br />

Universität, DE<br />

• National Fairground Archive,<br />

University of Sheffield, GB<br />

• Neuere deutsche Literaturwissenschaft,<br />

Goethe-Universität<br />

Frankfurt a. M., DE<br />

• Nordeuropa-Institut, Humboldt-<br />

Universität zu Berlin, DE<br />

• Nordisches Institut, Christian-<br />

Albrechts-Universität Kiel, DE<br />

• Nordisk Institut,<br />

Aarhus Universitet, DK<br />

• Thomas-Institut, Universität Köln, DE<br />

• Nordistik Forschungsinstitut,<br />

Københavns Universitet, DK<br />

• Panthéon Sorbonne, Paris, FR<br />

• Pius-Stiftung für Papsturkundenforschung,<br />

Akademie der<br />

Wissenschaft zu Göttingen, DE<br />

• Professur für Musikwissenschaft,<br />

Musikhochschule Lübeck, DE<br />

• Romanisches Seminar Heidelberg,<br />

Heidelberger Akademie der<br />

Wissenschaften, DE<br />

• Romanische Philologie,<br />

Freie Universität Bozen, IT<br />

• Sammlung Malerei bis 1800<br />

und Glasmalerei, Germanisches<br />

Nationalmuseum, DE<br />

• Scandinavian and Folklore, Har-vard<br />

University, Cambridge, MA, US<br />

• School of Geography, Queen’s<br />

University Belfast, IE<br />

• Seminar für Kunstgeschichte,<br />

Heinrich Heine Universität<br />

Düsseldorf, DE<br />

• Seminar für Lateinische Philologie<br />

des Mittelalters und der Neuzeit,<br />

Westfälische Wilhelms-Universität<br />

Münster, DE<br />

• Seminar für Neuere Geschichte,<br />

Universität Tübingen, DE<br />

• Skaldic Poetry of the<br />

Scandinavian Middle Ages Project,<br />

University of Sydney, US<br />

• Sprach- und Literaturwissenschaften,<br />

Universität Augsburg, DE<br />

• Stofnun Árna Magnússonar<br />

í íslenskum fræum,<br />

Háskóli Íslands, Rekyjavik, IS<br />

• Technology, Innovation and<br />

Society, Eindhoven University<br />

of Technology, NL<br />

• Universität Konstanz, DE<br />

• University of California at Berkeley,<br />

Berkeley, US<br />

<strong>Guide</strong> <strong>2013</strong> | 91


Challenges to Democracy<br />

in the 21 st Century<br />

<strong>NCCR</strong> Democracy<br />

Home Institution<br />

University of Zurich<br />

Start of the <strong>NCCR</strong><br />

October 1, 2005<br />

<strong>NCCR</strong> Management<br />

Director<br />

Kübler Daniel, Prof.<br />

phone: + 41 (0)44 634 38 86<br />

daniel.kuebler@ipz.uzh.ch<br />

Deputy Director<br />

Esser Frank, Prof.<br />

phone: + 41 (0)44 635 20 44<br />

f.esser@ipmz.uzh.ch<br />

Administrative Director<br />

Rosteck Yvonne, Mrs.<br />

phone: + 41 (0)44 634 52 02<br />

rosteck@nccr-democracy.uzh.ch<br />

Administration<br />

Cavegn Barbara, Mrs.<br />

Communication<br />

Rosteck Yvonne, Mrs.<br />

Knowledge and<br />

Technology Transfer<br />

Esser Frank, Prof.<br />

Education and Training<br />

Papadopoulos Ioannis, Prof.<br />

Advancement of Women<br />

Gilardi Fabrizio, Prof.<br />

Lavenex Sandra, Prof.<br />

Address<br />

<strong>NCCR</strong> Democracy<br />

University of Zurich<br />

Affolternstrasse 56<br />

8050 Zürich<br />

phone: + 41 (0)44 634 52 01<br />

fax: + 41 (0)44 634 52 00<br />

infodesk@nccr-democracy.uzh.ch<br />

Web Address<br />

www.nccr-democracy.uzh.ch<br />

Public Relations<br />

• Newsletter (print)<br />

• Public events<br />

• Website<br />

• Press releases<br />

• E-Newsletter<br />

Research<br />

Module “Constituting democracy<br />

in multinational polities”<br />

Leader: Lavenex S.<br />

Conceptions of Europe –<br />

alternative demos conceptions<br />

in the EU<br />

Head: Caramani D., Imhof K.<br />

Designing “demoicracy”<br />

in Europe<br />

H: Cheneval F., Lavenex S.,<br />

Schimmelfennig F.<br />

Institutional strategies for<br />

post-conflict democratization<br />

H: Cederman L.-E., Hug S.<br />

Module “Elected and nonelected<br />

political actors in denationalized<br />

policy-making”<br />

Leader: Kübler D.<br />

Civil society –<br />

government interactions<br />

in global governance<br />

H: Koubi V., Bernauer T.<br />

Internationalization,<br />

mediatization, and the<br />

accountability of regulatory<br />

agencies<br />

H: Papadopoulos I., Gilardi F.<br />

Cleavages, governance<br />

and the media in European<br />

metropolitan areas<br />

H: Kübler D., Marcinkowski F.<br />

Heads of Individual Research Projects<br />

Bächtiger André, Dr.<br />

Bernauer Thomas, Prof.<br />

Bonfadelli Heinz, Prof.<br />

Bochsler, Daniel, Prof.<br />

Caramani Daniele, Prof.<br />

Cederman Lars-Erik, Prof.<br />

Cheneval Francis Prof.<br />

Donges Patrick, Prof.<br />

Esser Frank, Prof.<br />

Gautschi Thomas, Dr.<br />

92 | <strong>Guide</strong> <strong>2013</strong><br />

Module “Mediatization –<br />

Implications for politics,<br />

news media and the public”<br />

Leader: Bonfadelli H.<br />

Mediatization of political<br />

reality: Implications of<br />

media-centered reporting<br />

styles for democracy<br />

H: Esser F.<br />

Mediatization of political<br />

interest groups: Changes of<br />

organizational structure and<br />

communication repertoire<br />

H: Donges P., Jarren O.<br />

The mediatization of political<br />

decision-making<br />

H: Sciarini P., Tresch A.<br />

Mediatization of political<br />

attitudes: Becoming<br />

a democratic citizen in a<br />

multi-media environment<br />

H: Bonfadelli H.,<br />

Esser F., de Vreese C.<br />

Module “Changing processes<br />

and strategies of political participation<br />

and representation:<br />

comparing public debates”<br />

Leader: Wirth W.<br />

Strategies of political actors<br />

H: Kriesi H.<br />

Strategies and processes<br />

of issue selection and<br />

construction: comparing<br />

public debates<br />

H: Siegert G.<br />

The strategies and processes<br />

of attitude formation and<br />

public participation in<br />

comparative perspective<br />

H: Wirth W.<br />

The antecedents of public<br />

opinion expression –<br />

a cross-national study of<br />

debate participation<br />

H: Matthes J.<br />

Module<br />

“The quality of democracy”<br />

H: Ladner A.<br />

Democracy barometer<br />

H: Merkel W., Bochsler, D.<br />

E-voting: Smart-voting 2.0<br />

H: Ladner A.<br />

Deliberative experiments<br />

and direct democratic voting<br />

H: Bächtiger A.,<br />

Steenbergen M., Gautschi T.<br />

Knowledge Transfer<br />

Projects<br />

Democracy under the<br />

influence of globalisation<br />

and mediatisation –<br />

A series of teaching units<br />

for level secondary I<br />

H: Ziegler B.<br />

Narrative space<br />

H: Wyss V.<br />

Transfer projects (strong<br />

Swiss franc package)<br />

Visual Reader “The challenge<br />

of democracy”<br />

H: Kriesi H.<br />

Seminar für Politikwissenschaft, Universität Luzern<br />

Center for Comparative and International Studies<br />

(CIS), ETH Zürich<br />

Institut für Publizistikwissenschaft und Medienforschung,<br />

Universität Zürich<br />

Zentrum für Demokratie Aarau (ZDA), Universität Zürich<br />

Institute of Political Science, University of St. Gallen<br />

Center for Comparative and International Studies<br />

(CIS), ETH Zürich<br />

Philosophisches Seminar, Universität Zürich<br />

Institut für Politik- und Kommunikationswissenschaft,<br />

Ernst-Moritz-Arndt-Universität Greifswald<br />

Institut für Publizistikwissenschaft und Medienforschung,<br />

Universität Zürich<br />

Lehrstuhl für Methoden der Empirischen Sozialforschung,<br />

Universität Mannheim


Topics<br />

Well-functioning democratic<br />

processes and institutions<br />

constitute the backbone<br />

of political legitimacy,<br />

social stability, economic<br />

growth and prosperity.<br />

However, these days democracy<br />

is faced with serious<br />

challenges:<br />

