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Statement of Additional Info - Gabelli

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Name and Address <strong>of</strong> Holder <strong>of</strong> Record Percentage <strong>of</strong> Class Nature <strong>of</strong> Ownership<br />

Morgan Stanley Smith Barney<br />

Harborside Financial Center<br />

Jersey City, NJ 07311<br />

Raymond James<br />

Omnibus For Mutual Funds<br />

Attn: Courtney Waller<br />

St Petersburg, FL 33716-1100<br />

Merrill Lynch Pierce Fenner & Smith Inc.<br />

For The Sole Benefit Of Its Customers<br />

Jacksonville, FL 32246-6484<br />

Pershing LLC<br />

Jersey City, NJ 07399-0001<br />

26.69 % Beneficial †<br />

8.06 % Beneficial †<br />

6.78 % Beneficial †<br />

6.17 % Beneficial †<br />

CLASS I<br />

First Clearing LLC<br />

Special Custody Acct FBO<br />

Exclusive Benefit Of Customer<br />

St Louis, MO 63103-2523<br />

Frontier Trust Company<br />

FBO <strong>Gabelli</strong> Funds 401(K) Pr<strong>of</strong>it Sharing<br />

Fargo, ND 58106-0758<br />

Morgan Stanley Smith Barney<br />

Harborside Financial Center<br />

Jersey City, NJ 07311<br />

Merrill Lynch Pierce Fenner & Smith Inc.<br />

For The Sole Benefit Of Its Customers<br />

Jacksonville, FL 32246-6484<br />

66.69 % Beneficial †<br />

17.91 % Beneficial †<br />

9.92 % Beneficial †<br />

5.37 % Beneficial †<br />

INTERMEDIATE BOND FUND<br />

CLASS AAA<br />

Brian Illis<br />

New Monmouth, NJ 07748-2304<br />

First Clearing LLC<br />

Special Custody Acct FBO<br />

Exclusive Benefit <strong>of</strong> Customer<br />

St Louis, MO 63103-2523<br />

7.00 % Record<br />

6.06 % Beneficial †<br />

CLASS A<br />

Raymond James<br />

Omnibus For Mutual Funds<br />

Attn: Courtney Waller<br />

St Petersburg, FL 33716-1100<br />

Pershing LLC<br />

Jersey City, NJ 07399-0001<br />

First Clearing LLC<br />

Special Custody Acct FBO<br />

Exclusive Benefit Of Customer<br />

St Louis, MO 63103-2523<br />

17.66 % Beneficial †<br />

11.04 % Beneficial †<br />

7.14 % Beneficial †<br />

LPL Financial 6.86 % Beneficial †<br />

40

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