Front Cover Page - Tata Mutual Fund

TATA FLOATER FUND
Purchase/Switch in:
Rs.10, 000/- and in multiple of Re.1/- for each option of both the plans of the scheme.
Minimum amount for redemption,
purchase and switches
Additional subscription by an existing unitholder Rs. 10,000 /- and in multiples of Re.1/- thereafter
Redemption/Repurchase/ Switch out
The redemption/repurchase / switches request can be made for a minimum of Rs. 1000/- / 1 unit and in
multiples of Rs.1/- thereafter or for all the Units.
Currently there is no minimum amount requirement in case unitholder is opting for an all units
switch.
Maximum amount for redemption and
switch-outs
(a)
(b)
The repurchase would be permitted to the extent of credit balance in the Unit holder’s account.
In case of receipt of the repurchase requests (including repurchase requests carried forward in
accordance with this clause) in excess of 15% of the outstanding units at the beginning of any
repurchase day, the AMC reserves the right to carry forward excess units, on a prorate basis, to
the next repurchase day and such excess units shall be processed at the applicable NAV of next
repurchase day. However AMC reserves the right to accept Repurchase Request in Rupees also.
Minimum balance to be maintained and
consequences of non maintenance.
The Fund may mandatorily redeem all the Units of any Unitholder:
(a)
if the value of the account falls below the minimum Account balance of 1 unit in the normal
repurchase/switch and the unitholders fails to invest sufficient funds or to purchase sufficient units
to bring the value of the account upto the minimum level within 30 days after a written intimation in
this regard is sent by the fund to that unitholder; or
(b)
Where the Units are held by a Unitholder in breach of any regulations.
Special Products available
a) Systematic Investment Plan (SIP)
The investors can benefit by investing specified Rupees amounts at regular intervals. The SIP allows
the unitholders to invest a fixed amount of Rupees at regular intervals for purchasing additional units of
the scheme at NAV based prices. Investment can be done with the minimum / maximum amount and
number of cheques specified by AMC from time to time. The cheques will be presented on the dates
mentioned on the cheque and subject to realization. Units will be allotted at the applicable NAV along
with applicable load.
“SIP facility is available subject to terms and conditions. Please refer to the SIP Enrolment form for
terms and conditions before enrolment.”
b) Systematic Withdrawal Plan (SWP)
This facility available to the unitholders of the scheme enables them to redeem fixed sums or fixed
number of units from their unit accounts at periodic intervals. The amount withdrawn under SWP by
redemption shall be converted into the Scheme units at the Repurchase price and such units will be
subtracted from the unit balance of that unitholder. In case the date falls during a book closure period
the immediate next Business day will be considered for this purpose.
The Authorised Investor Service Center may terminate SWP on receipt of a notice from the unitholder. It
will terminate automatically if all units are liquidated or withdrawn from the account or upon the receipt
of notification of death or incapacity of the unitholder.
“SWP facility is available subject to terms and conditions. Please refer to the SWP Enrolment form for
terms and conditions before enrolment.”
c) Systematic Transfer Plan (STP)
A unitholder may establish a Systematic Transfer Plan (STP) and choose to transfer on a monthly or a
quarterly basis from one TMF Scheme to another TMF Scheme on a date prescribed by the Investment
Manager. The amount thus withdrawn by redemption shall be converted into units at the applicable NAV
on the scheduled day and such units will be subtracted from the unit balance of that unitholder.
Unitholders may change the amount, not below the specified minimum, by giving two weeks prior
written notice to the registrars. STP may be terminated automatically if the balance falls below the
minimum account balance or upon the receipt of notification of death or incapacity of the unitholders by
the fund. Rules relating to the plan may be changed from time to time by the Investment Manager.
“STP facility is available subject to terms and conditions. Please refer to the STP Enrolment form for
terms and conditions before enrolment.”
Accounts Statements Consolidated Accounts Statements :
1 On acceptance of the application for subscription, an allotment confirmation specifying the
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