First, the process of globalization<br />

has undermined<br />

the problem-solving capacities<br />

of established democracies.<br />

Governments<br />

no longer have the degree<br />

of control that they once<br />

had, and their decisions are<br />

increasingly affected by decisions<br />

taken elsewhere. At<br />

the same time, international<br />

institutions to which political<br />

authority is increasingly<br />

transferred lack democratic<br />

legitimacy. Furthermore,<br />

Gilardi Fabrizio, Prof.<br />

Hug Simon, Prof.<br />

Imhof Kurt, Prof.<br />

Jarren Otfried, Prof.<br />

Koubi Vally, Prof.<br />

Kriesi Hanspeter, Prof.<br />

Kübler Daniel, Prof.<br />

Ladner Andreas, Prof.<br />

Lavenex Sandra, Prof.<br />

Marcinkowski Frank, Prof.<br />

Matthes Jörg, Prof.<br />

Merkel Wolfgang, Prof.<br />

Papadopoulos Ioannis, Prof.<br />

Sciarini Pascal, Prof.<br />

Schimmelfennig Frank, Prof.<br />

Siegert Gabriele, Prof.<br />

Steenbergen Marco, Prof.<br />

Tresch Anke, Dr.<br />

de Vreese Claes, Prof.<br />

Wirth Werner, Prof.<br />

Wyss Vinzenz, Prof.<br />

Ziegler Béatrice, Prof.<br />

the process of extending<br />

democracy into unstable<br />

countries and regions has<br />

proven to be more difficult<br />

than expected.<br />

Second, democratic systems<br />

are confronting the<br />

increasingly powerful role<br />

of the media in politics. In<br />

this mediatization process<br />

over recent decades,<br />

the mass media have been<br />

moving from being merely<br />

a channel of communication<br />

to being a major actor<br />

in the political arena. This<br />

can be problematic as the<br />

media are able to influence<br />

the entire decision-making<br />

process and they can assign<br />

political relevance and importance<br />

to societal problems<br />

according to their own<br />

logic.<br />

Since 2005, social scientists<br />

have been working together<br />

for the <strong>NCCR</strong> Democracy in<br />

order to better understand<br />

how democracy is developing<br />

under these two conditions.<br />

While globalization<br />

and mediatization pose<br />

significant challenges to<br />

democracy, they also provide<br />

new opportunities for<br />

both new and established<br />

democracies to adapt to<br />

changing conditions and<br />

can contribute to a reinforcement<br />

of democracy.<br />

The researchers’ common<br />

goal is to give explanations<br />

for the current changes and<br />

to propose new solutions<br />

and therefore improve the<br />

quality of democracy.<br />

Institut für Politikwissenschaft, Universität Zürich<br />

Département de science politique, Université de Genève<br />

Institut für Publizistikwissenschaft und Medienforschung und<br />

Soziologisches Institut der Universität Zürich<br />

Institut für Publizistikwissenschaft und Medienforschung,<br />

Universität Zürich<br />

Volkswirtschaftliches Institut, Universität Bern<br />

European University Institute (EUI), Florence<br />

Zentrum für Demokratie Aarau ZDA, Universität Zürich<br />

IDHEAP, Universität Lausanne<br />

Seminar für Politikwissenschaft, Universität Luzern<br />

Institut für Kommunikationswissenschaft, Universität Münster<br />

Institut für Publizistik- und Kommunikationswissenschaften,<br />

Universität Wien<br />

Wissenschaftszentrum Berlin für Sozialforschung<br />

Institut d’Etudes Politiques et Internationales,<br />

Université de Lausanne<br />

Département de science politique, Université de Genève<br />

Center for Comparative and International Studies<br />

(CIS), ETH Zürich<br />

Institut für Publizistikwissenschaft und Medienforschung,<br />

Universität Zürich<br />

Institut für Politikwissenschaft (IPZ), Universität Zürich<br />

Département de science politique, Université de Genève<br />

The Amsterdam School of Communtications Research,<br />

University of Amsterdam<br />

Institut für Publizistikwissenschaft und Medienforschung (IPMZ),<br />

Universität Zürich<br />

Institut für Angewandte Medienwissenschaft,<br />

Zürcher Hochschule Winterthur ZHW<br />

Zentrum für Demokratie Aarau ZDA, Fachhochschule Nordwestschweiz<br />

Third Party Cooperation<br />

Programmes<br />

• ASCN<br />

• CAP<br />

• CLIMPOL<br />

• Demanc<br />

• IMO<br />

• NEWGOV<br />

• RECON<br />

• RRPP<br />

• SFB 597<br />

Research Institutions<br />

• Amsterdam Institute for<br />

Advanced Labour,<br />

University of Amsterdam, NL<br />

• Centre de Théorie Politique,<br />

Université Libre de Bruxelles, BE<br />

• Centre for Deliberative Democracy,<br />

Australian National University,<br />

Canberra, AU<br />

• Centrum voor Mediacultuur en<br />

Communicatietechnologie (OE),<br />

Katholieke Universiteit Leuven, BE<br />

• Departamento Ciências da<br />

Communicação, Universidade<br />

do Minho, Braga, PT<br />

• Department of Communication,<br />

University of California,<br />

San Diego, US<br />

• Department of Communication,<br />

University of Missouri,<br />

Columbia, US<br />

• Department of Political and<br />

Social Sciences, European<br />

University Institute, Florence, IT<br />

• Department of Political<br />

Communication,<br />

University of Krems, AT<br />

• Department of Political Science,<br />

University of Exeter, GB<br />

• Department of Political Science,<br />

University of Koblenz Landau, DE<br />

• Department of Public<br />

Communication, Vytautas<br />

Magnus University, Kaunas, LT<br />

• Department of Social Cultural<br />

Studies, Free University<br />

of Amsterdam, NL<br />

• Department of Sociology,<br />

University of California,<br />

Los Angeles, US<br />

• Faculty of the Social Sciences,<br />

Goethe University, Frankfurt /<br />

Main, DE<br />

• Georgian Opinion Research<br />

Business International, Tbilisi, GE<br />

• Graduate School, Chinese Academy<br />

of Social Sciences, Beijing, CN<br />

• Institut für Kommunikationswissenschaft,<br />

Westfälische<br />

Wilhelms-Universität Münster, DE<br />

• Institut für Sozialwissenschaften,<br />

Humboldt-Universität zu Berlin, DE<br />

• Institute for European Integration<br />

Research, Austrian Academy<br />

of Science, Vienna, AT<br />

<strong>Guide</strong> <strong>2013</strong> | 93


Challenges to Democracy<br />

in the 21 st Century<br />

<strong>NCCR</strong> Democracy<br />

• Institute of Communication<br />

Studies, Leeds University, GB<br />

• Institute of Mass Communication<br />

and Media Research,<br />

Free University Berlin, DE<br />

• Institute of Political Science,<br />

University of Munich, DE<br />

• Laboratoire Communication et<br />

politique, Centre National de la<br />

Recherche Scientifique, Paris, FR<br />

• Political Science Department,<br />

University of Mannheim, DE<br />

• Political Science Department,<br />

University of Oslo, NO<br />

• Politics and International Studies,<br />

Open University, Milton Keynes, GB<br />

• Professorship Theory and History<br />

of Democracy, Social Science<br />

Research Center Berlin, DE<br />

• School of Politics and<br />

International Relations,<br />

University College Dublin, IE<br />

• Social Science Research Institute,<br />

Abo Akademi, Turku, FI<br />

• Vakgroep Politieke<br />

Wetenschappen, Vrije Universiteit<br />

Brussels, BE<br />

• Zentrum für Sozialpolitik,<br />

Universität Bremen, DE<br />

Economy / Industry<br />

• Bertelsmann Transformation<br />

Index, Bertelsmann Stiftung,<br />

Gütersloh, DE<br />

• Politools, Bern, CH<br />

Others<br />

• Schweizer Jugend forscht,<br />

Bern, CH<br />

• Tripartite Agglomerationskonferenz<br />

/ Konferenz der Kantonsregierungen,<br />

Berne, CH<br />

Achievements of the previous years<br />

Multi-disciplinary research<br />

