Statement of Additional Info - Gabelli
Statement of Additional Info - Gabelli
Statement of Additional Info - Gabelli
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Name and Address <strong>of</strong> Holder <strong>of</strong> Record Percentage <strong>of</strong> Class Nature <strong>of</strong> Ownership<br />
Morgan Stanley Smith Barney<br />
Harborside Financial Center<br />
Jersey City, NJ 07311<br />
Raymond James<br />
Omnibus For Mutual Funds<br />
Attn: Courtney Waller<br />
St Petersburg, FL 33716-1100<br />
Merrill Lynch Pierce Fenner & Smith Inc.<br />
For The Sole Benefit Of Its Customers<br />
Jacksonville, FL 32246-6484<br />
Pershing LLC<br />
Jersey City, NJ 07399-0001<br />
26.69 % Beneficial †<br />
8.06 % Beneficial †<br />
6.78 % Beneficial †<br />
6.17 % Beneficial †<br />
CLASS I<br />
First Clearing LLC<br />
Special Custody Acct FBO<br />
Exclusive Benefit Of Customer<br />
St Louis, MO 63103-2523<br />
Frontier Trust Company<br />
FBO <strong>Gabelli</strong> Funds 401(K) Pr<strong>of</strong>it Sharing<br />
Fargo, ND 58106-0758<br />
Morgan Stanley Smith Barney<br />
Harborside Financial Center<br />
Jersey City, NJ 07311<br />
Merrill Lynch Pierce Fenner & Smith Inc.<br />
For The Sole Benefit Of Its Customers<br />
Jacksonville, FL 32246-6484<br />
66.69 % Beneficial †<br />
17.91 % Beneficial †<br />
9.92 % Beneficial †<br />
5.37 % Beneficial †<br />
INTERMEDIATE BOND FUND<br />
CLASS AAA<br />
Brian Illis<br />
New Monmouth, NJ 07748-2304<br />
First Clearing LLC<br />
Special Custody Acct FBO<br />
Exclusive Benefit <strong>of</strong> Customer<br />
St Louis, MO 63103-2523<br />
7.00 % Record<br />
6.06 % Beneficial †<br />
CLASS A<br />
Raymond James<br />
Omnibus For Mutual Funds<br />
Attn: Courtney Waller<br />
St Petersburg, FL 33716-1100<br />
Pershing LLC<br />
Jersey City, NJ 07399-0001<br />
First Clearing LLC<br />
Special Custody Acct FBO<br />
Exclusive Benefit Of Customer<br />
St Louis, MO 63103-2523<br />
17.66 % Beneficial †<br />
11.04 % Beneficial †<br />
7.14 % Beneficial †<br />
LPL Financial 6.86 % Beneficial †<br />
40