The 24 research projects<br />

completed in Phase I show<br />

how the two challenges of<br />

globalization and mediatization<br />

jeopardize or reinforce<br />

democracy: While<br />

globalization poses new<br />

threats to democracy at<br />

the national level, it also<br />

allows for the democratization<br />

of supranational<br />

organizations and of nondemocratic<br />

countries.<br />

However, the projects also<br />

indicate the unfavourable<br />

consequences of democratization.<br />

While mediatization<br />

leads to a commercialization<br />

of news and extends<br />

the techniques of manipulating<br />

public opinion, it<br />

also diversifies the sources<br />

of news reporting, opens<br />

politics to the scrutiny of<br />

an ever more sophisticated<br />

public, and increases the<br />

focus on dialogue. The research<br />

results have been<br />

or are in the process of<br />

being published with leading<br />

publishers and in major<br />

journals in the fields. Furthermore,<br />

the <strong>NCCR</strong> has<br />

launched a refereed e-<br />

journal Living Reviews on<br />

Democracy, providing upto-date<br />

reviews of the state<br />

of research in all fields of<br />

democracy studies.<br />

Knowledge transfer<br />

The projects in the Module<br />

“The quality of democracy”<br />

and the Knowledge Transfer<br />

Projects have provided<br />

tools either for democracy<br />

research or for the transfer<br />

of research results to<br />

the public: The Democracy<br />

Barometer has completed<br />

data collection for<br />

75 democracies; the publicly<br />

accessible website<br />

www.democracybarometer.org<br />

presents country rankings<br />

and diagrams allowing for<br />

an assessment of the quality<br />

of democracy in established<br />

democracies. Two projects<br />

have produced e-learning<br />

tools in order to support<br />

courses in Swiss secondary<br />

schools or at Swiss universities.<br />

One project developed<br />

an instrument to monitor<br />

mass media performance<br />

in modern democracies.<br />

Another project developed<br />

decision-aids for voters in<br />

the domain of e-democracy<br />

and identified the risks and<br />

potentials of such tools<br />

from a legal perspective.<br />

Finally, one project promoted<br />

knowledge transfer<br />

of <strong>NCCR</strong> research into<br />

society by mediating joint<br />

meetings with researchers<br />

and journalists.<br />

Education and training<br />

The <strong>NCCR</strong> Democracy<br />

provides an interdisciplinary<br />

doctoral program in<br />

order to enable its participants<br />

to obtain Ph.D. degrees<br />

of such a quality that<br />

they can place themselves<br />

at the forefront of their<br />

discipline(s) in Switzerland<br />

or abroad. The <strong>NCCR</strong><br />

supports the training of 26<br />

Ph.D. students in each research<br />

phase. The completion<br />

rate and professional<br />

perspectives of the students<br />

are very positive: Most of<br />

them completed their Ph.D.<br />

in time and continued their<br />

academic career. In Phase<br />

II, another focus is on promoting<br />

postdoctoral researchers.<br />

Furthermore,<br />

an <strong>NCCR</strong> assistant professorship<br />

in democratization<br />

was created in 2010 at the<br />

University of Zurich.<br />

The core of our efforts<br />

to promote female researchers<br />

is the peer mentoring<br />

program. Two peer<br />

groups have been established<br />

in order to advance<br />

the careers of their members<br />

in academia and beyond.<br />

The groups organize<br />

a variety of successful<br />

activities designed to develop<br />

skills vital to building<br />

up successful careers and<br />

to create networks. Most<br />

female doctoral students<br />

plan to stay in academia<br />

after finishing their dissertation.<br />

The program has<br />

been a very positive experience<br />

for all of its members,<br />

and they consider it<br />

one of the most effective<br />

forms of supporting the<br />

advancement of women<br />

in academia.<br />

Structural effects<br />

The <strong>NCCR</strong> Democracy<br />

initiated the Zentrum für<br />

Demokratie Aarau (ZDA).<br />

The ZDA is the first democracy<br />

research center in<br />

Switzerland and a unique<br />

model for a partnership between<br />

a municipality (City<br />

of Aarau), a canton (Argovia),<br />

a university of applied<br />

sciences (FHNW) and a university<br />

(University of Zurich).<br />

The establishment of<br />

the center has also led to the<br />

creation of a new professorship<br />

in Democracy Studies<br />

at the University of Zurich.<br />

The founding of ZDA is an<br />

important measure for institutionalizing<br />

the <strong>NCCR</strong><br />

Democracy and for securing<br />

and extending its<br />

research and educational<br />

efforts in the long run.<br />

Further information see<br />

www.nccr-democracy.uzh.ch<br />

Partner Institutions<br />

European University Institute (EUI), Florence<br />

FORS, Université de Lausanne<br />

Social Science Research Center Berlin (WZB), Berlin<br />

Zentrum für Demokratie (ZDA), Aarau<br />

94 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 5 Year 6 Year 7 Year 8 Total %<br />

SNSF funding 1 1 875 000 1 875 000 1 875 000 2 172 000 7 797 000 46<br />

Self-funding from home<br />

institution2 835 357 1 288 878 706 767 845 610 3 676 612 22<br />

Self-funding from project<br />

participants<br />

1 457 081 1 555 283 1 410 993 735 982 5 159 339 31<br />

Third-party funding 4 720 14 328 81 803 148 313 249 164 1<br />

Total 4 172 158 4 733 489 4 074 563 3 901 905 16 882 115 100<br />

Personnel 3<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

DE FR GR NL CA<br />

Management 4.3 4 8 50 8 50 9 7 0 1 0 0 0<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 26 16 62 10 38 16 7 0 0 0 0 4<br />

Postdoctoral students 6 1 17 5 83 3 3 1 0 0 0 0<br />

Research associates 8 2 25 6 75 5 4 0 0 0 0 0<br />

Senior researchers 5 36 7 19 29 81 20 13 1 2 1 1 3<br />

Other staff 9 3 33 6 67 4 4 0 0 1 0 1<br />

Total 89.30 37 37 64 63 57 38 2 3 2 1 8<br />

Type of output 6<br />

Totals<br />

Publications > 137 Peer-reviewed | 31 Not peer-reviewed | 110 Anthology articles | 26 Books | 43 Reports 347<br />

Presentations at congresses > 544<br />

Cooperations > 16 Programmes | 64 Research institutions | 5 Private sector | 4 Other 89<br />

Transfer activities > 0 Patents | 0 Licenses | 0 Start-ups 7 | 0 Prototypes/processes | 0 CTI-projects 8 0<br />

1<br />

Included funding of transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

6<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

7<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

8<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Varone Frédéric, Prof. (Chair) Swiss National Science Foundation, Berne, CH<br />

Benz Arthur, Prof.<br />

Institut für Politikwissenschaft, Technische Universität Darmstadt, DE<br />

Braun Dietmar, Prof.<br />

Swiss National Science Foundation, Berne, CH<br />

Butera Fabrizio, Prof.<br />

Swiss National Science Foundation, Berne, CH<br />

Entman Robert, Prof.<br />

School of Media and Public Affairs,<br />

The George Washington University, Washington, US<br />

Mazzoleni Gianpietro, Prof. Department of Social and Political Studies, University of Milan, IT<br />

Stefaan Walgrave, Prof.<br />

Department of Political Science, University Antwerpen, BE<br />

<strong>NCCR</strong> Office SNSF<br />

Griessen Thomas<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 51, fax: + 41 (0)31 305 29 71,<br />

tgriessen@snf.ch<br />

<strong>Guide</strong> <strong>2013</strong> | 95


Home Institution<br />

University of Geneva<br />

Start of the <strong>NCCR</strong><br />

September 1, 2005<br />

<strong>NCCR</strong> Management<br />

Director (until August <strong>2013</strong>)<br />

Scherer Klaus R., Prof.<br />

phone: + 41 (0)22 379 92 11<br />

Klaus.Scherer@unige.ch<br />

Director (from September <strong>2013</strong>)<br />

Sander David, Prof.<br />

phone: + 41 (0)22 379 92 12<br />

David.Sander@unige.ch<br />

Deputy Director<br />

N.N.<br />

Administrative Manager<br />

Sauge Daniela, Mrs.<br />

phone: + 41 (0)22 379 98 04<br />

Daniela.Sauge@unige.ch<br />

Education and Training<br />

Soriano Cristina, Dr.<br />

phone: +41 (0)22 379 98 53<br />

cristine.soriano@unige.ch<br />

Advancement of Women<br />

Kaiser Susanne, Prof.<br />

phone: + 41 (0)22 379 92 16<br />

Susanne.Kaiser@unige.ch<br />

Schmid Mast Marianne, Prof.<br />

phone: + 41 (0)32 718 13 94<br />

marianne.schmid@unine.ch<br />

Sauge Daniela, Mrs.<br />

Computer and Internet<br />

Resources / Methods<br />

Grandjean Didier, Prof.<br />

phone: +41 (0) 22 379 92 13<br />

Didier.Grandjean@unige.ch<br />

Kapusova Dajana, Mrs.<br />

Dajana.Kapusova@unige.ch<br />

Savary Julien<br />

Julien.Savary@unige.ch<br />

Communication Officer<br />

Varone Carole, Mrs.<br />

phone: +41 (0)22 379 98 05<br />

Carole.Varone@unige.ch<br />

Knowledge and Technology Transfer<br />

Varone Carole, Mrs.<br />

Interdisciplinarity<br />

Deonna Julien, Prof.<br />

phone: +41 (0) 22 379 98 68<br />

Julien.Deonna@unige.ch<br />

Address<br />

<strong>NCCR</strong> Affective Sciences<br />

CISA Centre Interfacultaire en<br />

Sciences Affectives<br />

Université de Genève<br />

7, rue des Battoirs, 1205 Genève<br />

phone: + 41 (0)22 379 98 00<br />

fax: + 41 (0)22 379 98 44<br />

Web Address<br />

www.affective-sciences.org<br />

Affective Sciences:<br />

Emotion in Individual Behaviour<br />

and Social Processes<br />

<strong>NCCR</strong> Affective Sciences<br />

Research<br />

Work Package<br />

Appraisal / Values / Norms<br />

H: Sander D.<br />

Affective relevance: nature,<br />

determinants and effects<br />

H: Sander D.<br />

The impact of emotional<br />

cues on prosocial behavior<br />

and norm compliance<br />

H: Fehr E.<br />

Emotion, feeling & value<br />

H: Deonna J., Teroni F.<br />

Myths & rites as cultural<br />

expression of emotion<br />

H: Borgeaud P.<br />

The translation of<br />

the emotions:<br />

from Greece to Rome<br />

H: Nelis D.<br />

Work Package<br />

Individual differences /<br />

Dispositions<br />

H: Schmid Mast M.<br />

Experiencing and<br />

regulating emotions, issues<br />

of self-involvement, and<br />

relationships to well-being<br />

and performance<br />

H: Semmer N., Tschan F.<br />

The cognitive-affective<br />

interplay of self regulation<br />

H:Van der Linden M.<br />

Emotion and gender under<br />

a power perspective<br />

H: Schmid Mast M., Kaiser S.<br />

How the brain changes its<br />

mind: Roles of emotional<br />

relevance and sleep in learning<br />

and decision making<br />

H: Schwartz S.<br />

When social appraisal meets<br />

social referencing. A developmental<br />

prespective on interest<br />

H: Clement F.<br />

Work Package<br />

Systems / Dynamics<br />

H: Vuilleumier P.<br />

Appraisal-driven patterning<br />

of emotional expression and<br />

experience<br />

H: Scherer K.R.<br />

Neural mechanisms of emotional<br />

response patterning<br />

and systems synchronisation<br />

H: Grandjean D.<br />

Cerebral bases of<br />

individual differences in affect<br />

perception and regulation<br />

H:Vuilleumier P., Landis T.<br />

Affective dynamics<br />

and aesthetic emotions<br />

H: Lombardo P., Griener P.<br />

Affective computing and emotion<br />

awareness in computermediated<br />

interaction<br />

H: Betrancourt M., Pun T.<br />

Research Foci<br />

H: Steering Board<br />

Applied affective sciences<br />

Affective computing<br />

Emotional basis of<br />

other-regarding behaviour:<br />

Empathy and fairness<br />

The nature and consequences<br />

of gender differences<br />

Emotion in language<br />

and culture<br />

Moral emotions<br />

Music & emotions<br />

Development of methods<br />

H: Grandjean D.<br />

Transfer projects<br />

(strong Swiss franc package)<br />

Emotions - An interactive exhibition<br />

H: Grandjean D.<br />

Measuring emotional intelligence<br />

in the workplace: Development<br />

of a new test<br />

H: Mortillaro M.<br />

Combining brain stimulation<br />

with fMRI: Developing a<br />

standard setup for studying<br />

and modifying affective networks<br />

in the human brain<br />

H: Ruff Chr., Fehr E.<br />

Applying affective sciences<br />

to virtual reality: The study<br />

of how scents can enhance<br />

emotional experiences in immersive<br />

virtual worlds<br />

H: Sander D.<br />

Programmes<br />

Graduate School<br />

Post-Doc Program<br />

Summer School<br />

Female Careers: Special<br />

Stipends and Mentoring<br />

Lab Rotation<br />

Invited Professorships<br />

96 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

This interdisciplinary <strong>NCCR</strong><br />

investigates a phenomenon<br />

playing a central role in<br />

human behaviour and social<br />

interaction, emotion,<br />

on several levels of analysis<br />

from the perspectives of<br />

many different disciplines:<br />

psychology, neuroscience,<br />

economics, philosophy, law,<br />

comparative anthropology,<br />

as well as the humanities<br />

and the social sciences.<br />

The following research<br />

questions illustrate some of<br />

the central topics currently<br />

addressed by the <strong>NCCR</strong><br />

Affective Sciences:<br />

- How are emotions elicited<br />

and differentiated into different<br />

response patterns?<br />

Topics: the role of brain<br />

structures, individual predispositions,<br />

cognitive appraisals,<br />

and situational<br />

Heads of Individual Research Projects and Associates<br />

Betrancourt Mireille, Prof.<br />

Borgeaud Philippe, Prof.<br />

Clement Fabrice, Prof.<br />

Deonna Julien, Prof.<br />

Fehr Ernst, Prof.<br />

Grandjean Didier, Prof.<br />

Griener Pascal, Prof.<br />

Kaiser Susanne, Prof.<br />

Lombardo Patrizia, Prof.<br />

Nelis Damien, Prof.<br />

Pun Thierry, Prof.<br />

Sander David, Prof.<br />

Schwartz Sophie, Dr.<br />

Scherer Klaus, Prof.<br />

Schmid Mast Marianne, Prof.<br />

Semmer Norbert, Prof.<br />

Teroni Fabrice, Dr.<br />

Tschan Franziska, Prof.<br />

van der Linden Martial, Prof.<br />

Vuilleumier Patrik, Prof.<br />

Members of the International Scientific Council<br />

Manstead Tony, Prof.<br />

Niedenthal Paula, Prof.<br />

Robinson Jenefer, Prof.<br />

Stemmler Gerhard, Prof.<br />

factors; the patterning and<br />

synchronisation of emotional<br />

responses and action<br />

tendencies; the expression<br />

and communication of emotion;<br />

- How are emotions regulated?<br />

Topics: the control of<br />

bodily reactions and feelings<br />

by social norms and interpersonal<br />

expectations; the<br />

ability to cope with emotions<br />

to avoid stress and burnout;<br />

the loss of control as a risk<br />

factor for affective disorders<br />

such as pathological anxiety<br />

and depression; the role of<br />

individual personality traits<br />

such as impulsivity;<br />

- What role does emotion<br />

play in social relations and<br />

interactions? Topics: the<br />

central role of empathy,<br />

affective processes in the<br />

family, the workplace, and<br />

society as a whole; the role<br />

of social norms and values,<br />

such as justice, in shaping<br />

the nature of the emotional<br />

response; the role of<br />

religion, myths but also fiction;<br />

the socializing function<br />

of moral emotions such as<br />

shame; effects of economic<br />

and socio-political changes<br />

on affective experiences<br />

and well-being.<br />

Special emphasis is being<br />

placed on the application<br />

of research findings as well<br />

as joint research activities<br />

with transfer partners in<br />

order to deal with social issues<br />

in the areas of health,<br />

work and organizations, the<br />

family, law, the problem of<br />

violence, economics, and<br />

the arts. The <strong>NCCR</strong> is also<br />

committed to training the<br />

first generation of “affective<br />

scientists”.<br />

TECFA-FPSE, Université de Genève<br />

Faculté des Lettres, Université de Genève<br />

Cognitive Science Center, Université de Neuchâtel<br />

Faculté des Lettres/Département de Philosophie,<br />

Université de Genève<br />

Institut für Empirische Wirtschaftsforschung, Universität Zürich<br />

CISA et Faculté de Psychologie et des Sciences de l‘ Education,<br />

Université de Genève<br />

Institut d‘histoire de l‘art & de muséologie, Université de Neuchâtel<br />

Faculté de Psychologie et des Sciences de l‘Education,<br />

Université de Genève<br />

Faculté des Lettres, Université de Genève<br />

Faculté des Lettres, Université de Genève<br />

Faculté des Sciences, Université de Genève<br />

CISA et Faculté de Psychologie et des Sciences de l‘Education,<br />

Université de Genève<br />

Faculté de Médecine, Centre Médical Universitaire, Genève<br />

CISA et Faculté de Psychologie et des Sciences de l‘Education,<br />

Université de Genève<br />

Institut de Psychologie du Travail et des Organisations,<br />

Université de Neuchâtel<br />

Institut für Psychologie, Universität Bern<br />

Institut für Philosophie, Universität Bern<br />

Institut de Psychologie du Travail et des Organisations,<br />

Université de Neuchâtel<br />

Faculté de Psychologie et des Sciences de l‘Education,<br />

Université de Genève<br />

Faculté de Médecine, Centre Médical Universitaire, Genève<br />

School of Psychology,Cardiff University, GB<br />

Departement of Psychology, Université de Clermont-Ferrand, FR<br />

Departement of Philosophy, University of Cincinnati, US<br />

Departement of Psychology, University of Marburg, DE<br />

Public Relations<br />

• Newsletter<br />

• Website<br />

• Participation in radio<br />

and TV programs<br />

• Newspaper, magazine<br />

interviews and articles<br />

• Nuit de la Science<br />

• Cité des Métiers<br />

• Semaine du Cerveau<br />

• Salon de l’étudiant<br />

• Le temps d’une découverte,<br />

Université de Genève<br />

• Journée des filles<br />

• Journée des Collégiens<br />

• Museum exhibitions<br />

and workshops<br />

• Montreux Festival Jazz<br />

Third Party Cooperation<br />

Programmes<br />

• BridGE<br />

• ENABLE<br />

• FIGVRA<br />

• ICCRA<br />

• IFAPO/ UMR 7571 PROTASI<br />

• IFAO/UMR 5140 (Ermant)<br />

• INTACT<br />

• Properemo<br />

• SSPNet<br />

Research Institutions<br />

• Abteilung Arbeits- und<br />

Organisationspsychologie,<br />

Universität Frankfurt, DE<br />

• Adaptive Systems Research Group,<br />

University of<br />

Hertfordshire, Hatfield, GB<br />

• Affective Neuroscience Lab,<br />

University of Wisconsin,<br />

Madison, US<br />

• Behavioural and Clinical<br />

Neuroscience Institute, Cambridge<br />

University, GB<br />

• Brain Research Unit, Low<br />

Temperature Laboratory, Aalto<br />

University, FI<br />

• Brain and Creativity Institute,<br />

University of Southern California,<br />

Los Angeles, US<br />

• Center for Neuropolicy,<br />

Emory University, Atlanta, US<br />

• Centre for the Study of Emotion at<br />

the University of Portsmouth, GB<br />

• Cognitive psychopathology Unit,<br />

University of Liège, BE<br />

• Computation and Neural<br />

Systems, California Institute<br />

of Technology, Pasadena CA, US<br />

• Computational Neuroscience<br />

Group, Kings College of<br />

London, GB<br />

• Department of Classics,<br />

University of Chicago, US<br />

• Dept. Of Classics, University of<br />

Edinburgh, GB<br />

• Department of Clinical Medicine -<br />

Center for Functionally Integrative<br />

Neuroscience, Aarhus University, DK<br />

• Department of Comparative<br />

Literature, University of Bergen, NO<br />

• Department of Economics. Ludwig-<br />

Maximilians-Universität, Munich, DE<br />

• Department of Economics,<br />

University of Konstanz, DE<br />

• Department of History and<br />

Archaeology, University of Crete, GR<br />

• Department of Medical Sociology,<br />

Heinrich Heine Universität<br />

Düsseldorf, DE<br />

• Depatment of Music, University of<br />

Jyväskylä, FI<br />

• Department of Philosophy,<br />

University of Adelaide, AU<br />

• Department of Philosophy,<br />

University of Lund, SE<br />

• Department of Philosophy,<br />

University of Montreal, CA<br />

• Department of Philosophy,<br />

University of Toronto, CA<br />

• Department of Psychiatry,<br />

University of Cambridge, GB<br />

• Department of Psychiatry,<br />

University of Geneva, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 97


• Department of Psychology,<br />

Blaise Pascal University,<br />

Clermont-Ferrand, FR<br />

• Department of Psychology,<br />

Ghent University, BE<br />

• Department of Psychology,<br />

Harvard University, Boston, US<br />

• Department of Psychology,<br />

National Institute for Occupational<br />

Safety and Health, Cincinnati, US<br />

• Department of Psychology,<br />

Northwestern University,<br />

Chicago, US<br />

• Department of Psychology,<br />

Rutgers University, Brunswik, US<br />

• Department of Psychology,<br />

Stanford University, Palo Alto, US<br />

• Department of Psychology,<br />

University of Berkeley, US<br />

• Department of Psychology,<br />

University of Chicago, US<br />

• Department of Psychology,<br />

University of Gent, BE<br />

• Department of Psychology,<br />

University of Graz, AT<br />

• Department of Psychology,<br />

University of Munich, DE<br />

• Department of Psychology,<br />

University of Pittsburgh, US<br />

• Department of Psychology,<br />

University of Sheffield, GB<br />

• Department of Psychology,<br />

University of Singapore, SG<br />

• Department of Psychology.<br />

Stockholm University, SE<br />

• Department of Psychology,<br />

University of Paris 8, FR<br />

• Department of Psychology,<br />

University of Tampere, FI<br />

• Department of Psychology,<br />

University of Würzburg, DE<br />

• Department of Psychology,<br />

Uppsala University, SE<br />

• Department of Psychology,<br />

Johannes-Gutenberg-University<br />

Mainz, DE<br />

• Department of Psychology,<br />

Work and Organisational<br />

Psychology, Konstanz, DE<br />

• Department of Psychology,<br />

Yale University, New Haven, US<br />

• Department of Sociology,<br />

University of Lausanne, CH<br />

• Dipartimento di Informatica<br />

Sistematica e Telematica: InfoMus<br />

Lab, University of Genoa, IT<br />

• Douglas Psychiatry Research<br />

Hospital, McGill University,<br />

Montreal, CA<br />

• Embodied Agents Research Group,<br />

German Research<br />

Centre for AI, Saarbrücken, DE<br />

• Environnements Virtuels pour<br />

l’Animation et la Synthèse<br />

d’Images d’Objets Naturels,<br />

Institut National de Recherche en<br />

Informatique et en Automatique<br />

Rhone-Alpes, Grenoble, FR<br />

• German Police University,<br />

Social, Work and Organisational<br />

Psychology, Münster, DE<br />

• Health Psychology Section,<br />

University of Ulm, DE<br />

• HECV-Santé,<br />

• Institution National de la Santé<br />

et de la Recherche,<br />

Hôpital de la Salpétrière, Paris, FR<br />

• Institut Communication Parlée,<br />

Université de Grenoble, FR<br />

• Institut Dalcroze, Geneva, CH<br />

• Institut de Biologia Evolutiva,<br />

Universitat Pumpeu Fabra,<br />

Barcelona, ES<br />

• Institut für Finanzwissenschaft,<br />

Universität Innsbruck, AT<br />

• Institut National de la Santé<br />

et de la Recherche Médicale,<br />

Centre de Recherche Cerveau<br />

et Cognition, Toulouse, FR<br />

Affective Sciences:<br />

Emotion in Individual Behaviour<br />

and Social Processes<br />

<strong>NCCR</strong> Affective Sciences<br />

Achievements of the previous years<br />

Research<br />

During its first two phases,<br />

the <strong>NCCR</strong> Affective Sciences<br />

has demonstrated a<br />

high level of productivity,<br />

resulting in many publications<br />

in leading international<br />

journals and books.<br />

The concrete research<br />

achievements include: the<br />

experimental confirmation<br />

of cumulative-sequential<br />

processing of external stimuli;<br />

the creation of a reference<br />

corpus and data bank<br />

of emotional expressions;<br />

the experimental demonstration<br />

of the role of social<br />

context and personality on<br />

brain responses to other<br />

people‘s emotions; the pioneering<br />

ambulatory assessment<br />

of emotional reactions<br />

and regulation in real life<br />

settings (e.g., work place<br />

and family); the confirmation<br />

that social stressors at<br />

work have a powerful and<br />

measurable impact on emotions<br />

and, consequently,<br />

on health and well-being;<br />

the experimental confirmation<br />

that lack of perseverance<br />

and other impulsivity<br />

aspects are related<br />

to interference in working<br />

memory and response<br />

inhibition (with potential<br />

consequences for emotional<br />

stability); the demonstration<br />

that the intranasal administration<br />

of the neuropeptide<br />

Oxytocin, central in social<br />

approach behaviour in nonhuman<br />

mammals, causes a<br />

substantial increase in trust<br />

in humans; the conceptual<br />

analysis of shame and guilt,<br />

establishing a fundamental<br />

distinction between them;<br />

the analysis of the emotional<br />

issues related to individual<br />

attitudes towards organ donation;<br />

and a comparison<br />

of the emotional aspects of<br />

myths and rites in different<br />

ancient and classical cultures.<br />

The interdisciplinary Research<br />

Foci have been an<br />

outstanding success, in<br />

particular the foci on Music<br />

and Emotion and Language<br />

and Culture. In addition to a<br />

large number of workshops<br />

and symposia, mostly published<br />

as books or special<br />

journal issues, several major<br />

interdisciplinary research<br />

projects are currently being<br />

conducted. For example, a<br />

large intercultural project<br />

has established semantic<br />

profiles for emotion words<br />

in over 30 languages, which,<br />

in addition to producing<br />

valuable scientific insights,<br />

will allow more appropriate<br />

translations in cross-cultural<br />

research. The Transversal<br />

Module Methods has<br />

produced several important<br />

toolboxes to be shared<br />

within the <strong>NCCR</strong> and the<br />

scientific community at<br />

large. The <strong>NCCR</strong> is also a<br />

leading partner in the University<br />

of Geneva‘s Brain<br />

and Behavior Laboratory,<br />

which combines in a single<br />

facility top notch brain imaging,<br />

psychophysiological<br />

measurement, behavioural<br />

interaction and expression<br />

analysis with virtual reality<br />

tools used to elicit emotions.<br />

The <strong>NCCR</strong> also has a large<br />

number of associate members,<br />

academics and professionals<br />

from inside and<br />

outside Switzerland. The<br />

research expertise and past<br />

achievements of several of<br />

our scientists has been acknowledged<br />

by prizes and<br />

grants such as the Marcel<br />

Benoist prize (E. Fehr), the<br />

Théodore Ott prize (T. Landis),<br />

ERC Starting grants (G.<br />

Pourtois, T. Singer), and an<br />

ERC Advanced grant (K. R.<br />

Scherer).<br />

Education and training<br />

& Advancement of women<br />

The <strong>NCCR</strong>‘s doctoral program<br />

provides varied interdisciplinary<br />

training for<br />

the graduate students at<br />

the <strong>NCCR</strong>. Similarly, the<br />

postdoctoral program provides<br />

top-level seminars<br />

and a forum of exchange<br />

for the postdoctoral fellows.<br />

Regular thematic and<br />

methodological meetings<br />

are also organized with invited<br />

speakers from Switzerland<br />

and abroad. In<br />

2012, the <strong>NCCR</strong> celebrated<br />

the fourth International<br />

Summer School in Affective<br />

Sciences (ISSAS). In order<br />

to support women and young<br />

researchers with family<br />

responsibilities, the <strong>NCCR</strong><br />

has also implemented stipends<br />

to help with day care<br />

costs and allow researchers<br />

to pursue their academic career.<br />

Knowledge transfer<br />

& Public information<br />

The <strong>NCCR</strong> is strongly committed<br />

to transferring scientific<br />

knowledge to society.<br />

Successful projects are<br />

being conducted in collaboration<br />

with (and with additional<br />

funding from) Firmenich,<br />

a world leader in<br />

fragrance research and production,<br />

the German technology<br />

institute Fraunhofer,<br />

and the foundation for marketing<br />

research Gesellschaft<br />

für Konsumforschung.<br />

During the past years, our<br />

researchers participated in<br />

several major events for the<br />

general public organized by<br />

the University of Geneva. The<br />

Center has also responded<br />

to numerous requests from<br />

the media, and has collaborated<br />

with local museums in<br />

several exhibitions. Its large<br />

website continues to draw an<br />

international audience. Both<br />

research results and knowledge<br />

transfer activities are<br />

featured prominently in the<br />

Center‘s newsletter.<br />

Further information see<br />

www.affective-sciences.org<br />

98 | <strong>Guide</strong> <strong>2013</strong>


Statistical Input – Output Data<br />

Funding source (CHF) Year 5 Year 6 Year 7 Year 8 Total %<br />

SNSF funding 1 2 500 000 2 500 000 2 500 000 3 613 000 11 113 000 32<br />

Self-funding from home<br />

institution 2 666 454 1 066 702 1 647 276 1 568 305 4 948 737 14<br />

Self-funding from project<br />

participants<br />

3 863 189 3 245 582 4 080 257 2 300 158 13 489 186 39<br />

Third-party funding 1 356 649 1 302 502 1 064 931 925 959 4 650 041 14<br />

Total 8 386 292 8 114 786 9 292 464 8 407 422 34 200 964 100<br />

Personnel 3<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

FR DE IT GB BE<br />

Management 4.8 4 7 64 4 36 4 2 2 0 1 0 3<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 50 36 72 14 28 22 6 6 2 3 1 10<br />

Postdoctoral students 42 20 48 22 52 7 10 6 7 1 1 12<br />

Research associates 0 0 0 0 0 0 0 0 0 0 0 0<br />

Senior researchers 5 40 15 38 25 63 16 6 7 4 2 3 5<br />

Other staff 26 12 46 14 54 16 5 2 0 0 0 3<br />

Total 162.80 90 53 79 47 65 29 23 13 7 5 33<br />

Type of output 6<br />

Totals<br />

Publications > 515 Peer-reviewed | 9 Not peer-reviewed | 246 Anthology articles | 27 Books | 7 Reports 804<br />

Presentations at congresses > 1022<br />

Cooperations > 16 Programmes | 220 Research institutions | 9 Private sector | 28 Other 273<br />

Transfer activities > 0 Patents | 0 Licenses | 0 Start-ups 7 | 13 Prototypes/processes | 0 CTI-projects 8 13<br />

1<br />

Included funding of transfer projects (strong Swiss franc package)<br />

2<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

3<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

4<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

5<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

6<br />

This table displays the major indicators in knowledge and technology transfer; other data is available as well<br />

(see text on “achievements”). The output data of <strong>NCCR</strong>s differ considerably according to disciplinary cultures.<br />

7<br />

Start-up companies that have been built up or were considerably supported by <strong>NCCR</strong>s.<br />

8<br />

Projects funded by the Commission for Technology and Innovation (CTI) that have been initiated by members of <strong>NCCR</strong>s<br />

and are thematically linked to <strong>NCCR</strong> projects.<br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Butera Fabrizio, Prof. (Chair)<br />

Burghartz Susanna, Prof.<br />

Clark Margaret, Prof.<br />

De Sousa Ronald B., Prof. (em.)<br />

Phelps Elizabeth A., Prof.<br />

Reusser Kurt, Prof.<br />

Ricci Bitti Pio Enrico, Prof.<br />

Thoits Peggy A., Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Griessen Thomas<br />

Swiss National Science Foundation, Berne, CH<br />

Swiss National Science, Foundation, Berne, CH<br />

Department of Psychology, Yale University, US<br />

Department of Philosophy, University of Toronto, CA<br />

Department of Psychology, New York University, US<br />

Swiss National Science Foundation, Berne, CH<br />

Dipartimento di Psicologia, Università di Bologna, IT<br />

Department of Sociology, Indiana University, US<br />

Schweiz. <strong>Nationalfonds</strong>, Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 51, fax: + 41 (0)31 305 29 71,<br />

tgriessen@snf.ch<br />

• Laboratoire d’Informatique<br />

et Communication,<br />

Université de Paris, FR<br />

• Laboratoire d’Informatique<br />

pour la Mécanique et les Sciences<br />

de l’Ingénieur, Paris, FR<br />

• Language Technology Lab, DFKI<br />

GmbH, Saarbrücken, DE<br />

• Machine Learning, Technische<br />

Universität Berlin, DE<br />

• Maine Medical Center, Portland, US<br />

• Max Planck Institut Leipzig, DE<br />

• Memory Center, University<br />

Hospital Liège, BE<br />

• Memory Resources and Research<br />

Centre, University of Lille, FR<br />

• Neurological Reeducation Centre,<br />

Hospital Raymond Poincaré,<br />

Paris, FR<br />

• Nonconscious Information<br />

Processing Laboratory,<br />

University of Tulsa, US<br />

• Philosophy Department,<br />

University of Manchester, GB<br />

• Princeton Neuroscience Insitute,<br />

Princeton University, US<br />

• Psychiatry III,<br />

University of Ulm, DE<br />

• Psychology Department,<br />

Central Michigan University,<br />

Mount Pleasant, US<br />

• Psychology Department, University<br />

of California - Berkeley, US<br />

• Ikerbasque Research Center,<br />

Bilbao, ES<br />

• School of psychology,<br />

Cardiff University, GB<br />

• School of Psychology,<br />

Georgia Tech, Atlanta, US<br />

• School of Psychology,<br />

Normal University of Beijing, CN<br />

• School of Psychology,<br />

Queen’s University Belfast, IE<br />

• School of Psychology,<br />

University of Sussex, Brighton, GB<br />

• Section Sciences Religieuses, Ecole<br />

Pratique des Hautes Etudes, Paris, FR<br />

• Service de Neurologie,<br />

Université de Rennes, FR<br />

• Social Cognition Lab,<br />

University of Aberdeen, GB<br />

• Social Psychology Department,<br />

Oxford University, GB<br />

• Textes, Littératures:<br />

Écritures et modèles,<br />

Université de Bordeaux, FR<br />

• The Computation Emotion<br />

Group, University of Southern<br />

California, US<br />

• Unité Fairburn (Anorexie<br />

boulimie), Clinique des Vallées,<br />

Ville-La-Grand, FR<br />

• Walton College, University<br />

of Arkansas, Fayettville, US<br />

Economy / Industry<br />

• Domo Safety, EPF Lausanne, CH<br />

• Dynortis, Lucerne, CH<br />

• Fehr Advice, Zurich, CH<br />

• Firmenich SA, Genève, CH<br />

• GfK Nürnberg e.V., Nürnberg, DE<br />

Others<br />

• Alliance, Genève, CH<br />

• Foundation Montreux Jazz, CH<br />

• Innovations for poverty action,<br />

Busia, KE<br />

• Innovations for poverty action,<br />

New Haven, US<br />

• Lake Innovation Geneva Society<br />

(LGIS), Genève, CH<br />

• Musée d’Histoire des sciences,<br />

Geneva, CH<br />

• Muséum d’Histoire Naturelle,<br />

Genève, CH<br />

• Service de la Formation Continue,<br />

Université de Genève, CH<br />

• Service Médico-Pédagogique,<br />

Genève, CH<br />

• Société Suisse pour la Science des<br />

Religions, Genève, CH<br />

• United Nations Children’s Fund,<br />

Zurich, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 99


Overcoming vulnerability:<br />

life course perspectives<br />

<strong>NCCR</strong> LIVES<br />

Home Institutions<br />

University of Lausanne,<br />

University of Geneva<br />

Start of <strong>NCCR</strong><br />

January 1, 2011<br />

<strong>NCCR</strong> Management<br />

Director<br />

Spini Dario, Prof.<br />

Phone : +41 (0)21 692 38 44<br />

dario.spini@unil.ch<br />

Co-Director (UNIGE)<br />

Deputy Director<br />

Oris Michel, Prof.<br />

Phone: +41 (0)22 37 93786<br />

michel.oris@unige.ch<br />

Deputy Director<br />

Bernardi Laura, Prof.<br />

Phone: +41 (0)21 692 38 46<br />

laura.bernardi@unil.ch<br />

<strong>NCCR</strong> Scientific Officer<br />

Fasel Hunziker Rachel<br />

Phone: +41 (0)21 692 38 52<br />

rachel.faselhunziker@unil.ch<br />

Administrator<br />

Marcacci Tatiana<br />

Phone : +41 (0)21 692 38 38<br />

tatiana.marcacci@unil.ch<br />

Doctoral Program Officer<br />

Fagot Delphine, PhD<br />

Phone: +41 (0)22 379 92 26<br />

Delphine.Fagot@unige.ch<br />

Advancement of young<br />

researchers and women<br />

Demont Floriane, PhD<br />

Phone: +41 (0)22 379 89 24<br />

Floriane.Demont@unige.ch<br />

Le Feuvre Nicky, Prof.<br />

Phone: +41 (0)21 692 32 13<br />

nicky.lefeuvre@unil.ch<br />

Communication Officer &<br />

Knowledge and Technology<br />

Transfer<br />

Marendaz Colle Emmanuelle<br />

Phone: +41 (0)21 692 38 83<br />

communication@lives-nccr.ch<br />

IT Officer<br />

Métral Grégoire<br />

Phone: +41 (0)22 37 93784<br />

gregoire.metral@unige.ch<br />

Address<br />

<strong>NCCR</strong> LIVES<br />

University of Lausanne<br />

Bâtiment Géopolis<br />

1015 Lausanne<br />

Phone: +41(0) 21 692 38 38<br />

Fax: +41 (0) 21 692 32 35<br />

contact@lives-nccr.ch<br />

Research<br />

Vulnerability processes<br />

across the life course:<br />

Cumulative disadvantages,<br />

critical events, and sociopsychological<br />

resources<br />

H: Spini D.<br />

From youth to adulthood:<br />

Second generation<br />

immigrants’ insertion in<br />

the Swiss Society<br />

H: Bolzman C.<br />

Economic inequalities:<br />

Towards pathways out<br />

of vulnerability<br />

H: Lalive R.<br />

Overcoming vulnerability<br />

to unemployment:<br />

Possibilities and limits<br />

of the so-called “active”<br />

social policies<br />

H: Bonvin J.-M.<br />

Heads of Individual Research Projects<br />

Spini Dario, Prof.<br />

Bolzman Claudio, Prof.<br />

Bonvin Jean-Michel, Prof.<br />

Lalive Rafael, Prof.<br />

Le Feuvre Nicky, Prof.<br />

Rossier Jérôme, Prof.<br />

Widmer Eric, Prof.<br />

Staerklé Christian, Prof.<br />

Burton-Jeangros Claudine, Prof.<br />

Favez Nicolas, Prof.<br />

Perrig-Chiello Pasqualina, Prof.<br />

Oris Michel, Prof.<br />

Ritschard Gilbert, Prof.<br />

Joye Dominique, Prof.<br />

Vulnerability at the interface<br />

of professional and family life:<br />

Gender and occupational<br />

differentials<br />

H: Le Feuvre N.<br />

Professional trajectories:<br />

Impact of individual<br />

characteristics and resources<br />

and cultural background<br />

H: Rossier J.<br />

Critical events and<br />

family configurations<br />

H: Widmer E.<br />

Facing critical events in<br />

early adulthood: a normative<br />

approach to vulnerability<br />

and life course regulation<br />

H: Staerklé C.<br />

Health trajectories<br />

and life transitions:<br />

a life course approach to<br />

health vulnerability<br />

H: Burton-Jeangros C.<br />

Women facing cancer:<br />

Impact of the social support<br />

H: Favez N.<br />

Vulnerability and Growth:<br />

Development dynamics and<br />

differential effects of the<br />

loss of an intimate partner<br />

in the second half of life<br />

H: Perrig-Chiello P.<br />

Behind the democratization<br />

of old age:<br />

Inequalities within progress<br />

H: Oris M.<br />

Measuring life sequences<br />

and the disorder of lives<br />

H: Ritschard G.<br />

Life transitions in context:<br />

Toward an integrated<br />

methodological framework<br />

for studying the impact<br />

of critical events<br />

H: Joye D.<br />

Centre de recherche sur les parcours de vie et les inégalités,<br />

Université de Lausanne<br />

Haute école de travail social de Genève, HES-SO<br />

Haute école de travail social et de la santé-Lausanne, HES-SO<br />

Département d’économétrie et d’économie politique,<br />

Université de Lausanne<br />

Laboratoire de sociologie, Université de Lausanne<br />

Laboratoire de psychologie du développement, conseil et<br />

Intervention, Université de Lausanne<br />

Institut d‘études démographiques et du parcours de vie,<br />

Université de Genève<br />

Laboratoire de psychologie sociale,Université de Lausanne<br />

Institut d‘études démographiques et du parcours de vie,<br />

Université de Genève<br />

Section de psychologie, Université de Genève<br />

Institut für Psychologie, Universität Bern<br />

Centre interfacultaire de gérontologie et d’études des vulnérabilités<br />

(CIGEV), Université de Genève<br />

Institut d‘études démographiques et du parcours de vie,<br />

Université de Genève<br />

Centre de recherche sur les parcours de vie et les inégalités,<br />

Université de Lausanne<br />

Web Address<br />

http://www.lives-nccr.ch<br />

100 | <strong>Guide</strong> <strong>2013</strong>


Topics<br />

The phenomenon of vulnerability<br />

in terms of social<br />

exclusion or precariousness<br />

threatens individual<br />

life trajectories. The monetary<br />

costs of stress among<br />

the Swiss population are<br />

estimated to amount 8 billion<br />

Swiss francs in the year<br />

2000. LIVES investigates<br />

life trajectories of about<br />

25000 people in Switzerland<br />

across domains, such as<br />

health, family, work, and institutions<br />

in a comparative<br />

and longitudinal perspective.<br />

The overall objective is<br />

to combine socio-economic,<br />

psycho-social and sociopolitical<br />

dimensions to capture<br />

the complexity of vulnerability<br />

dynamics in modern<br />

society.<br />

Members of the Advisory Board<br />

Its interdisciplinary teams<br />

are devoted to study individual<br />

lives from early to<br />

late adulthood and look at<br />

critical events and life sequences<br />

with respect to<br />

three main issues. First,<br />

the processes and states of<br />

vulnerability are studied by<br />

relating social structures,<br />

institutions, and individual<br />

life course, and policy interventions.<br />

Second, the<br />

debate on “new social risks”<br />

such as growing instability<br />

of personal relations, labour<br />

market uncertainty,<br />

and consequences of the<br />

economic crises is linked<br />

to the analysis of the life<br />

course within various welfare-state<br />

regimes. Third,<br />

diffusion and accumulation<br />

effects of critical events<br />

and the efficacy of individual<br />

resources to cope with<br />

stress are examined.<br />

The Universities of Lausanne<br />

and Geneva build on<br />

a ten-year collaboration<br />

and experience in empirical<br />

and methodological research<br />

within the PaVie<br />

Center. The <strong>NCCR</strong> LIVES<br />

collaborates also with the<br />

Swiss Centre of Expertise<br />

in the Social Sciences<br />

(FORS), the Swiss Federal<br />

Statistical Office (FSO) and<br />

with several renowned institutes<br />

and outstanding<br />

life course experts at international<br />

level.<br />

Prof. Billari Bocconi Francesco University, of Oxford, UK<br />

Prof. honorary Lalive d’Epinay Christian University of Geneva, CH<br />

Prof. de Ribaupierre Anik University of Geneva, CH<br />

Prof. Kohli Martin<br />

European University Institute, Florence, IT<br />

Prof. honorary Levy René University of Lausanne, CH<br />

Prof. Lindenberger Ulman MPI, Berlin, DE<br />

Prof. Marshall Victor<br />

University of North Carolina, US<br />

Prof. Mayer Karl-Ulrich<br />

Yale University, US<br />

Prof. McMullin Julie<br />

University of Western Ontario, CA<br />

Prof. Settersten Richard<br />

Oregon State University, US<br />

Prof. Thompson Elizabeth Stockholm University, SE and University of Wisconsin, US<br />

Third Party Cooperation<br />

Programmes<br />

• Population Europe – Network of<br />

Europe’s leading demographic<br />

research centres<br />

Research Institutions<br />

• Birkbeck Institute for Social<br />

Research, Birkbeck College,<br />

University of London, GB<br />

• Population Change and Lifecourse:<br />

Strategic Knowledge Cluster,<br />

University of Western Ontario,<br />

London, CA<br />

• Center for Healthy Ageing<br />

Research, Oregon State University,<br />

Corvallis, US<br />

• Center for Research on Inequalities<br />

and the Life Course, Yale<br />

University, New Haven, US<br />

• Center on Ageing and the Life<br />

Course, Purdue University, West<br />

Lafayette, US<br />

• Centre de Recherche et d’Etudes<br />

en Gestion, Université de Pau<br />

et des Pays de l’Adour, FR<br />

• Centre d’étude de l’emploi,<br />

Ministère du travail,<br />

Noisy-le-Grand, FR<br />

• Centre for Analysis of Social<br />

Exclusion, London School of<br />

Economics and Political Science, GB<br />

• Centre of Gender Research,<br />

University of Oslo, NO<br />

• Department of Sociology,<br />

Case Western Reserve University,<br />

Cleveland, US<br />

• Department of Sociology,<br />

University of Western Ontario,<br />

London, CA<br />

• Dipartimento Sanita, Scuola<br />

Universitaria Professionale della<br />

Svizzera Italiana, Manno, CH<br />

• Etudes sur le Genre et la Diversité<br />

en Gestion, Université de Liège, BE<br />

• Hallie Ford Center for Healthy<br />

Children and Families, Oregon<br />

State University, Corvallis, US<br />

• Industrial Psychology & People<br />

Management, University of<br />

Johannesburg, ZA<br />

• Institute of Longitudinal Studies in<br />

Education, University of Bamberg, DE<br />

• Laboratoire d’Economie et de<br />

Sociologie du Travail, Centre<br />

national de la recherche<br />

scientifique, Aix-Marseille<br />

Université, FR<br />

• Mobilité, logement et entourage,<br />

Institut National Etude<br />

Démographiques, Paris, FR<br />

• Organizational Behaviour and<br />

Human Resources department,<br />

ESCP Europe, Paris, FR<br />

• Service Psychiatrie de Liaison,<br />

Hôpitaux Universitaires de<br />

Lausanne, CH<br />

• Social Policy Research Unit,<br />

University of York, GB<br />

• Forum suisse pour l’étude des<br />

migrations et de la population,<br />

Université de Neuchâtel, CH<br />

<strong>Guide</strong> <strong>2013</strong> | 101


Overcoming vulnerability:<br />

life course perspectives<br />

<strong>NCCR</strong> LIVES<br />

• Swiss Household Panel, Swiss<br />

Foundation for Social Sciences,<br />

Lausanne, CH<br />

• Department of Epidemiology and<br />

Public Health, International Centre<br />

for Lifecourse Studies in Society<br />

and Health, University College<br />

London, GB<br />

• Leading House en économie de<br />

la formation professionnelle,<br />

Université de Genève, CH<br />

Others<br />

• Bureau de l’égalité de l’Université<br />

de Fribourg, CH<br />

• Bureau de l’égalité des chances de<br />

l’Université de Lausanne, CH<br />

• Bureau de l’égalité entre les<br />

femmes et les hommes du Canton<br />

de Vaud, Lausanne, CH<br />

• Bureau fédéral de l’égalité entre<br />

femmes et hommes, Berne, CH<br />

• Centre de Formation et<br />

d’Orientation Professionnelle,<br />

Lausanne, CH<br />

• Département de la santé et de<br />

l’action sociale du Canton de Vaud,<br />

Lausanne, CH<br />

• Département de la santé et des<br />

affaires sociales du Canton du<br />

Tessin, Bellinzona, CH<br />

• Département de la sécurité, des<br />

affaires sociales et de l’intégrité de<br />

l’Etat du Valais, Sion, CH<br />

• Département de la solidarité et de<br />

l’emploi du Canton de Genève, CH<br />

• Département des affaires<br />

régionales, de l’économie et de la<br />

santé du Canton de Genève, CH<br />

• Département des finances, des<br />

institutions et de la santé de l’Etat<br />

du Valais, Sion, CH<br />

• Dicastère Relève académique et<br />

diversité, Université de Lausanne,<br />

CH<br />

• Federation of Swiss Psychologists,<br />

Berne, CH<br />

• Office de statistique du canton du<br />

Tessin, Bellinzona, CH<br />

• Office fédéral de la statistique,<br />

Neuchâtel, CH<br />

• Bundesamt für<br />

Sozialversicherungen, Bern, CH<br />

• Pro Senectute Schweiz, Wallis und<br />

Basel, CH<br />

• Service de l›Emploi, Lausanne, CH<br />

• Staatssekretariat für Wirtschaft,<br />

Bern, CH<br />

Public Relations<br />

• Brochure<br />

• Website<br />

• Electronic Newsletter<br />

• IP7 Newsletter<br />

• Exhibition<br />

Statistical Input – Output Data<br />

Funding source (CHF) Year 1 Year 2 Year 3 Year 4 Total %<br />

SNSF funding 2 470 000 3 610 000 4 465 000 3 990 000 14 535 000 44<br />

Self-funding from home<br />

institution 1 712 500 912 500 1 216 500 1 216 500 4 058 000 12<br />

Self-funding from<br />

University of Gneva<br />

451 000 458 000 569 000 669 000 2 147 000 7<br />

Self-funding from project<br />

participants<br />

3 709 377 3 194 862 2 725 767 1 928 000 11 558 006 35<br />

Third-party funding 105 770 139 358 120 000 120 000 485 128 1<br />

Total 7 448 647 8 314 720 9 096 267 7 923 500 32 783 134 100<br />

Personnel 2<br />

1<br />

Personnel costs, equipment and consumables, not included infrastructure and basic equipment<br />

2<br />

Persons involved in the <strong>NCCR</strong> in the last reporting period (12 months)<br />

3<br />

Full-time equivalent, including <strong>NCCR</strong>-Director and persons in charge of knowledge and technology transfer, and education and training<br />

4<br />

Including leaders of the individual projects and other organisational units of the <strong>NCCR</strong><br />

Evaluation and Monitoring by the Swiss National Science Foundation (SNSF)<br />

Members of the Review Panel<br />

Grob Alexander, Prof. (Chair)<br />

Bollen Kenneth A., Prof.<br />

Budowski Monica, Prof.<br />

Chenu Alain, Prof.<br />

Heckhausen Jutta, Prof.<br />

Héran François, Prof.<br />

Huinink Johannes, Prof.<br />

Varone Frédéric, Prof.<br />

Willekens Frans, Prof.<br />

<strong>NCCR</strong> Office SNSF<br />

Griessen Thomas<br />

Total of<br />

Persons<br />

Female % Male % CH Most Represented Nations Other<br />

Nations<br />

FR DE IT AT PT<br />

Management 6.1 3 10 77 3 23 9 1 0 0 0 0 3<br />

Master students 0 0 0 0 0 0 0 0 0 0 0 0<br />

Doctoral students 50 33 66 17 34 27 3 3 2 1 3 12<br />

Postdoctoral students 14 6 43 8 57 4 3 1 3 1 0 2<br />

Research associates 23 14 61 9 39 20 2 2 0 0 0 0<br />

Senior researchers 4 58 20 34 38 66 47 3 3 0 1 0 7<br />

Other staff 13 12 92 1 8 10 0 1 1 0 0 1<br />

Total 164.10 95 56 76 44 117 12 10 6 3 3 25<br />

Swiss National Science Foundation, Berne, CH<br />

Department of Sociology, University of North Carolina, US<br />

Swiss National Science Foundation, Berne, CH<br />

Directeur de l’Observatoire sociologique du changement, Paris, FR<br />

Department of Psychology and Social Behavior,<br />

University of California, US<br />

INED- Institut national d’études démographiques, Paris, FR<br />

EMPAS- Institut für angewandte und empirische Soziologie<br />

Universität, Bermen, DE<br />

Swiss National Science Foundation, Berne, CH<br />

Mol-Wezel (emeritus Netherlands Interdisciplinary Demographic<br />

Institute NIDI), BE<br />

Schweiz. <strong>Nationalfonds</strong>,Wildhainweg 3, 3001 Bern,<br />

phone: + 41 (0)31 308 23 51, fax: + 41 (0)31 305 29 71,<br />

tgriessen@snf.ch<br />

102 | <strong>Guide</strong> <strong>2013</strong>

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